The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 61,770 | 2,667,080 | SH | DFND | 8,23 | 2,667,080 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 12,757 | 2,614,095 | SH | DFND | 12,22,27 | 2,614,095 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 11,487 | 333,444 | SH | DFND | 11,13 | 333,444 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,545,792 | 12,061,337 | SH | DFND | 2,6,19,20,21 | 12,061,337 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 185,422 | 58,888 | SH | DFND | 2,19,21 | 58,888 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 2,703 | 1,422,475 | SH | DFND | 12,22,27 | 1,422,475 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 82,591 | 3,354,641 | SH | DFND | 12,22,25 | 3,354,641 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 758,957 | 2,649,619 | SH | DFND | 12,22,27 | 2,649,619 | 0 | 0 | |
BILL COM HLDGS INC | COM | 090043100 | 557,327 | 5,556,050 | SH | DFND | 12 | 5,556,050 | 0 | 0 | |
BIONTECH SE | SPONSORED ADS | 09075V102 | 37,220 | 537,634 | SH | DFND | 3,7,23 | 537,634 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 3,354,464 | 5,952,380 | SH | DFND | 2,8,19,21,23 | 5,952,380 | 0 | 0 | |
CHENIERE ENERGY INC | DEBT 4.875% 5/2 | U16344AB6 | 265,744 | 261,827,403 | PRN | DFND | 6,19,21 | 261,827,403 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 137,814 | 1,240,000 | SH | DFND | 12,22,27 | 1,240,000 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 9,061 | 139,192 | SH | DFND | 2,19,21 | 139,192 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 135,370 | 7,381,116 | SH | DFND | 12,22,27 | 7,381,116 | 0 | 0 | |
CORTEVA INC | COM | 22052L104 | 53,972 | 1,873,363 | SH | DFND | 9,21 | 1,873,363 | 0 | 0 | |
DATADOG INC | CL A COM | 23804L103 | 6,246 | 61,142 | SH | DFND | 11,13 | 61,142 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 659,852 | 9,748,147 | SH | DFND | 17,23,26 | 9,748,147 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 158,027 | 4,410,457 | SH | DFND | 12,22,25,27 | 4,410,457 | 0 | 0 | |
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 238,119 | 5,241,451 | SH | DFND | 11 | 5,241,451 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 103,934 | 1,873,363 | SH | DFND | 9,21 | 1,873,363 | 0 | 0 | |
EROS STX GLOBAL CORPORATION | SHS NEW | G3788M114 | 6,089 | 2,755,310 | SH | DFND | 6,19,21 | 2,755,310 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 128,120 | 6,037,705 | SH | DFND | 11,13 | 6,037,705 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 71,437 | 2,839,308 | SH | DFND | 18,19,21 | 2,839,308 | 0 | 0 | |
FTS INTERNATIONAL INC | COM NEW | 30283W203 | 6,908 | 2,080,857 | SH | DFND | 11,15 | 2,080,857 | 0 | 0 | |
FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 16,300 | 569,528 | SH | DFND | 11 | 569,528 | 0 | 0 | |
GLOBAL PMTS INC | COM | 37940X102 | 155,591 | 876,176 | SH | DFND | 12,14 | 876,176 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 88,134 | 2,187,501 | SH | DFND | 9,21 | 2,187,501 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 180,302 | 1,613,007 | SH | DFND | 12,22,25 | 1,613,007 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 283,575 | 5,676,032 | SH | DFND | 2,9,19,21 | 5,676,032 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 34,457 | 3,220,293 | SH | DFND | 12,22,25,27 | 3,220,293 | 0 | 0 | |
ICICI BANK LIMITED | ADR | 45104G104 | 223,477 | 22,734,192 | SH | DFND | 2,4,9,12,19,21 | 22,734,192 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 789,800 | 10,059,869 | SH | DFND | 8,23 | 10,059,869 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 17,139 | 55,452 | SH | DFND | 2,19,21 | 55,452 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 15,716 | 790,527 | SH | DFND | 9,12,21,22,25 | 790,527 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 85,473 | 4,751,160 | SH | DFND | 2,19,21 | 4,751,160 | 0 | 0 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 27,234 | 416,800 | SH | DFND | 2,19,21 | 416,800 | 0 | 0 | |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 36,396 | 810,600 | SH | DFND | 2,19,21 | 810,600 | 0 | 0 | |
ISHARES TR | USD INV GRDE ETF | 464288620 | 31,508 | 518,400 | SH | DFND | 2,19,21 | 518,400 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 33,853 | 226,000 | SH | DFND | 2,19,21 | 226,000 | 0 | 0 | |
ISHARES TR | US TREAS BD ETF | 46429B267 | 55,792 | 1,996,150 | SH | DFND | 2,19,21 | 1,996,150 | 0 | 0 | |
KEURIG DR PEPPER INC | COM | 49271V100 | 29,999 | 1,086,926 | SH | DFND | 11,13 | 1,086,926 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 40,317 | 2,439,024 | SH | DFND | 2,19,21 | 2,439,024 | 0 | 0 | |
LUMEN TECHNOLOGIES INC | COM | 156700106 | 981,347 | 97,259,407 | SH | DFND | 2,3,7,10,19,21,23 | 97,259,407 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 765,175 | 2,262,692 | SH | DFND | 2,12,14,19,21 | 2,262,692 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 4,110 | 1,000,000 | SH | DFND | 12,22,27 | 1,000,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,849,892 | 9,388,884 | SH | DFND | 2,6,12,14,19,21 | 9,388,884 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 9,800 | 44,409 | SH | DFND | 2,19,21 | 44,409 | 0 | 0 | |
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 55,670 | 903,300 | SH | DFND | 2,19,21 | 903,300 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 183,178 | 1,189,157 | SH | DFND | 2,9,19,21 | 1,189,157 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 22,294 | 151,680 | SH | DFND | 2,19,21 | 151,680 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 13,679 | 213,400 | SH | DFND | 2,19,21 | 213,400 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 27,525 | 260,950 | SH | DFND | 2,19,21 | 260,950 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 54,647 | 468,270 | SH | DFND | 2,19,21 | 468,270 | 0 | 0 | |
SNOWFLAKE INC | CL A | 833445109 | 201,305 | 802,012 | SH | DFND | 2,9,19,21 | 802,012 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 46,168 | 537,333 | SH | DFND | 9,21 | 537,333 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 13,821 | 181,765 | SH | DFND | 181,765 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 16,172 | 1,094,932 | SH | DFND | 8,11,13,23 | 1,094,932 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 663,643 | 1,503,087 | SH | DFND | 4,12,16 | 1,503,087 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 401 | 10,988 | SH | DFND | 11,13 | 10,988 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 114,295 | 4,070,330 | SH | DFND | 12,22,25,27 | 4,070,330 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 188,815 | 5,499,999 | SH | DFND | 12,22,25,27 | 5,499,999 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 261,865 | 11,380,503 | SH | DFND | 2,11,13,19,21 | 11,380,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,025,073 | 5,126,136 | SH | DFND | 2,12,14,19,21 | 5,126,136 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 96,923 | 674,623 | SH | DFND | 9,21 | 674,623 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,773 | 3,772 | SH | DFND | 11,13 | 3,772 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 364,328 | 12,176,750 | SH | DFND | 2,19,21 | 12,176,750 | 0 | 0 |