The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 721 | 66,168 | SH | DFND | 1 | 66,168 | 0 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 405 | 37,200 | SH | DFND | 2 | 37,200 | 0 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 672 | 61,631 | SH | DFND | 61,631 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 1,405 | 195,690 | SH | DFND | 1 | 195,690 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 226 | 31,500 | SH | DFND | 31,500 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 4,270 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | |
INVESCO LTD | SHS | G491BT108 | 4,270 | 245,000 | SH | DFND | 2 | 245,000 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 1,386 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 1,386 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 16,275 | 105,734 | SH | SOLE | 105,734 | 0 | 0 | ||
ACUTUS MED INC | COM | 005111109 | 8,643 | 299,995 | SH | DFND | 1 | 299,995 | 0 | 0 | |
ACUTUS MED INC | COM | 005111109 | 8,643 | 299,995 | SH | DFND | 2 | 299,995 | 0 | 0 | |
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 10,034 | 106,917 | SH | DFND | 1 | 106,917 | 0 | 0 | |
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 577 | 68,260 | SH | DFND | 2 | 68,260 | 0 | 0 | |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 154 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 154 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
ANTERIX INC | COM | 03676C100 | 1,141 | 30,353 | SH | DFND | 1 | 30,353 | 0 | 0 | |
ANTERIX INC | COM | 03676C100 | 1,738 | 46,213 | SH | DFND | 2 | 46,213 | 0 | 0 | |
ANWORTH MTG ASSET CORP | COM | 037347101 | 1,808 | 667,250 | SH | DFND | 1 | 667,250 | 0 | 0 | |
ANWORTH MTG ASSET CORP | COM | 037347101 | 1,007 | 371,450 | SH | DFND | 2 | 371,450 | 0 | 0 | |
ANWORTH MTG ASSET CORP | COM | 037347101 | 1,028 | 379,250 | SH | DFND | 379,250 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 945 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,341 | 120,071 | SH | DFND | 2 | 120,071 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 230 | 20,554 | SH | DFND | 20,554 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 4.750%11/0 | 038923AP3 | 4,977 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
ARBOR REALTY TRUST INC | NOTE 4.750%11/0 | 038923AP3 | 4,977 | 5,000,000 | PRN | DFND | 2 | 5,000,000 | 0 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,053 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | |
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 2,413 | 638,342 | SH | DFND | 1 | 638,342 | 0 | 0 | |
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,816 | 480,506 | SH | DFND | 480,506 | 0 | 0 | ||
BP MIDSTREAM PARTNERS LP | UNIT LTD PTNR | 0556EL109 | 201 | 19,000 | SH | DFND | 1 | 19,000 | 0 | 0 | |
BP MIDSTREAM PARTNERS LP | UNIT LTD PTNR | 0556EL109 | 201 | 19,000 | SH | DFND | 2 | 19,000 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 1,693 | 82,500 | SH | DFND | 2 | 82,500 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 1,606 | 201,000 | SH | DFND | 1 | 201,000 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 1,382 | 173,000 | SH | DFND | 173,000 | 0 | 0 | ||
BERKLEY W R CORP | COM | 084423102 | 11,657 | 175,500 | SH | SOLE | 175,500 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 857 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 857 | 3,500 | SH | DFND | 2 | 3,500 | 0 | 0 | |
BLACKSTONE MTG TR INC | NOTE 4.750% 3/1 | 09257WAC4 | 1,493 | 1,500,000 | PRN | DFND | 1 | 1,500,000 | 0 | 0 | |
BLACKSTONE MTG TR INC | NOTE 4.750% 3/1 | 09257WAC4 | 7,964 | 8,000,000 | PRN | DFND | 2 | 8,000,000 | 0 | 0 | |
BLACKSTONE MTG TR INC | NOTE 4.750% 3/1 | 09257WAC4 | 498 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 375 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 36 | 999 | SH | DFND | 999 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,861 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,861 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 10,928 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 10,928 | 160,000 | SH | DFND | 2 | 160,000 | 0 | 0 | |
CAPITOL FED FINL INC | COM | 14057J101 | 450 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
CENTURY CMNTYS INC | COM | 156504300 | 594 | 13,557 | SH | DFND | 1 | 13,557 | 0 | 0 | |
CENTURY CMNTYS INC | COM | 156504300 | 594 | 13,557 | SH | DFND | 2 | 13,557 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 18,991 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 432 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
CLIPPER RLTY INC | COM | 18885T306 | 2,623 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | |
CLIPPER RLTY INC | COM | 18885T306 | 3,934 | 558,067 | SH | DFND | 2 | 558,067 | 0 | 0 | |
COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 21,259 | 21,500,000 | PRN | DFND | 2 | 21,500,000 | 0 | 0 | |
COLONY CAP INC NEW | CL A COM | 19626G108 | 1,147 | 238,515 | SH | DFND | 1 | 238,515 | 0 | 0 | |
COLONY CAP INC NEW | CL A COM | 19626G108 | 83 | 17,233 | SH | DFND | 17,233 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 10,847 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 280 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 1,770 | 93,251 | SH | DFND | 1 | 93,251 | 0 | 0 | |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 1,770 | 93,252 | SH | DFND | 2 | 93,252 | 0 | 0 | |
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 137 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 137 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 2,089 | 149,751 | SH | DFND | 1 | 149,751 | 0 | 0 | |
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 2,089 | 149,750 | SH | DFND | 2 | 149,750 | 0 | 0 | |
CUSTOMERS BANCORP INC | COM | 23204G100 | 6,056 | 333,114 | SH | DFND | 1 | 333,114 | 0 | 0 | |
CUSTOMERS BANCORP INC | COM | 23204G100 | 6,056 | 333,115 | SH | DFND | 2 | 333,115 | 0 | 0 | |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 185 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 185 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 4,114 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 4,114 | 175,000 | SH | DFND | 2 | 175,000 | 0 | 0 | |
DISH NETWORK CORPORATION | CL A | 25470M109 | 970 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
DISH NETWORK CORPORATION | CL A | 25470M109 | 970 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 6,658 | 448,623 | SH | DFND | 1 | 448,623 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 18,677 | 1,258,539 | SH | DFND | 2 | 1,258,539 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 2,968 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 53 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 53 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 482 | 15,075 | SH | DFND | 2 | 15,075 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 54 | 1,675 | SH | DFND | 1,675 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,925 | 311,520 | SH | DFND | 1 | 311,520 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 10,441 | 1,689,504 | SH | DFND | 2 | 1,689,504 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 478 | 77,376 | SH | DFND | 77,376 | 0 | 0 | ||
ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 1,571 | 635,834 | SH | DFND | 1 | 635,834 | 0 | 0 | |
ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 1,571 | 635,835 | SH | DFND | 2 | 635,835 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 4,721 | 241,000 | SH | DFND | 1 | 241,000 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 4,721 | 241,000 | SH | DFND | 2 | 241,000 | 0 | 0 | |
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 386 | 8,500 | SH | DFND | 1 | 8,500 | 0 | 0 | |
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 386 | 8,500 | SH | DFND | 2 | 8,500 | 0 | 0 | |
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 7,697 | 410,278 | SH | DFND | 1 | 410,278 | 0 | 0 | |
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 15,394 | 820,558 | SH | DFND | 2 | 820,558 | 0 | 0 | |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 196 | 24,400 | SH | DFND | 1 | 24,400 | 0 | 0 | |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 196 | 24,400 | SH | DFND | 2 | 24,400 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 1,833 | 158,850 | SH | DFND | 1 | 158,850 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 1,833 | 158,850 | SH | DFND | 2 | 158,850 | 0 | 0 | |
FRANCHISE GROUP INC | COM | 35180X105 | 20,892 | 686,115 | SH | DFND | 1 | 686,115 | 0 | 0 | |
FRANCHISE GROUP INC | COM | 35180X105 | 20,892 | 686,114 | SH | DFND | 2 | 686,114 | 0 | 0 | |
FRANKLIN RESOURCES INC | COM | 354613101 | 1,588 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | |
FRANKLIN RESOURCES INC | COM | 354613101 | 2,770 | 110,850 | SH | DFND | 2 | 110,850 | 0 | 0 | |
FRANKLIN RESOURCES INC | COM | 354613101 | 1,389 | 55,600 | SH | DFND | 55,600 | 0 | 0 | ||
FULL HSE RESORTS INC | COM | 359678109 | 139 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | |
FULL HSE RESORTS INC | COM | 359678109 | 75 | 19,069 | SH | DFND | 2 | 19,069 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 5,660 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 2,252 | 54,080 | SH | DFND | 54,080 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 62 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 62 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,814 | 31,143 | SH | DFND | 1 | 31,143 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 782 | 13,428 | SH | DFND | 2 | 13,428 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 316 | 5,429 | SH | DFND | 5,429 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 392 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 1,235 | 123,667 | SH | DFND | 2 | 123,667 | 0 | 0 | |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 417 | 41,790 | SH | DFND | 41,790 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 9,729 | 543,797 | SH | DFND | 1 | 543,797 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 11,008 | 615,298 | SH | DFND | 2 | 615,298 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 3,068 | 171,500 | SH | DFND | 171,500 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 1,002 | 307,421 | SH | DFND | 2 | 307,421 | 0 | 0 | |
HANESBRANDS INC | COM | 410345102 | 1,604 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
HANESBRANDS INC | COM | 410345102 | 583 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 352 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
HESS MIDSTREAM LP | CL A SHS | 428103105 | 352 | 18,000 | SH | DFND | 2 | 18,000 | 0 | 0 | |
HOWARD BANCORP INC | COM | 442496105 | 1,227 | 103,900 | SH | DFND | 1 | 103,900 | 0 | 0 | |
HOWARD BANCORP INC | COM | 442496105 | 1,227 | 103,900 | SH | DFND | 2 | 103,900 | 0 | 0 | |
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 2,830 | 492,098 | SH | DFND | 1 | 492,098 | 0 | 0 | |
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 2,830 | 492,096 | SH | DFND | 2 | 492,096 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 2,418 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 3,813 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
LCNB CORP | COM | 50181P100 | 1,350 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | |
LCNB CORP | COM | 50181P100 | 24 | 1,662 | SH | DFND | 1,662 | 0 | 0 | ||
LEGACY HOUSING CORP | COM | 52472M101 | 1,425 | 94,285 | SH | DFND | 1 | 94,285 | 0 | 0 | |
LEGACY HOUSING CORP | COM | 52472M101 | 1,425 | 94,282 | SH | DFND | 2 | 94,282 | 0 | 0 | |
MFA FINL INC | COM | 55272X102 | 97 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
MFA FINL INC | COM | 55272X102 | 97 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 14,728 | 15,000,000 | PRN | DFND | 2 | 15,000,000 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 433 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 433 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 1,519 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 552 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 552 | 13,000 | SH | DFND | 2 | 13,000 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F502 | 1,529 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F502 | 1,398 | 49,372 | SH | DFND | 2 | 49,372 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F502 | 292 | 10,324 | SH | DFND | 10,324 | 0 | 0 | ||
MEDLEY MGMT INC | CL A COM | 58503T205 | 221 | 27,635 | SH | DFND | 1 | 27,635 | 0 | 0 | |
MEDLEY MGMT INC | CL A COM | 58503T205 | 242 | 30,275 | SH | DFND | 30,275 | 0 | 0 | ||
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,130 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 3,693 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 3,671 | 3,750,000 | PRN | DFND | 1 | 3,750,000 | 0 | 0 | |
NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 16,704 | 17,063,000 | PRN | DFND | 2 | 17,063,000 | 0 | 0 | |
NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 1,996 | 2,039,000 | PRN | DFND | 2,039,000 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 25,101 | 229,882 | SH | DFND | 1 | 229,882 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 26,477 | 242,483 | SH | DFND | 2 | 242,483 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 1,376 | 12,600 | SH | DFND | 12,600 | 0 | 0 | ||
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 104 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 104 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 916 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 1,374 | 96,171 | SH | DFND | 2 | 96,171 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 499 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 499 | 13,000 | SH | DFND | 2 | 13,000 | 0 | 0 | |
ORGANOVO HLDGS INC | COM NEW | 68620A203 | 56 | 4,575 | SH | DFND | 1 | 4,575 | 0 | 0 | |
ORGANOVO HLDGS INC | COM NEW | 68620A203 | 98 | 8,000 | SH | DFND | 2 | 8,000 | 0 | 0 | |
PJT PARTNERS INC | COM CL A | 69343T107 | 654 | 8,690 | SH | DFND | 2 | 8,690 | 0 | 0 | |
PJT PARTNERS INC | COM CL A | 69343T107 | 84 | 1,110 | SH | DFND | 1,110 | 0 | 0 | ||
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,942 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | |
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 16,859 | 17,000,000 | PRN | DFND | 2 | 17,000,000 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 317 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 317 | 12,000 | SH | DFND | 2 | 12,000 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 3,473 | 421,500 | SH | DFND | 1 | 421,500 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 3,473 | 421,500 | SH | DFND | 2 | 421,500 | 0 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 132 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 440 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 308 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,686 | 135,454 | SH | DFND | 1 | 135,454 | 0 | 0 | |
READY CAPITAL CORP | COM | 75574U101 | 4,119 | 330,879 | SH | DFND | 2 | 330,879 | 0 | 0 | |
READY CAPITAL CORP | COM | 75574U101 | 922 | 74,020 | SH | DFND | 74,020 | 0 | 0 | ||
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 942 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | |
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 6,597 | 7,000,000 | PRN | DFND | 2 | 7,000,000 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 3,428 | 102,000 | SH | DFND | 2 | 102,000 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 269 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 228 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 240 | 15,728 | SH | DFND | 1 | 15,728 | 0 | 0 | |
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 482 | 31,555 | SH | DFND | 2 | 31,555 | 0 | 0 | |
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 251 | 16,390 | SH | DFND | 16,390 | 0 | 0 | ||
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 4,326 | 605,053 | SH | DFND | 1 | 605,053 | 0 | 0 | |
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 7,223 | 1,010,194 | SH | DFND | 2 | 1,010,194 | 0 | 0 | |
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 3,049 | 743,684 | SH | DFND | 1 | 743,684 | 0 | 0 | |
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 7,560 | 1,843,916 | SH | DFND | 2 | 1,843,916 | 0 | 0 | |
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 978 | 238,652 | SH | DFND | 238,652 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 131 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 131 | 13,000 | SH | DFND | 2 | 13,000 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 290 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 290 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 432 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 432 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 5,443 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 16,329 | 15,000,000 | PRN | DFND | 2 | 15,000,000 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 5,726 | 184,250 | SH | DFND | 1 | 184,250 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 6,706 | 215,750 | SH | DFND | 215,750 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 977 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 1,395 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 419 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
TELOS CORP MD | COM | 87969B101 | 3,710 | 112,500 | SH | DFND | 1 | 112,500 | 0 | 0 | |
TELOS CORP MD | COM | 87969B101 | 2,061 | 62,500 | SH | DFND | 2 | 62,500 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 2,537 | 126,225 | SH | DFND | 1 | 126,225 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 2,486 | 123,676 | SH | DFND | 2 | 123,676 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 262 | 13,019 | SH | DFND | 13,019 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 188 | 9,128 | SH | DFND | 1 | 9,128 | 0 | 0 | |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 188 | 9,128 | SH | DFND | 2 | 9,128 | 0 | 0 | |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 2,494 | 391,542 | SH | DFND | 1 | 391,542 | 0 | 0 | |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 2,371 | 372,235 | SH | DFND | 2 | 372,235 | 0 | 0 | |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 1,120 | 175,823 | SH | DFND | 175,823 | 0 | 0 | ||
TWO HBRS INVT CORP | NOTE 6.250% 1/1 | 90187BAA9 | 13,813 | 13,750,000 | PRN | DFND | 1 | 13,750,000 | 0 | 0 | |
TWO HBRS INVT CORP | NOTE 6.250% 1/1 | 90187BAA9 | 38,647 | 38,472,000 | PRN | DFND | 2 | 38,472,000 | 0 | 0 | |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 218 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 1,832 | 134,721 | SH | DFND | 2 | 134,721 | 0 | 0 | |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 152 | 11,150 | SH | DFND | 11,150 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 9,362 | 251,271 | SH | DFND | 1 | 251,271 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 4,267 | 114,508 | SH | DFND | 114,508 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 937 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
VIATRIS INC | COM | 92556V106 | 1,874 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
VIATRIS INC | COM | 92556V106 | 937 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 5,945 | 197,000 | SH | DFND | 1 | 197,000 | 0 | 0 | |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 263 | 19,000 | SH | DFND | 1 | 19,000 | 0 | 0 | |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 263 | 19,000 | SH | DFND | 2 | 19,000 | 0 | 0 | |
XPERI HOLDING CORP | COM | 98390M103 | 18,552 | 887,671 | SH | DFND | 1 | 887,671 | 0 | 0 | |
XPERI HOLDING CORP | COM | 98390M103 | 18,552 | 887,671 | SH | DFND | 2 | 887,671 | 0 | 0 |