The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC | BOND | 282914AB6 | 16,193 | 18,000,000 | PRN | DFND | 18,000,000 | 0 | 0 | ||
AVAYA HOLDINGS CORP | SHS | 05351X101 | 10,882 | 880,410 | SH | DFND | 880,410 | 0 | 0 | ||
AVAYA HOLDINGS CORP | BOND | 05351XAB7 | 5,007 | 6,050,000 | PRN | DFND | 6,050,000 | 0 | 0 | ||
BOOKING HOLDINGS INC | SHS | 09857L108 | 1,911 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HOLDINGS INC | SHS | 18453H106 | 8,432 | 8,107,835 | SH | DFND | 8,107,835 | 0 | 0 | ||
COUPA SOFTWARE INC | SHS | 22266L106 | 8,838 | 31,900 | SH | DFND | 31,900 | 0 | 0 | ||
CUMULUS MEDIA INC | SHS | 231082801 | 2,172 | 549,798 | SH | DFND | 549,798 | 0 | 0 | ||
DATADOG INC | SHS | 23804L103 | 6,947 | 79,901 | SH | DFND | 79,901 | 0 | 0 | ||
DEXCOM INC | SHS | 252131107 | 1,175 | 2,898 | SH | DFND | 2,898 | 0 | 0 | ||
DISH NETWORK CORP | BOND | 25470MAB5 | 5,517 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
EATON VANCE FLOATING-RATE INCOME TRUST | ETF | 278279104 | 4,032 | 353,668 | SH | DFND | 353,668 | 0 | 0 | ||
EATON VANCE SENIOR INCOME TRUST | ETF | 27826S103 | 5,163 | 968,586 | SH | DFND | 968,586 | 0 | 0 | ||
FIREEYE INC | BOND | 31816QAF8 | 10,914 | 12,000,000 | PRN | DFND | 12,000,000 | 0 | 0 | ||
IHEARTMEDIA INC | SHS | 45174J509 | 22,598 | 2,706,346 | SH | DFND | 2,706,346 | 0 | 0 | ||
ILLUMINA INC | BOND | 452327AH2 | 5,337 | 3,576,000 | PRN | DFND | 3,576,000 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | SHS | 464287655 | 4,295 | 30,000 | SH | Put | DFND | 0 | 0 | 0 | |
KARYOPHARM THERAPEUTICS INC | BOND | 48576UAA4 | 701 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | BOND | 53220KAF5 | 15,668 | 18,000,000 | PRN | DFND | 18,000,000 | 0 | 0 | ||
LIVEPERSON INC | BOND | 538146AB7 | 8,695 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
LIVONGO HEALTH INC | SHS | 539183103 | 4,474 | 59,500 | SH | DFND | 59,500 | 0 | 0 | ||
NABORS INDUSTRIES INC | BOND | 62957HAB1 | 808 | 2,180,000 | PRN | DFND | 2,180,000 | 0 | 0 | ||
NUTANIX INC | BOND | 67059NAB4 | 4,440 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
NUVASIVE INC | SHS | 670704105 | 1,659 | 29,800 | SH | DFND | 29,800 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | BOND | 682189AK1 | 26,850 | 23,000,000 | PRN | DFND | 23,000,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | SHS | 697435105 | 8,498 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
PLURALSIGHT INC | BOND | 72941BAB2 | 8,878 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
RAPID7 INC | BOND | 753422AB0 | 5,395 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
REALPAGE INC | BOND | 75606NAC3 | 10,262 | 9,500,000 | PRN | DFND | 9,500,000 | 0 | 0 | ||
REDFIN CORP | BOND | 75737FAA6 | 2,963 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
SM ENERGY CO | BOND | 78454LAM2 | 2,769 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
SOUTHWEST AIRLINES CO | SHS | 844741108 | 2,733 | 79,953 | SH | DFND | 79,953 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | SHS | 78462F103 | 10,793 | 35,000 | SH | Put | DFND | 0 | 0 | 0 | |
SPIRIT AIRLINES INC | BOND | 848577AA0 | 4,521 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
TELADOC HEALTH INC | SHS | 87918A105 | 1,927 | 10,100 | SH | DFND | 10,100 | 0 | 0 | ||
TELIGENT INC/NJ | BOND | 87960WAA2 | 0 | 6,088,000 | PRN | DFND | 6,088,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL FINANCE CO LLC | BOND | 88163VAE9 | 17,220 | 17,600,000 | PRN | DFND | 17,600,000 | 0 | 0 | ||
TRANSOCEAN LTD | SHS | H8817H100 | 746 | 407,558 | SH | DFND | 407,558 | 0 | 0 | ||
TUTOR PERINI CORP | BOND | 901109AD0 | 7,680 | 8,152,000 | PRN | DFND | 8,152,000 | 0 | 0 | ||
TWITTER INC | BOND | 90184LAF9 | 27,864 | 29,500,000 | PRN | DFND | 29,500,000 | 0 | 0 | ||
ZILLOW GROUP INC | BOND | 98954MAH4 | 13,837 | 11,850,000 | PRN | DFND | 11,850,000 | 0 | 0 | ||
ZSCALER INC | SHS | 98980G102 | 618 | 5,647 | SH | DFND | 5,647 | 0 | 0 |