UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
(Amendment No. 1)
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☒ | Definitive Proxy Statement | |
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☐ | Soliciting Material Pursuant to §240.14a-12 |
Nationwide Mutual Funds
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(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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NATIONWIDE MUTUAL FUNDS
One Nationwide Plaza
Mail Code 5-02-210
Columbus, Ohio 43215
(800) 848-0920
Nationwide AllianzGI International Growth Fund
Nationwide Amundi Global High Yield Fund
Nationwide Amundi Strategic Income Fund
Nationwide Bailard Cognitive Value Fund
Nationwide Bailard International Equities Fund
Nationwide Bailard Technology & Science Fund
Nationwide Bond Fund
Nationwide Bond Index Fund
Nationwide Core Plus Bond Fund
Nationwide Destination 2025 Fund
Nationwide Destination 2030 Fund
Nationwide Destination 2035 Fund
Nationwide Destination 2040 Fund
Nationwide Destination 2045 Fund
Nationwide Destination 2050 Fund
Nationwide Destination 2055 Fund
Nationwide Destination 2060 Fund
Nationwide Destination 2065 Fund
Nationwide Destination Retirement Fund (formerly, Nationwide Destination 2015 Fund)
Nationwide Diamond Hill Large Cap Concentrated Fund
Nationwide Emerging Markets Debt Fund
Nationwide Fund
Nationwide Geneva Mid Cap Growth Fund
Nationwide Geneva Small Cap Growth Fund
Nationwide Global Sustainable Equity Fund
Nationwide Government Money Market Fund
Nationwide Inflation-Protected Securities Fund
Nationwide International Index Fund
Nationwide International Small Cap Fund
Nationwide Investor Destinations Aggressive Fund
Nationwide Investor Destinations Conservative Fund
Nationwide Investor Destinations Moderate Fund
Nationwide Investor Destinations Moderately Aggressive Fund
Nationwide Investor Destinations Moderately Conservative Fund
Nationwide Long/Short Equity Fund
Nationwide Loomis All Cap Growth Fund
Nationwide Loomis Core Bond Fund
Nationwide Loomis Short Term Bond Fund
Nationwide Mellon Disciplined Value Fund
Nationwide Mellon Dynamic U.S. Core Fund (formerly, Nationwide Dynamic U.S. Growth Fund)
Nationwide Mid Cap Market Index Fund
Nationwide Multi-Cap Portfolio
Nationwide NYSE Arca Tech 100 Index Fund (formerly, Nationwide Ziegler NYSE Arca Tech 100 Index Fund)
Nationwide S&P 500 Index Fund
Nationwide Small Cap Index Fund
Nationwide Small Company Growth Fund
Nationwide U.S. Small Cap Value Fund
Nationwide WCM Focused Small Cap Fund
Nationwide Ziegler Equity Income Fund
(each, a “Fund,” and collectively, the “Funds”)
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS
To be held on: September 24, 2020
To the shareholders of the Funds, each a series of Nationwide Mutual Funds, a Delaware statutory trust (the “Trust”):
NOTICE IS HEREBY GIVEN that the Trust will hold a Special Meeting of Shareholders (the “Meeting”) for the Funds, which will be held on September 24, 2020, at 10:30 A.M. Eastern Time, at 10 West Nationwide Boulevard, Columbus, Ohio 43215, for the following purposes:
1. | To elect trustees of the Trust; and |
2. | To vote on any other business that may properly come before the Meeting or any adjournment(s) thereof. |
Shareholders of record of each Fund as of the regular close of business of the New York Stock Exchange on June 16, 2020, are entitled to notice of and to vote at the Meeting and at any adjournment(s) or postponement(s) thereof. Each share of each Fund is entitled to one vote, and each fractional share held is entitled to a proportional fractional vote, with respect to each matter presented at the Meeting.
Instead of attending and voting at the Meeting, you may choose to vote and return the Proxy Card or vote by telephone or through the Internet. Any vote cast by you, other than through attendance at the Meeting, must be duly and properly received by the Trust or its proxy solicitor by the date of the Meeting in order to be counted for the Meeting. If you have returned the Proxy Card or voted by telephone or through the Internet and are present at the Meeting, you may change the vote specified in the proxy at that time. However, attendance in person at the Meeting, by itself, will not revoke a previously tendered proxy. Whether or not you plan to attend the Meeting, please vote your shares by returning the Proxy Card by mail in the enclosed postage-paid envelope provided or by voting by telephone or over the Internet.
The persons named as proxies will vote in their discretion on any other business that may properly come before the Meeting or any adjournment(s) thereof.
The Meeting is currently planned to take place at a physical location. However, due to concerns regarding the coronavirus or COVID-19, the Trust is planning for the possibility that the Meeting may be held virtually solely by means of remote communication or via a live webcast or that the Trust may allow for virtual attendance. If the Trust takes this step, the Trust will publicly announce the decision in a press release that will also be filed with the Securities and Exchange Commission as definitive additional soliciting material, and the Trust will post the announcement and additional information on its website at https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/ as soon as practicable before the Meeting. The Trust recommends that you monitor this website for updated information, and please check this website in advance of the Meeting to confirm the status of the Meeting before planning to attend in person.
By Order of the Board of Trustees of the Trust,
Stephen R. Rimes
Secretary, Nationwide Mutual Funds
July 29, 2020
Your vote is important. To secure the largest possible representation and to save the expense of further mailings, please mark your Proxy Card, sign it, and return it as soon as possible in the enclosed envelope, which requires no postage if mailed in the United States, or vote by telephone or over the internet by following the instructions provided on the Proxy Card. Please vote your proxy regardless of the number of shares owned. You may revoke your proxy at any time at, or before, the Meeting or vote in person if you attend the Meeting, as provided in the attached Proxy Statement.
IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SHAREHOLDER MEETING TO BE HELD ON SEPTEMBER 24, 2020
The Notice of Special Meeting of Shareholders and Proxy Statement are available on the Internet at https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/.
NATIONWIDE MUTUAL FUNDS
One Nationwide Plaza
Mail Code 5-02-210
Columbus, Ohio 43215
(800) 848-0920
PROXY MATERIALS
Nationwide AllianzGI International Growth Fund
Nationwide Amundi Global High Yield Fund
Nationwide Amundi Strategic Income Fund
Nationwide Bailard Cognitive Value Fund
Nationwide Bailard International Equities Fund
Nationwide Bailard Technology & Science Fund
Nationwide Bond Fund
Nationwide Bond Index Fund
Nationwide Core Plus Bond Fund
Nationwide Destination 2025 Fund
Nationwide Destination 2030 Fund
Nationwide Destination 2035 Fund
Nationwide Destination 2040 Fund
Nationwide Destination 2045 Fund
Nationwide Destination 2050 Fund
Nationwide Destination 2055 Fund
Nationwide Destination 2060 Fund
Nationwide Destination 2065 Fund
Nationwide Destination Retirement Fund (formerly, Nationwide Destination 2015 Fund)
Nationwide Diamond Hill Large Cap Concentrated Fund
Nationwide Emerging Markets Debt Fund
Nationwide Fund
Nationwide Geneva Mid Cap Growth Fund
Nationwide Geneva Small Cap Growth Fund
Nationwide Global Sustainable Equity Fund
Nationwide Government Money Market Fund
Nationwide Inflation-Protected Securities Fund
Nationwide International Index Fund
Nationwide International Small Cap Fund
Nationwide Investor Destinations Aggressive Fund
Nationwide Investor Destinations Conservative Fund
Nationwide Investor Destinations Moderate Fund
Nationwide Investor Destinations Moderately Aggressive Fund
Nationwide Investor Destinations Moderately Conservative Fund
Nationwide Long/Short Equity Fund
Nationwide Loomis All Cap Growth Fund
Nationwide Loomis Core Bond Fund
Nationwide Loomis Short Term Bond Fund
Nationwide Mellon Disciplined Value Fund
Nationwide Mellon Dynamic U.S. Core Fund (formerly, Nationwide Dynamic U.S. Growth Fund)
Nationwide Mid Cap Market Index Fund
Nationwide Multi-Cap Portfolio
Nationwide NYSE Arca Tech 100 Index Fund (formerly, Nationwide Ziegler NYSE Arca Tech 100 Index Fund)
Nationwide S&P 500 Index Fund
Nationwide Small Cap Index Fund
Nationwide Small Company Growth Fund
Nationwide U.S. Small Cap Value Fund
Nationwide WCM Focused Small Cap Fund
Nationwide Ziegler Equity Income Fund
To the shareholders of each of the series listed above (each, a “Fund,” and collectively, the “Funds”) of Nationwide Mutual Funds, a Delaware statutory trust (the “Trust”):
A Special Meeting of the Shareholders of the Funds will be held at the offices of the Trust, located at 10 West Nationwide Boulevard, Columbus, Ohio, 43215, on September 24, 2020, at 10:30 A.M. Eastern Time (the “Meeting”). You are being asked
to elect trustees of the Trust (the “Proposal”). This package contains information about the Proposal, which includes the Notice of Meeting, Proxy Statement and Proxy Card to be used for voting.
The Board of Trustees of the Trust (the “Board”), including the trustees who are not considered to be “interested persons” of the Trust under the Investment Company Act of 1940, as amended, has unanimously approved each nominee to the Board described in the following pages. The Board recommends unanimously that you vote FOR the election of each of the nominees. Whether or not you plan to attend the Meeting, please take a few minutes to read the enclosed materials and cast your vote promptly. To cast your vote, simply complete the Proxy Card enclosed in this package. Be sure to sign and date the card(s) before mailing them in the postage-paid envelope. You also may vote your shares by telephone or over the internet. Simply call the toll-free number or visit the website indicated on your Proxy Card and follow the recorded or online instructions. Your vote is extremely important, no matter how large or small your holdings may be. It is important that your vote be received by the date of the Meeting.
If you have any questions before you vote, please call the Trust at 800-848-0920. You also may receive a telephone call from the Funds’ proxy solicitor, AST Fund Solutions, LLC, asking you to vote your shares. Thank you in advance for considering this Proposal and for promptly returning your Proxy Card.
The Meeting is currently planned to take place at a physical location. However, due to concerns regarding the coronavirus or COVID-19, the Trust is planning for the possibility that the Meeting may be held virtually solely by means of remote communication or via a live webcast or that the Trust may allow for virtual attendance. If the Trust takes this step, the Trust will publicly announce the decision in a press release that will also be filed with the Securities and Exchange Commission as definitive additional soliciting material, and the Trust will post the announcement and additional information on its website at https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/1 as soon as practicable before the Meeting. The Trust recommends that you monitor this website for updated information, and please check this website in advance of the Meeting to confirm the status of the Meeting before planning to attend in person.
TELEPHONE AND INTERNET VOTING
For your convenience, you also may be able to vote by telephone or over the internet, 24 hours a day. If your account is eligible, separate instructions are enclosed.
1 | The Fund’s Internet address is included in this Proxy Statement as a textual reference only. The information on the website is not incorporated by reference into this Proxy Statement. |
PROXY STATEMENT
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Why are shareholders of the Trust being asked to elect trustees of the Trust? | 1 | |||
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Do the Trustee Nominees own shares of the Funds of the Trust? | 17 | |||
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How often do the Trustees meet and how are the Trustees paid? | 18 | |||
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EXHIBIT A: NATIONWIDE MUTUAL FUNDS NOMINATING AND FUND GOVERNANCE COMMITTEE CHARTER | A-1 | |||
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IMPORTANT SHAREHOLDER INFORMATION
The following is a brief overview of the proposal to be voted upon at the Meeting by shareholders of the Funds. Your vote is important. Please read the full text of the Proxy Statement, which you should retain for future reference. If you need another copy of the Proxy Statement, please call the Trust at 800-848-0920 (toll-free). We appreciate your decision to invest with the Trust and look forward to helping you achieve your financial goals.
On what proposal am I being asked to vote?
You are being asked to elect trustees of the Trust. The Board has fixed the size of the Board at nine Trustees. Shareholders of the Trust will be asked to elect Paula H. J. Cholmondeley, Phyllis Kay Dryden, Barbara I. Jacobs, Keith F. Karlawish, M. Diane Koken, Carol A. Kosel, and Douglas F. Kridler, each a current trustee of the Trust, and to elect Lorn C. Davis and David E. Wezdenko, each as a new trustee of the Trust (the “New Trustees” and, together with the nominees that are current members of the Board, the “Trustee Nominees”).
Why are shareholders of the Trust being asked to elect trustees of the Trust?
Charles E. Allen and David C. Wetmore, two of the current members of the Board, have announced their decision to retire from the Board effective December 31, 2020 (the “Retiring Trustees”). As a result, the current trustees who are not considered to be “interested persons” of the Trust under the Investment Company Act of 1940, as amended (the “1940 Act”) (“Independent Trustees”), have nominated Lorn C. Davis and David E. Wezdenko for election by shareholders as trustees to replace the Retiring Trustees. The Independent Trustees have also nominated each of the Trustee Nominees for election by shareholders. By having each of the Trustee Nominees elected by shareholders at this time, the Trust will comply with Section 16 of the 1940 Act which provides that trustees must be elected by shareholders, except that the Board may fill vacancies on the Board if at least two-thirds of the trustees holding office immediately after the appointment of a trustee to fill such vacancy have been elected by shareholders of the Trust. The Board recommends the election of all the Trustee Nominees.
Has the Board approved the proposal?
Yes. The Board unanimously approved each of the nominations and recommends that you vote for the election of each of the Trustee Nominees (the “Proposal”).
How many votes am I entitled to cast?
As a shareholder, you are entitled to one vote for each full share and a fractional vote for each fractional share of a Fund that you own as of the regular close of business
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on the New York Stock Exchange on the record date. The record date is June 16, 2020. At the Meeting, the Proposal will be voted upon by shareholders of all Funds as a group.
You can vote your shares:
(1) by completing and signing the enclosed Proxy Card and mailing it in the enclosed postage-paid envelope; or
(2) over the internet or telephone by following the voting procedures described on the Proxy Card.
If you specify a vote for the Proposal, your proxy will be voted as you indicate. If you simply sign, date, and return the Proxy Card, but do not specify a vote for the Proposal, your proxy will be voted FOR the Proposal. If you need any assistance or have any questions regarding the Proposal or on how to vote your shares, please call the Trust at 800-848-0920 (toll-free).
Please sign exactly as your name appears on the Proxy Card. When shares are held by joint tenants, at least one holder should sign. When signing in a fiduciary capacity, such as executor, administrator, trustee, attorney, guardian, etc., please so indicate. Corporate and partnership proxies should be signed by an authorized person indicating the person’s title.
How can I find more information on the Proposal?
If you would like more information or have any questions regarding the Proposal, please call the Trust at 800-848-0920. In addition, the Trust will furnish, without charge, a copy of your Fund’s most recent annual report and semi-annual report to shareholders, upon request, which request may be made either by writing to the Trust at One Nationwide Plaza, Mail Code 5-02-210, Columbus, Ohio 43215 or by calling the Trust at 800-848-0920.
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PROXY STATEMENT
SPECIAL MEETING OF THE SHAREHOLDERS OF
NATIONWIDE MUTUAL FUNDS
TO BE HELD ON September 24, 2020
This Proxy Statement solicits proxies to be voted at a Special Meeting of Shareholders (the “Meeting”) of all currently offered series or portfolios (each, a “Fund” and collectively, the “Funds”) of Nationwide Mutual Funds (the “Trust”). The Meeting has been called by the Board of Trustees of the Trust (the “Board”) to vote on a proposal to elect trustees of the Trust (the “Proposal”), as more fully described below. At the Meeting, shareholders of all Funds collectively will be asked to approve or disapprove the election of the persons identified herein as nominees to serve as trustees and members of the Board. The principal office of the Trust is One Nationwide Plaza, Mail Code 5-02-210, Columbus, Ohio 43215. You can reach the offices of the Trust by telephone by calling 800-848-0920. The Proxy Statement also is available on the internet at https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/.
The Meeting will be held on September 24, 2020, at 10:30 A.M., Eastern Time, at 10 West Nationwide Boulevard, Columbus, Ohio 43215. The Board, on behalf of the Trust, is soliciting these proxies. This Proxy Statement will first be sent to shareholders on or about July 31, 2020.
THE PROPOSAL: ELECTION OF TRUSTEES
The purpose of the Proposal is to elect trustees for the Trust.
For purposes of this Proxy Statement, the term “Nationwide Funds Complex” includes Nationwide Variable Insurance Trust (“NVIT”) and the Trust. The Board recommends that you vote FOR all nominees for trustee.
Who are the current members of the Board, and why are shareholders being asked to elect trustees of the Board?
Presently, the Board consists of nine trustees. The current members of the Board are Charles E. Allen, Paula H.J. Cholmondeley, Phyllis Kay Dryden, Barbara I. Jacobs, Keith F. Karlawish, M. Diane Koken, Carol A. Kosel, Douglas F. Kridler, and David C. Wetmore. Charles E. Allen and David C. Wetmore (the “Retiring Trustees”), two of the current members of the Board, have announced their intention to retire as trustees effective December 31, 2020, and the Board has approved the nomination of Lorn C. Davis and David E. Wezdenko (the “New Trustees”) for election by shareholders as new trustees to replace Messrs. Allen and Wetmore, effective January 1, 2021.
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Section 16 of the Investment Company Act of 1940, as amended (the “1940 Act”), generally requires the election of trustees by shareholders of an investment company, such as the Trust, although it permits trustee vacancies to be filled by Board appointment so long as, subsequent to such appointment, at least two-thirds of the trustees of the investment company have been elected by holders of the outstanding voting securities of the investment company. The Trust’s shareholders most recently elected Charles E. Allen, Paula H. J. Cholmondeley, Phyllis Kay Dryden, Barbara I. Jacobs, Douglas F. Kridler, and David C. Wetmore to the Board at a shareholder meeting in 2004. In 2012, 2013 and 2019, the then-current Board members appointed Keith F. Karlawish, Carol A. Kosel, and M. Diane Koken, respectively, as trustees, but they have not been elected by shareholders. While the present composition of the Board satisfies the shareholder election requirements of the 1940 Act, it is necessary that shareholders approve the addition of the New Trustees to replace the Retiring Trustees. In addition, the Board has determined to provide shareholders with the opportunity to elect all of the current members of the Board (except for the two Retiring Trustees). If elected by shareholders, Messrs. Davis and Wezdenko will begin to serve as trustees beginning January 1, 2021. Each Trustee who is elected by shareholders will serve during the continued lifetime of the Trust or until his or her resignation, death, removal, retirement, or inability otherwise to serve, or, if sooner than any of such events, until the next meeting of shareholders called for the purpose of electing trustees or consent of shareholders in lieu thereof for the election of trustees, and until the election and qualification of his or her successor.
With the exception of M. Diane Koken, each current member of the Board is not considered to be an “interested person,” within the meaning of the 1940 Act, of the Trust, any investment adviser to the Trust, or the Trust’s principal underwriter. Each trustee (except M. Diane Koken) is thus referred to herein as an “Independent Trustee.” M. Diane Koken is considered to be an “interested person” of the Trust, within the meaning of the 1940 Act, due to her position as a member of the Board of Directors of the parent company of, and several affiliates of, the Trust’s investment adviser and principal underwriter.
The persons named as proxies in the shareholder proxy card intend to vote at the Meeting (unless directed not to vote) FOR the election of each of the nominee (collectively, the “Trustee Nominees”). Each Trustee Nominee has consented to serve on the Board, and the Board has no reason to believe that any Trustee Nominee will become unavailable to serve as a trustee. If any Trustee Nominee becomes unavailable to serve for any reason, the persons named as proxies will vote for such other nominees as nominated by the Independent Trustees.
The Board’s nominees for trustee and their backgrounds are described in the following pages. The information includes each Trustee Nominee’s name, year of birth, position and length of time served with the Trust, number of portfolios overseen,
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principal occupation(s) and other directorships/trusteeships held during the past five years, and additional information related to experience, qualifications, attributes, and skills. Those Trustee Nominees who are not “interested persons,” as such term is defined in the 1940 Act, are referred to as “Independent Trustee Nominees.” The Trustee Nominee who is considered an “interested person,” as such term is defined in the 1940 Act, is referred to as an “Interested Trustee Nominee.” There are 49 series of the Trust, all of which are overseen by the Board of Trustees and Officers of the Trust. The address for each Trustee Nominee is c/o Nationwide Funds Group, One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215.
Independent Trustee Nominees
Paula H. J. Cholmondeley | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1947 | Trustee since July 2000 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Ms. Cholmondeley focuses full time on corporate governance. She sits on public company boards and is also on the faculty of the National Association of Corporate Directors. She has served as a Chief Executive Officer of Sorrel Group (management consulting company) since January 2004. From April 2000 through December 2003, Ms. Cholmondeley was Vice President and General Manager of Sappi Fine Paper North America. | ||||
Other Directorships held During the Past Five Years
Director of Dentsply International, Inc. (dental products) from 2002 to 2016, Terex Corporation (construction equipment) from 2004 to present, Bank of the Ozarks from 2016 to present, and Kapstone Paper and Packaging Corporation from 2016 to 2018. |
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Lorn C. Davis | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1968 | Not applicable* | Not applicable** | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Davis has been a Managing Partner of College Hill Capital Partners, LLC (private equity) since June 2016. From September 1998 until May 2016, Mr. Davis originated and managed debt and equity investments for John Hancock Life Insurance Company (U.S.A.)/Hancock Capital Management, LLC, serving as a Managing Director from September 2003 through May 2016. | ||||
Other Directorships held During the Past Five Years
Board Member of Outlook Group Holdings, LLC from July 2006 to May 2016, serving as Chair to the Audit committee and member of the Compensation committee, Board Member of MA Holdings, LLC from November 2006 to October 2015, Board Member of IntegraColor, Ltd. from February 2007 to September 2015, Board Member of The Pine Street Inn from 2009 to present, currently serving as Treasurer and Chair and of the Audit and Finance Committee, and Member of the Advisory Board (non-fiduciary) of Mearthane Products Corporation from September 2019 to present. |
Phyllis Kay Dryden | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1947 | Trustee since December 2004 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Ms. Dryden became President of Energy Dispute Solutions, LLC in December 2012, and since 2016 has acted as CEO, leading a company providing strategy consulting, arbitration, and mediation services. She has been a management consultant since 1996, first as a partner of Mitchell Madison Group (management consulting), then as a managing partner and head of west coast business development for marchFIRST (internet consulting), returning to Mitchell Madison Group in 2003 as an associated partner until January 2010 and thereafter as an independent strategy consultant through December 2012. Ms. Dryden was VP and General Counsel of Lucasfilm, Ltd. from 1981 to 1984, SVP and General Counsel of Charles Schwab and Co. Inc. from 1984 to 1992, and EVP and General Counsel of Del Monte Foods from 1992 to 1995. She presently serves as chairman of the board of Mutual Fund Directors Forum. | ||||
Other Directorships held During the Past Five Years
Director and Vice-Chair of Smithsonian Institution Environmental Research Board from 2016 to present, and Director of Smithsonian Institution Libraries Board from 2007 to 2015. |
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Barbara I. Jacobs | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1950 | Trustee since December 2004 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Retired. From 1988 through 2003, Ms. Jacobs was a Managing Director and European Portfolio Manager of CREF Investments (Teachers Insurance and Annuity Association—College Retirement Equities Fund). Ms. Jacobs also served as Chairman of the Board of Directors of KICAP Network Fund, a European (United Kingdom) hedge fund, from January 2001 through January 2006. | ||||
Other Directorships held During the Past Five Years
Trustee and Board Chair of Project Lede from 2013 to present. |
Keith F. Karlawish | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1964 | Trustee since March 2012 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Karlawish has been a partner of Park Ridge Asset Management, LLC since December 2008, at which he also serves as a portfolio manager. From May 2002 until October 2008, Mr. Karlawish was the President of BB&T Asset Management, Inc., and was President of the BB&T Mutual Funds and BB&T Variable Insurance Funds from February 2005 until October 2008. | ||||
Other Directorships held During the Past Five Years
None |
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Carol A. Kosel | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1963 | Trustee since March 2013 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Retired. Ms. Kosel was a consultant to the Evergreen Funds Board of Trustees from October 2005 to December 2007. She was Senior Vice President, Treasurer, and Head of Fund Administration of the Evergreen Funds from April 1997 to October 2005. | ||||
Other Directorships held During the Past Five Years
None |
Douglas F. Kridler | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1955 | Trustee since September 1997 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Since 2002, Mr. Kridler has served as the President and Chief Executive Officer of The Columbus Foundation, a $2.5 billion community foundation with 2,000 funds in 55 Ohio counties and 37 states in the U.S. | ||||
Other Directorships held During the Past Five Years
None |
David E. Wezdenko | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1963 | Not applicable* | Not applicable** | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Wezdenko has been a Co-Founder of Blue Leaf Ventures since May 2018. From November 2008 until December 2017, Mr. Wezdenko was Managing Director of JPMorgan Chase Bank, N.A. | ||||
Other Directorships held During the Past Five Years
Board Director of J.P. Morgan Private Placements LLC from January 2010 to December 2017. |
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Interested Trustee Nominee
M. Diane Koken | ||||
Year of Birth | Positions Held with Trust and Length of Time Served1 | Number of Portfolios Overseen in the Nationwide Fund Complex2 | ||
1952 | Trustee since April 2019 | 118 | ||
Principal Occupation(s) During the Past Five Years (or Longer)
Self-employed as a legal/regulatory consultant since 2007. Ms. Koken served as Insurance Commissioner of Pennsylvania, for three governors, from 1997–2007, and as the President of the National Association of Insurance Commissioners (NAIC) from September 2004 to December 2005. Prior to becoming Insurance Commissioner of Pennsylvania, she held multiple legal roles, including vice president, general counsel and corporate secretary of a national life insurance company. | ||||
Other Directorships held During the Past Five Years
Director of Nationwide Mutual Insurance Company 2007-present, Director of Nationwide Mutual Fire Insurance Company 2007-present, Director of Nationwide Corporation 2007-present, Director of Capital BlueCross 2011-present, Director of NORCAL Mutual Insurance Company 2009-present, Director of Medicus Insurance Company 2009-present, Director of Hershey Trust Company 2015-present, Manager of Milton Hershey School Board of Managers 2015-present, Director and Chair of Hershey Foundation 2016-present, and Director of The Hershey Company 2017-present. |
* | If elected by shareholders, the nominee is expected to commence service as trustee in January 2021. |
** | If elected by shareholders, the nominee would oversee 118 portfolios. This number of portfolios includes the forty-nine series of the Trust and the sixty-nine series of Nationwide Variable Insurance Trust. |
1 | Each trustee shall hold office for the lifetime of the Trust or until his or her resignation, death, removal, retirement, or inability otherwise to serve, or, if sooner than any of such events, until the next meeting of shareholders called for the purpose of electing trustees or consent of shareholders in lieu thereof for the election of trustees, and until the election and qualification of his or her successor. Length of time served includes time served with the Trust’s predecessors. The tenure of each trustee is subject to the Board’s retirement policy, which states that a trustee shall retire from the Board on December 31 of the calendar year during which he or she turns 75 years of age; provided this policy does not apply to a person who became a trustee prior to September 11, 2019. |
2 | The Fund Complex consists of the Trust and Nationwide Variable Insurance Trust. |
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What are the qualifications of the Trustee Nominees?
Described below for each Trustee Nominee are specific experiences, qualifications, attributes or skills that support a conclusion that he or she should serve as a trustee of the Trust as of the date of this Proxy Statement in light of the Trust’s business and structure. The role of an effective trustee inherently requires certain personal qualities, such as integrity, as well as the ability to comprehend, discuss and critically analyze materials and issues that are presented so that the trustee may exercise judgment and reach conclusions in fulfilling his or her duties and fiduciary obligations. It is believed that the specific background of each Trustee Nominee evidences those abilities and is appropriate to his or her serving on the Board. Further information about each Trustee Nominee is set forth in the table above describing the business activities and other directorships held by each Trustee Nominee during the past five years (or longer).
Independent Trustee Nominees
Paula H. J. Cholmondeley. Ms. Cholmondeley has significant board and governance experience; significant executive experience, including continuing service as chief executive officer of a management consulting company and past service as an executive of a manufacturing-based public company and past experience as an executive in a private service-based company. Ms. Cholmondeley is a former certified public accountant and former chief financial officer of both public and private companies.
Lorn C. Davis. Mr. Davis has significant board experience; significant past service at a large asset management company and significant experience in the investment management industry. Mr. Davis is a Chartered Financial Analyst and earned a Certificate of Director Education from the National Association of Corporate Directors in 2008.
Phyllis Kay Dryden. Ms. Dryden has significant board experience and significant executive, management consulting, and legal experience, including past service as general counsel for a major financial services firm and a public company.
Barbara I. Jacobs. Ms. Jacobs has significant board experience and significant executive and portfolio management experience in the investment management industry.
Keith F. Karlawish. Mr. Karlawish has significant board experience, including past service on the boards of BB&T Mutual Funds and BB&T Variable Insurance Funds; significant executive experience, including past service at a large asset management company and significant experience in the investment management industry.
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Carol A. Kosel. Ms. Kosel has significant board experience, including past service on the boards of Evergreen Funds and Sun Capital Advisers Trust; significant executive experience, including past service at a large asset management company and significant experience in the investment management industry.
Douglas F. Kridler. Mr. Kridler has significant board experience; significant executive experience, including service as president and chief executive officer of one of America’s largest community foundations and significant service to his community and the philanthropic field in numerous leadership roles.
David E. Wezdenko. Mr. Wezdenko has significant board experience; significant past service at a large asset and wealth management company and significant experience in the investment management industry.
Interested Trustee Nominee
M. Diane Koken. Ms. Koken has significant board experience and significant executive, legal and regulatory experience, including past service as a cabinet-level state insurance commissioner and general counsel of a national life insurance company.
How were the nominees selected?
The Board has a Nominating and Fund Governance Committee consisting of Charles E. Allen (Chair), Phyllis Kay Dryden, Barbara I. Jacobs and David C. Wetmore, each of whom is an Independent Trustee. The Board has adopted a written charter for the Nominating and Fund Governance Committee, which is attached as Exhibit A. The purposes of the Nominating and Fund Governance Committee are to: (a) assist the Board in its review and oversight of governance matters; (b) assist the Board with the selection and nomination of candidates to serve on the Board; (c) oversee legal counsel; (d) assist the Board in its review and oversight of shareholder communications and proxy voting by series of the Trust; (e) assist the Board in its review and consideration of insurance coverages to be obtained by or for the benefit of the Trust or the trustees of the Trust, including, without limitation, fidelity bond coverage and errors and omissions/directors’ and officers’ liability coverage; and (f) undertake such other responsibilities as may be delegated to the Committee by the Board. The Nominating and Fund Governance Committee met four times during the past fiscal year.
Pursuant to the Nominating and Fund Governance Committee’s “Statement of Policy on Criteria for Selecting Trustees,” the Nominating and Fund Governance Committee considers and evaluates trustee candidates based upon certain expected criteria including: (a) personal integrity; (b) ability to act independently of the Trust’s investment adviser and other affiliates; (c) business judgment; (d) investment background; (e) accounting/finance knowledge; (f) work ethic; and (g) availability.
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The Nominating and Fund Governance Committee may determine that a candidate for trustee who does not have the type of previous experience or knowledge referred to within its criteria nevertheless shall be considered as a trustee nominee if the Committee finds that the candidate has additional qualifications such that the candidate’s qualifications, taken as a whole, demonstrate the same level of fitness to serve as other current or proposed trustees. The Nominating and Fund Governance Committee also takes into account: (a) the candidate’s diversity of interests as evidenced by participation in community, charitable or other similar activities; (b) experience in the financial services industry; and (c) recent experience on corporate or other institutional oversight bodies having similar responsibilities, or recent teaching or regulatory experience with such oversight bodies. In addition, the Nominating and Fund Governance Committee considers the following characteristics of the Board as a group in filling trustee vacancies: (a) trustees drawn from the ranks of respected and accomplished senior business, non-profit, or community leaders; (b) diversity; (c) diversity of business experience, including that one trustee qualifies as an “audit committee financial expert,” as such term is defined by forms or rules under the 1940 Act; and (d) experience in light of the makeup of the current Board.
When the Board has or expects to have a vacancy, the Nominating and Fund Governance Committee receives and reviews information on individuals qualified to be recommended to the full Board as nominees for election or appointment as trustees, including any recommendations by shareholders. The individuals recommended by shareholders are evaluated based upon the same criteria described above. To date, the trustees have not received any recommendations for nominees from shareholders.
Pursuant to the Trust’s “Policy Regarding Shareholder Submissions of Trustee Candidates,” shareholders of the Trust wishing to present one or more candidates for trustees for consideration should may do so by submitting a signed written request to the Secretary of the Trust, at the Trust’s offices: One Nationwide Plaza, Mail Code 5-02-210, Columbus, Ohio 43215.
As required by the Policy, shareholder recommendations must contain the following information: (a) the name and address of the shareholder and, if applicable, the name of the broker or record holder; (b) the number of shares owned; (c) the name of the Fund(s) in which the shares are owned; (d) whether the shareholder and proposed candidate(s) consent(s) to being identified in any proxy statement utilized in connection with the election of trustees; (e) the name and background of the candidate(s); and (f) a representation that the candidate or candidates are willing to provide additional information about themselves, including assurances as to their independence. In addition, the Trust’s By-Laws require that the shareholder recommendation include the following additional information: (a) the name, age, business address and residence address of the nominee; (b) the principal occupation or employment of the nominee; (c) the class, series and number of shares of the Trust that are beneficially owned or owned of record by the nominee; (d) the nominee’s written consent to nomination and to servicing as trustee if elected; (e) a description of any
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material relationships, including financial transactions and compensation, between the requesting shareholders and the nominee; and (f) a statement by the nominee that he or she does not have, nor will have, any undisclosed voting commitments or other arrangements with respect to his or her actions as a trustee.
Certain Trustee Nominees were previously elected by shareholders to serve as trustees of the Trust, while other Trustee Nominees were initially appointed by the trustees and have not yet been elected by shareholders of the Trust. With respect to the Trustee Nominees not previously elected by shareholders of the Trust, the Nominating and Fund Governance Committee identified Keith F. Karlawish and Carol A. Kosel as candidates and Diane Koken was identified by the Funds’ adviser as a candidate. A third party search firm retained by the Independent Trustees identified Lorn C. Davis and David E. Wezdenko as candidates. The Nominating and Fund Governance Committee has recommended all Independent Trustee candidates. At the meeting of the Board on June 10, 2020, the Board, at the recommendation of the Nominating and Fund Governance Committee, nominated each current member of the Board (except for the Retiring Trustees), Lorn C. Davis and David E. Wezdenko for election to the Board by the shareholders of the Trust.
What are the responsibilities of the Board?
The Board has oversight responsibility for the conduct of the affairs of the Trust. The Board approves policies and procedures regarding the operation of the Trust, regularly receives and reviews reports from the Trust’s investment adviser regarding the implementation of such policies and procedures and elects the officers of the Trust to perform the daily functions of the Trust. Nationwide Fund Advisors (“NFA”) is the investment adviser to all Funds of the Trust. The Chairperson of the Board is an Independent Trustee.
What is the Board’s leadership structure?
The Board approves financial arrangements and other agreements between the Funds, on the one hand, and NFA, any subadvisers or other affiliated parties, on the other hand. The Independent Trustees meet regularly as a group in executive session and with independent legal counsel. The Board has determined that the efficient conduct of the Board’s affairs makes it desirable to delegate responsibility for certain specific matters to Committees of the Board (“Committees”), as described below. The Committees meet as often as necessary, either in conjunction with regular meetings of the Board or otherwise. The members of each Committee are appointed by the Board upon recommendation of the Nominating and Fund Governance Committee. Each Committee elects its chair with input from the Nominating and Fund Governance Committee and the Chairperson of the Board.
This structure is reviewed by the Board periodically, and the Board believes it to be appropriate and effective. The Board also completes an annual self-assessment
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during which it reviews its leadership and Committee structure and considers whether its structure remains appropriate in light of the Funds’ current operations.
Each trustee shall hold office for the lifetime of the Trust or until such trustee’s earlier death, resignation, removal, retirement, or inability otherwise to serve, or, if sooner than any of such events, until the next meeting of shareholders called for the purpose of electing trustees or consent of shareholders in lieu thereof for the election of trustees, and until the election and qualification of his or her successor. The tenure of each trustee is subject to the Board’s retirement policy, which states that a trustee shall retire from the Boards of Trustees of the Trust effective on December 31 of the calendar year during which he or she turns 75 years of age; provided this policy does not apply to a person who became a trustee prior to September 11, 2019. The Board may fill any vacancy on the Board provided that, after such appointment, at least two-thirds of the trustees have been elected by shareholders. Any trustee may be removed by the Board, with or without cause, by action of a majority of the trustees then in office, or by a vote of shareholders at any meeting called for that purpose. In addition to conducting an annual self-assessment, the Board completes biennial peer evaluations, which focus on the performance and effectiveness of the individual members of the Board.
The officers of the Trust are appointed by the Board, or, to the extent permitted by the Trust’s By-laws, by the President of the Trust, and each shall serve at the pleasure of the Board, or, to the extent permitted by the Trust’s By-laws, and except for the Chief Compliance Officer, at the pleasure of the President of the Trust, subject to the rights, if any, of an officer under any contract of employment. The Trust’s Chief Compliance Officer must be approved by a majority of the Independent Trustees. Subject to the rights, if any, of an officer under any contract of employment, any officer may be removed, with or without cause, by the Board at any regular or special meeting of the Board, or, to the extent permitted by the Trust’s By-laws, by the President of the Trust; provided, that only the Board may remove, with or without cause, the Chief Compliance Officer of the Trust.
How does the Board Oversee Trust Risk?
The Board’s role is one of oversight, including oversight of the Funds’ risks, rather than active management. The trustees believe that the Board’s Committee structure enhances the Board’s ability to focus on the oversight of risk as part of its broader oversight of the Funds’ affairs. While risk management is the primary responsibility of NFA and the Funds’ subadvisers, the trustees regularly receive reports from NFA, Nationwide Fund Management LLC (“NFM”), and various service providers, including the subadvisers, regarding investment risks and compliance risks. The Committee structure allows separate Committees to focus on different aspects of these risks and their potential impact on some or all of the Funds and to discuss with NFA or the Funds’ subadvisers how they monitor and control such risks. In addition, the officers of the Funds, all of whom are employees of NFA, including the President
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and Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer and Chief Operating Officer, report to the Board and to the Chairs of its Committees on a variety of risk-related matters, including the risks inherent in each officer’s area of responsibility, at regular meetings of the Board and on an ad hoc basis.
The Funds have retained NFA as the Funds’ investment adviser and NFM as the Funds’ administrator. NFA and NFM are responsible for the day-to-day operations of the Funds. NFA has delegated the day-to-day management of the investment activities of each Fund, with the exception of those that operate as funds-of-Funds, to one or more subadvisers. NFA and NFM are primarily responsible for the Funds’ operations and for supervising the services provided to the Funds by each service provider, including risk management services provided by the Funds’ subadvisers, if any. The Board also meets periodically with the Trust’s Chief Compliance Officer to receive reports regarding the compliance of each Fund with the federal securities laws and the Fund’s internal compliance policies and procedures. The Board also reviews the Chief Compliance Officer’s annual report, including the Chief Compliance Officer’s compliance risk assessments for the Funds. The Board meets periodically with the portfolio managers of the Funds to receive reports regarding the management of the Funds, including each Fund’s investment risks.
What are the other Committees of the Board?
In addition to the Nominating and Fund Governance Committee, the Board has three other standing committees: Audit, Valuation and Operations, and Investment Committees. The function of each Committee is oversight.
The purposes of the Audit Committee are to: (a) oversee the Trust’s accounting and financial reporting policies and practices, its internal controls and, as appropriate, the internal controls of certain of its service providers; it is the intention of the Board that it is management’s responsibility to maintain appropriate systems for accounting and internal control, and the independent auditors’ responsibility to plan and carry out a proper audit–the independent auditors are ultimately accountable to the Board and the Committee, as representatives of the Trust’s shareholders; (b) oversee the quality and integrity of the Trust’s financial statements and the independent audit thereof; (c) ascertain the independence of the Trust’s independent auditors; (d) act as a liaison between the Trust’s independent auditors and the Board; (e) approve the engagement of the Trust’s independent auditors; (f) meet and consider the reports of the Trust’s independent auditors; (g) oversee the Trust’s written policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and oversee the appointment and performance of the Trust’s designated Chief Compliance Officer; (h) review information provided to the Audit Committee regarding SEC examinations of the Trust and its service providers; and (i) undertake such other responsibilities as may be delegated to the Audit Committee by the Board. The Audit Committee met five times during the past fiscal year, and currently consists of the following trustees: Ms. Cholmondeley, Mr. Karlawish, Ms. Kosel (Chair) and Mr. Kridler, each of whom is an Independent Trustee.
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The purposes of the Valuation and Operations Committee are to: (a) assist the Board in its review and oversight of the valuation of the Trust’s portfolio assets; (b) assist the Board with its review and oversight of the implementation and operation of the Trust’s various policies and procedures relating to money market funds pursuant to Rule 2a-7 under the 1940 Act, including without limitation policies and procedures relating to the use of the amortized cost method of valuation, stress testing, and portfolio liquidity; (c) review and oversee the actions of the principal underwriter and investment advisers with respect to distribution of the Funds’ shares including the operation of the Trust’s Rule 12b-1 Plan and Administrative Services Plan; (d) assist the Board with its review and oversight of the implementation and operation of the Trust’s various policies and procedures relating to transactions involving affiliated persons of a Trust, or affiliated persons of such affiliated persons; (e) review and oversee the investment advisers’ brokerage practices as these relate to the Trust, including the use of “soft dollars”; (f) assist the Board in its review, consideration and oversight of any credit facilities entered into for the benefit of the Trust or any of the Funds and the use thereof by the Funds, including any interfund lending facility; (g) review and evaluate the services received by the Trust in respect of, and the Trust’s contractual arrangements relating to, transfer agency services, administrative services, custody services, securities lending services, and such other services as may be assigned from time to time to the Committee by the Board for review and evaluation; (h) assist the Board in the design and oversight of the process for reviewing and evaluating payments made from the assets of any of the Funds to financial intermediaries for sub-transfer agency services, shareholder services, administrative services, and similar services; (i) assist the Board in its oversight and evaluation of policies, procedures, and activities of the Trust and of service providers to the Trust relating to cybersecurity and data security; and (j) undertake such other responsibilities as may be delegated to the Committee by the Board. The Valuation and Operations Committee met four times during the past fiscal year, and currently consists of the following trustees: Ms. Dryden (Chair), Ms. Cholmondeley, Mr. Kridler, and Mr. Wetmore, each of whom is an Independent Trustee.
The purposes of the Investment Committee are to: (a) assist the Board in its review and oversight of the Funds’ performance; (b) assist the Board in the design and oversight of the process for the renewal and amendment of the Funds’ investment advisory and subadvisory contracts subject to the requirements of Section 15 of the 1940 Act; (c) assist the Board in its oversight of a liquidity risk management program for the Funds pursuant to Rule 22e-4 under the 1940 Act; and (d) undertake such other responsibilities as may be delegated to the Committee by the Board. The Investment Committee met four times during the past fiscal year, and currently consists of the following trustees: Mr. Allen, Ms. Jacobs, Mr. Karlawish (Chair) and Ms. Kosel, each of whom is not an “interested person” of the Trust, as such term is defined in the 1940 Act, and Ms. Koken, who is an “interested person” of the Trust.
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Do the Trustee Nominees own shares of the Funds of the Trust?
Name of Trustee Nominee1 | Dollar Range of Equity Securities and/or Shares in the Funds | Aggregate Dollar Range of Equity Securities and/or Shares in All Registered Investment Companies Overseen by Trustee in* Family of Investment Companies | ||||||
Independent Trustees | ||||||||
Paula H.J. Cholmondeley | Over $100,000 | Over $100,000 | ||||||
Lorn C. Davis | None | None | ||||||
Phyllis Kay Dryden | Over $100,000 | Over $100,000 | ||||||
Barbara I. Jacobs | Over $100,000 | Over $100,000 | ||||||
Keith F. Karlawish | Over $100,000 | Over $100,000 | ||||||
Carol A. Kosel | Over $100,000 | Over $100,000 | ||||||
Douglas F. Kridler | Over $100,000 | Over $100,000 | ||||||
David E. Wezdenko | None | None | ||||||
Interested Trustee | ||||||||
M. Diane Koken | Over $100,000 | Over $100,000 |
* | Information provided as of May 31, 2020. |
1. | Lorn C. Davis and David E. Wezdenko are not currently trustees of the Trust. |
Do the Independent Trustee Nominees own interests in the Funds’ Investment Adviser1, Subadvisers2 or Distributor3?
None of the Independent Trustee Nominees owns interests in the Funds’ investment adviser, subadvisers or distributor, as of May 31, 2020, as shown in the following table:
Name of Independent | Name of Owners and Relationships to Trustee | Name of Company | Title of Class of Security | Value of Securities | Percent of Class | |||||||||||||||
Paula H.J. Cholmondeley | N/A | N/A | N/A | None | N/A | |||||||||||||||
Lorn C. Davis | N/A | N/A | N/A | None | N/A | |||||||||||||||
Phyllis Kay Dryden | N/A | N/A | N/A | None | N/A | |||||||||||||||
Barbara I. Jacobs | N/A | N/A | N/A | None | N/A | |||||||||||||||
Keith F. Karlawish | N/A | N/A | N/A | None | N/A | |||||||||||||||
Carol A. Kosel | N/A | N/A | N/A | None | N/A | |||||||||||||||
Douglas F. Kridler | N/A | N/A | N/A | None | N/A | |||||||||||||||
David E. Wezdenko | N/A | N/A | N/A | None | N/A |
1 | Nationwide Fund Advisors. |
2 | As of May 31, 2020, subadvisers to the Trust included: Allianz Global Investors U.S. LLC; Amundi Pioneer Institutional Asset Management, Inc.; Bailard, Inc.; BlackRock Investment Management, LLC; Brown Capital Management, LLC; |
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Diamond Hill Capital Management, Inc.; Dimensional Fund Advisors LP; Federated Investment Management Company; Geneva Capital Management LLC; Logan Capital Management, Inc.; Loomis, Sayles & Company, L.P.; Mellon Investments Corporation; Nationwide Asset Management, LLC; Standard Life Investments (Corporate Funds) Limited; Thompson, Siegel & Walmsley LLC; UBS Asset Management (Americas) Inc.; WCM Investment Management; Wellington Management Company LLP; Western Asset Management Company LLC; and Ziegler Capital Management, LLC. |
3 | Nationwide Fund Distributors LLC or any other company (other than a registered investment company) directly or indirectly controlling, controlled by, or under common control with an investment adviser or principal underwriter of the Fund. |
How often do the Trustees meet and how are the Trustees paid?
During the fiscal year ended October 31, 2019, there were five meetings of the Board. Each current member of the Board attended at least 75% of meetings of the Board and of the Committees upon which he or she served during the past fiscal year. The Board has five regularly scheduled meetings each year. Prior to each such meeting, the Independent Trustees meet with independent legal counsel to give preliminary consideration to information bearing on the matters to be considered at each meeting. The Board, the Committees and the Independent Trustees also participate in special meetings called as needed throughout the year.
The Board does not currently have a formal policy regarding trustee attendance at shareholder meetings. No trustees attended the last shareholder meeting at which trustees were elected, held in 2004. The Trust is not required to hold annual shareholder meetings.
The Trust and NVIT pay the Independent Trustees fees for serving as Trustees and reimburse their expenses for attending Board meetings. Each Independent Trustee receives an annual retainer of $240,000 for serving as a member of the Board and as a member of any two standing Board Committees. Additionally, the Board Chairperson is paid an annual fee of $105,000 for serving in that role, and each Committee Chairperson is paid an annual fee of $25,000.
Each Independent Trustee also receives a flat fee of $20,000 for in-person attendance at each two-day regular quarterly Board meeting and $15,000 for in-person attendance at the one-day Board meeting in connection with the Board’s annual contracts renewal process. No additional compensation is paid for any other special or telephonic Board meeting unless the Board Chairperson determines that the meeting is sufficiently substantive such that the Board members should be compensated for their preparation and participation in the meeting.
Trustee compensation is allocated between the Trust and NVIT based on each trust’s average net assets.
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NFA or an affiliate of NFA, pays the fees, if any, and expenses of any trustees who are interested persons of the Trust. Accordingly, Ms. Koken is not compensated by the Trust and therefore, is not included in the Compensation Table below.
The Compensation Table below sets forth the total compensation paid to the Independent Trustees of the Trust for the fiscal year ended October 31, 2019. In addition, the Compensation Table sets forth the total compensation paid to the Independent Trustees from all the funds in the Nationwide Funds Complex for the twelve months ended October 31, 2019. Trust officers receive no compensation from the Trust in their capacity as officers. The Trust does not maintain any pension or retirement plans for the officers or trustees of the Trust.
Name of Trustee1 | Aggregate Compensation from the Trust | Pension Retirement Benefits Accrued as Part of Trust Expenses | Estimated Annual Benefits Upon Retirement | Total Compensation from the Fund Complex2 | ||||||||
Charles E. Allen | $ | 87,483 | N/A | N/A | $ | 349,500 | ||||||
Paula H.J. Cholmondeley | 81,671 | N/A | N/A | 326,250 | ||||||||
Phyllis Kay Dryden | 87,483 | N/A | N/A | 349,500 | ||||||||
Barbara I. Jacobs | 84,486 | N/A | N/A | 337,250 | ||||||||
Keith F. Karlawish | 89,987 | N/A | N/A | 359,500 | ||||||||
Carol A. Kosel | 90,426 | N/A | N/A | 361,000 | ||||||||
Douglas F. Kridler | 84,486 | N/A | N/A | 337,250 | ||||||||
David C. Wetmore | 108,246 | N/A | N/A | 432,250 |
1 | Lorn C. Davis and David E. Wezdenko did not receive compensation from the Trust for fiscal year ended December 31, 2019 because they are not currently trustees. |
2 | As of October 31, 2019, the Fund Complex included two trusts comprising 119 investment company funds or series. |
How may I communicate with the Board?
Pursuant to the Trust’s “Policy Regarding General Shareholder Communications to the Board of Trustees of the Trust,” a shareholder of the Trust wishing to communicate with the Board may do so in writing, signed by the shareholder and setting forth: (a) the name and address of the shareholder; (b) the number of shares owned by the shareholder; (c) the Fund or Funds of which the shareholder owns shares; and (d) if these shares are owned indirectly through a broker or other record owner, the name of the broker or other record owner. These communications should be addressed as follows: Secretary, Nationwide Mutual Funds, One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215.
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The Secretary of the Trust is responsible for collecting, reviewing, and organizing all properly-submitted shareholder communications. With respect to each properly-submitted shareholder communication, the Secretary, in most instances, either will: (i) provide a copy of the communication to the appropriate Committee of the Board or to the full Board, at the Committee’s or Board’s next regularly-scheduled meeting; or (ii) if the Secretary and the Chief Compliance Officer of the Trust jointly determine that the communication requires more immediate attention, forward the communication to the appropriate Committee of the Board or to the full Board promptly after receipt.
The Secretary and the Chief Compliance Officer of the Trust, in good faith, jointly may determine that a shareholder communication should not be provided to the appropriate Committee of the Board or to the full Board, because the communication: (i) does not reasonably relate to the Trust or the Trust’s operations, management, activities, policies, service providers in their provision of services to the Trust under their respective service agreements, Board, or one of the Committees of the Board, officers, or shareholders, or other matters relating to an investment in the Trust; or (ii) is immaterial or ministerial in nature (such as a request for Trust literature, share data, or financial information).
Who are the Executive Officers of the Trust?
The following table sets forth certain information with respect to the executive officers of the Trust.
Michael S. Spangler1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1966 | President, Chief Executive Officer and Principal Executive Officer since June 2008 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Spangler is President and Chief Executive Officer of Nationwide Funds Group, which includes NFA, Nationwide Fund Management LLC and Nationwide Fund Distributors LLC, and is a Senior Vice President of Nationwide Financial Services, Inc. and Nationwide Mutual Insurance Company. | ||
Joseph Finelli1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1957 | Treasurer and Principal Financial Officer since September 2007; Vice President since December 2015 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Finelli is the Treasurer and Principal Financial Officer of Nationwide Funds Group and an Associate Vice President of Nationwide Mutual Insurance Company. |
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Brian Hirsch1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1956 | Chief Compliance Officer since January 2012; Senior Vice President since December 2015 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Hirsch is Vice President of NFA and Chief Compliance Officer of NFA and the Trust. He is also a Vice President of Nationwide Mutual Insurance Company. | ||
Stephen R. Rimes1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1970 | Secretary, Senior Vice President and General Counsel since December 2019 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Rimes is Vice President, Associate General Counsel and Secretary for Nationwide Funds Group, and Vice President of Nationwide Mutual Insurance Company. He previously served as Assistant General Counsel for Invesco from 2000-2019. | ||
Lee T. Cummings1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1963 | Senior Vice President, Head of Fund Operations since December 2015 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Cummings is Senior Vice President and Head of Fund Operations of Nationwide Funds Group, and is a Vice President of Nationwide Mutual Insurance Company. | ||
Steven D. Pierce1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1965 | Senior Vice President, Head of Business and Product Development since March 2020 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Pierce is Senior Vice President, Head of Business and Product Development for Nationwide Funds Group, and is a Vice President of Nationwide Mutual Insurance Company. |
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Christopher C. Graham1 | ||
Year of Birth | Positions Held with Funds and Length of Time Served2 | |
1971 | Senior Vice President, Head of Investment Strategies, Chief Investment Officer and Portfolio Manager since September 2016 | |
Principal Occupation(s) During the Past Five Years (or Longer)
Mr. Graham is Senior Vice President, Head of Investment Strategies and Portfolio Manager for the Nationwide Funds Group, and is a Vice President of Nationwide Mutual Insurance Company. |
1 | The address for each Executive Officer is c/o Nationwide Funds Group, One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215. |
2 | Officers are elected yearly by the Board. |
THE BOARD OF TRUSTEES RECOMMENDS THAT YOU VOTE “FOR” ALL THE TRUSTEE NOMINEES.
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FURTHER INFORMATION REGARDING THE TRUST, THE INVESTMENT ADVISERS AND OTHER SERVICE PROVIDERS TO THE TRUST
The Trust
The “Trust” is an open-end management investment company formed under the laws of the State of Delaware by an Amended and Restated Declaration of Trust dated October 28, 2004, as most recently amended and restated on June 17, 2009 (the “Declaration”). The Trust’s Declaration authorizes the Board to divide Trust shares into various series, or funds, each of which relates to a separate portfolio of investments, and to classify and reclassify any unissued shares into one or more classes of shares of each such fund. The Declaration permits the Board to issue an unlimited number of series and classes of shares. Upon liquidation of a series of the Trust, shareholders are entitled to share pro rata in the net assets of such fund available for distribution to shareholders.
Investment Adviser
NFA, located at One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215, is a wholly owned subsidiary of Nationwide Financial Services, Inc. (“NFS”), a holding company which is a direct wholly owned subsidiary of Nationwide Corporation. All of the common stock of Nationwide Corporation is held by Nationwide Mutual Insurance Company (95.2%) and Nationwide Mutual Fire Insurance Company (4.8%), each of which is a mutual company owned by its policy holders.
Distributor
Nationwide Fund Distributors LLC (“NFD” or the “Distributor”), located at One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215, serves as the principal underwriter for each Fund in the continuous distribution of its shares. pursuant to an Underwriting Agreement dated May 1, 2007 (the “Underwriting Agreement”). In its capacity as Distributor, NFD solicits orders for the sale of shares, advertises and pays the costs of distribution, advertising, office space and the personnel involved in such activities. NFD receives no compensation under the Underwriting Agreement with the Trust, but may retain all or a portion of the fees received from the Funds under a Distribution Plan adopted pursuant to Rule 12b-1 of the 1940 Act.
Fund Administrator and Transfer Agent
Under the terms of a Joint Fund Administration and Transfer Agency Agreement dated May 1, 2010, as amended, Nationwide Fund Management LLC (“NFM”), an indirect wholly owned subsidiary of NFS, provides various administration and accounting services to the Trust and NVIT, including daily valuation of the Funds’ shares, preparation of financial statements, tax returns, and
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regulatory reports, and presentation of quarterly reports to the Board. NFM also serves as transfer agent and dividend disbursing agent for the Funds. NFM is located at One Nationwide Plaza, Mail Code 5-02-210, Columbus, OH 43215.
Sub-Administration
NFM has entered into a Sub-Administration Agreement with JPMorgan Chase Bank, N.A., dated May 22, 2009, as amended, to provide certain fund sub-administration services for each Fund. NFM pays JPMorgan a fee for these services.
Sub-Transfer Agency
NFM has entered into a Sub-Transfer Agent Servicing Agreement with U.S. Bancorp Fund Services, LLC dba U.S. Bank Global Fund Services, dated September 1, 2012, as amended, to provide certain sub-transfer agency services for each Fund. NFM pays US Bancorp a fee for these services.
Custodian
JPMorgan Chase Bank, N.A., 270 Park Avenue, New York, NY 10008, is the custodian for the Funds and makes all receipts and disbursements under a Global Custody Agreement. The custodian performs no managerial or policy-making functions for the Funds.
Legal Counsel
Stradley Ronon Stevens & Young, LLP, 2000 K Street, N.W., Suite 700, Washington, D.C. 20006-1871, serves as the Trust’s legal counsel.
Independent Registered Public Accounting Firm
PricewaterhouseCoopers, LLP, Two Commerce Square, 2001 Market St., Suite 1800, Philadelphia, PA 19103, has been selected by the Trust’s Audit Committee and approved by the full Board, including a majority of the Independent Trustees, to audit the financial statements of the Funds (except Nationwide Mellon Disciplined Value Fund). PwC has confirmed to the Audit Committee that it is an independent registered public accounting firm with respect to the Trust and each Fund (except Nationwide Mellon Disciplined Value Fund).
In addition, BBD, LLP, 1835 Market Street, 3rd Floor, Philadelphia, PA 19103, has been selected by the Trust’s Audit Committee and approved by the full Board, including a majority of the Independent Trustees, to audit the financial statements of the Nationwide Mellon Disciplined Value Fund effective June 9, 2020 until October 31, 2020. BBD has confirmed to the Audit Committee that it is an independent registered public accounting firm with respect to the Nationwide Mellon Disciplined Value Fund.
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Representatives of PwC and BBD are not expected to be present at the Meeting but have been given the opportunity to make a statement if they do so desire and will be available should any matter arise requiring their presence.
Audit Fees. The aggregate fees billed by PwC for professional services rendered by PwC for the audit of the Trust’s annual financial statements or for services that are normally provided by PwC in connection with statutory and regulatory filings or engagements for the fiscal years ended October 31, 2019 and 2018 were $1,172,970 and $1,094,966, respectively.
Audit-Related Fees. The aggregate fees billed by PwC for assurance and related services by PwC that are reasonably related to the performance of the audit or review of the Trust’s financial statements for the fiscal years ended October 31, 2019 and 2018 and are not reported under “Audit Fees” above were $17,340 and $0, respectively. The services for which these fees were paid included security counts under Rule 17f-2 of the 1940 Act and Fund conversion costs for Fund adoptions.
In addition, PwC was engaged for audit-related services with NFA and certain entities controlling, controlled by, or under common control with NFA that provide ongoing services to the Trust, which engagements relate directly to the operations and financial reporting of the Trust. However, none of these services were performed for the fiscal years ended October 31, 2019 and 2018. None of the above services were provided pursuant to the de minimis exception of the auditor independence standards.
Tax Fees. The aggregate fees billed by PwC for professional services rendered by PwC for tax compliance, tax advice, and tax planning for the fiscal years ended October 31, 2019 and 2018 were $490,410 and $404,320, respectively. The services for which these fees were paid included preparation of federal and excise tax returns for the Funds and review of the excise tax distribution.
In addition, the Audit Committee pre-approves PwC’s engagements for tax services with NFA and certain entities controlling, controlled by, or under common control with NFA that provide ongoing services to the Trust, which engagements relate directly to the operations and financial reporting of the Trust. However, none of these services were performed for the fiscal years ended October 31, 2019, and 2018.
All Other Fees. The aggregate fees billed for products and services provided by PwC for the fiscal years ended October 31, 2019 and 2018, other than the services reported above, were $108,766 and $21,431, respectively. The services for which these fees were paid included services related to review of N-14 registration statement relating to fund mergers and agreed upon procedures relating to those mergers and general accounting consultation matters.
In addition, the Audit Committee also pre-approves PwC’s engagements for other services with NFA and certain entities controlling, controlled by, or under common
25
control with NFA that provide ongoing services to the Trust, which engagements relate directly to the operations and financial reporting of the Trust. However, none of these services were performed for the fiscal years ended October 31, 2019 and 2018.
Audit Committee Pre-Approval Policies and Procedures. The Audit Committee of the Trust has adopted Pre-Approval Policies and Procedures (the “Pre-Approval Procedures”). Pursuant to these Pre-Approval Procedures, the Audit Committee is required to pre-approve all audit services and non-audit services provided to the Trust by PwC, as well as non-audit services provided by PwC to NFA and its affiliates that provide ongoing services to the Trust (the “Service Affiliates”) if the services directly impact the Trust’s operations and financial reporting.
Generally speaking, the Pre-Approval Procedures call for the Audit Committee to approve the engagement of an auditor (such as PwC) to certify the Trust’s financial statements for each fiscal year and permit the Audit Committee to pre-approve non-audit services to the Trust and the Trust’s Service Affiliates on a project-by-project basis. The Pre-Approval Procedures also provide that a member of the Audit Committee, who is also an Independent Trustee (a “designated member”), may approve non-audit services or proposed material changes to these services and lists the factors to be considered by the designated member when making such decisions.
Aggregate Non-Audit Fees. The aggregate non-audit fees (not including audit related fees) billed by PwC for services rendered to the Trust, to NFA, or to any entity controlling, controlled by, or under common control with NFA that provides ongoing services to the Trust were $1,541,781 and $2,270,327 for the fiscal years ended October 31, 2019, and October 31, 2018, respectively.
There were no services rendered by PwC to the Trust or its series for which the approval requirement was waived. During the same period, all services provided by PwC to the Trust, the Funds, NFA or any entity controlling, controlled by, or under common control with NFA that were required to be approved were approved as required. The Audit Committee has considered whether the provision of non-audit services that were rendered by PwC to an investment adviser or an adviser-affiliate that were not approved (not requiring approval), if any, is compatible with maintaining PwC’s independence.
Only shareholders of record of each Fund as of the close of business on June 16, 2020 (the “Record Date”) will be entitled to vote at the Meeting. The outstanding shares of the Funds entitled to vote as of the Record Date are set forth in Exhibit B attached to this Proxy Statement.
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What vote is necessary to approve the Plan?
Quorum. All of the Trust’s shareholders will vote on the Proposal as a group without regard to an individual Fund. With respect to actions to be taken by the shareholders on the matters described in this Proxy Statement, the presence in person or by proxy of 40% of the outstanding shares of the Trust entitled to vote on the Proposal at the Meeting shall constitute a quorum for purposes of voting upon the Proposal at the Meeting. Abstentions and “broker non-votes” (shares for which a broker-dealer firm has not received voting instructions from the beneficial owner and for which the firm does not have discretionary voting authority) generally are included for purposes of determining whether a quorum is present at a shareholder meeting, but are not treated as votes cast at such meeting. However, because the Proposal is the only matter currently expected to be presented at the Meeting, the Trust does not anticipate that there will be any broker non-votes at the Meeting.
Voting by Broker-Dealers. The Trust understands that broker-dealer firms holding shares of the Funds in “street name” will request voting instructions from their beneficial owners prior to the Meeting. However, with respect to routine matters such as the Proposal, if a beneficial owner fails to provide voting instructions by the date specified in a firm’s proxy solicitation materials, the Trust understands that the broker-dealer firm may exercise discretionary voting authority with respect to the Proposal on behalf of such beneficial owner. Therefore, because there are no other proposals expected to come before the Meeting for which broker-dealer firms would not have discretionary voting authority, the Trust does not anticipate receiving any broker non-votes.
Required Vote. The Proposal must be approved by the affirmative vote of a plurality of votes cast at the Meeting at which a quorum is present. The election of a Board of Trustees will be voted upon by all of the Trust’s shareholders as a group without regard to an individual Fund.
Adjournment. If, in the unlikely event that quorum is not present at the Meeting, in person or by proxy, as described above, then a majority of the votes cast by shareholders of the Trust present in person or by proxy at the Meeting may adjourn the Meeting. The persons named as proxies may propose one or more adjournments of the Meeting to permit further solicitation of proxies. All such adjournments will require the affirmative vote of a majority of the shares present in person or by proxy at the Meeting to be adjourned. The Meeting also may be adjourned by the Chairperson, the President of the Trust, in the absence of the Chairperson, or any Vice President or other authorized officer of the Trust, in the absence of the Chairperson and the President. It is anticipated that the persons named as proxies on the enclosed Proxy Card will use the authority granted to them to vote on adjournment at their discretion.
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How will the shareholder voting be handled?
Assuming a quorum is present at the Meeting, only shareholders of record of each Fund of as of close of business on the Record Date will be entitled to notice of and to vote at the Meeting on the matters described in this Proxy Statement, and will be entitled to one vote for each full share and a fractional vote for each fractional share that they hold.
The Meeting is currently planned to take place at a physical location. However, due to concerns regarding the coronavirus or COVID-19, the Trust is planning for the possibility that the Meeting may be held virtually solely by means of remote communication or via a live webcast or that the Trust may allow for virtual attendance. If the Trust takes this step, the Trust will publicly announce the decision in a press release that will also be filed with the Securities and Exchange Commission as definitive additional soliciting material, and the Trust will post the announcement and additional information on its website at https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/ as soon as practicable before the Meeting. The Trust recommends that you monitor this website for updated information, and please check this website in advance of the Meeting to confirm the status of the Meeting before planning to attend in person.
How do I ensure my vote is accurately recorded?
Only shareholders of record at the close of business on the Record Date will be entitled to notice of and to vote at the Meeting. You may attend the Meeting and vote in person or you may complete, sign, date and return the Proxy Card. If you own shares of a Fund on the Record Date, a Proxy Card is included with this Proxy Statement. You also can provide voting instructions by telephone by calling the toll-free number on the Proxy Card or by going to the internet address provided on the Proxy Card. Please complete the Proxy Card, or if you vote by telephone or over the internet, please vote on the Proposal. Your voting instructions must be received by the Trust or its proxy solicitor by the date of the Meeting in order to be counted for the Meeting. If you are eligible to vote by telephone or through the internet, instructions are enclosed.
The persons named as proxies on the enclosed Proxy Card will vote the shares of the Funds at the Meeting in accordance with the timely instructions received from shareholders. If a duly signed and dated Proxy Card is received that does not specify a choice (for, against, or abstain), the persons named as proxies will consider the proxy’s timely receipt as an instruction to vote FOR each of the Trustee Nominees. If a duly signed and dated Proxy Card is received that does not specify a choice, the Trust will consider the Proxy Card’s timely receipt as an instruction to vote FOR each of the Trustee Nominees.
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Shareholders who execute proxies may revoke them at any time before they are voted by filing a written notice of revocation with the Trust, by delivering a duly executed proxy bearing a later date, or by attending the Meeting and voting in person.
What other matters will be voted upon at the Meeting?
The Board does not intend to bring any matters before the Meeting with respect to the Funds other than those described in this Proxy Statement. The Board is not aware of any other matters to be brought before the Meeting with respect to the Funds by others. If any other matter legally comes before the Meeting, proxies for which discretion has been granted will be voted in accordance with the views of the Board.
What other solicitations will be made?
This proxy solicitation is being made by the Board for use at the Meeting. The cost of this proxy solicitation will be paid by the Trust as set forth below. In addition to solicitation by mail, solicitations also may be made by advertisement, telephone, facsimile transmission or other electronic media, or personal contacts. The Trust will request broker-dealer firms, custodians, nominees and fiduciaries to forward proxy materials to the beneficial owners of the shares of record. The Trust may reimburse broker-dealer firms, custodians, nominees and fiduciaries for their reasonable expenses incurred in connection with such proxy solicitation. In addition to solicitations by mail, officers and employees of NFA and its affiliates, without extra pay, may conduct additional solicitations by telephone, telecopy and personal interviews. The Trust has engaged AST Fund Solutions, LLC (“AST”) to solicit proxies from brokers, banks, other institutional holders, as applicable, at an anticipated estimated cost of $352,248, including out-of-pocket expenses, which will be borne by the Trust as described below. Fees and expenses may be greater depending on the effort necessary to obtain shareholder votes or voting instructions. The Trust also has agreed to indemnify AST against certain liabilities and expenses, including liabilities under the federal securities laws. The Trust expects that the solicitations will be primarily by mail, but also may include telephone, telecopy or oral solicitations.
As the Meeting date approaches, certain shareholders of the Funds may receive a telephone call from a representative of AST if their votes have not yet been received. Proxies that are obtained telephonically will be recorded in accordance with the procedures described below. These procedures are designed to ensure that both the identity of the shareholder casting the vote and the voting instructions of the shareholder are accurately determined.
In all cases in which a telephonic proxy is solicited, the AST representative is required to ask for each shareholder’s full name and address, or zip code, and to confirm that the shareholder has received the proxy materials in the mail. If the
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shareholder is a corporation or other entity, the AST representative is required to ask for the person’s title and confirmation that the person is authorized to direct the voting of the shares. If the information solicited agrees with the information provided to AST then the AST representative has the responsibility to explain the process, read the Proposal listed on the Proxy Card and ask for the shareholder’s instructions on the Proposal. Although the AST representative is permitted to answer questions about the process, he or she is not permitted to recommend to the shareholder how to vote, other than to read any recommendation set forth in this Proxy Statement. AST will record the shareholder’s instructions on the card. Within 72 hours, the shareholder will be sent a letter or mailgram to confirm his or her vote and asking the shareholder to call AST immediately if his or her instructions are not correctly reflected in the confirmation.
Who will pay the expenses of the Proposal?
The costs of the Proposal, including the costs associated with the solicitation of proxies in connection with the Meeting, will be paid by the Trust.
How do I submit a shareholder proposal?
The Trust is not required to, and does not intend to, hold regular annual shareholders’ meetings. A shareholder wishing to submit a proposal for consideration for inclusion in a proxy statement for the next shareholders’ meeting should send his or her written proposal to the offices of the Trust, directed to the attention of its Secretary, at the address of its principal executive office printed on the first page of this Proxy Statement, so that it is received within a reasonable time before any such meeting. The inclusion and/or presentation of any such proposal is subject to the applicable requirements of the proxy rules under the Securities Exchange Act of 1934. Submission of a proposal by a shareholder does not guarantee that the proposal will be included in the Trust’s proxy statement or presented at the meeting.
PRINCIPAL HOLDERS OF SHARES AS OF RECORD DATE
Except as identified below, as of the Record Date, the officers and trustees of the Trust, as a group, owned less than 1% of the outstanding voting shares of the Funds, or any class thereof.
Fund | Class | Percent of Fund Shares Owned by Trustees/ Officers | ||||||
Nationwide AllianzGI International Growth Fund | Class A | 1.28 | % | |||||
Nationwide International Small Cap Fund | Class A | 18.32 | % |
To the best knowledge of the Trust, as of the Record Date, no person, except as set forth on Exhibit C attached to this Proxy Statement, owned of record 5% or more of the outstanding shares of any class of any Fund. Except as noted, the Trust has no knowledge of beneficial ownership.
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NATIONWIDE MUTUAL FUNDS NOMINATING AND FUND GOVERNANCE COMMITTEE CHARTER
Nationwide Mutual Funds
and
Nationwide Variable Insurance Trust
(collectively, the “Trust”)
NOMINATING AND FUND GOVERNANCE COMMITTEE CHARTER
A. | Nominating and Fund Governance Committee Membership |
The Nominating and Fund Governance Committee (“Committee”) shall be composed entirely of Trustees of the Trust who are not “interested persons” of the Trust (“Independent Trustees”), as defined in the Investment Company Act of 1940, as amended (“1940 Act”). Members of the Committee may designate one member to serve as Chair. Members of the Committee shall serve at the pleasure of the full Board of Trustees (the “Board”).
B. | Nominating and Fund Governance Committee Purposes |
The purposes of the Committee are:
1. | to assist the Board in its review and oversight of governance matters; |
2. | to assist the Board with the selection and nomination of candidates to serve on the Board; |
3. | to oversee legal counsel; |
4. | to assist the Board in its review and oversight of shareholder communications and proxy voting by the series of the Trust; |
5. | to assist the Board in its review and consideration of insurance coverages to be obtained by or for the benefit of the Trust or the Trustees of the Trust, including, without limitation, fidelity bond coverage and errors and omissions/directors’ and officers’ liability coverage; and |
6. | to undertake such other responsibilities as may be delegated to the Committee by the Board. |
C. | Nominating and Fund Governance Committee Functions |
The function of the Committee is oversight. To carry out its purposes, the functions of the Committee shall include:
1. | To select and nominate all persons for election or appointment as Trustees of the Trust, which selection and nomination shall be based on the criteria set |
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forth in the Trust’s Statement of Policy on Criteria for Selecting Trustees; provided, that nominees for Independent Trustee shall be recommended for selection and approval by all of the incumbent Independent Trustees then serving on the Board. The Committee shall evaluate candidates’ qualifications for Board membership and, in connection with Independent Trustee candidates, their independence from the Trust’s investment advisers1 and other principal service providers. Persons selected as Independent Trustee candidates must be independent in terms of both the letter and the spirit of the 1940 Act. The Committee shall also consider the effect of any relationships beyond those delineated in the 1940 Act that might impair independence (e.g., business, financial or family relationships with investment advisers and other service providers). |
2. | To consider Trustee candidates recommended by shareholders of the Trusts. Any such candidates shall be considered and evaluated based upon the criteria set forth in the Trust’s Statement of Policy on Criteria for Selecting Trustees. The names of such candidates should be submitted to the Trust in accordance with the Trust’s Policy Regarding Shareholder Submission of Trustee Candidates. |
3. | To review information provided to the Committee regarding the implementation of the Trust’s Policy Regarding Shareholder Submission of Trustee Candidates, and any shareholder submissions of Trustee candidates. |
4. | To review information provided to the Committee regarding the implementation of the Trust’s Policy Regarding General Shareholder Communications to the Board, and any shareholder communications to the Board. |
5. | To periodically review the composition of the Board to determine whether it may be appropriate to add individuals with specific backgrounds, diversity or skill sets. |
6. | To make nominations to the Board for the position of Chair of the Board at least annually. |
7. | To periodically review Board governance procedures. |
8. | To recommend to the Board the removal, replacement, or retirement of an incumbent Trustee. |
9. | To oversee implementation of the Board’s policies regarding evaluations of the Board and Trustee peer evaluations, if any. |
10. | To review information provided to the Committee and report, as appropriate, to the Board regarding how proxies were voted under the Proxy Voting Guidelines, Policies, and Procedures. |
1 | As used herein, the term “investment advisers” includes investment subadvisers. |
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11. | To periodically review Trustee compensation and recommend any appropriate changes to the Independent Trustees as a group. |
12. | To oversee implementation of the Trust’s Policy Regarding the Service By Trustees On the Boards of Directors of Unaffiliated Fund Companies and Other Companies. |
13. | To periodically review and make recommendations to the Board of Trustees regarding the Board’s Statements of Policies Regarding Fund Governance and Board Oversight, Independence, & Effectiveness of the Board of Trustees. |
14. | To evaluate and supervise legal counsel employed by the Independent Trustees, and to monitor the independence of legal counsel employed by the Independent Trustees in accordance with requirements of rules promulgated under the 1940 Act. |
15. | To evaluate, with the advice of the Trust’s management, legal counsel to the Trust. |
16. | To periodically review orientation and training materials for new trustees and continuing education criteria for current Trustees. |
17. | To review and make recommendations to the Board as the Committee deems appropriate regarding (i) the responsibilities of any and all Board committees (including by proposing changes to charters of other Board committees), (ii) whether there is a continuing need for each committee, (iii) whether there is a need for additional committees of the Board, and (iv) whether committees should be combined or reorganized. |
18. | To make nominations for membership on all Board committees and generally review committee assignments at least annually, taking into consideration any input provided by the Chair of the Board. |
19. | To review its Charter and the charters of each of the other Board committees at least annually and recommend any changes thereto to the Board. The Board shall review and approve, if appropriate, any changes to this Charter and the charters of each of the other Board committees recommended by the Committee. |
20. | To review and make recommendations to the Board regarding insurance coverages to be obtained by or for the benefit of the Trust or the Trustees of the Trust, including the scope of such coverages, the cost of such coverages, and the retention of insurance brokers, as the Committee deems appropriate. |
21. | To perform such other functions as the Board may delegate from time to time. |
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D. | Other Powers and Responsibilities |
1. | The Committee typically shall meet at least quarterly and is empowered to hold special meetings as circumstances require. |
2. | The Committee shall meet and may consult with management of the Trust and officers, employees, and other representatives of service providers as the Committee deems appropriate. |
3. | The Committee shall report its activities to the Board on a regular basis and make such recommendations with respect to the above and other matters as the Committee may deem necessary and appropriate. |
4. | The Committee shall have the resources and authority appropriate to discharge its responsibilities, including authority to retain special counsel and other experts or consultants (including any search firm used to identify Independent Trustee candidates). Any expenses incurred in discharging the Committee’s responsibilities shall be borne by the Trust. |
The matters to be considered by the Committee, at any meeting or in general, shall be in the sole discretion of the Committee. Membership of the Committee shall not be deemed to impose on any Trustee an obligation or duty, or to imply any experience, expertise, or knowledge, different from or greater than that of any other Trustee.
It is the responsibility of each investment adviser, subadviser, and the funds’ other service providers to ensure that their activities in respect of the funds comply with applicable law and regulation and with the policies and procedures of the funds. Nothing in this Charter shall be construed to limit or reduce the responsibilities or liabilities of any adviser, subadviser, the funds’ distributor, or any other service provider of the funds.
Original date of adoption: December 15, 2000
Most recent date of amendment: September 12, 2018
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SHARES ISSUED AND OUTSTANDING
As of the Record Date, each Fund had the following number of shares issued and outstanding:
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND – CLASS A | 34,090.438 | |||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND – CLASS R6 | 20,374.534 | |||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND – INSTITUTIONAL SERVICE CLASS | 10,599,945.596 | |||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND – EAGLE CLASS | 287.929 | |||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND – CLASS A | 284,903.678 | |||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND – CLASS C | 52,538.358 | |||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND – CLASS R6 | 12,353,585.272 | |||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND – INSTITUTIONAL SERVICE CLASS | 361,289.285 | |||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND – CLASS A | 362,359.448 | |||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND – CLASS C | 49,549.621 | |||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND – CLASS R6 | 11,054,798.009 | |||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND – INSTITUTIONAL SERVICE CLASS | 4,445,910.091 | |||
NATIONWIDE BAILARD COGNITIVE VALUE FUND – CLASS A | 24,020.808 | |||
NATIONWIDE BAILARD COGNITIVE VALUE FUND – CLASS C | 14,169.434 | |||
NATIONWIDE BAILARD COGNITIVE VALUE FUND – CLASS R6 | 1,033.394 | |||
NATIONWIDE BAILARD COGNITIVE VALUE FUND – INSTITUTIONAL SERVICE CLASS | 9,375.184 | |||
NATIONWIDE BAILARD COGNITIVE VALUE FUND – CLASS M | 5,945,812.687 | |||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND – CLASS A | 566,539.103 |
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FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND – CLASS C | 314,211.896 | |||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND – CLASS R6 | 862,892.724 | |||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND – INSTITUTIONAL SERVICE CLASS | 1,709,009.179 | |||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND – CLASS M | 18,370,179.504 | |||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND – CLASS A | 180,334.021 | |||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND – CLASS C | 66,192.812 | |||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND – CLASS R6 | 153,351.072 | |||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND – INSTITUTIONAL SERVICE CLASS | 104,023.522 | |||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND – CLASS M | 5,244,783.998 | |||
NATIONWIDE BOND FUND – CLASS A | 1,570,187.076 | |||
NATIONWIDE BOND FUND – CLASS C | 160,734.326 | |||
NATIONWIDE BOND FUND – INSTITUTIONAL SERVICE CLASS | 4,841,010.761 | |||
NATIONWIDE BOND FUND – CLASS R | 27,167.033 | |||
NATIONWIDE BOND FUND – CLASS R6 | 29,621,554.770 | |||
NATIONWIDE BOND INDEX FUND – CLASS A | 19,492,602.030 | |||
NATIONWIDE BOND INDEX FUND – CLASS C | 110,442.686 | |||
NATIONWIDE BOND INDEX FUND – CLASS R6 | 59,351,712.901 | |||
NATIONWIDE BOND INDEX FUND – INSTITUTIONAL SERVICE CLASS | 664,222.208 | |||
NATIONWIDE CORE PLUS BOND – CLASS A | 1,706,997.484 | |||
NATIONWIDE CORE PLUS BOND – CLASS R6 | 100,829,978.088 | |||
NATIONWIDE CORE PLUS BOND – INSTITUTIONAL SERVICE CLASS | 1,575,931.514 | |||
NATIONWIDE DESTINATION 2020 FUND – CLASS A | 2,361,948.418 | |||
NATIONWIDE DESTINATION 2020 FUND – CLASS R | 4,418,731.751 | |||
NATIONWIDE DESTINATION 2020 FUND – CLASS R6 | 4,906,363.766 | |||
NATIONWIDE DESTINATION 2020 FUND – INSTITUTIONAL SERVICE CLASS | 9,046,774.443 | |||
NATIONWIDE DESTINATION 2025 FUND – CLASS A | 3,887,051.627 | |||
NATIONWIDE DESTINATION 2025 FUND – CLASS R | 5,867,348.459 | |||
NATIONWIDE DESTINATION 2025 FUND – CLASS R6 | 7,099,670.852 | |||
NATIONWIDE DESTINATION 2025 FUND – INSTITUTIONAL SERVICE CLASS | 14,161,706.246 |
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FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE DESTINATION 2030 FUND – CLASS A | 4,947,658.127 | |||
NATIONWIDE DESTINATION 2030 FUND – CLASS R | 6,500,463.006 | |||
NATIONWIDE DESTINATION 2030 FUND – CLASS R6 | 8,335,198.126 | |||
NATIONWIDE DESTINATION 2030 FUND – INSTITUTIONAL SERVICE CLASS | 15,547,395.880 | |||
NATIONWIDE DESTINATION 2035 FUND – CLASS A | 4,238,331.380 | |||
NATIONWIDE DESTINATION 2035 FUND – CLASS R | 5,168,514.079 | |||
NATIONWIDE DESTINATION 2035 FUND – CLASS R6 | 6,107,263.036 | |||
NATIONWIDE DESTINATION 2035 FUND – INSTITUTIONAL SERVICE CLASS | 11,673,687.007 | |||
NATIONWIDE DESTINATION 2040 FUND – CLASS A | 4,061,806.045 | |||
NATIONWIDE DESTINATION 2040 FUND – CLASS R | 4,579,118.940 | |||
NATIONWIDE DESTINATION 2040 FUND – CLASS R6 | 5,208,708.981 | |||
NATIONWIDE DESTINATION 2040 FUND – INSTITUTIONAL SERVICE CLASS | 9,961,920.602 | |||
NATIONWIDE DESTINATION 2045 FUND – CLASS A | 3,431,951.952 | |||
NATIONWIDE DESTINATION 2045 FUND – CLASS R | 3,513,122.927 | |||
NATIONWIDE DESTINATION 2045 FUND – CLASS R6 | 4,758,705.638 | |||
NATIONWIDE DESTINATION 2045 FUND – INSTITUTIONAL SERVICE CLASS | 6,920,378.310 | |||
NATIONWIDE DESTINATION 2050 FUND – CLASS A | 3,415,425.945 | |||
NATIONWIDE DESTINATION 2050 FUND – CLASS R | 3,953,496.157 | |||
NATIONWIDE DESTINATION 2050 FUND – CLASS R6 | 4,450,102.407 | |||
NATIONWIDE DESTINATION 2050 FUND – INSTITUTIONAL SERVICE CLASS | 6,004,580.608 | |||
NATIONWIDE DESTINATION 2055 FUND – CLASS A | 1,381,276.440 | |||
NATIONWIDE DESTINATION 2055 FUND – CLASS R | 1,240,784.200 | |||
NATIONWIDE DESTINATION 2055 FUND – CLASS R6 | 1,822,969.682 | |||
NATIONWIDE DESTINATION 2055 FUND – INSTITUTIONAL SERVICE CLASS | 2,090,379.506 | |||
NATIONWIDE DESTINATION 2060 FUND – CLASS A | 800,611.445 | |||
NATIONWIDE DESTINATION 2060 FUND – CLASS R | 261,436.174 | |||
NATIONWIDE DESTINATION 2060 FUND – CLASS R6 | 664,296.498 | |||
NATIONWIDE DESTINATION 2060 FUND – INSTITUTIONAL SERVICE CLASS | 1,042,942.095 | |||
NATIONWIDE DESTINATION 2065 FUND – CLASS A | 500.033 | |||
NATIONWIDE DESTINATION 2065 FUND – CLASS R | 1,504.757 | |||
NATIONWIDE DESTINATION 2065 FUND – CLASS R6 | 99,714.247 | |||
NATIONWIDE DESTINATION 2065 FUND – INSTITUTIONAL SERVICE CLASS | 500.408 | |||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) – CLASS A | 1,298,445.602 |
B-3
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) – CLASS R | 2,402,947.972 | |||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS R6 | 2,017,764.517 | |||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) – INSTITUTIONAL SERVICE CLASS | 2,679,821.104 | |||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND – CLASS A | 2,479,584.535 | |||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND – CLASS C | 198,025.229 | |||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND – CLASS R6 | 110,536.724 | |||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND – INSTITUTIONAL SERVICE CLASS | 377,790.063 | |||
NATIONWIDE EMERGING MARKETS DEBT FUND – CLASS A | 7,880.518 | |||
NATIONWIDE EMERGING MARKETS DEBT FUND – CLASS C | 781.888 | |||
NATIONWIDE EMERGING MARKETS DEBT FUND – CLASS R6 | 7,369,804.831 | |||
NATIONWIDE EMERGING MARKETS DEBT FUND – INSTITUTIONAL SERVICE CLASS | 3,623.848 | |||
NATIONWIDE FUND – CLASS A | 6,702,469.752 | |||
NATIONWIDE FUND – CLASS C | 62,169.483 | |||
NATIONWIDE FUND – INSTITUTIONAL SERVICE CLASS | 37,846,899.620 | |||
NATIONWIDE FUND – CLASS R6 | 993,637.410 | |||
NATIONWIDE FUND – CLASS R | 448.555 | |||
NATIONWIDE GENEVA MID CAP GROWTH FUND – CLASS A | 4,987,891.270 | |||
NATIONWIDE GENEVA MID CAP GROWTH FUND – CLASS C | 1,477,091.581 | |||
NATIONWIDE GENEVA MID CAP GROWTH FUND – CLASS R6 | 6,319,657.208 | |||
NATIONWIDE GENEVA MID CAP GROWTH FUND – INSTITUTIONAL SERVICE CLASS | 14,380,979.810 | |||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND – CLASS A | 1,391,415.121 |
B-4
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND – CLASS C | 596,764.742 | |||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND – CLASS R6 | 4,282,909.807 | |||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND – INSTITUTIONAL SERVICE CLASS | 11,575,503.266 | |||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND – CLASS A | 2,024,714.593 | |||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND – CLASS C | 121,614.976 | |||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND – CLASS R6 | 333,399.767 | |||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND – INSTITUTIONAL SERVICE CLASS | 235,458.842 | |||
NATIONWIDE GOVERNMENT MONEY MARKET FUND – CLASS R6 | 252,627,800.340 | |||
NATIONWIDE GOVERNMENT MONEY MARKET FUND – SERVICE CLASS | 1,673,008.710 | |||
NATIONWIDE GOVERNMENT MONEY MARKET FUND – INVESTOR | 365,519,826.179 | |||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND – CLASS A | 1,021,912.970 | |||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND – CLASS R6 | 19,859,532.328 | |||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND – INSTITUTIONAL SERVICE CLASS | 2,426,505.368 | |||
NATIONWIDE INTERNATIONAL INDEX FUND – CLASS A | 24,380,224.268 | |||
NATIONWIDE INTERNATIONAL INDEX FUND – CLASS C | 550,793.312 | |||
NATIONWIDE INTERNATIONAL INDEX FUND – CLASS R | 3,071,588.965 | |||
NATIONWIDE INTERNATIONAL INDEX FUND – CLASS R6 | 139,543,799.871 | |||
NATIONWIDE INTERNATIONAL INDEX FUND – INSTITUTIONAL SERVICE CLASS | 828,114.470 | |||
NATIONWIDE INTERNATIONAL SMALL CAP FUND – CLASS A | 10,709.406 | |||
NATIONWIDE INTERNATIONAL SMALL CAP FUND – CLASS R6 | 50,674,364.225 | |||
NATIONWIDE INTERNATIONAL SMALL CAP FUND – INSTITUTIONAL SERVICE CLASS | 2,292,720.642 |
B-5
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – CLASS A | 8,037,074.361 | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – CLASS C | 2,135,653.780 | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – CLASS R | 5,626,277.240 | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – CLASS R6 | 28,188,016.563 | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – INSTITUTIONAL SERVICE CLASS | 637,624.411 | |||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND – SERVICE CLASS | 64,738,373.832 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND – CLASS A | 8,218,342.334 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND – CLASS C | 11,381,121.846 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND – CLASS R | 2,568,699.845 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND – CLASS R6 | 9,160,566.111 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE – INSTITUTIONAL SERVICE CLASS | 17,030,514.984 | |||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND – SERVICE CLASS | 11,491,033.654 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND – CLASS A | 13,895,007.887 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND – CLASS C | 4,927,564.656 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND – CLASS R | 8,793,862.614 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND – CLASS R6 | 42,386,883.031 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE – INSTITUTIONAL SERVICE CLASS | 1,227,039.735 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND – SERVICE CLASS | 58,766,583.542 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND – CLASS A | 15,394,258.218 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND – CLASS C | 3,268,025.373 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND – CLASS R | 11,316,184.765 |
B-6
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND – CLASS R6 | 51,067,029.485 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE – INSTITUTIONAL SERVICE CLASS | 1,988,070.542 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND – SERVICE CLASS | 79,771,110.951 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND – CLASS A | 6,104,715.474 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND – CLASS C | 4,010,870.406 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND – CLASS R | 3,139,001.904 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND – CLASS R6 | 14,132,668.528 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE – INSTITUTIONAL SERVICE CLASS | 616,410.055 | |||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND – SERVICE CLASS | 14,075,726.821 | |||
NATIONWIDE LONG/SHORT EQUITY FUND – CLASS A | 4,173.684 | |||
NATIONWIDE LONG/SHORT EQUITY FUND – CLASS R6 | 1,034,958.759 | |||
NATIONWIDE LONG/SHORT EQUITY FUND – INSTITUTIONAL SERVICE CLASS | 438,883.349 | |||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND – CLASS A | 420,597.790 | |||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND – CLASS R6 | 13,151,112.151 | |||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND – INSTITUTIONAL SERVICE CLASS | 279,964.925 | |||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND – EAGLE CLASS | 12,455,797.637 | |||
NATIONWIDE LOOMIS CORE BOND FUND – CLASS A | 1,120,296.633 | |||
NATIONWIDE LOOMIS CORE BOND FUND – CLASS C | 296,527.593 | |||
NATIONWIDE LOOMIS CORE BOND FUND – CLASS R6 | 13,152,170.828 | |||
NATIONWIDE LOOMIS CORE BOND FUND – INSTITUTIONAL SERVICE CLASS | 30,171,135.265 |
B-7
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE LOOMIS SHORT-TERM BOND FUND – CLASS A | 2,312,408.100 | |||
NATIONWIDE LOOMIS SHORT-TERM BOND FUND – CLASS C | 574,775.453 | |||
NATIONWIDE LOOMIS SHORT-TERM BOND FUND – CLASS R6 | 15,758,892.485 | |||
NATIONWIDE LOOMIS SHORT-TERM BOND FUND – INSTITUTIONAL SERVICE CLASS | 1,934,484.780 | |||
NATIONWIDE MELLON DISCIPLINED VALUE FUND – CLASS A | 502.461 | |||
NATIONWIDE MELLON DISCIPLINED VALUE FUND – CLASS R6 | 150.026 | |||
NATIONWIDE MELLON DISCIPLINED VALUE FUND – CLASS K | 15,949,614.829 | |||
NATIONWIDE MELLON DISCIPLINED VALUE FUND – INSTITUTIONAL SERVICE CLASS | 3,404.536 | |||
NATIONWIDE MELLON DISCIPLINED VALUE FUND – EAGLE CLASS | 4,603.548 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – CLASS A | 5,070,343.814 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – CLASS C | 1,112,482.619 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – CLASS R6 | 18,299,211.816 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – CLASS R | 10,552.181 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – INSTITUTIONAL SERVICE CLASS | 8,212,759.192 | |||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE MELLON DYNAMIC U.S. CORE FUND) – EAGLE CLASS | 72,631,343.205 | |||
NATIONWIDE MID CAP MARKET INDEX FUND – CLASS A | 16,534,528.559 | |||
NATIONWIDE MID CAP MARKET INDEX FUND – CLASS C | 895,730.040 | |||
NATIONWIDE MID CAP MARKET INDEX FUND – CLASS R | 1,170,442.499 |
B-8
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE MID CAP MARKET INDEX FUND – CLASS R6 | 34,027,134.515 | |||
NATIONWIDE MID CAP MARKET INDEX FUND – INSTITUTIONAL SERVICE CLASS | 980,813.970 | |||
NATIONWIDE MULTI-CAP PORTFOLIO – CLASS R6 | 207,082,406.585 | |||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) – CLASS A | 3,342,527.133 | |||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) – CLASS C | 735,928.924 | |||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) – CLASS R6 | 221,515.216 | |||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) – INSTITUTIONAL SERVICE CLASS | 2,330,211.789 | |||
NATIONWIDE S&P 500 INDEX FUND – CLASS A | 8,338,312.847 | |||
NATIONWIDE S&P 500 INDEX FUND – CLASS C | 3,268,193.247 | |||
NATIONWIDE S&P 500 INDEX FUND – CLASS R | 7,039,823.287 | |||
NATIONWIDE S&P 500 INDEX FUND – CLASS R6 | 12,914,934.213 | |||
NATIONWIDE S&P 500 INDEX FUND – INSTITUTIONAL SERVICE CLASS | 22,771,055.558 | |||
NATIONWIDE S&P 500 INDEX FUND – SERVICE CLASS | 15,374,416.978 | |||
NATIONWIDE SMALL CAP INDEX FUND – CLASS A | 15,140,177.734 | |||
NATIONWIDE SMALL CAP INDEX FUND – CLASS C | 509,836.316 | |||
NATIONWIDE SMALL CAP INDEX FUND – CLASS R | 1,759,915.713 | |||
NATIONWIDE SMALL CAP INDEX FUND – CLASS R6 | 7,317,720.192 | |||
NATIONWIDE SMALL CAP INDEX FUND – INSTITUTIONAL SERVICE CLASS | 531,771.776 | |||
NATIONWIDE SMALL COMPANY GROWTH FUND – CLASS A | 319,540.606 | |||
NATIONWIDE SMALL COMPANY GROWTH FUND – INSTITUTIONAL SERVICE CLASS | 12,094,853.075 | |||
NATIONWIDE U.S. SMALL CAP VALUE FUND – CLASS A | 254,882.147 | |||
NATIONWIDE U.S. SMALL CAP VALUE FUND – CLASS C | 86,334.705 | |||
NATIONWIDE U.S. SMALL CAP VALUE FUND – CLASS R6 | 408,450.977 |
B-9
FUND AND CLASS* | NUMBER OF SHARES OUTSTANDING | |||
NATIONWIDE U.S. SMALL CAP VALUE FUND – INSTITUTIONAL SERVICE CLASS | 7,293,847.988 | |||
NATIONWIDE WCM FOCUSED SMALL CAP FUND – CLASS A | 604,673.914 | |||
NATIONWIDE WCM FOCUSED SMALL CAP FUND – CLASS C | 247,552.145 | |||
NATIONWIDE WCM FOCUSED SMALL CAP FUND – CLASS R6 | 123,908.321 | |||
NATIONWIDE WCM FOCUSED SMALL CAP FUND – INSTITUTIONAL SERVICE CLASS | 1,537,533.274 | |||
NATIONWIDE ZIEGLER EQUITY INCOME FUND – CLASS A | 1,381,744.358 | |||
NATIONWIDE ZIEGLER EQUITY INCOME FUND – CLASS C | 325,727.034 | |||
NATIONWIDE ZIEGLER EQUITY INCOME FUND – CLASS R6 | 49,230.732 | |||
NATIONWIDE ZIEGLER EQUITY INCOME FUND – INSTITUTIONAL SERVICE CLASS | 679,352.837 |
* | As of the Record Date, any Fund share classes that have not commenced operations have not been listed in the above table. |
B-10
PRINCIPAL SHAREHOLDERS
As of the Record Date, shareholders of record of 5% or more of the outstanding shares of each class of each Fund were as follows:
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 17,845.773 | 52.21 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS A | EDWIN E UPTHEGROVE TTEE OF | TITUSVILLE | FL | 32780 | 4,294.967 | 12.57 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7303 | 4,008.468 | 11.73 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS R6 | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 8,057.594 | 39.55 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS R6 | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 5,952.856 | 29.22 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS R6 | PERSHING LLC | JERSEY CITY | NJ | 7303 | 1,919.858 | 9.42 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS R6 | TD AMERITRADE FBO | BEAUMONT | TX | 77713 | 1,631.190 | 8.01 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,027.911 | 5.05 | % |
C-1
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,210,344.342 | 58.59 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,010,565.094 | 37.84 | % | |||||||||
NATIONWIDE ALLIANZGI INTERNATIONAL GROWTH FUND EAGLE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43215 | 287.929 | 100.00 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS A | KING VAN AND STORAGE INC | SANTA FE SPGS | CA | 90670 | 16,454.524 | 5.78 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 41,522.042 | 79.03 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS C | NATIONWIDE FINANCIAL SERVICES INC | COLUMBUS | OH | 43215 | 10,190.670 | 19.40 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 4,612,516.148 | 37.34 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 3,900,672.439 | 31.58 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 1,448,598.706 | 11.73 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 1,409,583.267 | 11.41 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 973,968.982 | 7.88 | % | |||||||||
NATIONWIDE AMUNDI STRAT INC INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 2,933,968.279 | 65.99 | % |
C-2
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 130,249.249 | 35.95 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 58,535.084 | 16.16 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 51,177.274 | 14.12 | % | |||||||||
NATIONWIDE AMUNDI GLOBAL HIGH YIELD FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 34,946.829 | 9.65 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 72,039.348 | 19.82 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 41,967.389 | 11.55 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS A | TD AMERITRADE FBO | MEADVILLE | PA | 16335 | 24,847.870 | 6.84 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 20,713.486 | 41.80 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 18,664.199 | 37.67 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS C | NATIONWIDE FINANCIAL SERVICES INC | COLUMBUS | OH | 43215 | 8,458.493 | 17.07 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 2,157,329.411 | 19.51 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 2,017,977.305 | 18.25 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 1,824,391.563 | 16.50 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2025 | COLUMBUS | OH | 43215 | 1,160,021.584 | 10.49 | % |
C-3
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2020 | COLUMBUS | OH | 43215 | 1,098,744.210 | 9.94 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2030 | COLUMBUS | OH | 43215 | 911,897.601 | 8.25 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 659,278.981 | 5.96 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2035 | COLUMBUS | OH | 43215 | 643,572.740 | 5.82 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 2,933,968.279 | 65.99 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 551,592.870 | 12.41 | % | |||||||||
NATIONWIDE AMUNDI STRATEGIC INCOME FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 376,009.601 | 8.46 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS A | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 7,064.917 | 29.41 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS A | NATHANSTRAUT | SOUTHWICK | MA | 1077 | 2,244.258 | 9.34 | % |
C-4
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS A | BRENDA MCGURK | WEST SPRINGFIELD | MA | 1089 | 2,218.106 | 9.23 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS A | NTC & CO | DENVER | CO | 80217 | 1,256.384 | 5.23 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS A | JOSEPHAL MEIDA | WESTFIELD | MA | 1085 | 1,233.072 | 5.13 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS C | STIFEL NICOLAUS CUSTODIAN FOR | PROSPECT | CT | 6712 | 9,812.041 | 69.25 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS C | PAI TRUST COMPANY INC | DE PERE | WI | 54115 | 1,135.416 | 8.01 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 952.857 | 6.72 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 876.564 | 6.19 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS M | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 4,508,952.978 | 75.83 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43215 | 1,013.370 | 98.06 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND INSTITUTIONAL SERVICE CLASS | D A DAVIDSON & CO | GREAT FALLS | MT | 59401 | 5,156.590 | 55.00 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 2,401.523 | 25.62 | % | |||||||||
NATIONWIDE BAILARD COGNITIVE VALUE FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 1,816.993 | 19.38 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 68,149.672 | 11.98 | % |
C-5
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 62,587.854 | 11.00 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 58,130.872 | 10.22 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 57,249.475 | 10.06 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 41,102.629 | 7.22 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 36,523.774 | 6.42 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 138,364.832 | 44.04 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 49,578.901 | 15.78 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 24,982.988 | 7.95 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 21,891.067 | 6.97 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS M | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 13,025,376.931 | 70.17 | % |
C-6
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 282,418.342 | 32.73 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 269,936.643 | 31.28 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS R6 | SEI PRIVATE TRUST COMPANY | OAKS | PA | 19456 | 130,824.188 | 15.16 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS R6 | SEI PRIVATE TRUST COMPANY | OAKS | PA | 19456 | 76,643.581 | 8.88 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 383,426.768 | 22.44 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 336,297.518 | 19.68 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 296,847.649 | 17.37 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 182,438.150 | 10.68 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 161,104.322 | 9.43 | % | |||||||||
NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 95,029.466 | 5.56 | % |
C-7
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 12,821.218 | 6.61 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 11,951.743 | 6.16 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 44,475.844 | 66.90 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 6,307.483 | 9.49 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS M | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 3,648,579.229 | 69.42 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 124,220.116 | 81.00 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS R6 | ASCENSUS TRUST COMPANY | FARGO | ND | 58106 | 17,381.555 | 11.33 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 39,151.774 | 37.64 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 30,331.374 | 29.16 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND INSTITUTIONAL SERVICE CLASS | CARTER PLOTT | WARREN | OH | 44483 | 6,796.274 | 6.53 | % | |||||||||
NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND INSTITUTIONAL SERVICE CLASS | STATE STREET BANK | BOSTON | MA | 2111 | 6,538.910 | 6.29 | % | |||||||||
NATIONWIDE BOND FUND CLASS A | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 306,018.288 | 19.14 | % |
C-8
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BOND FUND CLASS A | UBS WM USA | WEEHAWKEN | NJ | 7086 | 198,057.068 | 12.39 | % | |||||||||
NATIONWIDE BOND FUND CLASS A | INSURANCE COMPANY INCGEORGIA TRANSPORTATION CAPTIVE | ROSWELL | GA | 30076 | 88,646.764 | 5.55 | % | |||||||||
NATIONWIDE BOND FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 45,281.205 | 28.15 | % | |||||||||
NATIONWIDE BOND FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 36,146.345 | 22.47 | % | |||||||||
NATIONWIDE BOND FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 18,797.860 | 11.69 | % | |||||||||
NATIONWIDE BOND FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 16,459.720 | 10.23 | % | |||||||||
NATIONWIDE BOND FUND CLASS R | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 27,166.964 | 100.00 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL BALANCED FUND | COLUMBUS | OH | 43215 | 6,998,708.557 | 23.62 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL MODERATE FUND | COLUMBUS | OH | 43215 | 5,805,126.602 | 19.59 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL CAPITAL APPRECIATION FUND | COLUMBUS | OH | 43215 | 4,658,461.745 | 15.72 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL CONSERVATIVE FUND | COLUMBUS | OH | 43215 | 3,892,688.738 | 13.14 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL MODERATELY CONSERVATIVE FUND | COLUMBUS | OH | 43215 | 2,831,585.447 | 9.56 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL MANAGED GROWTH FUND | COLUMBUS | OH | 43215 | 2,740,931.877 | 9.25 | % | |||||||||
NATIONWIDE BOND FUND CLASS R6 | NVIT CARDINAL MANAGED GROWTH & INCOME FUND | COLUMBUS | OH | 43215 | 1,781,510.017 | 6.01 | % | |||||||||
NATIONWIDE BOND FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 970,643.259 | 19.55 | % |
C-9
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BOND FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 801,529.797 | 16.14 | % | |||||||||
NATIONWIDE BOND FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 352,082.496 | 7.09 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,610,319.161 | 33.90 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,144,737.387 | 31.51 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 3,356,909.717 | 17.22 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,245,637.482 | 6.39 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 39,518.745 | 35.78 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS C | RBC CAPITAL MARKETS LLC | RICHLAND | WA | 99352 | 11,980.023 | 10.85 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 11,777.658 | 10.66 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS C | RBC CAPITAL MARKETS LLC | RICHLAND | WA | 99352 | 7,439.046 | 6.74 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS C | RBC CAPITAL MARKETS LLC | PROSSER | WA | 99350 | 6,162.783 | 5.58 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 11,400,204.833 | 19.21 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 8,343,994.860 | 14.06 | % |
C-10
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 7,129,414.017 | 12.01 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2025 | COLUMBUS | OH | 43215 | 5,971,441.825 | 10.06 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 5,919,674.285 | 9.97 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2030 | COLUMBUS | OH | 43215 | 5,286,000.036 | 8.91 | % | |||||||||
NATIONWIDE BOND INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2020 | COLUMBUS | OH | 43215 | 4,515,187.154 | 7.61 | % | |||||||||
NATIONWIDE BOND INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 352,209.556 | 53.03 | % | |||||||||
NATIONWIDE BOND INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 300,498.647 | 45.24 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS A | UBS WM USA | WEEHAWKEN | NJ | 7086 | 727,903.767 | 42.44 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 178,835.322 | 10.43 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS A | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 92,457.192 | 5.39 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 88,734.074 | 5.17 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | NVIT INVESTOR DESTINATIONS MODERATE FUND | COLUMBUS | OH | 43215 | 15,018,814.957 | 14.86 | % |
C-11
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | NVIT INVESTOR DESTINATIONS BALANCED FUND | COLUMBUS | OH | 43215 | 11,200,030.614 | 11.08 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94104 | 8,174,668.468 | 8.09 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | NVIT INVESTOR DESTINATIONS | COLUMBUS | OH | 43215 | 7,706,832.499 | 7.63 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | NVIT INVESTOR DESTINATIONS MANAGED GROWTH FUND | COLUMBUS | OH | 43215 | 6,876,335.835 | 6.80 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | MODERATELY CONSERVATIVE FUNDNVIT INVESTOR DESTINATIONS | COLUMBUS | OH | 43215 | 6,540,143.955 | 6.47 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | NVIT INV DEST CAP APPRECIATION FUND | COLUMBUS | OH | 43215 | 6,158,359.359 | 6.09 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 5,144,997.805 | 5.09 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 5,130,771.640 | 5.08 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 433,658.730 | 27.46 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 390,483.219 | 24.73 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 341,318.496 | 21.61 | % | |||||||||
NATIONWIDE CORE PLUS BOND FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 185,664.907 | 11.76 | % |
C-12
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2025 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,185,329.449 | 81.84 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,841,134.390 | 99.55 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,662,633.677 | 79.76 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 572,395.599 | 8.06 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 445,480.104 | 6.27 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,038,170.047 | 42.64 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,425,364.350 | 38.31 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,210,579.929 | 8.55 | % | |||||||||
NATIONWIDE DESTINATION 2025 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 887,396.975 | 6.27 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,282,476.981 | 86.39 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 256,568.642 | 5.18 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 6,438,562.041 | 99.05 | % |
C-13
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 6,820,362.469 | 81.83 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 564,008.716 | 6.77 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 475,099.214 | 5.70 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,844,860.800 | 44.03 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,391,902.936 | 34.68 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,646,582.893 | 10.59 | % | |||||||||
NATIONWIDE DESTINATION 2030 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 910,213.282 | 5.85 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,701,251.586 | 87.07 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,112,788.087 | 98.92 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,836,589.029 | 79.19 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 555,317.878 | 9.09 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 345,631.087 | 5.66 | % |
C-14
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2035 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,398,125.768 | 46.24 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,202,566.875 | 36.00 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,136,220.240 | 9.73 | % | |||||||||
NATIONWIDE DESTINATION 2035 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 610,690.371 | 5.23 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,494,947.747 | 85.51 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,524,828.590 | 98.81 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,289,776.325 | 82.36 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 339,028.254 | 6.51 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 329,569.431 | 6.33 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,944,663.556 | 49.64 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,157,918.982 | 31.70 | % | |||||||||
NATIONWIDE DESTINATION 2040 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 867,119.563 | 8.70 | % |
C-15
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2040 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 507,194.656 | 5.09 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,890,752.161 | 84.23 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,481,598.272 | 99.10 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,186,599.024 | 87.98 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,488,802.079 | 50.41 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,132,506.150 | 30.81 | % | |||||||||
NATIONWIDE DESTINATION 2045 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 702,518.127 | 10.15 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,962,423.423 | 86.67 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 261,659.324 | 7.65 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,921,550.943 | 99.19 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,851,265.239 | 86.54 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 260,915.566 | 5.86 | % |
C-16
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2050 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,079,208.717 | 51.28 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,423,657.286 | 23.71 | % | |||||||||
NATIONWIDE DESTINATION 2050 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 999,225.227 | 16.64 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,292,046.464 | 93.50 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,217,785.946 | 98.15 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,459,702.708 | 80.07 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 288,649.403 | 15.83 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,284,015.398 | 61.42 | % | |||||||||
NATIONWIDE DESTINATION 2055 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 722,289.709 | 34.55 | % | |||||||||
NATIONWIDE DESTINATION 2060 FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 768,873.879 | 95.69 | % | |||||||||
NATIONWIDE DESTINATION 2060 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 261,360.843 | 99.97 | % | |||||||||
NATIONWIDE DESTINATION 2060 FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 598,770.131 | 90.14 | % |
C-17
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION 2060 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 692,719.830 | 66.42 | % | |||||||||
NATIONWIDE DESTINATION 2060 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 305,242.567 | 29.27 | % | |||||||||
NATIONWIDE DESTINATION 2065 FUND CLASS A | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 500.033 | 100.00 | % | |||||||||
NATIONWIDE DESTINATION 2065 FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,004.671 | 66.77 | % | |||||||||
NATIONWIDE DESTINATION 2065 FUND CLASS R | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 500.086 | 33.23 | % | |||||||||
NATIONWIDE DESTINATION 2065 FUND CLASS R6 | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 98,654.245 | 98.94 | % | |||||||||
NATIONWIDE DESTINATION 2065 FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 500.408 | 100.00 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,013,660.337 | 77.76 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,345,411.859 | 97.61 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,578,954.577 | 78.25 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 234,076.940 | 11.60 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 101,685.216 | 5.04 | % |
C-18
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,231,437.232 | 45.90 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,020,820.406 | 38.05 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 184,251.197 | 6.87 | % | |||||||||
NATIONWIDE DESTINATION RETIREMENT FUND (FORMERLY, NATIONWIDE DESTINATION 2015 FUND) INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 172,167.541 | 6.42 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 1,200,392.813 | 48.22 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 358,401.218 | 14.40 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 156,576.885 | 6.29 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 72,482.855 | 36.35 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 44,152.262 | 22.14 | % |
C-19
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 12,078.015 | 6.06 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS C | WILMA LOCHNER | MILWAUKEE | WI | 53207 | 10,690.115 | 5.36 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS C | NANCY TEMPLETON | AVINGER | TX | 75630 | 10,549.585 | 5.29 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 76,422.525 | 69.14 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS R7 | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 13,636.901 | 12.34 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS R8 | U.S. BANCORP INVESTMENTS INC.^ | SAINT PAUL | MN | 55107 | 12,709.154 | 11.50 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND CLASS R9 | CAPINCO | MILWAUKEE | WI | 53212 | 7,768.097 | 7.03 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND INSTITUTIONAL SERVICE CLASS | PIMS/PRUDENTIAL RETIREMENT | BOWLING GREEN | KY | 42101 | 128,084.387 | 33.90 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND INSTITUTIONAL SERVICE CLASS | PIMS/PRUDENTIAL RETIREMENT | ONTARIO | CA | 91761 | 74,643.219 | 19.76 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 48,052.806 | 12.72 | % | |||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 28,430.365 | 7.53 | % |
C-20
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE DIAMOND HILL LARGE CAP CONCENTRATED FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 19,221.517 | 5.09 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | DANNY KIEFER | STERLING | OH | 44276 | 2,816.734 | 35.74 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | RITU GUPTA | DUBLIN | OH | 43016 | 1,995.046 | 25.32 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | JOHN LABARGE | CHAMPLAIN | NY | 12919 | 674.072 | 8.55 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 536.512 | 6.81 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | JOHN LABARGE | CHAMPLAIN | NY | 12919 | 497.697 | 6.32 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS A | MICHELE ARMANI | PLATTSBURGH | NY | 12901 | 424.845 | 5.39 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS C | NATIONWIDE FINANCIAL SERVICES INC | COLUMBUS | OH | 43215 | 781.888 | 100.00 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 2,888,974.551 | 39.20 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 2,443,122.862 | 33.15 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 915,044.493 | 12.42 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 680,479.920 | 9.23 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY CONSERVATIVE | COLUMBUS | OH | 43215 | 441,434.714 | 5.99 | % |
C-21
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 1,664.416 | 45.93 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 1,123.535 | 31.00 | % | |||||||||
NATIONWIDE EMERGING MARKETS DEBT FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE FINANCIAL SERVICES INC | COLUMBUS | OH | 43215 | 835.897 | 23.07 | % | |||||||||
NATIONWIDE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 1,094,621.031 | 15.97 | % | |||||||||
NATIONWIDE FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 682,172.729 | 9.95 | % | |||||||||
NATIONWIDE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 371,640.045 | 5.42 | % | |||||||||
NATIONWIDE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 370,040.715 | 5.40 | % | |||||||||
NATIONWIDE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 15,854.187 | 25.08 | % | |||||||||
NATIONWIDE FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 9,460.020 | 14.96 | % | |||||||||
NATIONWIDE FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 9,196.628 | 14.55 | % | |||||||||
NATIONWIDE FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 4,414.514 | 6.98 | % | |||||||||
NATIONWIDE FUND CLASS R | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43215 | 247.742 | 55.23 | % |
C-22
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE FUND CLASS R | MID ATLANTIC TRUST COMPANY | PITTSBURGH | PA | 15222 | 199.351 | 44.44 | % | |||||||||
NATIONWIDE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 993,370.150 | 99.97 | % | |||||||||
NATIONWIDE FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 8,131,858.984 | 20.96 | % | |||||||||
NATIONWIDE FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,945,476.171 | 15.32 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 1,097,226.657 | 21.95 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 698,349.317 | 13.97 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94104 | 643,762.565 | 12.88 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 423,871.208 | 8.48 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 289,576.941 | 5.79 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 258,167.656 | 5.17 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 555,899.877 | 37.63 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 202,497.423 | 13.71 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 191,277.926 | 12.95 | % |
C-23
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 186,949.788 | 12.66 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS R6 | EDWARD D JONES & CO | SAINT LOUIS | MO | 63131 | 3,654,103.653 | 57.82 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS R6 | SEI PRIVATE TRUST COMPANY | OAKS | PA | 19456 | 1,060,714.941 | 16.78 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND CLASS R6 | SEI PRIVATE TRUST COMPANY | OAKS | PA | 19456 | 765,733.516 | 12.12 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | PIMS/PRUDENTIAL RETIREMENT | NEW YORK | NY | 10041 | 4,353,386.034 | 30.27 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 2,651,470.618 | 18.44 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 2,220,331.023 | 15.44 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 1,403,376.451 | 9.76 | % | |||||||||
NATIONWIDE GENEVA MID CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 1,003,140.970 | 6.98 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 454,261.746 | 32.62 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 165,713.717 | 11.90 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 122,871.216 | 8.82 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 89,640.733 | 6.44 | % |
C-24
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 145,404.124 | 24.37 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 135,077.894 | 22.64 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 94,188.012 | 15.78 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 42,009.238 | 7.04 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 883,707.026 | 20.36 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 487,791.187 | 11.24 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | MATRIX TRUST COMPANY | DENVER | CO | 80202 | 342,344.633 | 7.89 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | GREAT-WEST TRUST CO LLC | GREENWOOD VLG | CO | 80111 | 314,252.284 | 7.24 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | T ROWE PRICE SERVICES | OWINGS MILLS | MD | 21117 | 297,796.958 | 6.86 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND CLASS R6 | VANGUARD FIDUCIARY TRUST COMPANY | VALLEY FORGE | PA | 19482 | 234,372.990 | 5.40 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 2,963,357.177 | 25.60 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,078,670.928 | 17.96 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 958,191.923 | 8.28 | % |
C-25
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 935,719.248 | 8.08 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 779,198.888 | 6.73 | % | |||||||||
NATIONWIDE GENEVA SMALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 698,269.305 | 6.03 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS A | UBS WM USA | WEEHAWKEN | NJ | 7086 | 1,149,627.884 | 56.52 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 149,663.969 | 7.36 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 143,737.470 | 7.07 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS A | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 139,559.255 | 6.86 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 20,012.747 | 16.46 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 17,264.100 | 14.20 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 13,532.377 | 11.13 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 7,242.382 | 5.96 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 6,261.908 | 5.15 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | GERLACH & CO LLC CH100025 1 | TAMPA | FL | 33610 | 87,415.936 | 26.22 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | PERSHING LLC | JERSEY CITY | NJ | 7399 | 45,527.571 | 13.66 | % |
C-26
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | PAUL M ZELISKO TRUST 2 | CHICAGO | IL | 60652 | 43,497.433 | 13.05 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | VANGUARD BROKERAGE SERVICES | VALLEY FORGE | PA | 19482 | 36,301.203 | 10.89 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 27,174.603 | 8.15 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND CLASS R6 | SWISS BANK CORPORATION | WEEHAWKEN | NJ | 7086 | 26,776.870 | 8.03 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 86,530.765 | 36.75 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 38,952.059 | 16.54 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 34,698.305 | 14.74 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 20,607.630 | 8.75 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 17,156.290 | 7.29 | % | |||||||||
NATIONWIDE GLOBAL SUSTAINABLE EQUITY FUND INSTITUTIONAL SERVICE CLASS | HALL LIVING TRUST | DENVER | CO | 80209 | 14,961.442 | 6.35 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | DINA SIPOS | HELLERTOWN | PA | 18055 | 183,307.980 | 11.98 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | THOMAS TESCHER | RENO | NV | 89519 | 170,548.130 | 11.14 | % |
C-27
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | JASON DECIBUS | SPOTSWOOD | NJ | 8884 | 157,342.540 | 10.28 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 146,812.450 | 9.59 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | SARA FREITAG | WASHINGTON | DC | 20002 | 142,746.730 | 9.33 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 85,811,459.800 | 32.66 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 68,610,183.426 | 26.12 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 42,922,014.060 | 16.34 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND INVESTOR SHARES | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 18,257,272.277 | 6.95 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,668,713.190 | 99.74 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 178,561,568.210 | 70.65 | % | |||||||||
NATIONWIDE GOVERNMENT MONEY MARKET FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 34,629,035.150 | 13.70 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 322,242.152 | 31.15 | % |
C-28
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 100,833.671 | 9.75 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS A | STATE STREET BANK | BOSTON | MA | 2111 | 91,626.652 | 8.86 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | NVIT INVESTOR DESTINATIONS | COLUMBUS | OH | 43215 | 3,565,299.439 | 17.95 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 2,865,116.074 | 14.43 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | NVIT CARDINAL CONSERVATIVE | COLUMBUS | OH | 43215 | 2,786,123.233 | 14.03 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | MODERATELY CONSERVATIVE FUNDNVIT INVESTOR DESTINATIONS | COLUMBUS | OH | 43215 | 2,217,219.578 | 11.16 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | NVIT CARDINAL MODERATELY CONSERVATIVE | COLUMBUS | OH | 43215 | 1,391,310.128 | 7.01 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 1,216,383.789 | 6.12 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2020 | COLUMBUS | OH | 43215 | 1,194,070.944 | 6.01 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 1,115,179.163 | 5.62 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 1,028,660.860 | 5.18 | % |
C-29
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 682,364.993 | 26.94 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 284,124.173 | 11.22 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND INSTITUTIONAL SERVICE CLASS | ATTN NPIO TRADE DESK | DES MOINES | IA | 50392 | 194,134.652 | 7.66 | % | |||||||||
NATIONWIDE INFLATION-PROTECTED SECURITIES FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 139,885.929 | 5.52 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 10,096,274.080 | 41.41 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,862,328.434 | 24.04 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,604,113.785 | 10.68 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,121,720.717 | 8.70 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 121,882.879 | 22.13 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 31,292.828 | 5.68 | % |
C-30
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INTERNATIONAL INDEX FUND CLASS R | STATE STREET BANK | BOSTON | MA | 2111 | 1,093,549.013 | 35.60 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 34,583,232.144 | 24.78 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 28,391,293.246 | 20.35 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 22,300,691.095 | 15.98 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND R6 | NATIONWIDE TARGET DESTINATION 2030 | COLUMBUS | OH | 43215 | 7,102,268.978 | 5.09 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 296,704.202 | 35.83 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 218,109.304 | 26.34 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 141,329.190 | 17.07 | % | |||||||||
NATIONWIDE INTERNATIONAL INDEX FUND INSTITUTIONAL SERVICE CLASS | STATE STREET BANK | BOSTON | MA | 2111 | 72,752.548 | 8.79 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 3,211.668 | 29.99 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS A | LEE CUMMINGS | PLAIN CITY | OH | 43064 | 1,961.632 | 18.32 | % |
C-31
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS A | MICHAEL BIVENS | VIRGINIA BCH | VA | 23456 | 1,797.687 | 16.79 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS A | JANINE JACKSON | AURORA | CO | 80016 | 1,653.851 | 15.44 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | NVIT CARDINAL CAPITAL APPRECIATION | COLUMBUS | OH | 43215 | 9,143,020.537 | 17.68 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | NVIT CARDINAL MODERATE FUND | COLUMBUS | OH | 43215 | 6,827,134.333 | 13.20 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 6,260,435.296 | 12.11 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 5,234,482.242 | 10.12 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | NVIT CARDINAL BALANCED FUND | COLUMBUS | OH | 43215 | 4,906,438.821 | 9.49 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 3,901,065.982 | 7.54 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND CLASS R6 | NVIT CARDINAL MANAGED GROWTH FUND | COLUMBUS | OH | 43215 | 3,742,842.708 | 7.24 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 1,302,704.473 | 50.65 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 548,998.162 | 21.35 | % |
C-32
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND INSTITUTIONAL SERVICE CLASS | PNC SAXON & CO | CLASSEVELAND | OH | 44135 | 192,933.619 | 7.50 | % | |||||||||
NATIONWIDE INTERNATIONAL SMALL CAP FUND INSTITUTIONAL SERVICE CLASS | PNC SAXON & CO | CLASSEVELAND | OH | 44101 | 192,933.619 | 7.50 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,276,749.906 | 15.59 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 1,206,768.492 | 14.73 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 687,242.867 | 8.39 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS A | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 434,961.499 | 5.31 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 429,676.672 | 5.25 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 465,455.667 | 21.65 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 298,574.672 | 13.89 | % |
C-33
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 256,193.587 | 11.91 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS C | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 176,828.187 | 8.22 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 157,461.933 | 7.32 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 18,622,317.693 | 66.06 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,755,003.560 | 20.42 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,614,165.620 | 9.27 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE INSTITUTIONAL SERVICE CLASS | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 334,931.701 | 52.53 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE INSTITUTIONAL SERVICE CLASS | ASCENSUS TRUST COMPANY | FARGO | ND | 58106 | 56,851.978 | 8.92 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 51,487.458 | 8.07 | % |
C-34
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 32,967.298 | 5.17 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,493,475.126 | 97.64 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 24,347,832.813 | 37.61 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 15,278,788.949 | 23.60 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 7,331,301.663 | 11.32 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,103,941.898 | 9.43 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,886,237.177 | 9.09 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,703,187.818 | 5.72 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 751,625.713 | 9.08 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 720,424.997 | 8.70 | % |
C-35
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 715,529.268 | 8.64 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 668,006.899 | 8.07 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 586,042.676 | 7.08 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | UBS WM USA | WEEHAWKEN | NJ | 7086 | 575,491.291 | 6.95 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 449,603.580 | 5.43 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS A | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 440,559.105 | 5.32 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 2,801,071.145 | 24.51 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 1,482,911.063 | 12.97 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 1,046,014.927 | 9.15 | % |
C-36
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 966,957.479 | 8.46 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 911,761.939 | 7.98 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 865,901.685 | 7.58 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 672,701.942 | 5.89 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,454,449.329 | 95.55 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 7,426,631.106 | 81.07 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 3,347,396.050 | 19.66 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 2,746,677.387 | 16.13 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 2,663,745.900 | 15.64 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 1,763,314.254 | 10.35 | % |
C-37
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 1,745,582.725 | 10.25 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 1,436,633.135 | 8.44 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 975,966.823 | 5.73 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 941,818.482 | 5.53 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,411,082.280 | 29.68 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,799,922.568 | 24.37 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,498,821.644 | 21.75 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 897,678.415 | 7.81 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 639,636.139 | 5.57 | % |
C-38
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 2,545,604.186 | 18.08 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,662,148.023 | 11.81 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 1,301,526.246 | 9.24 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 582,020.054 | 11.63 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 541,237.077 | 10.82 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 529,489.107 | 10.58 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 507,733.932 | 10.15 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 444,389.342 | 8.88 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 343,871.257 | 6.87 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 8,369,149.166 | 95.17 | % |
C-39
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 17,487,649.616 | 29.76 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 17,205,082.278 | 29.28 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 11,685,505.560 | 19.88 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,487,050.687 | 7.64 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,995,872.083 | 5.10 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 30,185,660.166 | 71.21 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 7,929,325.256 | 18.71 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND INSTITUTIONAL SERVICE | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 542,361.456 | 44.20 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND INSTITUTIONAL SERVICE | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 133,025.337 | 10.84 | % |
C-40
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 38,493,952.459 | 75.38 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,669,309.282 | 13.06 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,268,665.995 | 6.40 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND INSTITUTIONAL SERVICE | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 539,341.507 | 27.13 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 2,756,915.876 | 17.65 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,038,358.852 | 13.05 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 912,637.272 | 5.84 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 399,190.857 | 12.02 | % |
C-41
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 312,121.015 | 9.39 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 296,808.585 | 8.93 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 281,803.603 | 8.48 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 252,047.653 | 7.59 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 252,018.505 | 7.59 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 232,181.641 | 6.99 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 11,183,229.988 | 98.83 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 25,793,661.195 | 32.33 | % |
C-42
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 22,480,351.479 | 28.18 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 13,719,009.482 | 17.20 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,151,020.848 | 6.46 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,731,460.294 | 5.93 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESSIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 4,065,228.314 | 5.10 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 11,669,545.662 | 82.57 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,001,316.452 | 7.09 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 231,747.285 | 37.60 | % |
C-43
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 97,990.826 | 15.90 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 83,178.622 | 13.49 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 46,276.341 | 7.51 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 35,131.954 | 5.70 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 34,529.927 | 5.60 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 864,745.038 | 13.95 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 448,702.802 | 7.24 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS A | PMC AMMUNITION | LOS ANGELES | CA | 90017 | 314,639.171 | 5.08 | % |
C-44
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 571,163.817 | 14.07 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 487,380.586 | 12.01 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 418,354.234 | 10.31 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 411,654.528 | 10.14 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 372,281.375 | 9.17 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 372,108.304 | 9.17 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 358,884.470 | 8.84 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND CLASS R | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,119,544.671 | 99.38 | % |
C-45
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,637,867.883 | 25.84 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,616,837.472 | 25.70 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,415,495.201 | 24.27 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,041,858.081 | 7.40 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 896,905.314 | 6.37 | % | |||||||||
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERVATIVE FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 791,688.466 | 5.62 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 276,738.401 | 61.83 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND INSTITUTIONAL SERVICE CLASS | PETER RAWLINGS | VILLANOVA | PA | 19085 | 42,668.115 | 9.53 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND INSTITUTIONAL SERVICE CLASS | LINDSAY SCHROLL | DALLAS | TX | 75230 | 34,262.609 | 7.66 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND INSTITUTIONAL SERVICE CLASS | HADLEY SCHROLL | BOSTON | MA | 2127 | 31,326.733 | 7.00 | % |
C-46
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43215 | 1,034,958.759 | 100.00 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS A | RANDALL RICHARDS | DALLAS | TX | 75254 | 1,017.311 | 24.37 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS A | DANIEL THEINE | DOUSMAN | WI | 53118 | 991.603 | 23.76 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS A | KATHLEEN GRIFFIN | LEXINGTON | SC | 29072 | 562.530 | 13.48 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS A | LAUREN BEATTY | STANFIELD | NC | 28163 | 492.272 | 11.79 | % | |||||||||
NATIONWIDE LONG/SHORT EQUITY FUND CLASS A | NATALIE ROBINSON | CHARLOTTE | NC | 28270 | 346.451 | 8.30 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 5,714,305.262 | 43.45 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 2,939,785.451 | 22.35 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 2,493,556.461 | 18.96 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 1,559,074.763 | 11.86 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 353,339.482 | 83.95 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 168,223.014 | 60.09 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 56,156.255 | 20.06 | % | |||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND EAGLE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 7,373,800.664 | 59.20 | % |
C-47
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE LOOMIS ALL CAP GROWTH FUND EAGLE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,614,350.950 | 37.05 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 4,693,167.815 | 35.68 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 2,219,807.042 | 16.88 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,766,478.336 | 13.43 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY CONSERVATIVE | COLUMBUS | OH | 43215 | 1,356,804.379 | 10.32 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 1,045,800.381 | 7.95 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | PIMS/PRUDENTIAL RETIREMENT | MORGAN HILL | CA | 95037 | 1,041,903.114 | 7.92 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 703,080.207 | 5.35 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 423,756.960 | 37.53 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 143,134.183 | 12.68 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 122,407.828 | 41.28 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 76,364.380 | 25.75 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 45,431.382 | 15.32 | % |
C-48
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE LOOMIS CORE BOND FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 14,620,018.556 | 48.46 | % | |||||||||
NATIONWIDE LOOMIS CORE BOND FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 12,549,804.717 | 41.59 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 825,037.235 | 42.65 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 675,534.184 | 34.92 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS R6 | INVESTOR DESTINATIONS CONSERVATIVE | COLUMBUS | OH | 43215 | 8,315,961.735 | 52.77 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 4,265,021.583 | 27.06 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 3,082,573.335 | 19.56 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 536,378.773 | 23.12 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS A | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 200,922.442 | 8.66 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 195,926.343 | 8.45 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 185,717.725 | 8.01 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 136,103.027 | 5.87 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 157,914.585 | 27.40 | % |
C-49
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 86,900.802 | 15.08 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 73,778.656 | 12.80 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 70,801.909 | 12.28 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 37,496.727 | 6.51 | % | |||||||||
NATIONWIDE LOOMIS SHORT TERM BOND FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 30,010.407 | 5.21 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND EAGLE CLASS | ROBERT ENICHEN | MORRISVILLE | PA | 19067 | 2,580.255 | 56.05 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND EAGLE CLASS | JOHN RUSSO | MANHATTAN BCH | CA | 90266 | 1,873.368 | 40.69 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 352.563 | 70.17 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND CLASS A | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 149.678 | 29.79 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND INSTITUTIONAL SERVICE CLASS | JANNEY MONTGOMERY SCOTT LLC | PHILADELPHIA | PA | 19103 | 3,254.683 | 95.60 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND CLASS K | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 2,782,438.863 | 17.34 | % | |||||||||
NATIONWIDE MELLON DISCIPLINED VALUE FUND CLASS R6 | NATIONWIDE LIFE INSURANCE | COLUMBUS | OH | 43215 | 150.026 | 100.00 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) EAGLE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 11,724,128.740 | 16.04 | % |
C-50
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS A | RBC CAPITAL MARKETS LLC | SOLANA BEACH | CA | 92075 | 370,265.524 | 7.04 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS A | RBC CAPITAL MARKETS LLC | SOLANA BEACH | CA | 92075 | 347,123.928 | 6.60 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 291,296.535 | 5.54 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 466,414.930 | 41.93 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 314,125.783 | 28.24 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 66,714.721 | 6.00 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS R | MID ATLANTIC TRUST COMPANY | PITTSBURGH | PA | 15222 | 9,500.854 | 90.04 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) CLASS R | MID ATLANTIC TRUST COMPANY | PITTSBURGH | PA | 15222 | 860.025 | 8.15 | % |
C-51
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 1,633,789.096 | 19.87 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 1,594,043.639 | 19.39 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 1,252,883.856 | 15.24 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 967,183.765 | 11.76 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 860,735.588 | 10.47 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 606,808.086 | 7.38 | % | |||||||||
NATIONWIDE MELLON DYNAMIC U.S. CORE FUND (FORMERLY, NATIONWIDE DYNAMIC U.S. GROWTH FUND) INSTITUTIONAL SERVICE CLASS | CAPINCO | MILWAUKEE | WI | 53212 | 600,912.380 | 7.31 | % |
C-52
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 8,258,181.855 | 24.27 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 7,888,486.440 | 23.18 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 4,327,315.087 | 12.72 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 3,378,880.276 | 9.93 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 394,695.537 | 40.24 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 374,884.486 | 38.22 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND INSTITUTIONAL SERVICE CLASS | UBS WM USA | WEEHAWKEN | NJ | 7086 | 114,354.825 | 11.66 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,923,569.819 | 29.73 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,927,717.996 | 23.71 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,839,823.926 | 11.11 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 1,474,851.541 | 8.90 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS A | STATE STREET BANK | BOSTON | MA | 2111 | 919,496.144 | 5.55 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 232,217.905 | 25.92 | % |
C-53
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 228,902.848 | 25.55 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 119,949.970 | 13.39 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 84,627.213 | 9.45 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 82,309.436 | 9.19 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 52,351.356 | 5.84 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R | STATE STREET BANK | BOSTON | MA | 2111 | 331,856.523 | 28.35 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 123,014.363 | 10.51 | % | |||||||||
NATIONWIDE MID CAP MARKET INDEX FUND CLASS R | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 68,749.473 | 5.87 | % | |||||||||
NATIONWIDE MULTI-CAP PORTFOLIO CLASS R6 | INVESTOR DESTINATIONS MODERATELY AGGRESSIVE | COLUMBUS | OH | 43215 | 54,787,401.705 | 26.46 | % | |||||||||
NATIONWIDE MULTI-CAP PORTFOLIO CLASS R6 | INVESTOR DESTINATIONS MODERATE | COLUMBUS | OH | 43215 | 37,160,406.753 | 17.94 | % | |||||||||
NATIONWIDE MULTI-CAP PORTFOLIO CLASS R6 | INVESTOR DESTINATIONS AGGRESSIVE | COLUMBUS | OH | 43215 | 37,120,983.705 | 17.93 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 597,697.102 | 17.75 | % |
C-54
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94104 | 475,458.416 | 14.12 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 424,604.989 | 12.61 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 213,322.819 | 6.34 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 183,386.960 | 5.45 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS A | GREAT-WEST TRUST COMPANY LLC TTEE/C | GREENWOOD VILLAGE | CO | 80111 | 171,584.300 | 5.10 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 189,363.628 | 25.69 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 162,519.927 | 22.05 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 110,343.081 | 14.97 | % |
C-55
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS C | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 68,217.124 | 9.25 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 46,647.747 | 6.33 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 453,444.078 | 19.46 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 449,265.044 | 19.28 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) INSTITUTIONAL SERVICE CLASS | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 199,587.749 | 8.57 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) INSTITUTIONAL SERVICE CLASS | MORGAN STANLEY SMITH BARNEY LLC | NEW YORK | NY | 10004 | 188,796.561 | 8.10 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) INSTITUTIONAL SERVICE CLASS | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 147,952.900 | 6.35 | % |
C-56
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 136,586.812 | 61.66 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS R6 | STATE STREET BANK | BOSTON | MA | 2111 | 21,108.134 | 9.53 | % | |||||||||
NATIONWIDE NYSE ARCA TECH 100 INDEX FUND (FORMERLY, NATIONWIDE ZIEGLER NYSE ARCA TECH 100 INDEX FUND) CLASS R6 | MID ATLANTIC TRUST COMPANY | PITTSBURGH | PA | 15222 | 16,112.431 | 7.27 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS A | STATE STREET BANK | BOSTON | MA | 2111 | 1,908,745.029 | 22.75 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS A | EMJAYCO | GREENWOOD VILLAGE | CO | 80111 | 689,101.180 | 8.21 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS A | RELIANCE TRUST COMPANY | ATLANTA | GA | 30357 | 577,027.365 | 6.88 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 522,718.741 | 6.23 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 931,248.454 | 28.48 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 720,446.677 | 22.03 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 372,324.063 | 11.39 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 312,249.351 | 9.55 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 285,819.513 | 8.74 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS R | STATE STREET BANK | BOSTON | MA | 2111 | 3,435,255.556 | 48.80 | % |
C-57
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 7,946,663.390 | 61.53 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,462,176.074 | 19.06 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND CLASS R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,157,724.380 | 8.96 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND INSTITUTIONAL SERVICE CLASSC | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 14,486,376.493 | 63.62 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND INSTITUTIONAL SERVICE CLASSC | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,662,673.726 | 24.87 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND INSTITUTIONAL SERVICE CLASSC | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 1,311,940.025 | 5.76 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND SERVICE CLASS | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 11,416,334.667 | 74.26 | % | |||||||||
NATIONWIDE S&P 500 INDEX FUND SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,258,956.858 | 21.20 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 2,630,837.754 | 35.95 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2030 | COLUMBUS | OH | 43215 | 748,844.497 | 10.23 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2035 | COLUMBUS | OH | 43215 | 734,251.759 | 10.03 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2040 | COLUMBUS | OH | 43215 | 640,269.067 | 8.75 | % |
C-58
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2045 | COLUMBUS | OH | 43215 | 558,165.983 | 7.63 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2025 | COLUMBUS | OH | 43215 | 547,371.786 | 7.48 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R6 | NATIONWIDE TARGET DESTINATION 2050 | COLUMBUS | OH | 43215 | 470,104.045 | 6.42 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 270,441.745 | 50.86 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 151,374.323 | 28.47 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND INSTITUTIONAL SERVICE CLASS | PERSHING LLC | JERSEY CITY | NJ | 7399 | 53,717.994 | 10.10 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 5,097,360.217 | 33.57 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS A | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,866,398.790 | 25.47 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 1,392,621.962 | 9.17 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS A | STATE STREET BANK | BOSTON | MA | 2111 | 1,278,330.431 | 8.42 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 223,601.337 | 43.86 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS C | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 83,155.455 | 16.31 | % | |||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 68,024.507 | 13.34 | % |
C-59
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE SMALL CAP INDEX FUND CLASS R | STATE STREET BANK | BOSTON | MA | 2111 | 1,162,120.953 | 66.03 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 81,970.175 | 25.42 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 69,097.149 | 21.43 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 35,392.903 | 10.98 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 22,352.997 | 6.93 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND CLASS A | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 16,496.496 | 5.12 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 6,301,016.486 | 52.10 | % | |||||||||
NATIONWIDE SMALL COMPANY GROWTH FUND INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 4,422,269.742 | 36.56 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 190,951.253 | 46.75 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 91,371.760 | 22.37 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND R6 | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 52,838.640 | 12.94 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 45,653.353 | 11.18 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 3,997,316.343 | 54.80 | % |
C-60
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE U.S. SMALL CAP VALUE INSTITUTIONAL SERVICE CLASS | NATIONWIDE LIFE INSURANCE COMPANY | COLUMBUS | OH | 43218 | 2,371,138.057 | 32.51 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS A | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 61,295.670 | 23.76 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS A | FIRST CLASSEARING LLC | SAINT LOUIS | MO | 63103 | 18,486.710 | 7.17 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS A | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 13,027.954 | 5.05 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 14,708.954 | 17.04 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 8,911.036 | 10.32 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | CETERA INVESTMENT SVCS (FBO) | BAY SPRINGS | MS | 39422 | 6,464.883 | 7.49 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 6,275.190 | 7.27 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 6,136.304 | 7.11 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 6,074.286 | 7.04 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | UBS WM USA | WEEHAWKEN | NJ | 7086 | 5,714.855 | 6.62 | % | |||||||||
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 4,668.669 | 5.41 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 257,638.218 | 42.23 | % |
C-61
Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 56,390.301 | 9.24 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND A | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 48,080.339 | 7.88 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND A | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 43,199.520 | 7.08 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 80,408.932 | 32.48 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 42,916.289 | 17.34 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 33,601.875 | 13.57 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 26,899.048 | 10.87 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 19,658.192 | 7.94 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 17,704.454 | 7.15 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND R6 | MATRIX TRUST COMPANY | DENVER | CO | 80202 | 44,835.248 | 36.18 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 36,178.725 | 29.20 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND R6 | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 27,749.498 | 22.40 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 438,158.445 | 28.50 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 273,171.724 | 17.77 | % |
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Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | WELLS FARGO BANK NA | MINNEAPOLIS | MN | 55480 | 124,689.759 | 8.11 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | PERSHING LLC | JERSEY CITY | NJ | 7399 | 121,507.648 | 7.90 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 106,265.966 | 6.91 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 97,076.685 | 6.31 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 91,710.178 | 5.96 | % | |||||||||
NATIONWIDE WCM FOCUSED SMALL CAP FUND INSTITUTIONAL SERVICE | UBS WM USA | WEEHAWKEN | NJ | 7086 | 88,455.846 | 5.75 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCCOME FUND INSTITUTIONAL SERVICE CLASS | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 312,478.410 | 45.98 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCCOME FUND INSTITUTIONAL SERVICE CLASS | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 114,958.765 | 16.91 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCCOME FUND INSTITUTIONAL SERVICE CLASS | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 71,471.897 | 10.52 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCCOME FUND INSTITUTIONAL SERVICE CLASS | DEFAULTSEI-PRIVAT | OAKS | PA | 19456 | 50,032.569 | 7.36 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCCOME FUND INSTITUTIONAL SERVICE CLASS | DEFAULTSEI-PRIVAT | OAKS | PA | 19456 | 49,712.244 | 7.31 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS A | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 500,047.020 | 36.05 | % |
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Fund Name/Class | Shareholder | City | State | Zip | Number of Shares | % of Ownership | ||||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS A | NATIONAL FINANCIAL SERVICES LLC | JERSEY CITY | NJ | 7310 | 95,593.137 | 6.89 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS A | PERSHING LLC | JERSEY CITY | NJ | 7399 | 82,292.230 | 5.93 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | WELLS FARGO CLASSEARING SERVICES LLC | SAINT LOUIS | MO | 63103 | 74,068.877 | 22.74 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | PERSHING LLC | JERSEY CITY | NJ | 7399 | 47,755.479 | 14.66 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | MERRILL LYNCH PIERCE FENNER & SMITH | JACKSONVILLE | FL | 32246 | 41,708.261 | 12.80 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | CHARLES SCHWAB & CO INC | SAN FRANCISCO | CA | 94105 | 39,074.790 | 12.00 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | RAYMOND JAMES & ASSOC INC | ST PETERSBURG | FL | 33716 | 26,402.962 | 8.11 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS C | LPL FINANCIAL | SAN DIEGO | CA | 92121 | 24,634.278 | 7.56 | % | |||||||||
NATIONWIDE ZIEGLER EQUITY INCOME FUND CLASS R6 | NATIONWIDE TRUST COMPANY FSB | COLUMBUS | OH | 43218 | 49,230.729 | 100.00 | % |
C-64
Nationwide is on your side PROXY CARD SIGN, DATE AND VOTE ON THE REVERSE SIDE YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. PLEASE CAST YOUR PROXY VOTE TODAY! SHAREHOLDER'S REGISTRATION PRINTED HERE ***BOXES FOR TYPSETTING PURPOSES ONLY*** THIS BOX AND BOX ABOVE ARE NOT PRINTED ON ACTUAL PROXY BALLOTS. THEY IDENTIFY LOCATION OF WINDOWS ON OUTBOUND 9X12 ENVELOPES. PROXY VOTING OPTIONS 1. MAIL your signed and voted proxy back in the postage paid envelope provided 2. ONLINE at vote.proxyonline.com using your proxy control number found below 3. By PHONE when you dial toll-free 888-227-9349 to reach an automated touchtone voting line 12345678910 Nationwide Mutual Funds PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON SEPTEMBER 24, 2020 The undersigned, revoking prior proxies, hereby appoints Stephen R. Rimes, Allan J. Oster, and Amy Haid, and each of them, as attorneys-in-fact and proxies of the undersigned, granted in connection with the voting of the shares subject hereto with full power of substitution, to vote shares held in the name of the undersigned on the record date at the Special Meeting of Shareholders of Nationwide Mutual Funds to be held at 10 West Nationwide Boulevard, Columbus, Ohio, 43215, on September 24, 2020, at 10:30 a.m. Eastern Time, or at any adjournment(s) or postponement(s) thereof, upon the Proposal described in the Notice of Meeting and accompanying Proxy Statement, which have been received by the undersigned, and to vote on any other business that may properly come before the Meeting or any adjournment(s) or postponement(s) thereof. Do you have questions? If you have any questions about how to vote your proxy or about the meeting in general, please call toll-free (800) 848-0920. Representatives are available to assist you Monday through Friday 9 a.m. to 8 p.m. Eastern Time. Important Notice Regarding the Availability of Proxy Materials for this Special Meeting of Shareholders to Be Held on September 24, 2020. The proxy statement for this meeting is available at: https://www.nationwide.com/personal/investing/mutual-funds/shareholder-news/ [PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] 4394055
NATIONWIDE MUTUAL FUNDS NATIONWIDE MUTUAL FUNDS YOUR SIGNATURE IS REQUIRED FOR YOUR VOTE TO BE COUNTED. The signer(s) acknowledges receipt with this Proxy Statement of the Board of Trustees. Your signature(s) on this should be exactly as your name(s) appearon this Proxy (reverse side).If the shares are held jointly,each holder should sign this Proxy.Attorneys-in-fact,executors,administrators,trusteesorguardiansshouldindicatethe full title and capacity inwhich the yaresigning. SIGNATURE (AND TITLE IF APPLICABLE) DATE SIGNATURE (IF HELD JOINTLY) DATE This proxy is solicited on behalf of the Board of Trustees of Nationwide Mutual Funds (the "Trust"), and the Proposal has been unanimously approved by the Board of Trustees and recommended for approval by shareholders. When properly executed, this proxy will be voted as indicated or "FOR ALL" proposed nominees of the Trust if no choice is indicated. The proxy will be voted in accordance with the proxy holders' best judgment as to any other matters that may arise at the Special Meeting. THE BOARD OF TRUSTEES RECOMMENDS THAT YOU VOTE "FOR" ALL NOMINEES. TO VOTE, MARK CIRCLES BELOW IN BLUE OR BLACK INK AS FOLLOWS. Example: " 1. To elect the following individuals as Trustees of Nationwide Mutual Funds: FOR ALL WITHHOLD ALLFOR ALL EXCEPT 1. Paula H. J. Cholmondeley 2. Lorn C. Davis 3. Phyllis Kay Dryden 4. Barbara I. Jacobs 5. Keith F. Karlawish 6. Carol A. Kosel 7. Douglas F. Kridler 8. David E. Wezdenko 9. M. Diane Koken To withhold authority to vote for any individual nominee write the number(s) of the nominee(s) on the line below. 2. To vote on any other business that may properly come before the Meeting or any adjournment(s) thereof. [PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] 4394055
THANK YOU FOR VOTING [PROXY ID NUMBER HERE] [BAR CODE HERE] [CUSIP HERE] 4394055