1934 ACT FILE NO. 001-14714
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of September 2016
Yanzhou Coal Mining Company Limited
(Translation of Registrant’s name into English)
298 Fushan South Road
Zoucheng, Shandong Province
People’s Republic of China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Yanzhou Coal Mining Company Limited | ||||||
DateSeptember 30, 2016 | By /s/ Zhang Baocai | |||||
Name: | Zhang Baocai | |||||
Title: | Director |
For Main Board listed issuers
Certain statements contained in this announcement may be regarded as forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements involve inherent risks and uncertainties that may cause the actual performance, financial condition or results of operations of the Company to be materially different from any future performance, financial condition or results of operations implied by such forward-looking statements. Further information regarding these risks and uncertainties is included in the Company’s filings with the U.S. Securities and Exchange Commission. The forward-looking statements included in this announcement represent the Company’s views as of the date of this announcement. Except as required by law, the Company undertakes no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise, after the date on which the statements are made or to reflect the occurrence of unanticipated events. These forward-looking statements should not be relied upon as representing the Company’s views as of any date subsequent to the date of this announcement.
Next Day Disclosure Return
(Equity issuer - changes in issued share capital and/or share buybacks)
Name of listed issuer: Yanzhou Coal Mining Company Limited
Stock code: 1171 | Date submitted: 30 September 2016 |
Section I must be completed by a listed issuer where there has been a change in its issued share capital which is discloseable pursuant to rule 13.25A of the Rules (the “Listing Rules”) Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”).
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under rule 10.06(4)(a).
Description of securities: H Shares
I. | ||||||||||||||||||||
Issues of shares (Notes 6 and 7) | No. of shares | Issued shares as a % of existing (Notes 4, 6 and 7) | Issue price per share | Closing market price per share of the (Note 5) | % discount/ premium of issue price (Note 7) | |||||||||||||||
Opening balance as at (Note 2) 31 August 2016 | 1,958,400,000 | |||||||||||||||||||
Share repurchased on 18 December 2015 but not yet cancelled | 1,958,000 | 0.09998 | % | |||||||||||||||||
Share repurchased on 21 December 2015 but not yet cancelled | 2,070,000 | 0.1057 | % | |||||||||||||||||
Share repurchased on 22 December 2015 but not yet cancelled | 2,356,000 | 0.1203 | % | |||||||||||||||||
(Note 3) | ||||||||||||||||||||
Share cancellation on 28 September 2016 | 6,384,000 | 0.33 | % | |||||||||||||||||
Closing balance as at (Note 8) 30 September 2016 | 1,952,016,000 |
For Main Board listed issuers
Notes to Section I:
1. | Where shares have been issued at more than one issue price per share, a weighted average issue price per share should be given. |
2. | Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to rule 13.25A or Monthly Return pursuant to rule 13.25B, whichever is the later. |
3. | Please set out all changes in issued share capital requiring disclosure pursuant to rule 13.25A together with the relevant dates of issue. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer’s Monthly Return. For example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible notes, these must be disclosed as 2 separate categories. |
4. | The percentage change in the number of issued shares of listed issuer is to be calculated by reference to the listed issuer’s total number of shares in issue (excluding for such purpose any shares repurchased or redeemed but not yet cancelled) as it was immediately before the earliest relevant event which has not been disclosed in a Monthly Return or Next Day Disclosure Return. |
5. | Where trading in the shares of the listed issuer has been suspended, “closing market price per share of the immediately preceding business day” should be construed as “closing market price per share of the business day on which the shares were last traded”. |
6. | In the context of a repurchase of shares: |
• | “issues of shares” should be construed as “repurchases of shares”; and |
• | “issued shares as a % of existing number of shares before relevant share issue” should be construed as “repurchased shares as a % of existing number of shares before relevant share repurchase”. |
7. | In the context of a redemption of shares: |
• | “issues of shares” should be construed as “redemptions of shares”; |
• | “issued shares as a % of existing number of shares before relevant share issue” should be construed as “redeemed shares as a % of existing number of shares before relevant share redemption”; and |
• | “issue price per share” should be construed as “redemption price per share”. |
8. | The closing balance date is the date of the last relevant event being disclosed. |
II. |
| |||||||||||||||||
A. Purchase report |
| |||||||||||||||||
Trading date | Number of securities purchased | Method of purchase (Note) | Price per share or highest price paid $ | Lowest price paid $ | Total paid $ | |||||||||||||
Total |
B. Additional information for issuer whose primary listing is on the Exchange | ||||||||||
1. Number of such securities purchased on the Exchange in the year to date (since ordinary resolution) | (a) | |||||||||
2. % of number of shares in issue at time ordinary resolution passed acquired on the Exchange since date of resolutiond | % |
((a) x 100) | ||
Number of shares in issue |
We hereby confirm that the repurchases set out in A above which were made on the Exchange were made in accordance with the Listing Rules and that there have been no material changes to the particulars contained in the Explanatory Statement dated which has been filed with the Exchange. We also confirm that any purchases set out in A above which were made on another stock exchange were made in accordance with the domestic rules applying to purchases made on that other exchange.
Note to Section II: | Please state whether on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer. |
Submitted by: | Jin Qing Bin | |||
(Name) |
Title: | Joint Company Secretary | |||
(Director, Secretary or other duly authorised officer) |
About the Company
For more information, please contact:
Yanzhou Coal Mining Company Limited
Zhang Baocai, Director
Tel: +86 537 538 3310
Address: 298 Fushan South Road, Zoucheng, Shandong Province, 273500 PRC