www.umc.com
Exhibit
Exhibit Description
99.1 Announcement on 2020/09/01: UMC will attend investor conferences on 2020/09/08
99.2 Announcement on 2020/09/09: August Revenue
99.3 Announcement on 2020/09/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC
UMC will attend investor conferences on 2020/09/08
1. Date of institutional investor conference: 2020/09/08
2. Time of institutional investor conference: 09:00 AM
3. Location of institutional investor conference: Teleconference
4. Outline of institutional investor conference:
The Company will attend the “21st Asian Technology Conference”, held by Credit Suisse.
5. Any other matters that need to be specified: None
United Microelectronics Corporation
September 9, 2020
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of August 2020.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2020 | 2019 | Changes | % |
August | Net sales | 14,841,818 | 13,184,069 | 1,657,749 | 12.57% |
Year-to-Date | Net sales | 116,990,748 | 95,526,360 | 21,464,388 | 22.47% |
2) | Funds lent to other parties (NT$ Thousand) |
Balance as of period end | This Month (actual amount provided) | Last Month (actual amount provided) | Limit of lending |
UMC | 5,888,000 | 5,886,000 | 20,912,696 |
Note: On February 26, 2020, the board of directors resolved to lend funds to USC(Xiamen) for the amount up to US$ 200 million. The actual amount lent to USC(Xiamen) as of August 31, 2020 was US$ 70 million.
|
3) | Endorsements and guarantees (NT$ Thousand) |
Balance as of period end | This Month (actual amount provided) | Last Month (actual amount provided) | Limit of lending |
UMC (Note1) | 748,000 | 748,000 | 94,107,131 |
UMC (Note2) | 16,569,991 | 16,490,038 | 94,107,131 |
Note1: On December 12, 2018, the board of directors resolved to provide endorsement to Nexpower’s syndicated loan from banks including Bank of Taiwan for the amount up to NT$ 748 million. Note2: On February 22, 2017, March 7, 2018, October 24, 2018, July 24,2019, December 18, 2019 and July 29, 2020, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 464 million and CNY¥ 900.4 million. |
4) | Financial derivatives transactions : |
aNot under hedging accounting: NT$ thousand
UMC
Financial instruments | Option | Forwards | IRS | |
Put | Call | |||
Deposit Paid | 0 | 0 | 0 | 0 |
Royalty Income (Paid) | 0 | 0 | 0 | 0 |
Unwritten-off Trading |
|
|
|
|
Contracts | 0 | 0 | 117,760 | 0 |
Fair Value | 0 | 0 | 227 | 0 |
Net profit (loss) from Fair Value | 0 | 0 | 227 | 0 |
Written-off Trading |
|
|
|
|
Contracts | 0 | 0 | 8,541,643 | 0 |
Realized profit (loss) | 0 | 0 | 11,839 | 0 |
United Microelectronics Corporation
For the month of August, 2020
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Title | Name | Number of shares as of July 31, 2020 | Number of shares as of August 31, 2020 | Changes |
President Executive Vice President Senior Vice President Senior Vice President Senior Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President | SC Chien Ming Hsu Oliver Chang Chitung Liu Lucas S Chang TS Wu G C Hung Wenchi Ting Jerry CJ Hu Y S Shen Francia Hsu Eric Chen Johnson Liu Victor Chuang Chuck Chen S F Tzou J Y Wu Osbert Cheng Le Tien Jung Steven Hsu Ji Fu Kung Mindy Lin Pang Min Wang | 7,894,648 1,873,000 462,589 3,340,217 900,000 1,009,809 1,500,791 1,350,000 1,045,000 975,000 951,000 1,250,000 506,413 364,671 508,201 1,879,108 850,191 850,938 850,000 850,000 850,741 1,227,925 418,126 | 6,994,648 933,000 453,589 2,593,217 650,000 869,809 1,350,791 850,000 595,000 675,000 641,000 930,000 426,413 124,671 140,000 1,579,108 600,191 840,000 770,000 550,000 587,741 1,167,925 327,126 | (900,000) (940,000) (9,000) (747,000) (250,000) (140,000) (150,000) (500,000) (450,000) (300,000) (310,000) (320,000) (80,000) (240,000) (368,201) (300,000) (250,000) (10,938) (80,000) (300,000) (263,000) (60,000) (91,000) |
2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Title | Name | Number of shares as of July 31, 2020 | Number of shares as of August 31, 2020 | Changes | |
-- | -- | -- | -- | -- |