UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07763
LITMAN GREGORY FUNDS TRUST
(Exact name of registrant as specified in charter)
1676 N. California Blvd., Suite 500
Walnut Creek, CA 94596
(Address of principal executive offices)(Zip code)
Jeremy L. DeGroot
1676 N. California Blvd., Suite 500
Walnut Creek, CA 94596
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (925) 254-8999
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 through June 30, 2021
Item 1. Proxy Voting Record.
Explanatory Note: This amended Form N-PX is being filed to update the Form N-PX originally filed with the U.S. Securities and Exchange Commission on August 16, 2021 (Accession Number: 0001193125-21-247291) in order to include a proxy voting record for one issuer held by the PartnerSelect Alternative Strategies Fund during the reporting period that was inadvertently omitted from the original filing.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
PartnerSelect Alternative Strategies Fund
Company Name | Meeting Date | Ticker | Security ID | Agenda Item Number | Agenda Item Description | Management or Shareholder Proposal | Management Recommendation | Fund Vote | ||||||||
Stoneway Capital Corp. | 20201230 | NA | C86155AA3 | 1 | Secured Noteholders Arrangement Resolution. | MGMT | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LITMAN GREGORY FUNDS TRUST |
By: | /s/ Jeremy L. DeGroot | |
Jeremy L. DeGroot | ||
President (principal executive officer) | ||
Date: | August 23, 2021 |