UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07989
Metropolitan West Funds
(Exact name of registrant as specified in charter)
865 South Figueroa Street
Los Angeles, CA 90017
(Address of principal executive offices) (Zip code)
David B. Lippman
Metropolitan West Funds
865 South Figueroa Street
Los Angeles, CA 90017
(Name and address of agent for service)
Registrant’s telephone number, including area code: (213)244-0000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2018 – June 30, 2019
FormN-PX is to be used by a registered management investment company, other than a small business investment company registered on FormN-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule30b1-4 thereunder (17 CFR270.30b1-4). The Commission may use the information provided on FormN-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by FormN-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in FormN-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
The following series of the Metropolitan West Funds did not own any voting security for which a proxy instruction for a meeting of security holders was given by the series or solicited from the series during the time the series held the security.
Metropolitan West AlphaTrak 500 Fund
Metropolitan West Corporate Bond Fund
Metropolitan West Flexible Income Fund
Metropolitan West Floating Rate Income Fund
Metropolitan West High Yield Bond Fund
Metropolitan West Intermediate Bond Fund
Metropolitan West Investment Grade Credit Fund
Metropolitan West Low Duration Bond Fund
Metropolitan West Strategic Income Fund
Metropolitan West Total Return Bond Fund
Metropolitan West Ultra Short Bond Fund
Metropolitan West Unconstrained Bond Fund
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Metropolitan West Funds |
By (Signature and Title)* | /s/ David B. Lippman | |
David B. Lippman, President and Principal Executive Officer (principal executive officer) |
Date | 7/26/2019 |
*Print the name and title of each signing officer under his or her signature.