The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,505 | 52,336 | SH | SOLE | 52,336 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | CALL | 007903907 | 6,157 | 903,043 | SH | Call | SOLE | 903,043 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | PUT | 007903957 | 5,227 | 1,243,500 | SH | Put | SOLE | 1,243,500 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 3,135 | 15,706 | SH | SOLE | 15,706 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,307 | 3,704 | SH | SOLE | 3,704 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 725 | 624 | SH | SOLE | 624 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 239 | 6,168 | SH | SOLE | 6,168 | 0 | 0 | ||
AMAZON COM | CALL | 023135906 | 1,015 | 13,300 | SH | Call | SOLE | 13,300 | 0 | 0 | |
AMAZON COM | PUT | 023135956 | 2,111 | 33,000 | SH | Put | SOLE | 33,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 7,995 | 4,091 | SH | SOLE | 4,091 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 3,802 | 18,756 | SH | SOLE | 18,756 | 0 | 0 | ||
APPLE INC | CALL | 037833900 | 137 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
APPLE INC | PUT | 037833950 | 1,796 | 103,000 | SH | Put | SOLE | 103,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,955 | 11,622 | SH | SOLE | 11,622 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 496 | 10,481 | SH | SOLE | 10,481 | 0 | 0 | ||
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 367,434 | 12,130,540 | SH | SOLE | 12,130,540 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 63 | 2,176 | SH | SOLE | 2,176 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 88 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 2,613 | 5,938 | SH | SOLE | 5,938 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,356 | 60,202 | SH | SOLE | 60,202 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 611 | 2,578 | SH | SOLE | 2,578 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 6,974 | 619,872 | SH | SOLE | 619,872 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | CALL | G1890L907 | 6 | 60,700 | SH | Call | SOLE | 60,700 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 131 | 1,804 | SH | SOLE | 1,804 | 0 | 0 | ||
CISCO SYS INC COM | COM | 17275R102 | 3,362 | 85,517 | SH | SOLE | 85,517 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 84,942 | 471,846 | SH | SOLE | 471,846 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 2,972 | 67,165 | SH | SOLE | 67,165 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 2,184 | 64,223 | SH | SOLE | 64,223 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 30 | 551 | SH | SOLE | 551 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,801 | 47,442 | SH | SOLE | 47,442 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 113 | 680 | SH | SOLE | 680 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 597 | 55,001 | SH | SOLE | 55,001 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,855 | 34,037 | SH | SOLE | 34,037 | 0 | 0 | ||
GAP INC | COM | 364760108 | 2,954 | 398,101 | SH | SOLE | 398,101 | 0 | 0 | ||
GAP INC | CALL | 364760908 | 54 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 344 | 6,526 | SH | SOLE | 6,526 | 0 | 0 | ||
GRAINGER W W INC | COM | 384802104 | 2,219 | 8,928 | SH | SOLE | 8,928 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 261 | 1,399 | SH | SOLE | 1,399 | 0 | 0 | ||
ILLINOIS TOOL WKS INC COM | COM | 452308109 | 78 | 546 | SH | SOLE | 546 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,728 | 15,575 | SH | SOLE | 15,575 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 165 | 327 | SH | SOLE | 327 | 0 | 0 | ||
INTUITIVE SURGICAL INC | CALL | 46120E902 | 36 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
INTUITIVE SURGICAL INC | PUT | 46120E952 | 157 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | TAXABLE MUN BD | 46138G805 | 13,129 | 424,875 | SH | SOLE | 424,875 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 687 | 14,646 | SH | SOLE | 14,646 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 244,696 | 1,285,168 | SH | SOLE | 1,285,168 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 418 | 8,470 | SH | SOLE | 8,470 | 0 | 0 | ||
ISHARES INC | MSCI MLY ETF NEW | 46434G814 | 17 | 748 | SH | SOLE | 748 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 25 | 1,052 | SH | SOLE | 1,052 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 37,735 | 1,005,201 | SH | SOLE | 1,005,201 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,564 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 34,454 | 298,641 | SH | SOLE | 298,641 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 49,857 | 952,201 | SH | SOLE | 952,201 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 630 | 8,568 | SH | SOLE | 8,568 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,642 | 77,417 | SH | SOLE | 77,417 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 2,748 | 28,419 | SH | SOLE | 28,419 | 0 | 0 | ||
ISHARES TR | CUR HD EURZN ETF | 46434V639 | 27 | 1,130 | SH | SOLE | 1,130 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 16,884 | 219,083 | SH | SOLE | 219,083 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 530 | 4,917 | SH | SOLE | 4,917 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 69 | 3,080 | SH | SOLE | 3,080 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 22,944 | 188,869 | SH | SOLE | 188,869 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 1,837 | 8,746 | SH | SOLE | 8,746 | 0 | 0 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 622 | 25,823 | SH | SOLE | 25,823 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 139 | 1,220 | SH | SOLE | 1,220 | 0 | 0 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 447 | 29,131 | SH | SOLE | 29,131 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 2,100 | 30,190 | SH | SOLE | 30,190 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 39,289 | 318,100 | SH | SOLE | 318,100 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 18,271 | 165,434 | SH | SOLE | 165,434 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 24,094 | 756,714 | SH | SOLE | 756,714 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 120 | 6,455 | SH | SOLE | 6,455 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 12,544 | 144,729 | SH | SOLE | 144,729 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,079 | 17,633 | SH | SOLE | 17,633 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 202 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 453 | 8,384 | SH | SOLE | 8,384 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,726 | 13,165 | SH | SOLE | 13,165 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,548 | 39,411 | SH | SOLE | 39,411 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 2,723 | 21,298 | SH | SOLE | 21,298 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 1,081 | 6,782 | SH | SOLE | 6,782 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 4,087 | 12,059 | SH | SOLE | 12,059 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,338 | 30,059 | SH | SOLE | 30,059 | 0 | 0 | ||
MICRON TECHNOLOGY INC | CALL | 595112903 | 573 | 267,644 | SH | Call | SOLE | 267,644 | 0 | 0 | |
MICRON TECHNOLOGY INC | PUT | 595112953 | 1,957 | 430,800 | SH | Put | SOLE | 430,800 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,385 | 46,718 | SH | SOLE | 46,718 | 0 | 0 | ||
MICROSOFT CORP | CALL | 594918904 | 79 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 273 | 5,442 | SH | SOLE | 5,442 | 0 | 0 | ||
NETFLIX INC | CALL | 64110L906 | 3,121 | 74,400 | SH | Call | SOLE | 74,400 | 0 | 0 | |
NETFLIX INC | PUT | 64110L956 | 2,865 | 164,700 | SH | Put | SOLE | 164,700 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 3,899 | 47,121 | SH | SOLE | 47,121 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 1,668 | 6,280 | SH | SOLE | 6,280 | 0 | 0 | ||
NVIDIA CORP | CALL | 67066G904 | 3,183 | 94,911 | SH | Call | SOLE | 94,911 | 0 | 0 | |
NVIDIA CORP | PUT | 67066G954 | 1,101 | 76,800 | SH | Put | SOLE | 76,800 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 1,537 | 12,305 | SH | SOLE | 12,305 | 0 | 0 | ||
OKTA INC | CALL | 679295905 | 1,187 | 183,600 | SH | Call | SOLE | 183,600 | 0 | 0 | |
OKTA INC | PUT | 679295955 | 3,700 | 335,200 | SH | Put | SOLE | 335,200 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 92 | 1,678 | SH | SOLE | 1,678 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,016 | 10,470 | SH | SOLE | 10,470 | 0 | 0 | ||
PAYPAL HLDGS INC | PUT | 70450Y953 | 291 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 170 | 1,414 | SH | SOLE | 1,414 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 74 | 1,371 | SH | SOLE | 1,371 | 0 | 0 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 2,126 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 70 | 731 | SH | SOLE | 731 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,396 | 12,691 | SH | SOLE | 12,691 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 1,018 | 36,789 | SH | SOLE | 36,789 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 99 | 662 | SH | SOLE | 662 | 0 | 0 | ||
SALESFORCE COM INC | PUT | 79466L952 | 344 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 813 | 18,384 | SH | SOLE | 18,384 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 6,581 | 120,811 | SH | SOLE | 120,811 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 3,803 | 68,632 | SH | SOLE | 68,632 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 107,423 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 14,021 | 94,705 | SH | SOLE | 94,705 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 240,888 | 931,439 | SH | SOLE | 931,439 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 3,616 | 45,285 | SH | SOLE | 45,285 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 164 | 2,112 | SH | SOLE | 2,112 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 1,204 | 9,460 | SH | SOLE | 9,460 | 0 | 0 | ||
SPLUNK INC | CALL | 848637904 | 167 | 17,500 | SH | Call | SOLE | 17,500 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 54,496 | 1,042,842 | SH | SOLE | 1,042,842 | 0 | 0 | ||
SQUARE INC | CALL | 852234903 | 2,288 | 340,000 | SH | Call | SOLE | 340,000 | 0 | 0 | |
SQUARE INC | PUT | 852234953 | 3,499 | 995,000 | SH | Put | SOLE | 995,000 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 410 | 8,983 | SH | SOLE | 8,983 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 738 | 7,386 | SH | SOLE | 7,386 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,972 | 19,849 | SH | SOLE | 19,849 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 555 | 9,598 | SH | SOLE | 9,598 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 249 | 59,052 | SH | SOLE | 59,052 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 4,119 | 16,516 | SH | SOLE | 16,516 | 0 | 0 | ||
VANECK VECTORS ETF TR | JP MORGAN MKTS | 92189H300 | 38 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | JR GOLD MINERS E | 92189F791 | 196 | 6,965 | SH | SOLE | 6,965 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 342 | 14,859 | SH | SOLE | 14,859 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 448,764 | 1,895,000 | SH | SOLE | 1,895,000 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 82 | 1,176 | SH | SOLE | 1,176 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 164 | 2,607 | SH | SOLE | 2,607 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 1,315 | 9,048 | SH | SOLE | 9,048 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 6,364 | 30,033 | SH | SOLE | 30,033 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,137 | 58,390 | SH | SOLE | 58,390 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 4,412 | 27,384 | SH | SOLE | 27,384 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1,341 | 11,774 | SH | SOLE | 11,774 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 91 | 1,063 | SH | SOLE | 1,063 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 2,688 | 33,876 | SH | SOLE | 33,876 | 0 | 0 | ||
XILINX INC | CALL | 983919901 | 99 | 65,300 | SH | Call | SOLE | 65,300 | 0 | 0 | |
XILINX INC | PUT | 983919951 | 462 | 57,100 | SH | Put | SOLE | 57,100 | 0 | 0 | |
YEXT INC | COM | 98585N106 | 102 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |