UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07959
Advisors Series Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
Jeffrey T. Rauman, President/Chief Executive Officer
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin 53202
(Name and address of agent for service)
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 914-7363
Date of fiscal year end: February 28
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1. Proxy Voting Record.
Company | Meeting_date | CUSIP | Item | Board recommendation | ATIA vote | Item description | Proposed by | ||||
VF CORPORATION | 7/28/2020 | 918204108 | 1. | For | For | Election of Director: Richard T. Carucci | ISSUER | ||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Juliana L. Chugg | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Benno Dorer | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Mark S. Hoplamazian | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Laura W. Lang | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: W. Alan McCollough | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: W. Rodney McMullen | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Clarence Otis, Jr. | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Steven E. Rendle | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Carol L. Roberts | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Matthew J. Shattock | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | For | For | Election of Director: Veronica B. Wu | ISSUER | |||||
VF CORPORATION | 7/28/2020 | 918204108 | 2. | For | For | Advisory vote to approve named executive officer compensation. | ISSUER | ||||
VF CORPORATION | 7/28/2020 | 918204108 | 3. | For | For | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2021 fiscal year. | ISSUER | ||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | 1. | For | For | Election of Director: Sohail U. Ahmed | ISSUER | ||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Timothy M. Archer | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Eric K. Brandt | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Michael R. Cannon | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Catherine P. Lego | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Bethany J. Mayer | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Abhijit Y. Talwalkar | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Lih Shyng (Rick L) Tsai | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | For | For | Election of Director: Leslie F. Varon | ISSUER | |||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | 2. | For | For | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | ISSUER | ||||
LAM RESEARCH CORPORATION | 11/3/2020 | 512807108 | 3. | For | For | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021. | ISSUER | ||||
ARCOS DORADOS HOLDINGS INC | 11/20/2020 | G0457F107 | 1. | For | For | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2019, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2019. | ISSUER | ||||
ARCOS DORADOS HOLDINGS INC | 11/20/2020 | G0457F107 | 2. | For | For | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2020. | ISSUER | ||||
ARCOS DORADOS HOLDINGS INC | 11/20/2020 | G0457F107 | 3. | For | For | Election of Director: Mr. Michael Chu | ISSUER | ||||
ARCOS DORADOS HOLDINGS INC | 11/20/2020 | G0457F107 | For | For | Election of Director: Mr. Jose Alberto Velez | ISSUER | |||||
ARCOS DORADOS HOLDINGS INC | 11/20/2020 | G0457F107 | For | For | Election of Director: Mr. Jose Fernandez | ISSUER | |||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1A. | For | For | Election of Director: Reid G. Hoffman | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1B. | For | For | Election of Director: Hugh F. Johnston | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1C. | For | For | Election of Director: Teri L. List-Stoll | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1D. | For | For | Election of Director: Satya Nadella | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1E. | For | For | Election of Director: Sandra E. Peterson | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1F. | For | For | Election of Director: Penny S. Pritzker | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1G. | For | For | Election of Director: Charles W. Scharf | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1H. | For | For | Election of Director: Arne M. Sorenson | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1I. | For | For | Election of Director: John W. Stanton | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1J. | For | For | Election of Director: John W. Thompson | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1K. | For | For | Election of Director: Emma N. Walmsley | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 1L. | For | For | Election of Director: Padmasree Warrior | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 2. | For | For | Advisory vote to approve named executive officer compensation. | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 3. | For | For | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | ISSUER | ||||
MICROSOFT CORPORATION | 12/2/2020 | 594918104 | 4. | Against | Against | Shareholder Proposal - Report on Employee Representation on Board of Directors. | SHAREHOLDER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1A. | For | For | Election of Director: Steven J. Demetriou | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1B. | For | For | Election of Director: Christopher M.T. Thompson | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1C. | For | For | Election of Director: General Vincent K. Brooks | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1D. | For | For | Election of Director: Robert C. Davidson, Jr. | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1E. | For | For | Election of Director: General Ralph E. Eberhart | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1F. | For | For | Election of Director: Manny Fernandez | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1G. | For | For | Election of Director: Georgette D. Kiser | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1H. | For | For | Election of Director: Linda Fayne Levinson | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | II. | For | For | Election of Director: Barbara L. Loughran | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | IJ. | For | For | Election of Director: Robert A. McNamara | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 1K. | For | For | Election of Director: Peter J. Robertson | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 2. | For | For | Advisory vote to approve the Company's executive compensation. | ISSUER | ||||
JACOBS ENGINEERING GROUP INC. | 1/26/2021 | 469814107 | 3. | For | For | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | ISSUER | ||||
COMPANIA DE MINAS BUENAVENTURA S.A.A | 1/29/2021 | 204448104 | 1. | For | For | Approval of "Syndicated Guarantee Letter of Payment" Transaction and Granting of Guarantees. | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1A. | For | For | Election of Director: Robert W. Black | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1B. | For | For | Election of Director: George R. Corbin | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1C. | For | For | Election of Director: Daniel J. Heinrich | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1D. | For | For | Election of Director: Carla C. Hendra | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1E. | For | For | Election of Director: John C. Hunter, III | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1F. | For | For | Election of Director: James C. Johnson | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1G. | For | For | Election of Director: Rod R. Little | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1H. | For | For | Election of Director: Joseph D. O'Leary | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1I. | For | For | Election of Director: Rakesh Sachdev | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1J. | For | For | Election of Director: Swan Sit | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 1K. | For | For | Election of Director: Gary K. Waring | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 2. | For | For | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | ISSUER | ||||
EDGEWELL PERSONAL CARE COMPANY | 2/4/2021 | 28035Q102 | 3. | For | For | To cast a non-binding advisory vote on executive compensation. | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 1. | For | For | Amendments of wording: 1a. Amendment to the wording in Article 1, head paragraph, to include the definition of Vale as "Company" and consequent amendment in subsequent provisions (Article 2, head paragraph; Article 3; Article 4; Article 5, paragraph 6; Article 6, head paragraph and paragraph 3; Article 7, IV to VI; Article 8, paragraph 2; Article 9, head paragraph; Article 10, head paragraph; Article 11, paragraphs 2 and 12; Article 12, Sole Paragraph; Article 14, I, V to IX,XI, XIII, ...(due to space limits, see proxy statement for full proposal). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 2. | For | For | Change in the positions of alternate member and new rule for replacing directors: 2a. Elimination of the position of alternate member of the Board of Directors, except for the member and his or her alternate elected, in a separate vote, by the employees, according to the Management Proposal (Article 9, paragraph 1, Article 11, paragraph 2, and new, paragraphs 8, 9, and 12 of Article 11). 2b. New rule for replacement of Directors in the event of impediment/temporary absence or vacancy, ...(due to space limits, see proxy statement for full proposal). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 3. | For | For | Bringing flexibility in terms of the number of members of the Board of Directors, which may be comprised of at least 11 and at most 13 members, according to the Management Proposal (head paragraph of Article 11). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 4. | For | For | Amendments of items referring to the independence structure: 4a. Increasing the minimum number of independent members of the Board of Directors, according to the Management Proposal (Article 11, paragraph 3). 4b. According to the Management Proposal, including a new provision to define the concept of independent directors, in line with the best international practices in the market (new paragraph 4 of Article 11). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 5. | For | For | Provisions for the Chairman and Vice-Chairman: 5a. Provision that the Chairman and Vice-Chairman of the Board of Directors be individually elected by the Shareholders' Meeting. 5b. Consolidation of former paragraphs 5 and 6 of Article 11 into the new paragraph 8 of Article 11 to address cases of vacancy of the positions of Chairman and Vice-Chairman of the Board. 5c. Provision that the Board of Directors shall be represented externally by its Chairman or by a director appointed by the latter (new paragraph 7 of Article 11). | SHAREHOLDER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 6. | For | For | Inclusion of the appointment, by the elected independent members, of a lead independent member, and provision of the respective duties, according to the Management Proposal (new paragraph 6 of Article 11). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 7. | For | For | Inclusion of the procedure for submission of a voting list, individually, by candidate, for the election of members of the Board of Directors, according to the Management Proposal (new paragraph 10, items I, II, III, IV and VII, of Article 11). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 8. | For | For | Provision that, for the election of members of the Board of Directors, those candidates who receive the highest number of votes in favor are considered elected, and those candidates who have more votes against than in favor are excluded, subject to the number of vacancies to be filled, according to the Management Proposal (new paragraph 10, items V and VI, of Article 11). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 9. | For | For | Renumbering and adjustment to the wording in new paragraphs 11 and 12 of Article 11, according to the Management Proposal. | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 10. | For | For | Amendment to the head paragraph of Article 12 to reduce the number of ordinary meetings and amend the minimum number of members to call a meeting of the Board of Directors, according to the Management Proposal. | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 11. | For | For | Amendments on the responsibilities of the Board of Directors and the Executive Board: 11a. Inclusion in Article 14, item VI, of the safety of people as a factor to be considered when establishing the purpose, guidelines and strategic plan of the Company, according to the Management Proposal. 11b. Inclusion to expressly state practices already adopted by Management, for approval of the Company's purposes, according to the Management Proposal (Article 14, item VII and Article 29, IV). ...(due to space limits, see proxy statement for full proposal). | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 12. | For | For | Provisions about the Committees and the committees' coordinators coordinators: 12a. Amendment in Article 15, head paragraph, of the number of permanent advisory committees, inclusion of the Compensation scope for the Personnel and Governance Committee and inclusion of the Nomination and Innovation Committees, according to the Management Proposal. 12b. According to the Management Proposal, inclusion in Article 15, paragraph 3, to regulate how to choose the advisory committees' coordinators. | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 13. | For | For | Amendment of Article 23, paragraph 3, to increase the term of office of the members of the Executive Board, according to the Management Proposal. | ISSUER | ||||
VALE S.A. | 3/12/2021 | 91912E105 | 14. | For | For | Restatement of the By-Laws to reflect the changes approved at the Shareholders' Meeting. | SHAREHOLDER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1A. | For | For | Election of Director to serve until the 2022 Annual Meeting: Amy Banse | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1B. | For | For | Election of Director to serve until the 2022 Annual Meeting: Rick Beckwitt | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1C. | For | For | Election of Director to serve until the 2022 Annual Meeting: Steven L. Gerard | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1D. | For | For | Election of Director to serve until the 2022 Annual Meeting: Tig Gilliam | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1E. | For | For | Election of Director to serve until the 2022 Annual Meeting: Sherrill W. Hudson | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1F. | For | For | Election of Director to serve until the 2022 Annual Meeting: Jonathan M. Jaffe | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1G. | For | For | Election of Director to serve until the 2022 Annual Meeting: Sidney Lapidus | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1H. | For | For | Election of Director to serve until the 2022 Annual Meeting: Teri P. McClure | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1I. | For | For | Election of Director to serve until the 2022 Annual Meeting: Stuart Miller | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1J. | For | For | Election of Director to serve until the 2022 Annual Meeting: Armando Olivera | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 1K. | For | For | Election of Director to serve until the 2022 Annual Meeting: Jeffrey Sonnenfeld | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 2. | For | For | Approval, on an advisory basis, of the compensation of our named executive officers. | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 3. | For | For | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021. | ISSUER | ||||
LENNAR CORPORATION | 4/7/2021 | 526057104 | 4. | Against | Against | Approval of a stockholder proposal regarding our common stock voting structure. | ISSUER | ||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | 1 | For | For | Election of Director: Mark K. Holdsworth | ISSUER | ||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | For | For | Election of Director: Steven F. Leer | ISSUER | |||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | For | For | Election of Director: M. Christian Mitchell | ISSUER | |||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | For | For | Election of Director: David C. Wajsgras | ISSUER | |||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | 2. | For | For | Ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for fiscal year 2021. | ISSUER | ||||
PARSONS CORPORATION | 4/20/2021 | 70202L102 | 3. | For | For | To approve, by non-binding advisory vote, the compensation program for the Company's named executive officers, as disclosed in the Compensation Discussion and Analysis of the proxy statement. | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1A. | For | For | Election of Director: Anthony Anderson | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1B. | For | For | Election of Director: Ann Berzin | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1C. | For | For | Election of Director: Laurie Brlas | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1D. | For | For | Election of Director: Marjorie Rodgers Cheshire | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1E. | For | For | Election of Director: Christopher Crane | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1F. | For | For | Election of Director: Yves de Balmann | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1G. | For | For | Election of Director: Linda Jojo | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1H. | For | For | Election of Director: Paul Joskow | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1I. | For | For | Election of Director: Robert Lawless | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1J. | For | For | Election of Director: John Richardson | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1K. | For | For | Election of Director: Mayo Shattuck III | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 1L. | For | For | Election of Director: John Young | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 2. | For | For | Advisory approval of executive compensation. | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 3. | For | For | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2021. | ISSUER | ||||
EXELON CORPORATION | 4/27/2021 | 30161N101 | 4. | Against | Against | A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States. | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 1.1 | For | For | Ordinary General Meeting: Examine the management accounts concerning the fiscal year ended 12/31/2020. | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 1.2 | For | For | Ordinary General Meeting: Examine, discuss and vote on the financial statements of the Company for the fiscal year ended 12/31/2020, as well as review the management report for such fiscal year. | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 1.3 | For | For | Ordinary General Meeting: Resolve on the absorption of accumulated losses by the balance of capital reserves. | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 1.4 | None | For | Ordinary General Meeting: Determine the overall annual compensation of the Company's management, for the fiscal year of 2021. | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 2.1 | For | For | Extraordinary General Meeting: Restructure the Company's Bylaws, with specific amendments to reflect the changes to the Novo Mercado Rules of B3 S.A. - Brasil, Bolsa, Balcão ("B3"). | ISSUER | ||||
SUZANO S.A. | 4/27/2021 | 86959K105 | 2.2 | For | For | Extraordinary General Meeting: Authorize the Company's management to perform all necessary actions in order to implement the matters approved herein, pursuant to applicable law. | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1A. | For | For | Election of Director: E. Spencer Abraham | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1B. | For | For | Election of Director: Antonio Carrillo | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1C. | For | For | Election of Director: Matthew Carter, Jr. | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1D. | For | For | Election of Director: Lawrence S. Coben | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1E. | For | For | Election of Director: Heather Cox | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1F. | For | For | Election of Director: Elisabeth B. Donohue | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1G. | For | For | Election of Director: Mauricio Gutierrez | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1H. | For | For | Election of Director: Paul W. Hobby | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1I. | For | For | Election of Director: Alexandra Pruner | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1J. | For | For | Election of Director: Anne C. Schaumburg | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 1K. | For | For | Election of Director: Thomas H. Weidemeyer | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 2. | For | For | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | ISSUER | ||||
NRG ENERGY, INC. | 4/29/2021 | 629377508 | 3. | For | For | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1A. | For | For | Election of Director: M. Michele Burns | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1B. | For | For | Election of Director: Drew G. Faust | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1C. | For | For | Election of Director: Mark A. Flaherty | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1D. | For | For | Election of Director: Ellen J. Kullman | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1E. | For | For | Election of Director: Lakshmi N. Mittal | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1F. | For | For | Election of Director: Adebayo O. Ogunlesi | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1G. | For | For | Election of Director: Peter Oppenheimer | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1H. | For | For | Election of Director: David M. Solomon | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1I. | For | For | Election of Director: Jan E. Tighe | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1J. | For | For | Election of Director: Jessica R. Uhl | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1K. | For | For | Election of Director: David A. Viniar | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 1L. | For | For | Election of Director: Mark O. Winkelman | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 2. | For | For | Advisory Vote to Approve Executive Compensation (Say on Pay). | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 3. | For | For | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 4. | For | For | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | ISSUER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 5. | Against | Against | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | SHAREHOLDER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 6. | Against | Against | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | SHAREHOLDER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 7. | Against | Against | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | SHAREHOLDER | ||||
THE GOLDMAN SACHS GROUP, INC. | 4/29/2021 | 38141G104 | 8. | Against | Against | Shareholder Proposal Regarding a Racial Equity Audit | SHAREHOLDER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 1 | For | For | Election of Director: Warren E. Buffett | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 2 | For | For | Election of Director: Charles T. Munger | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 3 | For | For | Election of Director: Gregory E. Abel | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 4 | For | For | Election of Director: Howard G. Buffett | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 5 | For | For | Election of Director: Stephen B. Burke | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 6 | For | For | Election of Director: Kenneth I. Chenault | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 7 | For | For | Election of Director: Susan L. Decker | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 8 | For | For | Election of Director: David S. Gottesman | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 9 | For | For | Election of Director: Charlotte Guyman | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 10 | For | For | Election of Director: Ajit Jain | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 11 | For | For | Election of Director: Thomas S. Murphy | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 12 | For | For | Election of Director: Ronald L. Olson | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 13 | For | For | Election of Director: Walter Scott, Jr. | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 14 | For | For | Election of Director: Meryl B. Witmer | ISSUER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 2. | Against | Against | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | SHAREHOLDER | ||||
BERKSHIRE HATHAWAY INC. | 5/1/2021 | 084670702 | 3. | Against | Against | Shareholder proposal regarding diversity and inclusion reporting. | SHAREHOLDER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1a. | For | For | Election of Director to One-Year Terms: Patricia M. Bedient | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1b. | For | For | Election of Director to One-Year Terms: James A. Beer | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1c. | For | For | Election of Director to One-Year Terms: Raymond L. Conner | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1d. | For | For | Election of Director to One-Year Terms: Daniel K. Elwell | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1e. | For | For | Election of Director to One-Year Terms: Dhiren R. Fonseca | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1f. | For | For | Election of Director to One-Year Terms: Kathleen T. Hogan | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1g. | For | For | Election of Director to One-Year Terms: Jessie J. Knight, Jr. | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1h. | For | For | Election of Director to One-Year Terms: Susan J. Li | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1i. | For | For | Election of Director to One-Year Terms: Benito Minicucci | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1j. | For | For | Election of Director to One-Year Terms: Helvi K. Sandvik | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1k. | For | For | Election of Director to One-Year Terms: J. Kenneth Thompson | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1l. | For | For | Election of Director to One-Year Terms: Bradley D. Tilden | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 1m. | For | For | Election of Director to One-Year Terms: Eric K. Yeaman | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 2. | For | For | Approve (on an advisory basis) the compensation of the Company's Named Executive Officers. | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 3. | For | For | Ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2021. | ISSUER | ||||
ALASKA AIR GROUP, INC. | 5/6/2021 | 011659109 | 4. | For | For | Approve the amendment and restatement of the Company's 2016 Performance Incentive Plan. | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1A. | For | For | Election of Director: M.S. Burke | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1B. | For | For | Election of Director: T. Colbert | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1C. | For | For | Election of Director: T.K. Crews | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1D. | For | For | Election of Director: P. Dufour | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1E. | For | For | Election of Director: D.E. Felsinger | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1F. | For | For | Election of Director: S.F. Harrison | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1G. | For | For | Election of Director: J.R. Luciano | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1H. | For | For | Election of Director: P.J. Moore | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1I. | For | For | Election of Director: F.J. Sanchez | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1J. | For | For | Election of Director: D.A. Sandler | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1K. | For | For | Election of Director: L.Z. Schlitz | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 1L. | For | For | Election of Director: K.R. Westbrook | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 2. | For | For | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 3. | For | For | Advisory Vote on Executive Compensation. | ISSUER | ||||
ARCHER-DANIELS-MIDLAND COMPANY | 5/6/2021 | 039483102 | 4. | Against | Against | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | SHAREHOLDER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 1 | For | For | Election of Director: Leontine Atkins | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 2 | For | For | Election of Director: Ian Bruce | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 3 | For | For | Election of Director: Daniel Camus | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 4 | For | For | Election of Director: Donald Deranger | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 5 | For | For | Election of Director: Catherine Gignac | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 6 | For | For | Election of Director: Tim Gitzel | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 7 | For | For | Election of Director: Jim Gowans | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 8 | For | For | Election of Director: Kathryn Jackson | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | 9 | For | For | Election of Director: Don Kayne | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | B | For | For | Appoint KPMG LLP as auditors. | ISSUER | ||||
CAMECO CORPORATION | 5/6/2021 | 13321L108 | C | For | For | Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders. | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1A. | For | For | ELECTION OF DIRECTOR: Charles E. Bunch | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1B. | For | For | ELECTION OF DIRECTOR: Caroline Maury Devine | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1C. | For | For | ELECTION OF DIRECTOR: John V. Faraci | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1D. | For | For | ELECTION OF DIRECTOR: Jody Freeman | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1E. | For | For | ELECTION OF DIRECTOR: Gay Huey Evans | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1F. | For | For | ELECTION OF DIRECTOR: Jeffrey A. Joerres | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1G. | For | For | ELECTION OF DIRECTOR: Ryan M. Lance | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1H. | For | For | ELECTION OF DIRECTOR: Timothy A. Leach | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1I. | For | For | ELECTION OF DIRECTOR: William H. McRaven | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1J. | For | For | ELECTION OF DIRECTOR: Sharmila Mulligan | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1K. | For | For | ELECTION OF DIRECTOR: Eric D. Mullins | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1L. | For | For | ELECTION OF DIRECTOR: Arjun N. Murti | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1M. | For | For | ELECTION OF DIRECTOR: Robert A. Niblock | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1N. | For | For | ELECTION OF DIRECTOR: David T. Seaton | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 1O. | For | For | ELECTION OF DIRECTOR: R.A. Walker | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 2. | For | For | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 3. | For | For | Advisory Approval of Executive Compensation. | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 4. | For | For | Simple Majority Vote Standard. | ISSUER | ||||
CONOCOPHILLIPS | 5/11/2021 | 20825C104 | 5. | Against | Against | Emission Reduction Targets. | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1A. | For | For | Election of Director for a one-year term: Jennifer Allerton | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1B. | For | For | Election of Director for a one-year term: Pamela M. Arway | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1C. | For | For | Election of Director for a one-year term: Clarke H. Bailey | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1D. | For | For | Election of Director for a one-year term: Kent P. Dauten | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1E. | For | For | Election of Director for a one-year term: Monte Ford | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1F. | For | For | Election of Director for a one-year term: Per-Kristian Halvorsen | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1G. | For | For | Election of Director for a one-year term: Robin L. Matlock | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1H. | For | For | Election of Director for a one-year term: William L. Meaney | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1I. | For | For | Election of Director for a one-year term: Wendy J. Murdock | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1J. | For | For | Election of Director for a one-year term: Walter C. Rakowich | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1K. | For | For | Election of Director for a one-year term: Doyle R. Simons | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 1L. | For | For | Election of Director for a one-year term: Alfred J. Verrecchia | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 2. | For | For | The approval of an amendment to the 2014 Stock and Cash Incentive Plan (the "2014 Plan") to increase the number of shares of common stock of the Company ("Common Stock") authorized for issuance, to extend the termination date of the 2014 Plan, to provide that, other than in certain circumstances, no equity-based award will vest before the first anniversary of the date of grant and to provide that dividends and dividend equivalents are not paid with respect to stock options or stock appreciation rights. | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 3. | For | For | The approval of an amendment to the Iron Mountain Incorporated 2013 Employee Stock Purchase Plan (the "2013 ESPP"), to increase the number of shares of Common Stock authorized for issuance thereunder by 1,000,000. | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 4. | For | For | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. | ISSUER | ||||
IRON MOUNTAIN INC. | 5/12/2021 | 46284V101 | 5. | For | For | The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2021. | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1A. | For | For | Election of Director: G. Andrea Botta | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1B. | For | For | Election of Director: Jack A. Fusco | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1C. | For | For | Election of Director: Vicky A. Bailey | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1D. | For | For | Election of Director: Nuno Brandolini | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1E. | For | For | Election of Director: David B. Kilpatrick | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1F. | For | For | Election of Director: Sean T. Klimczak | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1G. | For | For | Election of Director: Andrew Langham | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1H. | For | For | Election of Director: Donald F. Robillard, Jr | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1I. | For | For | Election of Director: Neal A. Shear | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 1J. | For | For | Election of Director: Andrew J. Teno | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 2. | For | For | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2020. | ISSUER | ||||
CHENIERE ENERGY, INC. | 5/13/2021 | 16411R208 | 3. | For | For | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1A. | For | For | Election of Director: Brandon B. Boze | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1B. | For | For | Election of Director: Beth F. Cobert | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1C. | For | For | Election of Director: Reginald H. Gilyard | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1D. | For | For | Election of Director: Shira D. Goodman | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1E. | For | For | Election of Director: Christopher T. Jenny | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1F. | For | For | Election of Director: Gerardo I. Lopez | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1G. | For | For | Election of Director: Oscar Munoz | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1H. | For | For | Election of Director: Robert E. Sulentic | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1I. | For | For | Election of Director: Laura D. Tyson | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 1J. | For | For | Election of Director: Sanjiv Yajnik | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 2. | For | For | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 3. | For | For | Advisory vote to approve named executive officer compensation for 2020. | ISSUER | ||||
CBRE GROUP, INC. | 5/19/2021 | 12504L109 | 4. | Against | Against | Stockholder proposal regarding our stockholders' ability to call special stockholder meetings. | SHAREHOLDER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1A. | For | For | Election of Director: Lewis W.K. Booth | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1B. | For | For | Election of Director: Charles E. Bunch | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1C. | For | For | Election of Director: Lois D. Juliber | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1D. | For | For | Election of Director: Peter W. May | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1E. | For | For | Election of Director: Jorge S. Mesquita | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1F. | For | For | Election of Director: Jane H. Nielsen | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1G. | For | For | Election of Director: Fredric G. Reynolds | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1H. | For | For | Election of Director: Christiana S. Shi | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1I. | For | For | Election of Director: Patrick T. Siewert | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1J. | For | For | Election of Director: Michael A. Todman | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1K. | For | For | Election of Director: Jean-François M. L. van Boxmeer | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 1L. | For | For | Election of Director: Dirk Van de Put | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 2. | For | For | Advisory Vote to Approve Executive Compensation. | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 3. | For | For | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | ISSUER | ||||
MONDELEZ INTERNATIONAL, INC. | 5/19/2021 | 609207105 | 4. | Against | Against | Consider Employee Pay in Setting Chief Executive Officer Pay. | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1A. | For | For | Election of Director: Kathy J. Warden | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1B. | For | For | Election of Director: David P. Abney | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1C. | For | For | Election of Director: Marianne C. Brown | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1D. | For | For | Election of Director: Donald E. Felsinger | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1E. | For | For | Election of Director: Ann M. Fudge | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1F. | For | For | Election of Director: William H. Hernandez | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1G. | For | For | Election of Director: Madeleine A. Kleiner | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1H. | For | For | Election of Director: Karl J. Krapek | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1I. | For | For | Election of Director: Gary Roughead | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1J. | For | For | Election of Director: Thomas M. Schoewe | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1K. | For | For | Election of Director: James S. Turley | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 1L. | For | For | Election of Director: Mark A. Welsh III | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 2. | For | For | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 3. | For | For | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2021. | ISSUER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 4. | Against | Against | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | SHAREHOLDER | ||||
NORTHROP GRUMMAN CORPORATION | 5/19/2021 | 666807102 | 5. | Against | Against | Shareholder proposal to move to a 10% ownership threshold for shareholders to request action by written consent. | SHAREHOLDER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1A. | For | For | Election of Director: Joel I. Klein | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1B. | For | For | Election of Director: Kelly A. Ayotte | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1C. | For | For | Election of Director: Bruce W. Duncan | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1D. | For | For | Election of Director: Karen E. Dykstra | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1E. | For | For | Election of Director: Carol B. Einiger | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1F. | For | For | Election of Director: Diane J. Hoskins | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1G. | For | For | Election of Director: Douglas T. Linde | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1H. | For | For | Election of Director: Matthew J. Lustig | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1I. | For | For | Election of Director: Owen D. Thomas | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1J. | For | For | Election of Director: David A. Twardock | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 1K. | For | For | Election of Director: William H. Walton, III | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 2. | For | For | To approve, by non-binding, advisory resolution, the Company's named executive officer compensation. | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 3. | For | For | To approve the Boston Properties, Inc. 2021 Stock Incentive Plan. | ISSUER | ||||
BOSTON PROPERTIES, INC. | 5/20/2021 | 101121101 | 4. | For | For | To ratify the Audit Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 1 | For | For | Election of Director: Andrew W. Houston | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 2 | For | For | Election of Director: Donald W. Blair | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 3 | For | For | Election of Director: Lisa Campbell | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 4 | For | For | Election of Director: Paul E. Jacobs | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 5 | For | For | Election of Director: Robert J. Mylod, Jr. | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 6 | For | For | Election of Director: Karen Peacock | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 7 | For | For | Election of Director: Michael Seibel | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 2. | For | For | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | ISSUER | ||||
DROPBOX INC | 5/20/2021 | 26210C104 | 3. | For | For | To approve, on an advisory basis, the compensation of our named executive officers. | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1A. | For | For | Election of Director: Kenneth A. Bronfin | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1B. | For | For | Election of Director: Michael R. Burns | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1C. | For | For | Election of Director: Hope F. Cochran | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1D. | For | For | Election of Director: Lisa Gersh | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1E. | For | For | Election of Director: Brian D. Goldner | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1F. | For | For | Election of Director: Tracy A. Leinbach | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1G. | For | For | Election of Director: Edward M. Philip | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1H. | For | For | Election of Director: Laurel J. Richie | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1I. | For | For | Election of Director: Richard S. Stoddart | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1J. | For | For | Election of Director: Mary Best West | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 1K. | For | For | Election of Director: Linda K. Zecher | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 2. | For | For | The adoption, on an advisory basis, of a resolution approving the compensation of the Named Executive Officers of Hasbro, Inc., as described in the "Compensation Discussion and Analysis" and "Executive Compensation" sections of the 2021 Proxy Statement. | ISSUER | ||||
HASBRO, INC. | 5/20/2021 | 418056107 | 3. | For | For | Ratification of the selection of KPMG LLP as Hasbro, Inc.'s independent registered public accounting firm for fiscal 2021. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 1 | For | For | Election of Director: Peggy Alford | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 2 | For | For | Election of Director: Marc L. Andreessen | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 3 | For | For | Election of Director: Andrew W. Houston | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 4 | For | For | Election of Director: Nancy Killefer | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 5 | For | For | Election of Director: Robert M. Kimmitt | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 6 | For | For | Election of Director: Sheryl K. Sandberg | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 7 | For | For | Election of Director: Peter A. Thiel | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 8 | For | For | Election of Director: Tracey T. Travis | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 9 | For | For | Election of Director: Mark Zuckerberg | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 2. | For | For | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 3. | For | For | To approve an amendment to the director compensation policy. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 4. | Against | Against | A shareholder proposal regarding dual class capital structure. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 5. | Against | For | A shareholder proposal regarding an independent chair. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 6. | Against | Against | A shareholder proposal regarding child exploitation. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 7. | Against | Against | A shareholder proposal regarding human/civil rights expert on board. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 8. | Against | Against | A shareholder proposal regarding platform misuse. | ISSUER | ||||
FACEBOOK, INC. | 5/26/2021 | 30303M102 | 9. | Against | Against | A shareholder proposal regarding public benefit corporation. | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1A. | For | For | Election of Director: Rodney C. Adkins | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1B. | For | For | Election of Director: Jonathan Christodoro | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1C. | For | For | Election of Director: John J. Donahoe | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1D. | For | For | Election of Director: David W. Dorman | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1E. | For | For | Election of Director: Belinda J. Johnson | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1F. | For | For | Election of Director: Gail J. McGovern | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1G. | For | For | Election of Director: Deborah M. Messemer | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1H. | For | For | Election of Director: David M. Moffett | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1I. | For | For | Election of Director: Ann M. Sarnoff | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1J. | For | For | Election of Director: Daniel H. Schulman | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 1K. | For | For | Election of Director: Frank D. Yeary | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 2. | For | For | Advisory vote to approve named executive officer compensation. | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 3. | For | For | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | ISSUER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 4. | Against | Against | Stockholder proposal - Stockholder right to act by written consent. | SHAREHOLDER | ||||
PAYPAL HOLDINGS, INC. | 5/26/2021 | 70450Y103 | 5. | Against | Against | Stockholder Proposal - Assessing Inclusion in the Workplace. | SHAREHOLDER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1a. | For | For | Election of Director: Robert M. Calderoni | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1b. | For | For | Election of Director: Nanci E. Caldwell | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1c. | For | For | Election of Director: Murraay J. Demo | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1d. | For | For | Election of Director: Ajei S. Gopal | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1e. | For | For | Election of Director: David J. Henshall | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1f. | For | For | Election of Director: Thomas E. Hogan | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1g. | For | For | Election of Director: Moira A. Kilcoyne | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1h. | For | For | Election of Director: Robert E. Knowling, Jr. | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1i. | For | For | Election of Director: Peter J. Sacripanti | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 1j. | For | For | Election of Director: J. Donald Sherman | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 2. | For | For | Ratification of the appointment of Ernest & Young LLP as the Company's independent registered public accounting firm for 2021 | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 3. | For | For | Advisory vote to approve the compensation of the Company's named executive officers | ISSUER | ||||
CITRIX SYSTEMS, INC. | 6/4/2021 | 177376100 | 4. | None | Against | Shareholder proposal regarding simple majority voting provisions | SHAREHOLDER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1a. | For | For | Election of Director: Douglas M. Baker, Jr. | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1b. | For | For | Election of Director: George S. Barrett | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1c. | For | For | Election of Director: Brian C. Cornell | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1d. | For | For | Election of Director: Robert L. Edwards | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1e. | For | For | Election of Director: Melanie L. Healey | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1f. | For | For | Election of Director: Donald R. Knauss | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1g. | For | For | Election of Director: Christine A. Leahy | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1h. | For | For | Election of Director: Monica C. Lozano | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1i. | For | For | Election of Director: Mary E. Minnick | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1j. | For | For | Election of Director: Derica W. Rice | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1k. | For | For | Election of Director: Kenneth L. Salazar | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 1l. | For | For | Election of Director: Dmitri L. Stockton | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 2. | For | For | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 3. | For | For | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | ISSUER | ||||
TARGET CORPORATION | 6/9/2021 | 87612E106 | 4. | Against | Against | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | SHAREHOLDER | ||||
BJ'S WHOLESALE CLUB HOLDINGS, INC. | 6/17/2021 | 05550J101 | 1 | For | For | Election of Director: Christopher J. Baldwin | ISSUER | ||||
BJ'S WHOLESALE CLUB HOLDINGS, INC. | 6/17/2021 | 05550J101 | 2 | For | For | Election of Director: Ken Parent | ISSUER | ||||
BJ'S WHOLESALE CLUB HOLDINGS, INC. | 6/17/2021 | 05550J101 | 3 | For | For | Election of Director: Robert Steele | ISSUER | ||||
BJ'S WHOLESALE CLUB HOLDINGS, INC. | 6/17/2021 | 05550J101 | 2. | For | For | Ratify the appointment of PricewaterhouseCoopers LLP as BJ's Wholesale Club Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 29, 2022. | ISSUER | ||||
BJ'S WHOLESALE CLUB HOLDINGS, INC. | 6/17/2021 | 05550J101 | 3. | For | For | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of BJ's Wholesale Club Holdings, Inc. | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1A. | For | For | Election of Director: Kenichiro Yoshida | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1B. | For | For | Election of Director: Hiroki Totoki | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1C. | For | For | Election of Director: Shuzo Sumi | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1D. | For | For | Election of Director: Tim Schaaff | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1E. | For | For | Election of Director: Toshiko Oka | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1F. | For | For | Election of Director: Sakie Akiyama | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1G. | For | For | Election of Director: Wendy Becker | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1H. | For | For | Election of Director: Yoshihiko Hatanaka | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1I. | For | For | Election of Director: Adam Crozier | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1J. | For | For | Election of Director: Keiko Kishigami | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 1K. | For | For | Election of Director: Joseph A. Kraft, Jr. | ISSUER | ||||
SONY GROUP CORPORATION | 6/22/2021 | 835699307 | 2. | For | For | To issue Stock Acquisition Rights for the purpose of granting stock options. | ISSUER |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Advisors Series Trust
By (Signature and Title) /s/ Jeffrey T. Rauman
Jeffrey T. Rauman, President, Chief Executive Officer,
Principal Executive Officer
Date 8/18/21