UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 7, 2021
Coty Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 001-35964 | 13-3823358 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
350 Fifth Avenue New York, NY | 10118 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code (212) 389-7300
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading | Name of each exchange | ||
Class A Common Stock, $0.01 per share | COTY | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On September 10, 2021, KKR Rainbow Aggregator L.P., a Delaware limited partnership (the “Selling Stockholder”), completed the previously announced registered public secondary offering (the “Offering”) of 50,000,088 shares of Class A common stock, par value $0.01 per share (the “Class A Common Stock”), of Coty Inc. (the “Company”), for gross proceeds to the Selling Stockholder of approximately $419.5 million. The Company did not receive any proceeds from the sale of the shares of Class A Common Stock by the Selling Stockholder.
In connection with the Offering, the Company entered into an Underwriting Agreement, dated September 7, 2021 (the “Underwriting Agreement”), by and among the Company, the Selling Stockholder and Morgan Stanley & Co. LLC, as the underwriter in the Offering. The Underwriting Agreement is filed as Exhibit 1.1 hereto.
The Company has previously filed with the Securities and Exchange Commission (“SEC”) a registration statement (including a prospectus) on Form S-3 (File No. 333-248444), as supplemented by a prospectus supplement, filed with the SEC on September 9, 2021, for the Offering.
Item 9.01. Financial Statements and Exhibits.
Exhibits
Exhibit No. | Description of Exhibit | |
1.1 | Underwriting Agreement, dated September 7, 2021, by and among Coty Inc., KKR Rainbow Aggregator L.P. and Morgan Stanley & Co. LLC. | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Coty Inc. | ||||||
Dated: September 10, 2021 | ||||||
By: | /s/ Laurent Mercier | |||||
Laurent Mercier | ||||||
Chief Financial Officer |
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