UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:811-07763
LITMAN GREGORY FUNDS TRUST
(Exact name of registrant as specified in charter)
1676 N. California Blvd., Suite 500
Walnut Creek, CA 94596
(Address of principal executive offices)(Zip code)
Jeremy DeGroot
1676 N. California Blvd., Suite 500
Walnut Creek, CA 94596
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (925)254-8999
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 through June 30, 2019
Item 1. Proxy Voting Record.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters Alternative Strategies Fund
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters Alternative Strategies Fund
DCI, LLC
The sleeve of the Litman Gregory Masters Alternative Strategies Fund that issub-advised by DCI, LLC did not hold any securities with respect to which DCI, LLC was entitled to vote during the period from July 1, 2018 through June 30, 2019.
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters Alternative Strategies Fund
DoubleLine Capital LP
The sleeve of the Litman Gregory Masters Alternative Strategies Fund that issub-advised by DoubleLine Capital LP did not hold any securities with respect to which DoubleLine Capital LP was entitled to vote during the period from July 1, 2018 through June 30, 2019.
FIRST PACIFIC ADVISORS, LLC
ALCOA CORP.
Ticker: | AA | Security ID: | 013872106 | |||||
Meeting Date: | MAY 08, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 12, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael G. Morris | For | For | Management | ||||
1.2 | Elect Director Mary Anne Citrino | For | For | Management | ||||
1.3 | Elect Director Timothy P. Flynn | For | For | Management | ||||
1.4 | Elect Director Kathryn S. Fuller | For | For | Management | ||||
1.5 | Elect Director Roy C. Harvey | For | For | Management | ||||
1.6 | Elect Director James A. Hughes | For | For | Management | ||||
1.7 | Elect Director James E. Nevels | For | For | Management | ||||
1.8 | Elect Director James W. Owens | For | For | Management | ||||
1.9 | Elect Director Carol L. Roberts | For | For | Management | ||||
1.10 | Elect Director Suzanne Sitherwood | For | For | Management | ||||
1.11 | Elect Director Steven W. Williams | For | For | Management | ||||
1.12 | Elect Director Ernesto Zedillo | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | Against | Against | Shareholder |
ALLY FINANCIAL, INC.
Ticker: | ALLY | Security ID: | 02005N100 | |||||
Meeting Date: | MAY 07, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 12, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Franklin W. Hobbs | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Katryn “Trynka” Shineman Blake | For | For | Management | ||||
1.4 | Elect Director Maureen A. Breakiron-Evans | For | For | Management | ||||
1.5 | Elect Director William H. Cary | For | For | Management | ||||
1.6 | Elect Director Mayree C. Clark | For | For | Management | ||||
1.7 | Elect Director Kim S. Fennebresque | For | For | Management | ||||
1.8 | Elect Director Marjorie Magner | For | For | Management | ||||
1.9 | Elect Director Brian H. Sharples | For | For | Management | ||||
1.10 | Elect Director John J. Stack | For | For | Management | ||||
1.11 | Elect Director Michael F. Steib | For | For | Management | ||||
1.12 | Elect Director Jeffrey J. Brown | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
ALPHABET INC.
Ticker: | GOOGL | Security ID: | 02079K305 | |||||
Meeting Date: | JUN 19, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 22, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director John L. Hennessy | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Alan R. Mulally | For | For | Management | ||||
1.8 | Elect Director Sundar Pichai | For | For | Management | ||||
1.9 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.10 | Elect Director Robin L. Washington | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Recapitalization Plan for all Stock to HaveOne-vote per Share | Against | For | Shareholder | ||||
5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Against | For | Shareholder | ||||
6 | Establish Societal Risk Oversight Committee | Against | For | Shareholder | ||||
7 | Report on Sexual Harassment Policies | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Report on Gender Pay Gap | Against | For | Shareholder | ||||
10 | Employ Advisors to Explore Alternatives to Maximize Value | Against | For | Shareholder | ||||
11 | Approve Nomination of Employee Representative Director | Against | For | Shareholder | ||||
12 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | For | Shareholder | ||||
14 | Report on Human Rights Risk Assessment | Against | For | Shareholder | ||||
15 | Adopt Compensation Clawback Policy | Against | For | Shareholder | ||||
16 | Report on Policies and Risks Related to Content Governance | Against | For | Shareholder |
ALTABA INC.
Ticker: | AABA | Security ID: | 021346101 | |||||
Meeting Date: | JUN 27, 2019 | Meeting Type: | Special | |||||
Record Date: | MAY 16, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Plan of Liquidation | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
ALTABA, INC.
Ticker: | AABA | Security ID: | 021346101 | |||||
Meeting Date: | OCT 16, 2018 | Meeting Type: | Annual | |||||
Record Date: | AUG 28, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tor R. Braham | For | For | Management | ||||
1.2 | Elect Director Eric K. Brandt | For | For | Management | ||||
1.3 | Elect Director Catherine J. Friedman | For | For | Management | ||||
1.4 | Elect Director Richard L. Kauffman | For | For | Management | ||||
1.5 | Elect Director Thomas J. McInerney | For | For | Management |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874784 | |||||
Meeting Date: | MAY 21, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 25, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director W. Don Cornwell | For | For | Management | ||||
1b | Elect Director Brian Duperreault | For | For | Management | ||||
1c | Elect Director John H. Fitzpatrick | For | For | Management | ||||
1d | Elect Director William G. Jurgensen | For | For | Management | ||||
1e | Elect Director Christopher S. Lynch | For | For | Management | ||||
1f | Elect Director Henry S. Miller | For | For | Management | ||||
1g | Elect Director Linda A. Mills | For | For | Management | ||||
1h | Elect Director Thomas F. Motamed | For | For | Management | ||||
1i | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
1j | Elect Director Peter R. Porrino | For | For | Management | ||||
1k | Elect Director Amy L. Schioldager | For | For | Management | ||||
1l | Elect Director Douglas M. Steenland | For | For | Management | ||||
1m | Elect Director Therese M. Vaughan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Shareholder |
ANALOG DEVICES, INC.
Ticker: | ADI | Security ID: | 032654105 | |||||
Meeting Date: | MAR 13, 2019 | Meeting Type: | Annual | |||||
Record Date: | JAN 07, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Ray Stata | For | For | Management | ||||
1b | Elect Director Vincent Roche | For | For | Management | ||||
1c | Elect Director James A. Champy | For | For | Management | ||||
1d | Elect Director Anantha P. Chandrakasan | For | For | Management | ||||
1e | Elect Director Bruce R. Evans | For | For | Management | ||||
1f | Elect Director Edward H. Frank | For | For | Management | ||||
1g | Elect Director Karen M. Golz | For | For | Management | ||||
1h | Elect Director Mark M. Little | For | For | Management | ||||
1i | Elect Director Neil Novich | For | For | Management | ||||
1j | Elect Director Kenton J. Sicchitano | For | For | Management | ||||
1k | Elect Director Lisa T. Su | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Against | Against | Shareholder |
AON PLC
Ticker: | AON | Security ID: | G0408V102 | |||||
Meeting Date: | JUN 21, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 23, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect DirectorJin-Yong Cai | For | For | Management | ||||
1.2 | Elect Director Jeffrey C. Campbell | For | For | Management | ||||
1.3 | Elect Director Gregory C. Case | For | For | Management | ||||
1.4 | Elect Director Fulvio Conti | For | For | Management | ||||
1.5 | Elect Director Cheryl A. Francis | For | For | Management | ||||
1.6 | Elect Director Lester B. Knight | For | For | Management | ||||
1.7 | Elect Director J. Michael Losh | For | For | Management | ||||
1.8 | Elect Director Richard B. Myers | For | For | Management | ||||
1.9 | Elect Director Richard C. Notebaert | For | For | Management | ||||
1.10 | Elect Director Gloria Santona | For | For | Management | ||||
1.11 | Elect Director Carolyn Y. Woo | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote to Ratify Directors’ Remuneration Report | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
6 | Ratify Ernst & Young LLP as Aon’s U.K. Statutory Auditor | For | For | Management | ||||
7 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
8 | Amend Omnibus Stock Plan | For | For | Management | ||||
9 | Approve Reduction of Capital | For | For | Management | ||||
10 | Adopt New Articles of Association | For | For | Management | ||||
11 | Authorize Shares for Market Purchase | For | For | Management | ||||
12 | Authorize Issue of Equity | For | For | Management | ||||
13 | Issue of Equity or Equity-Linked Securities withoutPre-emptive Rights | For | For | Management | ||||
14 | Approve Political Donations | For | For | Management |
ARCONIC INC.
Ticker: | ARNC | Security ID: | 03965L100 | |||||
Meeting Date: | MAY 14, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 25, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James F. Albaugh | For | For | Management | ||||
1.2 | Elect Director Amy E. Alving | For | For | Management | ||||
1.3 | Elect Director Christopher L. Ayers | For | For | Management | ||||
1.4 | Elect Director Elmer L. Doty | For | For | Management | ||||
1.5 | Elect Director Rajiv L. Gupta | For | For | Management | ||||
1.6 | Elect Director Sean O. Mahoney | For | For | Management | ||||
1.7 | Elect Director David J. Miller | For | For | Management | ||||
1.8 | Elect Director E. Stanley O’Neal | For | For | Management | ||||
1.9 | Elect Director John C. Plant | For | For | Management | ||||
1.10 | Elect Director Ulrich R. Schmidt | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Shareholder |
AXALTA COATING SYSTEMS LTD.
Ticker: | AXTA | Security ID: | G0750C108 | |||||
Meeting Date: | MAY 01, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 08, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Deborah J. Kissire | For | For | Management | ||||
1.2 | Elect Director Elizabeth C. Lempres | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||||
Meeting Date: | APR 24, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 04, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Sharon L. Allen | For | For | Management | ||||
1b | Elect Director Susan S. Bies | For | For | Management | ||||
1c | Elect Director Jack O. Bovender, Jr. | For | For | Management | ||||
1d | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
1e | Elect Director Pierre J.P. de Weck | For | For | Management | ||||
1f | Elect Director Arnold W. Donald | For | For | Management | ||||
1g | Elect Director Linda P. Hudson | For | For | Management | ||||
1h | Elect Director Monica C. Lozano | For | For | Management | ||||
1i | Elect Director Thomas J. May | For | For | Management | ||||
1j | Elect Director Brian T. Moynihan | For | For | Management | ||||
1k | Elect Director Lionel L. Nowell, III | For | For | Management | ||||
1l | Elect Director Clayton S. Rose | For | For | Management | ||||
1m | Elect Director Michael D. White | For | For | Management | ||||
1n | Elect Director Thomas D. Woods | For | For | Management | ||||
1o | Elect Director R. David Yost | For | For | Management | ||||
1p | Elect Director Maria T. Zuber | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Report on Gender Pay Gap | Against | Against | Shareholder | ||||
6 | Provide Right to Act by Written Consent | Against | Against | Shareholder | ||||
7 | Amend Proxy Access Right | Against | Against | Shareholder |
BROADCOM INC.
Ticker: | AVGO | Security ID: | 11135F101 | |||||
Meeting Date: | APR 01, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 11, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Hock E. Tan | For | For | Management | ||||
1b | Elect Director Henry Samueli | For | For | Management | ||||
1c | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1d | Elect Director Diane M. Bryant | For | For | Management | ||||
1e | Elect Director Gayla J. Delly | For | For | Management | ||||
1f | Elect Director Check Kian Low | For | For | Management | ||||
1g | Elect Director Peter J. Marks | For | For | Management | ||||
1h | Elect Director Harry L. You | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CHARTER COMMUNICATIONS, INC.
Ticker: | CHTR | Security ID: | 16119P108 | |||||
Meeting Date: | APR 23, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 22, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director W. Lance Conn | For | For | Management | ||||
1b | Elect Director Kim C. Goodman | For | For | Management | ||||
1c | Elect Director Craig A. Jacobson | For | For | Management | ||||
1d | Elect Director Gregory B. Maffei | For | For | Management | ||||
1e | Elect Director John D. Markley, Jr. | For | For | Management | ||||
1f | Elect Director David C. Merritt | For | For | Management | ||||
1g | Elect Director James E. Meyer | For | For | Management | ||||
1h | Elect Director Steven A. Miron | For | For | Management | ||||
1i | Elect Director Balan Nair | For | For | Management | ||||
1j | Elect Director Michael A. Newhouse | For | For | Management | ||||
1k | Elect Director Mauricio Ramos | For | For | Management | ||||
1l | Elect Director Thomas M. Rutledge | For | For | Management | ||||
1m | Elect Director Eric L. Zinterhofer | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Adopt Proxy Access Right | Against | Against | Shareholder | ||||
5 | Report on Sustainability | Against | Against | Shareholder |
CIT GROUP INC.
Ticker: | CIT | Security ID: | 125581801 | |||||
Meeting Date: | MAY 14, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 21, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Ellen R. Alemany | For | Against | Management | ||||
1b | Elect Director Michael L. Brosnan | For | Against | Management | ||||
1c | Elect Director Michael A. Carpenter | For | Against | Management | ||||
1d | Elect Director Dorene C. Dominguez | For | Against | Management | ||||
1e | Elect Director Alan Frank | For | Against | Management | ||||
1f | Elect Director William M. Freeman | For | Against | Management | ||||
1g | Elect Director R. Brad Oates | For | Against | Management | ||||
1h | Elect Director Gerald Rosenfeld | For | Against | Management | ||||
1i | Elect Director John R. Ryan | For | Against | Management | ||||
1j | Elect Director Sheila A. Stamps | For | Against | Management | ||||
1k | Elect Director Khanh T. Tran | For | Against | Management | ||||
1l | Elect Director Laura S. Unger | For | Against | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditor | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967424 | |||||
Meeting Date: | APR 16, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 19, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Michael L. Corbat | For | For | Management | ||||
1b | Elect Director Ellen M. Costello | For | For | Management | ||||
1c | Elect Director Barbara J. Desoer | For | For | Management | ||||
1d | Elect Director John C. Dugan | For | For | Management | ||||
1e | Elect Director Duncan P. Hennes | For | For | Management | ||||
1f | Elect Director Peter B. Henry | For | For | Management | ||||
1g | Elect Director S. Leslie Ireland | For | For | Management | ||||
1h | Elect Director Lew W. (Jay) Jacobs, IV | For | For | Management | ||||
1i | Elect Director Renee J. James | For | For | Management | ||||
1j | Elect Director Eugene M. McQuade | For | For | Management | ||||
1k | Elect Director Gary M. Reiner | For | For | Management | ||||
1l | Elect Director Diana L. Taylor | For | For | Management | ||||
1m | Elect Director James S. Turley | For | For | Management | ||||
1n | Elect Director Deborah C. Wright | For | For | Management | ||||
1o | Elect Director Ernesto Zedillo Ponce de Leon | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Proxy Access Right | Against | Against | Shareholder | ||||
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Against | Against | Shareholder | ||||
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Shareholder |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||||
Meeting Date: | JUN 05, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 05, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.2 | Elect Director Madeline S. Bell | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.6 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.7 | Elect Director Maritza G. Montiel | For | For | Management | ||||
1.8 | Elect Director Asuka Nakahara | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
ESTERLINE TECHNOLOGIES CORP.
Ticker: | ESL | Security ID: | 297425100 | |||||
Meeting Date: | JAN 17, 2019 | Meeting Type: | Special | |||||
Record Date: | NOV 29, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | Against | Management | ||||
3 | Adjourn Meeting | For | For | Management |
ESTERLINE TECHNOLOGIES CORP.
Ticker: | ESL | Security ID: | 297425100 | |||||
Meeting Date: | FEB 07, 2019 | Meeting Type: | Annual | |||||
Record Date: | DEC 12, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Delores M. Etter | For | For | Management | ||||
1.2 | Elect Director Paul V. Haack | For | For | Management | ||||
1.3 | Elect Director Mary L. Howell | For | For | Management | ||||
1.4 | Elect Director Scott E. Kuechle | For | For | Management | ||||
1.5 | Elect Director Curtis C. Reusser | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
FACEBOOK, INC.
Ticker: | FB | Security ID: | 30303M102 | |||||
Meeting Date: | MAY 30, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 05, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peggy Alford | For | For | Management | ||||
1.2 | Elect Director Marc L. Andreessen | For | For | Management | ||||
1.3 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.4 | Elect Director Susan D. Desmond-Hellmann | For | For | Management | ||||
1.5 | Elect Director Sheryl K. Sandberg | For | For | Management | ||||
1.6 | Elect Director Peter A. Thiel | For | For | Management | ||||
1.7 | Elect Director Jeffrey D. Zients | For | For | Management | ||||
1.8 | Elect Director Mark Zuckerberg | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Abstain | Management | ||||
5 | Approve Recapitalization Plan for all Stock to HaveOne-vote per Share | Against | Against | Shareholder | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder | ||||
8 | Disclose Board Diversity and Qualifications Matrix | Against | Against | Shareholder | ||||
9 | Report on Content Governance | Against | Against | Shareholder | ||||
10 | Report on Global Median Gender Pay Gap | Against | Against | Shareholder | ||||
11 | Prepare Employment Diversity Report and Report on Diversity Policies | Against | Against | Shareholder | ||||
12 | Study Strategic Alternatives Including Sale of Assets | Against | Against | Shareholder |
GLENCORE PLC
Ticker: | GLEN | Security ID: | G39420107 | |||||
Meeting Date: | MAY 09, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 07, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Reduction of the Company’s Capital Contribution Reserves | For | For | Management | ||||
3 | Re-elect Anthony Hayward as Director | For | For | Management | ||||
4 | Re-elect Ivan Glasenberg as Director | For | For | Management | ||||
5 | Re-elect Peter Coates as Director | For | For | Management | ||||
6 | Re-elect Leonhard Fischer as Director | For | For | Management | ||||
7 | Re-elect Martin Gilbert as Director | For | For | Management | ||||
8 | Re-elect John Mack as Director | For | For | Management | ||||
9 | Re-elect Gill Marcus as Director | For | For | Management | ||||
10 | Re-elect Patrice Merrin as Director | For | For | Management | ||||
11 | Approve Remuneration Report | For | For | Management | ||||
12 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
14 | Authorise Issue of Equity | For | For | Management | ||||
15 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Management | ||||
16 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
17 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
GROUPE BRUXELLES LAMBERT SA
Ticker: | GBLB | Security ID: | B4746J115 | |||||
Meeting Date: | APR 23, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 09, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports(Non-Voting) | None | None | Management | ||||
2.1 | Receive Consolidated Financial Statements and Statutory Reports(Non-Voting) | None | None | Management | ||||
2.2 | Adopt Financial Statements | For | For | Management | ||||
3 | Approve Discharge of Directors | For | For | Management | ||||
4 | Approve Discharge of Auditor | For | For | Management | ||||
5.1 | Receive Information on Resignation of Arnaud Vial as Director | None | None | Management | ||||
5.2a | Elect Xavier Le Clef as Director | For | For | Management | ||||
5.2b | Elect Claude Genereux as Director | For | For | Management | ||||
5.3 | ApproveCo-optation of Agnes Touraine as Director | For | For | Management | ||||
5.4a | Reelect Antoinette d’Aspremont Lynden as Director | For | For | Management | ||||
5.4b | Reelect Paul Desmarais, Jr. as Director | For | For | Management | ||||
5.4c | Reelect Gerald Frere as Director | For | For | Management | ||||
5.4d | Reelect Cedric Frere as Director | For | For | Management | ||||
5.4e | Reelect Segolene Gallienne as Director | For | For | Management | ||||
5.4f | Reelect Gerard Lamarche as Director | For | For | Management | ||||
5.4g | Reelect Marie Polet as Director | For | For | Management | ||||
5.5a | Indicate Antoinette d’Aspremont Lynden as Independent Board Member | For | For | Management | ||||
5.5b | Indicate Marie Polet as Independent Board Member | For | For | Management | ||||
5.5c | Indicate Agnes Touraine as Independent Board Member | For | For | Management | ||||
5.6 | Ratify Deloitte as Auditor and Approve Auditors’ Remuneration | For | For | Management | ||||
6 | Approve Remuneration Report | For | For | Management | ||||
7.1 | Approve Stock Option Plan | For | For | Management | ||||
7.2 | ApproveChange-of-Control Clause Re: Stock Option Plan under Item 7.1 | For | For | Management | ||||
7.3 | Approve Stock Option Plan Grants for 2019 up to EUR 4.32 Million Re: Stock Option Plan under Item 7.1 | For | For | Management | ||||
7.4 | Approve Special Board Report Re: Article 629 of the Company Code Re: Item 7.5 | For | For | Management | ||||
7.5 | Approve Guarantee to Acquire Shares under New Stock Option Plan Re: Item 7. 1 | For | For | Management | ||||
8 | Transact Other Business | None | None | Management |
HEIDELBERGCEMENT AG
Ticker: | HEI | Security ID: | D31709104 | |||||
Meeting Date: | MAY 09, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 17, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | For | For | Management | ||||
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2018 | For | For | Management | ||||
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2018 | For | For | Management | ||||
3.3 | Approve Discharge of Management Board Member Kevin Gluskie for Fiscal 2018 | For | For | Management | ||||
3.4 | Approve Discharge of Management Board Member Hakan Gurdal for Fiscal 2018 | For | For | Management | ||||
3.5 | Approve Discharge of Management Board Member Jon Morrish for Fiscal 2018 | For | For | Management | ||||
3.6 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2018 | For | For | Management | ||||
3.7 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2018 | For | For | Management | ||||
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2018 | For | For | Management | ||||
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2018 | For | For | Management | ||||
4.3 | Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal 2018 | For | For | Management | ||||
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2018 | For | For | Management | ||||
4.5 | Approve Discharge of Supervisory Board Member Gabriele Kailing for Fiscal 2018 | For | For | Management | ||||
4.6 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2018 | For | For | Management | ||||
4.7 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2018 | For | For | Management | ||||
4.8 | Approve Discharge of Supervisory Board Member Juergen Schneider for Fiscal 2018 | For | For | Management | ||||
4.9 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2018 | For | For | Management | ||||
4.10 | Approve Discharge of Supervisory Board member Frank-Dirk Steininger for Fiscal 2018 | For | For | Management | ||||
4.11 | Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal 2018 | For | For | Management | ||||
4.12 | Approve Discharge of Supervisory Board Member Stephan Wehning for Fiscal 2018 | For | For | Management | ||||
4.13 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2018 | For | For | Management | ||||
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | For | For | Management | ||||
6.1 | Reelect Fritz-Juergen Heckmann to the Supervisory Board | For | For | Management | ||||
6.2 | Reelect Ludwig Merckle to the Supervisory Board | For | For | Management | ||||
6.3 | Reelect Tobias Merckle to the Supervisory Board | For | For | Management | ||||
6.4 | Reelect Margret Suckale to the Supervisory Board | For | For | Management | ||||
6.5 | Reelect Marion Weissenberger-Eibl to the Supervisory Board | For | For | Management | ||||
6.6 | Reelect Luka Mucic to the Supervisory Board | For | For | Management | ||||
7 | Approve Remuneration System for Management Board Members | For | For | Management | ||||
8 | Approve Remuneration of Supervisory Board | For | For | Management |
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: | J37 | Security ID: | G50764102 | |||||
Meeting Date: | MAY 09, 2019 | Meeting Type: | Annual | |||||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports and Declare Final Dividend | For | For | Management | ||||
2 | Re-elect Anthony Nightingale as Director | For | For | Management | ||||
3 | Elect Lord Powell of Bayswater as Director | For | For | Management | ||||
4 | Re-elect Percy Weatherall as Director | For | For | Management | ||||
5 | Approve Directors’ Fees | For | For | Management | ||||
6 | Ratify Auditors and Authorise Their Remuneration | For | For | Management | ||||
7 | Authorise Issue of Equity | For | For | Management |
JEFFERIES FINANCIAL GROUP, INC.
Ticker: | JEF | Security ID: | 47233W109 | |||||
Meeting Date: | MAR 28, 2019 | Meeting Type: | Annual | |||||
Record Date: | JAN 31, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Linda L. Adamany | For | For | Management | ||||
1.2 | Elect Director Barry J. Alperin | For | For | Management | ||||
1.3 | Elect Director Robert D. Beyer | For | For | Management | ||||
1.4 | Elect Director Francisco L. Borges | For | For | Management | ||||
1.5 | Elect Director Brian P. Friedman | For | For | Management | ||||
1.6 | Elect Director MaryAnne Gilmartin | For | For | Management | ||||
1.7 | Elect Director Richard B. Handler | For | For | Management | ||||
1.8 | Elect Director Robert E. Joyal | For | For | Management | ||||
1.9 | Elect Director Jacob M. Katz | For | For | Management | ||||
1.10 | Elect Director Michael T. O’Kane | For | For | Management | ||||
1.11 | Elect Director Stuart H. Reese | For | For | Management | ||||
1.12 | Elect Director Joseph S. Steinberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
KINDER MORGAN, INC.
Ticker: | KMI | Security ID: | 49456B101 | |||||
Meeting Date: | MAY 08, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 11, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard D. Kinder | For | For | Management | ||||
1.2 | Elect Director Steven J. Kean | For | For | Management | ||||
1.3 | Elect Director Kimberly A. Dang | For | For | Management | ||||
1.4 | Elect Director Ted A. Gardner | For | For | Management | ||||
1.5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
1.6 | Elect Director Gary L. Hultquist | For | For | Management | ||||
1.7 | Elect Director Ronald L. Kuehn, Jr. | For | For | Management | ||||
1.8 | Elect Director Deborah A. Macdonald | For | For | Management | ||||
1.9 | Elect Director Michael C. Morgan | For | For | Management | ||||
1.10 | Elect Director Arthur C. Reichstetter | For | For | Management | ||||
1.11 | Elect Director Fayez Sarofim | For | For | Management | ||||
1.12 | Elect Director C. Park Shaper | For | For | Management | ||||
1.13 | Elect Director William A. Smith | For | For | Management | ||||
1.14 | Elect Director Joel V. Staff | For | For | Management | ||||
1.15 | Elect Director Robert F. Vagt | For | For | Management | ||||
1.16 | Elect Director Perry M. Waughtal | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LAFARGEHOLCIM LTD.
Ticker: | LHN | Security ID: | H4768E105 | |||||
Meeting Date: | MAY 15, 2019 | Meeting Type: | Annual | |||||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
1.2 | Approve Remuneration Report | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Approve Allocation of Income | For | For | Management | ||||
3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | For | For | Management | ||||
4 | Approve Creation of CHF 80 Million Pool of Capital with Preemptive Rights for Optional Dividend | For | For | Management | ||||
5.1.1 | Reelect Beat Hess as Director and Board Chairmann | For | For | Management | ||||
5.1.2 | Reelect Paul Desmarais as Director | For | For | Management | ||||
5.1.3 | Reelect Oscar Fanjul as Director | For | For | Management | ||||
5.1.4 | Reelect Patrick Kron as Director | For | For | Management | ||||
5.1.5 | Reelect Adrian Loader as Director | For | For | Management | ||||
5.1.6 | Reelect Juerg Oleas as Director | For | For | Management | ||||
5.1.7 | Reelect Hanne Sorensen as Director | For | For | Management | ||||
5.1.8 | Reelect Dieter Spaelti as Director | For | For | Management | ||||
5.2.1 | Elect Colin Hall as Director | For | For | Management | ||||
5.2.2 | Elect Naina Lal Kidwai as Director | For | For | Management | ||||
5.2.3 | Elect Claudia Ramirez as Director | For | For | Management | ||||
5.3.1 | Reappoint Paul Desmarais as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.2 | Reappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.3 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.4 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.4.1 | Ratify Deloitte AG as Auditors | For | For | Management | ||||
5.4.2 | Designate Thomas Ris as Independent Proxy | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 5.1 Million | For | For | Management | ||||
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | For | For | Management | ||||
7 | Approve CHF 20.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Transact Other Business (Voting) | For | For | Management |
LPL FINANCIAL HOLDINGS INC.
Ticker: | LPLA | Security ID: | 50212V100 | |||||
Meeting Date: | MAY 08, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 11, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dan H. Arnold | For | For | Management | ||||
1.2 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
1.3 | Elect Director William F. Glavin, Jr. | For | For | Management | ||||
1.4 | Elect Director Allison H. Mnookin | For | For | Management | ||||
1.5 | Elect Director Anne M. Mulcahy | For | For | Management | ||||
1.6 | Elect Director James S. Putnam | For | For | Management | ||||
1.7 | Elect Director James S. Riepe | For | For | Management | ||||
1.8 | Elect Director Richard P. Schifter | For | For | Management | ||||
1.9 | Elect Director Corey E. Thomas | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MEGGITT PLC
Ticker: | MGGT | Security ID: | G59640105 | |||||
Meeting Date: | APR 25, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 23, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Re-elect Sir Nigel Rudd as Director | For | Against | Management | ||||
5 | Re-elect Tony Wood as Director | For | For | Management | ||||
6 | Re-elect Guy Berruyer as Director | For | Against | Management | ||||
7 | Re-elect Colin Day as Director | For | Against | Management | ||||
8 | Re-elect Nancy Gioia as Director | For | Against | Management | ||||
9 | Re-elect Alison Goligher as Director | For | Against | Management | ||||
10 | Re-elect Philip Green as Director | For | Against | Management | ||||
11 | Elect Louisa Burdett as Director | For | Against | Management | ||||
12 | Elect Guy Hachey as Director | For | Against | Management | ||||
13 | Elect Caroline Silver as Director | For | Against | Management | ||||
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Authorise Issue of Equity | For | Against | Management | ||||
17 | Authorise Issue of Equity withoutPre-emptive Rights | For | Against | Management | ||||
18 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | Against | Management | ||||
19 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management | ||||
22 | Adopt New Articles of Association | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 | |||||
Meeting Date: | NOV 28, 2018 | Meeting Type: | Annual | |||||
Record Date: | SEP 26, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William H. Gates, III | For | For | Management | ||||
1.2 | Elect Director Reid G. Hoffman | For | For | Management | ||||
1.3 | Elect Director Hugh F. Johnston | For | For | Management | ||||
1.4 | Elect Director Teri L. List-Stoll | For | For | Management | ||||
1.5 | Elect Director Satya Nadella | For | For | Management | ||||
1.6 | Elect Director Charles H. Noski | For | For | Management | ||||
1.7 | Elect Director Helmut Panke | For | For | Management | ||||
1.8 | Elect Director Sandra E. Peterson | For | For | Management | ||||
1.9 | Elect Director Penny S. Pritzker | For | For | Management | ||||
1.10 | Elect Director Charles W. Scharf | For | For | Management | ||||
1.11 | Elect Director Arne M. Sorenson | For | For | Management | ||||
1.12 | Elect Director John W. Stanton | For | For | Management | ||||
1.13 | Elect Director John W. Thompson | For | For | Management | ||||
1.14 | Elect Director Padmasree Warrior | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
MOHAWK INDUSTRIES, INC.
Ticker: | MHK | Security ID: | 608190104 | |||||
Meeting Date: | MAY 23, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 28, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Onorato | For | For | Management | ||||
1.2 | Elect Director William H. Runge, III | For | For | Management | ||||
1.3 | Elect Director W. Christopher Wellborn | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MYLAN N.V.
Ticker: | MYL | Security ID: | N59465109 | |||||
Meeting Date: | JUN 21, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 24, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | Elect Director Heather Bresch | For | Against | Management | ||||
1B | Elect Director Robert J. Cindrich | For | Against | Management | ||||
1C | Elect Director Robert J. Coury | For | Against | Management | ||||
1D | Elect Director JoEllen Lyons Dillon | For | Against | Management | ||||
1E | Elect Director Neil Dimick | For | Against | Management | ||||
1F | Elect Director Melina Higgins | For | Against | Management | ||||
1G | Elect Director Harry A. Korman | For | Against | Management | ||||
1H | Elect Director Rajiv Malik | For | Against | Management | ||||
1I | Elect Director Richard Mark | For | Against | Management | ||||
1J | Elect Director Mark W. Parrish | For | Against | Management | ||||
1K | Elect Director Pauline van der Meer Mohr | For | Against | Management | ||||
1L | Elect Director Randall L. (Pete) Vanderveen | For | Against | Management | ||||
1M | Elect Director Sjoerd S. Vollebregt | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | Against | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | Against | Management | ||||
5 | Instruction to Deloitte Accountants B. V. for the Audit of the Company’s Dutch Statutory Annual Accounts for Fiscal Year 2019 | For | Against | Management | ||||
6 | Authorize Share Repurchase Program | For | Against | Management | ||||
7 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | For | Against | Management | ||||
8 | Discussion Item - Shareholder Proposal Relating To the Company’s Clawback Policy | None | Against | Shareholder |
NASPERS LTD.
Ticker: | NPN | Security ID: | S53435103 | |||||
Meeting Date: | AUG 24, 2018 | Meeting Type: | Annual | |||||
Record Date: | AUG 17, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2018 | For | For | Management | ||||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | For | For | Management | ||||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | For | For | Management | ||||
4 | Re-elect Mark Sorour as Director | For | Against | Management | ||||
5.1 | Re-elect Craig Enenstein as Director | For | Against | Management | ||||
5.2 | Re-elect Don Eriksson as Director | For | Against | Management | ||||
5.3 | Re-elect Hendrik du Toit as Director | For | Against | Management | ||||
5.4 | Re-elect Guijin Liu as Director | For | Against | Management | ||||
5.5 | Re-elect Roberto Oliveira de Lima as Director | For | Against | Management | ||||
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | For | Against | Management | ||||
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | For | Against | Management | ||||
6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | For | Against | Management | ||||
7 | Approve Remuneration Policy | For | Against | Management | ||||
8 | Approve Implementation of the Remuneration Policy | For | Against | Management | ||||
9 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Management | ||||
10 | Authorise Board to Issue Shares for Cash | For | Against | Management | ||||
11 | Authorise Ratification of Approved Resolutions | For | For | Management | ||||
1.1 | Approve Fees of the Board Chairman | For | For | Management | ||||
1.2 | Approve Fees of the Board Member | For | For | Management | ||||
1.3 | Approve Fees of the Audit Committee Chairman | For | For | Management | ||||
1.4 | Approve Fees of the Audit Committee Member | For | For | Management | ||||
1.5 | Approve Fees of the Risk Committee Chairman | For | For | Management | ||||
1.6 | Approve Fees of the Risk Committee Member | For | For | Management | ||||
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | For | For | Management | ||||
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | For | For | Management | ||||
1.9 | Approve Fees of the Nomination Committee Chairman | For | For | Management | ||||
1.10 | Approve Fees of the Nomination Committee Member | For | For | Management | ||||
1.11 | Approve Fees of the Social and Ethics Committee Chairman | For | For | Management | ||||
1.12 | Approve Fees of the Social and Ethics Committee Member | For | For | Management | ||||
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | For | For | Management | ||||
2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | For | For | Management | ||||
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | Management | ||||
4 | Authorise Repurchase of N Ordinary Shares | For | For | Management | ||||
5 | Authorise Repurchase of A Ordinary Shares | For | For | Management |
NAVER CORP.
Ticker: | 035420 | Security ID: | Y62579100 | |||||
Meeting Date: | SEP 07, 2018 | Meeting Type: | Special | |||||
Record Date: | AUG 10, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Amend Articles of Incorporation (Business Objectives) | For | For | Management | ||||
1.2 | Amend Articles of Incorporation (Stock Split) | For | For | Management | ||||
2 | ApproveSpin-Off Agreement | For | For | Management |
NAVER CORP.
Ticker: | 035420 | Security ID: | Y62579100 | |||||
Meeting Date: | MAR 22, 2019 | Meeting Type: | Annual | |||||
Record Date: | DEC 31, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Allocation of Income | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3.1 | Elect JeongDoh-jin as Outside Director | For | For | Management | ||||
3.2 | Elect JeongUi-jong as Outside Director | For | For | Management | ||||
3.3 | Elect HongJun-pyo as Outside Director | For | For | Management | ||||
4.1 | Elect JeongDoh-jin as a Member of Audit Committee | For | For | Management | ||||
4.2 | Elect JeongUi-jong as a Member of Audit Committee | For | For | Management | ||||
4.3 | Elect HongJun-pyo as a Member of Audit Committee | For | For | Management | ||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management | ||||
6 | Approve Stock Option Grants | For | For | Management | ||||
7 | Approve Stock Option Grants | For | For | Management | ||||
8 | Approve Terms of Retirement Pay | For | For | Management |
NEXEO SOLUTIONS, INC.
Ticker: | NXEO | Security ID: | 65342H102 | |||||
Meeting Date: | JAN 29, 2019 | Meeting Type: | Annual | |||||
Record Date: | DEC 04, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth M. Burke | For | For | Management | ||||
1.2 | Elect Director Thomas E. Zacharias | For | For | Management | ||||
1.3 | Elect Director Robert J. Zatta | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
NEXON CO., LTD.
Ticker: | 3659 | Security ID: | J4914X104 | |||||
Meeting Date: | MAR 26, 2019 | Meeting Type: | Annual | |||||
Record Date: | DEC 31, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Owen Mahoney | For | For | Management | ||||
1.2 | Elect Director Uemura, Shiro | For | For | Management | ||||
1.3 | Elect Director Jiwon Park | For | For | Management | ||||
1.4 | Elect Director Patrick Soderlund | For | For | Management | ||||
2 | Approve Stock Option Plan | For | For | Management |
OIL CO. LUKOIL PJSC
Ticker: | LKOH | Security ID: | 69343P105 | |||||
Meeting Date: | AUG 24, 2018 | Meeting Type: | Special | |||||
Record Date: | JUL 30, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | Management |
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 | |||||
Meeting Date: | NOV 14, 2018 | Meeting Type: | Annual | |||||
Record Date: | SEP 17, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey S. Berg | For | For | Management | ||||
1.2 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.3 | Elect Director Safra A. Catz | For | For | Management | ||||
1.4 | Elect Director Bruce R. Chizen | For | For | Management | ||||
1.5 | Elect Director George H. Conrades | For | For | Management | ||||
1.6 | Elect Director Lawrence J. Ellison | For | For | Management | ||||
1.7 | Elect Director Hector Garcia-Molina | For | For | Management | ||||
1.8 | Elect Director Jeffrey O. Henley | For | For | Management | ||||
1.9 | Elect Director Mark V. Hurd | For | For | Management | ||||
1.10 | Elect Director Renee J. James | For | For | Management | ||||
1.11 | Elect Director Charles W. Moorman, IV | For | For | Management | ||||
1.12 | Elect Director Leon E. Panetta | For | For | Management | ||||
1.13 | Elect Director William G. Parrett | For | For | Management | ||||
1.14 | Elect Director Naomi O. Seligman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Report on Gender Pay Gap | Against | Against | Shareholder | ||||
5 | Report on Political Contributions | Against | Against | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
7 | Require Independent Board Chairman | Against | Against | Shareholder |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||||
Meeting Date: | MAY 16, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 18, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon J. Hardie | For | Withhold | Management | ||||
1.2 | Elect Director Peter S. Hellman | For | Withhold | Management | ||||
1.3 | Elect Director John Humphrey | For | Withhold | Management | ||||
1.4 | Elect Director Anastasia D. Kelly | For | Withhold | Management | ||||
1.5 | Elect Director Andres A. Lopez | For | For | Management | ||||
1.6 | Elect Director Alan J. Murray | For | Withhold | Management | ||||
1.7 | Elect Director Hari N. Nair | For | Withhold | Management | ||||
1.8 | Elect Director Hugh H. Roberts | For | Withhold | Management | ||||
1.9 | Elect Director Joseph D. Rupp | For | Withhold | Management | ||||
1.10 | Elect Director John H. Walker | For | Withhold | Management | ||||
1.11 | Elect Director Carol A. Williams | For | Withhold | Management | ||||
1.12 | Elect Director Dennis K. Williams | For | Withhold | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PG&E CORPORATION
Ticker: | PCG | Security ID: | 69331C108 | |||||
Meeting Date: | JUN 21, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 15, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard R. Barrera | For | For | Management | ||||
1.2 | Elect Director Jeffrey L. Bleich | For | For | Management | ||||
1.3 | Elect Director Nora Mead Brownell | For | For | Management | ||||
1.4 | Elect Director Frederick W. Buckman | For | For | Management | ||||
1.5 | Elect Director Cheryl F. Campbell | For | For | Management | ||||
1.6 | Elect Director Fred J. Fowler | For | For | Management | ||||
1.7 | Elect Director William “Bill” D. Johnson | For | For | Management | ||||
1.8 | Elect Director Michael J. Leffell | For | For | Management | ||||
1.9 | Elect Director Kenneth Liang | For | For | Management | ||||
1.10 | Elect Director Dominique Mielle | For | For | Management | ||||
1.11 | Elect Director Meridee A. Moore | For | For | Management | ||||
1.12 | Elect Director Eric D. Mullins | For | For | Management | ||||
1.13 | Elect Director Kristine M. Schmidt | For | For | Management | ||||
1.14 | Elect Director Alejandro D. Wolff | For | For | Management | ||||
2 | Approve Increase in Size of Board | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Approve Corporation Structure Reform | Against | Against | Shareholder | ||||
6 | Amend Proxy Access Right | Against | Against | Shareholder |
REGIS CORP.
Ticker: | RGS | Security ID: | 758932107 | |||||
Meeting Date: | OCT 23, 2018 | Meeting Type: | Annual | |||||
Record Date: | AUG 24, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Daniel G. Beltzman | For | For | Management | ||||
1b | Elect Director Virginia Gambale | For | For | Management | ||||
1c | Elect Director David J. Grissen | For | For | Management | ||||
1d | Elect Director Mark S. Light | For | For | Management | ||||
1e | Elect Director Michael J. Merriman | For | For | Management | ||||
1f | Elect Director M. Ann Rhoades | For | For | Management | ||||
1g | Elect Director Hugh E. Sawyer, III | For | For | Management | ||||
1h | Elect Director David P. Williams | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | G7S86Z172 | |||||
Meeting Date: | FEB 06, 2019 | Meeting Type: | Special | |||||
Record Date: | FEB 04, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | AuthoriseOff-Market Purchase of Ordinary Shares | For | For | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | G7S86Z172 | |||||
Meeting Date: | APR 25, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 23, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Approve Special Dividend | For | For | Management | ||||
5 | Re-elect Howard Davies as Director | For | For | Management | ||||
6 | Re-elect Ross McEwan as Director | For | For | Management | ||||
7 | Elect Katie Murray as Director | For | For | Management | ||||
8 | Re-elect Frank Dangeard as Director | For | For | Management | ||||
9 | Re-elect Alison Davis as Director | For | For | Management | ||||
10 | Elect Patrick Flynn as Director | For | For | Management | ||||
11 | Re-elect Morten Friis as Director | For | For | Management | ||||
12 | Re-elect Robert Gillespie as Director | For | For | Management | ||||
13 | Re-elect Baroness Noakes as Director | For | For | Management | ||||
14 | Re-elect Mike Rogers as Director | For | For | Management | ||||
15 | Re-elect Mark Seligman as Director | For | For | Management | ||||
16 | Re-elect Dr Lena Wilson as Director | For | For | Management | ||||
17 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
18 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity | For | For | Management | ||||
20 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
22 | Authorise Issue of Equity in Relation to the Issue of Equity Convertible Notes | For | For | Management | ||||
23 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with the Issue of Equity Convertible Notes | For | For | Management | ||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management | ||||
25 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
26 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
27 | AuthoriseOff-Market Purchase of Ordinary Shares | For | For | Management | ||||
28 | Establish Shareholder Committee | Against | Against | Shareholder |
RUSH ENTERPRISES, INC.
Ticker: | RUSHA | Security ID: | 781846209 | |||||
Meeting Date: | MAY 14, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 01, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W.M. “Rusty” Rush | For | For | Management | ||||
1.2 | Elect Director Thomas A. Akin | For | For | Management | ||||
1.3 | Elect Director James C. Underwood | For | For | Management | ||||
1.4 | Elect Director Raymond J. Chess | For | For | Management | ||||
1.5 | Elect Director William H. Cary | For | For | Management | ||||
1.6 | Elect Director Kennon H. Guglielmo | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
SIGNATURE BANK (NEW YORK, NEW YORK)
Ticker: | SBNY | Security ID: | 82669G104 | |||||
Meeting Date: | APR 18, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 27, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Derrick D. Cephas | For | For | Management | ||||
1.2 | Elect Director Judith A. Huntington | For | For | Management | ||||
1.3 | Elect Director John Tamberlane | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Authorize Share Repurchase Program | For | For | Management |
TE CONNECTIVITY LTD.
Ticker: | TEL | Security ID: | H84989104 | |||||
Meeting Date: | MAR 13, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 21, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Pierre R. Brondeau | For | For | Management | ||||
1b | Elect Director Terrence R. Curtin | For | For | Management | ||||
1c | Elect Director Carol A. (‘John’) Davidson | For | For | Management | ||||
1d | Elect Director William A. Jeffrey | For | For | Management | ||||
1e | Elect Director David M. Kerko | For | For | Management | ||||
1f | Elect Director Thomas J. Lynch | For | For | Management | ||||
1g | Elect Director Yong Nam | For | For | Management | ||||
1h | Elect Director Daniel J. Phelan | For | For | Management | ||||
1i | Elect Director Paula A. Sneed | For | For | Management | ||||
1j | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
1k | Elect Director Mark C. Trudeau | For | For | Management | ||||
1l | Elect Director Laura H. Wright | For | For | Management | ||||
2 | Elect Board Chairman Thomas J. Lynch | For | For | Management | ||||
3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | For | For | Management | ||||
3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | For | For | Management | ||||
3c | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Management | ||||
3d | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Management | ||||
4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Management | ||||
5.1 | Accept Annual Report for Fiscal Year Ended September 28, 2018 | For | For | Management | ||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Management | ||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | For | For | Management | ||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Management | ||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | For | For | Management | ||||
10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | For | For | Management | ||||
11 | Approve Allocation of Available Earnings at September 28, 2018 | For | For | Management | ||||
12 | Approve Declaration of Dividend | For | For | Management | ||||
13 | Authorize Share Repurchase Program | For | For | Management | ||||
14 | Approve Reduction of Share Capital | For | For | Management | ||||
15 | Adjourn Meeting | For | For | Management |
UNITED TECHNOLOGIES CORPORATION
Ticker: | UTX | Security ID: | 913017109 | |||||
Meeting Date: | APR 29, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 28, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Lloyd J. Austin, III | For | For | Management | ||||
1b | Elect Director Diane M. Bryant | For | For | Management | ||||
1c | Elect Director John V. Faraci | For | For | Management | ||||
1d | Elect Director Jean-Pierre Garnier | For | For | Management | ||||
1e | Elect Director Gregory J. Hayes | For | For | Management | ||||
1f | Elect Director Christopher J. Kearney | For | For | Management | ||||
1g | Elect Director Ellen J. Kullman | For | For | Management | ||||
1h | Elect Director Marshall O. Larsen | For | For | Management | ||||
1i | Elect Director Harold W. McGraw, III | For | For | Management | ||||
1j | Elect Director Margaret L. O’Sullivan | For | For | Management | ||||
1k | Elect Director Denise L. Ramos | For | For | Management | ||||
1l | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1m | Elect Director Brian C. Rogers | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Management | ||||
4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | For | For | Management | ||||
5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | For | For | Management |
UNIVAR, INC.
Ticker: | UNVR | Security ID: | 91336L107 | |||||
Meeting Date: | MAY 08, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 11, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark J. Byrne | For | Did Not Vote | Management | ||||
1.2 | Elect Director David C. Jukes | For | Did Not Vote | Management | ||||
1.3 | Elect Director Kerry J. Preete | For | Did Not Vote | Management | ||||
1.4 | Elect Director William S. Stavropoulos | For | Did Not Vote | Management | ||||
1.5 | Elect Director Robert L. Wood | For | Did Not Vote | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 | |||||
Meeting Date: | APR 23, 2019 | Meeting Type: | Annual | |||||
Record Date: | FEB 26, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director John D. Baker, II | For | Against | Management | ||||
1b | Elect Director Celeste A. Clark | For | Against | Management | ||||
1c | Elect Director Theodore F. Craver, Jr. | For | Against | Management | ||||
1d | Elect Director Elizabeth A. “Betsy” Duke | For | Against | Management | ||||
1e | Elect Director Wayne M. Hewett | For | Against | Management | ||||
1f | Elect Director Donald M. James | For | Against | Management | ||||
1g | Elect Director Maria R. Morris | For | Against | Management | ||||
1h | Elect Director Juan A. Pujadas | For | Against | Management | ||||
1i | Elect Director James H. Quigley | For | Against | Management | ||||
1j | Elect Director Ronald L. Sargent | For | Against | Management | ||||
1k | Elect Director C. Allen Parker | For | Against | Management | ||||
1l | Elect Director Suzanne M. Vautrinot | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Against | For | Shareholder | ||||
6 | Report on Global Median Gender Pay Gap | Against | For | Shareholder |
LOOMIS SAYLES - | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Walt Disney Company | DIS | USA | 254687106 | Special | 27-Jul-18 | 29-May-18 | Management | 1 | Issue Shares in Connection with Acquisition | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Walt Disney Company | DIS | USA | 254687106 | Special | 27-Jul-18 | 29-May-18 | Management | 2 | Adjourn Meeting | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Williams Companies, Inc. | WMB | USA | 969457100 | Special | 09-Aug-18 | 09-Jul-18 | Management | 1 | Increase Authorized Common Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Williams Companies, Inc. | WMB | USA | 969457100 | Special | 09-Aug-18 | 09-Jul-18 | Management | 2 | Issue Shares in Connection with Acquisition | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Williams Companies, Inc. | WMB | USA | 969457100 | Special | 09-Aug-18 | 09-Jul-18 | Management | 3 | Adjourn Meeting | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Celanese Corp. | CE | USA | 150870103 | Special | 17-Sep-18 | 27-Jul-18 | Management | 1 | Amend Certificate of Incorporation to Eliminate Series B Common Stock and to Redesignate Series A as Common Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Celanese Corp. | CE | USA | 150870103 | Special | 17-Sep-18 | 27-Jul-18 | Management | 2 | Adjourn Meeting | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.1 | Elect Director John A. Edwardson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.2 | Elect Director Marvin R. Ellison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.3 | Elect Director Susan Patricia Griffith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.4 | Elect Director John C. (Chris) Inglis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.5 | Elect Director Kimberly A. Jabal | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.6 | Elect Director Shirley Ann Jackson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.7 | Elect Director R. Brad Martin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.8 | Elect Director Joshua Cooper Ramo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.9 | Elect Director Susan C. Schwab | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.10 | Elect Director Frederick W. Smith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.11 | Elect Director David P. Steiner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 1.12 | Elect Director Paul S. Walsh | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Share Holder | 4 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Share Holder | 5 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FedEx Corp. | FDX | USA | 31428X106 | Annual | 24-Sep-18 | 30-Jul-18 | Share Holder | 6 | Bylaw Amendment Confirmation by Shareholders | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corp. | MPC | USA | 56585A102 | Special | 24-Sep-18 | 01-Aug-18 | Management | 1 | Issue Shares in Connection with Merger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corp. | MPC | USA | 56585A102 | Special | 24-Sep-18 | 01-Aug-18 | Management | 2 | Increase Authorized Common Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corp. | MPC | USA | 56585A102 | Special | 24-Sep-18 | 01-Aug-18 | Management | 3 | Approve Increase in Size of Board | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corp. | MPC | USA | 56585A102 | Special | 24-Sep-18 | 01-Aug-18 | Management | 4 | Adjourn Meeting | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1a | Elect Director Francis S. Blake | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1b | Elect Director Angela F. Braly | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1c | Elect Director Amy L. Chang | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1d | Elect Director Kenneth I. Chenault | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1e | Elect Director Scott D. Cook | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1f | Elect Director Joseph Jimenez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1g | Elect Director Terry J. Lundgren | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1h | Elect Director W. James McNerney, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1i | Elect Director Nelson Peltz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1j | Elect Director David S. Taylor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1k | Elect Director Margaret C. Whitman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1l | Elect Director Patricia A. Woertz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1m | Elect Director Ernesto Zedillo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Procter & Gamble Co. | PG | USA | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1a | Elect Director Peter Bisson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1b | Elect Director Richard T. Clark | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1c | Elect Director Eric C. Fast | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1d | Elect Director Linda R. Gooden | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1e | Elect Director Michael P. Gregoire | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1f | Elect Director R. Glenn Hubbard | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1g | Elect Director John P. Jones | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1h | Elect Director Thomas J. Lynch | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1i | Elect Director Scott F. Powers | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1j | Elect Director William J. Ready | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1k | Elect Director Carlos A. Rodriguez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 1l | Elect Director Sandra S. Wijnberg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 3 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Automatic Data Processing, Inc. | ADP | USA | 053015103 | Annual | 06-Nov-18 | 07-Sep-18 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 1.1 | Elect Director Rose Marie Bravo | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 1.2 | Elect Director Paul J. Fribourg | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 1.3 | Elect Director Irvine O. Hockaday, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 1.4 | Elect Director Jennifer Hyman | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 1.5 | Elect Director Barry S. Sternlicht | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Estee Lauder Companies, Inc. | EL | USA | 518439104 | Annual | 13-Nov-18 | 14-Sep-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.1 | Elect Director Jeffrey S. Berg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.2 | Elect Director Michael J. Boskin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.3 | Elect Director Safra A. Catz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.4 | Elect Director Bruce R. Chizen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.5 | Elect Director George H. Conrades | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.6 | Elect Director Lawrence J. Ellison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.7 | Elect Director Hector Garcia-Molina | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.8 | Elect Director Jeffrey O. Henley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.9 | Elect Director Mark V. Hurd | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.10 | Elect Director Renee J. James | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.11 | Elect Director Charles W. Moorman, IV | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.12 | Elect Director Leon E. Panetta | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.13 | Elect Director William G. Parrett | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.14 | Elect Director Naomi O. Seligman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Share Holder | 4 | Report on Gender Pay Gap | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Share Holder | 5 | Report on Political Contributions | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Share Holder | 6 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Oracle Corp. | ORCL | USA | 68389X105 | Annual | 14-Nov-18 | 17-Sep-18 | Share Holder | 7 | Require Independent Board Chairman | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Diamondback Energy, Inc. | FANG | USA | 25278X109 | Special | 27-Nov-18 | 19-Oct-18 | Management | 1 | Issue Shares in Connection with Merger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.1 | Elect Director William H. Gates, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.2 | Elect Director Reid G. Hoffman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.3 | Elect Director Hugh F. Johnston | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.4 | Elect Director Teri L. List-Stoll | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.5 | Elect Director Satya Nadella | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.6 | Elect Director Charles H. Noski | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.7 | Elect Director Helmut Panke | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.8 | Elect Director Sandra E. Peterson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.9 | Elect Director Penny S. Pritzker | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.10 | Elect Director Charles W. Scharf | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.11 | Elect Director Arne M. Sorenson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.12 | Elect Director John W. Stanton | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.13 | Elect Director John W. Thompson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 1.14 | Elect Director Padmasree Warrior | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Microsoft Corp. | MSFT | USA | 594918104 | Annual | 28-Nov-18 | 26-Sep-18 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1 | Elect Director Richard H. Anderson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1b | Elect Director Craig Arnold | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1c | Elect Director Scott C. Donnelly | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1d | Elect Director Randall J. Hogan, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1e | Elect Director Omar Ishrak | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1f | Elect Director Michael O. Leavitt | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1g | Elect Director James T. Lenehan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1h | Elect Director Elizabeth G. Nabel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1i | Elect Director Denise M. O’Leary | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 1j | Elect Director Kendall J. Powell | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Medtronic Plc | MDT | Ireland | G5960L103 | Annual | 07-Dec-18 | 09-Oct-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1a | Elect Director Eve Burton | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1b | Elect Director Scott D. Cook | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1c | Elect Director Richard L. Dalzell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1d | Elect Director Sasan Goodarzi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1e | Elect Director Deborah Liu | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1f | Elect Director Suzanne Nora Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1g | Elect Director Dennis D. Powell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1h | Elect Director Brad D. Smith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1i | Elect Director Thomas Szkutak | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1j | Elect Director Raul Vazquez | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 1k | Elect Director Jeff Weiner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Intuit, Inc. | INTU | USA | 461202103 | Annual | 17-Jan-19 | 19-Nov-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1a | Elect Director Jose E. Almeida | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1b | Elect Director Janice M. Babiak | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1c | Elect Director David J. Brailer | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1d | Elect Director William C. Foote | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1e | Elect Director Ginger L. Graham | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1f | Elect Director John A. Lederer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1g | Elect Director Dominic P. Murphy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1h | Elect Director Stefano Pessina | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1i | Elect Director Leonard D. Schaeffer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1j | Elect Director Nancy M. Schlichting | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 1k | Elect Director James A. Skinner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Share Holder | 6 | Use GAAP for Executive Compensation Metrics | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Share Holder | 7 | Report on Governance Measures Implemented Related to Opioids | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Walgreens Boots Alliance, Inc. | WBA | USA | 931427108 | Annual | 25-Jan-19 | 26-Nov-18 | Share Holder | 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1a | Elect Director Lloyd A. Carney | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1b | Elect Director Mary B. Cranston | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1d | Elect Director Alfred F. Kelly, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1e | Elect Director John F. Lundgren | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1f | Elect Director Robert W. Matschullat | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1g | Elect Director Denise M. Morrison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1h | Elect Director Suzanne Nora Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1i | Elect Director John A.C. Swainson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 1j | Elect Director Maynard G. Webb, Jr. | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Visa, Inc. | V | USA | 92826C839 | Annual | 29-Jan-19 | 30-Nov-18 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1a | Elect Director Jaime Ardila | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1b | Elect Director Herbert Hainer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1c | Elect Director Marjorie Magner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1d | Elect Director Nancy McKinstry | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1e | Elect Director David P. Rowland | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1f | Elect Director Gilles C. Pelisson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1g | Elect Director Paula A. Price | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1h | Elect Director Venkata (Murthy) Renduchintala | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1i | Elect Director Arun Sarin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1j | Elect Director Frank K. Tang | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 1k | Elect Director Tracey T. Travis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Accenture Plc | ACN | Ireland | G1151C101 | Annual | 01-Feb-19 | 03-Dec-18 | Management | 6 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Special | 12-Feb-19 | 08-Jan-19 | Management | 1 | Issue Shares in Connection with Merger | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Special | 12-Feb-19 | 08-Jan-19 | Management | 2 | Adjourn Meeting | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1a | Elect Director James Bell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1b | Elect Director Tim Cook | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1c | Elect Director Al Gore | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1d | Elect Director Bob Iger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1e | Elect Director Andrea Jung | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1f | Elect Director Art Levinson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1g | Elect Director Ron Sugar | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 1h | Elect Director Sue Wagner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Share Holder | 4 | Proxy Access Amendments | Against | For | Yes | Yes |
Litman Gregory Masters Alternative Strategies Fund | Apple, Inc. | AAPL | USA | 037833100 | Annual | 01-Mar-19 | 02-Jan-19 | Share Holder | 5 | Disclose Board Diversity and Qualifications | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1a | Elect Director Rosalind G. Brewer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1b | Elect Director Mary N. Dillon | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1c | Elect Director Mellody Hobson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1d | Elect Director Kevin R. Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1e | Elect Director Jorgen Vig Knudstorp | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1f | Elect Director Satya Nadella | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1g | Elect Director Joshua Cooper Ramo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1h | Elect Director Clara Shih | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1i | Elect Director Javier G. Teruel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 1j | Elect Director Myron E. Ullman, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Share Holder | 4 | Adopt a Policy on Board Diversity | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Starbucks Corp. | SBUX | USA | 855244109 | Annual | 20-Mar-19 | 10-Jan-19 | Share Holder | 5 | Report on Sustainable Packaging | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 2 | Approve Allocation of Income and Cash Dividends | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 3 | Set Maximum Amount of Share Repurchase Reserve; Present Share Repurchase Report | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 4 | Approve Reduction in Share Capital via Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 5 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 6 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 1 | Approve Company’s Reorganization Re: Absorption of Subsidiaries | For | Abstain | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 2 | Amend Article 2 Re: Corporate Purpose; Amend Article 28; Approve Certification of Company’s Bylaws | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 28-Mar-19 | 15-Feb-19 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1a | Elect Director Hock E. Tan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1b | Elect Director Henry Samueli | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1c | Elect Director Eddy W. Hartenstein | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1d | Elect Director Diane M. Bryant | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1e | Elect Director Gayla J. Delly | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1f | Elect Director Check Kian Low | For | Against | Yes | Yes |
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1g | Elect Director Peter J. Marks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 1h | Elect Director Harry L. You | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Broadcom Inc. | AVGO | USA | 11135F101 | Annual | 01-Apr-19 | 11-Feb-19 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1a | Elect Director Daniel Ammann | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1b | Elect Director Michael J. Angelakis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1c | Elect Director Pamela L. Carter | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1d | Elect Director Jean M. Hobby | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1e | Elect Director Raymond J. Lane | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1f | Elect Director Ann M. Livermore | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1g | Elect Director Antonio F. Neri | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1h | Elect Director Raymond E. Ozzie | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1i | Elect Director Gary M. Reiner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1j | Elect Director Patricia F. Russo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1k | Elect Director Lip-Bu Tan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 1l | Elect Director Mary Agnes Wilderotter | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Hewlett Packard Enterprise Company | HPE | USA | 42824C109 | Annual | 03-Apr-19 | 04-Feb-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Proxy Contest | 12-Apr-19 | 01-Mar-19 | Management | 1 | Issue Shares in Connection with Merger | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Proxy Contest | 12-Apr-19 | 01-Mar-19 | Management | 2 | Adjourn Meeting | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Proxy Contest | 12-Apr-19 | 01-Mar-19 | Management | 1 | Issue Shares in Connection with Merger | Against | Do Not Vote | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Proxy Contest | 12-Apr-19 | 01-Mar-19 | Management | 2 | Adjourn Meeting | Against | Do Not Vote | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 8 | Elect Director Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 9 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 10 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 11 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 12 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 14 | Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies) | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 16 | Authorize Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 18 | Authorize Issue of Equity | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Carnival Corporation | CCL | Panama | 143658300 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 20 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1a | Elect Director Michael L. Corbat | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1b | Elect Director Ellen M. Costello | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1c | Elect Director Barbara J. Desoer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1d | Elect Director John C. Dugan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1e | Elect Director Duncan P. Hennes | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1f | Elect Director Peter B. Henry | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1g | Elect Director S. Leslie Ireland | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1h | Elect Director Lew W. (Jay) Jacobs, IV | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1i | Elect Director Renee J. James | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1j | Elect Director Eugene M. McQuade | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1k | Elect Director Gary M. Reiner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1l | Elect Director Diana L. Taylor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1m | Elect Director James S. Turley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1n | Elect Director Deborah C. Wright | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 1o | Elect Director Ernesto Zedillo Ponce de Leon | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Share Holder | 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Citigroup Inc. | C | USA | 172967424 | Annual | 16-Apr-19 | 19-Feb-19 | Share Holder | 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.1 | Elect Director Vincent K. McMahon | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.2 | Elect Director George A. Barrios | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.3 | Elect Director Michelle D. Wilson | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.4 | Elect Director Stephanie McMahon Levesque | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.5 | Elect Director Paul “Triple H” Levesque | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.6 | Elect Director Stuart U. Goldfarb | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.7 | Elect Director Patricia A. Gottesman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.8 | Elect Director Laureen Ong | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.9 | Elect Director Robyn W. Peterson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.10 | Elect Director Frank A. Riddick, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.11 | Elect Director Man Jit Singh | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.12 | Elect Director Jeffrey R. Speed | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 1.13 | Elect Director Alan M. Wexler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | World Wrestling Entertainment, Inc. | WWE | USA | 98156Q108 | Annual | 18-Apr-19 | 20-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.1 | Elect Director David M. Cordani | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.2 | Elect Director William J. DeLaney | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.3 | Elect Director Eric J. Foss | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.4 | Elect Director Elder Granger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.5 | Elect Director Isaiah Harris, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.6 | Elect Director Roman Martinez, IV | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.7 | Elect Director Kathleen M. Mazzarella | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.8 | Elect Director Mark B. McClellan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.9 | Elect Director John M. Partridge | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.10 | Elect Director William L. Roper | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.11 | Elect Director Eric C. Wiseman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.12 | Elect Director Donna F. Zarcone | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1.13 | Elect Director William D. Zollars | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Share Holder | 5 | Report on Cyber Risk *Withdrawn Resolution* | Yes | No | ||||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cigna Corporation | CI | USA | 125523100 | Annual | 24-Apr-19 | 25-Feb-19 | Share Holder | 6 | Report on Gender Pay Gap | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1a | Elect Director Craig Arnold | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1b | Elect Director Todd M. Bluedorn | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1c | Elect Director Christopher M. Connor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1d | Elect Director Michael J. Critelli | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1e | Elect Director Richard H. Fearon | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1f | Elect Director Arthur E. Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1g | Elect Director Olivier Leonetti | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1h | Elect Director Deborah L. McCoy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1i | Elect Director Gregory R. Page | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1j | Elect Director Sandra Pianalto | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1k | Elect Director Gerald B. Smith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1l | Elect Director Dorothy C. Thompson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 2 | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 4 | Authorize Issue of Equity with Pre-emptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 5 | Authorize Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Eaton Corporation plc | ETN | Ireland | G29183103 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 6 | Authorize Share Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1a | Elect Director Evan Bayh | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1b | Elect Director Charles E. Bunch | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1c | Elect Director Edward G. Galante | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 1d | Elect Director Kim K.W. Rucker | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Marathon Petroleum Corporation | MPC | USA | 56585A102 | Annual | 24-Apr-19 | 25-Feb-19 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1a | Elect Director Mary C. Beckerle | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1b | Elect Director D. Scott Davis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1c | Elect Director Ian E. L. Davis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1d | Elect Director Jennifer A. Doudna | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1e | Elect Director Alex Gorsky | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1f | Elect Director Marillyn A. Hewson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1g | Elect Director Mark B. McClellan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1h | Elect Director Anne M. Mulcahy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1i | Elect Director William D. Perez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1j | Elect Director Charles Prince | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1k | Elect Director A. Eugene Washington | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 1l | Elect Director Ronald A. Williams | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Share Holder | 4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Johnson & Johnson | JNJ | USA | 478160104 | Annual | 25-Apr-19 | 26-Feb-19 | Share Holder | 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1a | Elect Director Mark A. Blinn | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1b | Elect Director Todd M. Bluedorn | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1c | Elect Director Janet F. Clark | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1d | Elect Director Carrie S. Cox | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1e | Elect Director Martin S. Craighead | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1f | Elect Director Jean M. Hobby | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1g | Elect Director Ronald Kirk | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1h | Elect Director Pamela H. Patsley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1i | Elect Director Robert E. Sanchez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1j | Elect Director Richard K. Templeton | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Texas Instruments Incorporated | TXN | USA | 882508104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1A | Elect Director Darius Adamczyk | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1B | Elect Director Duncan B. Angove | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1C | Elect Director William S. Ayer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1D | Elect Director Kevin Burke | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1E | Elect Director Jaime Chico Pardo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1F | Elect Director D. Scott Davis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1G | Elect Director Linnet F. Deily | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1H | Elect Director Judd Gregg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1I | Elect Director Clive Hollick | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1J | Elect Director Grace D. Lieblein | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1K | Elect Director George Paz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 1L | Elect Director Robin L. Washington | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Honeywell International Inc. | HON | USA | 438516106 | Annual | 29-Apr-19 | 01-Mar-19 | Share Holder | 5 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.1 | Elect Director Peter A. Dea | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.2 | Elect Director Fred J. Fowler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.3 | Elect Director Howard J. Mayson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.4 | Elect Director Lee A. McIntire | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.5 | Elect Director Margaret A. McKenzie | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.6 | Elect Director Steven W. Nance | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.7 | Elect Director Suzanne P. Nimocks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.8 | Elect Director Thomas G. Ricks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.9 | Elect Director Brian G. Shaw | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.10 | Elect Director Douglas J. Suttles | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.11 | Elect Director Bruce G. Waterman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 1.12 | Elect Director Clayton H. Woitas | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 3 | Amend Shareholder Rights Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Encana Corp. | ECA | Canada | 292505104 | Annual | 30-Apr-19 | 06-Mar-19 | Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.1 | Elect Director Mark C. Pigott | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.2 | Elect Director Ronald E. Armstrong | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.3 | Elect Director Dame Alison J. Carnwath | For | Against | Yes | Yes |
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.4 | Elect Director Franklin L. Feder | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.5 | Elect Director Beth E. Ford | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.6 | Elect Director Kirk S. Hachigian | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.7 | Elect Director Roderick C. McGeary | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.8 | Elect Director John M. Pigott | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.9 | Elect Director Mark A. Schulz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.10 | Elect Director Gregory M. E. Spierkel | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Management | 1.11 | Elect Director Charles R. Williamson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PACCAR Inc | PCAR | USA | 693718108 | Annual | 30-Apr-19 | 05-Mar-19 | Share Holder | 2 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1a | Elect Director Nesli Basgoz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1b | Elect Director Joseph H. Boccuzi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1c | Elect Director Christopher W. Bodine | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1d | Elect Director Adriane M. Brown | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1e | Elect Director Christopher J. Coughlin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1f | Elect Director Carol Anthony (John) Davidson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1g | Elect Director Thomas C. Freyman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1h | Elect Director Michael E. Greenberg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1i | Elect Director Robert J. Hugin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1j | Elect Director Peter J. McDonnell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 1k | Elect Director Brenton L. Saunders | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 4 | Authorize Issue of Equity | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Management | 5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Allergan plc | AGN | Ireland | G0177J108 | Annual | 01-May-19 | 05-Mar-19 | Share Holder | 6 | Require Independent Board Chairman | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.1 | Elect Director Andre Calantzopoulos | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.2 | Elect Director Louis C. Camilleri | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.3 | Elect Director Massimo Ferragamo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.4 | Elect Director Werner Geissler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.5 | Elect Director Lisa A. Hook | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.6 | Elect Director Jennifer Li | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.7 | Elect Director Jun Makihara | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.8 | Elect Director Kalpana Morparia | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.9 | Elect Director Lucio A. Noto | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.10 | Elect Director Frederik Paulsen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.11 | Elect Director Robert B. Polet | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 1.12 | Elect Director Stephen M. Wolf | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Philip Morris International Inc. | PM | USA | 718172109 | Annual | 01-May-19 | 08-Mar-19 | Management | 3 | Ratify PricewaterhouseCoopers SA as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 1.1 | Elect Director Thomas L. Aller | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 1.2 | Elect Director James E. Catlin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 1.3 | Elect Director Michael B. Walen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Whiting Petroleum Corp. | WLL | USA | 966387409 | Annual | 01-May-19 | 07-Mar-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1A | Elect Director Richard D. Fairbank | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1B | Elect Director Aparna Chennapragada | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1C | Elect Director Ann Fritz Hackett | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1D | Elect Director Peter Thomas Killalea | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1E | Elect Director Cornelis Petrus Adrianus Joseph “Eli” Leenaars | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1F | Elect Director Pierre E. Leroy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1G | Elect Director Francois Locoh-Donou | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1H | Elect Director Peter E. Raskind | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1I | Elect Director Mayo A. Shattuck, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1J | Elect Director Bradford H. Warner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 1K | Elect Director Catherine G. West | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Capital One Financial Corporation | COF | USA | 14040H105 | Annual | 02-May-19 | 05-Mar-19 | Share Holder | 5 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 1.1 | Elect Director William H.L. Burnside | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 1.2 | Elect Director Brett J. Hart | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 1.3 | Elect Director Edward J. Rapp | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Management | 4 | Eliminate Supermajority Vote Requirement for Amendments to the By-Law and Certificate of Incorporation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Share Holder | 5 | Report on Lobbying Payments and Policy | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Share Holder | 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | AbbVie Inc. | ABBV | USA | 00287Y109 | Annual | 03-May-19 | 08-Mar-19 | Share Holder | 7 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1a | Elect Director Daniel J. Brutto | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1b | Elect Director Susan Crown | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1c | Elect Director James W. Griffith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1d | Elect Director Jay L. Henderson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1e | Elect Director Richard H. Lenny | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1f | Elect Director E. Scott Santi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1g | Elect Director James A. Skinner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1h | Elect Director David B. Smith, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1i | Elect Director Pamela B. Strobel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1j | Elect Director Kevin M. Warren | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 1k | Elect Director Anre D. Williams | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Illinois Tool Works Inc. | ITW | USA | 452308109 | Annual | 03-May-19 | 04-Mar-19 | Share Holder | 5 | Adopt Quantitative Company-wide GHG Goals | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1a | Elect Director Daniel P. Amos | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1b | Elect Director W. Paul Bowers | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1c | Elect Director Toshihiko Fukuzawa | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1d | Elect Director Robert B. Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1e | Elect Director Thomas J. Kenny | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1f | Elect Director Georgette D. Kiser | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1g | Elect Director Karole F. Lloyd | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1h | Elect Director Joseph L. Moskowitz | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1i | Elect Director Barbara K. Rimer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1j | Elect Director Katherine T. Rohrer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 1k | Elect Director Melvin T. Stith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Aflac Incorporated | AFL | USA | 001055102 | Annual | 06-May-19 | 27-Feb-19 | Management | 3 | Ratify KPMG LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.1 | Elect Director James A. Bennett | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.2 | Elect Director Helen E. Dragas | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.3 | Elect Director James O. Ellis, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.4 | Elect Director Thomas F. Farrell, II | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.5 | Elect Director D. Maybank Hagood | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.6 | Elect Director John W. Harris | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.7 | Elect Director Ronald W. Jibson | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.8 | Elect Director Mark J. Kington | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.9 | Elect Director Joseph M. Rigby | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.10 | Elect Director Pamela J. Royal | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.11 | Elect Director Robert H. Spilman, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.12 | Elect Director Susan N. Story | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 1.13 | Elect Director Michael E. Szymanczyk | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Management | 4 | Increase Authorized Common Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dominion Energy, Inc. | D | USA | 25746U109 | Annual | 07-May-19 | 01-Mar-19 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1a | Elect Director Javed Ahmed | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1b | Elect Director Robert C. Arzbaecher | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1c | Elect Director William Davisson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1d | Elect Director John W. Eaves | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1e | Elect Director Stephen A. Furbacher | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1f | Elect Director Stephen J. Hagge | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1g | Elect Director John D. Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1h | Elect Director Anne P. Noonan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1i | Elect Director Michael J. Toelle | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1j | Elect Director Theresa E. Wagler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1k | Elect Director Celso L. White | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 1l | Elect Director W. Anthony Will | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CF Industries Holdings, Inc. | CF | USA | 125269100 | Annual | 08-May-19 | 15-Mar-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.1 | Elect Director Giannella Alvarez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.2 | Elect Director Robert E. Apple | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.3 | Elect Director David J. Illingworth | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.4 | Elect Director Brian M. Levitt | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.5 | Elect Director David G. Maffucci | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.6 | Elect Director Pamela B. Strobel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.7 | Elect Director Denis Turcotte | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.8 | Elect Director John D. Williams | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 1.9 | Elect Director Mary A. Winston | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Domtar Corporation | UFS | USA | 257559203 | Annual | 08-May-19 | 15-Mar-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1a | Elect Director Jacqueline K. Barton | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1b | Elect Director John F. Cogan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1c | Elect Director Kelly A. Kramer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1d | Elect Director Kevin E. Lofton | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1e | Elect Director Harish Manwani | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1f | Elect Director Daniel P. O’Day | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1g | Elect Director Richard J. Whitley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1h | Elect Director Gayle E. Wilson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 1i | Elect Director Per Wold-Olsen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 3 | Provide Right to Act by Written Consent | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Gilead Sciences, Inc. | GILD | USA | 375558103 | Annual | 08-May-19 | 15-Mar-19 | Share Holder | 6 | Report on Corporate Tax Savings Allocation | Against | Against | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.1 | Elect Director Dan H. Arnold | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.2 | Elect Director H. Paulett Eberhart | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.3 | Elect Director William F. Glavin, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.4 | Elect Director Allison H. Mnookin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.5 | Elect Director Anne M. Mulcahy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.6 | Elect Director James S. Putnam | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.7 | Elect Director James S. Riepe | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.8 | Elect Director Richard P. Schifter | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 1.9 | Elect Director Corey E. Thomas | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | Annual | 08-May-19 | 11-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 1 | Elect Director N. Thomas Linebarger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 2 | Elect Director Richard J. Freeland | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 3 | Elect Director Robert J. Bernhard | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 4 | Elect Director Franklin R. Chang Diaz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 5 | Elect Director Bruno V. Di Leo Allen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 6 | Elect Director Stephen B. Dobbs | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 7 | Elect Director Robert K. Herdman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 8 | Elect Director Alexis M. Herman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 9 | Elect Director Thomas J. Lynch | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 10 | Elect Director William I. Miller | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 11 | Elect Director Georgia R. Nelson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 12 | Elect Director Karen H. Quintos | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 14 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Management | 15 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Cummins Inc. | CMI | USA | 231021106 | Annual | 14-May-19 | 12-Mar-19 | Share Holder | 16 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.1 | Elect Director John W. Conway | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.2 | Elect Director Steven G. Elliott | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.3 | Elect Director Raja Rajamannar | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.4 | Elect Director Craig A. Rogerson | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.5 | Elect Director William H. Spence | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.6 | Elect Director Natica von Althann | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.7 | Elect Director Keith H. Williamson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.8 | Elect Director Phoebe A. Wood | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 1.9 | Elect Director Armando Zagalo de Lima | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | PPL Corporation | PPL | USA | 69351T106 | Annual | 14-May-19 | 28-Feb-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.1 | Elect Director Thomas J. Baltimore, Jr. | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.2 | Elect Director Gilbert F. Casellas | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.3 | Elect Director Robert M. Falzon | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.4 | �� | Elect Director Mark B. Grier | For | Against | Yes | Yes | |||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.5 | Elect Director Martina Hund-Mejean | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.6 | Elect Director Karl J. Krapek | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.7 | Elect Director Peter R. Lighte | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.8 | Elect Director Charles F. Lowrey | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.9 | Elect Director George Paz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.10 | Elect Director Sandra Pianalto | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.11 | Elect Director Christine A. Poon | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.12 | Elect Director Douglas A. Scovanner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 1.13 | Elect Director Michael A. Todman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Prudential Financial, Inc. | PRU | USA | 744320102 | Annual | 14-May-19 | 15-Mar-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1a | Elect Director Frank M. Clark, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1b | Elect Director James C. Fish, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1c | Elect Director Andres R. Gluski | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1d | Elect Director Patrick W. Gross | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1e | Elect Director Victoria M. Holt | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1f | Elect Director Kathleen M. Mazzarella | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1g | Elect Director John C. Pope | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 1h | Elect Director Thomas H. Weidemeyer | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Waste Management, Inc. | WM | USA | 94106L109 | Annual | 14-May-19 | 19-Mar-19 | Share Holder | 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1a | Elect Director Peter Boneparth | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1b | Elect Director Steven A. Burd | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1c | Elect Director H. Charles Floyd | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1d | Elect Director Michelle Gass | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1e | Elect Director Jonas Prising | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1f | Elect Director John E. Schlifske | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1g | Elect Director Adrianne Shapira | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1h | Elect Director Frank V. Sica | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1i | Elect Director Stephanie A. Streeter | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 1j | Elect Director Stephen E. Watson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Share Holder | 4 | Report on Political Contributions | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Kohl’s Corporation | KSS | USA | 500255104 | Annual | 15-May-19 | 13-Mar-19 | Share Holder | 5 | Adopt Vendor Policy Regarding Oversight on Preventing Cruelty to Animals Throughout the Supply Chain | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Plains GP Holdings, L.P. | PAGP | USA | 72651A207 | Annual | 15-May-19 | 25-Mar-19 | Management | 1.1 | Elect Director Victor Burk | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Plains GP Holdings, L.P. | PAGP | USA | 72651A207 | Annual | 15-May-19 | 25-Mar-19 | Management | 1.2 | Elect Director Gary R. Petersen | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Plains GP Holdings, L.P. | PAGP | USA | 72651A207 | Annual | 15-May-19 | 25-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Plains GP Holdings, L.P. | PAGP | USA | 72651A207 | Annual | 15-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1a | Elect Director David W. Biegler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1b | Elect Director J. Veronica Biggins | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1c | Elect Director Douglas H. Brooks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1d | Elect Director William H. Cunningham | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1e | Elect Director John G. Denison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1f | Elect Director Thomas W. Gilligan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1g | Elect Director Gary C. Kelly | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1h | Elect Director Grace D. Lieblein | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1i | Elect Director Nancy B. Loeffler | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1j | Elect Director John T. Montford | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 1k | Elect Director Ron Ricks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Share Holder | 4 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Southwest Airlines Co. | LUV | USA | 844741108 | Annual | 15-May-19 | 19-Mar-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.1 | Elect Director John T. Casteen, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.2 | Elect Director Dinyar S. Devitre | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.3 | Elect Director Thomas F. Farrell, II | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.4 | Elect Director Debra J. Kelly-Ennis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.5 | Elect Director W. Leo Kiely, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.6 | Elect Director Kathryn B. McQuade | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.7 | Elect Director George Munoz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.8 | Elect Director Mark E. Newman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.9 | Elect Director Nabil Y. Sakkab | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.10 | Elect Director Virginia E. Shanks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 1.11 | Elect Director Howard A. Willard, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Share Holder | 4 | Reduce Nicotine Levels in Tobacco Products | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Altria Group, Inc. | MO | USA | 02209S103 | Annual | 16-May-19 | 25-Mar-19 | Share Holder | 5 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1a | Elect Director Paget L. Alves | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1b | Elect Director Michael J. Cavanagh | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1c | Elect Director Christopher M. Connor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1d | Elect Director Brian C. Cornell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1e | Elect Director Greg Creed | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1f | Elect Director Tanya L. Domier | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1g | Elect Director Mirian M. Graddick-Weir | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1h | Elect Director Thomas C. Nelson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1i | Elect Director P. Justin Skala | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1j | Elect Director Elane B. Stock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 1k | Elect Director Robert D. Walter | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Share Holder | 4 | Report on Use of Renewable Energy *Withdrawn Resolution* | Yes | No | ||||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Share Holder | 5 | Report on Supply Chain Impact on Deforestation | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Yum! Brands, Inc. | YUM | USA | 988498101 | Annual | 16-May-19 | 18-Mar-19 | Share Holder | 6 | Report on Sustainable Packaging | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.1 | Elect Director John D. Wren | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.2 | Elect Director Alan R. Batkin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.3 | Elect Director Mary C. Choksi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.4 | Elect Director Robert Charles Clark | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.5 | Elect Director Leonard S. Coleman, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.6 | Elect Director Susan S. Denison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.7 | Elect Director Ronnie S. Hawkins | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.8 | Elect Director Deborah J. Kissire | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.9 | Elect Director Gracia C. Martore | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.10 | Elect Director Linda Johnson Rice | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 1.11 | Elect Director Valerie M. Williams | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Omnicom Group Inc. | OMC | USA | 681919106 | Annual | 20-May-19 | 01-Apr-19 | Share Holder | 4 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.1 | Elect Director Wanda M. Austin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.2 | Elect Director Robert A. Bradway | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.3 | Elect Director Brian J. Druker | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.4 | Elect Director Robert A. Eckert | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.5 | Elect Director Greg C. Garland | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.6 | Elect Director Fred Hassan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.7 | Elect Director Rebecca M. Henderson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.8 | Elect Director Charles M. Holley, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.9 | Elect Director Tyler Jacks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.10 | Elect Director Ellen J. Kullman | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.11 | Elect Director Ronald D. Sugar | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.12 | Elect Director R. Sanders Williams | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Amgen, Inc. | AMGN | USA | 031162100 | Annual | 21-May-19 | 22-Mar-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 1a | Elect Director Lynda M. Clarizio | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 1b | Elect Director Christine A. Leahy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 1c | Elect Director Thomas E. Richards | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 1d | Elect Director Joseph R. Swedish | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CDW Corporation | CDW | USA | 12514G108 | Annual | 21-May-19 | 25-Mar-19 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.1 | Elect Director Michael J. Anderson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.2 | Elect Director Steven J. Demetriou | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.3 | Elect Director Julia L. Johnson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.4 | Elect Director Charles E. Jones | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.5 | Elect Director Donald T. Misheff | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.6 | Elect Director Thomas N. Mitchell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.7 | Elect Director James F. O’Neil, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.8 | Elect Director Christopher D. Pappas | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.9 | Elect Director Sandra Pianalto | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.10 | Elect Director Luis A. Reyes | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 1.11 | Elect Director Leslie M. Turner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 4 | Eliminate Supermajority Vote Requirement | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 5 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Management | 6 | Provide Proxy Access Right | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | FirstEnergy Corp. | FE | USA | 337932107 | Annual | 21-May-19 | 22-Mar-19 | Share Holder | 7 | Adopt Simple Majority Vote | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1a | Elect Director Linda B. Bammann | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1b | Elect Director James A. Bell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1c | Elect Director Stephen B. Burke | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1d | Elect Director Todd A. Combs | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1e | Elect Director James S. Crown | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1f | Elect Director James Dimon | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1g | Elect Director Timothy P. Flynn | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1h | Elect Director Mellody Hobson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1i | Elect Director Laban P. Jackson, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1j | Elect Director Michael A. Neal | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 1k | Elect Director Lee R. Raymond | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Share Holder | 4 | Report on Gender Pay Gap | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | JPMorgan Chase & Co. | JPM | USA | 46625H100 | Annual | 21-May-19 | 22-Mar-19 | Share Holder | 6 | Provide for Cumulative Voting | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1a | Elect Director Maxine Clark | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1b | Elect Director Alan D. Feldman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1c | Elect Director Richard A. Johnson | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1d | Elect Director Guillermo G. Marmol | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1e | Elect Director Matthew M. McKenna | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1f | Elect Director Steven Oakland | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1g | Elect Director Ulice Payne, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1h | Elect Director Cheryl Nido Turpin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1i | Elect Director Kimberly Underhill | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 1j | Elect Director Dona D. Young | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Foot Locker, Inc. | FL | USA | 344849104 | Annual | 22-May-19 | 25-Mar-19 | Management | 3 | Ratify KPMG LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Molson Coors Brewing Company | TAP | USA | 60871R209 | Annual | 22-May-19 | 28-Mar-19 | Management | 1.1 | Elect Director Roger G. Eaton | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Molson Coors Brewing Company | TAP | USA | 60871R209 | Annual | 22-May-19 | 28-Mar-19 | Management | 1.2 | Elect Director Charles M. Herington | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Molson Coors Brewing Company | TAP | USA | 60871R209 | Annual | 22-May-19 | 28-Mar-19 | Management | 1.3 | Elect Director H. Sanford Riley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Molson Coors Brewing Company | TAP | USA | 60871R209 | Annual | 22-May-19 | 28-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.1 | Elect Director Julia L. Coronado | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.2 | Elect Director Dirk A. Kempthorne | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.3 | Elect Director Harold M. Messmer, Jr. | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.4 | Elect Director Marc H. Morial | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.5 | Elect Director Barbara J. Novogradac | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.6 | Elect Director Robert J. Pace | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.7 | Elect Director Frederick A. Richman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 1.8 | Elect Director M. Keith Waddell | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Robert Half International Inc. | RHI | USA | 770323103 | Annual | 22-May-19 | 29-Mar-19 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1a | Elect Director Marc N. Casper | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1b | Elect Director Nelson J. Chai | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1c | Elect Director C. Martin Harris | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1d | Elect Director Tyler Jacks | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1e | Elect Director Judy C. Lewent | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1f | Elect Director Thomas J. Lynch | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1g | Elect Director Jim P. Manzi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1h | Elect Director James C. Mullen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1i | Elect Director Lars R. Sorensen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1j | Elect Director Scott M. Sperling | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1k | Elect Director Elaine S. Ullian | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 1l | Elect Director Dion J. Weisler | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Thermo Fisher Scientific Inc. | TMO | USA | 883556102 | Annual | 22-May-19 | 27-Mar-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1a | Elect Director Elizabeth Corley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1b | Elect Director Alistair M. Darling | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1c | Elect Director Thomas H. Glocer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1d | Elect Director James P. Gorman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1e | Elect Director Robert H. Herz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1f | Elect Director Nobuyuki Hirano | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1g | Elect Director Jami Miscik | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1h | Elect Director Dennis M. Nally | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1i | Elect Director Takeshi Ogasawara | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1j | Elect Director Hutham S. Olayan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1k | Elect Director Mary L. Schapiro | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1l | Elect Director Perry M. Traquina | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 1m | Elect Director Rayford Wilkins, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Morgan Stanley | MS | USA | 617446448 | Annual | 23-May-19 | 25-Mar-19 | Share Holder | 4 | Report on Lobbying Payments and Policy | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | NBCUniversal Enterprise, Inc. | USA | 63946CAE8 | Annual | 23-May-19 | 05-Apr-19 | Management | 1 | Elect Director Bernard C. Watson | For | For | Yes | No | |||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1a | Elect Director Gerard J. Arpey | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1b | Elect Director Ari Bousbib | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1c | Elect Director Jeffery H. Boyd | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1d | Elect Director Gregory D. Brenneman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1e | Elect Director J. Frank Brown | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1f | Elect Director Albert P. Carey | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1g | Elect Director Helena B. Foulkes | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1h | Elect Director Linda R. Gooden | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1i | Elect Director Wayne M. Hewett | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1j | Elect Director Manuel Kadre | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1k | Elect Director Stephanie C. Linnartz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 1l | Elect Director Craig A. Menear | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Share Holder | 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Share Holder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | The Home Depot, Inc. | HD | USA | 437076102 | Annual | 23-May-19 | 25-Mar-19 | Share Holder | 6 | Report on Prison Labor in the Supply Chain | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1a | Elect Director Leslie A. Brun | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1b | Elect Director Thomas R. Cech | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1c | Elect Director Mary Ellen Coe | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1d | Elect Director Pamela J. Craig | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1e | Elect Director Kenneth C. Frazier | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1f | Elect Director Thomas H. Glocer | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1g | Elect Director Rochelle B. Lazarus | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1h | Elect Director Paul B. Rothman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1i | Elect Director Patricia F. Russo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1j | Elect Director Inge G. Thulin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1k | Elect Director Wendell P. Weeks | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 1l | Elect Director Peter C. Wendell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 3 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Share Holder | 6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Merck & Co., Inc. | MRK | USA | 58933Y105 | Annual | 28-May-19 | 29-Mar-19 | Share Holder | 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1A | Elect Director Peter J. Arduini | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1B | Elect Director Robert J. Bertolini | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1C | Elect Director Giovanni Caforio | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1D | Elect Director Matthew W. Emmens | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1E | Elect Director Michael Grobstein | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1F | Elect Director Alan J. Lacy | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1G | Elect Director Dinesh C. Paliwal | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1H | Elect Director Theodore R. Samuels | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1I | Elect Director Vicki L. Sato | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1J | Elect Director Gerald L. Storch | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 1K | Elect Director Karen H. Vousden | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Bristol-Myers Squibb Company | BMY | USA | 110122108 | Annual | 29-May-19 | 30-Apr-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.1 | Elect Director Patricia A. Agnello | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.2 | Elect Director Bob G. Alexander | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.3 | Elect Director SungHwan Cho | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.4 | Elect Director Jonathan Frates | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.5 | Elect Director Hunter C. Gary | For | Withhold | Yes | Yes |
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.6 | Elect Director David L. Lamp | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.7 | Elect Director Stephen Mongillo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 1.8 | Elect Director James M. Strock | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | CVR Energy, Inc. | CVI | USA | 12662P108 | Annual | 30-May-19 | 10-Apr-19 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.1 | Elect Director John E. Koerner, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.2 | Elect Director Marshall A. Loeb | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.3 | Elect Director Stephen P. Mumblow | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.4 | Elect Director Thomas V. Reifenheiser | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.5 | Elect Director Anna Reilly | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.6 | Elect Director Kevin P. Reilly, Jr. | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.7 | Elect Director Wendell Reilly | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 1.8 | Elect Director Elizabeth Thompson | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 2 | Amend Omnibus Stock Plan | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Lamar Advertising Company | LAMR | USA | 512816109 | Annual | 30-May-19 | 01-Apr-19 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1a | Elect Director William C. Ballard, Jr. | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1b | Elect Director Richard T. Burke | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1c | Elect Director Timothy P. Flynn | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1d | Elect Director Stephen J. Hemsley | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1e | Elect Director Michele J. Hooper | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1f | Elect Director F. William McNabb, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1g | Elect Director Valerie C. Montgomery Rice | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1h | Elect Director John H. Noseworthy | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1i | Elect Director Glenn M. Renwick | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1j | Elect Director David S. Wichmann | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 1k | Elect Director Gail R. Wilensky | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | UnitedHealth Group Incorporated | UNH | USA | 91324P102 | Annual | 03-Jun-19 | 09-Apr-19 | Share Holder | 4 | Amend Proxy Access Right | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.1 | Elect Director Kenneth J. Bacon | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.2 | Elect Director Madeline S. Bell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.3 | Elect Director Sheldon M. Bonovitz | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.4 | Elect Director Edward D. Breen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.5 | Elect Director Gerald L. Hassell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.6 | Elect Director Jeffrey A. Honickman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.7 | Elect Director Maritza G. Montiel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.8 | Elect Director Asuka Nakahara | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.9 | Elect Director David C. Novak | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 1.10 | Elect Director Brian L. Roberts | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Share Holder | 5 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Comcast Corporation | CMCSA | USA | 20030N101 | Annual | 05-Jun-19 | 05-Apr-19 | Share Holder | 6 | Report on Lobbying Payments and Policy | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 1.1 | Elect Director Dennis J. FitzSimons | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 1.2 | Elect Director C. Thomas McMillen | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 1.3 | Elect Director Lisbeth McNabb | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Nexstar Media Group, Inc. | NXST | USA | 65336K103 | Annual | 05-Jun-19 | 22-Apr-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.1 | Elect Director Joan L. Amble | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.2 | Elect Director George W. Bodenheimer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.3 | Elect Director Mark D. Carleton | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.4 | Elect Director Eddy W. Hartenstein | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.5 | Elect Director James P. Holden | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.6 | Elect Director Gregory B. Maffei | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.7 | Elect Director Evan D. Malone | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.8 | Elect Director James E. Meyer | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.9 | Elect Director James F. Mooney | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.10 | Elect Director Michael Rapino | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.11 | Elect Director Kristina M. Salen | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.12 | Elect Director Carl E. Vogel | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 1.13 | Elect Director David M. Zaslav | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sirius XM Holdings Inc. | SIRI | USA | 82968B103 | Annual | 05-Jun-19 | 12-Apr-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.1 | Elect Director David D. Smith | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.2 | Elect Director Frederick G. Smith | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.3 | Elect Director J. Duncan Smith | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.4 | Elect Director Robert E. Smith | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.5 | Elect Director Howard E. Friedman | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.6 | Elect Director Lawrence E. McCanna | For | Withhold | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.7 | Elect Director Daniel C. Keith | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.8 | Elect Director Martin R. Leader | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 1.9 | Elect Director Benson E. Legg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Share Holder | 3 | Adopt a Policy on Board Diversity | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Sinclair Broadcast Group, Inc. | SBGI | USA | 829226109 | Annual | 06-Jun-19 | 15-Mar-19 | Share Holder | 4 | Require a Majority Vote for the Election of Directors | Against | For | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1a | Elect Director Corie S. Barry | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1b | Elect Director Lisa M. Caputo | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1c | Elect Director J. Patrick Doyle | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1d | Elect Director Russell P. Fradin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1e | Elect Director Kathy J. Higgins Victor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1f | Elect Director Hubert Joly | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1g | Elect Director David W. Kenny | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1h | Elect Director Cindy R. Kent | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1i | Elect Director Karen A. McLoughlin | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1j | Elect Director Thomas L. “Tommy” Millner | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1k | Elect Director Claudia F. Munce | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1l | Elect Director Richelle P. Parham | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 1m | Elect Director Eugene A. Woods | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Best Buy Co., Inc. | BBY | USA | 086516101 | Annual | 11-Jun-19 | 15-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dick’s Sporting Goods, Inc. | DKS | USA | 253393102 | Annual | 12-Jun-19 | 15-Apr-19 | Management | 1a | Elect Director Mark J. Barrenchea | For | Withhold | Yes | Yes |
Litman Gregory Masters Alternative Strategies Fund | Dick’s Sporting Goods, Inc. | DKS | USA | 253393102 | Annual | 12-Jun-19 | 15-Apr-19 | Management | 1b | Elect Director Emanuel Chirico | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dick’s Sporting Goods, Inc. | DKS | USA | 253393102 | Annual | 12-Jun-19 | 15-Apr-19 | Management | 1c | Elect Director Allen R. Weiss | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dick’s Sporting Goods, Inc. | DKS | USA | 253393102 | Annual | 12-Jun-19 | 15-Apr-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Dick’s Sporting Goods, Inc. | DKS | USA | 253393102 | Annual | 12-Jun-19 | 15-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1a | Elect Director Cheryl W. Grise | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1b | Elect Director Carlos M. Gutierrez | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1c | Elect Director Gerald L. Hassell | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1d | Elect Director David L. Herzog | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1e | Elect Director R. Glenn Hubbard | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1f | Elect Director Edward J. Kelly, III | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1g | Elect Director William E. Kennard | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1h | Elect Director Michel A. Khalaf | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1i | Elect Director James M. Kilts | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1j | Elect Director Catherine R. Kinney | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1k | Elect Director Diana L. McKenzie | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1l | Elect Director Denise M. Morrison | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | MetLife, Inc. | MET | USA | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1a | Elect Director Richard Haythornthwaite | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1b | Elect Director Ajay Banga | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1c | Elect Director David R. Carlucci | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1d | Elect Director Richard K. Davis | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1e | Elect Director Steven J. Freiberg | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | �� | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1f | Elect Director Julius Genachowski | For | For | Yes | No | |||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1g | Elect Director Choon Phong Goh | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1h | Elect Director Merit E. Janow | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1i | Elect Director Oki Matsumoto | For | Against | Yes | Yes | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1j | Elect Director Youngme Moon | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1k | Elect Director Rima Qureshi | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1l | Elect Director Jose Octavio Reyes Lagunes | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1m | Elect Director Gabrielle Sulzberger | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1n | Elect Director Jackson Tai | For | For | Yes | No |
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 1o | Elect Director Lance Uggla | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Share Holder | 4 | Report on Gender Pay Gap | Against | Against | Yes | No | ||||||||||||||
Litman Gregory Masters Alternative Strategies Fund | Mastercard Incorporated | MA | USA | 57636Q104 | Annual | 25-Jun-19 | 26-Apr-19 | Share Holder | 5 | Establish Human Rights Board Committee | Against | Against | Yes | No |
Investment Company Report - Water Island Capital, LLC
XEROX CORPORATION
Security | 984121608 | Meeting Type | Annual | |||||
Ticker Symbol | XRX | Meeting Date | 31-Jul-2018 | |||||
ISIN | US9841216081 | Agenda | 934849677 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Gregory Q. Brown | Management | For | For | ||||
1.2 | Election of Director: Keith Cozza | Management | For | For | ||||
1.3 | Election of Director: Jonathan Christodoro | Management | For | For | ||||
1.4 | Election of Director: Joseph J. Echevarria | Management | For | For | ||||
1.5 | Election of Director: Nicholas Graziano | Management | For | For | ||||
1.6 | Election of Director: Cheryl Gordon Krongard | Management | For | For | ||||
1.7 | Election of Director: Scott Letier | Management | For | For | ||||
1.8 | Election of Director: Sara Martinez Tucker | Management | For | For | ||||
1.9 | Election of Director: Giovanni (“John”) Visentin | Management | For | For | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the 2017 compensation of our named executive officers. | Management | For | For | ||||
4. | Authorize the adjournment of the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For |
DXC TECHNOLOGY COMPANY
Security | 23355L106 | Meeting Type | Annual | |||||
Ticker Symbol | DXC | Meeting Date | 15-Aug-2018 | |||||
ISIN | US23355L1061 | Agenda | 934853284 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mukesh Aghi | Management | For | For | ||||
1b. | Election of Director: Amy E. Alving | Management | For | For | ||||
1c. | Election of Director: David L. Herzog | Management | For | For | ||||
1d. | Election of Director: Sachin Lawande | Management | For | For | ||||
1e. | Election of Director: J. Michael Lawrie | Management | For | For | ||||
1f. | Election of Director: Mary L. Krakauer | Management | For | For | ||||
1g. | Election of Director: Julio A. Portalatin | Management | For | For | ||||
1h. | Election of Director: Peter Rutland | Management | For | For | ||||
1i. | Election of Director: Manoj P. Singh | Management | For | For | ||||
1j. | Election of Director: Robert F. Woods | Management | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending March 31, 2019 | Management | For | For | ||||
3. | Approval, by advisory vote, of named executive officer compensation | Management | For | For |
DCT INDUSTRIAL TRUST INC.
Security | 233153204 | Meeting Type | Special | |||||
Ticker Symbol | DCT | Meeting Date | 20-Aug-2018 | |||||
ISIN | US2331532042 | Agenda | 934858284 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the merger of DCT Industrial Trust Inc. with and into Prologis, Inc., with Prologis, Inc. surviving the merger (the “company merger”), on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of April 29, 2018, as may be amended from time to time, by and among Prologis, Inc., Prologis, L.P., DCT Industrial Trust Inc. and DCT Industrial Operating Partnership LP (the “merger agreement”). | Management | For | For | ||||
2. | To approve a non-binding advisory proposal to approve certain compensation that may be paid or become payable to certain named executive officers of DCT Industrial Trust Inc. in connection with the mergers and transactions contemplated under the merger agreement. | Management | For | For | ||||
3. | To approve one or more adjournments of the special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the company merger on the terms and conditions set forth in the merger agreement. | Management | For | For |
COTIVITI HOLDINGS, INC.
Security | 22164K101 | Meeting Type | Special | |||||
Ticker Symbol | COTV | Meeting Date | 24-Aug-2018 | |||||
ISIN | US22164K1016 | Agenda | 934861356 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, “Merger Agreement”), by and among Cotiviti Holdings, Inc., Verscend Technologies, Inc. and Rey Merger Sub, Inc., a wholly owned subsidiary of Verscend Technologies, Inc., and approve transactions contemplated thereby, including the merger of Rey Merger Sub, Inc. with and into Cotiviti Holdings, Inc. (the “Merger”), with Cotiviti Holdings, Inc. continuing as the surviving corporation and a wholly owned subsidiary of Verscend Technologies, Inc. (the “Merger Proposal”) | Management | For | For | ||||
2. | To approve, on an advisory non-binding basis, the compensation that may be paid or become payable to the named executive officers of Cotiviti Holdings, Inc. in connection with the Merger | Management | For | For | ||||
3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | For | For |
VECTREN CORPORATION
Security | 92240G101 | Meeting Type | Special | |||||
Ticker Symbol | VVC | Meeting Date | 28-Aug-2018 | |||||
ISIN | US92240G1013 | Agenda | 934858791 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approve the Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc., a wholly owned subsidiary of CenterPoint Energy, Inc., and the transactions contemplated thereby, including the merger of Pacer Merger Sub, Inc. with and into Vectren Corporation. | Management | For | For | ||||
2. | Approve a non-binding advisory proposal approving the compensation of the named executive officers that will or may become payable in connection with the merger. | Management | For | For | ||||
3. | Approve any motion to adjourn the Special Meeting, if necessary. | Management | For | For |
RADISYS CORPORATION
Security | 750459109 | Meeting Type | Special | |||||
Ticker Symbol | RSYS | Meeting Date | 05-Sep-2018 | |||||
ISIN | US7504591097 | Agenda | 934868033 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the Agreement and Plan of Merger, dated as of June 29, 2018, by and among Radisys Corporation, Reliance Industries Limited and Integrated Cloud Orchestration (ICO), Inc., as it may be amended from time to time (the “Merger Agreement”), and approve the transactions contemplated thereby. | Management | For | For | ||||
2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement and approve the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||
3. | To approve, by nonbinding, advisory vote, certain compensation that may or will become payable to Radisys Corporation’s named executive officers by Radisys Corporation in connection with the Merger. | Management | For | For |
KAPSTONE PAPER & PACKAGING CORPORATION
Security | 48562P103 | Meeting Type | Special | |||||
Ticker Symbol | KS | Meeting Date | 06-Sep-2018 | |||||
ISIN | US48562P1030 | Agenda | 934863906 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 28, 2018, as it may be amended from time to time, among the Company, WestRock Company, Whiskey Holdco, Inc., Whiskey Merger Sub, Inc. and Kola Merger Sub, Inc. (the “merger proposal”). | Management | For | For | ||||
2. | Adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal. | Management | For | For | ||||
3. | Non-binding advisory approval of the compensation and benefits that may be paid, become payable or be provided to the Company’s named executive officers in connection with the mergers. | Management | For | For |
ENVISION HEALTHCARE CORPORATION
Security | 29414D100 | Meeting Type | Annual | |||||
Ticker Symbol | EVHC | Meeting Date | 11-Sep-2018 | |||||
ISIN | US29414D1000 | Agenda | 934868374 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 10, 2018 (as it may be amended from time to time, the “merger agreement”), by and among Envision Healthcare Corporation, a Delaware corporation (“Envision” or the “Company”), Enterprise Parent Holdings Inc., a Delaware corporation (“Parent”) and Enterprise Merger Sub Inc., an indirect wholly owned subsidiary of Parent (the “Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Envision’s named executive officers in connection with the merger. | Management | For | For | ||||
3. | To approve the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For | ||||
4A. | Election of Class II Director: John T. Gawaluck | Management | For | For | ||||
4B. | Election of Class II Director: Joey A. Jacobs | Management | For | For | ||||
4C. | Election of Class II Director: Kevin P. Lavender | Management | For | For | ||||
4D. | Election of Class II Director: Leonard M. Riggs, Jr., M.D. | Management | For | For | ||||
5. | To amend Envision’s Second Amended and Restated Certificate of Incorporation, dated December 1, 2016 to declassify the Board of Directors and to eliminate the Series A-1 Mandatory Convertible Preferred Stock. | Management | For | For | ||||
6. | To approve, on an advisory (non-binding) basis, of the compensation of Envision’s named executive officers. | Management | For | For | ||||
7. | To ratify the appointment of Deloitte & Touche LLP as Envision Healthcare Corporation’s independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For |
LIONS GATE ENTERTAINMENT CORP.
Security | 535919401 | Meeting Type | Annual | |||||
Ticker Symbol | LGFA | Meeting Date | 11-Sep-2018 | |||||
ISIN | CA5359194019 | Agenda | 934862295 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Michael Burns | Management | For | For | ||||
1b. | Election of Director: Gordon Crawford | Management | For | For | ||||
1c. | Election of Director: Arthur Evrensel | Management | For | For | ||||
1d. | Election of Director: Jon Feltheimer | Management | For | For | ||||
1e. | Election of Director: Emily Fine | Management | For | For | ||||
1f. | Election of Director: Michael T. Fries | Management | For | For | ||||
1g. | Election of Director: Sir Lucian Grainge | Management | For | For | ||||
1h. | Election of Director: Susan McCaw | Management | For | For | ||||
1i. | Election of Director: Mark H. Rachesky, M.D. | Management | For | For | ||||
1j. | Election of Director: Daniel Sanchez | Management | For | For | ||||
1k. | Election of Director: Daryl Simm | Management | For | For | ||||
1l. | Election of Director: Hardwick Simmons | Management | For | For | ||||
1m. | Election of Director: David M. Zaslav | Management | For | For | ||||
2. | Proposal to reappoint Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending March 31, 2019 at a remuneration to be determined by the directors of the Company. | Management | For | For | ||||
3. | Proposal to conduct an advisory vote to approve executive compensation. | Management | For | For | ||||
4. | In their discretion, the proxies are authorized to vote upon such other business as may properly come before the Meeting. | Management | For | For |
EDUCATION REALTY TRUST, INC.
Security | 28140H203 | Meeting Type | Special | |||||
Ticker Symbol | EDR | Meeting Date | 14-Sep-2018 | |||||
ISIN | US28140H2031 | Agenda | 934868893 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve merger of Education Realty Trust, Inc. with & into GSHGIF REIT, an affiliate of Greystar Real Estate Partners, LLC (“REIT merger”), pursuant to Agreement & Plan of Merger (“merger agreement”), among Education Realty Trust, Inc., Education Realty Operating Partnership, LP, Education Realty OP GP, Inc., University Towers Operating Partnership, LP, University Towers OP GP, LLC & certain other affiliates of Greystar Real Estate Partners, LLC, as it may amended from time to time (“merger proposal”). | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the named executive officers of Education Realty Trust, Inc. that is based on or otherwise relates to the mergers contemplated by the merger agreement (the “merger related compensation proposal”). | Management | For | For | ||||
3. | To approve any adjournment of the special meeting to a later date or time, if necessary or appropriate, including for the purpose of soliciting additional proxies if there are not sufficient votes at the time of the special meeting to approve the REIT merger (the “adjournment proposal”). | Management | For | For |
JOHN LAING INFRASTRUCTURE FUND LTD.
Security | G5146X104 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 24-Sep-2018 | ||||||
ISIN | GG00B4ZWPH08 | Agenda | 709906222 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | THAT THE SCHEME BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND, FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT, BE APPROVED | Management | For | For | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting |
JOHN LAING INFRASTRUCTURE FUND LTD.
Security | G5146X104 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Sep-2018 | ||||||
ISIN | GG00B4ZWPH08 | Agenda | 709906234 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | THAT: 1. THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND 2. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF INCORPORATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE NEW ARTICLE 55, AS SET OUT IN THE NOTICE OF THE EGM | Management | For | For |
USG CORPORATION
Security | 903293405 | Meeting Type | Special | |||||
Ticker Symbol | USG | Meeting Date | 26-Sep-2018 | |||||
ISIN | US9032934054 | Agenda | 934871713 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adopt the Agreement and Plan of Merger, dated June 10, 2018 (“merger agreement”), among USG Corporation (“Company”), Gebr. Knauf KG (“Knauf”) and World Cup Acquisition Corporation, a wholly-owned subsidiary of Knauf (“Merger Sub”), pursuant to which Merger Sub will merge into Company (“merger”) with Company continuing as a wholly-owned subsidiary of Knauf. | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be paid or become payable to the Company’s named executive officers and that are based on or otherwise relate to the merger and the agreements and understandings pursuant to which such compensation will or may be paid or become payable. | Management | For | For | ||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For |
THE PROCTER & GAMBLE COMPANY
Security | 742718109 | Meeting Type | Annual | |||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2018 | |||||
ISIN | US7427181091 | Agenda | 934870115 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Francis S. Blake | Management | For | For | ||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||
1c. | Election of Director: Amy L. Chang | Management | For | For | ||||
1d. | Election of Director: Kenneth I. Chenault | Management | For | For | ||||
1e. | Election of Director: Scott D. Cook | Management | For | For | ||||
1f. | Election of Director: Joseph Jimenez | Management | For | For | ||||
1g. | Election of Director: Terry J. Lundgren | Management | For | For | ||||
1h. | Election of Director: W. James McNerney, Jr. | Management | For | For | ||||
1i. | Election of Director: Nelson Peltz | Management | For | For | ||||
1j. | Election of Director: David S. Taylor | Management | For | For | ||||
1k. | Election of Director: Margaret C. Whitman | Management | For | For | ||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||
1m. | Election of Director: Ernesto Zedillo | Management | For | For | ||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote on the Company’s Executive Compensation (the “Say on Pay” vote) | Management | For | For |
ALTABA INC.
Security | 021346101 | Meeting Type | Annual | |||||
Ticker Symbol | AABA | Meeting Date | 16-Oct-2018 | |||||
ISIN | US0213461017 | Agenda | 934873628 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Tor R. Braham | Management | For | For | ||||
1.2 | Election of Director: Eric K. Brandt | Management | For | For | ||||
1.3 | Election of Director: Catherine J. Friedman | Management | For | For | ||||
1.4 | Election of Director: Richard L. Kauffman | Management | For | For | ||||
1.5 | Election of Director: Thomas J. McInerney | Management | For | For |
PINNACLE FOODS INC.
Security | 72348P104 | Meeting Type | Special | |||||
Ticker Symbol | PF | Meeting Date | 23-Oct-2018 | |||||
ISIN | US72348P1049 | Agenda | 934878995 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adopt the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the “merger agreement”), by and among Pinnacle Foods Inc., a Delaware corporation, Conagra Brands Inc., a Delaware corporation, and Patriot Merger Sub Inc., a Delaware corporation. | Management | For | For | ||||
2. | Approve, on a non-binding, advisory basis, the compensation that may be paid or may become payable to Pinnacle Foods Inc.’s named executive officers in connection with, or following, the closing of the merger contemplated by the merger agreement. | Management | For | For | ||||
3. | Approve adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement at the time of the Special Meeting. | Management | For | For |
FOREST CITY REALTY TRUST, INC.
Security | 345605109 | Meeting Type | Special | |||||
Ticker Symbol | FCEA | Meeting Date | 15-Nov-2018 | |||||
ISIN | US3456051099 | Agenda | 934889568 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Forest City Realty Trust, Inc. and the other transactions contemplated by the Agreement and Plan of Merger, and as it may be amended from time to time, among Forest City Realty Trust, Inc., Antlia Holdings LLC and Antlia Merger Sub Inc., as more particularly described in the Proxy Statement. | Management | For | For | ||||
2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for Forest City Realty Trust, Inc.’s named executive officers in connection with the merger, as more particularly described in the Proxy Statement. | Management | For | For | ||||
3. | To approve any adjournments of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve proposal 1, as more particularly described in the Proxy Statement. | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN
Security | D6424C104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 20-Nov-2018 | ||||||
ISIN | DE000KD88880 | Agenda | 710025683 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 30 OCT 2018,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU. | Non-Voting | ||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.11.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS FOR THE 2017/2018- FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL- STATEMENTS AND GROUP ANNUAL REPORT | Non-Voting | ||||||
2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | ||||
3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||
4 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2018/2019 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF | Management | For | For |
SHIRE PLC
Security | 82481R106 | Meeting Type | Special | |||||
Ticker Symbol | SHPG | Meeting Date | 05-Dec-2018 | |||||
ISIN | US82481R1068 | Agenda | 934899622 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the Scheme of Arrangement. | Management | For | For | ||||
2. | Special Resolution: THAT for the purpose of giving effect to the Scheme of Arrangement: (1) the Board of Directors of the Company (the “Board”) be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme of Arrangement into effect, (2) the articles of association of the Company be amended by the adoption and inclusion of a new Article 154 and (3) conditional upon and with effect from the sanctioning of the Scheme of Arrangement ...(due to space limits, see proxy material for full proposal). | Management | For | For |
THE HAIN CELESTIAL GROUP, INC.
Security | 405217100 | Meeting Type | Annual | |||||
Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | |||||
ISIN | US4052171000 | Agenda | 934895802 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Celeste A. Clark | Management | For | For | ||||
1b. | Election of Director: Andrew R. Heyer | Management | Against | Against | ||||
1c. | Election of Director: R. Dean Hollis | Management | For | For | ||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||
1e. | Election of Director: Roger Meltzer | Management | Against | Against | ||||
1f. | Election of Director: Mark Schiller | Management | For | For | ||||
1g. | Election of Director: Jack L. Sinclair | Management | For | For | ||||
1h. | Election of Director: Glenn W. Welling | Management | For | For | ||||
1i. | Election of Director: Dawn M. Zier | Management | For | For | ||||
2. | To approve, on an advisory basis, named executive officer compensation for the fiscal year ended June 30, 2018. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2019. | Management | For | For |
RED HAT, INC.
Security | 756577102 | Meeting Type | Special | |||||
Ticker Symbol | RHT | Meeting Date | 16-Jan-2019 | |||||
ISIN | US7565771026 | Agenda | 934914222 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 28, 2018, which we refer to as the merger agreement, by and among Red Hat, Inc., International Business Machines Corporation and Socrates Acquisition Corp. | Management | For | For | ||||
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Red Hat, Inc. in connection with the merger. | Management | For | For | ||||
3. | To approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the then-scheduled date and time of the special meeting. | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
Security | 297425100 | Meeting Type | Special | |||||
Ticker Symbol | ESL | Meeting Date | 17-Jan-2019 | |||||
ISIN | US2974251009 | Agenda | 934910844 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, as it may be amended from time to time, dated as of October 9, 2018 by and among Esterline Technologies Corporation, TransDigm Group Incorporated, and Thunderbird Merger Sub Inc. | Management | For | For | ||||
2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Esterline Technologies Corporation to its named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||
3. | To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For |
AMER SPORTS CORPORATION
Security | X01416118 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Jan-2019 | ||||||
ISIN | FI0009000285 | Agenda | 710364996 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND THE LIST OF VOTES | Non-Voting | ||||||
6 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 11 | Management | For | For | ||||
7 | RESOLUTION ON THE RIGHT OF THE CURRENT MEMBERS OF THE BOARD OF DIRECTORS TO ACCEPT THE TENDER OFFER FOR THEIR SHARES | Management | For | For | ||||
8 | CLOSING OF THE MEETING | Non-Voting |
AIR PRODUCTS AND CHEMICALS, INC.
Security | 009158106 | Meeting Type | Annual | |||||
Ticker Symbol | APD | Meeting Date | 24-Jan-2019 | |||||
ISIN | US0091581068 | Agenda | 934911137 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Susan K. Carter | Management | For | For | ||||
1b. | Election of Director: Charles I. Cogut | Management | For | For | ||||
1c. | Election of Director: Seifi Ghasemi | Management | For | For | ||||
1d. | Election of Director: Chadwick C. Deaton | Management | For | For | ||||
1e. | Election of Director: David H. Y. Ho | Management | For | For | ||||
1f. | Election of Director: Margaret G. McGlynn | Management | For | For | ||||
1g. | Election of Director: Edward L. Monser | Management | For | For | ||||
1h. | Election of Director: Matthew H. Paull | Management | For | For | ||||
2. | Advisory vote approving Executive Officer compensation. | Management | For | For | ||||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For |
PACIFIC BIOSCIENCES OF CALIFORNIA INC
Security | 69404D108 | Meeting Type | Special | |||||
Ticker Symbol | PACB | Meeting Date | 24-Jan-2019 | |||||
ISIN | US69404D1081 | Agenda | 934916252 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of November 1, 2018, as it may be amended from time to time, by and among Pacific Biosciences of California, Inc., Illumina, Inc., and FC Ops Corp. | Management | For | For | ||||
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | For | For | ||||
3. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Pacific Biosciences of California, Inc. to its named executive officers in connection with the merger. | Management | For | For |
ARRIS INTERNATIONAL PLC
Security | G0551A103 | Meeting Type | Special | |||||
Ticker Symbol | ARRS | Meeting Date | 01-Feb-2019 | |||||
ISIN | GB00BZ04Y379 | Agenda | 934916620 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
C1. | Approve (with or without modification) a scheme of arrangement (the “Scheme”) to be made between ARRIS International plc (“ARRIS”) and the holders of the Scheme Shares (as defined in the Scheme). | Management | For | For | ||||
G1. | Authorize, for the purpose of giving effect to the scheme of arrangement (the “Scheme”) between ARRIS International plc (“ARRIS”) and the holders of the Scheme Shares (as defined in the Scheme), the directors of ARRIS to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect and to amend the articles of association of ARRIS. | Management | For | For | ||||
G2. | Approve, on an advisory, non-binding basis, the compensation to be paid or become payable to ARRIS’s named executive officers in connection with the proposed acquisition by CommScope Holding Company, Inc. of all of the issued and to be issued ordinary shares of ARRIS pursuant to the terms of a Bid Conduct Agreement and the Scheme, and the agreements and understandings pursuant to which such compensation may be paid or become payable. | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
Security | 297425100 | Meeting Type | Annual | |||||
Ticker Symbol | ESL | Meeting Date | 07-Feb-2019 | |||||
ISIN | US2974251009 | Agenda | 934916113 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Delores M. Etter | Management | For | For | ||||
1.2 | Election of Director: Paul V. Haack | Management | For | For | ||||
1.3 | Election of Director: Mary L. Howell | Management | For | For | ||||
1.4 | Election of Director: Scott E. Kuechle | Management | For | For | ||||
1.5 | Election of Director: Curtis C. Reusser | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended September 28, 2018. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 27, 2019. | Management | For | For |
INFRAREIT INC
Security | 45685L100 | Meeting Type | Special | |||||
Ticker Symbol | HIFR | Meeting Date | 07-Feb-2019 | |||||
ISIN | US45685L1008 | Agenda | 934919169 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of October 18, 2018, as it may be amended from time to time (the “merger agreement”), by and among InfraREIT, Inc., a Maryland corporation (“InfraREIT”), InfraREIT Partners, LP, a Delaware limited partnership and subsidiary of InfraREIT, Oncor Electric Delivery Company LLC, a Delaware limited liability company (“Oncor”), 1912 Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Oncor, and Oncor T&D Partners, LP. | Management | For | For | ||||
2. | To approve any adjournment(s) of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger proposal or in the absence of a quorum. | Management | For | For |
ENCANA CORPORATION
Security | 292505104 | Meeting Type | Special | |||||
Ticker Symbol | ECA | Meeting Date | 12-Feb-2019 | |||||
ISIN | CA2925051047 | Agenda | 934920186 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | The resolution to approve the issuance of the Corporation’s common shares, no par value, to stockholders of Newfield Exploration Company, a Delaware corporation (“Newfield”), in connection with the Agreement and Plan of Merger, dated as of October 31, 2018, by and among the Corporation, Neapolitan Merger Corp., a Delaware corporation and an indirect wholly- owned subsidiary of the Corporation, and Newfield (the “share issuance proposal”); | Management | Against | Against | ||||
2 | The adjournment of the Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the share issuance proposal. | Management | Against | Against |
BELMOND LTD.
Security | G1154H107 | Meeting Type | Special | |||||
Ticker Symbol | BEL | Meeting Date | 14-Feb-2019 | |||||
ISIN | BMG1154H1079 | Agenda | 934919753 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the Agreement and Plan of Merger, dated as of December 13, 2018, by and among Belmond Ltd., LVMH Moet Hennessy Louis Vuitton SE, Palladio Overseas Holding Limited and Fenice Ltd., including the statutory merger agreement attached thereto, and the merger of Fenice Ltd. with and into Belmond Ltd. (the “merger proposal”). | Management | For | For | ||||
2. | To approve an adjournment of the special general meeting of shareholders of Belmond Ltd. (the “special general meeting”), if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve the merger proposal at the special general meeting (the “adjournment proposal”). | Management | For | For |
MINDBODY, INC.
Security | 60255W105 | Meeting Type | Special | |||||
Ticker Symbol | MB | Meeting Date | 14-Feb-2019 | |||||
ISIN | US60255W1053 | Agenda | 934923269 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of December 23, 2018, by and among MINDBODY, Inc., Torreys Parent, LLC and Torreys Merger Sub, Inc. (the “Merger Agreement”). | Management | Against | Against | ||||
2. | To approve, on a advisory (non-binding) basis, the compensation that may be paid or become payable to MINDBODY, Inc.’s named executive officers that is based or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Against | Against | ||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For |
QUAD/GRAPHICS, INC.
Security | 747301109 | Meeting Type | Special | |||||
Ticker Symbol | QUAD | Meeting Date | 22-Feb-2019 | |||||
ISIN | US7473011093 | Agenda | 934922887 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Share Issuance Proposal. To approve the issuance of shares of class A common stock of Quad/Graphics, Inc. (“Quad/Graphics”) in connection with the merger between a wholly owned subsidiary of Quad/Graphics, QLC Merger Sub, Inc. (“Merger Sub”), and LSC Communications, Inc. (“LSC”), as contemplated by the agreement and plan of merger, dated as of October 30, 2018, among Quad/Graphics, LSC and Merger Sub. | Management | Abstain | Against |
NUTRISYSTEM, INC.
Security | 67069D108 | Meeting Type | Special | |||||
Ticker Symbol | NTRI | Meeting Date | 05-Mar-2019 | |||||
ISIN | US67069D1081 | Agenda | 934926392 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 9, 2018, as it may be amended from time to time, by and among Tivity Health, Inc., Sweet Acquisition, Inc. and Nutrisystem, Inc. | Management | For | For | ||||
2. | To consider and vote on a proposal to approve the adjournment of the special meeting if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||
3. | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Nutrisystem, Inc.’s named executive officers in connection with, or following, the closing of the merger contemplated by the agreement referred to in Proposal 1 or in the absence of a quorum. | Management | For | For |
TRIBUNE MEDIA COMPANY
Security | 896047503 | Meeting Type | Special | |||||
Ticker Symbol | TRCO | Meeting Date | 12-Mar-2019 | |||||
ISIN | US8960475031 | Agenda | 934927914 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Merger Agreement: To consider and vote on a proposal to adopt the agreement and plan of merger, dated as of November 30, 2018 (as amended from time to time, the “Merger Agreement”), by and among Tribune Media Company (“Tribune”), Nexstar Media Group, Inc. and Titan Merger Sub, Inc. | Management | Abstain | Against | ||||
2. | Advisory Vote Regarding Merger Related Named Executive Officer Compensation: To consider and vote on a non-binding, advisory proposal to approve the compensation that may become payable to Tribune’s named executive officers in connection with the consummation of the merger contemplated by the Merger Agreement. | Management | Abstain | Against | ||||
3. | Approval of Special Meeting: To consider and vote on a proposal to adjourn the Tribune special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the proposal to adopt the Merger Agreement. | Management | For | For |
TRAVELPORT WORLDWIDE LIMITED
Security | G9019D104 | Meeting Type | Special | |||||
Ticker Symbol | TVPT | Meeting Date | 15-Mar-2019 | |||||
ISIN | BMG9019D1048 | Agenda | 934929451 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approval of the Agreement and Plan of Merger, by and among Travelport Worldwide Limited, Toro Private Holdings III, Ltd. (“Parent”), and following the execution of the joinder agreement, dated December 11, 2018, Toro Private Holdings IV, Ltd. Pursuant to which Merger Sub will merge with and into Travelport, with Travelport continuing as the surviving company and a wholly owned subsidiary of Parent, the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the Merger. | Management | For | For | ||||
2. | Approval of the adjournment of the special general meeting of Travelport (the “Special General Meeting”) to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special General Meeting. | Management | For | For | ||||
3. | Approval on an advisory (non-binding) basis, of the compensation that may be paid or become payable to Travelport’s named executive officers in connection with the Merger. | Management | Against | Against |
DAIRY CREST GROUP PLC
Security | G2624G109 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 01-Apr-2019 | ||||||
ISIN | GB0002502812 | Agenda | 710684982 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||
1 | APPROVAL OF THE SCHEME | Management | For | For |
DAIRY CREST GROUP PLC
Security | G2624G109 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 01-Apr-2019 | ||||||
ISIN | GB0002502812 | Agenda | 710685011 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | TO GIVE AUTHORITY TO THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT | Management | For | For |
GOLDCORP INC.
Security | 380956409 | Meeting Type | Special | |||||
Ticker Symbol | GG | Meeting Date | 04-Apr-2019 | |||||
ISIN | CA3809564097 | Agenda | 934942738 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | A special resolution to approve an arrangement under Section 182 of the Business Corporations Act (Ontario) involving the Company and Newmont Mining Corporation, all as more particularly described in the management information circular of the Company dated March 4, 2019. | Management | For | For |
L3 TECHNOLOGIES, INC.
Security | 502413107 | Meeting Type | Special | |||||
Ticker Symbol | LLL | Meeting Date | 04-Apr-2019 | |||||
ISIN | US5024131071 | Agenda | 934934832 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal (the “L3 merger agreement proposal”) to adopt the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time), by and among Harris Corporation, L3 Technologies, Inc. and Leopard Merger Sub Inc., pursuant to which Leopard Merger Sub Inc. will merge with and into L3 Technologies, Inc. and L3 Technologies, Inc. will continue as the surviving corporation and wholly-owned subsidiary of Harris Corporation. | Management | For | For | ||||
2. | To consider and vote on an advisory (non-binding) proposal (the “L3 compensation proposal”) to approve the executive officer compensation that may be paid or become payable to L3 Technologies, Inc.’s named executive officers in connection with the merger. | Management | For | For | ||||
3. | To consider and vote on a proposal (the “L3 adjournment proposal”) to approve the adjournment of the Special Meeting of L3 stockholders, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to L3 stockholders. | Management | For | For |
CLEMENTIA PHARMACEUTICALS INC.
Security | 185575107 | Meeting Type | Special | |||||
Ticker Symbol | CMTA | Meeting Date | 09-Apr-2019 | |||||
ISIN | CA1855751071 | Agenda | 934948526 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | Pass, with or without variation, a special resolution, the full text of which is set forth in Appendix “A” to the management information circular of Clementia Pharmaceuticals Inc. dated March 7, 2019 (the “Information Circular”), approving the statutory plan of arrangement under section 192 of the Canada Business Corporations Act involving Clementia Pharmaceuticals Inc., Ipsen S.A. and 11188291 Canada Inc., as more particularly described in the Information Circular. | Management | For | For |
AMER SPORTS CORPORATION
Security | X01416118 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 11-Apr-2019 | ||||||
ISIN | FI0009000285 | Agenda | 710785962 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND THE LIST OF VOTES | Non-Voting | ||||||
6 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||
7 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: SEVEN (7) | Management | For | For | ||||
8 | CHANGES TO THE COMPOSITION OF THE BOARD OF DIRECTORS: MR. SHIZHONG DING, MR. JIE ZHENG, MR. SHIXIAN LAI, MS. JENNIFER QINGYI ZHENG, MR. KUI TANG, MR. DENNIS JAMES WILSON AND MR. ZHAOHUI LI. THE TERM OF OFFICE OF THE COMPANY’S CURRENT MEMBERS OF THE BOARD OF DIRECTORS SHALL END UPON THE ELECTION OF THE ABOVE NEW MEMBERS | Management | For | For | ||||
9 | CLOSING OF THE MEETING | Non-Voting |
FIRST DATA CORPORATION
Security | 32008D106 | Meeting Type | Consent | |||||
Ticker Symbol | FDC | Meeting Date | 11-Apr-2019 | |||||
ISIN | US32008D1063 | Agenda | 934956662 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | The adoption of the Agreement and Plan of Merger, dated as of January 16, 2019, by and among First Data, Fiserv and 300 Holdings, Inc., a Delaware corporation (“Merger Sub”), pursuant to which Merger Sub will merge with and into First Data (the “Merger”), with First Data surviving the Merger as a direct, wholly owned subsidiary of Fiserv. | Management | For | For | ||||
2. | The adoption of the following resolution, on a non- binding, advisory basis: “RESOLVED, that compensation that will or may be made to First Data’s named executive officers in connection with the Merger, and the agreements or understandings pursuant to which such compensation will or may be made, in each case, as disclosed pursuant to Item 402(t) of Regulation S-K under the heading “The Merger-Interests of Certain First Data Directors & Executive Officers in Merger” beginning on page 132 of Joint Proxy & Consent Solicitation Statement/Prospectus. | Management | For | For |
CELGENE CORPORATION
Security | 151020104 | Meeting Type | Special | |||||
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1510201049 | Agenda | 934934274 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | ||||
2 | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | ||||
3 | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For |
CELGENE CORPORATION
Security | 151020104 | Meeting Type | Special | |||||
Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1510201049 | Agenda | 934939642 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). | Management | For | For | ||||
2. | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. | Management | For | For | ||||
3. | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For |
VERSUM MATERIALS, INC.
Security | 92532W103 | Meeting Type | Contested-Special | |||||
Ticker Symbol | VSM | Meeting Date | 12-Apr-2019 | |||||
ISIN | US92532W1036 | Agenda | 934958440 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 27, 2019 (as it may be amended from time to time) (the “merger agreement”), by and between Versum Materials, Inc. (“Versum”) and Entegris, Inc. (“Entegris”), pursuant to which Versum will merge with and into Entegris, with Entegris surviving the merger (the “Versum merger agreement proposal”). | Management | ||||||
2. | Approval, on a non-binding, advisory basis, of certain compensation that will or may be paid to Versum’s named executive officers in connection with the transactions contemplated by the merger agreement (the “Versum compensation proposal”). | Management | ||||||
3. | Approval of the adjournment of the Special meeting of Versum stockholders to solicit additional proxies if there are not sufficient votes at the time of the special meeting of Versum stockholders to approve the Versum merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Versum stockholders (the “Versum adjournment proposal”). | Management |
VERSUM MATERIALS, INC.
Security | 92532W103 | Meeting Type | Contested-Special | |||||
Ticker Symbol | VSM | Meeting Date | 12-Apr-2019 | |||||
ISIN | US92532W1036 | Agenda | 934963073 - Opposition |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Agreement and Plan of Merger, dated as of January 27, 2019 (as it may be amended from time to time) (the “merger agreement”), by and between Versum Materials, Inc. (“Versum”) and Entegris, Inc. (“Entegris”), pursuant to which Versum will merge with and into Entegris, with Entegris surviving the merger. | Management | Abstain | Against | ||||
2. | Approval, on a non-binding, advisory basis, of certain compensation that will or may be paid to Versum’s named executive officers in connection with the transactions contemplated by the merger agreement. | Management | Abstain | Against | ||||
3. | Approval of the adjournment of the Special meeting of Versum stockholders to solicit additional proxies if there are not sufficient votes at the time of the special meeting of Versum stockholders to approve the Versum merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Versum stockholders. | Management | Abstain | Against |
ELLIE MAE, INC.
Security | 28849P100 | Meeting Type | Special | |||||
Ticker Symbol | ELLI | Meeting Date | 15-Apr-2019 | |||||
ISIN | US28849P1003 | Agenda | 934954872 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 11, 2019, by and among Ellie Mae, Inc., EM Eagle Purchaser, LLC and EM Eagle Merger Sub, Inc. (the “Merger Agreement”). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Ellie Mae, Inc.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transaction contemplated by the Merger Agreement. | Management | For | For | ||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For |
SOLIUM CAPITAL INC.
Security | 83425Q105 | Meeting Type | Special | |||||
Ticker Symbol | SIUMF | Meeting Date | 15-Apr-2019 | |||||
ISIN | CA83425Q1054 | Agenda | 934950812 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | Approval of a special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular of the Corporation dated March 12, 2019, approving an arrangement pursuant to section 193 of the Business Corporations Act (Alberta) involving the Corporation, Morgan Stanley, 2172350 Alberta Ltd. and the holders of common shares, stock options and restricted share units in the capital of the Corporation. | Management | For | For |
FISERV, INC.
Security | 337738108 | Meeting Type | Special | |||||
Ticker Symbol | FISV | Meeting Date | 18-Apr-2019 | |||||
ISIN | US3377381088 | Agenda | 934952688 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the issuance of shares of Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation. | Management | For | For | ||||
2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained. | Management | For | For |
RPC GROUP PLC
Security | G7699G108 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 18-Apr-2019 | ||||||
ISIN | GB0007197378 | Agenda | 710805574 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||
1 | TO APPROVE THE SCHEME | Management | For | For |
RPC GROUP PLC
Security | G7699G108 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 18-Apr-2019 | ||||||
ISIN | GB0007197378 | Agenda | 710805586 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For |
SUNTRUST BANKS, INC.
Security | 867914103 | Meeting Type | Annual | |||||
Ticker Symbol | STI | Meeting Date | 23-Apr-2019 | |||||
ISIN | US8679141031 | Agenda | 934933638 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Director: Agnes Bundy Scanlan | Management | For | For | ||||
1B | Election of Director: Dallas S. Clement | Management | For | For | ||||
1C | Election of Director: Paul D. Donahue | Management | For | For | ||||
1D | Election of Director: Paul R. Garcia | Management | For | For | ||||
1E | Election of Director: Donna S. Morea | Management | For | For | ||||
1F | Election of Director: David M. Ratcliffe | Management | For | For | ||||
1G | Election of Director: William H. Rogers, Jr. | Management | For | For | ||||
1H | Election of Director: Frank P. Scruggs, Jr. | Management | For | For | ||||
1I | Election of Director: Bruce L. Tanner | Management | For | For | ||||
1J | Election of Director: Steven C. Voorhees | Management | For | For | ||||
2 | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||
3 | To ratify the appointment of Ernst & Young LLP as our independent auditor for 2019. | Management | For | For |
TCF FINANCIAL CORPORATION
Security | 872275102 | Meeting Type | Annual | |||||
Ticker Symbol | TCF | Meeting Date | 24-Apr-2019 | |||||
ISIN | US8722751026 | Agenda | 934940140 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Peter Bell | For | For | ||||||
2 William F. Bieber | For | For | ||||||
3 Theodore J. Bigos | For | For | ||||||
4 Craig R. Dahl | For | For | ||||||
5 Karen L. Grandstrand | For | For | ||||||
6 George G. Johnson | For | For | ||||||
7 Richard H. King | For | For | ||||||
8 Vance K. Opperman | For | For | ||||||
9 Roger J. Sit | For | For | ||||||
10 Julie H. Sullivan | For | For | ||||||
11 Barry N. Winslow | For | For | ||||||
12 Theresa M. H. Wise | For | For | ||||||
2. | Advisory (Non-Binding) Vote to Approve Executive Compensation as Disclosed in the Proxy Statement. | Management | For | For | ||||
3. | Advisory (Non-Binding) Vote to Ratify the Appointment of KPMG LLP as Independent Registered Public Accountants for 2019. | Management | For | For |
PAPA JOHN’S INTERNATIONAL, INC.
Security | 698813102 | Meeting Type | Annual | |||||
Ticker Symbol | PZZA | Meeting Date | 30-Apr-2019 | |||||
ISIN | US6988131024 | Agenda | 934971424 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Christopher L. Coleman | Management | For | For | ||||
1b. | Election of Director: Michael R. Dubin | Management | For | For | ||||
1c. | Election of Director: Olivia F. Kirtley | Management | For | For | ||||
1d. | Election of Director: Laurette T. Koellner | Management | For | For | ||||
1e. | Election of Director: Jocelyn C. Mangan | Management | For | For | ||||
1f. | Election of Director: Sonya E. Medina | Management | For | For | ||||
1g. | Election of Director: Shaquille R. O’Neal | Management | For | For | ||||
1h. | Election of Director: Steven M. Ritchie | Management | For | For | ||||
1i. | Election of Director: Anthony M. Sanfilippo | Management | For | For | ||||
1j. | Election of Director: Jeffrey C. Smith | Management | For | For | ||||
2. | Ratification of the Selection of Independent Auditors: To ratify the selection of KPMG LLP as the Company’s independent auditors for the 2019 fiscal year. | Management | For | For | ||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||
4. | Ratification of the Company’s Rights Agreement, as amended. | Management | For | For |
THE ULTIMATE SOFTWARE GROUP, INC.
Security | 90385D107 | Meeting Type | Special | |||||
Ticker Symbol | ULTI | Meeting Date | 30-Apr-2019 | |||||
ISIN | US90385D1072 | Agenda | 934970612 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 3, 2019 (as it may be amended from time to time, the merger agreement), by and among The Ultimate Software Group, Inc., a Delaware corporation (the Company), Unite Parent Corp., a Delaware corporation (Parent), and Unite Merger Sub Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), pursuant to which Merger Sub will be merged with and into the Company (the merger). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Companys named executive officers in connection with the merger. | Management | For | For | ||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
THE ULTIMATE SOFTWARE GROUP, INC.
Security | 90385D107 | Meeting Type | Special | |||||
Ticker Symbol | ULTI | Meeting Date | 30-Apr-2019 | |||||
ISIN | US90385D1072 | Agenda | 934980017 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 3, 2019 (as it may be amended from time to time, the merger agreement), by and among The Ultimate Software Group, Inc., a Delaware corporation (the Company), Unite Parent Corp., a Delaware corporation (Parent), and Unite Merger Sub Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), pursuant to which Merger Sub will be merged with and into the Company (the merger). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Companys named executive officers in connection with the merger. | Management | For | For | ||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
INMARSAT PLC
Security | G4807U103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 01-May-2019 | ||||||
ISIN | GB00B09LSH68 | Agenda | 710812822 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||
2 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||
3 | APPROVE REMUNERATION POLICY | Management | Against | Against | ||||
4 | AMEND EXECUTIVE SHARE PLAN | Management | Against | Against | ||||
5 | APPROVE FINAL DIVIDEND | Management | For | For | ||||
6 | ELECT TRACY CLARKE AS DIRECTOR | Management | For | For | ||||
7 | RE-ELECT TONY BATES AS DIRECTOR | Management | For | For | ||||
8 | RE-ELECT SIMON BAX AS DIRECTOR | Management | For | For | ||||
9 | RE-ELECT SIR BRYAN CARSBERG AS DIRECTOR | Management | For | For | ||||
10 | RE-ELECT WARREN FINEGOLD AS DIRECTOR | Management | For | For | ||||
11 | RE-ELECT ROBERT KEHLER AS DIRECTOR | Management | For | For | ||||
12 | RE-ELECT PHILLIPA MCCROSTIE AS DIRECTOR | Management | For | For | ||||
13 | RE-ELECT JANICE OBUCHOWSKI AS DIRECTOR | Management | For | For | ||||
14 | RE-ELECT RUPERT PEARCE AS DIRECTOR | Management | For | For | ||||
15 | RE-ELECT DR ABE PELED AS DIRECTOR | Management | For | For | ||||
16 | RE-ELECT ROBERT RUIJTER AS DIRECTOR | Management | For | For | ||||
17 | RE-ELECT ANDREW SUKAWATY AS DIRECTOR | Management | For | For | ||||
18 | RE-ELECT DR HAMADOUN TOURE AS DIRECTOR | Management | For | For | ||||
19 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||
20 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||
21 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | Abstain | Against | ||||
22 | AUTHORISE ISSUE OF EQUITY | Management | Abstain | Against | ||||
23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||
24 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Abstain | Against | ||||
25 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Abstain | Against | ||||
26 | AMEND ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||
27 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Against | Against |
TRIBUNE MEDIA COMPANY
Security | 896047503 | Meeting Type | Annual | |||||
Ticker Symbol | TRCO | Meeting Date | 01-May-2019 | |||||
ISIN | US8960475031 | Agenda | 934951787 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Ross Levinsohn | Management | For | For | ||||
1b. | Election of Director: Peter E. Murphy | Management | For | For | ||||
2. | Advisory vote approving executive compensation. | Management | For | For | ||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2019 fiscal year. | Management | For | For |
TRINITY INDUSTRIES, INC.
Security | 896522109 | Meeting Type | Annual | |||||
Ticker Symbol | TRN | Meeting Date | 06-May-2019 | |||||
ISIN | US8965221091 | Agenda | 934982782 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 John L. Adams | For | For | ||||||
2 Brandon B. Boze | For | For | ||||||
3 John J. Diez | For | For | ||||||
4 Leldon E. Echols | For | For | ||||||
5 Charles W. Matthews | For | For | ||||||
6 E. Jean Savage | For | For | ||||||
7 Dunia A. Shive | For | For | ||||||
8 Timothy R. Wallace | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
FIRST DATA CORPORATION
Security | 32008D106 | Meeting Type | Annual | |||||
Ticker Symbol | FDC | Meeting Date | 09-May-2019 | |||||
ISIN | US32008D1063 | Agenda | 934958907 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Frank J. Bisignano | For | For | ||||||
2 Henry R. Kravis | For | For | ||||||
3 Heidi G. Miller | For | For | ||||||
2. | Cast an advisory vote on the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as First Data’s independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For |
MAGNA INTERNATIONAL INC.
Security | 559222401 | Meeting Type | Annual | |||||
Ticker Symbol | MGA | Meeting Date | 09-May-2019 | |||||
ISIN | CA5592224011 | Agenda | 934983582 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 Scott B. Bonham | For | For | ||||||
2 Peter G. Bowie | For | For | ||||||
3 Mary S. Chan | For | For | ||||||
4 Dr. Kurt J. Lauk | For | For | ||||||
5 Robert F. MacLellan | For | For | ||||||
6 Cynthia A. Niekamp | For | For | ||||||
7 William A. Ruh | For | For | ||||||
8 Dr. I.V. Samarasekera | For | For | ||||||
9 Donald J. Walker | For | For | ||||||
10 Lisa S. Westlake | For | For | ||||||
11 William L. Young | For | For | ||||||
2 | Reappointment of Auditors Reappointment of Deloitte LLP as the independent auditor of the Corporation and authorization of the Audit Committee to fix the independent auditor’s remuneration. | Management | For | For | ||||
3 | Advisory Resolution on Executive Compensation Resolved, on an advisory basis and not to diminish the roles and responsibilities of the board of directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying Management Information Circular/Proxy Statement. | Management | For | For | ||||
4 | Shareholder Proposal The shareholder proposal that is contained in the Management Information Circular / Proxy Statement. | Shareholder | Against | For |
NORFOLK SOUTHERN CORPORATION
Security | 655844108 | Meeting Type | Annual | |||||
Ticker Symbol | NSC | Meeting Date | 09-May-2019 | |||||
ISIN | US6558441084 | Agenda | 934947409 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | ||||
1b. | Election of Director: Daniel A. Carp | Management | For | For | ||||
1c. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | ||||
1d. | Election of Director: Marcela E. Donadio | Management | For | For | ||||
1e. | Election of Director: Thomas C. Kelleher | Management | For | For | ||||
1f. | Election of Director: Steven F. Leer | Management | For | For | ||||
1g. | Election of Director: Michael D. Lockhart | Management | For | For | ||||
1h. | Election of Director: Amy E. Miles | Management | For | For | ||||
1i. | Election of Director: Jennifer F. Scanlon | Management | For | For | ||||
1j. | Election of Director: James A. Squires | Management | For | For | ||||
1k. | Election of Director: John R. Thompson | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2019. | Management | For | For | ||||
3. | Approval of advisory resolution on executive compensation, as disclosed in the proxy statement for the 2019 Annual Meeting of Shareholders. | Management | For | For | ||||
4. | If properly presented at the meeting, a shareholder proposal regarding simple majority vote. | Shareholder | Against | For |
INMARSAT PLC
Security | G4807U103 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 10-May-2019 | ||||||
ISIN | GB00B09LSH68 | Agenda | 711006848 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | TO GIVE EFFECT TO THE SCHEME, INCLUDING AUTHORISING THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT, AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | ||||
CMMT | 23 APR 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM-AND MODIFICATION OF TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting |
INMARSAT PLC
Security | G4807U103 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 10-May-2019 | ||||||
ISIN | GB00B09LSH68 | Agenda | 711022347 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting |
ARCONIC INC
Security | 03965L100 | Meeting Type | Annual | |||||
Ticker Symbol | ARNC | Meeting Date | 14-May-2019 | |||||
ISIN | US03965L1008 | Agenda | 934970244 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director to Serve for a One-Year Term Expiring in 2020: James F. Albaugh | Management | For | For | ||||
1b. | Election of Director to Serve for a One-Year Term Expiring in 2020: Amy E. Alving | Management | For | For | ||||
1c. | Election of Director to Serve for a One-Year Term Expiring in 2020: Christopher L. Ayers | Management | For | For | ||||
1d. | Election of Director to Serve for a One-Year Term Expiring in 2020: Elmer L. Doty | Management | For | For | ||||
1e. | Election of Director to Serve for a One-Year Term Expiring in 2020: Rajiv L. Gupta | Management | For | For | ||||
1f. | Election of Director to Serve for a One-Year Term Expiring in 2020: Sean O. Mahoney | Management | For | For | ||||
1g. | Election of Director to Serve for a One-Year Term Expiring in 2020: David J. Miller | Management | For | For | ||||
1h. | Election of Director to Serve for a One-Year Term Expiring in 2020: E. Stanley O’Neal | Management | For | For | ||||
1i. | Election of Director to Serve for a One-Year Term Expiring in 2020: John C. Plant | Management | For | For | ||||
1j. | Election of Director to Serve for a One-Year Term Expiring in 2020: Ulrich R. Schmidt | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Approve, on an advisory basis, executive compensation. | Management | For | For | ||||
4. | Approval of 2013 Arconic Stock Incentive Plan, as Amended and Restated. | Management | For | For | ||||
5. | Shareholder proposal regarding shareholding threshold to call special shareowner meeting. | Shareholder | Against | For |
WYNDHAM HOTELS & RESORTS, INC.
Security | 98311A105 | Meeting Type | Annual | |||||
Ticker Symbol | WH | Meeting Date | 14-May-2019 | |||||
ISIN | US98311A1051 | Agenda | 934967312 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Mukul V. Deoras | For | For | ||||||
2 Brian Mulroney | For | For | ||||||
2. | To vote on an advisory resolution to approve our executive compensation | Management | For | For | ||||
3. | To vote on an advisory resolution on the frequency of the advisory vote on our executive compensation | Management | 1 Year | For | ||||
4. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2019 | Management | For | For |
TENNECO INC.
Security | 880349105 | Meeting Type | Annual | |||||
Ticker Symbol | TEN | Meeting Date | 15-May-2019 | |||||
ISIN | US8803491054 | Agenda | 934966459 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: SungHwan Cho | Management | For | For | ||||
1b. | Election of Director: Thomas C. Freyman | Management | For | For | ||||
1c. | Election of Director: Denise Gray | Management | For | For | ||||
1d. | Election of Director: Brian J. Kesseler | Management | For | For | ||||
1e. | Election of Director: Dennis J. Letham | Management | For | For | ||||
1f. | Election of Director: James S. Metcalf | Management | For | For | ||||
1g. | Election of Director: Roger B. Porter | Management | For | For | ||||
1h. | Election of Director: David B. Price, Jr. | Management | For | For | ||||
1i. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||
1j. | Election of Director: Jane L. Warner | Management | For | For | ||||
1k. | Election of Director: Roger J. Wood | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent public accountants for 2019. | Management | For | For | ||||
3. | Approve executive compensation in an advisory vote. | Management | For | For |
HERC HOLDINGS INC.
Security | 42704L104 | Meeting Type | Annual | |||||
Ticker Symbol | HRI | Meeting Date | 16-May-2019 | |||||
ISIN | US42704L1044 | Agenda | 934958022 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Herbert L. Henkel | Management | For | For | ||||
1b. | Election of Director: Lawrence H. Silber | Management | For | For | ||||
1c. | Election of Director: James H. Browning | Management | For | For | ||||
1d. | Election of Director: Patrick D. Campbell | Management | For | For | ||||
1e. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||
1f. | Election of Director: Jean K. Holley | Management | For | For | ||||
1g. | Election of Director: Jacob M. Katz | Management | For | For | ||||
1h. | Election of Director: Michael A. Kelly | Management | For | For | ||||
1i. | Election of Director: Courtney Mather | Management | For | For | ||||
1j. | Election of Director: Louis J. Pastor | Management | For | For | ||||
1k. | Election of Director: Mary Pat Salomone | Management | For | For | ||||
2. | Approval, by a non-binding advisory vote, of the named executive officers’ compensation. | Management | For | For | ||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For |
LEAR CORPORATION
Security | 521865204 | Meeting Type | Annual | |||||
Ticker Symbol | LEA | Meeting Date | 16-May-2019 | |||||
ISIN | US5218652049 | Agenda | 934961966 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Thomas P. Capo | Management | For | For | ||||
1b. | Election of Director: Mei-Wei Cheng | Management | For | For | ||||
1c. | Election of Director: Jonathan F. Foster | Management | For | For | ||||
1d. | Election of Director: Mary Lou Jepsen | Management | For | For | ||||
1e. | Election of Director: Kathleen A. Ligocki | Management | For | For | ||||
1f. | Election of Director: Conrad L. Mallett, Jr. | Management | For | For | ||||
1g. | Election of Director: Raymond E. Scott | Management | For | For | ||||
1h. | Election of Director: Gregory C. Smith | Management | For | For | ||||
1i. | Election of Director: Henry D.G. Wallace | Management | For | For | ||||
2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Advisory vote to approve Lear Corporation’s executive compensation. | Management | For | For | ||||
4. | Vote to approve Lear Corporation’s 2019 Long-Term Stock Incentive Plan. | Management | For | For |
WORLDPAY INC.
Security | 981558109 | Meeting Type | Annual | |||||
Ticker Symbol | WP | Meeting Date | 16-May-2019 | |||||
ISIN | US9815581098 | Agenda | 934967362 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Lee Adrean | For | For | ||||||
2 Mark Heimbouch | For | For | ||||||
3 Gary Lauer | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on executive compensation. | Management | 1 Year | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
QUAD/GRAPHICS, INC.
Security | 747301109 | Meeting Type | Annual | |||||
Ticker Symbol | QUAD | Meeting Date | 20-May-2019 | |||||
ISIN | US7473011093 | Agenda | 934978240 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Mark A. Angelson | For | For | ||||||
2 Douglas P. Buth | For | For | ||||||
3 John C. Fowler | For | For | ||||||
4 Stephen M. Fuller | For | For | ||||||
5 Christopher B. Harned | For | For | ||||||
6 J. Joel Quadracci | For | For | ||||||
7 Kathryn Q. Flores | For | For | ||||||
8 Jay O. Rothman | For | For | ||||||
9 John S. Shiely | For | For | ||||||
2. | To approve an amendment to our Amended and Restated Articles of Incorporation to increase the total number of authorized shares of our class A common stock. | Management | For | For | ||||
3. | To approve an amendment to the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, as amended. | Management | For | For |
XEROX CORPORATION
Security | 984121608 | Meeting Type | Annual | |||||
Ticker Symbol | XRX | Meeting Date | 21-May-2019 | |||||
ISIN | US9841216081 | Agenda | 935010138 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adopt the Agreement and Plan of Merger to implement the Holding Company reorganization. | Management | For | For | ||||
2.1 | Election of Director: Keith Cozza | Management | For | For | ||||
2.2 | Election of Director: Jonathan Christodoro | Management | For | For | ||||
2.3 | Election of Director: Joseph J. Echevarria | Management | For | For | ||||
2.4 | Election of Director: Nicholas Graziano | Management | For | For | ||||
2.5 | Election of Director: Cheryl Gordon Krongard | Management | For | For | ||||
2.6 | Election of Director: Scott Letier | Management | For | For | ||||
2.7 | Election of Director: Giovanni (“John”) Visentin | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For | ||||
4. | Approval, on an advisory basis, of the 2018 compensation of our named executive officers. | Management | For | For | ||||
5. | Authorize the amendment of the restated certificate of incorporation to implement a majority voting standard for certain corporate actions. | Management | For | For | ||||
6. | Authorize the adjournment of the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For | ||||
7. | Shareholder proposal regarding a Simple Majority Vote requirement. | Shareholder | For |
FISERV, INC.
Security | 337738108 | Meeting Type | Annual | |||||
Ticker Symbol | FISV | Meeting Date | 22-May-2019 | |||||
ISIN | US3377381088 | Agenda | 934978264 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Alison Davis | For | For | ||||||
2 Harry F. DiSimone | For | For | ||||||
3 John Y. Kim | For | For | ||||||
4 Dennis F. Lynch | For | For | ||||||
5 Denis J. O’Leary | For | For | ||||||
6 Glenn M. Renwick | For | For | ||||||
7 Kim M. Robak | For | For | ||||||
8 JD Sherman | For | For | ||||||
9 Doyle R. Simons | For | For | ||||||
10 Jeffery W. Yabuki | For | For | ||||||
2. | To approve the Fiserv, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019. | Management | For | For | ||||
5. | A shareholder proposal requesting the company provide a political contribution report. | Shareholder | Against | For |
THE HOME DEPOT, INC.
Security | 437076102 | Meeting Type | Annual | |||||
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |||||
ISIN | US4370761029 | Agenda | 934976157 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||
1b. | Election of Director: Ari Bousbib | Management | For | For | ||||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||
1e. | Election of Director: J. Frank Brown | Management | For | For | ||||
1f. | Election of Director: Albert P. Carey | Management | For | For | ||||
1g. | Election of Director: Helena B. Foulkes | Management | For | For | ||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | ||||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | ||||
1j. | Election of Director: Manuel Kadre | Management | For | For | ||||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||
1l. | Election of Director: Craig A. Menear | Management | For | For | ||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | For | For | ||||
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | For | ||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | ||||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | Against | For |
DOLLAR GENERAL CORPORATION
Security | 256677105 | Meeting Type | Annual | |||||
Ticker Symbol | DG | Meeting Date | 29-May-2019 | |||||
ISIN | US2566771059 | Agenda | 934975749 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Warren F. Bryant | Management | For | For | ||||
1b. | Election of Director: Michael M. Calbert | Management | For | For | ||||
1c. | Election of Director: Sandra B. Cochran | Management | For | For | ||||
1d. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||
1e. | Election of Director: Timothy I. McGuire | Management | For | For | ||||
1f. | Election of Director: William C. Rhodes, III | Management | For | For | ||||
1g. | Election of Director: Ralph E. Santana | Management | For | For | ||||
1h. | Election of Director: Todd J. Vasos | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2019. | Management | For | For |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Annual | |||||
Ticker Symbol | LOGM | Meeting Date | 30-May-2019 | |||||
ISIN | US54142L1098 | Agenda | 934996173 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Class I Director: Steven J. Benson | Management | For | For | ||||
1B | Election of Class I Director: Robert M. Calderoni | Management | For | For | ||||
1C | Election of Class I Director: Michael J. Christenson | Management | For | For | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | To approve the adoption of the Company’s proposed 2019 Employee Stock Purchase Plan (“ESPP”). | Management | For | For | ||||
4. | Advisory vote for the approval of the Company’s executive compensation. | Management | For | For |
WABCO HOLDINGS INC.
Security | 92927K102 | Meeting Type | Annual | |||||
Ticker Symbol | WBC | Meeting Date | 30-May-2019 | |||||
ISIN | US92927K1025 | Agenda | 934995020 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Jacques Esculier | For | For | ||||||
2 Thomas S. Gross | For | For | ||||||
3 Henry R. Keizer | For | For | ||||||
2. | Ratify the selection of Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | Approve, on an advisory basis, the compensation paid to the Company’s named executive officers (“Say-on-Pay”). | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
Security | N53745100 | Meeting Type | Annual | |||||
Ticker Symbol | LYB | Meeting Date | 31-May-2019 | |||||
ISIN | NL0009434992 | Agenda | 935028589 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Jacques Aigrain | Management | For | For | ||||
1b. | Election of Director: Lincoln Benet | Management | For | For | ||||
1c. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | ||||
1d. | Election of Director: Robin Buchanan | Management | For | For | ||||
1e. | Election of Director: Stephen Cooper | Management | For | For | ||||
1f. | Election of Director: Nance Dicciani | Management | For | For | ||||
1g. | Election of Director: Claire Farley | Management | For | For | ||||
1h. | Election of Director: Isabella (Bella) Goren | Management | For | For | ||||
1i. | Election of Director: Michael Hanley | Management | For | For | ||||
1j. | Election of Director: Albert Manifold | Management | For | For | ||||
1k. | Election of Director: Bhavesh (Bob) Patel | Management | For | For | ||||
1l. | Election of Director: Rudy van der Meer | Management | For | For | ||||
2. | Discharge of Executive Director and Members of the (Prior) Management Board from Liability. | Management | For | For | ||||
3. | Discharge of Non-Executive Directors and Members of the (Prior) Supervisory Board from Liability. | Management | For | For | ||||
4. | Adoption of 2018 Dutch Statutory Annual Accounts. | Management | For | For | ||||
5. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2019 Dutch Statutory Annual Accounts. | Management | For | For | ||||
6. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||
7. | Advisory Vote Approving Executive Compensation (Say- on-Pay). | Management | For | For | ||||
8. | Ratification and Approval of Dividends. | Management | For | For | ||||
9. | Authorization to Conduct Share Repurchases. | Management | For | For | ||||
10. | Amendment of Long Term Incentive Plan. | Management | For | For |
RENT-A-CENTER, INC.
Security | 76009N100 | Meeting Type | Annual | |||||
Ticker Symbol | RCII | Meeting Date | 04-Jun-2019 | |||||
ISIN | US76009N1000 | Agenda | 935005959 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | ELECTION OF CLASS I DIRECTOR: Harold Lewis | Management | For | For | ||||
1B | ELECTION OF CLASS I DIRECTOR: Carol A. McFate | Management | For | For | ||||
2. | To ratify the audit committee’s selection of KPMG LLP, registered independent accountants, as the Company’s independent auditors for the fiscal year ended December 31, 2019. | Management | For | For | ||||
3. | To conduct an advisory vote to approve the compensation of the named executive officers for the fiscal year ended December 31, 2018 | Management | For | For |
VISTEON CORPORATION
Security | 92839U206 | Meeting Type | Annual | |||||
Ticker Symbol | VC | Meeting Date | 05-Jun-2019 | |||||
ISIN | US92839U2069 | Agenda | 935005973 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: James J. Barrese | Management | For | For | ||||
1b. | Election of Director: Naomi M. Bergman | Management | For | For | ||||
1c. | Election of Director: Jeffrey D. Jones | Management | For | For | ||||
1d. | Election of Director: Sachin S. Lawande | Management | For | For | ||||
1e. | Election of Director: Joanne M. Maguire | Management | For | For | ||||
1f. | Election of Director: Robert J. Manzo | Management | For | For | ||||
1g. | Election of Director: Francis M. Scricco | Management | For | For | ||||
1h. | Election of Director: David L. Treadwell | Management | For | For | ||||
1i. | Election of Director: Harry J. Wilson | Management | For | For | ||||
1j. | Election of Director: Rouzbeh Yassini-Fard | Management | For | For | ||||
2. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||
3. | Provide advisory approval of the Company’s executive compensation. | Management | For | For |
ELECTRONICS FOR IMAGING, INC.
Security | 286082102 | Meeting Type | Annual | |||||
Ticker Symbol | EFII | Meeting Date | 06-Jun-2019 | |||||
ISIN | US2860821022 | Agenda | 935017360 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Eric Brown | For | For | ||||||
2 Janice Durbin Chaffin | For | For | ||||||
3 Gill Cogan | For | For | ||||||
4 Guy Gecht | For | For | ||||||
5 Thomas Georgens | For | For | ||||||
6 Richard A. Kashnow | For | For | ||||||
7 Dan Maydan | For | For | ||||||
8 William D. Muir, Jr. | For | For | ||||||
2. | To approve a non-binding advisory proposal on executive compensation. | Management | For | For | ||||
3. | To approve the Electronics For Imaging, Inc. 2019 Equity Incentive Plan. | Management | For | For | ||||
4. | To approve the amendment and restatement of the Electronics For Imaging, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
VALENER INC.
Security | 91912H108 | Meeting Type | Special | |||||
Ticker Symbol | VNRCF | Meeting Date | 11-Jun-2019 | |||||
ISIN | CA91912H1082 | Agenda | 935018324 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | The full text of which is set forth in APPPENDIX A to the accompanying Information Circular dated April 24, 2019. | Management | For | For |
PARATEK PHARMACEUTICALS, INC.
Security | 699374302 | Meeting Type | Annual | |||||
Ticker Symbol | PRTK | Meeting Date | 12-Jun-2019 | |||||
ISIN | US6993743029 | Agenda | 935012411 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas J. Dietz, Ph.D. | For | For | ||||||
2 Timothy R. Franson, M.D | For | For | ||||||
3 Evan Loh, M.D. | For | For | ||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
TIER REIT, INC.
Security | 88650V208 | Meeting Type | Special | |||||
Ticker Symbol | TIER | Meeting Date | 12-Jun-2019 | |||||
ISIN | US88650V2088 | Agenda | 935030130 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the merger of the Company with and into Murphy Subsidiary Holdings Corporation (“Merger Sub”), with Merger Sub surviving the merger (the “Merger”) as a wholly owned subsidiary of Cousins Properties Incorporated (“Cousins”), on the terms and subject to the conditions of the agreement and plan of merger, dated March 25, 2019, as may be amended or supplemented from time to time, by and among the Company, Cousins and Merger Sub. | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Merger, if there are insufficient votes at the time of such adjournment to approve the Merger. | Management | For | For |
QUANTENNA COMMUNICATIONS, INC.
Security | 74766D100 | Meeting Type | Special | |||||
Ticker Symbol | QTNA | Meeting Date | 14-Jun-2019 | |||||
ISIN | US74766D1000 | Agenda | 935036714 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Proposal to adopt Agreement and Plan of Merger, (which we refer to as “merger agreement”), among ON Semiconductor Corporation (which we refer to as “ON Semiconductor”), Raptor Operations Sub, Inc. (which we refer to as “Merger Sub”), which is a wholly owned subsidiary of ON Semiconductor, and Quantenna Communications, Inc. (which we refer to as “Quantenna”), pursuant to which Merger Sub will be merged with and into Quantenna (which we refer to as “merger”). | Management | For | For | ||||
2. | To consider and vote on a non-binding, advisory proposal to approve specified compensation that will or may become payable to Quantenna’s named executive officers in connection with the merger. | Management | For | For | ||||
3. | To consider and vote on a proposal to adjourn the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
VERSUM MATERIALS, INC.
Security | 92532W103 | Meeting Type | Special | |||||
Ticker Symbol | VSM | Meeting Date | 17-Jun-2019 | |||||
ISIN | US92532W1036 | Agenda | 935034114 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adoption of the Agreement and Plan of Merger, dated as of April 12, 2019 (as it may be amended from time to time) (the “merger agreement”), by and among Versum Materials, Inc. (“Versum”), Merck KGaA, Darmstadt, Germany (“Parent”), and EMD Performance Materials Holding, Inc. (“Merger Sub”), pursuant to which Merger Sub will merge with and into Versum, with Versum surviving and continuing as the surviving corporation in the merger and a wholly-owned subsidiary of Parent (“the merger agreement proposal”). | Management | For | For | ||||
2. | Approval, on a non-binding, advisory basis, of the compensation that will or may be paid to Versum’s named executive officers in connection with the transactions contemplated by the merger agreement (“the compensation proposal”). | Management | For | For | ||||
3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Versum stockholders (“the adjournment proposal”). | Management | For | For |
FIVE BELOW, INC.
Security | 33829M101 | Meeting Type | Annual | |||||
Ticker Symbol | FIVE | Meeting Date | 18-Jun-2019 | |||||
ISIN | US33829M1018 | Agenda | 935022208 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Catherine E. Buggeln | Management | For | For | ||||
1b. | Election of Director: Michael F. Devine III | Management | For | For | ||||
1c. | Election of Director: Ronald L. Sargent | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the current fiscal year ending February 1, 2020. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, the Company’s Named Executive Officer compensation. | Management | For | For | ||||
4. | Non-binding advisory vote, on whether the frequency of the shareholder vote on our executive compensation should be every 1, 2 or 3 years. | Management | 3 Years | For |
PACIFIC BIOSCIENCES OF CALIFORNIA INC
Security | 69404D108 | Meeting Type | Annual | |||||
Ticker Symbol | PACB | Meeting Date | 18-Jun-2019 | |||||
ISIN | US69404D1081 | Agenda | 935029593 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class III Director: David Botstein | Management | For | For | ||||
1.2 | Election of Class III Director: William Ericson | Management | For | For | ||||
1.3 | Election of Class III Director: Kathy Ordoñez | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For |
MELLANOX TECHNOLOGIES LTD.
Security | M51363113 | Meeting Type | Special | |||||
Ticker Symbol | MLNX | Meeting Date | 20-Jun-2019 | |||||
ISIN | IL0011017329 | Agenda | 935031980 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Are you a Parent Affiliate (as defined in the Proxy Statement)? By selecting FOR I confirm that I AM NOT a Parent Affiliate and by selecting AGAINST I confirm that I AM a Parent Affiliate. | Management | No Action | |||||
1b. | The Merger Proposal: To approve the acquisition of the Company by NVIDIA International Holdings Inc., a Delaware corporation (“Parent”), including the approval of (a) the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated March 10, 2019, by and among Parent, Teal Barvaz Ltd., a company organized under the laws of the State of Israel and a wholly-owned subsidiary of Parent (“Merger Sub”), NVIDIA Corporation, a Delaware corporation ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
2. | The Adjournment Proposal: To approve the adjournment of the Extraordinary General Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Extraordinary General Meeting. | Management | For | For | ||||
3. | The Merger-Related Executive Compensation Proposal: To approve on a nonbinding, advisory basis, any “golden parachute compensation” that will or may become payable to the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||
4a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 4b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
4b. | The CEO Base Salary Proposal: To approve the increase in annual base cash compensation for Eyal Waldman, our chief executive officer, from $610,000 to $650,000. | Management | For | For | ||||
5a. | Do you have a Personal Interest with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
5b. | The CEO Cash Incentive Proposal: To approve the grant to Mr. Waldman of a 2019 performance-based cash incentive award, which will be tied to the Company’s achievement of pre-established revenue and adjusted operating income objectives for fiscal 2019 and which will be measured and paid, if earned, in 2020. | Management | For | For | ||||
6a. | Do you have a Personal Interest with regards to Proposal 6b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
6b. | The CEO Severance Proposal: To approve the amendment and restatement of Mr. Waldman’s executive severance benefits agreement, in accordance with the Amended Severance Agreement attached as Annex D to the Proxy Statement, to (i) amend the benefits thereunder to two years of base salary and two years of target bonus (to be paid in accordance with the terms and conditions therein) and vesting acceleration of 100% of his equity awards in the event of certain employment terminations ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
7a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 7b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
7b. | The CEO Equity Award Proposal: To approve the grant to Mr.Waldman of a 2019 equity incentive award of 55,696 restricted share units. | Management | For | For | ||||
8a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 8b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
8b. | The CEO Tax Equalization Proposal: To approve certain tax equalization payments to Mr. Waldman to reimburse Mr. Waldman for additional personal income tax liability incurred as the result of him allocating his time between Israel and the United States in the amount of $54,000 for the 2018 tax year and an amount to be determined consistently with past practice but not to exceed $125,000 for the 2019 tax year to be made as soon as administratively practicable after the tax differential is ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
9. | The Waters Bonus Proposal: To approve payment of a cash bonus of $25,000 to Greg Waters, an independent member of the Company’s board of directors, in recognition of his services with respect to the Merger. | Management | For | For |
MELLANOX TECHNOLOGIES LTD.
Security | M51363113 | Meeting Type | Special | |||||
Ticker Symbol | MLNX | Meeting Date | 20-Jun-2019 | |||||
ISIN | IL0011017329 | Agenda | 935045749 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Are you a Parent Affiliate (as defined in the Proxy Statement)? By selecting FOR I confirm that I AM NOT a Parent Affiliate and by selecting AGAINST I confirm that I AM a Parent Affiliate. | Management | No Action | |||||
1b. | The Merger Proposal: To approve the acquisition of the Company by NVIDIA International Holdings Inc., a Delaware corporation (“Parent”), including the approval of (a) the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated March 10, 2019, by and among Parent, Teal Barvaz Ltd., a company organized under the laws of the State of Israel and a wholly-owned subsidiary of Parent (“Merger Sub”), NVIDIA Corporation, a Delaware corporation ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
2. | The Adjournment Proposal: To approve the adjournment of the Extraordinary General Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Extraordinary General Meeting. | Management | For | For | ||||
3. | The Merger-Related Executive Compensation Proposal: To approve on a nonbinding, advisory basis, any “golden parachute compensation” that will or may become payable to the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||
4a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 4b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
4b. | The CEO Base Salary Proposal: To approve the increase in annual base cash compensation for Eyal Waldman, our chief executive officer, from $610,000 to $650,000. | Management | For | For | ||||
5a. | Do you have a Personal Interest with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
5b. | The CEO Cash Incentive Proposal: To approve the grant to Mr. Waldman of a 2019 performance-based cash incentive award, which will be tied to the Company’s achievement of pre-established revenue and adjusted operating income objectives for fiscal 2019 and which will be measured and paid, if earned, in 2020. | Management | For | For | ||||
6a. | Do you have a Personal Interest with regards to Proposal 6b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
6b. | The CEO Severance Proposal: To approve the amendment and restatement of Mr. Waldman’s executive severance benefits agreement, in accordance with the Amended Severance Agreement attached as Annex D to the Proxy Statement, to (i) amend the benefits thereunder to two years of base salary and two years of target bonus (to be paid in accordance with the terms and conditions therein) and vesting acceleration of 100% of his equity awards in the event of certain employment terminations ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
7a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 7b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
7b. | The CEO Equity Award Proposal: To approve the grant to Mr.Waldman of a 2019 equity incentive award of 55,696 restricted share units. | Management | For | For | ||||
8a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 8b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | No Action | |||||
8b. | The CEO Tax Equalization Proposal: To approve certain tax equalization payments to Mr. Waldman to reimburse Mr. Waldman for additional personal income tax liability incurred as the result of him allocating his time between Israel and the United States in the amount of $54,000 for the 2018 tax year and an amount to be determined consistently with past practice but not to exceed $125,000 for the 2019 tax year to be made as soon as administratively practicable after the tax differential is ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||
9. | The Waters Bonus Proposal: To approve payment of a cash bonus of $25,000 to Greg Waters, an independent member of the Company’s board of directors, in recognition of his services with respect to the Merger. | Management | For | For |
WELLCARE HEALTH PLANS, INC.
Security | 94946T106 | Meeting Type | Special | |||||
Ticker Symbol | WCG | Meeting Date | 24-Jun-2019 | |||||
ISIN | US94946T1060 | Agenda | 935041587 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 26, 2019 (the “Merger Agreement”), by and among Centene Corporation, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc. (“WellCare”), as may be amended from time to time (the “Merger Agreement Proposal”). | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, compensation payable to executive officers of WellCare in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||
3. | To approve any proposal to adjourn the special meeting of stockholders of WellCare (the “WellCare Special Meeting”) from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the WellCare Special Meeting to approve the Merger Agreement Proposal. | Management | For | For |
WABCO HOLDINGS INC.
Security | 92927K102 | Meeting Type | Special | |||||
Ticker Symbol | WBC | Meeting Date | 27-Jun-2019 | |||||
ISIN | US92927K1025 | Agenda | 935038249 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of March 28, 2019 (the “Merger Agreement”), by and among WABCO Holdings Inc., ZF Friedrichshafen AG and Verona Merger Sub Corp. | Management | For | For | ||||
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of WABCO Holdings Inc. in connection with the merger. | Management | For | For | ||||
3. | To approve one or more adjournments or postponements of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the then- scheduled date and time of the special meeting. | Management | For | For |
ADVANCED DISPOSAL SERVICES INC.
Security | 00790X101 | Meeting Type | Special | |||||
Ticker Symbol | ADSW | Meeting Date | 28-Jun-2019 | |||||
ISIN | US00790X1019 | Agenda | 935041602 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | To adopt the Agreement and Plan of Merger (as may be amended from time to time, the merger agreement), dated as of April 14, 2019, by and among Advanced Disposal Services, Inc. (Advanced Disposal), Waste Management, Inc. and Everglades Merger Sub Inc. (Merger Sub) pursuant to which Merger Sub will merge with and into Advanced Disposal. | Management | For | For | ||||
2 | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal’s named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For | ||||
3 | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters Equity Fund
Proxy Vote Summary Report
For the Year Ended June 30, 2019
Portfolio: Litman Gregory Masters Equity Fund
Company Name | Ticker | CUSIP | Meeting | Meeting | Proponent | Item | Proposal | Management | Vote | |||||||||
Encana Corp. | ECA | 292505104 | 12-Feb-19 | Special | Management | 1 | Issue Shares in Connection with Merger | For | For | |||||||||
Management | 2 | Adjourn Meeting | For | For | ||||||||||||||
The Bank of New York Mellon Corporation | BK | 064058100 | 09-Apr-19 | Annual | Management | 1a | Elect Director Steven D. Black | For | For | |||||||||
Management | 1b | Elect Director Linda Z. Cook | For | For | ||||||||||||||
Management | 1c | Elect Director Joseph J. Echevarria | For | For | ||||||||||||||
Management | 1d | Elect Director Edward P. Garden | For | For | ||||||||||||||
Management | 1e | Elect Director Jeffrey A. Goldstein | For | For | ||||||||||||||
Management | 1f | Elect Director John M. Hinshaw | For | For | ||||||||||||||
Management | 1g | Elect Director Edmund F. “Ted” Kelly | For | For | ||||||||||||||
Management | 1h | Elect Director Jennifer B. Morgan | For | For | ||||||||||||||
Management | 1i | Elect Director Elizabeth E. Robinson | For | For | ||||||||||||||
Management | 1j | Elect Director Charles W. Scharf | For | For | ||||||||||||||
Management | 1k | Elect Director Samuel C. Scott, III | For | For | ||||||||||||||
Management | 1l | Elect Director Alfred “Al” W. Zollar | For | For | ||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Management | 3 | Ratify KPMG LLP as Auditors | For | For | ||||||||||||||
Management | 4 | Provide Right to Act by Less than Unanimous Written Consent | For | For | ||||||||||||||
Management | 5 | Approve Omnibus Stock Plan | For | For | ||||||||||||||
Share Holder | 6 | Report on Gender Pay Gap | Against | Against | ||||||||||||||
U.S. Bancorp | USB | 902973304 | 16-Apr-19 | Annual | Management | 1a | Elect Director Warner L. Baxter | For | For | |||||||||
Management | 1b | Elect Director Dorothy J. Bridges | For | For | ||||||||||||||
Management | 1c | Elect Director Elizabeth L. Buse | For | For | ||||||||||||||
Management | 1d | Elect Director Marc N. Casper | For | For | ||||||||||||||
Management | 1e | Elect Director Andrew Cecere | For | For | ||||||||||||||
Management | 1f | Elect Director Arthur D. Collins, Jr. | For | For | ||||||||||||||
Management | 1g | Elect Director Kimberly J. Harris | For | For | ||||||||||||||
Management | 1h | Elect Director Roland A. Hernandez | For | For | ||||||||||||||
Management | 1i | Elect Director Doreen Woo Ho | For | For | ||||||||||||||
Management | 1j | Elect Director Olivia F. Kirtley | For | For | ||||||||||||||
Management | 1k | Elect Director Karen S. Lynch | For | For | ||||||||||||||
Management | 1l | Elect Director Richard P. McKenney | For | For | ||||||||||||||
Management | 1m | Elect Director Yusuf I. Mehdi | For | For | ||||||||||||||
Management | 1n | Elect Director David B. O’Maley | For | For | ||||||||||||||
Management | 1o | Elect Director O’dell M. Owens | For | For | ||||||||||||||
Management | 1p | Elect Director Craig D. Schnuck | For | For | ||||||||||||||
Management | 1q | Elect Director Scott W. Wine | For | For | ||||||||||||||
Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | ||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Wells Fargo & Company | WFC | 949746101 | 23-Apr-19 | Annual | Management | 1a | Elect Director John D. Baker, II | For | For | |||||||||
Management | 1b | Elect Director Celeste A. Clark | For | For | ||||||||||||||
Management | 1c | Elect Director Theodore F. Craver, Jr. | For | For | ||||||||||||||
Management | 1d | Elect Director Elizabeth A. “Betsy” Duke | For | For | ||||||||||||||
Management | 1e | Elect Director Wayne M. Hewett | For | For | ||||||||||||||
Management | 1f | Elect Director Donald M. James | For | For | ||||||||||||||
Management | 1g | Elect Director Maria R. Morris | For | For | ||||||||||||||
Management | 1h | Elect Director Juan A. Pujadas | For | For | ||||||||||||||
Management | 1i | Elect Director James H. Quigley | For | For | ||||||||||||||
Management | 1j | Elect Director Ronald L. Sargent | For | For | ||||||||||||||
Management | 1k | Elect Director C. Allen Parker | For | For | ||||||||||||||
Management | 1l | Elect Director Suzanne M. Vautrinot | For | For | ||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Management | 3 | Amend Omnibus Stock Plan | For | For | ||||||||||||||
Management | 4 | Ratify KPMG LLP as Auditors | For | For | ||||||||||||||
Share Holder | 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Against | Against | ||||||||||||||
Share Holder | 6 | Report on Global Median Gender Pay Gap | Against | Againstt |
Proxy Vote Summary Report
For the Year Ended June 30, 2019
Portfolio: Litman Gregory Masters Equity Fund
Company Name | Ticker | CUSIP | Meeting | Meeting | Proponent | Item | Proposal | Management | Vote | |||||||||
United Technologies Corporation | UTX | 913017109 | 29-Apr-19 | Annual | Management | 1a | Elect Director Lloyd J. Austin, III | For | For | |||||||||
Management | 1b | Elect Director Diane M. Bryant | For | For | ||||||||||||||
Management | 1c | Elect Director John V. Faraci | For | For | ||||||||||||||
Management | 1d | Elect Director Jean-Pierre Garnier | For | For | ||||||||||||||
Management | 1e | Elect Director Gregory J. Hayes | For | For | ||||||||||||||
Management | 1f | Elect Director Christopher J. Kearney | For | For | ||||||||||||||
Management | 1g | Elect Director Ellen J. Kullman | For | For | ||||||||||||||
Management | 1h | Elect Director Marshall O. Larsen | For | For | ||||||||||||||
Management | 1i | Elect Director Harold W. McGraw, III | For | For | ||||||||||||||
Management | 1j | Elect Director Margaret L. O’Sullivan | For | For | ||||||||||||||
Management | 1k | Elect Director Denise L. Ramos | For | For | ||||||||||||||
Management | 1l | Elect Director Fredric G. Reynolds | For | For | ||||||||||||||
Management | 1m | Elect Director Brian C. Rogers | For | For | ||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | ||||||||||||||
Management | 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | For | For | ||||||||||||||
Management | 5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | For | For | ||||||||||||||
Capital One Financial Corporation | COF | 14040H105 | 02-May-19 | Annual | Management | 1A | Elect Director Richard D. Fairbank | For | For | |||||||||
Management | 1B | Elect Director Aparna Chennapragada | For | For | ||||||||||||||
Management | 1C | Elect Director Ann Fritz Hackett | For | For | ||||||||||||||
Management | 1D | Elect Director Peter Thomas Killalea | For | For | ||||||||||||||
Management | 1E | Elect Director Cornelis Petrus Adrianus Joseph “Eli” Leenaars | For | For | ||||||||||||||
Management | 1F | Elect Director Pierre E. Leroy | For | For | ||||||||||||||
Management | 1G | Elect Director Francois Locoh-Donou | For | For | ||||||||||||||
Management | 1H | Elect Director Peter E. Raskind | For | For | ||||||||||||||
Management | 1I | Elect Director Mayo A. Shattuck, III | For | For | ||||||||||||||
Management | 1J | Elect Director Bradford H. Warner | For | For | ||||||||||||||
Management | 1K | Elect Director Catherine G. West | For | For | ||||||||||||||
Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | ||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Management | 4 | Amend Omnibus Stock Plan | For | For | ||||||||||||||
Share Holder | 5 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 04-May-19 | Annual | Management | 1.1 | Elect Director Warren E. Buffet | For | For | |||||||||
Management | 1.2 | Elect Director Charles T. Munger | For | For | ||||||||||||||
Management | 1.3 | Elect Director Gregory E. Abel | For | For | ||||||||||||||
Management | 1.4 | Elect Director Howard G. Buffett | For | For | ||||||||||||||
Management | 1.5 | Elect Director Stephen B. Burke | For | For | ||||||||||||||
Management | 1.6 | Elect Director Susan L. Decker | For | For | ||||||||||||||
Management | 1.7 | Elect Director William H. Gates, III | For | For | ||||||||||||||
Management | 1.8 | Elect Director David S. Gottesman | For | For | ||||||||||||||
Management | 1.9 | Elect Director Charlotte Guyman | For | For | ||||||||||||||
Management | 1.10 | Elect Director Ajit Jain | For | For | ||||||||||||||
Management | 1.11 | Elect Director Thomas S. Murphy | For | For | ||||||||||||||
Management | 1.12 | Elect Director Ronald L. Olson | For | For | ||||||||||||||
Management | 1.13 | Elect Director Walter Scott, Jr. | For | For | ||||||||||||||
Management | 1.14 | Elect Director Meryl B. Witmer | For | For | ||||||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 21-May-19 | Annual | Management | 1a | Elect Director Linda B. Bammann | For | For | |||||||||
Management | 1b | Elect Director James A. Bell | For | For | ||||||||||||||
Management | 1c | Elect Director Stephen B. Burke | For | For | ||||||||||||||
Management | 1d | Elect Director Todd A. Combs | For | For | ||||||||||||||
Management | 1e | Elect Director James S. Crown | For | For | ||||||||||||||
Management | 1f | Elect Director James Dimon | For | For | ||||||||||||||
Management | 1g | Elect Director Timothy P. Flynn | For | For | ||||||||||||||
Management | 1h | Elect Director Mellody Hobson | For | For | ||||||||||||||
Management | 1i | Elect Director Laban P. Jackson, Jr. | For | For | ||||||||||||||
Management | 1j | Elect Director Michael A. Neal | For | For | ||||||||||||||
Management | 1k | Elect Director Lee R. Raymond | For | For | ||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | ||||||||||||||
Share Holder | 4 | Report on Gender Pay Gap | Against | Against | ||||||||||||||
Share Holder | 5 | Amend Proxy Access Right | Against | Against | ||||||||||||||
Share Holder | 6 | Provide for Cumulative Voting | Against | Against |
Proxy Vote Summary Report
For the Year Ended June 30, 2019
Portfolio: Litman Gregory Masters Equity Fund
Company Name | Ticker | CUSIP | Meeting | Meeting | Proponent | Item | Proposal | Management | Vote | |||||||||
Amazon.com, Inc. | AMZN | 023135106 | 22-May-19 | Annual | Management | 1a | Elect Director Jeffrey P. Bezos | For | For | |||||||||
Management | 1b | Elect Director Rosalind G. Brewer | For | For | ||||||||||||||
Management | 1c | Elect Director Jamie S. Gorelick | For | For | ||||||||||||||
Management | 1d | Elect Director Daniel P. Huttenlocher | For | For | ||||||||||||||
Management | 1e | Elect Director Judith A. McGrath | For | For | ||||||||||||||
Management | 1f | Elect Director Indra K. Nooyi | For | For | ||||||||||||||
Management | 1g | Elect Director Jonathan J. Rubinstein | For | For | ||||||||||||||
Management | 1h | Elect Director Thomas O. Ryder | For | For | ||||||||||||||
Management | 1i | Elect Director Patricia Q. Stonesifer | For | For | ||||||||||||||
Management | 1j | Elect Director Wendell P. Weeks | For | For | ||||||||||||||
Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | ||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Share Holder | 4 | Report on Management of Food Waste | Against | Against | ||||||||||||||
Share Holder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | ||||||||||||||
Share Holder | 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Against | Against | ||||||||||||||
Share Holder | 7 | Report on Impact of Government Use of Facial Recognition Technologies | Against | Against | ||||||||||||||
Share Holder | 8 | Report on Products Promoting Hate Speech | Against | Against | ||||||||||||||
Share Holder | 9 | Require Independent Board Chairman | Against | Against | ||||||||||||||
Share Holder | 10 | Report on Sexual Harassment | Against | Against | ||||||||||||||
Share Holder | 11 | Report on Climate Change | Against | Against | ||||||||||||||
Share Holder | 12 | Disclose a Board of Directors’ Qualification Matrix | Against | Against | ||||||||||||||
Share Holder | 13 | Report on Gender Pay Gap | Against | Against | ||||||||||||||
Share Holder | 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | ||||||||||||||
Share Holder | 15 | Provide Vote Counting to Exclude Abstentions | Against | Against | ||||||||||||||
Apache Corporation | APA | 037411105 | 23-May-19 | Annual | Management | 1 | Elect Director Annell R. Bay | For | For | |||||||||
Management | 2 | Elect Director John J. Christmann, IV | For | For | ||||||||||||||
Management | 3 | Elect Director Juliet S. Ellis | For | For | ||||||||||||||
Management | 4 | Elect Director Chansoo Joung | For | For | ||||||||||||||
Management | 5 | Elect Director Rene R. Joyce | For | For | ||||||||||||||
Management | 6 | Elect Director John E. Lowe | For | For | ||||||||||||||
Management | 7 | Elect Director William C. Montgomery | For | For | ||||||||||||||
Management | 8 | Elect Director Amy H. Nelson | For | For | ||||||||||||||
Management | 9 | Elect Director Daniel W. Rabun | For | For | ||||||||||||||
Management | 10 | Elect Director Peter A. Ragauss | For | For | ||||||||||||||
Management | 11 | Ratify Ernst & Young LLP as Auditor | For | For | ||||||||||||||
Management | 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 19-Jun-19 | Annual | Management | 1.1 | Elect Director Larry Page | For | For | |||||||||
Management | 1.2 | Elect Director Sergey Brin | For | For | ||||||||||||||
Management | 1.3 | Elect Director John L. Hennessy | For | For | ||||||||||||||
Management | 1.4 | Elect Director L. John Doerr | For | For | ||||||||||||||
Management | 1.5 | Elect Director Roger W. Ferguson, Jr. | For | For | ||||||||||||||
Management | 1.6 | Elect Director Ann Mather | For | For | ||||||||||||||
Management | 1.7 | Elect Director Alan R. Mulally | For | For | ||||||||||||||
Management | 1.8 | Elect Director Sundar Pichai | For | For | ||||||||||||||
Management | 1.9 | Elect Director K. Ram Shriram | For | For | ||||||||||||||
Management | 1.10 | Elect Director Robin L. Washington | For | For | ||||||||||||||
Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | ||||||||||||||
Management | 3 | Amend Omnibus Stock Plan | For | For | ||||||||||||||
Share Holder | 4 | Approve Recapitalization Plan for all Stock to HaveOne-vote per Share | Against | For | ||||||||||||||
Share Holder | 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Against | Against | ||||||||||||||
Share Holder | 6 | Establish Societal Risk Oversight Committee | Against | Against | ||||||||||||||
Share Holder | 7 | Report on Sexual Harassment Policies | Against | Against | ||||||||||||||
Share Holder | 8 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||
Share Holder | 9 | Report on Gender Pay Gap | Against | Against | ||||||||||||||
Share Holder | 10 | Employ Advisors to Explore Alternatives to Maximize Value | Against | Against | ||||||||||||||
Share Holder | 11 | Approve Nomination of Employee Representative Director | Against | Against | ||||||||||||||
Share Holder | 12 | Adopt Simple Majority Vote | Against | Against | ||||||||||||||
Share Holder | 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | ||||||||||||||
Share Holder | 14 | Report on Human Rights Risk Assessment | Against | Against | ||||||||||||||
Share Holder | 15 | Adopt Compensation Clawback Policy | Against | Against | ||||||||||||||
Share Holder | 16 | Report on Policies and Risks Related to Content Governance | Against | Against |
Fiduciary Management, Inc.
Vote Summary
NUTRIEN LTD. (THE “CORPORATION”)
Security | 67077M108 | Meeting Type | Annual | |||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | |||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | |||||
Record Date | 06-Jun-2018 | Holding Recon Date | 06-Jun-2018 | |||||
City / Country | / Canada | Vote Deadline Date | 16-Jul-2018 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 Christopher M. Burley | For | For | ||||||
2 Maura J. Clark | For | For | ||||||
3 John W. Estey | For | For | ||||||
4 David C. Everitt | For | For | ||||||
5 Russell K. Girling | For | For | ||||||
6 Gerald W. Grandey | For | For | ||||||
7 Miranda C. Hubbs | For | For | ||||||
8 Alice D. Laberge | For | For | ||||||
9 Consuelo E. Madere | For | For | ||||||
10 Charles V. Magro | For | For | ||||||
11 Keith G. Martell | For | For | ||||||
12 A. Anne McLellan | For | For | ||||||
13 Derek G. Pannell | For | For | ||||||
14 Aaron W. Regent | For | For | ||||||
15 Mayo M. Schmidt | For | For | ||||||
16 Jochen E. Tilk | For | For | ||||||
2 | There-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Management | For | For | ||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Management | Against | Against | ||||
4 | Anon-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | Against |
THE TJX COMPANIES, INC.
Security | 872540109 | Meeting Type | Special | |||||
Ticker Symbol | TJX | Meeting Date | 22-Oct-2018 | |||||
ISIN | US8725401090 | Agenda | 934884594 - Management | |||||
Record Date | 27-Sep-2018 | Holding Recon Date | 27-Sep-2018 | |||||
City / Country | / United States | Vote Deadline Date | 19-Oct-2018 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | An amendment to the Company’s Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. | Management | For | For |
FERGUSON PLC
Security | G3408R113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Nov-2018 | ||||||
ISIN | JE00BFYFZP55 | Agenda | 710151438 - Management | |||||
Record Date | Holding Recon Date | 23-Nov-2018 | ||||||
City / Country | ZUG / Jersey | Vote Deadline Date | 23-Nov-2018 | |||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||
4 | APPROVE FINAL DIVIDEND: 131.9 CENS PER ORDINARY SHARE | Management | For | For | ||||
5 | RE-ELECT TESSA BAMFORD AS DIRECTOR | Management | For | For | ||||
6 | RE-ELECT GARETH DAVIS AS DIRECTOR | Management | For | For | ||||
7 | RE-ELECT JOHN MARTIN AS DIRECTOR | Management | For | For | ||||
8 | RE-ELECT KEVIN MURPHY AS DIRECTOR | Management | For | For | ||||
9 | RE-ELECT ALAN MURRAY AS DIRECTOR | Management | For | For | ||||
10 | RE-ELECT MICHAEL POWELL AS DIRECTOR | Management | For | For | ||||
11 | RE-ELECT DARREN SHAPLAND AS DIRECTOR | Management | For | For | ||||
12 | RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR | Management | For | For | ||||
13 | RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR | Management | For | For | ||||
14 | APPROVE INCREASE IN THE MAXIMUM AGGREGATE REMUNERATION PAYABLE TONON-EXECUTIVE DIRECTORS | Management | For | For | ||||
15 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||
16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||
17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
18 | AUTHORISE ISSUE OF EQUITY WITHPRE-EMPTIVE RIGHTS | Management | For | For | ||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUTPRE- EMPTIVE RIGHTS | Management | For | For | ||||
20 | AUTHORISE ISSUE OF EQUITY WITHOUTPRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||
21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For |
ACCENTURE PLC
Security | G1151C101 | Meeting Type | Annual | |||||
Ticker Symbol | ACN | Meeting Date | 01-Feb-2019 | |||||
ISIN | IE00B4BNMY34 | Agenda | 934912634 - Management | |||||
Record Date | 03-Dec-2018 | Holding Recon Date | 03-Dec-2018 | |||||
City / Country | / United States | Vote Deadline Date | 31-Jan-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Re-Appointment of Director: Jaime Ardila | Management | For | For | ||||
1b. | Re-Appointment of Director: Herbert Hainer | Management | For | For | ||||
1c. | Re-Appointment of Director: Marjorie Magner | Management | For | For | ||||
1d. | Re-Appointment of Director: Nancy McKinstry | Management | For | For | ||||
1e. | Re-Appointment of Director: Pierre Nanterme | Management | For | For | ||||
1f. | Re-Appointment of Director: Gilles C. Pelisson | Management | For | For | ||||
1g. | Re-Appointment of Director: Paula A. Price | Management | For | For | ||||
1h. | Re-Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||
1i. | Re-Appointment of Director: Arun Sarin | Management | For | For | ||||
1j. | Re-Appointment of Director: Frank K. Tang | Management | For | For | ||||
1k. | Re-Appointment of Director: Tracey T. Travis | Management | For | For | ||||
2. | To approve, in anon-binding vote, the compensation of our named executive officers. | Management | Against | Against | ||||
3. | To ratify, in anon-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | ||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||
5. | To grant the Board of Directors the authority toopt-out ofpre-emption rights under Irish law. | Management | For | For | ||||
6. | To determine the price range at which Accenture canre- allot shares that it acquires as treasury shares under Irish law. | Management | For | For |
HENKEL AG & CO. KGAA
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 08-Apr-2019 | ||||||
ISIN | DE0006048408 | Agenda | 710584726 - Management | |||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||
City / Country | DUESSE LDORF / Germany | Vote Deadline Date | 29-Mar-2019 | |||||
SEDOL(s) | 5002465 - B0316Z6 - B28J8T7 - BGPK772 - BRTLG60 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTERESTIN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOUARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHTMIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAINTHRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG).FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICEREPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCHCONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTEAS- USUAL. THANK YOU | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 18 MAR 2019,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Non-Voting | ||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 24.03.2019. FURTHER INFORMATIONON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASEREFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTEDIN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE: APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL YEAR | Management | For | For | ||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 1,589,068,831.62 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.83 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 1.85 PER PREFERRED SHARE EUR 784,041,061.62 SHALL BE CARRIED FORWARDEX-DIVIDEND DATE: APRIL 9, 2019 PAYABLE DATE: APRIL 11, 2019 | Management | For | For | ||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | ||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||
6 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: KPMG AG, BERLIN | Management | For | For | ||||
7 | RESOLUTION ON THE APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENTS WITH THE COMPANY’S WHOLLY-OWNED SUBSIDIARIES A) HENKEL NEUNTE VERWALTUNGSGESELLSCHAFT MBH B) HENKEL ZEHNTE VERWALTUNGSGESELLSCHAFT MBH | Management | For | For | ||||
8 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS MEETING OF APRIL 13, 2015, TO ACQUIRE OWN SHARES SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED TO ACQUIRE OWN ORDINARY AND/OR PREFERRED SHARES OF UP TO 10 PERCENT OF THE COMPANY’S SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE APRIL 7, 2024. THE GENERAL PARTNER SHALL BE AUTHORIZED TO OFFER THE SHARES TO THIRD PARTIES AGAINST CONTRIBUTIONS IN KIND IN CONNECTION WITH MERGERS AND ACQUISITIONS, TO SELL THE SHARES AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR | Management | For | For | ||||
MARKET PRICE, TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY AS WELL AS TO EMPLOYEES AND MANAGERS OF AFFILIATED COMPANIES, TO USE THE SHARES FOR SERVICING OPTION OR CONVERSION RIGHTS, AND TO RETIRE THE SHARES | ||||||||
9 | RESOLUTION ON THE AUTHORIZATION TO USE DERIVATIVES FOR THE ACQUISITION OF OWN SHARES IN CONNECTION WITH ITEM 8 OF THIS AGENDA, THE COMPANY SHALL ALSO BE AUTHORIZED TO USE PUT AND CALL OPTIONS FOR THE ACQUISITION OF OWN SHARES | Management | For | For | ||||
10 | RESOLUTION ON THE REVOCATION OF THE EXISTING AUTHORIZED CAPITAL, THE CREATION OF A NEW AUTHORIZED CAPITAL 2019, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE EXISTING AUTHORIZED CAPITAL 2015 SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHAREHOLDERS. COMMITTEE AND THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 43,795,875 THROUGH THE ISSUE OF UP TO 43,795,875 NEWNON-VOTING PREFERRED SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE APRIL 7, 2024 (AUTHORIZED CAPITAL 2019). IN THE CASE OF A CAPITAL INCREASE AGAINST CONTRIBUTIONS KIND, SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED, IF: SHARES HAVE BEEN ISSUED FOR ACQUISITION PURPOSES. IN THE CASE OF A CAPITAL INCREASE AGAINST CONTRIBUTIONS CASH, SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED, IF: RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS: HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS: SHARES HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL. | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION
Security | 064058100 | Meeting Type | Annual | |||||
Ticker Symbol | BK | Meeting Date | 09-Apr-2019 | |||||
ISIN | US0640581007 | Agenda | 934941609 - Management | |||||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||||
City / Country | / United States | Vote Deadline Date | 08-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Steven D. Black | Management | For | For | ||||
1b. | Election of Director: Linda Z. Cook | Management | For | For | ||||
1c. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||
1d. | Election of Director: Edward P. Garden | Management | For | For | ||||
1e. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||
1f. | Election of Director: John M. Hinshaw | Management | For | For | ||||
1g. | Election of Director: Edmund F. “Ted” Kelly | Management | For | For | ||||
1h. | Election of Director: Jennifer B. Morgan | Management | For | For | ||||
1i. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1k. | Election of Director: Samuel C. Scott III | Management | For | For | ||||
1l. | Election of Director: Alfred “Al” W. Zollar | Management | For | For | ||||
2. | Advisory resolution to approve the 2018 compensation of our named executive officers. | Management | Against | Against | ||||
3. | Ratification of KPMG LLP as our independent auditor for 2019. | Management | For | For | ||||
4. | Amendment to Restated Certificate of Incorporation to enhance stockholder written consent rights. | Management | For | For | ||||
5. | Approval of 2019 Long-Term Incentive Plan. | Management | Against | Against | ||||
6. | Stockholder proposal regarding pay equity report. | Shareholder | Against | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED
Security | 303901102 | Meeting Type | Annual | |||||
Ticker Symbol | FRFHF | Meeting Date | 11-Apr-2019 | |||||
ISIN | CA3039011026 | Agenda | 934946231 - Management | |||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||||
City / Country | / Canada | Vote Deadline Date | 08-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 Anthony F. Griffiths | For | For | ||||||
2 Robert J. Gunn | For | For | ||||||
3 Alan D. Horn | For | For | ||||||
4 Karen L. Jurjevich | For | For | ||||||
5 R. William McFarland | For | For | ||||||
6 Christine N. McLean | For | For | ||||||
7 John R.V. Palmer | For | For | ||||||
8 Timothy R. Price | For | For | ||||||
9 Brandon W. Sweitzer | For | For | ||||||
10 Lauren C. Templeton | For | For | ||||||
11 Benjamin P. Watsa | For | For | ||||||
12 V. Prem Watsa | For | For | ||||||
2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For |
FERGUSON PLC
Security | G3408R113 | Meeting Type | Scheme Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2019 | ||||||
ISIN | JE00BFYFZP55 | Agenda | 710892262 - Management | |||||
Record Date | Holding Recon Date | 25-Apr-2019 | ||||||
City / Country | ZUG / Jersey | Vote Deadline Date | 23-Apr-2019 | |||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 - BFYX786 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | TO APPROVE THE PROPOSED SCHEME AND RELATED ACTIONS | Management | For | For | ||||
2 | TO APPROVE THE CANCELLATION OF NEW FERGUSON’S SHARE PREMIUM ACCOUNT ON THE SCHEME BECOMING EFFECTIVE AND THE CREDIT OF AN EQUIVALENT AMOUNT TO A RESERVE OF PROFIT | Management | For | For | ||||
3 | TO APPROVE THE DELISTING OF THE COMPANY’S SHARES FROM THE OFFICIAL LIST | Management | For | For | ||||
4 | TO APPROVE THERE-REGISTRATION OF THE COMPANY AS A PRIVATE COMPANY AND THE CHANGE OF THE COMPANY’S NAME TO FERGUSON HOLDINGS LIMITED | Management | For | For | ||||
5 | TO ADOPT AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||
6 | TO APPROVE THE FERGUSON GROUP EMPLOYEE SHARE PURCHASE PLAN 2019, THE FERGUSON GROUP INTERNATIONAL SHARESAVE PLAN 2019 AND THE FERGUSON GROUP LONG TERM INCENTIVE PLAN 2019 | Management | For | For |
FERGUSON PLC
Security | G3408R113 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2019 | ||||||
ISIN | JE00BFYFZP55 | Agenda | 710892666 - Management | |||||
Record Date | Holding Recon Date | 25-Apr-2019 | ||||||
City / Country | ZUG / Jersey | Vote Deadline Date | 23-Apr-2019 | |||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 - BFYX786 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | TO APPROVE THE SCHEME AS DETAILED IN THE NOTICE OF COURT MEETING DATED 4 APRIL 2019 | Management | For | For | ||||
CMMT | 08 APR 2019: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULDYOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDEDBY-THE ISSUER OR ISSUERS AGENT | Non-Voting | ||||||
CMMT | 08 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OFCOMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESSYOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
HONEYWELL INTERNATIONAL INC.
Security | 438516106 | Meeting Type | Annual | |||||
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |||||
ISIN | US4385161066 | Agenda | 934941647 - Management | |||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 26-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||
1F. | Election of Director: D. Scott Davis | Management | For | For | ||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1K. | Election of Director: George Paz | Management | For | For | ||||
1L. | Election of Director: Robin L. Washington | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
3. | Approval of Independent Accountants. | Management | For | For | ||||
4. | Right To Act By Written Consent. | Shareholder | Against | For | ||||
5. | Report on Lobbying Payments and Policy. | Shareholder | Against | For |
PACCAR INC
Security | 693718108 | Meeting Type | Annual | |||||
Ticker Symbol | PCAR | Meeting Date | 30-Apr-2019 | |||||
ISIN | US6937181088 | Agenda | 934940669 - Management | |||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 29-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mark C. Pigott | Management | For | For | ||||
1b. | Election of Director: Ronald E. Armstrong | Management | For | For | ||||
1c. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||
1d. | Election of Director: Franklin L. Feder | Management | For | For | ||||
1e. | Election of Director: Beth E. Ford | Management | For | For | ||||
1f. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||
1g. | Election of Director: Roderick C. McGeary | Management | For | For | ||||
1h. | Election of Director: John M. Pigott | Management | For | For | ||||
1i. | Election of Director: Mark A. Schulz | Management | For | For | ||||
1j. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||
1k. | Election of Director: Charles R. Williamson | Management | For | For | ||||
2. | Stockholder proposal to allow stockholders to act by written consent | Shareholder | For | Against |
BERKSHIRE HATHAWAY INC.
Security | 084670702 | Meeting Type | Annual | |||||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | |||||
ISIN | US0846707026 | Agenda | 934943362 - Management | |||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 03-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 Warren E. Buffett | For | For | ||||||
2 Charles T. Munger | For | For | ||||||
3 Gregory E. Abel | For | For | ||||||
4 Howard G. Buffett | For | For | ||||||
5 Stephen B. Burke | For | For | ||||||
6 Susan L. Decker | For | For | ||||||
7 William H. Gates III | For | For | ||||||
8 David S. Gottesman | For | For | ||||||
9 Charlotte Guyman | For | For | ||||||
10 Ajit Jain | For | For | ||||||
11 Thomas S. Murphy | For | For | ||||||
12 Ronald L. Olson | For | For | ||||||
13 Walter Scott, Jr. | For | For | ||||||
14 Meryl B. Witmer | For | For |
NUTRIEN LTD. (THE “CORPORATION”)
Security | 67077M108 | Meeting Type | Annual | |||||
Ticker Symbol | NTR | Meeting Date | 09-May-2019 | |||||
ISIN | CA67077M1086 | Agenda | 934979874 - Management | |||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||
City / Country | / Canada | Vote Deadline Date | 06-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 Christopher M. Burley | For | For | ||||||
2 Maura J. Clark | For | For | ||||||
3 John W. Estey | For | For | ||||||
4 David C. Everitt | For | For | ||||||
5 Russell K. Girling | For | For | ||||||
6 Miranda C. Hubbs | For | For | ||||||
7 Alice D. Laberge | For | For | ||||||
8 Consuelo E. Madere | For | For | ||||||
9 Charles V. Magro | For | For | ||||||
10 Keith G. Martell | For | For | ||||||
11 Aaron W. Regent | For | For | ||||||
12 Mayo M. Schmidt | For | For | ||||||
2 | There-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | ||||
3 | Anon-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | Against |
MANPOWERGROUP INC.
Security | 56418H100 | Meeting Type | Annual | |||||
Ticker Symbol | MAN | Meeting Date | 10-May-2019 | |||||
ISIN | US56418H1005 | Agenda | 934959149 - Management | |||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 09-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | ||||
1B. | Election of Director: Cari M. Dominguez | Management | For | For | ||||
1C. | Election of Director: William Downe | Management | For | For | ||||
1D. | Election of Director: John F. Ferraro | Management | For | For | ||||
1E. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||
1F. | Election of Director: Julie M. Howard | Management | For | For | ||||
1G. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||
1H. | Election of Director: Jonas Prising | Management | For | For | ||||
1I. | Election of Director: Paul Read | Management | For | For | ||||
1J. | Election of Director: Elizabeth P. Sartain | Management | For | For | ||||
1K. | Election of Director: Michael J. Van Handel | Management | For | For | ||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2019. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED
Security | 74834L100 | Meeting Type | Annual | |||||
Ticker Symbol | DGX | Meeting Date | 14-May-2019 | |||||
ISIN | US74834L1008 | Agenda | 934966106 - Management | |||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 13-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | For | ||||
1.2 | Election of Director: Timothy L. Main | Management | For | For | ||||
1.3 | Election of Director: Denise M. Morrison | Management | For | For | ||||
1.4 | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||
1.5 | Election of Director: Timothy M. Ring | Management | For | For | ||||
1.6 | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||
1.7 | Election of Director: Daniel C. Stanzione | Management | For | For | ||||
1.8 | Election of Director: Helen I. Torley | Management | For | For | ||||
1.9 | Election of Director: Gail R. Wilensky | Management | For | For | ||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2019 proxy statement | Management | For | For | ||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2019 | Management | For | For | ||||
4. | Approval of an amendment to the Amended and Restated Employee Long-Term Incentive Plan | Management | Against | Against |
DOLLAR GENERAL CORPORATION
Security | 256677105 | Meeting Type | Annual | |||||
Ticker Symbol | DG | Meeting Date | 29-May-2019 | |||||
ISIN | US2566771059 | Agenda | 934975749 - Management | |||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 28-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Warren F. Bryant | Management | For | For | ||||
1b. | Election of Director: Michael M. Calbert | Management | For | For | ||||
1c. | Election of Director: Sandra B. Cochran | Management | For | For | ||||
1d. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||
1e. | Election of Director: Timothy I. McGuire | Management | For | For | ||||
1f. | Election of Director: William C. Rhodes, III | Management | For | For | ||||
1g. | Election of Director: Ralph E. Santana | Management | For | For | ||||
1h. | Election of Director: Todd J. Vasos | Management | For | For | ||||
2. | To approve, on an advisory(non-binding) basis, the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2019. | Management | For | For |
CERNER CORPORATION
Security | 156782104 | Meeting Type | Annual | |||||
Ticker Symbol | CERN | Meeting Date | 30-May-2019 | |||||
ISIN | US1567821046 | Agenda | 935021612 - Management | |||||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Class III Director: Gerald E. Bisbee, Jr., Ph.D., M.B.A. | Management | For | For | ||||
1b. | Election of Class III Director: Linda M. Dillman | Management | For | For | ||||
1c. | Election of Class III Director: George A. Riedel, M.B.A. | Management | For | For | ||||
1d. | Election of Class III Director: R. Halsey Wise, M.B.A. | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Against | Against | ||||
4. | Approval of the proposed amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan. | Management | For | For |
THE TJX COMPANIES, INC.
Security | 872540109 | Meeting Type | Annual | |||||
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | |||||
ISIN | US8725401090 | Agenda | 935015342 - Management | |||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 03-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Zein Abdalla | Management | For | For | ||||
1B. | Election of Director: Alan M. Bennett | Management | For | For | ||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||
1D. | Election of Director: David T. Ching | Management | For | For | ||||
1E. | Election of Director: Ernie Herrman | Management | For | For | ||||
1F. | Election of Director: Michael F. Hines | Management | For | For | ||||
1G. | Election of Director: Amy B. Lane | Management | For | For | ||||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | ||||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||
1J. | Election of Director: John F. O’Brien | Management | For | For | ||||
1K. | Election of Director: Willow B. Shire | Management | For | For | ||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2020 | Management | For | For | ||||
3. | Advisory approval of TJX’s executive compensation (thesay-on-pay vote) | Management | For | For | ||||
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | Against | For | ||||
5. | Shareholder proposal for a report on prison labor | Shareholder | Against | For | ||||
6. | Shareholder proposal for a report on human rights risks | Shareholder | Against | For |
Institutional Harris Associates L.P. | Company Name | Ticker | Provider Security ID | Country | Meeting Type | Meeting Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Special | 07-Sep-18 | Management | 1 | Open Meeting | Yes | ||||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Special | 07-Sep-18 | Management | 2 | Elect Michael Manley as Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Special | 07-Sep-18 | Management | 3 | Close Meeting | Yes | ||||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.1 | Elect Director Jeffrey S. Berg | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.2 | Elect Director Michael J. Boskin | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.3 | Elect Director Safra A. Catz | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.4 | Elect Director Bruce R. Chizen | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.5 | Elect Director George H. Conrades | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.6 | Elect Director Lawrence J. Ellison | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.7 | Elect Director Hector Garcia-Molina | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.8 | Elect Director Jeffrey O. Henley | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.9 | Elect Director Mark V. Hurd | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.10 | Elect Director Renee J. James | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.11 | Elect Director Charles W. Moorman, IV | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.12 | Elect Director Leon E. Panetta | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.13 | Elect Director William G. Parrett | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 1.14 | Elect Director Naomi O. Seligman | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Share Holder | 4 | Report on Gender Pay Gap | Against | Against | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Share Holder | 5 | Report on Political Contributions | Against | Against | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Share Holder | 6 | Report on Lobbying Payments and Policy | Against | Against | Yes | ||||||||||||
5896 | Oracle Corp. | ORCL | 68389X105 | USA | Annual | 14-Nov-18 | Share Holder | 7 | Require Independent Board Chairman | Against | Against | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1a | Elect Director Lloyd A. Carney | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1b | Elect Director Mary B. Cranston | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1d | Elect Director Alfred F. Kelly, Jr. | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1e | Elect Director John F. Lundgren | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1f | Elect Director Robert W. Matschullat | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1g | Elect Director Denise M. Morrison | For | For | Yes |
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1h | Elect Director Suzanne Nora Johnson | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1i | Elect Director John A.C. Swainson | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 1j | Elect Director Maynard G. Webb, Jr. | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | Visa, Inc. | V | 92826C839 | USA | Annual | 29-Jan-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1a | Elect Director Pierre R. Brondeau | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1b | Elect Director Terrence R. Curtin | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1c | Elect Director Carol A. (‘John’) Davidson | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1d | Elect Director William A. Jeffrey | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1e | Elect Director David M. Kerko | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1f | Elect Director Thomas J. Lynch | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1g | Elect Director Yong Nam | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1h | Elect Director Daniel J. Phelan | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1i | Elect Director Paula A. Sneed | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1j | Elect Director Abhijit Y. Talwalkar | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1k | Elect Director Mark C. Trudeau | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1l | Elect Director Laura H. Wright | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 2 | Elect Board Chairman Thomas J. Lynch | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3c | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3d | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.1 | Accept Annual Report for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 6 | Approve Discharge of Board and Senior Management | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Yes |
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 11 | Approve Allocation of Available Earnings at September 28, 2018 | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 12 | Approve Declaration of Dividend | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 13 | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 14 | Approve Reduction of Share Capital | For | For | Yes | ||||||||||||
5896 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 15 | Adjourn Meeting | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1a | Elect Director Pierre R. Brondeau | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1b | Elect Director Terrence R. Curtin | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1c | Elect Director Carol A. (‘John’) Davidson | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1d | Elect Director William A. Jeffrey | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1e | Elect Director David M. Kerko | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1f | Elect Director Thomas J. Lynch | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1g | Elect Director Yong Nam | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1h | Elect Director Daniel J. Phelan | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1i | Elect Director Paula A. Sneed | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1j | Elect Director Abhijit Y. Talwalkar | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1k | Elect Director Mark C. Trudeau | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 1l | Elect Director Laura H. Wright | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 2 | Elect Board Chairman Thomas J. Lynch | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3c | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 3d | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.1 | Accept Annual Report for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 6 | Approve Discharge of Board and Senior Management | For | For | Yes |
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 11 | Approve Allocation of Available Earnings at September 28, 2018 | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 12 | Approve Declaration of Dividend | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 13 | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 14 | Approve Reduction of Share Capital | For | For | Yes | ||||||||||||
4932 | TE Connectivity Ltd. | TEL | H84989104 | Switzerland | Annual | 13-Mar-19 | Management | 15 | Adjourn Meeting | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 1 | Open Meeting | Yes | ||||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.a | Receive Director’s Report(Non-Voting) | Yes | ||||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.b | Implementation of Remuneration Policy | Yes | ||||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.c | Receive Explanation on Company’s Reserves and Dividend Policy | Yes | ||||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.d | Adopt Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.e | Approve Dividends of EUR 0.65 Per Share | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 2.f | Approve Discharge of Directors | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 3.a | Reelect John Elkann as Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 3.b | Reelect Michael Manley as Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 3.c | Elect Richard Palmer as Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.a | Reelect Ronald L. Thompson asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.b | Reelect John Abbott asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.c | Reelect Andrea Agnelli asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.d | Reelect Tiberto Brandolini d’Adda asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.e | Reelect Glenn Earle asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.f | Reelect Valerie A. Mars asNon-Executive Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.g | Reelect Michelangelo A. VolpiNon-Executive as Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.h | Reelect Patience WheatcroftNon-Executive as Director | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 4.i | Reelect Ermenegildo ZegnaNon-Executive as Director | For | For | Yes |
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 5 | Ratify Ernst & Young as Auditors | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Acquisition | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 6.1 | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 6.3 | Grant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares | For | Against | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 8 | Approve Cancellation of Special Voting Shares | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 9.a | Approve CEO Bonus | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 9.b | Approve Award of Performance Shares to Executive Directors | For | For | Yes | ||||||||||||
5896 | Fiat Chrysler Automobiles NV | FCA | N31738102 | Netherlands | Annual | 12-Apr-19 | Management | 10 | Close Meeting | Yes | ||||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1a | Elect Director Michael L. Corbat | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1b | Elect Director Ellen M. Costello | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1c | Elect Director Barbara J. Desoer | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1d | Elect Director John C. Dugan | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1e | Elect Director Duncan P. Hennes | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1f | Elect Director Peter B. Henry | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1g | Elect Director S. Leslie Ireland | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1h | Elect Director Lew W. (Jay) Jacobs, IV | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1i | Elect Director Renee J. James | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1j | Elect Director Eugene M. McQuade | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1k | Elect Director Gary M. Reiner | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1l | Elect Director Diana L. Taylor | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1m | Elect Director James S. Turley | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1n | Elect Director Deborah C. Wright | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 1o | Elect Director Ernesto Zedillo Ponce de Leon | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Share Holder | 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Against | Against | Yes | ||||||||||||
5896 | Citigroup Inc. | C | 172967424 | USA | Annual | 16-Apr-19 | Share Holder | 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Yes |
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1a | Elect Director W. Lance Conn | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1b | Elect Director Kim C. Goodman | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1c | Elect Director Craig A. Jacobson | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1d | Elect Director Gregory B. Maffei | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1e | Elect Director John D. Markley, Jr. | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1f | Elect Director David C. Merritt | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1g | Elect Director James E. Meyer | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1h | Elect Director Steven A. Miron | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1i | Elect Director Balan Nair | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1j | Elect Director Michael A. Newhouse | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1k | Elect Director Mauricio Ramos | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1l | Elect Director Thomas M. Rutledge | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 1m | Elect Director Eric L. Zinterhofer | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 2 | Approve Omnibus Stock Plan | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Share Holder | 4 | Adopt Proxy Access Right | Against | Against | Yes | ||||||||||||
5896 | Charter Communications, Inc. | CHTR | 16119P108 | USA | Annual | 23-Apr-19 | Share Holder | 5 | Report on Sustainability | Against | Against | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1a | Elect Director Mary Chris Gay | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1b | Elect Director William W. Grounds | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1c | Elect Director Alexis M. Herman | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1d | Elect Director Roland Hernandez | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1e | Elect Director John Kilroy | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1f | Elect Director Rose McKinney-James | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1g | Elect Director Keith A. Meister | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1h | Elect Director James J. Murren | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1i | Elect Director Paul Salem | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1j | Elect Director Gregory M. Spierkel | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1k | Elect Director Jan G. Swartz | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 1l | Elect Director Daniel J. Taylor | For | For | Yes | ||||||||||||
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
5896 | MGM Resorts International | MGM | 552953101 | USA | Annual | 01-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1A | Elect Director Richard D. Fairbank | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1B | Elect Director Aparna Chennapragada | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1C | Elect Director Ann Fritz Hackett | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1D | Elect Director Peter Thomas Killalea | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1E | Elect Director Cornelis Petrus Adrianus Joseph “Eli” Leenaars | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1F | Elect Director Pierre E. Leroy | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1G | Elect Director Francois Locoh-Donou | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1H | Elect Director Peter E. Raskind | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1I | Elect Director Mayo A. Shattuck, III | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1J | Elect Director Bradford H. Warner | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 1K | Elect Director Catherine G. West | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | ||||||||||||
5896 | Capital One Financial Corporation | COF | 14040H105 | USA | Annual | 02-May-19 | Share Holder | 5 | Provide Right to Act by Written Consent | Against | Against | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.1 | Elect Director Franklin W. Hobbs | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.2 | Elect Director Kenneth J. Bacon | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.3 | Elect Director Katryn “Trynka” Shineman Blake | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.4 | Elect Director Maureen A. Breakiron-Evans | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.5 | Elect Director William H. Cary | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.6 | Elect Director Mayree C. Clark | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.7 | Elect Director Kim S. Fennebresque | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.8 | Elect Director Marjorie Magner | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.9 | Elect Director Brian H. Sharples | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.10 | Elect Director John J. Stack | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.11 | Elect Director Michael F. Steib | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 1.12 | Elect Director Jeffrey J. Brown | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Ally Financial, Inc. | ALLY | 02005N100 | USA | Annual | 07-May-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes |
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 1a | Elect Director Robin J. Adams | For | For | Yes | ||||||||||||
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 1b | Elect Director Jonathan R. Collins | For | For | Yes | ||||||||||||
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 1c | Elect Director D. Christian Koch | For | For | Yes | ||||||||||||
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 1d | Elect Director David A. Roberts | For | For | Yes | ||||||||||||
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | ||||||||||||
4932 | Carlisle Cos., Inc. | CSL | 142339100 | USA | Annual | 08-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 1 | Elect Director Sebastien M. Bazin | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 2 | Elect Director H. Lawrence Culp, Jr. | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 3 | Elect Director Francisco D’Souza | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 4 | Elect Director Edward P. Garden | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 5 | Elect Director Thomas W. Horton | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 6 | Elect Director RisaLavizzo-Mourey | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 7 | Elect Director Catherine Lesjak | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 8 | Elect Director Paula Rosput Reynolds | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 9 | Elect Director Leslie F. Seidman | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 10 | Elect Director James S. Tisch | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 12 | Approve Reduction in Minimum Size of Board | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Management | 13 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Share Holder | 14 | Require Independent Board Chairman | Against | Against | Yes | ||||||||||||
5896 | General Electric Company | GE | 369604103 | USA | Annual | 08-May-19 | Share Holder | 15 | Provide for Cumulative Voting | Against | Against | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1a | Elect Director Scott P. Anderson | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1b | Elect Director Robert C. Biesterfeld Jr. | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1c | Elect Director Wayne M. Fortun | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1d | Elect Director Timothy C. Gokey | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1e | Elect Director Mary J. Steele Guilfoile | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1f | Elect Director Jodee A. Kozlak | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1g | Elect Director Brian P. Short | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1h | Elect Director James B. Stake | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1i | Elect Director Paula C. Tolliver | For | For | Yes |
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 1j | Elect Director John P. Wiehoff | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | ||||||||||||
4932 | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | USA | Annual | 09-May-19 | Share Holder | 5 | Report on Greenhouse Gas Emissions Disclosure | Against | Against | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1a | Elect Director Christopher J. Nassetta | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1b | Elect Director Jonathan D. Gray | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1c | Elect Director Charlene T. Begley | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1d | Elect Director Melanie L. Healey | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1e | Elect Director Raymond E. Mabus, Jr. | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1f | Elect Director Judith A. McHale | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1g | Elect Director John G. Schreiber | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1h | Elect Director Elizabeth A. Smith | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 1i | Elect Director Douglas M. Steenland | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
4932 | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | USA | Annual | 09-May-19 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1A | Elect Director Peter C. Bernard | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1B | Elect Director Diane K. Duren | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1C | Elect Director William J. Kacal | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1D | Elect Director Charles W. Shaver | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1E | Elect Director Bryan A. Shinn | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 1F | Elect Director J. Michael Stice | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | Yes | ||||||||||||
4932 | U.S. Silica Holdings, Inc. | SLCA | 90346E103 | USA | Annual | 09-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.1 | Elect Director James F. Albaugh | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.2 | Elect Director Amy E. Alving | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.3 | Elect Director Christopher L. Ayers | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.4 | Elect Director Elmer L. Doty | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.5 | Elect Director Rajiv L. Gupta | For | For | Yes |
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.6 | Elect Director Sean O. Mahoney | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.7 | Elect Director David J. Miller | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.8 | Elect Director E. Stanley O’Neal | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.9 | Elect Director John C. Plant | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 1.10 | Elect Director Ulrich R. Schmidt | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | ||||||||||||
4932 | Arconic Inc. | ARNC | 03965L100 | USA | Annual | 14-May-19 | Share Holder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1a | Elect Director David W. Biegler | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1b | Elect Director J. Veronica Biggins | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1c | Elect Director Douglas H. Brooks | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1d | Elect Director William H. Cunningham | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1e | Elect Director John G. Denison | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1f | Elect Director Thomas W. Gilligan | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1g | Elect Director Gary C. Kelly | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1h | Elect Director Grace D. Lieblein | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1i | Elect Director Nancy B. Loeffler | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1j | Elect Director John T. Montford | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 1k | Elect Director Ron Ricks | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Share Holder | 4 | Require Independent Board Chairman | Against | Against | Yes | ||||||||||||
4932 | Southwest Airlines Co. | LUV | 844741108 | USA | Annual | 15-May-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1a | Elect Director Thomas P. Capo | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1b | Elect DirectorMei-Wei Cheng | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1c | Elect Director Jonathan F. Foster | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1d | Elect Director Mary Lou Jepsen | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1e | Elect Director Kathleen A. Ligocki | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1f | Elect Director Conrad L. Mallett, Jr. | For | For | Yes |
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1g | Elect Director Raymond E. Scott | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1h | Elect Director Gregory C. Smith | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 1i | Elect Director Henry D.G. Wallace | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | Lear Corporation | LEA | 521865204 | USA | Annual | 16-May-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1a | Elect Director Brandon B. Boze | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1b | Elect Director Beth F. Cobert | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1c | Elect Director Curtis F. Feeny | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1d | Elect Director Reginald H. Gilyard | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1e | Elect Director Shira D. Goodman | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1f | Elect Director Christopher T. Jenny | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1g | Elect Director Gerardo I. Lopez | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1h | Elect Director Robert E. Sulentic | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1i | Elect Director Laura D. Tyson | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1j | Elect Director Ray Wirta | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 1k | Elect Director Sanjiv Yajnik | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Share Holder | 5 | Amend Proxy Access Right | Against | Against | Yes | ||||||||||||
5896 | CBRE Group, Inc. | CBRE | 12504L109 | USA | Annual | 17-May-19 | Share Holder | 6 | Report on Impact of Mandatory Arbitration Policies | Against | Against | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1a | Elect Director W. Don Cornwell | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1b | Elect Director Brian Duperreault | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1c | Elect Director John H. Fitzpatrick | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1d | Elect Director William G. Jurgensen | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1e | Elect Director Christopher S. Lynch | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1f | Elect Director Henry S. Miller | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1g | Elect Director Linda A. Mills | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1h | Elect Director Thomas F. Motamed | For | For | Yes |
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1i | Elect Director Suzanne Nora Johnson | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1j | Elect Director Peter R. Porrino | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1k | Elect Director Amy L. Schioldager | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1l | Elect Director Douglas M. Steenland | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 1m | Elect Director Therese M. Vaughan | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | ||||||||||||
5896 | American International Group, Inc. | AIG | 026874784 | USA | Annual | 21-May-19 | Share Holder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | Against | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 1 | Elect Director Annell R. Bay | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 2 | Elect Director John J. Christmann, IV | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 3 | Elect Director Juliet S. Ellis | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 4 | Elect Director Chansoo Joung | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 5 | Elect Director Rene R. Joyce | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 6 | Elect Director John E. Lowe | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 7 | Elect Director William C. Montgomery | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 8 | Elect Director Amy H. Nelson | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 9 | Elect Director Daniel W. Rabun | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 10 | Elect Director Peter A. Ragauss | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 11 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | ||||||||||||
5896 | Apache Corporation | APA | 037411105 | USA | Annual | 23-May-19 | Management | 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Qurate Retail, Inc. | QRTEA | 74915M100 | USA | Annual | 30-May-19 | Management | 1.1 | Elect Director John C. Malone | For | For | Yes | ||||||||||||
5896 | Qurate Retail, Inc. | QRTEA | 74915M100 | USA | Annual | 30-May-19 | Management | 1.2 | Elect Director M. Ian G. Gilchrist | For | For | Yes | ||||||||||||
5896 | Qurate Retail, Inc. | QRTEA | 74915M100 | USA | Annual | 30-May-19 | Management | 1.3 | Elect Director Mark C. Vadon | For | For | Yes | ||||||||||||
5896 | Qurate Retail, Inc. | QRTEA | 74915M100 | USA | Annual | 30-May-19 | Management | 1.4 | Elect Director Andrea L. Wong | For | For | Yes | ||||||||||||
5896 | Qurate Retail, Inc. | QRTEA | 74915M100 | USA | Annual | 30-May-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1a | Elect Director Mary T. Barra | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1b | Elect Director Wesley G. Bush | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1c | Elect Director Linda R. Gooden | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1d | Elect Director Joseph Jimenez | For | For | Yes |
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1e | Elect Director Jane L. Mendillo | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1f | Elect Director Judith A. Miscik | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1g | Elect Director Patricia F. Russo | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1h | Elect Director Thomas M. Schoewe | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1i | Elect Director Theodore M. Solso | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1j | Elect Director Carol M. Stephenson | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 1k | Elect Director Devin N. Wenig | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Share Holder | 4 | Require Independent Board Chairman | Against | Against | Yes | ||||||||||||
4932 | General Motors Company | GM | 37045V100 | USA | Annual | 04-Jun-19 | Share Holder | 5 | Report on Lobbying Payments and Policy | Against | Against | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 1a | Elect Director Timothy M. Haley | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 1b | Elect Director Leslie Kilgore | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 1c | Elect Director Ann Mather | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 1d | Elect Director Susan Rice | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Share Holder | 4 | Report on Political Contributions | Against | Against | Yes | ||||||||||||
5896 | Netflix, Inc. | NFLX | 64110L106 | USA | Annual | 06-Jun-19 | Share Holder | 5 | Adopt Simple Majority Vote | Against | Against | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1a | Elect Director James F. Albaugh | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1b | Elect Director Jeffrey D. Benjamin | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1c | Elect Director John T. Cahill | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1d | Elect Director Michael J. Embler | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1e | Elect Director Matthew J. Hart | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1f | Elect Director Susan D. Kronick | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1g | Elect Director Martin H. Nesbitt | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1h | Elect Director Denise M. O’Leary | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1i | Elect Director W. Douglas Parker | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 1j | Elect Director Ray M. Robinson | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes |
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
5896 | American Airlines Group Inc. | AAL | 02376R102 | USA | Annual | 12-Jun-19 | Share Holder | 4 | Report on Political Contributions and Expenditures | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.1 | Elect Director Larry Page | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.2 | Elect Director Sergey Brin | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.3 | Elect Director John L. Hennessy | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.4 | Elect Director L. John Doerr | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.5 | Elect Director Roger W. Ferguson, Jr. | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.6 | Elect Director Ann Mather | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.7 | Elect Director Alan R. Mulally | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.8 | Elect Director Sundar Pichai | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.9 | Elect Director K. Ram Shriram | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 1.10 | Elect Director Robin L. Washington | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 4 | Approve Recapitalization Plan for all Stock to HaveOne-vote per Share | Against | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 6 | Establish Societal Risk Oversight Committee | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 7 | Report on Sexual Harassment Policies | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 8 | Require a Majority Vote for the Election of Directors | Against | For | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 9 | Report on Gender Pay Gap | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 10 | Employ Advisors to Explore Alternatives to Maximize Value | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 11 | Approve Nomination of Employee Representative Director | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 12 | Adopt Simple Majority Vote | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 14 | Report on Human Rights Risk Assessment | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 15 | Adopt Compensation Clawback Policy | Against | Against | Yes | ||||||||||||
5896 | Alphabet Inc. | GOOGL | 02079K305 | USA | Annual | 19-Jun-19 | Share Holder | 16 | Report on Policies and Risks Related to Content Governance | Against | Against | Yes |
Institutional Account Name | Custodian Account Number | Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 4 | Elect Susan Kilsby as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 5 | Re-elect Lord Davies of Abersoch as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 6 | Re-elect Javier Ferran as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 7 | Re-elect Ho KwonPing as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 8 | Re-elect Nicola Mendelsohn as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 9 | Re-elect Ivan Menezes as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 10 | Re-elect Kathryn Mikells as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 11 | Re-elect Alan Stewart as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 15 | Authorise Issue of Equity withPre-emptive Rights | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 16 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 18 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Diageo plc | DGE | 25243Q205 | Annual | 20-Sep-18 | 03-Aug-18 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1a | Elect Director Francis S. Blake | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1b | Elect Director Angela F. Braly | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1c | Elect Director Amy L. Chang | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1d | Elect Director Kenneth I. Chenault | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1e | Elect Director Scott D. Cook | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1f | Elect Director Joseph Jimenez | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1g | Elect Director Terry J. Lundgren | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1h | Elect Director W. James McNerney, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1i | Elect Director Nelson Peltz | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1j | Elect Director David S. Taylor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1k | Elect Director Margaret C. Whitman | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1l | Elect Director Patricia A. Woertz | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 1m | Elect Director Ernesto Zedillo | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Procter & Gamble Co. | PG | 742718109 | Annual | 09-Oct-18 | 10-Aug-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.1 | Elect Director Fred L. Banks, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.2 | Elect Director Robert C. Khayat | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.3 | Elect Director Gail Jones Pittman | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.4 | Elect Director Toni D. Cooley | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.1 | Elect Director David Barksdale | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 1.1 | Elect Director Edith Kelly-Green | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Sanderson Farms, Inc. | SAFM | 800013104 | Annual | 14-Feb-19 | 20-Dec-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1a | Elect Director Judy Bruner | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1b | Elect Director Xun (Eric) Chen | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1c | Elect Director Aart J. de Geus | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1d | Elect Director Gary E. Dickerson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1e | Elect Director Stephen R. Forrest | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1f | Elect Director Thomas J. Iannotti | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1g | Elect Director Alexander A. Karsner | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1h | Elect Director Adrianna C. Ma | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1i | Elect Director Scott A. McGregor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 1j | Elect Director Dennis D. Powell | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Applied Materials, Inc. | AMAT | 038222105 | Annual | 07-Mar-19 | 10-Jan-19 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 4 | Re-elect Graham Baker as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 5 | Re-elect Vinita Bali as Director | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 6 | Re-elect Baroness Virginia Bottomley as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 7 | Re-elect Roland Diggelmann as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 8 | Re-elect Erik Engstrom as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 9 | Re-elect Robin Freestone as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 10 | Elect Namal Nawana as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 11 | Re-elect Marc Owen as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 12 | Re-elect Angie Risley as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 13 | Re-elect Roberto Quarta as Director | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 14 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 15 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 17 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Smith & Nephew Plc | SN | 83175M205 | Annual | 11-Apr-19 | 22-Feb-19 | Management | 20 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1a | Elect Director Linda Walker Bynoe | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1b | Elect Director Susan Crown | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1c | Elect Director Dean M. Harrison | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1d | Elect Director Jay L. Henderson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1e | Elect Director Marcy S. Klevorn | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1f | Elect Director Siddharth N. “Bobby” Mehta | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1g | Elect Director Michael G. O’Grady | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1h | Elect Director Jose Luis Prado | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1i | Elect Director Thomas E. Richards | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1j | Elect Director Martin P. Slark | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1k | Elect Director David H. B. Smith, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1l | Elect Director Donald Thompson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 1m | Elect Director Charles A. Tribbett, III | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Share Holder | 4 | Report on Political Contributions | Against | For | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Northern Trust Corp. | NTRS | 665859104 | Annual | 23-Apr-19 | 25-Feb-19 | Share Holder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.1 | Elect Director Dominic J. Addesso | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.2 | Elect Director John J. Amore | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.3 | Elect Director William F. Galtney, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.4 | Elect Director John A. Graf | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.5 | Elect Director Gerri Losquadro | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.6 | Elect Director Roger M. Singer | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.7 | Elect Director Joseph V. Taranto | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 1.8 | Elect Director John A. Weber | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Everest Re Group, Ltd. | RE | G3223R108 | Annual | 15-May-19 | 18-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 2.1 | Allocate Disposable Profit | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 3 | Approve Discharge of Board of Directors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.1 | Elect Director Evan G. Greenberg | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.2 | Elect Director Robert M. Hernandez | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.3 | Elect Director Michael G. Atieh | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.4 | Elect Director Sheila P. Burke | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.5 | Elect Director James I. Cash | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.6 | Elect Director Mary Cirillo | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.7 | Elect Director Michael P. Connors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.8 | Elect Director John A. Edwardson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.9 | Elect Director Kimberly A. Ross | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.10 | Elect Director Robert W. Scully | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.11 | Elect Director Eugene B. Shanks, Jr. | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.12 | Elect Director Theodore E. Shasta | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.13 | Elect Director David H. Sidwell | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 5.14 | Elect Director Olivier Steimer | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 6 | Elect Evan G. Greenberg as Board Chairman | For | Against | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 7.4 | Elect Robert M. Hernandez as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 8 | Designate Homburger AG as Independent Proxy | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 9.1 | Approve the Maximum Aggregate Remuneration of Directors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 9.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2020 | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Chubb Limited | CB | H1467J104 | Annual | 16-May-19 | 25-Mar-19 | Management | 11 | Transact Other Business (Voting) | For | Against | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.1 | Elect Director Stanley L. Clark | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.2 | Elect Director John D. Craig | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.3 | Elect Director David P. Falck | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.4 | Elect Director Edward G. Jepsen | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.5 | Elect Director Robert A. Livingston | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.6 | Elect Director Martin H. Loeffler | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.7 | Elect Director R. Adam Norwitt | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.8 | Elect Director Diana G. Reardon | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 1.9 | Elect Director Anne Clarke Wolff | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Share Holder | 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Amphenol Corp. | APH | 032095101 | Annual | 22-May-19 | 25-Mar-19 | Share Holder | 5 | Report on Human Rights Risks in Operations and Supply Chain | Against | For | Yes | Yes | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1a | Elect Director Michael C. Alfano | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1b | Elect Director Eric K. Brandt | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1c | Elect Director Donald M. Casey, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1d | Elect Director Willie A. Deese | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1e | Elect Director Betsy D. Holden | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1f | Elect Director Arthur D. Kowaloff | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1g | Elect Director Harry M. Jansen Kraemer, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1h | Elect Director Gregory T. Lucier | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1i | Elect Director Francis J. Lunger | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 1j | Elect Director Leslie F. Varon | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | DENTSPLY SIRONA Inc. | XRAY | 24906P109 | Annual | 22-May-19 | 25-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1A | Elect Director Christine R. Detrick | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1B | Elect Director John J. Gauthier | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1C | Elect Director Alan C. Henderson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1D | Elect Director Anna Manning | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1E | Elect Director Hazel M. McNeilage | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 1F | Elect Director Steven C. Van Wyk | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Reinsurance Group of America, Incorporated | RGA | 759351604 | Annual | 22-May-19 | 22-Mar-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1a | Elect Director Alan L. Beller | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1b | Elect Director Janet M. Dolan | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1c | Elect Director Patricia L. Higgins | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1d | Elect Director William J. Kane | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1e | Elect Director Clarence Otis, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1f | Elect Director Philip T. “Pete” Ruegger, III | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1g | Elect Director Todd C. Schermerhorn | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1h | Elect Director Alan D. Schnitzer | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1i | Elect Director Donald J. Shepard | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 1j | Elect Director Laurie J. Thomsen | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 2 | Ratify KPMG LLP as Auditor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 22-May-19 | 26-Mar-19 | Share Holder | 5 | Prepare Employment Diversity Report, Including EEOC Data | Against | For | Yes | Yes |
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.1 | Elect Director Theodore H. Bunting, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.2 | Elect Director Susan L. Cross | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.3 | Elect Director Susan D. DeVore | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.4 | Elect Director Joseph J. Echevarria | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.5 | Elect Director Cynthia L. Egan | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.6 | Elect Director Kevin T. Kabat | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.7 | Elect Director Timothy F. Keaney | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.8 | Elect Director Gloria C. Larson | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.9 | Elect Director Richard P. McKenney | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.10 | Elect Director Ronald P. O’Hanley | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 1.11 | Elect Director Francis J. Shammo | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Unum Group | UNM | 91529Y106 | Annual | 23-May-19 | 25-Mar-19 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1a | Elect Director Cheryl W. Grise | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1b | Elect Director Carlos M. Gutierrez | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1c | Elect Director Gerald L. Hassell | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1d | Elect Director David L. Herzog | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1e | Elect Director R. Glenn Hubbard | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1f | Elect Director Edward J. Kelly, III | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1g | Elect Director William E. Kennard | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1h | Elect Director Michel A. Khalaf | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1i | Elect Director James M. Kilts | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1j | Elect Director Catherine R. Kinney | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1k | Elect Director Diana L. McKenzie | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 1l | Elect Director Denise M. Morrison | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | MetLife, Inc. | MET | 59156R108 | Annual | 18-Jun-19 | 22-Apr-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.1 | Elect Director Sam Zell | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.2 | Elect Director James S. Corl | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.3 | Elect Director Martin L. Edelman | For | For | Yes | No |
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.4 | Elect Director Edward A. Glickman | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.5 | Elect Director David A. Helfand | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.6 | Elect Director Peter Linneman | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.7 | Elect Director James L. Lozier, Jr. | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | �� | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.8 | Elect Director Mary Jane Robertson | For | For | Yes | No | |||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.9 | Elect Director Kenneth Shea | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.10 | Elect Director Gerald A. Spector | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.11 | Elect Director James A. Star | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||
State Street Bank & Trust Co | 997Y71J | Equity Commonwealth | EQC | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No |
Sands Capital Management, LLC
Vote Summary
ALIBABA GROUP HOLDING LIMITED
Security | 01609W102 | Meeting Type | Annual | |||||
Ticker Symbol | BABA | Meeting Date | 31-Oct-2018 | |||||
ISIN | US01609W1027 | Agenda | 934878553 - Management | |||||
Record Date | 24-Aug-2018 | Holding Recon Date | 24-Aug-2018 | |||||
City / Country | / United States | Vote Deadline Date | 23-Oct-2018 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 26,125 | 0 | 16-Oct-2018 | 25-Oct-2018 |
Page 1 of 14 | 30-Jul-2019 |
Vote Summary
VISA INC.
Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 29-Jan-2019 | |||||
ISIN | US92826C8394 | Agenda | 934911074 - Management | |||||
Record Date | 30-Nov-2018 | Holding Recon Date | 30-Nov-2018 | |||||
City / Country | / United States | Vote Deadline Date | 28-Jan-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
1e. | Election of Directors (Majority Voting) | Management | For | For | ||||
1f. | Election of Directors (Majority Voting) | Management | For | For | ||||
1g. | Election of Directors (Majority Voting) | Management | For | For | ||||
1h. | Election of Directors (Majority Voting) | Management | For | For | ||||
1i. | Election of Directors (Majority Voting) | Management | For | For | ||||
1j. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 33,350 | 0 | 11-Jan-2019 | 30-Jan-2019 |
Page 2 of 14 | 30-Jul-2019 |
Vote Summary
TENCENT HOLDINGS LTD
Security | G87572163 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-May-2019 | ||||||
ISIN | KYG875721634 | Agenda | 710871042 - Management | |||||
Record Date | 08-May-2019 | Holding Recon Date | 08-May-2019 | |||||
City / Country | HONG / Cayman | Vote Deadline Date | 08-May-2019 | |||||
KONG Islands | ||||||||
SEDOL(s) | BD8NG70 - BDDXGP3 - BGKG6H8 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BYCLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0401/LTN201904012222.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012246.PDF | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
1 | Management Proposal | Management | For | For | ||||
2 | Management Proposal | Management | For | For | ||||
3.A | Management Proposal | Management | For | For | ||||
3.B | Management Proposal | Management | For | For | ||||
3.C | Management Proposal | Management | For | For | ||||
4 | Management Proposal | Management | For | For | ||||
5 | Management Proposal | Management | For | For | ||||
6 | Management Proposal | Management | For | For | ||||
7 | Management Proposal | Management | Against | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
Y71D | THE MASTERS SELECT EQUITY FUND | LGEQUITY_2 | STATE STREET BANK | 50,500 | 0 | 06-May-2019 | 10-May-2019 |
Page 3 of 14 | 30-Jul-2019 |
Vote Summary
TENCENT HOLDINGS LTD
Security | G87572163 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 15-May-2019 | ||||||
ISIN | KYG875721634 | Agenda | 711051386 - Management | |||||
Record Date | 08-May-2019 | Holding Recon Date | 08-May-2019 | |||||
City / Country | HONG / Cayman | Vote Deadline Date | 08-May-2019 | |||||
KONG Islands | ||||||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BYCLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0425/LTN201904252117.PDF-AND-HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252125.PDF | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
1 | Management Proposal | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
Y71D | THE MASTERS SELECT EQUITY FUND | LGEQUITY_2 | STATE STREET BANK | 50,500 | 0 | 02-May-2019 | 10-May-2019 |
Page 4 of 14 | 30-Jul-2019 |
Vote Summary
AMAZON.COM, INC.
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 21-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
1e. | Election of Directors (Majority Voting) | Management | For | For | ||||
1f. | Election of Directors (Majority Voting) | Management | For | For | ||||
1g. | Election of Directors (Majority Voting) | Management | For | For | ||||
1h. | Election of Directors (Majority Voting) | Management | For | For | ||||
1i. | Election of Directors (Majority Voting) | Management | For | For | ||||
1j. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | S/H Proposal - Environmental | Shareholder | Against | For | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
6. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
7. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
11. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | For | ||||
12. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
13. | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | For | ||||
14. | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||
15. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 2,480 | 0 | 17-May-2019 | 23-May-2019 |
Page 5 of 14 | 30-Jul-2019 |
Vote Summary
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual | |||||
Ticker Symbol | ILMN | Meeting Date | 29-May-2019 | |||||
ISIN | US4523271090 | Agenda | 934985067 - Management | |||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 28-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | Declassify Board | Management | For | For | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 8,500 | 0 | 24-May-2019 | 30-May-2019 |
Page 6 of 14 | 30-Jul-2019 |
Vote Summary
FACEBOOK, INC.
Security | 30303M102 | Meeting Type | Annual | |||||
Ticker Symbol | FB | Meeting Date | 30-May-2019 | |||||
ISIN | US30303M1027 | Agenda | 934995082 - Management | |||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Election of Directors | Management | ||||||
1 Peggy Alford | For | For | ||||||
2 Marc L. Andreessen | For | For | ||||||
3 Kenneth I. Chenault | For | For | ||||||
4 S. D. Desmond-Hellmann | For | For | ||||||
5 Sheryl K. Sandberg | For | For | ||||||
6 Peter A. Thiel | For | For | ||||||
7 Jeffrey D. Zients | For | For | ||||||
8 Mark Zuckerberg | For | For | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||
7. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
12. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 13,725 | 0 | 28-May-2019 | 31-May-2019 |
Page 7 of 14 | 30-Jul-2019 |
Vote Summary
NETFLIX, INC.
Security | 64110L106 | Meeting Type | Annual | |||||
Ticker Symbol | NFLX | Meeting Date | 06-Jun-2019 | |||||
ISIN | US64110L1061 | Agenda | 934997252 - Management | |||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 05-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | ||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 12,200 | 0 | 03-Jun-2019 | 07-Jun-2019 |
Page 8 of 14 | 30-Jul-2019 |
Vote Summary
MONSTER BEVERAGE CORPORATION
Security | 61174X109 | Meeting Type | Annual | |||||
Ticker Symbol | MNST | Meeting Date | 06-Jun-2019 | |||||
ISIN | US61174X1090 | Agenda | 934999357 - Management | |||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 05-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Election of Directors | Management | ||||||
1 Rodney C. Sacks | For | For | ||||||
2 Hilton H. Schlosberg | For | For | ||||||
3 Mark J. Hall | For | For | ||||||
4 Kathleen E. Ciaramello | For | For | ||||||
5 Gary P. Fayard | For | For | ||||||
6 Jeanne P. Jackson | For | For | ||||||
7 Steven G. Pizula | For | For | ||||||
8 Benjamin M. Polk | For | For | ||||||
9 Sydney Selati | For | For | ||||||
10 Mark S. Vidergauz | For | For | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 34,300 | 0 | 31-May-2019 | 07-Jun-2019 |
Page 9 of 14 | 30-Jul-2019 |
Vote Summary
SALESFORCE.COM, INC.
Security | 79466L302 | Meeting Type | Annual | |||||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2019 | |||||
ISIN | US79466L3024 | Agenda | 935003878 - Management | |||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 05-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
1e. | Election of Directors (Majority Voting) | Management | For | For | ||||
1f. | Election of Directors (Majority Voting) | Management | For | For | ||||
1g. | Election of Directors (Majority Voting) | Management | For | For | ||||
1h. | Election of Directors (Majority Voting) | Management | For | For | ||||
1i. | Election of Directors (Majority Voting) | Management | For | For | ||||
1j. | Election of Directors (Majority Voting) | Management | For | For | ||||
1k. | Election of Directors (Majority Voting) | Management | For | For | ||||
1l. | Election of Directors (Majority Voting) | Management | For | For | ||||
1m. | Election of Directors (Majority Voting) | Management | For | For | ||||
2a. | Eliminate Supermajority Requirements | Management | For | For | ||||
2b. | Eliminate Supermajority Requirements | Management | For | For | ||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
5. | 14A Executive Compensation | Management | For | For | ||||
6. | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 27,700 | 0 | 31-May-2019 | 07-Jun-2019 |
Page 10 of 14 | 30-Jul-2019 |
Vote Summary
SERVICENOW, INC.
Security | 81762P102 | Meeting Type | Annual | |||||
Ticker Symbol | NOW | Meeting Date | 12-Jun-2019 | |||||
ISIN | US81762P1021 | Agenda | 935000911 - Management | |||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 11-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | 14A Executive Compensation | Management | For | For | ||||
3. | Ratify Appointment of Independent Auditors | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 20,775 | 0 | 07-Jun-2019 | 13-Jun-2019 |
Page 11 of 14 | 30-Jul-2019 |
Vote Summary
REGENERON PHARMACEUTICALS, INC.
Security | 75886F107 | Meeting Type | Annual | |||||
Ticker Symbol | REGN | Meeting Date | 14-Jun-2019 | |||||
ISIN | US75886F1075 | Agenda | 935006432 - Management | |||||
Record Date | 17-Apr-2019 | Holding Recon Date | 17-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 13-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Directors (Majority Voting) | Management | For | For | ||||
1b. | Election of Directors (Majority Voting) | Management | For | For | ||||
1c. | Election of Directors (Majority Voting) | Management | For | For | ||||
1d. | Election of Directors (Majority Voting) | Management | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 5,375 | 0 | 11-Jun-2019 | 17-Jun-2019 |
Page 12 of 14 | 30-Jul-2019 |
Vote Summary
WORKDAY, INC.
Security | 98138H101 | Meeting Type | Annual | |||||
Ticker Symbol | WDAY | Meeting Date | 18-Jun-2019 | |||||
ISIN | US98138H1014 | Agenda | 935009868 - Management | |||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 17-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Election of Directors | Management | ||||||
1 Carl M. Eschenbach | For | For | ||||||
2 Michael M. McNamara | For | For | ||||||
3 Jerry Yang | For | For | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | 14A Executive Compensation | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 18,050 | 0 | 13-Jun-2019 | 19-Jun-2019 |
Page 13 of 14 | 30-Jul-2019 |
Vote Summary
ALPHABET INC.
Security | 02079K305 | Meeting Type | Annual | |||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 18-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Election of Directors | Management | ||||||
1 Larry Page | For | For | ||||||
2 Sergey Brin | For | For | ||||||
3 John L. Hennessy | For | For | ||||||
4 L. John Doerr | For | For | ||||||
5 Roger W. Ferguson, Jr. | For | For | ||||||
6 Ann Mather | For | For | ||||||
7 Alan R. Mulally | For | For | ||||||
8 Sundar Pichai | For | For | ||||||
9 K. Ram Shriram | For | For | ||||||
10 Robin L. Washington | For | For | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3. | Amend Stock Option Plan | Management | For | For | ||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
8. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||
9. | S/H Proposal - Gender Pay Equality | Shareholder | Against | For | ||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
12. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
13. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
14. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
16. | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y71D | MASTERS SELECT EQUITY FUND | LGEQUITY | STATE STREET BANK & TRUST CO | 1,755 | 0 | 13-Jun-2019 | 20-Jun-2019 |
Page 14 of 14 | 30-Jul-2019 |
Wells Capital Management, Inc.
Company Name | Ticker | Provider Security ID | Meeting Date | Proposal Text | Proponent | Voted | Vote Instruction | Vote Against Management | ||||||||
RSP Permian, Inc. | RSPP | 74978Q105 | 17-Jul-18 | Approve Merger Agreement | Management | Yes | For | No | ||||||||
RSP Permian, Inc. | RSPP | 74978Q105 | 17-Jul-18 | Advisory Vote on Golden Parachutes | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director Sohaib Abbasi | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director W. Steve Albrecht | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director Charlene T. Begley | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director Narendra K. Gupta | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director Kimberly L. Hammonds | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director William S. Kaiser | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director James M. Whitehurst | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Elect Director Alfred W. Zollar | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 09-Aug-18 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 16-Jan-19 | Approve Merger Agreement | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 16-Jan-19 | Advisory Vote on Golden Parachutes | Management | Yes | For | No | ||||||||
Red Hat, Inc. | RHT | 756577102 | 16-Jan-19 | Adjourn Meeting | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Lloyd Carney | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Mark D. Benjamin | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Daniel Brennan | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Thomas Ebling | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Robert Finocchio | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Laura S. Kaiser | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Michal Katz | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Mark Laret | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Elect Director Sanjay Vaswani | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | No | ||||||||
Nuance Communications, Inc. | NUAN | 67020Y100 | 17-Jan-19 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||
Celgene Corporation | CELG | 151020104 | 12-Apr-19 | Approve Merger Agreement | Management | Yes | For | No | ||||||||
Celgene Corporation | CELG | 151020104 | 12-Apr-19 | Adjourn Meeting | Management | Yes | For | No |
Celgene Corporation | CELG | 151020104 | 12-Apr-19 | Advisory Vote on Golden Parachutes | Management | Yes | Against | Yes | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Abney S. Boxley, III | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Charles E. Brock | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Renda J. Burkhart | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Gregory L. Burns | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Richard D. Callicutt, II | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Marty G. Dickens | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Thomas C. Farnsworth, III | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Joseph C. Galante | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Glenda Baskin Glover | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director David B. Ingram | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Robert A. McCabe, Jr. | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Ronald L. Samuels | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Gary L. Scott | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Thomas R. Sloan | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director Reese L. Smith, III | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director G. Kennedy Thompson | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Elect Director M. Terry Turner | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Ratify Crowe LLP as Auditors | Management | Yes | For | No | ||||||||
Pinnacle Financial Partners, Inc. | PNFP | 72346Q104 | 16-Apr-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Leanne M. Baker | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Sean Boyd | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Martine A. Celej | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Robert J. Gemmell | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Mel Leiderman | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Deborah McCombe | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director James D. Nasso | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Sean Riley | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director J. Merfyn Roberts | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Elect Director Jamie C. Sokalsky | Management | Yes | For | No |
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Amend Incentive Share Purchase Plan | Management | Yes | For | No | ||||||||
Agnico Eagle Mines Ltd. | AEM | 008474108 | 26-Apr-19 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Felix J. Baker | Management | Yes | Against | Yes | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director David R. Brennan | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Christopher J. Coughlin | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Deborah Dunsire | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Paul A. Friedman | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Ludwig N. Hantson | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director John T. Mollen | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Francois Nader | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Judith A. Reinsdorf | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Elect Director Andreas Rummelt | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 14-May-19 | Amend Proxy Access Right | Share Holder | Yes | For | Yes | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Elect Director Steven D. Gray | Management | Yes | For | No | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Elect Director Susan J. Helms | Management | Yes | For | No | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Elect Director Gary A. Merriman | Management | Yes | For | No | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | No | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Concho Resources, Inc. | CXO | 20605P101 | 16-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Parsley Energy, Inc. | PE | 701877102 | 24-May-19 | Elect Director William Browning | Management | Yes | For | No | ||||||||
Parsley Energy, Inc. | PE | 701877102 | 24-May-19 | Elect Director David H. Smith | Management | Yes | For | No | ||||||||
Parsley Energy, Inc. | PE | 701877102 | 24-May-19 | Elect Director Jerry Windlinger | Management | Yes | For | No | ||||||||
Parsley Energy, Inc. | PE | 701877102 | 24-May-19 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||
Parsley Energy, Inc. | PE | 701877102 | 24-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director John P. Cahill | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Navy E. Djonovic | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Fernando Ferrer | Management | Yes | For | No |
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Robert Giambrone | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Mona Aboelnaga Kanaan | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Jack L. Kopnisky | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director James J. Landy | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Maureen B. Mitchell | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Patricia M. Nazemetz | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Richard O’Toole | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Ralph F. Palleschi | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director Burt Steinberg | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Elect Director William E. Whiston | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Sterling Bancorp | STL | 85917A100 | 29-May-19 | Ratify Crowe LLP as Auditors | Management | Yes | For | No | ||||||||
Zendesk, Inc. | ZEN | 98936J101 | 29-May-19 | Elect Director Carl Bass | Management | Yes | For | No | ||||||||
Zendesk, Inc. | ZEN | 98936J101 | 29-May-19 | Elect Director Michael Frandsen | Management | Yes | For | No | ||||||||
Zendesk, Inc. | ZEN | 98936J101 | 29-May-19 | Elect Director Thomas Szkutak | Management | Yes | For | No | ||||||||
Zendesk, Inc. | ZEN | 98936J101 | 29-May-19 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||
Zendesk, Inc. | ZEN | 98936J101 | 29-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Jeffrey P. Berger | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director James R. Chambers | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Sebastian J. DiGrande | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Marla C. Gottschalk | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Cynthia T. Jamison | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Christopher J. McCormick | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Nancy A. Reardon | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Wendy L. Schoppert | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Elect Director Bruce K. Thorn | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Big Lots, Inc. | BIG | 089302103 | 30-May-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director John F. Brock | Management | Yes | For | No |
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Richard D. Fain | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Stephen R. Howe, Jr. | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director William L. Kimsey | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Maritza G. Montiel | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Ann S. Moore | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Eyal M. Ofer | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Thomas J. Pritzker | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director William K. Reilly | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Vagn O. Sorensen | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Donald Thompson | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Elect Director Arne Alexander Wilhelmsen | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||
Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 30-May-19 | Report on Political Contributions Disclosure | Share Holder | Yes | For | Yes | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Richard L. Clemmer | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Robert P. DeRodes | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Deborah A. Farrington | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Michael D. Hayford | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Kurt P. Kuehn | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Linda Fayne Levinson | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Frank R. Martire | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Elect Director Matthew A. Thompson | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||
NCR Corp. | NCR | 62886E108 | 18-Jun-19 | Eliminate Supermajority Vote Requirement | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Heather Bresch | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Robert J. Cindrich | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Robert J. Coury | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director JoEllen Lyons Dillon | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Neil Dimick | Management | Yes | For | No |
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Melina Higgins | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Harry A. Korman | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Rajiv Malik | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Richard Mark | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Mark W. Parrish | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Pauline van der Meer Mohr | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Randall L. (Pete) Vanderveen | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Elect Director Sjoerd S. Vollebregt | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Instruction to Deloitte Accountants B.V. for the Audit of the Company’s Dutch Statutory Annual Accounts for Fiscal Year 2019 | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Authorize Share Repurchase Program | Management | Yes | For | No | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | Yes | Against | Yes | ||||||||
Mylan N.V. | MYL | N59465109 | 21-Jun-19 | Discussion Item - Shareholder Proposal Relating To the Company’s Clawback Policy | Share Holder | Yes | For | No | ||||||||
Global Eagle Entertainment Inc. | ENT | 37951D102 | 24-Jun-19 | Elect Director Leslie Ferraro | Management | Yes | For | No | ||||||||
Global Eagle Entertainment Inc. | ENT | 37951D102 | 24-Jun-19 | Elect Director Harry E. Sloan | Management | Yes | Against | Yes | ||||||||
Global Eagle Entertainment Inc. | ENT | 37951D102 | 24-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Global Eagle Entertainment Inc. | ENT | 37951D102 | 24-Jun-19 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Tudor Brown | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Brad Buss | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Edward H. Frank | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Richard S. Hill | Management | Yes | Against | Yes | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Oleg Khaykin | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Bethany Mayer | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Donna Morris | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Matthew J. Murphy | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Michael Strachan | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Elect Director Robert E. Switz | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Marvell Technology Group Ltd. | MRVL | G5876H105 | 28-Jun-19 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | No |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters International Fund
Evermore Global Advisors, LLC
Company Name | Ticker | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Text | Management Recommendation | ISS Recommendation | Voting Policy Recommendation | Vote Instruction | Voting Policy Rationale | Voter Rationale | Blended Rationale | Voted | Vote Against Management | Vote Against ISS | Vote Against Policy | |||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Elect Director John Fredriksen | For | Against | Refer-For | For | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Yes | No | Yes | No | ||||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Elect Director Georgina E. Sousa | For | Against | Refer-For | For | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Yes | No | Yes | No | ||||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Elect Director Ola Lorentzon | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Elect Director Robert Hvide Macleod | For | Against | Refer-For | For | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Votes AGAINSTnon-independent director nominees John Fredriksen, Robert Macleod and Georgina Sousa are warranted for failing to establish a board on which a majority of the directors are independent directors and for the company’s lack of formal key committees. A vote FOR Ola Lorentzon is warranted. | Yes | No | Yes | No | ||||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Frontline Ltd. | FRO | Annual | 21-Sep-18 | 23-Jul-18 | Management | Approve Remuneration of Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Fix Number of Directors at Seven | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Reelect Tor Olav Troim as Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Reelect Fredrik Halvorsen as Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Reelect Jan Rask as Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Reelect Patrick Schorn as Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Authorize Board to Fill Vacancies | For | Against | Refer-For | For | A vote AGAINST this item is warranted as it would presumably authorize the board to appoint three additional directors without shareholder approval. | A vote AGAINST this item is warranted as it would presumably authorize the board to appoint three additional directors without shareholder approval. | Yes | No | Yes | No | ||||||||||||||||||
Borr Drilling Ltd. | BDRILL | Annual | 25-Sep-18 | 31-Aug-18 | Management | Approve Remuneration of Directors in the Aggregate Amount of USD 800,000 | For | Against | Refer-For | For | A vote AGAINST this item is warranted, as the proposed director fees can be considered excessive in relation to comparable domestic peers. | A vote AGAINST this item is warranted, as the proposed director fees can be considered excessive in relation to comparable domestic peers. | Yes | No | Yes | No | ||||||||||||||||||
S&T AG | SANT | Special | 15-Jan-19 | 05-Jan-19 | Management | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Special | 15-Jan-19 | 05-Jan-19 | Management | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Against | Refer-For | For | A vote AGAINST this resolution is warranted because: - The minimum vesting period for options is less than three years. | A vote AGAINST this resolution is warranted because: - The minimum vesting period for options is less than three years. | Yes | No | Yes | No | ||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Approve Allocation of Income, with a Final Dividend of JPY 50 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Amend Articles to Clarify Term of Directors Appointed to Fill Vacancies | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Fujimoto, Jun | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Tokuda, Hajime | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Okada, Takako | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Asano, Kenshi | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Kamigaki, Seisui | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Otani, Yoshio | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Elect Director Miyanaga, Masayoshi | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Universal Entertainment Corp. | 6425 | Annual | 25-Mar-19 | 31-Dec-18 | Management | Appoint Statutory Auditor Shibahara, Chihiro | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Financial Statements and Statutory Reports | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | Against | Refer-For | For | Item 3: Auditors’ special reportA vote AGAINST the auditor’s special report is warranted because it includes a consulting services agreement providing additional remuneration to Dominique Delport, a supervisory board member qualified as an executive during part of FY18. There is a lack of disclosure regarding his choice as the service provider and the determination of his remuneration for these services. In addition, the terms and conditions of his overall remuneration as executive are not in line with shareholders’ interest due to: - An overall lack of transparency regarding the determination of his remuneration; and - Delport’s membership on Vivendi’s remuneration committee. | Item 3: Auditors’ special reportA vote AGAINST the auditor’s special report is warranted because it includes a consulting services agreement providing additional remuneration to Dominique Delport, a supervisory board member qualified as an executive during part of FY18. There is a lack of disclosure regarding his choice as the service provider and the determination of his remuneration for these services. In addition, the terms and conditions of his overall remuneration as executive are not in line with shareholders’ interest due to: - An overall lack of transparency regarding the determination of his remuneration; and - Delport’s membership on Vivendi’s remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Vincent Bollore, Chairman of the Supervisory Board Until April 19, 2018 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board Since April 19, 2018 | For | Against | Refer-For | For | A vote AGAINST this remuneration report is warranted. Yannick Bollore is considered as an executive of the group by ISS due to the level and structure of his remuneration, which are comparable to those of the Vivendi’s management board members. His remuneration report falls short of good market practice because: - The company does not provide a compelling explanation for increasing his base salary; - The company does not explain whether he was entitled to a short-term incentive in FY18; - The company does not provide a compelling explanation for offering him performance shares in 2018; and - Performance shares are not included in the remuneration elements that a supervisory board chair is entitled to receive under French law. | A vote AGAINST this remuneration report is warranted. Yannick Bollore is considered as an executive of the group by ISS due to the level and structure of his remuneration, which are comparable to those of the Vivendi’s management board members. His remuneration report falls short of good market practice because: - The company does not provide a compelling explanation for increasing his base salary; - The company does not explain whether he was entitled to a short-term incentive in FY18; - The company does not provide a compelling explanation for offering him performance shares in 2018; and - Performance shares are not included in the remuneration elements that a supervisory board chair is entitled to receive under French law. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | For | Against | Refer-For | For | Items 7 (De Puyfontaine) A vote AGAINST the remuneration report of De Puyfontaine is warranted because: - The compensatory measures implemented pursuant to the termination of his mandate as executive chairman of Telecom Italia are not supported by any compelling rationale; - The company has not justified the significant increase in LTIP for this executive; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Items 7 (De Puyfontaine) A vote AGAINST the remuneration report of De Puyfontaine is warranted because: - The compensatory measures implemented pursuant to the termination of his mandate as executive chairman of Telecom Italia are not supported by any compelling rationale; - The company has not justified the significant increase in LTIP for this executive; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Gilles Alix, Management Board Member | For | Against | Refer-For | For | Items 8 and 9 (Alix and De Bailliencourt) Votes AGAINST the remuneration reports of Alix and De Bailliencourt are warranted because: - The remunerations that they receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflict of interests. These are neither properly tackled by the company’s procedures nor likely to be balanced out by the remunerations that they receive at Vivendi; and - Given their executive functions in another listed group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi. | Items 8 and 9 (Alix and De Bailliencourt) Votes AGAINST the remuneration reports of Alix and De Bailliencourt are warranted because: - The remunerations that they receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflict of interests. These are neither properly tackled by the company’s procedures nor likely to be balanced out by the remunerations that they receive at Vivendi; and - Given their executive functions in another listed group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Cedric de Bailliencourt, Management Board Member | For | Against | Refer-For | For | Items 8 and 9 (Alix and De Bailliencourt) Votes AGAINST the remuneration reports of Alix and De Bailliencourt are warranted because: - The remunerations that they receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflict of interests. These are neither properly tackled by the company’s procedures nor likely to be balanced out by the remunerations that they receive at Vivendi; and - Given their executive functions in another listed group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi. | Items 8 and 9 (Alix and De Bailliencourt) Votes AGAINST the remuneration reports of Alix and De Bailliencourt are warranted because: - The remunerations that they receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflict of interests. These are neither properly tackled by the company’s procedures nor likely to be balanced out by the remunerations that they receive at Vivendi; and - Given their executive functions in another listed group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Frederic Crepin, Management Board Member | For | Against | Refer-For | For | Items 10 and 12 (Crepin and Philippe) Votes AGAINST the remuneration reports of Crepin and Philippe are warranted because: - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Items 10 and 12 (Crepin and Philippe) Votes AGAINST the remuneration reports of Crepin and Philippe are warranted because: - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Simon Gillham, Management Board Member | For | Against | Refer-For | For | Items 11 and 13 (Gillham and Roussel) Votes AGAINST the remuneration reports of Gillham and Roussel are warranted because: - The company has not justified the significant increase in LTIP for these executives; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Items 11 and 13 (Gillham and Roussel) Votes AGAINST the remuneration reports of Gillham and Roussel are warranted because: - The company has not justified the significant increase in LTIP for these executives; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Herve Philippe, Management Board Member | For | Against | Refer-For | For | Items 10 and 12 (Crepin and Philippe) Votes AGAINST the remuneration reports of Crepin and Philippe are warranted because: - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Items 10 and 12 (Crepin and Philippe) Votes AGAINST the remuneration reports of Crepin and Philippe are warranted because: - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Compensation of Stephane Roussel, Management Board Member | For | Against | Refer-For | For | Items 11 and 13 (Gillham and Roussel) Votes AGAINST the remuneration reports of Gillham and Roussel are warranted because: - The company has not justified the significant increase in LTIP for these executives; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Items 11 and 13 (Gillham and Roussel) Votes AGAINST the remuneration reports of Gillham and Roussel are warranted because: - The company has not justified the significant increase in LTIP for these executives; and - Vested LTIPs enabled compensation effects between criteria and vesting for below-benchmark performance. Moreover, given the lack of disclosure for awards granted during the year under review, it cannot be ruled out that their performance conditions suffer from the same deficiencies. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Remuneration Policy for Supervisory Board Members and Chairman | For | Against | Refer-For | For | A vote AGAINST this remuneration policy is warranted. Yannick Bollore, the current supervisory board chairman, is considered as an executive of the group by ISS due to the level and structure of his remuneration, which are comparable to those of the Vivendi’s management board members. The level of disclosure regarding his remuneration for FY19 is insufficient. | A vote AGAINST this remuneration policy is warranted. Yannick Bollore, the current supervisory board chairman, is considered as an executive of the group by ISS due to the level and structure of his remuneration, which are comparable to those of the Vivendi’s management board members. The level of disclosure regarding his remuneration for FY19 is insufficient. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Remuneration Policy for Chairman of the Management Board | For | Against | Refer-For | For | Item 15 (management board chairman) A vote AGAINST the remuneration policy of the management board chairman is warranted because: - The company has not provided a compelling explanation for the increase in his fixed pay; and - The company has not provided a compelling rationale for modifying the LTIP performance criteria, including the introduction of a criterion based on EPS with a weight of 50 percent. | Item 15 (management board chairman) A vote AGAINST the remuneration policy of the management board chairman is warranted because: - The company has not provided a compelling explanation for the increase in his fixed pay; and - The company has not provided a compelling rationale for modifying the LTIP performance criteria, including the introduction of a criterion based on EPS with a weight of 50 percent. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Remuneration Policy for Management Board Members | For | Against | Refer-For | For | Item 16 (management board members) A vote AGAINST the remuneration policy of management board members is warranted because: - The remunerations that Alix and de Bailliencourt receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflicts of interests, which are not properly tackled by the company’s procedures; - Given Alix and De Bailliencourt’s functions in another group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi; - The fixed remuneration and potential bonus of Alix and De Bailliencourt have been doubled for FY19 without any compelling explanations from the company; - The severance arrangements of management board members would enable payments greater than 24 months of last cash compensation; and - The company has not provided a compelling rationale for modifying the LTIP performance criteria, including the introduction of a criterion based on EPS with a weight of 50 percent. | Item 16 (management board members) A vote AGAINST the remuneration policy of management board members is warranted because: - The remunerations that Alix and de Bailliencourt receive as executives of the Bollore Group, main shareholder of Vivendi, create important conflicts of interests, which are not properly tackled by the company’s procedures; - Given Alix and De Bailliencourt’s functions in another group, the company failed to properly demonstrate the link between the activities carried out for Vivendi and the remunerations paid by Vivendi; - The fixed remuneration and potential bonus of Alix and De Bailliencourt have been doubled for FY19 without any compelling explanations from the company; - The severance arrangements of management board members would enable payments greater than 24 months of last cash compensation; and - The company has not provided a compelling rationale for modifying the LTIP performance criteria, including the introduction of a criterion based on EPS with a weight of 50 percent. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Conditional Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Gilles Alix, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Frederic Crepin, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Simon Gillham, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Herve Philippe, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Additional Pension Scheme Agreement with Stephane Roussel, Management Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Elect Cyrille Bollore as Supervisory Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Reelect Dominique Delport as Supervisory Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Specific Buyback Program and Cancellation of Repurchased Share | For | Against | Refer-For | For | A vote AGAINST this proposal is warranted because the company failed to demonstrate that this buyback program is in shareholders’ interests. | A vote AGAINST this proposal is warranted because the company failed to demonstrate that this buyback program is in shareholders’ interests. | Yes | No | Yes | No | ||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Approve Change of Corporate Form to Societe Europeenne (SE) | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Change Company Name to Vivendi SE and Amend Bylaws Accordingly | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Vivendi SA | VIV | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Pierre Beaudoin | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Alain Bellemare | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Joanne Bissonnette | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Charles Bombardier | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Martha Finn Brooks | For | For | For | For | Yes | No | No | No |
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Diane Fontaine | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Diane Giard | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Anthony R. Graham | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director August W. Henningsen | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Pierre Marcouiller | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Douglas R. Oberhelman | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Vikram Pandit | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Antony N. Tyler | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Elect Director Beatrice Weder di Mauro | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Management | Advisory Vote on Executive Compensation Approach | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Share Holder | SP 1: Integration of Environmental, Social and Corporate Governance (ESG) Criteria in Senior Executive Compensation | Against | Against | Against | Against | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Share Holder | SP 3: Separate Disclosure of Voting Results by Class of Shares | Against | For | Refer-Against | For | A vote FOR this proposal is warranted as the disclosure of voting results is not an onerous obligation for the company but is of substantial importance and benefit to minority shareholders. | A vote FOR this proposal is warranted as the disclosure of voting results is not an onerous obligation for the company but is of substantial importance and benefit to minority shareholders. | Yes | Yes | No | No | ||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Share Holder | SP 4: Threshold of Control | Against | Against | Against | Against | Yes | No | No | No | ||||||||||||||||||||
Bombardier Inc. | BBD.B | Annual | 02-May-19 | 04-Mar-19 | Share Holder | SP 5: Decline of Multiple Voting Shares | Against | For | Refer-Against | For | Support FOR this proposal is warranted as it would convey to the board a preference for a capital structure in which economic ownership and voting power are aligned. | Support FOR this proposal is warranted as it would convey to the board a preference for a capital structure in which economic ownership and voting power are aligned. | Yes | Yes | No | No | ||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Receive Directors’ and Auditors’ Reports(Non-Voting) | Yes | No | No | No | ||||||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Adopt Financial Statements | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Allocation of Income and Dividends | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Remuneration Report | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Receive Consolidated Financial Statements and Statutory Reports(Non-Voting) | Yes | No | No | No | ||||||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Discharge of Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Discharge of Auditor | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Discussion on Company’s Corporate Governance Policy | Yes | No | No | No | ||||||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Remuneration of Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Approve Auditors’ Remuneration for 2018 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Ratify Auditor and Approve Auditors’ Remuneration | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | ApproveCo-optation of Judy Martins as Independent Director | For | Against | Refer-For | For | A vote AGAINST Judy Martins is warranted as she is considerednon-independent whereas the board lacks sufficient independence among its members. | A vote AGAINST Judy Martins is warranted as she is considerednon-independent whereas the board lacks sufficient independence among its members. | Yes | No | Yes | No | ||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Reelect AHOK BVBA, Permanently Represented by Koen Hoffman, as Independent Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Reelect Vanzel G. Comm. V., Permanently Represented by Giulia Van Waeyenberge, as Independent Director | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Authorize Filing of Required Documents/Formalities at Trade Registry | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Annual | 13-May-19 | 29-Apr-19 | Management | Transact Other Business | Yes | No | No | No | ||||||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Approve Warrant Plan 2019 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | ApproveChange-of-Control Clause Re: Warrant Plan 2019 | For | Against | Refer-For | For | A vote AGAINST is warranted because immediate vesting of stock options in case of achange-of-control holds the risk of rewarding for underperformance. | A vote AGAINST is warranted because immediate vesting of stock options in case of achange-of-control holds the risk of rewarding for underperformance. | Yes | No | Yes | No | ||||||||||||||||||
Fagron NV | FAGR | Special | �� | 13-May-19 | 29-Apr-19 | Management | Receive Special Board and Auditor Report Re: Warrant Plan | Yes | No | No | No | |||||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Approve Issuance of 300,000 Warrants | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Exercise of Warrants | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Eliminate Preemptive Rights | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Subscription of Warrants | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Approve Coordination of Articles of Association | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Fagron NV | FAGR | Special | 13-May-19 | 29-Apr-19 | Management | Authorize Filing of Required Documents/Formalities at Trade Registry | For | For | For | For | Yes | �� | No | No | No | |||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Arthur L. Regan | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director James G. Dolphin | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Kathleen C. Haines | For | Withhold | Refer-For | For | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | Yes | No | Yes | No | ||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Daniel Y. Han | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Kevin Mahony | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Christoph Majeske | For | Withhold | Refer-For | For | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | Yes | No | Yes | No | ||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Basil G. Mavroleon | For | Withhold | Refer-For | For | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | WITHHOLD votes are warranted for compensation committee members Kathleen Haines, Christoph Majeske, and Basil Mavroleon for continuedpay-for-performance concerns. | Yes | No | Yes | No | ||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Jason Scheir | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Elect Director Bao D. Truong | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Genco Shipping & Trading Limited | GNK | Annual | 15-May-19 | 19-Mar-19 | Management | Ratify Deloitte & Touche LLP Auditors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Open Meeting | No | No | No | No | ||||||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Elect Chairman of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Prepare and Approve List of Shareholders | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Agenda of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Designate Inspector(s) of Minutes of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Acknowledge Proper Convening of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Receive Chairman’s Report | No | No | No | No | ||||||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Receive President’s Report | No | No | No | No | ||||||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Receive Financial Statements and Statutory Reports | No | No | No | No | ||||||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Allocation of Income and Omission of Dividends | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Discharge of Board and President | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Determine Number of Directors (5) and Deputy Directors (0) of Board | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Remuneration of Directors in the Amount of SEK 1.45 Million for Chairman and SEK 500,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect David Chance as Director | For | For | For | For | No | No | No | No |
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect Simon Duffy as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect Gerhard Florin as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect Donata Hopfen as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect Natalie Tydeman as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Reelect David Chance as Board Chair | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Determine Number of Auditors (1) and Deputy Auditors (0); Ratify KPMG as Auditors | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Authorize Representatives of At Least Three of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Performance Share Plan LTI 2019 | For | Against | Refer-For | For | A vote AGAINST this resolution is warranted because the performance period is below three years. | A vote AGAINST this resolution is warranted because the performance period is below three years. | No | No | Yes | No | ||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Warrant Plan for Key Employees; Approve Issuance of up to 450,104 Warrants; Approve Transfer of Warrants to Participants | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Equity Plan Financing Through Transfer of Class B Shares | For | Against | Refer-For | For | A vote AGAINST this proposal is warranted, as it would fund an incentive plan that has a performance period of less than three years. | A vote AGAINST this proposal is warranted, as it would fund an incentive plan that has a performance period of less than three years. | No | No | Yes | No | ||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Approve Alternative Equity Plan Financing | For | Against | Refer-For | For | A vote AGAINST this item is warranted, as it would entail unnecessary additional costs relative to Item 21a, while lowering the majority requirement compared to the primary financing alternative. | A vote AGAINST this item is warranted, as it would entail unnecessary additional costs relative to Item 21a, while lowering the majority requirement compared to the primary financing alternative. | No | No | Yes | No | ||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Amend Articles Re: Corporate Purpose | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Modern Times Group MTG AB | MTG.B | Annual | 21-May-19 | 15-May-19 | Management | Close Meeting | No | No | No | No | ||||||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | Yes | No | No | No | ||||||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Approve Allocation of Income and Dividends of EUR 0.16 per Share | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Approve Discharge of Management Board for Fiscal 2018 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Approve Discharge of Supervisory Board for Fiscal 2018 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Ratify Ernst & Young as Auditors for Fiscal 2019 | For | Against | Refer-For | For | A vote AGAINST the ratification of Ernst & Young as the company’s audit firm is warranted given that thenon-audit fees exceed the fees related to the audit function, raising substantial doubts over the independence of the auditor. | A vote AGAINST the ratification of Ernst & Young as the company’s audit firm is warranted given that thenon-audit fees exceed the fees related to the audit function, raising substantial doubts over the independence of the auditor. | Yes | No | Yes | No | ||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Reelect Erhard Grossnigg as Supervisory Board Member | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | ElectYu-Lung Lee as Alternate Supervisory Board Member | For | Against | Refer-For | For | A vote FOR the independent director Erhard Grossnigg is warranted because his election would have a positive impact on the level of board independence. However, a vote AGAINST thenon-independent alternate supervisory board memberYu-Lung Lee is warranted because his potential presence could further decrease the level of independence on S&T’s supervisory board. | A vote FOR the independent director Erhard Grossnigg is warranted because his election would have a positive impact on the level of board independence. However, a vote AGAINST thenon-independent alternate supervisory board memberYu-Lung Lee is warranted because his potential presence could further decrease the level of independence on S&T’s supervisory board. | Yes | No | Yes | No | ||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Approve Creation of EUR 6.6 Million Pool of Capital without Preemptive Rights | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
S&T AG | SANT | Annual | 21-May-19 | 11-May-19 | Management | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Open Meeting | No | No | No | No | ||||||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Elect Chairman of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Prepare and Approve List of Shareholders | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Agenda of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Designate Inspector(s) of Minutes of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Acknowledge Proper Convening of Meeting | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Receive Chairman’s Report | No | No | No | No | ||||||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Receive CEO’s Report | No | No | No | No | ||||||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Receive Financial Statements and Statutory Reports | No | No | No | No | ||||||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Discharge of Board and President | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Determine Number of Members (6) and Deputy Members (0) of Board | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.7 Million; Approve Remuneration of Auditors | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect Anders Borg as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect David Chance as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect Henrik Clausen as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect Simon Duffy as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect Kristina Schauman as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect Natalie Tydeman as Director | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Reelect David Chance as Board Chairman | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Determine Number of Auditors (1) and Deputy Auditors (0); Ratify KPMG as Auditors | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Authorize Chairman of Board and Representatives of Minimum Three of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Performance Share Plan LTIP 2019 for Key Employees | For | Against | Refer-For | For | A vote AGAINST these items is warranted because the performance period is one year. | A vote AGAINST these items is warranted because the performance period is one year. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Authorize New Class C Common Stock | For | Against | Refer-For | For | A vote AGAINST these items is warranted because the performance period is one year. | A vote AGAINST these items is warranted because the performance period is one year. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Equity Plan Financing Through Issuance of Class C Shares | For | Against | Refer-For | For | A vote AGAINST these items is warranted because the performance period is one year. | A vote AGAINST these items is warranted because the performance period is one year. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Equity Plan Financing Through Repurchase of Class C Shares | For | Against | Refer-For | For | A vote AGAINST these items is warranted because the performance period is one year. | A vote AGAINST these items is warranted because the performance period is one year. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Equity Plan Financing Through Transfer of Class B Shares | For | Against | Refer-For | For | A vote AGAINST these items is warranted because the performance period is one year. | A vote AGAINST these items is warranted because the performance period is one year. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Approve Equity Swap Agreement as Alternative Equity Plan Financing | For | Against | Refer-For | For | A vote AGAINST this item is warranted, as it would entail unnecessary additional costs relative to Item 20e, while lowering the majority requirement compared to the primary financing alternative. | A vote AGAINST this item is warranted, as it would entail unnecessary additional costs relative to Item 20e, while lowering the majority requirement compared to the primary financing alternative. | No | No | Yes | No | ||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Amend Articles Re: Set Minimum (SEK 100 Million) and Maximum (SEK 400 Million) Share Capital; Approve Capitalization of Reserves of SEK 134.2 Million | For | For | For | For | No | No | No | No | ||||||||||||||||||||
Nordic Entertainment Group AB | NENT.B | Annual | 22-May-19 | 16-May-19 | Management | Close Meeting | No | No | No | No | ||||||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Elect Chairman of Meeting | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Notice of Meeting and Agenda | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Designate Inspector(s) of Minutes of Meeting | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 0.45 Per Share | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration of Auditors | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration of Directors in the Amount of NOK 800,000 for Chair and NOK 300,000 for Other Directors | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration of Audit Committee | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration of Remuneration Committee | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration of Nominating Committee | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Reelect Kari Skeidsvoll Moe as Director | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Reelect Adele Bugge Norman Pran as Director | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Reelect Ole Groterud (Chair) as Member of Nominating Committee | For | For | For | For | Yes | No | No | No |
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Reelect Albert Collett as Member of Nominating Committee | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Reelect Egil Dahl as Member of Nominating Committee | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Company’s Corporate Governance Statement | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Refer-For | For | A vote AGAINST this item is warranted as the proposed policy: - does not disclose a maximum cap on the annual bonus; - allows for discretionary payments without providing further clarification on how such would be determined; - allows for a minimum vesting period of less than three years under the share option plan. | A vote AGAINST this item is warranted as the proposed policy: - does not disclose a maximum cap on the annual bonus; - allows for discretionary payments without providing further clarification on how such would be determined; - allows for a minimum vesting period of less than three years under the share option plan. | Yes | No | Yes | No | |||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Merger Agreement with Ultimo Netherlands B.V. | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Equity Plan Financing | For | Against | Refer-For | For | A vote AGAINST this authorization is warranted as it would fund a plan with a minimum vesting period of less than three years. | A vote AGAINST this authorization is warranted as it would fund a plan with a minimum vesting period of less than three years. | Yes | No | Yes | No | |||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Approve Creation of NOK 4.1 Million Pool of Capital without Preemptive Rights | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
B2Holding ASA | B2H | Annual | 24-May-19 | Management | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | For | For | Yes | No | No | No | |||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Financial Statements and Discharge Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Treatment of Losses and Dividends of EUR 0.06 per Share | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Stock Dividend Program | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Stock Dividend Program Re: FY 2019 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | Against | Refer-For | For | A vote AGAINST the auditors’ special report is warranted because the company failed to provide sufficient information regarding the chairmanship service agreement and the consulting services with Bollore Participations, its indirect controlling shareholder. | A vote AGAINST the auditors’ special report is warranted because the company failed to provide sufficient information regarding the chairmanship service agreement and the consulting services with Bollore Participations, its indirect controlling shareholder. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Acknowledge End of Mandate of Vincent Bollore as Director and Decision Not to Renew | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Cyrille Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Yannick Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Cedric de Bailliencourt as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Bollore Participations as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Chantal Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Sebastien Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Financiere V as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Omnium Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Olivier Roussel as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Francois Thomazeau as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Acknowledge End of Mandate of Valerie Coscas as Director and Decision Not to Renew | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Elect Virginie Courtin as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Renew Appointment of AEG Finances as Auditor | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Renew Appointment of IEGC as Alternate Auditor | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Repurchase of 291 Million Shares | For | Against | Refer-For | For | This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Compensation of Vincent Bollore, Chairman and CEO | For | Against | Refer-For | For | Item 23A vote AGAINST the remuneration report of Vincent Bollore as chair/CEO is warranted because: - There is a lack of information regarding the level of tantiemes received from subsidiaries; and - There is an executive sitting on the company’s remuneration committee. | Item 23A vote AGAINST the remuneration report of Vincent Bollore as chair/CEO is warranted because: - There is a lack of information regarding the level of tantiemes received from subsidiaries; and - There is an executive sitting on the company’s remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Compensation of Cyrille Bollore,Vice-CEO | For | Against | Refer-For | For | Item 24A vote AGAINST the remuneration report of Cyrille Bollore asvice-CEO is warranted because: - He received a significant increase in base salary without any compelling rationale; - There is a lack of information regarding the determination of his bonus; - There is a lack of information regarding the level of tantiemes received from subsidiaries; - There is an executive sitting on the company’s remuneration committee. | Item 24A vote AGAINST the remuneration report of Cyrille Bollore asvice-CEO is warranted because: - He received a significant increase in base salary without any compelling rationale; - There is a lack of information regarding the determination of his bonus; - There is a lack of information regarding the level of tantiemes received from subsidiaries; - There is an executive sitting on the company’s remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Vincent Bollore, Chairman and CEO Until March 14, 2019 | For | Against | Refer-For | For | Item 25A vote AGAINST the remuneration policy of Vincent Bollore as chair/CEO is warranted because: - The absence of LTIP cap creates a risk of excessive payment; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 25A vote AGAINST the remuneration policy of Vincent Bollore as chair/CEO is warranted because: - The absence of LTIP cap creates a risk of excessive payment; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Cyrille Bollore,Vice-CEO Until March 14, 2019 | For | Against | Refer-For | For | Item 26A vote AGAINST the remuneration policy of Cyrille Bollore asvice-CEO is warranted because: - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 26A vote AGAINST the remuneration policy of Cyrille Bollore asvice-CEO is warranted because: - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Cyrille Bollore, Chairman and CEO Since March 14, 2019 | For | Against | Refer-For | For | Item 27A vote AGAINST the remuneration policy of Cyrille Bollore as chair/CEO is warranted because: - There is a lack of disclosure regarding the determination of his base salary as chair/CEO; - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 27A vote AGAINST the remuneration policy of Cyrille Bollore as chair/CEO is warranted because: - There is a lack of disclosure regarding the determination of his base salary as chair/CEO; - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Refer-For | For | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | Against | Refer-For | For | A vote AGAINST this item is warranted as the possibility of use during a takeover period is not excluded. | A vote AGAINST this item is warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | Against | Refer-For | For | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | For | Against | Refer-For | For | A vote AGAINST this resolution is warranted because: - The company’s remuneration committee comprises an executive director; and - No information is available on the existence of performance conditions. | A vote AGAINST this resolution is warranted because: - The company’s remuneration committee comprises an executive director; and - No information is available on the existence of performance conditions. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Amend Article 5 of Bylaws Re: Company Duration | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Change Corporate Form From Soeciete Anononyme to Societe Europeenne | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Pursuant to Item 8 Above, Adopt New Bylaws | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Financial Statements and Discharge Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Treatment of Losses and Dividends of EUR 0.06 per Share | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Stock Dividend Program | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Stock Dividend Program Re: FY 2019 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | Against | Refer-For | For | A vote AGAINST the auditors’ special report is warranted because the company failed to provide sufficient information regarding the chairmanship service agreement and the consulting services with Bollore Participations, its indirect controlling shareholder. | A vote AGAINST the auditors’ special report is warranted because the company failed to provide sufficient information regarding the chairmanship service agreement and the consulting services with Bollore Participations, its indirect controlling shareholder. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Acknowledge End of Mandate of Vincent Bollore as Director and Decision Not to Renew | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Cyrille Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Yannick Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Cedric de Bailliencourt as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Bollore Participations as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Chantal Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Sebastien Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Financiere V as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Omnium Bollore as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Olivier Roussel as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Reelect Francois Thomazeau as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Acknowledge End of Mandate of Valerie Coscas as Director and Decision Not to Renew | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Elect Virginie Courtin as Director | For | Against | Refer-For | For | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | - As the functions of chairman and CEO are combined, a vote AGAINST the reelection of Cyrille Bollore is warranted (Item 8). - Votes AGAINST the (re)elections of all other nominees are warranted given theirnon-independence and the lack of independence at the board level (15.8 percent vs 33.3 percent recommended) (Items9-17 and 19). - The reelection of Cedric de Baillencourt also warrants a vote AGANST because he is overboarded (Item 10). - The reelection of Bollore Participations also warrants a vote AGAINST because its permanent representative, Gilles Alix, sits on the remuneration and nomination committee while being considered as an executive by ISS (Item 11). - Votes AGAINST the reelection of Roussel and Thomazeau are warranted given theirnon-independence and the lack of independence on the audit committee on which they sit (Items 16 and 17). - The reelection of Thomazeau also merits a vote AGAINST because he chairs the audit committee while beingnon-independent (Item 17). | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Renew Appointment of AEG Finances as Auditor | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Renew Appointment of IEGC as Alternate Auditor | For | For | For | For | Yes | No | No | No |
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Repurchase of 291 Million Shares | For | Against | Refer-For | For | This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Compensation of Vincent Bollore, Chairman and CEO | For | Against | Refer-For | For | Item 23A vote AGAINST the remuneration report of Vincent Bollore as chair/CEO is warranted because: - There is a lack of information regarding the level of tantiemes received from subsidiaries; and - There is an executive sitting on the company’s remuneration committee. | Item 23A vote AGAINST the remuneration report of Vincent Bollore as chair/CEO is warranted because: - There is a lack of information regarding the level of tantiemes received from subsidiaries; and - There is an executive sitting on the company’s remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Compensation of Cyrille Bollore,Vice-CEO | For | Against | Refer-For | For | Item 24A vote AGAINST the remuneration report of Cyrille Bollore asvice-CEO is warranted because: - He received a significant increase in base salary without any compelling rationale; - There is a lack of information regarding the determination of his bonus; - There is a lack of information regarding the level of tantiemes received from subsidiaries; - There is an executive sitting on the company’s remuneration committee. | Item 24A vote AGAINST the remuneration report of Cyrille Bollore asvice-CEO is warranted because: - He received a significant increase in base salary without any compelling rationale; - There is a lack of information regarding the determination of his bonus; - There is a lack of information regarding the level of tantiemes received from subsidiaries; - There is an executive sitting on the company’s remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Vincent Bollore, Chairman and CEO Until March 14, 2019 | For | Against | Refer-For | For | Item 25A vote AGAINST the remuneration policy of Vincent Bollore as chair/CEO is warranted because: - The absence of LTIP cap creates a risk of excessive payment; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 25A vote AGAINST the remuneration policy of Vincent Bollore as chair/CEO is warranted because: - The absence of LTIP cap creates a risk of excessive payment; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Cyrille Bollore,Vice-CEO Until March 14, 2019 | For | Against | Refer-For | For | Item 26A vote AGAINST the remuneration policy of Cyrille Bollore asvice-CEO is warranted because: - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 26A vote AGAINST the remuneration policy of Cyrille Bollore asvice-CEO is warranted because: - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Approve Remuneration Policy of Cyrille Bollore, Chairman and CEO Since March 14, 2019 | For | Against | Refer-For | For | Item 27A vote AGAINST the remuneration policy of Cyrille Bollore as chair/CEO is warranted because: - There is a lack of disclosure regarding the determination of his base salary as chair/CEO; - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Item 27A vote AGAINST the remuneration policy of Cyrille Bollore as chair/CEO is warranted because: - There is a lack of disclosure regarding the determination of his base salary as chair/CEO; - There is lack of disclosure regarding a bonus that could be received through an employment contract with a subsidiary; - There is a lack of disclosure regarding the post-mandate vesting of awards; - There is a lack of disclosure regarding the potential severance arrangement that could exist through an employment contract with a subsidiary; - There is a lack of disclosure regarding the attribution of tantiemes; and - An executive is sitting on the remuneration committee. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Refer-For | For | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | Against | Refer-For | For | A vote AGAINST this item is warranted as the possibility of use during a takeover period is not excluded. | A vote AGAINST this item is warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | Against | Refer-For | For | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Votes AGAINST Items 1 and 3 are warranted as the possibility of use during a takeover period is not excluded. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | For | Against | Refer-For | For | A vote AGAINST this resolution is warranted because: - The company’s remuneration committee comprises an executive director; and - No information is available on the existence of performance conditions. | A vote AGAINST this resolution is warranted because: - The company’s remuneration committee comprises an executive director; and - No information is available on the existence of performance conditions. | Yes | No | Yes | No | ||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Amend Article 5 of Bylaws Re: Company Duration | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Change Corporate Form From Soeciete Anononyme to Societe Europeenne | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Pursuant to Item 8 Above, Adopt New Bylaws | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Bollore SA | BOL | Annual/Special | 29-May-19 | 24-May-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Open Meeting | Yes | No | No | No | ||||||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Receive Report of Management Board(Non-Voting) | Yes | No | No | No | ||||||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Discuss Implementation of Remuneration Policy | Yes | No | No | No | ||||||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Adopt Financial Statements | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Receive Explanation on Company’s Dividend Policy | Yes | No | No | No | ||||||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Approve Dividends | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Ratify Ernst & Young as Auditors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Approve Discharge of Executive Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Approve Discharge ofNon-Executive Directors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Authorize Repurchase of Shares | For | Against | Refer-For | For | A vote AGAINST is warranted in the absence of information on the key elements of the proposal, such as the maximum number of shares that could be repurchased under the authorization. | A vote AGAINST is warranted in the absence of information on the key elements of the proposal, such as the maximum number of shares that could be repurchased under the authorization. | Yes | No | Yes | No | ||||||||||||||||||
EXOR NV | EXO | Annual | 29-May-19 | 01-May-19 | Management | Close Meeting | Yes | No | No | No | ||||||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Open Meeting | Yes | No | No | No | ||||||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Receive Annual Report 2018 | Yes | No | No | No | ||||||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Discuss Implementation of Remuneration Policy | Yes | No | No | No | ||||||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Receive Explanation on Company’s Reserves and Dividend Policy | Yes | No | No | No | ||||||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Approve Dividends of EUR 1.90 Per Share | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Approve Discharge of Management Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Approve Discharge of Supervisory Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Reelect HeleneVletter-van Dort to Supervisory Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Grant Board Authority to Issue Shares in the Context of Issuing Contingent Convertible Securities | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.A.1 | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
NN Group NV | NN | Annual | 29-May-19 | 01-May-19 | Management | Close Meeting | Yes | No | No | No | ||||||||||||||||||||||||
Scorpio Bulkers Inc. | SALT | Annual | 04-Jun-19 | 08-Apr-19 | Management | Elect Director Christian M. Gut | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Scorpio Bulkers Inc. | SALT | Annual | 04-Jun-19 | 08-Apr-19 | Management | Elect Director James B. Nish | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Scorpio Bulkers Inc. | SALT | Annual | 04-Jun-19 | 08-Apr-19 | Management | Ratify PricewaterhouseCoopers Audit as Auditors | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Approve Consolidated and Standalone Financial Statements | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Share Holder | Reject Consolidated and Standalone Financial Statements | Against | Against | Against | Against | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | ApproveNon-Financial Information Report | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Share Holder | RejectNon-Financial Information Report | Against | Against | Against | Against | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Approve Discharge of Board | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Share Holder | Reject Discharge of Board | Against | Against | Against | Against | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Approve Treatment of Net Loss | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Elect Alberto Manzanares Secades as Director | For | Against | Refer-For | For | Votes AGAINST the appointments ofnon-independent nominees are warranted due to insufficient independent representation on the board. | Votes AGAINST the appointments ofnon-independent nominees are warranted due to insufficient independent representation on the board. | Yes | No | Yes | No | ||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Elect Fernando Sempere Rodriguez as Director | For | Against | Refer-For | For | Votes AGAINST the appointments ofnon-independent nominees are warranted due to insufficient independent representation on the board. | Votes AGAINST the appointments ofnon-independent nominees are warranted due to insufficient independent representation on the board. | Yes | No | Yes | No | ||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Renew Appointment of Ernst & Young as Auditor | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Approve Remuneration Policy | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Authorize Company to Call EGM with 15 Days’ Notice | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Advisory Vote on Remuneration Report | For | For | For | For | Yes | No | No | No | ||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Management | Receive Amendments to Board of Directors Regulations | Yes | No | No | No | ||||||||||||||||||||||||
Codere SA | CDR | Annual | 26-Jun-19 | 21-Jun-19 | Share Holder | Approve Legal Proceedings Against Norman Sorensen Valdez and Dismiss Norman Sorensen Valdez as Director | Against | Against | Against | Against | Yes | No | No | No |
Harris Associates, LP
Institutional Account | Company Name | Ticker | Provider Security ID | Country | Meeting Type | Meeting Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 2 | Approve Allocation of Income and Dividends of CHF 1.90 per Registered A Share and CHF 0.19 per Registered B Share | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 3 | Approve Discharge of Board of Directors | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.1 | Reelect Johann Rupert as Director and Board Chairman | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.2 | Reelect Josua Malherbe as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.3 | Reelect Nikesh Arora as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.4 | Reelect Nicolas Bos as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.5 | Reelect Clay Brendish as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.6 | Reelect Jean-Blaise Eckert as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.7 | Reelect Burkhart Grund as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.8 | Reelect Keyu Jin as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.9 | Reelect Jerome Lambert as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.10 | Reelect Ruggero Magnoni as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.11 | Reelect Jeff Moss as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.12 | Reelect Vesna Nevistic as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.13 | Reelect Guillaume Pictet as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.14 | Reelect Alan Quasha as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.15 | Reelect Maria Ramos as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.16 | Reelect Anton Rupert as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.17 | Reelect Jan Rupert as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.18 | Reelect Gary Saage as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.19 | Reelect Cyrille Vigneron as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 4.20 | Elect Sophie Guieysse as Director | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 5.1 | Appoint Clay Brendish as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 5.2 | Appoint Guillaume Pictet as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 5.3 | Appoint Maria Ramos as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 5.4 | Appoint Keyu Jin as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 7 | Designate Etude Gampert & Demierre as Independent Proxy | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 8.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.9 Million | For | For | Yes |
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 8.2 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 8.3 | Approve Maximum Variable Remuneration of Executive Committee in the Amount of CHF 15.8 Million | For | For | Yes | ||||||||||||
1911 | Compagnie Financiere Richemont SA | CFR | H25662182 | Switzerland | Annual | 10-Sep-18 | Management | 9 | Transact Other Business (Voting) | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 2 | Approve Remuneration Report | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 3 | Approve Final Dividend | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 4 | Elect Susan Kilsby as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 5 | Re-elect Lord Davies of Abersoch as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 6 | Re-elect Javier Ferran as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 7 | Re-elect Ho KwonPing as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 8 | Re-elect Nicola Mendelsohn as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 9 | Re-elect Ivan Menezes as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 10 | Re-elect Kathryn Mikells as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 11 | Re-elect Alan Stewart as Director | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 15 | Authorise Issue of Equity withPre-emptive Rights | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 16 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 18 | Adopt New Articles of Association | For | For | Yes | ||||||||||||
1911 | Diageo plc | DGE | G42089113 | United Kingdom | Annual | 20-Sep-18 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Special | 29-Nov-18 | Management | 1 | Open Meeting | Yes | ||||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Special | 29-Nov-18 | Management | 2.a | Elect Hubertus M. Mühlhäuser as Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Special | 29-Nov-18 | Management | 2.b | Elect Suzanne Heywood as Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Special | 29-Nov-18 | Management | 3 | Close Meeting | Yes | ||||||||||||||
1911 | Incitec Pivot Ltd. | IPL | Q4887E101 | Australia | Annual | 20-Dec-18 | Management | 1 | Elect Paul Brasher as Director | For | For | Yes | ||||||||||||
1911 | Incitec Pivot Ltd. | IPL | Q4887E101 | Australia | Annual | 20-Dec-18 | Management | 2 | Elect Bruce Brook as Director | For | For | Yes | ||||||||||||
1911 | Incitec Pivot Ltd. | IPL | Q4887E101 | Australia | Annual | 20-Dec-18 | Management | 3 | Approve Issuance of Performance Rights to Jeanne Johns under the Incitec Pivot Performance Rights - LTI Plan | For | For | Yes | ||||||||||||
1911 | Incitec Pivot Ltd. | IPL | Q4887E101 | Australia | Annual | 20-Dec-18 | Management | 4 | Approve Remuneration Report | For | For | Yes |
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 1 | Open Meeting | Yes | ||||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 2.a | Discuss Remuneration Policy | Yes | ||||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Yes | ||||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 2.c | Adopt Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 2.d | Approve Dividends of EUR 0.18 Per Share | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 2.e | Approve Discharge of Directors | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.a | Reelect Suzanne Heywood as Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.b | Reelect Hubertus Mühlhäuser as Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.c | Reelect Léo W. Houle asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.d | Reelect John B. Lanaway asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.e | Reelect Silke C. Scheiber asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.f | Reelect Jacqueline A. Tammenoms asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.g | Reelect Jacques Theurillat asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.h | Elect Alessandro Nasi asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 3.i | Elect Lorenzo Simonelli asNon-Executive Director | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 4 | Ratify Ernst & Young as Auditors | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
1911 | CNH Industrial NV | CNHI | N20944109 | Netherlands | Annual | 12-Apr-19 | Management | 6 | Close Meeting | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 1 | Open Meeting | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 2 | Discuss the Company’s Business, Financial Situation and Sustainability | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 3.a | Discuss Remuneration Policy | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 3.b | Adopt Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 3.c | Receive Clarification on Company’s Reserves and Dividend Policy | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 3.d | Approve Dividends of EUR 2.10 Per Share | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 4.a | Approve Discharge of Management Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 4.b | Approve Discharge of Supervisory Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 5 | Amend Remuneration Policy | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 6 | Approve 200,000 Performance Shares for Board of Management | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 7 | Discussion of Updated Supervisory Board Profile | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 8.a | Reelect G.J. Kleisterlee to Supervisory Board | For | For | Yes |
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 8.b | Reelect A.P. Aris to Supervisory Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 8.c | Reelect R.D. Schwalb to Supervisory Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 8.d | Reelect W.H. Ziebart to Supervisory Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 8.e | Receive Retirement Schedule of the Supervisory Board | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 9 | Approve Remuneration of Supervisory Board | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 10 | Ratify KPMG as Auditors | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 13 | Authorize Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 14 | Other Business(Non-Voting) | Yes | ||||||||||||||
1911 | ASML Holding NV | ASML | N07059202 | Netherlands | Annual | 24-Apr-19 | Management | 15 | Close Meeting | Yes | ||||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 1.1 | Approve Remuneration Report | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 1.2 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 2 | Approve Discharge of Board and Senior Management | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 3.1 | Approve Allocation of Income | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 3.2 | Approve Dividends of CHF 0.26 per Share from Capital Contribution Reserves | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 4 | Approve Creation of CHF 4.1 Million Pool of Capital without Preemptive Rights | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 5.1 | Amend Articles Re: General Meeting of Shareholders; Deletions | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 5.2 | Amend Articles Re: Voting Rights | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.a | Reelect Urs Rohner as Director and Board Chairman | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.b | Reelect Iris Bohnet as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.c | Reelect Andreas Gottschling as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.d | Reelect Alexander Gut as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.e | Reelect Michael Klein as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.f | Reelect Seraina Macia as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.g | Reelect Kai Nargolwala as Director | For | For | Yes |
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.h | Elect Ana Pessoa as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.i | Reelect Joaquin Ribeiro as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.j | Reelect Severin Schwan as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.k | Reelect John Tiner as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.l | Elect Christian Gellerstad as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.1.m | Elect Shan Li as Director | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.2.2 | Reappoint Kai Nargolwala as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.2.3 | Appoint Christian Gellerstad as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 6.2.4 | Appoint Michael Klein as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 7.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 7.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 30.6 Million | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 7.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 7.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 30.2 Million | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 8.1 | Ratify KPMG AG as Auditors | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 8.2 | Ratify BDO AG as Special Auditors | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 8.3 | Designate Anwaltskanzlei Keller KLG as Independent Proxy | For | For | Yes | ||||||||||||
1911 | Credit Suisse Group AG | CSGN | H3698D419 | Switzerland | Annual | 26-Apr-19 | Management | 9 | Transact Other Business (Voting) | For | Against | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 1 | Elect or Ratify Directors Representing Series L Shareholders | For | For | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 1 | Elect or Ratify Directors Representing Series D Shareholders | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 2 | Present Report on Compliance with Fiscal Obligations | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 3 | Approve Allocation of Income | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 4 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 5 | Elect or Ratify Members of Board, Secretary and Other Officers | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 6 | Elect or Ratify Members of Executive Committee | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 7 | Elect or Ratify Chairman of Audit Committee | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 8 | Elect or Ratify Chairman of Corporate Practices Committee | For | Abstain | Yes |
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 9 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | For | Abstain | Yes | ||||||||||||
1911 | Grupo Televisa SAB | TLEVISACPO | 40049J206 | Mexico | Annual/Special | 29-Apr-19 | Management | 10 | Authorize Board to Ratify and Execute Approved Resolutions | For | Abstain | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 2 | Approve Allocation of Income and Dividends of CHF 6.00 per Share | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 3 | Approve Discharge of Board and Senior Management | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.1 | Reelect Renato Fassbind as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.2 | Reelect Karl Gernandt as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.3 | Reelect Klaus-Michael Kuehne as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.4 | Reelect Thomas Staehelin as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.5 | Reelect Hauke Stars as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.6 | Reelect Martin Wittig as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.1.7 | Reelect Joerg Wolle as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.2 | Elect David Kamenetzky as Director | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.3 | Reelect Joerg Wolle as Board Chairman | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.4.1 | Reappoint Karl Gernandt as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.4.2 | Reappoint Klaus-Michael Kuehne as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.4.3 | Appoint Hauke Stars as Member of the Compensation Committee | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.5 | Designate Investarit AG as Independent Proxy | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 4.6 | Ratify Ernst & Young AG as Auditors | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 5.1 | Approve Remuneration Report | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 5.2 | Approve Remuneration of Directors in the Amount of CHF 5 Million | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 20 Million | For | For | Yes | ||||||||||||
1911 | Kuehne + Nagel International AG | KNIN | H4673L145 | Switzerland | Annual | 07-May-19 | Management | 6 | Transact Other Business (Voting) | For | Against | Yes | ||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | Yes | ||||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 2 | Approve Allocation of Income and Dividends of EUR 9.00 per Share | For | For | Yes | ||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 3 | Approve Discharge of Management Board for Fiscal 2018 | For | For | Yes | ||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | For | For | Yes | ||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 5 | Approve Remuneration System for Management Board Members | For | For | Yes | ||||||||||||
1911 | Allianz SE | ALV | D03080112 | Germany | Annual | 08-May-19 | Management | 6 | Approve Affiliation Agreement with AllSecur Deutschland AG | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes |
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 2 | Approve Remuneration Policy | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 4 | Approve Final Dividend | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 5 | Ratify KPMG Ireland as Auditors | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 6 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 7 | Re-elect Mark Dixon as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 8 | Elect Eric Hageman as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 9 | Elect Laurie Harris as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 10 | Re-elect Nina Henderson as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 11 | Re-elect Francois Pauly as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 12 | Re-elect Florence Pierre as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 13 | Re-elect Douglas Sutherland as Director | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 14 | Authorise Issue of Equity | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 15 | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 16 | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 17 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 18 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | ||||||||||||
1911 | IWG Plc | IWG | G4969N103 | Jersey | Annual | 14-May-19 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 2 | Elect Amanda Mackenzie as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 3 | Re-elect Lord Blackwell as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 4 | Re-elect Juan Colombas as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 5 | Re-elect George Culmer as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 6 | Re-elect Alan Dickinson as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 7 | Re-elect Anita Frew as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 8 | Re-elect Simon Henry as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 9 | Re-elect Antonio Horta-Osorio as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 10 | Re-elect Lord Lupton as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 11 | Re-elect Nick Prettejohn as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 12 | Re-elect Stuart Sinclair as Director | For | For | Yes |
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 13 | Re-elect Sara Weller as Director | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 14 | Approve Remuneration Report | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 15 | Approve Final Dividend | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 18 | Authorise EU Political Donations and Expenditure | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 19 | Authorise Issue of Equity | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 20 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 21 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 22 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 23 | Authorise Issue of Equity withoutPre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 24 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 25 | Authorise Market Purchase of Preference Shares | For | For | Yes | ||||||||||||
1911 | Lloyds Banking Group Plc | LLOY | G5533W248 | United Kingdom | Annual | 16-May-19 | Management | 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1a | Elect Director Anna C. Catalano | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1b | Elect Director Victor F. Ganzi | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1c | Elect Director John J. Haley | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1d | Elect Director Wendy E. Lane | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1e | Elect Director Brendan R. O’Neill | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1f | Elect Director Jaymin B. Patel | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1g | Elect Director Linda D. Rabbitt | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1h | Elect Director Paul D. Thomas | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 1i | Elect Director Wilhelm Zeller | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Yes | ||||||||||||
1911 | Willis Towers Watson Public Limited Company | WLTW | G96629103 | Ireland | Annual | 20-May-19 | Management | 5 | Renew the Board’s Authority toOpt-Out of StatutoryPre-Emptions Rights | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | Yes | ||||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 3 | Approve Discharge of Management Board for Fiscal 2018 | For | For | Yes |
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 5.1 | Ratify KPMG AG as Auditors for Fiscal 2019 | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 5.2 | Ratify KPMG AG as Auditors for the 2020 Interim Financial Statements Until the 2020 AGM | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 6 | Approve Remuneration System for Management Board Members | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 7.1 | Reelect Joe Kaeser to the Supervisory Board | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 7.2 | Reelect Bernd Pischetsrieder to the Supervisory Board | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 8 | Amend Corporate Purpose | For | For | Yes | ||||||||||||
1911 | Daimler AG | DAI | D1668R123 | Germany | Annual | 22-May-19 | Management | 9 | ApproveSpin-Off and Takeover Agreement withMercedes-Benz AG and Daimler Truck AG | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 4 | Receive Auditors’ Special Report on Related-Party Transactions | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 6 | Reelect Jean-Laurent Bonnafe as Director | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 7 | Reelect Wouter De Ploey as Director | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 8 | Reelect Marion Guillou as Director | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 9 | Reelect Michel Tilmant as Director | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 10 | Ratify Appointment of Rajna Gibson-Brandon as Director | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 11 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 12 | Approve Remuneration Policy of CEO andVice-CEO | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 13 | Approve Compensation of Jean Lemierre, Chairman of the Board | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 14 | Approve Compensation of Jean-Laurent Bonnafe, CEO | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 15 | Approve Compensation of Philippe Bordenave,Vice-CEO | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 16 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||
1911 | BNP Paribas SA | BNP | F1058Q238 | France | Annual/Special | 23-May-19 | Management | 18 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.1 | Elect Director Uchiyamada, Takeshi | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.2 | Elect Director Hayakawa, Shigeru | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.3 | Elect Director Toyoda, Akio | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.4 | Elect Director Kobayashi, Koji | For | For | Yes |
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.5 | Elect Director Didier Leroy | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.6 | Elect Director Terashi, Shigeki | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.7 | Elect Director Sugawara, Ikuro | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.8 | Elect Director Sir Philip Craven | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 1.9 | Elect Director Kudo, Teiko | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 2.1 | Appoint Statutory Auditor Kato, Haruhiko | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 2.2 | Appoint Statutory Auditor Ogura, Katsuyuki | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 2.3 | Appoint Statutory Auditor Wake, Yoko | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 2.4 | Appoint Statutory Auditor Ozu, Hiroshi | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 3 | Appoint Alternate Statutory Auditor Sakai, Ryuji | For | For | Yes | ||||||||||||
1911 | Toyota Motor Corp. | 7203 | J92676113 | Japan | Annual | 13-Jun-19 | Management | 4 | Approve Cash Compensation Ceiling and Restricted Stock Plan for Directors | For | For | Yes |
Lazard Asset Management LLC
Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Votable Proposal | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.1 | Elect Director Ohara, Koji | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.2 | Elect Director Yoshida, Naoki | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.3 | Elect Director Takahashi, Mitsuo | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.4 | Elect Director Abe, Hiroshi | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.5 | Elect Director Ishii, Yuji | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.6 | Elect Director Nishii, Takeshi | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.7 | Elect Director Haga, Takeshi | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 2.8 | Elect Director Maruyama, Tetsuji | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 3.1 | Elect Director and Audit Committee Member Wada, Shoji | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 3.2 | Elect Director and Audit Committee Member Inoue, Yukihiko | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 3.3 | Elect Director and Audit Committee Member Yoshimura, Yasunori | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Annual | 26-Sep-18 | 30-Jun-18 | Management | Yes | 3.4 | Elect Director and Audit Committee Member Fukuda, Tomiaki | For | For | Yes | ||||||||||||
Shire Plc | SHP | G8124V108 | Special | 05-Dec-18 | 03-Dec-18 | Management | Yes | 1 | Approve Matters Relating to the Recommended Cash and Share Offer for Shire plc by Takeda Pharmaceutical Company Limited | For | For | Yes | ||||||||||||
Shire Plc | SHP | G8124V108 | Court | 05-Dec-18 | 03-Dec-18 | Management | Yes | 1 | Approve Scheme of Arrangement | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Special | 31-Jan-19 | 30-Nov-18 | Management | Yes | 1 | Amend Articles to Change Company Name | For | For | Yes | ||||||||||||
Don Quijote Holdings Co., Ltd. | 7532 | J1235L108 | Special | 31-Jan-19 | 30-Nov-18 | Management | Yes | 2 | Elect Director Yasuda, Takao | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | No | 1 | Receive Report of Board | Yes | ||||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 3 | Approve Allocation of Income and Dividends of DKK 18 Per Share | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 4 | Approve Remuneration of Directors in the Amount of DKK 1.85 Million for Chairman, DKK 618,000 for Vice Chair, and DKK 412,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5a | Reelect Flemming Besenbacher as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5b | Reelect Carl Bache as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5c | Reelect Magdi Batato as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5d | Reelect Richard Burrows as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5e | Reelect Soren-Peter Fuchs Olesen as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5f | Reelect Lars Stemmerik as Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5g | Elect Domitille Doat-Le Bigot as New Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5h | Elect Lilian Fossum Biner as New Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5i | Elect Lars Fruergaard Jorgensen as New Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 5j | Elect Majken Schultz as New Director | For | For | Yes | ||||||||||||
Carlsberg A/S | CARL.B | K36628137 | Annual | 13-Mar-19 | 06-Mar-19 | Management | Yes | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | ||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | Annual | 26-Mar-19 | 31-Dec-18 | Management | Yes | 1.1 | Elect Director Owen Mahoney | For | For | Yes | ||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | Annual | 26-Mar-19 | 31-Dec-18 | Management | Yes | 1.2 | Elect Director Uemura, Shiro | For | For | Yes | ||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | Annual | 26-Mar-19 | 31-Dec-18 | Management | Yes | 1.3 | Elect Director Jiwon Park | For | For | Yes | ||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | Annual | 26-Mar-19 | 31-Dec-18 | Management | Yes | 1.4 | Elect Director Patrick Soderlund | For | For | Yes | ||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | Annual | 26-Mar-19 | 31-Dec-18 | Management | Yes | 2 | Approve Stock Option Plan | For | For | Yes | ||||||||||||
Israel Discount Bank Ltd. | DSCT | 465074201 | Special | 03-Apr-19 | 06-Mar-19 | Management | Yes | 1 | Approve Employment Terms of Shaul Kobrinsky, Chairman and Amend the Compensation Policy for the Directors and Officers Respectively (as Described in Section 2) | For | For | Yes | ||||||||||||
Israel Discount Bank Ltd. | DSCT | 465074201 | Special | 03-Apr-19 | 06-Mar-19 | Management | Yes | A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes | ||||||||||||
Israel Discount Bank Ltd. | DSCT | 465074201 | Special | 03-Apr-19 | 06-Mar-19 | Management | Yes | B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | None | Against | Yes | ||||||||||||
Israel Discount Bank Ltd. | DSCT | 465074201 | Special | 03-Apr-19 | 06-Mar-19 | Management | Yes | B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | None | Against | Yes | ||||||||||||
Israel Discount Bank Ltd. | DSCT | 465074201 | Special | 03-Apr-19 | 06-Mar-19 | Management | Yes | B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | None | Against | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | No | 1 | Open Meeting | Yes | ||||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | No | 2 | Call the Meeting to Order | Yes | ||||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 4 | Acknowledge Proper Convening of Meeting | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 5 | Prepare and Approve List of Shareholders | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | No | 6 | Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report | Yes | ||||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 7 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 8a | Approve Allocation of Income and Dividends of EUR 2.85 Per Share | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 8b | Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 9 | Approve Discharge of Board and President | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 11 | Fix Number of Directors at Eight | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 12 | Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 13 | Approve Remuneration of Auditors | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 14 | Ratify Ernst & Young as Auditors | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | Yes | 15 | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||
Sampo Oyj | SAMPO | X75653109 | Annual | 09-Apr-19 | 28-Mar-19 | Management | No | 16 | Close Meeting | Yes | ||||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 3 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 4 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 5 | Approve Compensation of Vincent Bollore, Chairman of the Supervisory Board Until April 19, 2018 | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 6 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board Since April 19, 2018 | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 7 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 8 | Approve Compensation of Gilles Alix, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 9 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 10 | Approve Compensation of Frederic Crepin, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 11 | Approve Compensation of Simon Gillham, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 12 | Approve Compensation of Herve Philippe, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 13 | Approve Compensation of Stephane Roussel, Management Board Member | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 14 | Approve Remuneration Policy for Supervisory Board Members and Chairman | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 15 | Approve Remuneration Policy for Chairman of the Management Board | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 16 | Approve Remuneration Policy for Management Board Members | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 17 | Approve Conditional Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 18 | Approve Additional Pension Scheme Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 19 | Approve Additional Pension Scheme Agreement with Gilles Alix, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 20 | Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 21 | Approve Additional Pension Scheme Agreement with Frederic Crepin, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 22 | Approve Additional Pension Scheme Agreement with Simon Gillham, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 23 | Approve Additional Pension Scheme Agreement with Herve Philippe, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 24 | Approve Additional Pension Scheme Agreement with Stephane Roussel, Management Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 25 | Elect Cyrille Bollore as Supervisory Board Member | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 26 | Reelect Dominique Delport as Supervisory Board Member | For | For | Yes |
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 27 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 29 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | For | Against | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 30 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 31 | Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 34 | Approve Change of Corporate Form to Societe Europeenne (SE) | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 35 | Change Company Name to Vivendi SE and Amend Bylaws Accordingly | For | For | Yes | ||||||||||||
Vivendi SA | VIV | F97982106 | Annual/Special | 15-Apr-19 | 10-Apr-19 | Management | Yes | 36 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 2 | Approve Remuneration Report | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 3 | Approve Final Dividend | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 4 | Elect Mary McDowell as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 5 | Elect David Wei as Director | For | Against | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 6 | Re-elect Derek Mapp as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 7 | Re-elect Stephen Carter as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 8 | Re-elect Gareth Wright as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 9 | Re-elect Gareth Bullock as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 10 | Re-elect Cindy Rose as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 11 | Re-elect Helen Owers as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 12 | Re-elect Stephen Davidson as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 13 | Re-elect David Flaschen as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 14 | Re-elect John Rishton as Director | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 15 | Reappoint Deloitte LLP as Auditors | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 17 | Authorise EU Political Donations and Expenditure | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 18 | Approve Sharesave Plan | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 19 | Authorise Issue of Equity | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
Informa Plc | INF | G4770L106 | Annual | 24-May-19 | 22-May-19 | Management | Yes | 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 2 | Approve Remuneration Report | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 3 | Elect Nathalie Gaveau as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 4 | Elect Dagmar Kollmann as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 5 | Elect Lord Mark Price as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 6 | Re-elect Jose Ignacio Comenge Sanchez-Real as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 7 | Re-elect Francisco Crespo Benitez as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 8 | Re-elect Irial Finan as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 9 | Re-elect Damian Gammell as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 10 | Re-elect Alvaro Gomez-Trenor Aguilar as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 11 | Re-elect Alfonso Libano Daurella as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 12 | Re-elect Mario Rotllant Sola as Director | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 13 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 15 | Authorise Political Donations and Expenditure | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 16 | Authorise Issue of Equity | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 17 | Approve Waiver on Tender-Bid Requirement | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 20 | Authorise Off-Market Purchase of Ordinary Shares | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | ||||||||||||
Coca-Cola European Partners Plc | CCEP | G25839104 | Annual | 29-May-19 | 27-May-19 | Management | Yes | 22 | Adopt New Articles of Association | For | Against | Yes |
Northern Cross, LLC
Name of Fund: | LITMAN GREGORY - MASTERS SELECT INTERNATIONAL FUND (NC, LLC) | |
Period: | July 1, 2018 - October 31, 2018 |
Company Name | Meeting Date | CUSIP | Ticker | |||
DIAGEO PLC | 20-Sep-2018 | 0237400 | dge ln | |||
Vote | MRV | Proposal | Proposed by Issuer or | |||
No Action | N/A | REPORT AND ACCOUNTS 2018 | Management | |||
No Action | N/A | DIRECTORS’ REMUNERATION REPORT 2018 | Management | |||
No Action | N/A | DECLARATION OF FINAL DIVIDEND | Management | |||
No Action | N/A | ELECTION OF SS KILSBY | Management | |||
No Action | N/A | RE-ELECTION OF LORD DAVIES AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF J FERRAN AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF HO KWONPING AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF IM MENEZES AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF KA MIKELLS AS A DIRECTOR | Management | |||
No Action | N/A | RE-ELECTION OF AJH STEWART AS A DIRECTOR | Management | |||
No Action | N/A | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | |||
No Action | N/A | REMUNERATION OF AUDITOR | Management | |||
No Action | N/A | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU | Management | |||
No Action | N/A | AUTHORITY TO ALLOT SHARES | Management | |||
No Action | N/A | DISAPPLICATION OFPRE-EMPTION RIGHTS | Management | |||
No Action | N/A | AUTHORITY TO PURCHASE OWN SHARES | Management | |||
No Action | N/A | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | |||
No Action | N/A | NOTICE OF A GENERAL MEETING | Management | |||
N/A | N/A | 13 AUG 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAINUNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Pictet Asset Management, Ltd.
ASML HOLDING NV
Ticker: | ASML | Security ID: | N07059202 | |||||
Meeting Date: | APR 24, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 27, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Discuss the Company’s Business, Financial Situation and Sustainability | None | None | Management | ||||
3.a | Discuss Remuneration Policy | None | None | Management | ||||
3.b | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
3.c | Receive Clarification on Company’s Reserves and Dividend Policy | None | None | Management | ||||
3.d | Approve Dividends of EUR 2.10 Per Share | For | For | Management | ||||
4.a | Approve Discharge of Management Board | For | For | Management | ||||
4.b | Approve Discharge of Supervisory Board | For | For | Management | ||||
5 | Amend Remuneration Policy | For | For | Management | ||||
6 | Approve 200,000 Performance Shares for Board of Management | For | For | Management | ||||
7 | Discussion of Updated Supervisory Board Profile | None | None | Management | ||||
8.a | Reelect G.J. Kleisterlee to Supervisory Board | For | For | Management | ||||
8.b | Reelect A.P. Aris to Supervisory Board | For | For | Management | ||||
8.c | Reelect R.D. Schwalb to Supervisory Board | For | For | Management | ||||
8.d | Reelect W.H. Ziebart to Supervisory Board | For | For | Management | ||||
8.e | Receive Retirement Schedule of the Supervisory Board | None | None | Management | ||||
9 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
10 | Ratify KPMG as Auditors | For | For | Management | ||||
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | Management | ||||
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | For | For | Management | ||||
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | Management | ||||
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | For | For | Management | ||||
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
13 | Authorize Cancellation of Repurchased Shares | For | For | Management | ||||
14 | Other Business(Non-Voting) | None | None | Management | ||||
15 | Close Meeting | None | None | Management |
CK HUTCHISON HOLDINGS LIMITED
Ticker: | 1 | Security ID: | G21765105 | |||||
Meeting Date: | MAY 16, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 09, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3a | Elect Li Tzar Kuoi, Victor as Director | For | For | Management | ||||
3b | Elect Frank John Sixt as Director | For | Against | Management | ||||
3c | Elect Chow Woo Mo Fong, Susan as Director | For | For | Management | ||||
3d | Elect George Colin Magnus as Director | For | For | Management | ||||
3e | Elect Michael David Kadoorie as Director | For | For | Management | ||||
3f | Elect Lee Wai Mun, Rose as Director | For | For | Management | ||||
3g | Elect William Shurniak as Director | For | For | Management | ||||
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
6.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
6.2 | Authorize Repurchase of Issued Share Capital | For | For | Management |
INFORMA PLC
Ticker: | INF | Security ID: | G4770L106 | |||||
Meeting Date: | MAY 24, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 22, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Elect Mary McDowell as Director | For | For | Management | ||||
5 | Elect David Wei as Director | For | For | Management | ||||
6 | Re-elect Derek Mapp as Director | For | For | Management | ||||
7 | Re-elect Stephen Carter as Director | For | For | Management | ||||
8 | Re-elect Gareth Wright as Director | For | For | Management | ||||
9 | Re-elect Gareth Bullock as Director | For | For | Management | ||||
10 | Re-elect Cindy Rose as Director | For | For | Management | ||||
11 | Re-elect Helen Owers as Director | For | For | Management | ||||
12 | Re-elect Stephen Davidson as Director | For | For | Management | ||||
13 | Re-elect David Flaschen as Director | For | For | Management | ||||
14 | Re-elect John Rishton as Director | For | For | Management | ||||
15 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
17 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
18 | Approve Sharesave Plan | For | For | Management | ||||
19 | Authorise Issue of Equity | For | For | Management | ||||
20 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
22 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management |
Page 1
International Fund - Pictet
INMARSAT PLC
Ticker: | ISAT | Security ID: | G4807U103 | |||||
Meeting Date: | MAY 01, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 29, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Amend Executive Share Plan | For | For | Management | ||||
5 | Approve Final Dividend | For | For | Management | ||||
6 | Elect Tracy Clarke as Director | For | For | Management | ||||
7 | Re-elect Tony Bates as Director | For | For | Management | ||||
8 | Re-elect Simon Bax as Director | For | For | Management | ||||
9 | Re-elect Sir Bryan Carsberg as Director | For | For | Management | ||||
10 | Re-elect Warren Finegold as Director | For | For | Management | ||||
11 | Re-elect Robert Kehler as Director | For | For | Management | ||||
12 | Re-elect Phillipa McCrostie as Director | For | For | Management | ||||
13 | Re-elect Janice Obuchowski as Director | For | For | Management | ||||
14 | Re-elect Rupert Pearce as Director | For | For | Management | ||||
15 | Re-elect Dr Abe Peled as Director | For | For | Management | ||||
16 | Re-elect Robert Ruijter as Director | For | For | Management | ||||
17 | Re-elect Andrew Sukawaty as Director | For | For | Management | ||||
18 | Re-elect Dr Hamadoun Toure as Director | For | For | Management | ||||
19 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
20 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
21 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
22 | Authorise Issue of Equity | For | For | Management | ||||
23 | Authorise Issue of Equity withoutPre-emptive Rights | For | For | Management | ||||
24 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
25 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
26 | Approve Limit in the Aggregate Fees Paid to the Directors | For | For | Management | ||||
27 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management |
INMARSAT PLC
Ticker: | ISAT | Security ID: | G4807U103 | |||||
Meeting Date: | MAY 10, 2019 | Meeting Type: | Court | |||||
Record Date: | MAY 08, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Scheme of Arrangement | For | For | Management |
INMARSAT PLC
Ticker: | ISAT | Security ID: | G4807U103 | |||||
Meeting Date: | MAY 10, 2019 | Meeting Type: | Special | |||||
Record Date: | MAY 08, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Recommended Cash Acquisition of Inmarsat plc by Connect Bidco Limited | For | For | Management |
Page 2
International Fund - Pictet
JAPAN TOBACCO INC.
Ticker: | 2914 | Security ID: | J27869106 | |||||
Meeting Date: | MAR 20, 2019 | Meeting Type: | Annual | |||||
Record Date: | DEC 31, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | For | For | Management | ||||
2 | Amend Articles to Amend Provisions on Number of Statutory Auditors | For | For | Management | ||||
3.1 | Elect Director Yamashita, Kazuhito | For | For | Management | ||||
3.2 | Elect Director Nagashima, Yukiko | For | For | Management | ||||
4.1 | Appoint Statutory Auditor Nagata, Ryoko | For | For | Management | ||||
4.2 | Appoint Statutory Auditor Yamamoto, Hiroshi | For | For | Management | ||||
4.3 | Appoint Statutory Auditor Mimura, Toru | For | Against | Management | ||||
4.4 | Appoint Statutory Auditor Obayashi, Hiroshi | For | For | Management | ||||
4.5 | Appoint Statutory Auditor Yoshikuni, Koji | For | Against | Management | ||||
5 | Approve Compensation Ceiling for Directors | For | For | Management | ||||
6 | Approve Deep Discount Stock Option Plan | For | Against | Management | ||||
7 | Approve Compensation Ceiling for Statutory Auditors | For | For | Management |
JULIUS BAER GRUPPE AG
Ticker: | BAER | Security ID: | H4414N103 | |||||
Meeting Date: | APR 10, 2019 | Meeting Type: | Annual | |||||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
1.2 | Approve Remuneration Report | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share from Capital Contribution Reserves | For | For | Management | ||||
3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
4.1 | Approve Remuneration of Board of Directors in the Amount of CHF 3.8 Million from 2019 AGM Until 2020 AGM | For | For | Management | ||||
4.2.1 | Approve Variable Cash-Based Remuneration of Executive Committee in the Amount of CHF 5.9 Million for Fiscal 2018 | For | For | Management | ||||
4.2.2 | Approve Variable Share-Based Remuneration of Executive Committee in the Amount of CHF 6.2 Million for Fiscal 2019 | For | For | Management | ||||
4.2.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.9 Million for Fiscal 2020 | For | For | Management | ||||
5.1.1 | Reelect Gilbert Achermann as Director | For | For | Management | ||||
5.1.2 | Reelect Heinrich Baumann as Director | For | For | Management | ||||
5.1.3 | Reelect Richard Campbell-Breeden as Director | For | For | Management | ||||
5.1.4 | Reelect Paul Man Yiu Chow as Director | For | For | Management | ||||
5.1.5 | Reelect Ivo Furrer as Director | For | For | Management | ||||
5.1.6 | Reelect Claire Giraut as Director | For | For | Management | ||||
5.1.7 | Reelect Charles Stonehill as Director | For | For | Management | ||||
5.2.1 | Elect Romeo Lacher as Director | For | For | Management | ||||
5.2.2 | Elect EuniceZehnder-Lai as Director | For | For | Management | ||||
5.2.3 | Elect Olga Zoutendijk as Director | For | For | Management | ||||
5.3 | Elect Romeo Lacher as Board Chairman | For | For | Management | ||||
5.4.1 | Reappoint Gilbert Achermann as Member of the Compensation Committee | For | For | Management | ||||
5.4.2 | Reappoint Heinrich Baumann as Member of the Compensation Committee | For | For | Management | ||||
5.4.3 | Reappoint Richard Campbell-Breeden as Member of the Compensation Committee | For | For | Management | ||||
5.4.4 | Appoint EuniceZehnder-Lai as Member of the Compensation Committee | For | For | Management | ||||
6 | Ratify KPMG AG as Auditors | For | For | Management | ||||
7 | Designate Marc Nater as Independent Proxy | For | For | Management | ||||
8 | Transact Other Business (Voting) | For | Against | Management |
MOSCOW EXCHANGEMICEX-RTS PJSC
Ticker: | MOEX | Security ID: | X5504J102 | |||||
Meeting Date: | APR 25, 2019 | Meeting Type: | Annual | |||||
Record Date: | APR 02, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of RUB 7.7 per Share | For | For | Management | ||||
4.1 | Elect Ilia Bakhturin as Director | None | Against | Management | ||||
4.2 | Elect Paul Bodart as Director | None | For | Management | ||||
4.3 | Elect Mikhail Bratanov as Director | None | For | Management | ||||
4.4 | Elect Oleg Vyugin as Director | None | For | Management | ||||
4.5 | Elect Andrei Golikov as Director | None | Against | Management | ||||
4.6 | Elect Mariia Gordon as Director | None | For | Management | ||||
4.7 | Elect Valerii Goregliad as Director | None | Against | Management | ||||
4.8 | Elect Iurii Denisov as Director | None | Against | Management | ||||
4.9 | Elect Dmitrii Eremeev as Director | None | For | Management | ||||
4.10 | Elect Bella Zlatkis as Director | None | Against | Management | ||||
4.11 | Elect Aleksander Izosimov as Director | None | For | Management | ||||
4.12 | Elect Rainer Riess as Director | None | For | Management | ||||
5.1 | Elect Vladislav Zimin as Members of Audit Commission | For | For | Management | ||||
5.2 | Elect Mihail Kireev as Members of Audit Commission | For | For | Management | ||||
5.3 | Elect Olga Romantsova as Members of Audit Commission | For | For | Management | ||||
6 | Ratify Auditor | For | For | Management | ||||
7 | Approve New Edition of Charter | For | For | Management | ||||
8 | Approve Regulations on General Meetings | For | For | Management | ||||
9 | Approve Regulations on Remuneration of Directors | For | For | Management | ||||
10 | Approve Remuneration of Directors | For | For | Management | ||||
11 | Approve Remuneration of Members of Audit Commission | For | For | Management | ||||
12 | Approve Company’s Membership in Association of Financial Technology Development | For | For | Management |
Page 3
International Fund - Pictet
OCI NV
Ticker: | OCI | Security ID: | N6667A111 | |||||
Meeting Date: | MAY 29, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAY 01, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Director’s Report(Non-Voting) | None | None | Management | ||||
3 | Discuss Implementation of Remuneration Policy | None | None | Management | ||||
4 | Receive Explanation on Company’s Dividend Policy | None | None | Management | ||||
5 | Approve Financial Statements and Allocation of Income | For | For | Management | ||||
6 | Approve Discharge of Executive Directors | For | For | Management | ||||
7 | Approve Discharge ofNon-Executive Directors | For | For | Management | ||||
8 | Approve Remuneration Policy | For | For | Management | ||||
9 | Approve New Executive Directors Performance Stock Unit Plan | For | For | Management | ||||
10 | Reelect Nassef Sawiris as Executive Director | For | For | Management | ||||
11 | Reelect Hassan Badrawi as Executive Director | For | For | Management | ||||
12 | Elect Maud de Vries as Executive Director | For | For | Management | ||||
13 | Reelect Michael Bennett asNon-Executive Director | For | For | Management | ||||
14 | Reelect Jerome Guiraud asNon-Executive Director | For | For | Management | ||||
15 | Reelect Gregory Heckman asNon-Executive Director | For | For | Management | ||||
16 | Reelect Robert Jan van de Kraats asNon-Executive Director | For | For | Management | ||||
17 | Reelect Anja Montijn asNon-Executive Director | For | For | Management | ||||
18 | Reelect Sipko Schat asNon-Executive Director | For | For | Management | ||||
19 | Reelect Jan Ter Wisch asNon-Executive Director | For | For | Management | ||||
20 | Elect Dod Fraser asNon-Executive Director | For | For | Management | ||||
21 | Elect David Welch asNon-Executive Director | For | For | Management | ||||
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Plus Additional 1 Percent for Performance Share Plan | For | Against | Management | ||||
23 | Authorize Board to Exclude Preemptive Rights from Share Issuances Up to 10 Percent of Issued Share Capital Plus Additional 10 Percent Within the Context of Takeover/Merger | For | Against | Management | ||||
24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
25 | Ratify KPMG as Auditors | For | For | Management | ||||
26 | Close Meeting | None | None | Management |
SAFRAN SA
Ticker: | SAF | Security ID: | F4035A557 | |||||
Meeting Date: | NOV 27, 2018 | Meeting Type: | Special | |||||
Record Date: | NOV 22, 2018 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
2 | Approve Merger by Absorption of Zodiac Aerospace by Safran | For | For | Management | ||||
3 | Amend Article 10 of Bylaws Re: Voting Rights | For | For | Management | ||||
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SAFRAN SA
Ticker: | SAF | Security ID: | F4035A557 | |||||
Meeting Date: | MAY 23, 2019 | Meeting Type: | Annual/Special | |||||
Record Date: | MAY 19, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.82 per Share | For | For | Management | ||||
4 | Reelect Ross McInnes as Director | For | For | Management | ||||
5 | Reelect Philippe Petitcolin as Director | For | For | Management | ||||
6 | ReelectJean-Lou Chameau as Director | For | For | Management | ||||
7 | Elect Laurent Guillot as Director | For | For | Management | ||||
8 | Ratify Appointment of Caroline Laurent as Director | For | For | Management | ||||
9 | Reelect Vincent Imbert as Director | For | For | Management | ||||
10 | Approve Compensation of Ross McInnes, Chairman of the Board | For | For | Management | ||||
11 | Approve Compensation of Philippe Petitcolin, CEO | For | For | Management | ||||
12 | Approve Remuneration Policy of the Chairman of the Board | For | For | Management | ||||
13 | Approve Remuneration Policy of the CEO | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Amend Article 14.8 of Bylaws Re: Employee Representative | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | For | For | Management | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | For | For | Management | ||||
18 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | For | For | Management | ||||
19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | For | For | Management | ||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 19 | For | For | Management | ||||
21 | Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
24 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
25 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 25, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
27 | Authorize Capitalization of Reserves of Up to EUR 8 Million for Bonus Issue or Increase in Par Value, Only In the Event of a Public Tender Offer | For | Against | Management | ||||
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
31 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 4
SOFTBANK GROUP CORP.
Ticker: | 9984 | Security ID: | J75963108 | |||||
Meeting Date: | JUN 19, 2019 | Meeting Type: | Annual | |||||
Record Date: | MAR 31, 2019 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | Management | ||||
2.1 | Elect Director Son, Masayoshi | For | For | Management | ||||
2.2 | Elect Director Ronald Fisher | For | For | Management | ||||
2.3 | Elect Director Marcelo Claure | For | For | Management | ||||
2.4 | Elect Director Sago, Katsunori | For | For | Management | ||||
2.5 | Elect Director Rajeev Misra | For | For | Management | ||||
2.6 | Elect Director Miyauchi, Ken | For | For | Management | ||||
2.7 | Elect Director Simon Segars | For | For | Management | ||||
2.8 | Elect Director Yun Ma | For | For | Management | ||||
2.9 | Elect Director Yasir O.Al-Rumayyan | For | For | Management | ||||
2.10 | Elect Director Yanai, Tadashi | For | For | Management | ||||
2.11 | Elect Director Iijima, Masami | For | For | Management | ||||
2.12 | Elect Director Matsuo, Yutaka | For | For | Management | ||||
3 | Appoint Statutory Auditor Toyama, Atsushi | For | For | Management |
Page 5
Thornburg Investment Management, Inc.
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Litman Gregory Masters International Fund - Thornburg
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | Special Meeting Agenda | Mgmt | No | |||||||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 2.a | Elect Alain Weill as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 2.b | Elect Natacha Marty as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 2.c | Elect Thierry Sauvaire asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.a | Amend Remuneration Policy of the Board of Directors | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.b | Amend Remuneration of Dennis Okhuijsen | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.c | Approve Remuneration of Alain Weill | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.d | Approve Remuneration of Natacha Marty | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.e | Approve Remuneration of Thierry Sauvaire | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 3.f | Approve Remuneration ofNon-Executive Directors | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 4 | Other Business(Non-Voting) | Mgmt | No | ||||||||||||||||
Altice Europe N.V. | ATC | N/A | BYT3416 | 07/10/2018 | 706,351 | 706,351 | 5 | Close Meeting | Mgmt | No | ||||||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | Special Meeting Agenda | Mgmt | No | |||||||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 2a | Elect Philippe Besnier asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 2b | Elect Nicolas Paulmier asNon-Executive Director | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 3a | Approve Remuneration of Philippe Besnier | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 3b | Approve Remuneration of Nicolas Paulmier | Mgmt | Yes | For | Against | Yes | |||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 4 | Amend Articles of Association | Mgmt | Yes | For | For | No | |||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 5 | Other Business(Non-Voting) | Mgmt | No | ||||||||||||||||
Altice Europe NV | ATC | N0R25F103 | BYT3416 | 11/20/2018 | 706,351 | 706,351 | 6 | Close Meeting | Mgmt | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3a | Elect ChengKar-Shun, Henry as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3b | Elect DooWai-Hoi, William as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3c | Elect ChaMou-Sing, Payson as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3d | Elect ChengKar-Shing, Peter as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3e | Elect LiangCheung-Biu, Thomas as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3f | Elect ChengChi-Man, Sonia as Director | Mgmt | Yes | For | For | No |
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3g | Elect SittNam-Hoi as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3h | Elect So Chung-Keung, Alfred as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3i | Elect IpYuk-Keung as Director | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 3j | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 5 | Authorize Repurchase of Issued Share Capital | Mgmt | Yes | For | For | No | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | Yes | |||||||||||||
New World Development Co. Ltd. | 17 | Y63084126 | 6633767 | 11/20/2018 | 3,736,000 | 3,736,000 | 7 | Approve Grant of Options Under the Share Option Scheme | Mgmt | Yes | For | Against | Yes | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 11/29/2018 | 670,591 | 670,591 | Special Meeting Agenda | Mgmt | No | |||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 11/29/2018 | 670,591 | 670,591 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 11/29/2018 | 670,591 | 670,591 | 2.a | Elect Hubertus M. Mühlhäuser as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 11/29/2018 | 670,591 | 670,591 | 2.b | Elect Suzanne Heywood as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 11/29/2018 | 670,591 | 670,591 | 3 | Close Meeting | Mgmt | No | ||||||||||||||||
Teekay LNG Partners LP | TGP | Y8564M105 | B0884M5 | 12/18/2018 | 925,018 | 925,018 | 1 | Authorize the Partnership to Elect to be Treated as a Corporation for U.S. Federal Income Tax Purposes | Mgmt | Yes | For | For | No | |||||||||||||
Teekay LNG Partners LP | TGP | Y8564M105 | B0884M5 | 12/18/2018 | 925,018 | 925,018 | 2 | Approve the Fourth Amended and Restated Partnership Agreement | Mgmt | Yes | For | For | No | |||||||||||||
Teekay LNG Partners LP | TGP | Y8564M105 | B0884M5 | 12/18/2018 | 925,018 | 925,018 | 3 | Adjourn Meeting | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 2 | Approve Remuneration Report | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 3 | Approve Ordinary Dividend | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 4 | Re-elect John Barton as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 5 | Re-elect Johan Lundgren as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 6 | Re-elect Andrew Findlay as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 7 | Re-elect Charles Gurassa as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 8 | Re-elect Dr Andreas Bierwirth as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 9 | Re-elect Moya Greene as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 10 | Re-elect Andy Martin as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 11 | Elect Julie Southern as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 12 | Elect Dr Anastassia Lauterbach as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 13 | Elect Nick Leeder as Director | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For | No |
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 16 | Authorise EU Political Donations and Expenditure | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 17 | Authorise Issue of Equity withPre-emptive Rights | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 18 | Authorise Issue of Equity withoutPre-emptive Rights | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | Yes | For | For | No | |||||||||||||
easyJet Plc | EZJ | G3030S109 | B7KR2P8 | 02/07/2019 | 388,800 | 388,800 | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 2.a | Discuss Remuneration Policy | Mgmt | No | ||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | No | ||||||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 2.c | Adopt Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 2.d | Approve Dividends of EUR 0.18 Per Share | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 2.e | Approve Discharge of Directors | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.a | Reelect Suzanne Heywood as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.b | Reelect Hubertus Mühlhäuser as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.c | Reelect Léo W. Houle asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.d | Reelect John B. Lanaway asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.e | Reelect Silke C. Scheiber asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.f | Reelect Jacqueline A. Tammenoms asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.g | Reelect Jacques Theurillat asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.h | Elect Alessandro Nasi asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 3.i | Elect Lorenzo Simonelli asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 4 | Ratify Ernst & Young as Auditors | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | No | |||||||||||||
CNH Industrial NV | CNHI | N20944109 | BDX85Z1 | 04/12/2019 | 624,891 | 624,891 | 6 | Close Meeting | Mgmt | No | ||||||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.1 | Elect Director Christopher M. Burley | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.2 | Elect Director Maura J. Clark | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.3 | Elect Director John W. Estey | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.4 | Elect Director David C. Everitt | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.5 | Elect Director Russell K. Girling | Mgmt | Yes | For | For | No |
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.6 | Elect Director Miranda C. Hubbs | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.7 | Elect Director Alice D. Laberge | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.8 | Elect Director Consuelo E. Madere | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.9 | Elect Director Charles V. Magro | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.10 | Elect Director Keith G. Martell | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.11 | Elect Director Aaron W. Regent | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 1.12 | Elect Director Mayo M. Schmidt | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | No | |||||||||||||
Nutrien Ltd. | NTR | 67077M108 | BDRJLN0 | 05/09/2019 | 92,679 | 92,679 | 3 | Advisory Vote on Executive Compensation Approach | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 2 | Elect Amanda Mackenzie as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 3 | Re-elect Lord Blackwell as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 4 | Re-elect Juan Colombas as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 5 | Re-elect George Culmer as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 6 | Re-elect Alan Dickinson as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 7 | Re-elect Anita Frew as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 8 | Re-elect Simon Henry as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 9 | Re-elect Antonio Horta-Osorio as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 10 | Re-elect Lord Lupton as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 11 | Re-elect Nick Prettejohn as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 12 | Re-elect Stuart Sinclair as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 13 | Re-elect Sara Weller as Director | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 14 | Approve Remuneration Report | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 15 | Approve Final Dividend | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 18 | Authorise EU Political Donations and Expenditure | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 19 | Authorise Issue of Equity | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 20 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 21 | Authorise Issue of Equity withoutPre-emptive Rights | Mgmt | Yes | For | For | No |
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 22 | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 23 | Authorise Issue of Equity withoutPre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 24 | Authorise Market Purchase of Ordinary Shares | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 25 | Authorise Market Purchase of Preference Shares | Mgmt | Yes | For | For | No | |||||||||||||
Lloyds Banking Group Plc | LLOY | G5533W248 | 0870612 | 05/16/2019 | 7,596,143 | 7,596,143 | 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A1 | Elect James Joseph Murren as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A2 | Elect Grant R. Bowie as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A3 | Elect John M. McManus as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A4 | Elect James Armin Freeman as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A5 | Elect Sze Wan Patricia Lam as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3A6 | Elect Zhe Sun as Director | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 3B | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | Yes | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | Yes | For | For | No | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | Yes | |||||||||||||
MGM China Holdings Limited | 2282 | G60744102 | B4P8HQ1 | 05/24/2019 | 4,280,537 | 4,280,537 | 8 | Amend Articles of Association | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 2 | Receive Director’s Report(Non-Voting) | Mgmt | No | ||||||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 3 | Discuss Implementation of Remuneration Policy | Mgmt | No | ||||||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 4 | Receive Explanation on Company’s Dividend Policy | Mgmt | No | ||||||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 5 | Approve Financial Statements and Allocation of Income | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 6 | Approve Discharge of Executive Directors | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 7 | Approve Discharge ofNon-Executive Directors | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 8 | Approve Remuneration Policy | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 9 | Approve New Executive Directors Performance Stock Unit Plan | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 10 | Reelect Nassef Sawiris as Executive Director | Mgmt | Yes | For | For | No |
Issuer Name | Ticker | Primary | Primary | Meeting | Shares Voted | Votable | Prop | Proposal Text | Proponent | Votable | Mgmt Rec | Vote | Vote | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 11 | Reelect Hassan Badrawi as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 12 | Elect Maud de Vries as Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 13 | Reelect Michael Bennett asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 14 | Reelect Jerome Guiraud asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 15 | Reelect Gregory Heckman asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 16 | Reelect Robert Jan van de Kraats asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 17 | Reelect Anja Montijn asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 18 | Reelect Sipko Schat asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 19 | Reelect Jan Ter Wisch asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 20 | Elect Dod Fraser asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 21 | Elect David Welch asNon-Executive Director | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Plus Additional 1 Percent for Performance Share Plan | Mgmt | Yes | For | Against | Yes | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 23 | Authorize Board to Exclude Preemptive Rights from Share Issuances Up to 10 Percent of Issued Share Capital Plus Additional 10 Percent Within the Context of Takeover/Merger | Mgmt | Yes | For | Against | Yes | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 25 | Ratify KPMG as Auditors | Mgmt | Yes | For | For | No | |||||||||||||
OCI NV | OCI | N6667A111 | BD4TZK8 | 05/29/2019 | 398,823 | 398,823 | 26 | Close Meeting | Mgmt | No | ||||||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 3a | Elect Ian Michael Coughlan as Director | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 3b | Elect Allan Zeman as Director | Mgmt | Yes | For | Against | Yes | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 3c | Elect JeffreyKin-fung Lam as Director | Mgmt | Yes | For | Against | Yes | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 3d | Elect Craig S. Billings as Director | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 3e | Elect Leah Dawn Xiaowei Ye as Director | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 4 | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 5 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | Yes | For | For | No | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | Yes | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 8 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | Yes | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 9 | Approve Issuance of Shares Under the Employee Ownership Scheme | Mgmt | Yes | For | Against | Yes | |||||||||||||
Wynn Macau Limited | 1128 | G98149100 | B4JSTL6 | 05/30/2019 | 2,284,592 | 2,284,592 | 10 | Adopt New Share Option Scheme, Terminate Existing Share Option Scheme and Related Transactions | Mgmt | Yes | For | Against | Yes |
Source: ISS Proxy Exchange
The information in this report is provided by Institutional Shareholder Services (ISS). Thornburg does not guarantee its accuracy or completeness. This report is to be used solely for the purpose of managing and servicing your account.
This material is for investment professionals and institutional client use only.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters Smaller Companies Fund
Cove Street Capital, LLC
Vote Summary
HERITAGE-CRYSTAL CLEAN, INC. | ||||||||
Security | 42726M106 | Meeting Type | Annual | |||||
Ticker Symbol | HCCI | Meeting Date | 01-May-2019 | |||||
ISIN | US42726M1062 | Agenda | 934949871 - Management | |||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 30-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Brian Recatto | For | For | ||||||
2 Charles E. Schalliol | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year 2019. | Management | For | For | ||||
3. | Advisory vote to approve the named executive officer compensation for fiscal 2018, as disclosed in the Proxy Statement for the annual meeting. | Management | For | For | ||||
4. | To approve the adoption of the 2019 Incentive Award Plan. | Management | For | For | ||||
5. | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock of the Company from 26,000,000 shares to 31,000,000 shares. | Management | For | For | ||||
6. | To consider and transact such other business as may properly come before the meeting or any adjournments or postponements thereof. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 35,000 | 0 | 22-Apr-2019 | 02-May-2019 |
AXALTA COATING SYSTEMS LTD.
Security | G0750C108 | Meeting Type | Annual | |||||
Ticker Symbol | AXTA | Meeting Date | 01-May-2019 | |||||
ISIN | BMG0750C1082 | Agenda | 934951270 - Management | |||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 30-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Deborah J. Kissire | For | For | ||||||
2 Elizabeth C. Lempres | For | For | ||||||
2. | Appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm and auditor until the conclusion of the 2020 Annual General Meeting of Members and delegation of authority to the Board, acting through the Audit Committee, to set the terms and remuneration thereof. | Management | For | For | ||||
3. | Non-binding advisory vote to approve the compensation paid to our named executive officers. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 32,500 | 0 | 26-Apr-2019 | 02-May-2019 |
MILLICOM INTERNATIONAL CELLULAR S.A.
| ||||||||
Security | L6388F110 | Meeting Type | Annual | |||||
Ticker Symbol | TIGO | Meeting Date | 02-May-2019 | |||||
ISIN | LU0038705702 | Agenda | 934964176 - Management | |||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||||
City / Country | / Luxembourg | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | ||||
2. | To receive the management reports of the Board of Directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | ||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | ||||
4. | To allocate the results of the year ended December 31, 2018. | Management | For | For | ||||
5. | To approve the distribution by Millicom of a dividend of USD 2.64 per share to be paid in two equal installments on or around May 10, 2019 and November 12, 2019. | Management | For | For | ||||
6. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2018. | Management | For | For | ||||
7. | To set the number of Directors at eight (8). | Management | For | For | ||||
8. | Tore-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2020 (the “2020 AGM”). | Management | For | For | ||||
9. | Tore-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
10. | Tore-elect Ms. Janet Davidson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
11. | Tore-elect Mr. Tomas Eliasson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
12. | Tore-elect Mr. Odilon Almeida as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
13. | Tore-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
14. | Tore-elect Mr. James Thompson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
15. | To elect Ms. Mercedes Johnson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
16. | Tore-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2020 AGM. | Management | For | For | ||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2020 AGM. | Management | For | For | ||||
18. | Tore-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2020 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||
19. | To approve a procedure on the appointment of the Nomination Committee and its assignment. | Management | For | For | ||||
20. | To approve the Share Repurchase Plan. | Management | For | For | ||||
21. | To approve the guidelines for remuneration of senior management. | Management | For | For | ||||
22. | To approve the share-based incentive plans for Millicom employees. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 19,045 | 0 | 22-Apr-2019 | 26-Apr-2019 |
AVID TECHNOLOGY, INC.
| ||||||||
Security | 05367P100 | Meeting Type | Annual | |||||
Ticker Symbol | AVID | Meeting Date | 02-May-2019 | |||||
ISIN | US05367P1003 | Agenda | 934982439 - Management | |||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Class II Director to serve for three-year term: Robert M. Bakish | Management | For | For | ||||
1b. | Election of Class II Director to serve for three-year term: Paula E. Boggs | Management | For | For | ||||
1c. | Election of Class II Director to serve for three-year term: Jeff Rosica | Management | For | For | ||||
2. | To ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||
3. | To approve an amendment to the Company’s Amended and RestatedBy-Laws to declassify our Board and to provide for the annual election of directors. | Management | For | For | ||||
4. | To approve, by anon-binding vote, executive compensation. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 200,000 | 0 | 16-Apr-2019 | 03-May-2019 |
MILLICOM INTERNATIONAL CELLULAR S.A.
| ||||||||
Security | L6388F110 | Meeting Type | Annual | |||||
Ticker Symbol | TIGO | Meeting Date | 02-May-2019 | |||||
ISIN | LU0038705702 | Agenda | 935009452 - Management | |||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | |||||
City / Country | / Luxembourg | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | ||||
2. | To receive the management reports of the Board of Directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | ||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | ||||
4. | To allocate the results of the year ended December 31, 2018. | Management | For | For | ||||
5. | To approve the distribution by Millicom of a dividend of USD 2.64 per share to be paid in two equal installments on or around May 10, 2019 and November 12, 2019. | Management | For | For | ||||
6. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2018. | Management | For | For | ||||
7. | To set the number of Directors at eight (8). | Management | For | For | ||||
8. | Tore-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2020 (the “2020 AGM”). | Management | For | For | ||||
9. | Tore-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
10. | Tore-elect Ms. Janet Davidson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
11. | Tore-elect Mr. Tomas Eliasson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
12. | Tore-elect Mr. Odilon Almeida as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
13. | Tore-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
14. | Tore-elect Mr. James Thompson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
15. | To elect Ms. Mercedes Johnson as a Director for a term ending on the 2020 AGM. | Management | For | For | ||||
16. | Tore-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2020 AGM. | Management | For | For | ||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2020 AGM. | Management | For | For | ||||
18. | Tore-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2020 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||
19. | To approve a procedure on the appointment of the Nomination Committee and its assignment. | Management | For | For | ||||
20. | To approve the Share Repurchase Plan. | Management | For | For | ||||
21. | To approve the guidelines for remuneration of senior management. | Management | For | For | ||||
22. | To approve the share-based incentive plans for Millicom employees. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 19,045 | 0 | 26-Apr-2019 | 03-May-2019 |
COMPASS MINERALS INTERNATIONAL, INC.
| ||||||||
Security | 20451N101 | Meeting Type | Annual | |||||
Ticker Symbol | CMP | Meeting Date | 09-May-2019 | |||||
ISIN | US20451N1019 | Agenda | 934955571 - Management | |||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||
City / Country | / United States | Vote Deadline Date | 08-May-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1a. | Election of Director: Eric Ford | Management | Against | Against | ||||
1b. | Election of Director: Joseph E. Reece | Management | For | For | ||||
1c. | Election of Director: Paul S. Williams | Management | Against | Against | ||||
2. | Approve, on an advisory basis, the compensation of Compass Minerals’ named executive officers, as set forth in the proxy statement | Management | Against | Against | ||||
3. | Ratify the appointment of Ernst & Young LLP as Compass Minerals’ independent registered accounting firm for 2019. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 20,000 | 0 | 06-May-2019 | 10-May-2019 |
CHEROKEE INC.
| ||||||||
Security | 16444H102 | Meeting Type | Annual | |||||
Ticker Symbol | CHKE | Meeting Date | 10-Jun-2019 | |||||
ISIN | US16444H1023 | Agenda | 935016596 - Management | |||||
Record Date | 11-Apr-2019 | Holding Recon Date | 11-Apr-2019 | |||||
City / Country | / United States | Vote Deadline Date | 07-Jun-2019 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Evan Hengel | For | For | ||||||
2 Dwight B. Mamanteo | For | For | ||||||
3 Jess Ravich | For | For | ||||||
4 Patti Johnson | For | For | ||||||
5 Henry Stupp | For | For | ||||||
2. | Ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for its fiscal year ending February 2, 2020. | Management | For | For | ||||
3. | Approval ofnon-binding advisory resolution on executive compensation. | Management | For | For | ||||
4. | To approve an amendment to Cherokee’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock of Cherokee from 20,000,000 to 30,000,000. | Management | For | For | ||||
5. | To approve an amendment to Cherokee’s Amended and Restated Certificate of Incorporation to effect, on or before December 31, 2019, a reverse split of Cherokee’s authorized common stock and issued and outstanding common stock, at a ratio of between1-2 and1-10 and if and when and at such ratio as may be determined by Cherokee’s Board of Directors. | Management | For | For | ||||
6. | To approve an amendment to and restatement of the Cherokee Inc. Amended and Restated 2013 Stock Incentive Plan to increase the aggregate number of shares available thereunder by 600,000 shares. | Management | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date | |||||||||||
997Y74D | 2 - LITMAN GREGORY MASTERS’ SELECT SMALLER COMPANIES | 2 | STATE STREET BANK & TRUST CO | 115,768 | 0 | 05-Jun-2019 | 11-Jun-2019 |
Segall Bryant & Hamill, LLC
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 1 | Change Country of Incorporation from Curaçao to Delaware | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.1 | Elect Director Luke Faulstick | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.2 | Elect Director James F. Hinrichs | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.3 | Elect Director Alexis V. Lukianov | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.4 | Elect Director Lilly Marks | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.5 | Elect Director Bradley R. Mason | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.6 | Elect Director Ronald A. Matricaria | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.7 | Elect Director Michael E. Paolucci | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.8 | Elect Director Maria Sainz | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 2.9 | Elect Director John Sicard | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 3 | Accept Financial Statements and Statutory Reports (Voting) | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 5 | Amend Omnibus Stock Plan | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 6 | Amend Qualified Employee Stock Purchase Plan | For | For | |||||||||||
Orthofix International N.V. | OFIX | Curacao | N6748L102 | Annual | 17-Jul-18 | 24-May-18 | Management | 7 | Ratify Ernst & Young LLP as Auditors | For | For | |||||||||||
AngioDynamics, Inc. | ANGO | USA | 03475V101 | Annual | 10-Oct-18 | 24-Aug-18 | Management | 1 | Elect Director Wesley E. Johnson, Jr. | For | For | |||||||||||
AngioDynamics, Inc. | ANGO | USA | 03475V101 | Annual | 10-Oct-18 | 24-Aug-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | |||||||||||
AngioDynamics, Inc. | ANGO | USA | 03475V101 | Annual | 10-Oct-18 | 24-Aug-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
AngioDynamics, Inc. | ANGO | USA | 03475V101 | Annual | 10-Oct-18 | 24-Aug-18 | Management | 4 | Amend Omnibus Stock Plan | For | For | |||||||||||
AngioDynamics, Inc. | ANGO | USA | 03475V101 | Annual | 10-Oct-18 | 24-Aug-18 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | For | For | |||||||||||
Lancaster Colony Corp. | LANC | USA | 513847103 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.1 | Elect Director Neeli Bendapudi | For | For | |||||||||||
Lancaster Colony Corp. | LANC | USA | 513847103 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.2 | Elect Director William H. Carter | For | For | |||||||||||
Lancaster Colony Corp. | LANC | USA | 513847103 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 1.3 | Elect Director Michael H. Keown | For | For | |||||||||||
Lancaster Colony Corp. | LANC | USA | 513847103 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Lancaster Colony Corp. | LANC | USA | 513847103 | Annual | 14-Nov-18 | 17-Sep-18 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.1 | Elect Director Robert R. “Bob” Buck | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.2 | Elect Director Susan F. Davis | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.3 | Elect Director William C. “Bill” Griffiths | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.4 | Elect Director Donald R. “Don” Maier | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.5 | Elect Director Joseph D. “Joe” Rupp | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 1.6 | Elect Director Curtis M. “Curt” Stevens | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Quanex Building Products Corp. | NX | USA | 747619104 | Annual | 22-Mar-19 | 30-Jan-19 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1.1 | Elect Director Linda K. Massman | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1.2 | Elect Director Gary D. Smith | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 1.3 | Elect Director Jason J. Tyler | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
TreeHouse Foods, Inc. | THS | USA | 89469A104 | Annual | 25-Apr-19 | 25-Feb-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | |||||||||||
Great Lakes Dredge & Dock Corp. | GLDD | USA | 390607109 | Annual | 02-May-19 | 07-Mar-19 | Management | 1A | Elect Director Lawrence R. Dickerson | For | For | |||||||||||
Great Lakes Dredge & Dock Corp. | GLDD | USA | 390607109 | Annual | 02-May-19 | 07-Mar-19 | Management | 1B | Elect Director Ronald R. Steger | For | For | |||||||||||
Great Lakes Dredge & Dock Corp. | GLDD | USA | 390607109 | Annual | 02-May-19 | 07-Mar-19 | Management | 1C | Elect Director D. Michael Steuert | For | For | |||||||||||
Great Lakes Dredge & Dock Corp. | GLDD | USA | 390607109 | Annual | 02-May-19 | 07-Mar-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | |||||||||||
Great Lakes Dredge & Dock Corp. | GLDD | USA | 390607109 | Annual | 02-May-19 | 07-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.1 | Elect Director Ralph W. Clermont | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.2 | Elect Director Robert E. Dean | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.3 | Elect Director Fred J. Joseph | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.4 | Elect Director G. Timothy Laney | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.5 | Elect Director Micho F. Spring | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.6 | Elect Director Burney S. Warren, III | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.7 | Elect Director Art Zeile | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | |||||||||||
National Bank Holdings Corporation | NBHC | USA | 633707104 | Annual | 09-May-19 | 14-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.1 | Elect Director Eugene J. Lowe, III | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.2 | Elect Director Patrick J. O’Leary | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 1.3 | Elect Director David A. Roberts | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 3 | Approve Omnibus Stock Plan | For | For | |||||||||||
SPX Corp. | SPXC | USA | 784635104 | Annual | 09-May-19 | 14-Mar-19 | Management | 4 | Ratify Deloitte & Touche LLP as Auditor | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.1 | Elect Director Gary Cappeline | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.2 | Elect Director Jane Hilk | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.3 | Elect Director Kim Ann Mink | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.4 | Elect Director Linda Myrick | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.5 | Elect Director Karen Osar | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.6 | Elect Director John Steitz | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.7 | Elect Director Peter Thomas | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 1.8 | Elect Director Robert Zatta | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||||
Innophos Holdings, Inc. | IPHS | USA | 45774N108 | Annual | 14-May-19 | 19-Mar-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.1 | Elect Director James F. Hinrichs | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.2 | Elect Director Alexis V. Lukianov | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.3 | Elect Director Lilly Marks | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.4 | Elect Director Bradley R. Mason | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.5 | Elect Director Ronald A. Matricaria | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.6 | Elect Director Michael E. Paolucci | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.7 | Elect Director Maria Sainz | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 1.8 | Elect Director John Sicard | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Orthofix Medical Inc. | OFIX | USA | 68752M108 | Annual | 10-Jun-19 | 23-Apr-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.1 | Elect Director Richard L. Clemmer | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.2 | Elect Director Robert P. DeRodes | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.3 | Elect Director Deborah A. Farrington | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.4 | Elect Director Michael D. Hayford | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.5 | Elect Director Kurt P. Kuehn | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.6 | Elect Director Linda Fayne Levinson | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.7 | Elect Director Frank R. Martire | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 1.8 | Elect Director Matthew A. Thompson | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against |
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||||
NCR Corp. | NCR | USA | 62886E108 | Annual | 18-Jun-19 | 22-Feb-19 | Management | 4 | Eliminate Supermajority Vote Requirement | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.1 | Elect Director Sam Zell | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.2 | Elect Director James S. Corl | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.3 | Elect Director Martin L. Edelman | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.4 | Elect Director Edward A. Glickman | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.5 | Elect Director David A. Helfand | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.6 | Elect Director Peter Linneman | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.7 | Elect Director James L. Lozier, Jr. | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.8 | Elect Director Mary Jane Robertson | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.9 | Elect Director Kenneth Shea | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.10 | Elect Director Gerald A. Spector | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 1.11 | Elect Director James A. Star | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | |||||||||||
Equity Commonwealth | EQC | USA | 294628102 | Annual | 20-Jun-19 | 15-Apr-19 | Management | 4 | Amend Omnibus Stock Plan | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.1 | Elect Director Michael S. Diament | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.2 | Elect Director Barry M. Smith | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.3 | Elect Director Swati Abbott | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.4 | Elect Director Peter A. Feld | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.5 | Elect Director Leslie V. Norwalk | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.6 | Elect Director Guy P. Sansone | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 1.7 | Elect Director Steven J. Shulman | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||
Magellan Health, Inc. | MGLN | USA | 559079207 | Annual | 21-Jun-19 | 25-Apr-19 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For |
Wells Capital Management, Inc.
Company Name | Ticker | Provider Security ID | Meeting Date | Proposal Text | Proponent | Voted | Vote Instruction | Vote Against Management | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Elect Director Catherine M. Burzik | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Elect Director Ronald G. Gelbman | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Elect Director Richard J. Meelia | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Eliminate Supermajority Vote Requirement | Management | Yes | For | No | ||||||||
Haemonetics Corporation | HAE | 405024100 | 26-Jul-18 | Declassify the Board of Directors | Share Holder | Yes | For | Yes | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Elect Director N. Robert Hammer | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Elect Director Keith Geeslin | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Elect Director Gary B. Smith | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Elect Director Vivie ‘YY’ Lee | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Commvault Systems, Inc. | CVLT | 204166102 | 23-Aug-18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 12-Feb-19 | Approve Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director James J. Cannon | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director John D. Carter | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director William W. Crouch | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Catherine A. Halligan | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Earl R. Lewis | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Angus L. Macdonald | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Michael T. Smith | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Cathy A. Stauffer | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Robert S. Tyrer | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director John W. Wood, Jr. | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Elect Director Steven E. Wynne | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
FLIR Systems, Inc. | FLIR | 302445101 | 19-Apr-19 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Jeffrey L. Berenson | Management | Yes | For | No |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Michael A. Cawley | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director James E. Craddock | Management | Yes | Against | Yes | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Barbara J. Duganier | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Thomas J. Edelman | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Holli C. Ladhani | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director David L. Stover | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director Scott D. Urban | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Elect Director William T. Van Kleef | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Ratify KPMG LLP as Auditor | Management | Yes | For | No | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Elect Director Mary K.W. Jones | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Elect Director Jeffrey D. Lorenger | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Elect Director Larry B. Porcellato | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Elect Director Abbie J. Smith | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||
HNI Corp. | HNI | 404251100 | 07-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Barry W. Perry | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Philip K. Asherman | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Steven H. Gunby | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Gail E. Hamilton | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Richard S. Hill | Management | Yes | Withhold | Yes | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director M.F. “Fran” Keeth | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Andrew C. Kerin | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Laurel J. Krzeminski | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Michael J. Long | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Elect Director Stephen C. Patrick | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Arrow Electronics, Inc. | ARW | 042735100 | 09-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Gardner Denver Holdings, Inc. | GDI | 36555P107 | 09-May-19 | Elect Director Vicente Reynal | Management | Yes | For | No | ||||||||
Gardner Denver Holdings, Inc. | GDI | 36555P107 | 09-May-19 | Elect Director John Humphrey | Management | Yes | For | No | ||||||||
Gardner Denver Holdings, Inc. | GDI | 36555P107 | 09-May-19 | Elect Director Joshua T. Weisenbeck | Management | Yes | For | No | ||||||||
Gardner Denver Holdings, Inc. | GDI | 36555P107 | 09-May-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Elect Director William J. Lansing | Management | Yes | For | No | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Elect Director Elizabeth S. Rafael | Management | Yes | For | No | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Elect Director Michael P. Zeisser | Management | Yes | For | No | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||
Shutterfly, Inc. | SFLY | 82568P304 | 15-May-19 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director David W. Biegler | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director J. Veronica Biggins | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Douglas H. Brooks | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director William H. Cunningham | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director John G. Denison | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Thomas W. Gilligan | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Gary C. Kelly | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Grace D. Lieblein | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Nancy B. Loeffler | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director John T. Montford | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Elect Director Ron Ricks | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Require Independent Board Chairman | Share Holder | Yes | Against | No | ||||||||
Southwest Airlines Co. | LUV | 844741108 | 15-May-19 | Amend Proxy Access Right | Share Holder | Yes | For | Yes | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Approve PricewaterhouseCoopers Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Michael Collins | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Alastair Barbour | Management | Yes | Against | Yes | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director James Burr | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Michael Covell | Management | Yes | For | No |
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Caroline Foulger | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Conor O’Dea | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Meroe Park | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director Pamela Thomas-Graham | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Elect Director John Wright | Management | Yes | For | No | ||||||||
The Bank of N.T. Butterfield & Son Limited | NTB | G0772R208 | 15-May-19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Leonard S. Coleman | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Larry D. De Shon | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Brian J. Choi | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Mary C. Choksi | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Jeffrey H. Fox | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Lynn Krominga | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Glenn Lurie | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Jagdeep Pahwa | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director F. Robert Salerno | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Francis J. Shammo | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Carl Sparks | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Elect Director Sanoke Viswanathan | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Avis Budget Group, Inc. | CAR | 053774105 | 22-May-19 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Pamela G. Bailey | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Joseph W. Dziedzic | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director James F. Hinrichs | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Jean Hobby | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director M. Craig Maxwell | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Filippo Passerini | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Bill R. Sanford | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Peter H. Soderberg | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director Donald J. Spence | Management | Yes | For | No |
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Elect Director William B. Summers, Jr. | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | No | ||||||||
Integer Holdings Corporation | ITGR | 45826H109 | 22-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Paul B. Edgerley | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Martha N. Sullivan | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director John P. Absmeier | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director James E. Heppelmann | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Charles W. Peffer | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Constance E. Skidmore | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Andrew C. Teich | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Thomas Wroe Jr. | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Elect Director Stephen M. Zide | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Approve Director Compensation Report | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Approve Director Compensation Policy | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Accept Financial Statements and Statutory Reports | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Grant Board Authority to Repurchase Shares | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Authorize Issue of Equity | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Authorize Issue of Equity withoutPre-emptive Rights | Management | Yes | Against | Yes | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | Yes | For | No | ||||||||
Sensata Technologies Holding plc | ST | G8060N102 | 28-May-19 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans withoutPre-emptive Rights | Management | Yes | For | No | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 30-May-19 | Elect Director John C. Malone | Management | Yes | Withhold | Yes | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 30-May-19 | Elect Director M. Ian G. Gilchrist | Management | Yes | For | No | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 30-May-19 | Elect Director Mark C. Vadon | Management | Yes | Withhold | Yes | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 30-May-19 | Elect Director Andrea L. Wong | Management | Yes | Withhold | Yes | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 30-May-19 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Elect Director Michael Garnreiter | Management | Yes | For | No |
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Elect Director Hadi Partovi | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Declassify the Board of Directors | Management | Yes | For | No | ||||||||
Axon Enterprise, Inc. | AAXN | 05464C101 | 31-May-19 | Eliminate Supermajority Vote Requirement | Share Holder | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Mark J. Penn | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Charlene Barshefsky | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Daniel S. Goldberg | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Bradley J. Gross | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Anne Marie O’Donovan | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Kristen M. O’Hara | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Desiree Rogers | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Elect Director Irwin D. Simon | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | No | ||||||||
MDC Partners Inc. | MDCA | 552697104 | 04-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Edward N. Antoian | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Sukhinder Singh Cassidy | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Harry S. Cherken, Jr. | Management | Yes | Against | Yes | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Scott Galloway | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Robert L. Hanson - Withdrawn | Management | Yes | No | |||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Margaret A. Hayne | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Richard A. Hayne | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Elizabeth Ann Lambert | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Joel S. Lawson, III | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Wesley McDonald | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Elect Director Todd R. Morgenfeld | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Urban Outfitters, Inc. | URBN | 917047102 | 04-Jun-19 | Report on Increasing Supply Chain Transparency | Share Holder | Yes | Against | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Michael Angelakis | Management | Yes | For | No |
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Peter Barris | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Robert Bass | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Eric Lefkofsky | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Theodore Leonsis | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Joseph Levin | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Deborah Wahl | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Rich Williams | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Elect Director Ann Ziegler | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||
Groupon, Inc. | GRPN | 399473107 | 13-Jun-19 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | No |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters High Income Alternatives Fund
Ares Management LLC
Security Description | Issuer | Ticker | CUSIP | Effective Date | Proposals | Proposed By Issuer or Security Holder | Vote Cast (“Yes” or “No”) | For or Against | With or Against Management | |||||||||
Oaktree Strategic Income Corp/OCSI Common Stock | Oaktree Strategic Income Corp | OSCI | 67402D104 | 7/10/2018 | to approve the application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended (the “1940 Act”), to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirements applicable to the Company from 200% to 150%. | Issuer | Yes | For | With | |||||||||
SLRC US Common Stock | Solar Capital Ltd | SLRC | 83413U100 | 10/11/2018 | 1. To elect two directors of the Company, who will each serve for a term of three years, or until their respective successors are duly elected and qualified; 2. To approve a proposal to authorize the Company to sell shares of its common stock at a price or prices below the Company’s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement pertaining thereto (including, without limitation, that the number of shares issued does not exceed 25% of the Company’s then outstanding common stock immediately prior to each such offering); 3. To approve of the Company immediately becoming subject to a minimum asset coverage ratio of at least 150%, permitting the Company to double its amount of debt incurrence earlier than the current effective date of August 2, 2019, pursuant to the Small Business Credit Availability Act; | Issuer | Yes | For | With | |||||||||
FSIC US Common Stock | FS Investment Corp | FSIC | 302635107 | 12/3/2018 | (i) a proposal to approve the issuance of shares of FSIC common stock, $0.001 par value per share, or “FSIC Common Stock,” to be issued pursuant to the Agreement and Plan of Merger dated as of July 22, 2018, or the “Merger Agreement,” by and among FSIC, Corporate Capital Trust, Inc., or “CCT,” IC Acquisition, Inc., a wholly owned subsidiary of FSIC, or “Merger Sub,” and FS/KKR Advisor, LLC, or the “Advisor” (such proposal is referred to herein as the “Merger Stock Issuance Proposal”); (ii) a proposal to elect or approve the appointment of the following individuals, in each case subject to the conditions set forth in the joint proxy statement/prospectus accompanying this letter: (a) Todd Builione as a Class B director, who has been nominated for election for a three-year term expiring at the 2021 annual meeting of the stockholders, (b) Richard Goldstein and Brian R. Ford as Class B directors, each of whom has been conditionally appointed by the FSIC board of directors to fill a vacancy and serve for a three-year term expiring at the 2021 annual meeting of the stockholders, (c) Barbara Adams, Jerel A. Hopkins and Frederick Arnold as Class C directors, each of whom has been conditionally appointed by the FSIC board of directors to fill a vacancy and serve for the remainder of a term expiring at the 2019 annual meeting of the stockholders, and (d) James H. Kropp as a Class A director, who has been conditionally appointed by the FSIC board of directors to fill a vacancy and serve for the remainder of a three-year term expiring at the 2020 annual meeting of the stockholders (such proposal is referred to herein as the “FSIC Director Election Proposal”); (iii) a proposal to allow FSIC in future offerings to sell its shares below net asset value, or NAV, per share in order to provide flexibility for future sales (such proposal is referred to herein as the “Share Issuance Proposal”); and (iv) a proposal to amend the Investment Advisory Agreement, dated April 9, 2018, by and between FSIC and the Advisor (the “Investment Advisory Agreement”) to (a) exclude cash and cash equivalents from the gross assets on which the annual base management fee is calculated, (b) revise the calculation under the Investment Advisory Agreement of the cap on the subordinated incentive fee on income to take into account the historic per sharepre-incentive fee return of both FSIC and CCT, together with the historic per share incentive fees paid by both FSIC and CCT, and (c) revise the calculation of incentive fees on capital gains to include historical net realized losses and unrealized depreciation of both FSIC and CCT. | Issuer | Yes | For proposals 1, 2, and 4; Against proposal 3 | With management for 1, 2, and 4; Against management for 3 | |||||||||
GBDC US Common Stock | Golub Capital BDC Inc | GBDC | 38173M102 | 2/5/2019 | 1. To elect two Class III directors of the Company who will each serve until the 2022 Annual Meeting of Stockholders of the Company or until his successor is duly elected and qualified; 2. To ratify the selection of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019; and 3. To approve the Company becoming subject to the minimum asset coverage ratio under the Small Business Credit Availability Act of at least 150%, which would permit the Company to double the maximum amount of leverage that it is currently permitted to incur. | Issuer | Yes | For | With | |||||||||
PFLT US Common Stock | PennantPark Floating Rate Capital Ltd | PFLT | 70806A106 | 2/5/2019 | 1. To elect one director to the Board of Directors of the Company, who will serve until the 2022 annual meeting of stockholders and until his successor is duly elected and qualifies; 2. To ratify the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019; and 3. To approve of the Company immediately becoming subject to a minimum asset coverage ratio of at least 150%, permitting the Company (without giving effect to any exemptive relief with respect to Small Business Administration debentures) to double its amount of debt incurrence earlier than the current effective date of November 13, 2019, pursuant to the Small Business Credit Availability Act. | Issuer | Yes | For | With | |||||||||
PNNT US Common Stock | PennantPark Investment Corp | PNNT | 708062104 | 2/5/2019 | 1. To elect one director to the Board of Directors of the Company, who will serve until the 2022 annual meeting of stockholders and until his successor is duly elected and qualifies; 2. To ratify the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019; and 3. To approve of the Company immediately becoming subject to a minimum asset coverage ratio of at least 150%, permitting the Company (without giving effect to any exemptive relief with respect to Small Business Administration debentures) to double its amount of debt incurrence earlier than the current effective date of November 13, 2019, pursuant to the Small Business Credit Availability Act. | Issuer | Yes | For | With | |||||||||
OCSL US Common Stock | Oaktree Specialty Lending Corp | OCSL | 67401P108 | 3/7/2019 | • The election of one director, who will serve until the 2022 Annual Meeting of Stockholders and until his successor is duly elected and qualifies; and • To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for such Company for the fiscal year ending September 30, 2019. | Issuer | Yes | For | With | |||||||||
OCSI US Common Stock | Oaktree Strategic Income Corp | OCSI | 67402D104 | 3/7/2019 | • The election of one director, who will serve until the 2022 Annual Meeting of Stockholders and until his successor is duly elected and qualifies; and • To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for such Company for the fiscal year ending September 30, 2019. | Issuer | Yes | For | With | |||||||||
MMP US MLP | Magellan Midstream Partners LP | MMP | 559080106 | 4/25/2019 | 1. The election of three directors 2. Advisory Resolution to Approve Executive Compensation 3. Ratification of Appointment of Independent Auditor for 2019 | Issuer | Yes | For | With | |||||||||
TPVG US Common Stock | TriplePoint Venture Growth BDC Corp | TPVG | 89677Y100 | 4/26/2019 | 1. To elect two Class II directors of the company who will each serve until the 2022 annual meeting 2. To ratify the selection of Deloitte to serve as the Companys independent public accounting firm | Issuer | Yes | For | With | |||||||||
BKCC US Common Stock | BlackRock Capital Investment Corp | BKCC | 92533108 | 5/3/2019 | 1. To elect directors of the company who will each serve until the 2022 annual meeting 2. To renew the Company’s authorization to sell shares of the Company’s common stock below the current net asset value | Issuer | Yes | For proposal 1 and Against proposal 2 | With Management for 1, and Against Management for 2 | |||||||||
BBDC US Common Stock | Barings BDC Inc | BBDC | 06759L103 | 5/9/2019 | 1. To elect two Class I directors to serve for a three-year term and until their successors have been duly elected and qualified (Proposal No. 1); 2. To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019 (Proposal No. 2); | Issuer | Yes | For | With | |||||||||
WMB US Common Stock | Williams Cos Inc/The | WMB | 969457100 | 5/9/2019 | 1. Elect 12 director nominees 2. Ratify appointment of Ernst & Young as independent auditors for 2019 3. Conduct advisory vote to approve executive compensation | Issuer | Yes | For | With | |||||||||
PAA US MLP | Plains All American Pipeline LP / PAA Finance Corp | PAA | 726503105 | 5/15/2019 | 1. Elect directors 2. Reatification of the appointment of FWC as independent registered public accounting firm for 2019 3. Approval of executive compensation | Issuer | Yes | For | With | |||||||||
EFC US Common Stock | Ellington Financial Inc | EFC | 28852N109 | 5/15/2019 | 1. To elect the five directors nominated and recommended by the Board of Directors, each to serve until the 2020 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified; 2. To hold an advisory vote on executive compensation; 3. To ratify the appointment of PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the year ending December 31, 2019; | Issuer | Yes | For proposals 1 and 2; Against proposal 3 | With Management for 1 and 2, against management for 3 | |||||||||
EARN US REIT | Ellington Residential Mortgage REIT | EARN | 288578107 | 5/15/2019 | 1. To elect the seven trustees nominated and recommended by the Board of Trustees, each to serve until the 2020 Annual Meeting of Shareholders or until such time as their respective successors are elected and qualified; 2. To hold an advisory vote on executive compensation; 3. To hold an advisory vote on whether an advisory vote on executive compensation should be held every one, two or three years; 4. To ratify the appointment of PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the year ending December 31, 2019; | Issuer | Yes | For | With | |||||||||
TWO US REIT | Two Harbors Investment Corp | TWO | 90187B408 | 5/16/2019 | (1) To elect as directors the nine nominees named in the accompanying Proxy Statement, each to serve until our next annual meeting of stockholders and until his or her successor is elected and qualified; (2) To hold an advisory vote relating to the compensation of our executive officers; (3) To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019; | Issuer | Yes | For | With | |||||||||
TRTX US Common Stock | TPG RE Finance Trust Inc | TRTX | 87266M107 | 5/21/2019 | 1. the election of seven directors, each to hold office until the Company’s annual meeting of stockholders in 2020 and until his or her successor is duly elected and qualifies; 2. the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2019; 3. a proposal to approve, on anon-binding, advisory basis, the compensation of the Company’s named executive officers; | Issuer | Yes | For | With | |||||||||
CGBD US Common Stock | TCG BDC Inc | CGBD | 872280102 | 5/22/2019 | 1. To elect two directors, each to serve for a three-year term until his or her successor is duly elected and qualified or until his or her earlier death, resignation or removal. 2. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Issuer | Yes | For | With | |||||||||
NRZ US REIT | New Residential Investment Corp | NRZ | 64828T201 | 5/23/2019 | (i) a proposal to elect three Class III directors to serve until the 2022 annual meeting of stockholders and until their successors are elected and duly qualified; (ii) a proposal to approve the appointment of Ernst & Young LLP as independent registered public accounting firm for the Company for fiscal year 2019; (iii) anon-binding stockholder proposal requesting that we adopt ‘‘majority voting’’ in uncontested elections of directors, if properly presented at the Annual Meeting; (iv) anon-binding stockholder proposal requesting a report on board diversity, if properly presented at the Annual Meeting; | Issuer | Yes | For | With | |||||||||
ARCC US Common Stock | ARES CAPITAL CORP | ARCC | 04010L103 | 6/10/2019 | 1. To elect three directors to serve until the 2022 annual meeting of stockholders and until their successors are duly elected and qualify; 2. To consider and vote upon the ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019; | Issuer | Yes | For | With | |||||||||
FSK US Common Stock | FS KKR Capital Corp | FSK | 302635107 | 6/14/2019 | (i) elect the following individuals as Class C Directors, each of whom has been nominated for election for a three year term expiring at the 2022 annual meeting of the stockholders: (a) Barbara Adams, (b) Frederick Arnold, (c) Michael C. Forman and (d) Jerel A. Hopkins; (ii) approve the application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to increase the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150%; and (iii) approve a proposal to allow the Company in future offerings to sell its shares below net asset value per share in order to provide flexibility for future sales. | Issuer | Yes | For proposals 1 and 2; Against proposal 3 | With Management for 1 and 2, against management for 3 |
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters High Income Alternatives Fund
Brown Brothers Harriman & Co.
The sleeve of the Litman Gregory Masters High Income Alternatives Fund that issub-advised by Brown Brothers Harriman & Co. did not hold any securities with respect to which Brown Brothers Harriman & Co. was entitled to vote during the period from July 1, 2018 through June 30, 2019.
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters High Income Alternatives Fund
Guggenheim Partners Investment Management, LLC
The sleeve of the Litman Gregory Masters High Income Alternatives Fund that issub-advised by Guggenheim Partners Investment Management, LLC did not hold any securities with respect to which Guggenheim Partners Investment Management, LLC was entitled to vote during the period from July 1, 2018 through June 30, 2019.
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Litman Gregory Masters High Income Alternatives Fund
Neuberger Berman Investment Advisers LLC
The sleeve of the Litman Gregory Masters High Income Alternatives Fund that issub-advised by Neuberger Berman Investment Advisers LLC did not hold any securities with respect to which Neuberger Berman Investment Advisers LLC was entitled to vote during the period from July 1, 2018 through June 30, 2019.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LITMAN GREGORY FUNDS TRUST | ||
By: | /s/ Jeremy DeGroot | |
Jeremy DeGroot | ||
President (principal executive officer) | ||
Date: August 19, 2019 |