UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07989
Metropolitan West Funds
(Exact name of registrant as specified in charter)
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Address of principal executive offices) (Zip code)
Kathryn Koch
Metropolitan West Funds
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and address of agent for service)
Registrant’s telephone number, including area code: (213) 244-0000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West AlphaTrak 500 Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Flexible Income Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Donna J. Blank | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Morris A. Davis | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Peter J. Federico | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect John D. Fisk | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Andrew A. Johnson, Jr. | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Gary D. Kain | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Prue B. Larocca | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Paul E. Mullings | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Frances R Spark | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend the Bylaws | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Remove Directors | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Floating Rate Income Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West High Yield Bond Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Jennifer Feikin | Mgmt | Voted | Withhold | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Mark Fields | Mgmt | Voted | For | For | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Evelina Vougessis Machas | Mgmt | Voted | Withhold | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Intermediate Bond Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Opportunistic High Income Credit Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figureoa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Alexandre Fonseca | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Patrick Drahi | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect David Drahi | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Dexter Goei | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Mark Mullen | Mgmt | Voted | Against | Against | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Dennis Okhuijsen | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Susan C. Schnabel | Mgmt | Voted | For | For | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Charles Stewart | Mgmt | Voted | Against | Against | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Elect Raymond Svider | Mgmt | Voted | Against | Against | ||||||||
Altice USA, Inc. | ATUS | 02156K103 | 6/14/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Scott T. Ford | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Glenn H. Hutchins | Mgmt | Voted | Against | Against | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect William E. Kennard | Mgmt | Voted | Against | Against | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Michael B. McCallister | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Beth E. Mooney | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Matthew K. Rose | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect John T. Stankey | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Elect Luis A. Ubinas | Mgmt | Voted | Against | Against | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | Against | ||||||||
AT&T Inc. | T | 00206R102 | 5/18/23 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Nathalie Bernier | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Richard U. De Schutter | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Gary Hu | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Brett Icahn | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Sarah B. Kavanagh | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect John A. Paulson | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Russel C. Robertson | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Thomas W. Ross, Sr. | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Brenton L. Saunders | Mgmt | Voted | Against | Against | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Elect Andrew C. von Eschenbach | Mgmt | Voted | For | For |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Amendment to the 2022 Omnibus Incentive Plan | Mgmt | Voted | For | For | ||||||||
Bausch + Lomb Corp | BLCO | 71705107 | 4/24/23 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Thomas J. Appio | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Brett Icahn | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Sarah B. Kavanagh | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Steven D. Miller | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Richard C. Mulligan | Mgmt | Voted | Withhold | Against | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect John A. Paulson | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Robert N. Power | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Russel C. Robertson | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Thomas W. Ross, Sr. | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Elect Amy B. Wechsler | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | Voted | For | For | ||||||||
Bausch Health Companies Inc. | BHC | 71734107 | 5/16/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Jessica L. Blume | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Kenneth A. Burdick | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect H. James Dallas | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Wayne S. DeVeydt | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Monte E. Ford | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Sarah M. London | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Lori J. Robinson | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Elect Theodore R. Samuels, II | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | Against | ||||||||
Centene Corporation | CNC | 15135B101 | 5/10/23 | Shareholder Proposal Regarding Report on Linking Executive Pay to Maternal Morbidity Metrics | ShrHoldr | Voted | For | Against | ||||||||
Centene Corporation | CNC | 15135B101 | 9/27/22 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 9/27/22 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 9/27/22 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||
Centene Corporation | CNC | 15135B101 | 9/27/22 | Right to Adjourn Meeting | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Mary S. Chan | Mgmt | Voted | For | For |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Stephen C. Gray | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect L. William Krause | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Joanne M. Maguire | Mgmt | Voted | Against | Against | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Thomas J. Manning | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Derrick Roman | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Charles L Treadway | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Claudius E. Watts, IV | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Elect Timothy T. Yates | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Amendment to the 2019 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||
Commscope Holding Company, Inc. | COMM | 20337X109 | 5/11/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Enterprise Products Partners L.P. | EPD | 293792107 | 11/22/22 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||
Enterprise Products Partners L.P. | EPD | 293792107 | 11/22/22 | Amendment to the Unit Purchase Plan | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Elect Daniel E. Berce | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Elect Mikel D. Faulkner | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Elect Randel G. Owen | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
FirstCash Holdings, Inc. | FCFS | 33768G107 | 6/8/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Jana T. Croom | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Steven J. Demetriou | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Lisa Winston Hicks | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Paul Kaleta | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Sean T. Klimczak | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Jesse A. Lynn | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect James F. O’Neil III | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect John W. Somerhalder II | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Andrew J. Teno | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Leslie M. Turner | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Elect Melvin Williams | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||
Firstenergy Corp. | FE | 337932107 | 5/24/23 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Voted | Against | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect Peter M. Carlino | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect JoAnne A. Epps | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect Carol Lynton | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect Joseph W. Marshall, III | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect James B. Perry | Mgmt | Voted | For | For |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect Barry F. Schwartz | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect Earl C. Shanks | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Elect E. Scott Urdang | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/15/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Jennifer Feikin | Mgmt | Voted | Withhold | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Mark Fields | Mgmt | Voted | For | For | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Elect Evelina Vougessis Machas | Mgmt | Voted | Withhold | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Victor J. Coleman | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Theodore R. Antenucci | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Karen Brodkin | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Ebs Burnough | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Richard B. Fried | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Jonathan M. Glaser | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Christy Haubegger | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Mark D. Linehan | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Barry A. Sholem | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Elect Andrea L. Wong | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Amendment to the 2010 Incentive Award Plan | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Hudson Pacific Properties, Inc. | HPP | 444097109 | 5/25/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Mark W. Begor | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Gregory R. Blank | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Catherine L. Burke | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Deborah A. Farrington | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Michael D. Hayford | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Georgette D. Kiser | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Kirk T. Larsen | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Martin Mucci | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Joseph E. Reece | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Laura J. Sen | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Elect Glenn W. Welling | Mgmt | Voted | For | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||
NCR Corporation | NCR | 62886E108 | 5/16/23 | Amendment to the 2017 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Bridget M. Ryan-Berman | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Patrick D. Campbell | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Gary Hu | Mgmt | Voted | For | For |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Jay L. Johnson | Mgmt | Voted | Against | Against | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Gerardo I. Lopez | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Courtney R. Mather | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Christopher H. Peterson | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Stephanie P. Stahl | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect Robert A. Steele | Mgmt | Voted | Against | Against | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Elect David P. Willetts | Mgmt | Voted | Against | Against | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Newell Brands Inc. | NWL | 651229106 | 5/16/23 | Shareholder Proposal Regarding Length of Share Ownership Required to Initiate Written Consent | ShrHoldr | Voted | Against | For | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Adoption of Federal Forum Provision | Mgmt | Voted | Against | Against | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Amendment to Articles to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Charter Amendments to Eliminate Certain Provisions that are No Longer Effective or Applicable | Mgmt | Voted | For | For | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Elect John R. Muse | Mgmt | Voted | For | For | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Elect I. Martin Pompadur | Mgmt | Voted | Against | Against | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/15/23 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Elect Vilma Black-Gupta | Mgmt | Voted | For | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Elect Marla Kaplowitz | Mgmt | Voted | For | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Elect Jane Scaccetti | Mgmt | Voted | For | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Elect Jay A. Snowden | Mgmt | Voted | For | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
PENN Entertainment, Inc. | PENN | 707569109 | 6/6/23 | Amendment to the 2022 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Elect Fiona P. Dias | Mgmt | Voted | Withhold | Against | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Elect Evan D. Malone | Mgmt | Voted | Withhold | Against | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Elect Larry E. Romrell | Mgmt | Voted | For | For | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Reverse Stock Split | Mgmt | Voted | For | For | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Qurate Retail, Inc. | QRTEA | 74915M100 | 6/6/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||
Spectrum Brands Holdings, Inc. | SPB | 84790A105 | 8/9/22 | Elect Sherianne James | Mgmt | Voted | For | For | ||||||||
Spectrum Brands Holdings, Inc. | SPB | 84790A105 | 8/9/22 | Elect Leslie L. Campbell | Mgmt | Voted | For | For | ||||||||
Spectrum Brands Holdings, Inc. | SPB | 84790A105 | 8/9/22 | Elect Joan K. Chow | Mgmt | Voted | For | For | ||||||||
Spectrum Brands Holdings, Inc. | SPB | 84790A105 | 8/9/22 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Spectrum Brands Holdings, Inc. | SPB | 84790A105 | 8/9/22 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Elect Normand A. Boulanger | Mgmt | Voted | For | For | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Elect David A. Varsano | Mgmt | Voted | Against | Against | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Elect Michael J. Zamkow | Mgmt | Voted | For | For | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/23 | Approval of the 2023 Stock Incentive | Mgmt | Voted | Against | Against | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Andre Almeida | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Marcelo Claure | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Srikant M. Datar | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Srinivasan Gopalan | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Timotheus Hottges | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Christian P. Illek | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Raphael Kubler | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Thorsten Langheim | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Dominique Leroy | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Letitia A. Long | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect G. Michael Sievert | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Teresa A. Taylor | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Elect Kelvin R. Westbrook | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Approval of the 2023 Incentive Award Plan | Mgmt | Voted | For | For | ||||||||
T-Mobile US, Inc. | TMUS | 872590104 | 6/16/23 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect David A. Barr | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Jane Cronin | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Mervin Dunn | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Michael Graff | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Sean P. Hennessy | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect W. Nicholas Howley | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Gary E. McCullough | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Michele Santana | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Robert J. Small | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect John Staer | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Elect Kevin Stein | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 3/9/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | N/A | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect David A. Barr | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Jane Cronin | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Mervin Dunn | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Michael Graff | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Sean P. Hennessy | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect W. Nicholas Howley | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Gary E. McCullough | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Michele Santana | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Robert J. Small | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect John Staer | Mgmt | Voted | Withhold | Against | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Elect Kevin Stein | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Transdigm Group Incorporated | TDG | 893641100 | 7/12/22 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Jeffrey J. Brown | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Mitchell E. Fadel | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Christopher B. Hetrick | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Harold Lewis | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Glenn P. Marino | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Carol A. McFate | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Elect Jen You | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Upbound Group, Inc. | UPBD | 76009N100 | 6/6/23 | Amendment to the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Elect Li Haslett Chen | Mgmt | Voted | For | For | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Elect Kenneth W. Lowe | Mgmt | Voted | Withhold | Against | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Elect Paula A. Price | Mgmt | Voted | For | For | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Elect David M. Zaslav | Mgmt | Voted | Withhold | Against | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | ||||||||
Warner Bros. Discovery, Inc. | WBD | 934423104 | 5/8/23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Steven D. Black | Mgmt | Voted | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Mark A. Chancy | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Celeste A. Clark | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Richard K. Davis | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Wayne M. Hewett | Mgmt | Voted | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect CeCelia Morken | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Maria R. Morris | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Felicia F. Norwood | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Richard B. Payne, Jr. | Mgmt | Voted | For | For |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Charles W. Scharf | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Report on Harassment and Discrimination | ShrHoldr | Voted | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/25/23 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Voted | For | Against |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Strategic Income Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Donna J. Blank | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Morris A. Davis | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Peter J. Federico | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect John D. Fisk | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Andrew A. Johnson, Jr. | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Gary D. Kain | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Prue B. Larocca | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Paul E. Mullings | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Frances R Spark | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend the Bylaws | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Remove Directors | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Total Return Bond Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Metropolitan West Unconstrained Bond Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-07989
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: TCW, LLC, 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017
NAME OF SERIES (AS APPLICABLE):
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Donna J. Blank | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Morris A. Davis | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Peter J. Federico | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect John D. Fisk | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Andrew A. Johnson, Jr. | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Gary D. Kain | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Prue B. Larocca | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Paul E. Mullings | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elect Frances R Spark | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend Certain Provisions of the Certificate | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Amend the Bylaws | Mgmt | Voted | For | For | ||||||||
AGNC Investment Corp. | AGNC | 00123Q104 | 4/20/23 | Elimination of Supermajority Requirement to Remove Directors | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||
Intelsat S.A. | N/A | L5217E120 | 6/21/23 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For |
The following series of the Metropolitan West Funds did not own any voting security for which a proxy instruction for a meeting of security holders was given by the series or solicited from the series during the time the series held the security.
Metropolitan West Corporate Bond Fund
Metropolitan West ESG Securitized Fund
Metropolitan West Investment Grade Credit Fund
Metropolitan West Low Duration Bond Fund
Metropolitan West Ultra Short Bond Fund
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Metropolitan West Funds |
By (Signature and Title)* /s/ Kathryn Koch Kathryn Koch, President and Principal Executive Officer (principal executive officer) |
Date August 11, 2023 |
*Print the name and title of each signing officer under his or her signature. |