INDT INDUS Realty Trust

Filed: 8 Oct 20, 4:25pm



Washington, D.C. 20549


Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

October 8, 2020

Date of Report (Date of earliest event reported)


(Exact name of registrant as specified in charter)



(State or other jurisdiction of incorporation)

(IRS Employer Identification No.)

Commission File Number


641 Lexington Avenue, New York, New York


(Address of principal executive offices)

(Zip Code)

Registrant’s Telephone Number including Area Code

(212) 218-7910


(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]

Pre-commencement communications pursuant to Rule 14d-2 (b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]

Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered or to be registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 par value per share


The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 2.02.

Results of Operations and Financial Condition

On October 8, 2020, Griffin Industrial Realty, Inc. (“Griffin” or the “Registrant”) issued a press release announcing its results of operations for its fiscal 2020 third quarter.

Attached as Exhibit 99.1 to this Current Report on Form 8-K is Griffin’s October 8, 2020 press release.


Item 7.01.

Regulation FD Disclosure

A copy of Griffin’s presentation regarding its 2020 fiscal third quarter supplemental information that will be posted to Griffin’s website and used for various investor meetings is furnished as Exhibit 99.2 to this Current Report on Form 8-K.

The information contained and referenced in this Item 7.01, including the presentation attached as Exhibit 99.2, is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of Section 18 of the Exchange Act. The information in this Item 7.01 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or into any filing or other document pursuant to the Exchange Act, except as otherwise expressly stated in any such filing.

Item 9.01.

Financial Statements and Exhibits

Exhibit 99.1: Registrant’s October 8, 2020 Press Release (attached hereto).

Exhibit 99.2: Registrant’s FY Q3 Supplemental Information (attached hereto).

Exhibit 104: The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Anthony J. Galici

Anthony J. Galici

Vice President, Chief Financial Officer

and Secretary

Date: October 8, 2020