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Rothschild Investment

Filed: 12 Oct 21, 11:31am

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M CO COMCOM88579Y1011,7389,905SH DFND 009,905
ABBOTT LABSCOM0028241003,67531,112SH DFND 0031,112
ABBVIE INC COMCOM00287Y10917,288160,264SH DFND 00160,264
ACADEMY SPORTS & OUTDOORS INCCOM00402l10758114,525SH DFND 0014,525
ACCENTURE PLC IRELAND CL ACOMg1151c101216675SH DFND 00675
ACTIVISION BLIZZARD INC COMCOM00507V1095406,975SH DFND 006,975
ADAPTIVE BIOTECHNOLOGI COMCOM00650f1092046,000SH DFND 006,000
ADOBE SYS INCCOM00724F101252438SH DFND 00438
ADVANCE AUTO PARTS INC COMCOM00751Y1061,0795,167SH SOLE 5,16700
ADVANCE AUTO PARTS INC COMCOM00751Y10688422SH DFND 00422
ADVANCED MICRO DEVICESCOM0079031075034,885SH DFND 004,885
AFFILIATED MNGRS GRP COMCOM0082521086894,563SH SOLE 4,56300
AFFILIATED MNGRS GRP COMCOM00825210832211SH DFND 00211
ALBEMARLE CORP COMCOM0126531018924,072SH DFND 004,072
ALLOGENE THERAPEUTICS COMCOM01977010632912,800SH DFND 0012,800
ALLSTATE CORP COMCOM0200021013,30625,966SH DFND 0025,966
ALLY FINL INC COMCOM02005n1001,73133,900SH SOLE 33,90000
ALLY FINL INC COMCOM02005n1001482,893SH DFND 002,893
ALPHABET CLASS-C SHARECOM02079k10726499SH SOLE 9900
ALPHABET CLASS-C SHARECOM02079k10716,8566,324SH DFND 006,324
ALPHABET INC CL ACOM02079k3051,270475SH SOLE 47500
ALPHABET INC CL ACOM02079k30518,2476,825SH DFND 006,825
ALTRIA GROUP INCCOM02209S1031,35029,659SH DFND 0029,659
AMAZON COM INC COMCOM0231351065,5451,688SH DFND 001,688
AMBIT BIOSCIENCE CONT VAL-POSSCOM023cvr996024,590SH DFND 0024,590
AMCOR PLC REGISTERED SHSCOMg0250x10766857,655SH DFND 0057,655
AMEREN CORP COMCOM0236081021,54719,095SH DFND 0019,095
AMERICAN ELECTRIC POWERCOM0255371014555,606SH DFND 005,606
AMERICAN EXPRESS COCOM0258161091,2377,384SH SOLE 7,38400
AMERICAN EXPRESS COCOM0258161094842,889SH DFND 002,889
AMERICAN INTL GROUP INC COM NECOM0268747849,042164,737SH DFND 00164,737
AMERIPRISE FINL INC COMCOM03076c106260983SH DFND 00983
AMERISOURCEBERGEN CORP COMCOM03073e1058296,938SH DFND 006,938
AMETEK INC NEW COMCOM0311001005,31742,875SH DFND 0042,875
AMGEN INCCOM03116210015,11771,090SH DFND 010070,990
AMMO INC COMCOM00175j10712320,000SH DFND 0020,000
AMN HEALTHCARE SRVCS COMCOM0017441016896,007SH SOLE 6,00700
AMN HEALTHCARE SRVCS COMCOM0017441011411,227SH DFND 001,227
ANNALY CAP MGMT INC COMCOM0357104096,946824,966SH DFND 01,500823,466
AON PLC REG SHSCOMg0403h1083,18711,152SH DFND 0011,152
APOLLO GLOBAL MGMT INC CL ACOM03768E10523379SH SOLE 37900
APOLLO GLOBAL MGMT INC CL ACOM03768E10571411,585SH DFND 0011,585
APPLE COMPUTER INCCOM0378331009676,832SH SOLE 6,83200
APPLE COMPUTER INCCOM03783310049,069346,780SH DFND 00346,780
APPLIED MATERIALS INCCOM0382221052,95222,934SH DFND 0022,934
ARES CAP CORP COMCOM04010l10366232,565SH DFND 0032,565
ASSOCIATED BANCORPCOM04548710547122,000SH DFND 0022,000
AT&T INC COMCOM00206r1024,260157,724SH DFND 00157,724
ATHENE HOLDING LTDCOMg0684d1071,49521,712SH SOLE 21,71200
ATHENE HOLDING LTDCOMg0684d1071361,979SH DFND 001,979
ATHIRA PHARMA INC COMCOM04746l10420521,850SH DFND 0021,850
ATLASSIAN CORP PLC CL ACOMg06242104205525SH DFND 00525
AUTOLIV INC COMCOM0528001092192,550SH DFND 002,550
AUTOMATIC DATA PROCESSINGCOM0530151032211,103SH DFND 001,103
BANCORP INC DEL COMCOM05969a10528811,334SH DFND 0011,334
BANK OF AMER CORPCOM0605051046,678157,311SH DFND 00157,311
BANK OF NEW YORK MELLON CORP CCOM0640581002685,167SH DFND 005,167
BARRICK GOLD CORPCOM06790110874141,025SH DFND 0041,025
BAXTER INTERNATIONAL INCCOM0718131091,71221,288SH DFND 0021,288
BENGUET CORP CL BCOM081851206110,000SH DFND 0010,000
BERKSHIRE HATHAWAY INC CL BCOM08467070218,16966,568SH DFND 0066,568
BERKSHIRE HATHAWAY INC DELCOM0846701088232SH DFND 002
BEYONDSPRING INC SHSCOMg1083010019712,500SH DFND 0012,500
BIOHAVEN PHARMACTL HLD COMCOMg111961051,46610,550SH DFND 0010,550
BIOMARIN PHARMACEUTICA COMCOM09061G1011,08814,073SH DFND 0014,073
BLACKSTONE GROUP INC COM CL ACOM09260d10713,240113,806SH DFND 00113,806
BLACKSTONE GSO STRATEG COM SHSCOM09257r10135725,780SH DFND 0025,780
BLACKSTONE MTG TR INC COM CL ACOM09257w10046215,225SH DFND 0015,225
BOEING COMPANYCOM09702310514,53166,068SH DFND 0066,068
BOOT BARN HLDGS INC COMCOM0994061005516,202SH SOLE 6,20200
BOOT BARN HLDGS INC COMCOM09940610050565SH DFND 00565
BORG WARNER AUTOMOTIVE INC COMCOM09972410670816,385SH DFND 0016,385
BP PLC SPONSORED ADRCOM0556221042,49191,137SH DFND 0091,137
BRINKER INTERNATIONAL INCCOM10964110050310,247SH DFND 0010,247
BRISTOL MYERS SQUIBB COCOM1101221084547,681SH SOLE 7,68100
BRISTOL MYERS SQUIBB COCOM1101221083,82664,654SH DFND 0064,654
BROADCOM INC COMCOM11135f1012,1054,341SH DFND 004,341
BUNGE LIMITED COMCOMg169621051,31916,222SH DFND 0016,222
CALERES INC COMCOM12950010451423,124SH SOLE 23,12400
CALERES INC COMCOM129500104472,110SH DFND 002,110
CAMBRIA ETF TR SHSHLD YIELD ETCOM13206120199816,575SH DFND 0016,575
CANADIAN NAT RES LTD COMCOM13638510155915,311SH SOLE 15,31100
CANADIAN NAT RES LTD COMCOM13638510112315SH DFND 00315
CANADIAN NATL RY CO COMCOM1363751023,76432,550SH DFND 0032,550
CARA THERAPEUTICS INC COMCOM14075510975648,900SH DFND 0048,900
CARNIVAL CORPCOM14365830037114,825SH DFND 0014,825
CARRIER GLOBAL CORP COMCOM14448c1043196,159SH DFND 006,159
CATERPILLAR TRACTORCOM1491231011,0505,470SH DFND 005,470
CBOE HLDGS INC COMCOM12503m1081,44911,697SH DFND 0011,697
CERIDIAN HCM HLDG INC COMCOM15677j1082852,531SH DFND 002,531
CHARGEPOINT HLDGS INC CL ACOM15961r10530815,400SH DFND 0015,400
CHARTER COMMUNICATIONS INC NEWCOM16119p108630866SH SOLE 86600
CHARTER COMMUNICATIONS INC NEWCOM16119p10873101SH DFND 00101
CHEVRON CORP NEW COMCOM16676410016161SH SOLE 16100
CHEVRON CORP NEW COMCOM16676410013,351131,606SH DFND 00131,606
CIENA CORP NEWCOM1717793091,55030,186SH SOLE 30,18600
CIENA CORP NEWCOM1717793091092,127SH DFND 002,127
CIMAREX ENERGY CO COMCOM1717981015676,500SH SOLE 6,50000
CIMAREX ENERGY CO COMCOM171798101951,093SH DFND 001,093
CISCO SYS INCCOM17275R10219355SH SOLE 35500
CISCO SYS INCCOM17275R10211,252206,726SH DFND 00206,726
CITIGROUP INC COMCOM17296742477811,079SH DFND 0011,079
COCA COLA COMPANYCOM19121610071313,595SH SOLE 13,59500
COCA COLA COMPANYCOM1912161001,01319,313SH DFND 0019,313
COHEN & STEERS QTY RLY COMCOM19247L10657438,500SH DFND 0038,500
COHU INC COMCOM19257610633710,536SH SOLE 10,53600
COHU INC COMCOM192576106672,112SH DFND 002,112
COINBASE GLOBAL INC COM CL ACOM19260q1073251,430SH DFND 001,430
COLGATE PALMOLIVE COMPANYCOM1941621034145,482SH DFND 005,482
COLONY BANKCORP INC CDT-COMCOM19623p10121111,356SH DFND 0011,356
COMCAST CORPORATION CLASS ACOM20030n10161510,999SH DFND 0010,999
COMPUGEN LTD ORDCOMm257221052,736458,301SH DFND 00458,301
CONAGRA BRANDS INC COMCOM2058871022868,454SH DFND 008,454
CONOCOPHILLIPSCOM20825C1042,88042,491SH DFND 0042,491
CONSOLIDATED EDISON NEW YORKCOM2091151042,24430,912SH DFND 0030,912
CORNING INCCOM21935010573520,145SH SOLE 20,14500
CORNING INCCOM2193501052,23961,366SH DFND 0061,366
CORTEVA INC COMCOM22052l1042305,476SH DFND 005,476
COSTCO WHOLESALE CORP-NEWCOM22160K10516,25436,172SH DFND 0036,172
COVANTA HOLDINGS CPCOM22282e1022,767137,526SH DFND 00137,526
CRESCO LABS INC SUB VTG SHSCOM22587m10635638,400SH DFND 0038,400
CUMMINS ENGINE CO INCCOM2310211062,37310,567SH DFND 0010,567
CUSTOMERS BANCORP INC COMCOM23204G1002485,764SH SOLE 5,76400
CVS HEALTH CORPORATIONCOM12665010010,254120,829SH DFND 00120,829
DANAHER CORP DEL COMCOM2358511023,05810,044SH DFND 0010,044
DARDEN RESTAURANTS, INC.COM2371941051,1777,770SH DFND 007,770
DAVITA HEALTHCARE PARTNERS, INCOM23918k1081,58113,595SH DFND 0013,595
DEERE & COMPANYCOM2441991052,3597,040SH DFND 007,040
DEL TACO RESTAURANTSCOM24549610411413,100SH DFND 0013,100
DENTSPLY SIRONA INC COMCOM24906p1095659,725SH DFND 009,725
DESKTOP METAL INC COM CL ACOM25058x10514320,000SH DFND 0020,000
DEVON ENERGY CORP NEW COMCOM25179M1031604,500SH SOLE 4,50000
DEVON ENERGY CORP NEW COMCOM25179M103902,532SH DFND 002,532
DIEBOLD INC COMCOM2536511031,072106,079SH DFND 00106,079
DIGITAL RLTY TR INC COMCOM2538681035784,000SH SOLE 4,00000
DIGITAL RLTY TR INC COMCOM25386810345311SH DFND 00311
DIMECO INC COMCOM25432w1042196,000SH DFND 006,000
DISCOVER FINL SVCS INCCOM2547091082732,221SH DFND 002,221
DISCOVERY COMMUNICATIONS INC CCOM25470f1042,564101,007SH DFND 00101,007
DOLLAR GENERAL CORPCOM2566771058173,852SH SOLE 3,85200
DOLLAR GENERAL CORPCOM2566771056072,863SH DFND 002,863
DOLLAR TREE INC COMCOM2567461084134,310SH SOLE 4,31000
DOLLAR TREE INC COMCOM2567461082122,210SH DFND 002,210
DOMINION ENERGY INC COMCOM25746u1091,71423,471SH DFND 0023,471
DOMINOS PIZZA INC COMCOM25754a2012,4805,200SH DFND 005,200
DOW INC COMCOM26055710311,680202,912SH DFND 0200202,712
DRAFTKINGS INC COM CL ACOM26142r10410,235212,519SH DFND 00212,519
DUKE ENERGY COMPANYCOM26441C2044,05841,581SH DFND 0041,581
DUPONT DE NEMOURS INC COMCOM26614n1025488,067SH DFND 008,067
EATON CORP PLC SHSCOMg291831032,04313,680SH DFND 0013,680
EBAY INC COMCOM2786421032,88741,440SH DFND 0041,440
EDISON INTERNATIONALCOM2810201073947,100SH DFND 007,100
EDWARDS LIFESCIENCES COMCOM28176e1081,81716,049SH DFND 0016,049
ELECTRONIC ARTSCOM2855121099136,420SH DFND 006,420
EMERSON ELECTRIC COCOM2910111041,26113,387SH DFND 0013,387
ENBRIDGE INC COMCOM29250n10561515,434SH DFND 0015,434
EQUINIX INC COM NEWCOM29444U700555703SH DFND 00703
EQUITABLE HLDGS IN COMCOM29452e10133911,425SH DFND 0011,425
ESSENTIAL UTILS INC COMCOM29670g1021,09223,705SH DFND 0023,705
ETHAN ALLEN INTERIORS COMCOM29760210443418,310SH DFND 0018,310
EWELLNESS HEALTHCARE C COM NEWCOM30051d2050150,000SH DFND 00150,000
EXELON CORPCOM30161N1012,24546,448SH DFND 0046,448
EXICURE INC COMCOM30205m1011210,000SH DFND 0010,000
EXPEDIA INC DEL COMCOM30212P3038495,177SH DFND 005,177
EXXON MOBIL CORP COMCOM30231G1022,55143,373SH DFND 0043,373
F5 NETWORKS INC COMCOM3156161023611,815SH DFND 001,815
FACEBOOK INC CL ACOM30303m1026,22418,340SH DFND 0018,340
FAMILY ZONE CYBER SAFE SHSCOMq3689d1053877,000SH DFND 0077,000
FEDEX CORPCOM31428X1064622,108SH SOLE 2,10800
FEDEX CORPCOM31428X1062,67612,203SH DFND 0012,203
FIFTH THIRD BANCORPCOM3167731001,18627,950SH DFND 0027,950
FIRST N B ANCHRAG ALAS COMCOM32112j1062,0208,781SH DFND 008,781
FIRST TRUST ETF II HLTH CARE ACOM33734x1432982,500SH DFND 002,500
FLEXPOINT SENSOR SYS COM NEWCOM33938w206456,000SH DFND 0056,000
FLUOR CORP NEWCOM34341210268542,862SH DFND 0042,862
FORD MOTOR COMPANYCOM34537086044131,179SH DFND 0031,179
FORTIVE CORP COMCOM34959j1083504,957SH DFND 004,957
FULLER H B CO COMCOM3596941061,11717,304SH SOLE 17,30400
FULLER H B CO COMCOM3596941061061,635SH DFND 001,635
GABELLI UTIL TR COMCOM36240A10141152,199SH DFND 0052,199
GALLAGHER ARTHUR J & COCOM3635761095954,001SH DFND 004,001
GATES INDUSTRIAL CORPR ORD SHSCOMg3910810834521,174SH SOLE 21,17400
GATES INDUSTRIAL CORPR ORD SHSCOMg39108108543,308SH DFND 003,308
GENERAL DYNAMICSCOM36955010810,58654,001SH DFND 05053,951
GENERAL ELECTRIC COCOM3696043011,19611,610SH DFND 0011,610
GENERAL MILLS INCCOM3703341043035,064SH DFND 005,064
GENERAL MTRS CO COMCOM37045v1001,48328,129SH DFND 0028,129
GILEAD SCIENCES INC COMCOM3755581034095,854SH DFND 005,854
GLAXO SMITHKLINE PLC SPONS ADRCOM37733w1051,13529,700SH DFND 0029,700
GLOBUS MED INC CL ACOM3795772083094,032SH SOLE 4,03200
GLOBUS MED INC CL ACOM37957720828362SH DFND 00362
GOHEALTH INC COM CL ACOM38046w10535370,230SH DFND 0070,230
GOLDMAN SACHS BDC INC SHSCOM38147u10724913,593SH DFND 0013,593
GOLDMAN SACHS GROUP COMCOM38141G1041,8094,785SH DFND 004,785
GRAINGER W W INCCOM3848021048402,137SH SOLE 2,13700
GRAINGER W W INCCOM38480210476194SH DFND 00194
GRAYSCALE BITCOIN TR BTC SHSCOM3896371094,698138,790SH DFND 00138,790
GRAYSCALE ETHEREUM TR SHSCOM3896381078,624303,554SH DFND 00303,554
GREEN THUMB INDUSTRIES SUB VTGCOM39342l1081,32547,700SH DFND 0047,700
HALLIBURTON COMPANYCOM40621610127912,900SH DFND 0012,900
HANES BRANDS INC COMCOM41034510259634,748SH DFND 0034,748
HOME DEPOT INCCOM4370761024,99815,225SH DFND 0015,225
HONEYWELL INTLCOM43851610612,94260,967SH DFND 020060,767
HUNTSMAN CORP COMCOM44701110729910,110SH DFND 0010,110
ILLINOIS TOOL WORKSCOM45230810912,01858,164SH DFND 0058,164
ILLUMINA INC COMCOM452327109301741SH DFND 00741
INTEL CORPORATIONCOM4581401004,93892,680SH DFND 0092,680
INTERNATIONAL BUSINESS MACHINECOM4592001013,24223,336SH DFND 0023,336
INTERNATIONAL PAPER COCOM46014610381314,539SH DFND 0014,539
INTUITIVE SURGICAL INC COM NEWCOM46120e6021,1221,129SH DFND 001,129
INVESCO ETF TR II S&P 500 LOWCOM46138E3544787,859SH DFND 007,859
INVESCO ETF TR S&P 500 EQUAL WCOM46137V3572161,445SH DFND 001,445
INVESCO EXCHNG TRADED S&P MIDCCOM46138e1983987,575SH DFND 007,575
INVESCO LTD SHSCOMg491bt1081,95481,035SH DFND 0081,035
INVITATION HOMES INC COMCOM46187w10710,756280,604SH DFND 00280,604
ISHARES INC MSCI JAPANCOM46434g8222994,255SH DFND 004,255
ISHARES SILVER TRUST ISHARESCOM46428q10926012,687SH DFND 0012,687
ISHARES TR CONSER ALLOC ETFCOM4642898831,30733,100SH DFND 0033,100
ISHARES TR FTSE XINHAU HK CHINCOM46428718488322,670SH DFND 0022,670
ISHARES TR GRWT ALLOCAT ETFCOM4642898672775,000SH DFND 005,000
ISHARES TR MSCI EAFE IDXCOM4642874652,03326,064SH DFND 0026,064
ISHARES TR NASDQ BIO INDXCOM4642875562591,600SH DFND 001,600
ISHARES TR RUSL 2000 GROWCOM464287648235801SH DFND 00801
ISHARES TR RUSSELL MIDCAPCOM4642874992483,176SH DFND 003,176
ISHARES TR RUSSELL1000GRWCOM4642876146,65524,285SH DFND 0024,285
ISHARES TR S&P SMLCAP 600COM4642878045024,600SH DFND 004,600
J P MORGAN CHASE & CO COMCOM46625h10026,206160,094SH DFND 00160,094
JOHNSON & JOHNSONCOM47816010417,580108,853SH DFND 0100108,753
KBR INC COMCOM48242w1061,08427,516SH SOLE 27,51600
KBR INC COMCOM48242w1061032,620SH DFND 002,620
KELLOGG COMPANYCOM4878361081,22419,155SH DFND 0019,155
KIMBERLY CLARK CORPCOM4943681031,0638,028SH DFND 008,028
KINDER MORGAN INC DEL COMCOM49456b1011,00960,301SH DFND 0060,301
KKR & CO INC CL ACOM48251w1043,45456,742SH DFND 0056,742
KLA CORP COMCOM4824801005211,558SH DFND 001,558
KRAFT HEINZ CO COMCOM5007541061,49140,482SH DFND 0040,482
KRANESHARES TR CSI CHI INTERNECOM5007673062846,000SH DFND 006,000
KROGER COCOM50104410113318SH SOLE 31800
KROGER COCOM50104410143610,791SH DFND 0010,791
LAZARD LTD SHS ACOMg540501023718,100SH DFND 008,100
LILLY ELI & COMPANYCOM5324571083,18113,769SH DFND 0013,769
LINCOLN NATL CORP IND COMCOM5341871094726,860SH DFND 006,860
LINDE PLCCOMg5494j1032,3738,088SH DFND 008,088
LOCKHEED MARTIN CORPCOM5398301095,06614,681SH DFND 0014,681
LUMENTUM HLDGS INC COMCOM55024u1091,25715,041SH SOLE 15,04100
LUMENTUM HLDGS INC COMCOM55024u1091181,408SH DFND 001,408
LYONDELLBASELL INDUSTR SHS - ACOMN537451003,19634,050SH DFND 0034,050
M D C HLDGS INC COMCOM5526761083086,600SH DFND 006,600
MACERICH CO COMCOM55438210118411,020SH DFND 0011,020
MACYS INC COMCOM55616p10468430,280SH DFND 0030,280
MARRIOTT INTL INC COMCOM5719032027004,729SH DFND 004,729
MARVELL TECH GROUP LTD ORDCOM5738741041,67827,817SH DFND 0027,817
MASCO CORP COMCOM5745991062895,205SH DFND 005,205
MASTERCARD INC COMCOM57636q1044831,390SH DFND 001,390
MCDONALDS CORPORATIONCOM5801351017883,270SH SOLE 3,27000
MCDONALDS CORPORATIONCOM5801351015,48122,734SH DFND 0022,734
MEDICAL PPTYS TR INC COMCOM58463j30456228,000SH DFND 0028,000
MEDTRONIC PLC SHSCOMg5960l1031,52212,143SH DFND 0012,143
MERCK & COMPANY INC.COM58933y1055,17068,831SH DFND 0068,831
METLIFE INC COMCOM59156r1085,40987,621SH DFND 0087,621
MGM RESORTS INTERNATIONALCOM5529531011,25629,115SH DFND 0029,115
MICROCHIP TECHNOLOGY COMCOM5950171041,1707,625SH SOLE 7,62500
MICROCHIP TECHNOLOGY COMCOM59501710480523SH DFND 00523
MICROSOFT CORPCOM59491810420,69773,416SH DFND 0073,416
MICROSTRATEGY INC CL A NEWCOM594972408521900SH DFND 00900
MONDELEZ INTL INC CL ACOM60920710560910,473SH DFND 0010,473
MORGAN STANLEY COM NEWCOM6174464484674,802SH DFND 004,802
MOTOROLA SOLUTIONS INC COM NEWCOM6200763073481,496SH DFND 001,496
NEW MTN FIN CORP COMCOM64755110031323,524SH DFND 0023,524
NEW RESIDENTIAL INVT CORP COMCOM64828t20133029,996SH DFND 0029,996
NEWELL BRAND INC.COM65122910648822,024SH DFND 0022,024
NEXTERA ENERGY INC COMCOM65339F1011,19215,178SH DFND 0015,178
NIKE INC CLASS BCOM6541061031,1858,161SH DFND 008,161
NISOURCE INC. COMCOM65473p1051,17348,429SH DFND 0048,429
NORFOLK SOUTHERN CORPCOM6558441082,80211,711SH DFND 0011,711
NORTHERN TRUST CORPORATIONCOM6658591045605,192SH DFND 005,192
NOVARTIS A G SPONSORED ADRCOM66987V1091,32016,145SH DFND 0016,145
NOVO NORDISKCOM6701002051,27513,277SH DFND 0013,277
NUCOR CORPCOM6703461054,06841,305SH DFND 0041,305
NVIDIA CORP COMCOM67066G10411,30154,550SH DFND 0054,550
OCCIDENTAL PETE CORPCOM6745991052528,535SH DFND 008,535
OLD REP INTL CORPCOM6802231041,35058,385SH DFND 0058,385
OLD SECOND BANCORP INC COMCOM68027710043133,000SH DFND 0033,000
ONEOK INC NEW COMCOM6826801034307,420SH DFND 007,420
OPENDOOR TECHNOLOGIES INC COMCOM68371210324311,850SH DFND 0011,850
ORACLE SYS CORPCOM68389X1056417,360SH SOLE 7,36000
ORACLE SYS CORPCOM68389X1057,35684,428SH DFND 0084,428
ORGANON & COCOM68622v10646614,199SH DFND 0014,199
OSHKOSH TRUCK CORPCOM6882392012832,766SH SOLE 2,76600
OSHKOSH TRUCK CORPCOM6882392012302,249SH DFND 002,249
OTIS WORLDWIDE CORP COMCOM68902v1072723,303SH DFND 003,303
OZOP ENERGY SOLUTIONS COMCOM692732209112,500SH DFND 0012,500
PACIRA BIOSCIENCES COMCOM6951271004638,260SH SOLE 8,26000
PACIRA BIOSCIENCES COMCOM69512710037663SH DFND 00663
PALANTIR TECHNOLOGIES CL ACOM69608a10889837,370SH DFND 0037,370
PALO ALTO NETWORKS INC COMCOM69743510515,72132,820SH DFND 0032,820
PARKER HANNIFIN CORP COMCOM701094104220785SH DFND 00785
PAYPAL INC COMCOM70450y1039683,721SH DFND 003,721
PELOTON INTERACTIVE IN CL A COCOM70614w1005,05258,030SH DFND 0058,030
PENN NATL GAMING INC COMCOM7075691092,71937,530SH DFND 0037,530
PEPSICO INCCOM7134481088425,600SH SOLE 5,60000
PEPSICO INCCOM7134481081,3258,808SH DFND 008,808
PETMED EXPRESS INC COMCOM71638210664423,950SH DFND 0023,950
PFIZER INCCOM7170811037,370171,360SH DFND 0200171,160
PHILIP MORRIS INTL INC COMCOM7181721091,77118,685SH DFND 0018,685
PHILLIPS 66 COMCOM7185461043,35147,848SH DFND 0047,848
PINNACLE FINL PARTNERS COMCOM72346q1045856,223SH SOLE 6,22300
PINNACLE FINL PARTNERS COMCOM72346q10460640SH DFND 00640
PINNACLE WEST CAPITAL CORP USDCOM7234841012,07528,670SH DFND 0028,670
PIONEER NAT RES CO COMCOM7237871075833,504SH SOLE 3,50400
PIONEER NAT RES CO COMCOM723787107138826SH DFND 00826
PITNEY BOWES INCCOM72447910070898,215SH DFND 0098,215
PNC FINANCIAL CORPCOM6934751057914,043SH SOLE 4,04300
PNC FINANCIAL CORPCOM6934751053051,559SH DFND 001,559
POLARIS INDS INCCOM7310681022822,355SH DFND 002,355
POSEIDA THERAPEUTICS I COMCOM73730p1088712,000SH DFND 0012,000
PPL CORPORATIONCOM69351T1061,62858,400SH DFND 0058,400
PRECISION ASSESSMENT COMCOM74018g109040,000SH DFND 0040,000
PRICE T ROWE GROUP INC COMCOM74144t1089704,931SH DFND 004,931
PROCTER & GAMBLE COCOM7427181093,40124,326SH DFND 0024,326
PUBLIC STORAGE INC COMCOM74460D10910,21134,368SH DFND 07534,293
QRS MUSIC TECHNOLOGIES COMCOM74726W107518,333SH DFND 0018,333
QUALCOMM INCCOM7475251039,11070,634SH DFND 0070,634
QUOTIENT TECHNOLOGY IN COMCOM74911910319834,048SH SOLE 34,04800
QUOTIENT TECHNOLOGY IN COMCOM749119103193,264SH DFND 003,264
RAYTHEON TECHNOLOGIES CORPCOM75513e1011,79120,830SH DFND 0020,830
REAL BRANDS INC COMCOM75584q108110,000SH DFND 0010,000
REGENERON PHARMA INC COMCOM75886f107405670SH DFND 00670
RESTAURANT BRANDS INTL INC COMCOM76131d1032594,235SH DFND 004,235
ROBLOX CORP CL ACOM7710491033074,070SH DFND 004,070
SADDLE RANCH MEDIA INC COMCOM786239103050,000SH DFND 0050,000
SALESFORCE.COM INC COMCOM79466l30211,19641,281SH DFND 0041,281
SCHWEITZER-MAUDUIT INTL INC COCOM8085411061,07330,948SH SOLE 30,94800
SCHWEITZER-MAUDUIT INTL INC COCOM808541106862,471SH DFND 002,471
SEAGATE TECHNOLOGY PLC SHSCOMg7997r1031,50818,275SH DFND 0018,275
SECTOR SPIDER TR TECHNOLOGYCOM81369Y8034923,292SH DFND 003,292
SEMPRA ENERGY COMCOM8168511092602,056SH DFND 002,056
SENSIENT TECH CORP COMCOM81725T1002552,800SH DFND 002,800
SHERWIN WILLIAMS COCOM8243481067392,643SH DFND 002,643
SIMON PPTY GROUP INC COMCOM8288061093412,623SH DFND 002,623
SKECHERS U S A INC CL ACOM8305661052936,965SH SOLE 6,96500
SKECHERS U S A INC CL ACOM83056610528661SH DFND 00661
SNAP INC CL ACOM83304a1064586,200SH DFND 006,200
SOUTHERN COMPANYCOM8425871072,22135,847SH DFND 0035,847
SPDR DOW JONES INDL AVG ETFCOM78467x1094911,452SH DFND 001,452
SPDR SER TR S&P HOMEBUILDERS ECOM78464a8885748,000SH DFND 008,000
SPDR SERIES TRUST S&P REGL BKGCOM78464a6981,74225,713SH DFND 0025,713
SPIRIT AEROSYS HLDGS I COM CLCOM8485741091,41031,900SH DFND 0031,900
SPROTT FOCUS TR INC COMCOM85208j10915118,211SH DFND 0018,211
SPX FLOW INC COMCOM78469x1071,20316,457SH SOLE 16,45700
SPX FLOW INC COMCOM78469x107851,159SH DFND 001,159
SQUARE INC CL ACOM8522341037,01229,237SH DFND 0029,237
STANLEY BLACK & DECKER COMCOM8545021017384,207SH SOLE 4,20700
STANLEY BLACK & DECKER COMCOM8545021012,30313,135SH DFND 0013,135
STARBUCKS CORP COMCOM8552441092,64623,990SH DFND 0023,990
STARWOOD PPTY TR INC COMCOM85571b1052,498102,353SH DFND 00102,353
STATE STREET BOSTON CORPCOM8574771036727,932SH DFND 007,932
STRYKER CORPCOM8636671019,18034,811SH DFND 0034,811
SYNCHRONY FINL COMCOM87165b1033326,800SH DFND 006,800
SYSCO CORPCOM87182910710,114128,847SH DFND 00128,847
TARGET CORP COMCOM87612E1062,0568,987SH DFND 008,987
TE CONNECTIVITY LTDCOMH849891041,3719,993SH DFND 009,993
TECNOGLASS INC SHSCOMg8726410075834,863SH SOLE 34,86300
TECNOGLASS INC SHSCOMg87264100663,040SH DFND 003,040
TEGNA INCCOM87901j1051,14458,001SH DFND 0058,001
TESLA MTRS INC COMCOM88160R101774998SH DFND 00998
THERMO FISHER SCIENTIFICCOM8835561025,3489,360SH SOLE 9,36000
THERMO FISHER SCIENTIFICCOM88355610211,65820,405SH DFND 0020,405
TILLYS INC CL ACOM88688510253938,500SH DFND 0038,500
TJX COMPANIES INC (NEW)COM8725401096,759102,434SH DFND 00102,434
TOWN SPORTS INTL HLDGS COMCOM89214a102168,072SH DFND 0068,072
TRACTOR SUPPLY CO COMCOM8923561062681,324SH SOLE 1,32400
TRACTOR SUPPLY CO COMCOM89235610640199SH DFND 00199
TRUIST FINL CORP COMCOM89832q1098,938152,394SH DFND 00152,394
TRULIEVE CANNABIS CORP COMCOM89788c10448718,100SH DFND 0018,100
UBER TECHNOLOGIES INC COMCOM90353t1002,05045,770SH DFND 0045,770
ULTA SALON COSM & FRAG COMCOM90384s3039352,590SH DFND 002,590
ULTRA CLEAN HLDGS INC COMCOM90385v10747711,200SH SOLE 11,20000
ULTRA CLEAN HLDGS INC COMCOM90385v107441,031SH DFND 001,031
UMBRA APPLIED TECHNOLO COMCOM90419p1008250,000SH DFND 00250,000
UNION PACIFIC CORPORATIONCOM9078181088,60643,907SH DFND 0043,907
UNITED PARCEL SERVICE CL BCOM9113121068084,438SH DFND 004,438
UNITEDHEALTH GRP INCCOM91324p1029222,360SH SOLE 2,36000
UNITEDHEALTH GRP INCCOM91324p102294752SH DFND 00752
UNITY SOFTWARE INC COMCOM91332u1012301,825SH DFND 001,825
UNIVERSAL DISPLAY CORP COMCOM91347P1051,4548,505SH DFND 008,505
UNIVERSAL HEALTH RLTY INCOME SCOM91359E1055229,445SH DFND 009,445
US BANCORP DEL COMCOM90297330419325SH SOLE 32500
US BANCORP DEL COMCOM90297330494715,937SH DFND 0015,937
UWM HOLDINGS CORPORATI COM CLCOM91823b10925736,940SH DFND 0036,940
VANGUARD INDEX FDSCOM9229083631,1422,895SH DFND 002,895
VANGUARD INDEX FDS EXTEND MKTCOM9229086527,88443,235SH DFND 0043,235
VANGUARD INDEX FDS GROWTH ETFCOM9229087362,4168,327SH DFND 008,327
VANGUARD INDEX FDS REIT ETFCOM9229085531,46814,425SH DFND 0014,425
VANGUARD INDEX FDS SMALL CP ETCOM9229087512191,000SH DFND 001,000
VANGUARD INDEX FDS VALUE ETFCOM9229087442712,003SH DFND 002,003
VANGUARD INTL EQUITY I TT WRLDCOM9220427427747,600SH DFND 007,600
VANGUARD SPECIALIZED DIV APP ECOM9219088449,46261,604SH DFND 0061,604
VANGUARD WHITEHALL FDS HIGH DICOM9219464066356,147SH DFND 006,147
VANGUARD WORLD FDS INF TECH ETCOM92204a702241601SH DFND 00601
VANGUARD WORLD FDS UTILITIES ECOM92204a8765764,140SH DFND 004,140
VECTOR GROUP LTD COMCOM92240M10834126,709SH DFND 0026,709
VECTRUS INC COMCOM92242t1013807,549SH SOLE 7,54900
VECTRUS INC COMCOM92242t10137742SH DFND 00742
VENTAS INC COMCOM92276F1003,18657,698SH DFND 020057,498
VERIZON COMMUNICATIONS COMCOM92343v1049,731180,170SH DFND 00180,170
VIACOMCBS INC CL BCOM92556h2063639,187SH DFND 009,187
VIATRIS INC COMCOM92556v10690366,627SH DFND 02466,603
VICTORY CAP HLDGS INC COM CL ACOM92645B1032747,839SH SOLE 7,83900
VIR BIOTECHNOLOGY INC COMCOM92764n1021,67838,550SH DFND 0038,550
VISA INC COM CL ACOM92826c8397973,577SH SOLE 3,57700
VISA INC COM CL ACOM92826c8395,76125,865SH DFND 0025,865
VISTA OUTDOOR INC COMCOM92837710055513,775SH DFND 0013,775
VONTIER CORP.COM9288811018,673258,114SH DFND 0300257,814
WAL MART STORES INCCOM9311421034,16829,906SH DFND 0029,906
WALGREEN BOOTS ALLIANCE INC COCOM9314271082595,498SH SOLE 5,49800
WALGREEN BOOTS ALLIANCE INC COCOM9314271088,452179,639SH DFND 00179,639
WALT DISNEY PRODUCTIONSCOM2546871065873,468SH SOLE 3,46800
WALT DISNEY PRODUCTIONSCOM2546871068,54050,483SH DFND 0050,483
WASTE MGMT INC COMCOM94106L10912,34082,621SH DFND 0082,621
WEC ENERGY GROUP INC COMCOM92939u1062,68330,415SH DFND 0030,415
WELLS FARGO & COMPANYCOM9497461011,53333,023SH DFND 0033,023
WESTAIM CORP COM NEWCOM9569093034320,000SH DFND 0020,000
WHIRLPOOL CORPCOM9633201066012,948SH DFND 002,948
WILLIAMS COS INC DEL COMCOM96945710033712,980SH DFND 0012,980
WILLSCOT MOBIL MINI HL COM CLCOM97137810443313,650SH SOLE 13,65000
WILLSCOT MOBIL MINI HL COM CLCOM971378104341,087SH DFND 001,087
WINTRUST FINL CORP COMCOM97650W1081652,055SH SOLE 2,05500
WINTRUST FINL CORP COMCOM97650W1081391,731SH DFND 001,731
WISDOMTREE TR US DIVD GRWTH FDCOM97717x6692894,918SH DFND 004,918
WNS HOLDINGS LTD SPON ADRCOM92932M1013444,201SH SOLE 4,20100
YETI HLDGS INC COMCOM98585x1041131,317SH SOLE 1,31700
YETI HLDGS INC COMCOM98585x1049,068105,825SH DFND 00105,825
YUM BRANDS INC COMCOM9884981012381,945SH DFND 001,945
ZEBRA TECHNOLOGIES CP CL ACOM9892071056291,220SH DFND 001,220
ZIMMER BIOMET HOLDINGS INCCOM98956P1023982,720SH DFND 002,720
ALIBABA GROUP HLDG LTD SPONSORADR01609w1021,4049,486SH DFND 009,486
FLUTTER ENTMT PLC UNSPONSOREDADR3440441021,22012,285SH DFND 0012,285
LEGAL & GEN GROUP PLC SPONSOREADR52463h10377140,109SH DFND 0040,109
LI AUTO INC SPONSORED ADSADR50202m1022338,865SH DFND 008,865
RIO TINTO PLC SPONSORED ADRADR7672041002143,200SH DFND 003,200
ROCHE HLDG LTD SPONSORED ADRADR7711951043387,441SH DFND 007,441
ROYAL DUTCH SHELL BADR7802591072295,182SH DFND 005,182
ROYAL DUTCH SHELL PLC SPONS ADADR7802592062154,823SH DFND 004,823
SAFRAN S A SPON ADRADR78658410246114,555SH DFND 0014,555
SANOFI SPONSORED ADRADR80105n1053136,493SH DFND 006,493
TAIWAN SEMICONDUCTOR SPONSOREDADR8740391004443,978SH DFND 003,978
TAKEDA PHARMACEUTICAL CO. LTDADR87406020552732,177SH DFND 0032,177
TENCENT HLDGS LTD ADRADR88032q1092,63244,042SH DFND 0044,042
TOYOTA MOTOR CORP SP ADR REP2CADR8923313072121,195SH DFND 001,195
TRIP COM GROUP LTD ADSADR89677q10754817,825SH DFND 0017,825
VOLKSWAGEN AG UNSPONSRED ADRADR92866260060219,360SH DFND 0019,360
BLACKSTONE REAL ESTATE INC TRREper0926134,917372,424SH DFND 00372,424
ALLIANCEBERNSTEIN HLDGS LP UNILP01881g10650210,134SH DFND 0010,134
CRESSET DIVERSIFIED QOZ FUND LLP225lp5112250250,000SH DFND 00250,000
ENTERPRISE PRODS PARTNERS LP CLP2937921074,914227,099SH DFND 00227,099
JVM PRFD EQTY FD - 2020 SERIESLP670cc10245050,000SH DFND 0050,000
MAGELLAN MIDSTREAM PARTNERS LPLP5590801063,09367,849SH DFND 025067,599
PLAINS ALL AM PIPELINE UNIT LTLP72650310512812,600SH DFND 0012,600
ADVISORS SER TR POPLAR FRST COMF00770x5356,577202,434SH DFND 00202,434
AMCAP FD INC CL F 3MF0233757772666,095SH DFND 006,095
AMER FDS RET INC PORTF ENCHANCMF02631l52824318,019SH DFND 0018,019
AMERICAN BALANCED FD SHS F-2 CMF02407182173122,608SH DFND 0022,608
AMERICAN DEV WRLD GRWTH&INC FDMF02630f5066,175479,046SH DFND 00479,046
AMERICAN FDS PORTFOLIO BALANCEMF02630y22449426,972SH DFND 0026,972
AMERICAN FDS PORTFOLIO GBL GROMF02630r34447019,395SH DFND 0019,395
AMERICAN FDS PORTFOLIO GRW & IMF02630r60977040,952SH DFND 0040,952
AMERICAN FDS TARGET DA 2030 TRMF02631v50069738,526SH DFND 0038,526
AMERICAN FDS TARGET DA 2045 TRMF02631v80721710,349SH DFND 0010,349
AMERICAN FDS TARGET DA 2050 TRMF02631v88022710,942SH DFND 0010,942
AMERICAN FUNDS DEV WLD GRWTH &MF02630f7791,747135,633SH DFND 00135,633
AMERICAN MUTUAL FUND CLASS F3MF0276817741,30526,229SH DFND 0026,229
BLACKROCK FDS II STRG OPP INSTMF09260b38211411,031SH DFND 0011,031
BLACKROCK FDS III LIFPT2025 INMF06692384839824,441SH DFND 0024,441
BLAIR WILLIAM SM MID CAP GRWTHMF0930012953589,535SH DFND 009,535
BRANDES INVT TR EMRGN MKT VALMF10526275210612,219SH DFND 0012,219
CAPITAL INCOME BLDR FD CL F 3MF14019378013,758206,075SH DFND 00206,075
CAPITAL INCOME BLDR IN SHS CLMF1401941014,85772,790SH DFND 0072,790
CAPITAL WORLD GRW&INCM CL F-2MF1405438281,09117,257SH DFND 0017,257
CAPITAL WORLD GRWTH AND INC FDMF1405431173,52555,694SH DFND 0055,694
COLUMBIA ACORN FUND CL ZMF19719940921612,766SH DFND 0012,766
COLUMBIA FDS SER TR CAPTAL ALLMF19766b22425720,178SH DFND 0020,178
COLUMBIA FDS SER TR I DIVIDENDMF19766m84059019,923SH DFND 0019,923
COLUMBIA FDS SER TR I DIVIDNDMF19766m8652267,630SH DFND 007,630
DNP SELECT INCOME FD INC COMMF23325P10492386,571SH DFND 0086,571
DODGE & COX STK FD COMMF2562191061,1975,073SH DFND 005,073
EATON VANCE GROWTH TR ATL CAPTMF2779026982806,683SH DFND 006,683
EURO PAC GROWTH FD CL F 3MF2987061104176,024SH DFND 006,024
FUNDAMENTAL INVESTORS CL F3MF3608027712,26830,145SH DFND 0030,145
GRANDEUR PEAK EMERGING MKTS OPMF31761R4017,032379,315SH DFND 00379,315
GRANDEUR PEAK GLBL MICRO CAP FMF31761r7322,512116,939SH DFND 00116,939
GRANDEUR PEAK GLBL STALWARTS CMF31761r7737,685298,564SH DFND 00298,564
GRANDEUR PEAK GLOBAL OPP FD INMF3176093607,8001,319,748SH DFND 001,319,748
GRANDEUR PEAK INTL STALWARTS CMF31761r7575,592208,885SH DFND 00208,885
HARRIS ASSOC INVT TR OAKMARK IMF4138382022508,886SH DFND 008,886
INCOME FD AMER INC CL F3MF4533207722,37693,821SH DFND 0093,821
INTERNATIONAL GROWTH I CL F 3MF45956t7742977,462SH DFND 007,462
INTERNATIONAL GRW & IN CL F-2MF45956t5012375,938SH DFND 005,938
INVESCO GLBL HEALTH CARE FUNDMF00141v8204659,499SH DFND 009,499
INVESCO/OPP GLBL STRAT INC FDMF00143K7569727,060SH DFND 0027,060
INVESCO/OPP INTL SM MID CO FDMF00900W5554106,743SH DFND 006,743
INVESCO/OPP INTL SMALL MID COMF00900W53099016,376SH DFND 0016,376
INVESCO/OPP STEELPATH MLP INCMF00143K2856414,532SH DFND 0014,532
INVESCO/OPP STEELPATH MLP SEL4MF00143K22817529,326SH DFND 0029,326
INVESTMENT CO AMER CL F3MF46130877775615,117SH DFND 0015,117
LORD ABBETT INVT TR INCOME FDMF5439163653010,081SH DFND 0010,081
MUTUAL FD SER TR ALPHACENTRICMF62827m1442,085173,062SH DFND 00173,062
NEW PERSPECTIVE FD INC CL F3MF6480187781,88028,088SH DFND 0028,088
NEW WORLD FD INC NEW CL F3MF6492807731,19212,918SH DFND 0012,918
POPLAR FOREST PARTNERS INSTITUMF00768d79812,743227,262SH DFND 00227,262
PRUDENTIAL WRLD FD IN JNSON GLMF7439696852334,761SH DFND 004,761
ROWE PRICE NEW HORIZON FD CL IMF7795622062202,333SH DFND 002,333
ROWE T PRICE ST TAX FR COMMF77957610715014,391SH DFND 0014,391
SEQUOIA FD INC COMMF8174181063651,875SH DFND 001,875
SMALLCAP WORLD FD INC CL F3MF8316817702933,268SH DFND 003,268
SMEAD FDS TR VALUE FD CL YMF83178c7093024,525SH DFND 004,525
THE GROWTH FD OF AMERICA CL F3MF3998747751,73222,834SH DFND 0022,834
VANGUARD INDEX FDS TOT STKIDXMF9229087284454,120SH DFND 004,120
VANGUARD INDEX TR 500 INDEX ADMF9229087101,5593,921SH DFND 003,921
VANGUARD SPECIALIZED HEALTHCARMF9219088854044,138SH DFND 004,138
WASHINGTON MUT INVS FD CL F3MF93933077556710,252SH DFND 0010,252
INVESCO ETF TR II FTSE RAFI DEEXCH46138E7431,22426,110SH DFND 0026,110
INVESCO ETF TR II FTSE RAFI EMEXCH46138E7278,963401,197SH DFND 00401,197
INVESCO ETF TR II RUSSELL 1000EXCH46138E4201,03223,114SH DFND 0023,114
INVESCO ETF TR S&P 500 PURE VAEXCH46137V2584,83063,710SH DFND 0063,710
INVESCO ETF TRUST FTSE RAFI USEXCH46137V61311,68473,781SH DFND 0073,781
INVESCO QQQ TR UNIT SER 1EXCH46090E1033,0668,565SH DFND 008,565
ISHARES TR DJ HOME CONSTNEXCH4642887521,91028,860SH DFND 0028,860
ISHARES TR MSCI EMERG MKTEXCH46428723466013,091SH DFND 0013,091
ISHARES TR NORTH AMERN NATEXCH4642873741,04535,595SH DFND 0035,595
ISHARES TR RUSSELL 2000EXCH4642876551,2165,561SH DFND 005,561
ISHARES TR RUSSELL1000VALEXCH4642875983,77024,085SH DFND 0024,085
SELECT SECTOR SPDR TR SBI INT-EXCH81369y6053378,969SH DFND 008,969
SPDR S&P 500 ETF TR UNIT SER 1EXCH78462F1038,00818,661SH DFND 0018,661
SPIDER GOLD TR SHSEXCH78463V1074842,950SH DFND 002,950
VANECK VECTORS ETF TR VIDEO GAEXCH92189f1141,00815,510SH DFND 0015,510
VANGUARD INDEX TR STK MRK VIPEEXCH9229087696753,041SH DFND 003,041
WISDOMTREE TR EMERGING MKTS YLEXCH97717w3151,25228,705SH DFND 0028,705
WISDOMTREE TRUST DEFA FDEXCH97717w7032815,310SH DFND 005,310
AMERICAN BALANCED FD CL F3BAL MF0240717717,622235,683SH DFND 00235,683
AMERICAN FDS CONSERVATIVE GRWTBAL MF02630q2051,03075,536SH DFND 0075,536
AMERICAN FDS GLOBAL BA CL F3BAL MF02629w77568417,560SH DFND 0017,560
AMERICAN FDS MODERATE GRWTH &BAL MF02630q10683445,598SH DFND 0045,598
VIRTUS ALLIANZGI INCM GR INSTBAL MF92837n53549736,592SH DFND 0036,592
EATON VANCE TXMG GLOBAL OPPORTCLE FDS27829c10537334,472SH DFND 0034,472
ROYCE GLOBAL VALUE TR INC COMCLE FDS78081t10455736,078SH DFND 0036,078
ROYCE VALUE TR INC COMCLE FDS7809101055,040279,670SH DFND 00279,670
VIRTUS ALLIANZGI EQUITY & CONVCLE FDS92841m1011,00734,177SH DFND 0034,177