The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
26 CAPITAL ACQUISITION CORP | COM CL A | 90138P100 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
7GC & CO HOLDINGS INC | COM CL A | 81786A107 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 964 | 8,025 | SH | SOLE | 8,025 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,441 | 23,096 | SH | SOLE | 23,096 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 896 | 9,255 | SH | SOLE | 9,255 | 0 | 0 | ||
ADIT EDTECH ACQUISITION CORP | COMMON STOCK | 007024102 | 281 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,697 | 3,440 | SH | SOLE | 3,440 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,421 | 17,350 | SH | SOLE | 17,350 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 584 | 2,075 | SH | SOLE | 2,075 | 0 | 0 | ||
AIRBNB INC | COM CL A | 009066101 | 3,511 | 19,467 | SH | SOLE | 19,467 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 518 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 492 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 301 | 146 | SH | SOLE | 146 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,393 | 1,068 | SH | SOLE | 1,068 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 4,687 | 91,618 | SH | SOLE | 91,618 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 8,292 | 2,542 | SH | SOLE | 2,542 | 0 | 0 | ||
AMDOCS LTD | SHS | G02602103 | 401 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 218 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 238 | 2,813 | SH | SOLE | 2,813 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 448 | 3,042 | SH | SOLE | 3,042 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,065 | 4,292 | SH | SOLE | 4,292 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 199 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 669 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 12,384 | 99,527 | SH | SOLE | 99,527 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 144 | 25,415 | SH | SOLE | 25,415 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | COM CL A | G33032106 | 345 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 507 | 1,830 | SH | SOLE | 1,830 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 4,237 | 35,323 | SH | SOLE | 35,323 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 472 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ASTREA ACQUISITION CORP | COM CL A | 04637C106 | 204 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,559 | 182,786 | SH | SOLE | 182,786 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 594 | 2,730 | SH | SOLE | 2,730 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 456 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
AUTONATION INC | COM | 05329W102 | 466 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 3,891 | 27,703 | SH | SOLE | 27,703 | 0 | 0 | ||
AVNET INC | COM | 053807103 | 397 | 9,570 | SH | SOLE | 9,570 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,148 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 1,105 | 35,013 | SH | SOLE | 35,013 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 432 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 3,563 | 9 | SH | SOLE | 9 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 246 | 964 | SH | SOLE | 964 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 312 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 330 | 8,519 | SH | SOLE | 8,519 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 367 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 612 | 38,955 | SH | SOLE | 38,955 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 713 | 946 | SH | SOLE | 946 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 26,968 | 361,680 | SH | SOLE | 361,680 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 851 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
BOQII HLDG LTD | SPONSORED ADS | 09950L104 | 3,176 | 570,192 | SH | SOLE | 570,192 | 0 | 0 | ||
BOWX ACQUISITION CORP | CL A | 103085106 | 128 | 10,242 | SH | SOLE | 10,242 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,567 | 40,884 | SH | SOLE | 40,884 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 998 | 2,073 | SH | SOLE | 2,073 | 0 | 0 | ||
BROADMARK RLTY CAP INC | COM | 11135B100 | 157 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CADENCE BANCORPORATION | CL A | 12739A100 | 207 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 18,249 | 823,517 | SH | SOLE | 823,517 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 235 | 23,962 | SH | SOLE | 23,962 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 197 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 319 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
CELANESE CORP DEL | COM | 150870103 | 755 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 332 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 758 | 1,239 | SH | SOLE | 1,239 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,090 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 1,079 | 4,493 | SH | SOLE | 4,493 | 0 | 0 | ||
CINTAS CORP | COM | 172908105 | 4,329 | 12,357 | SH | SOLE | 12,357 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 351 | 6,775 | SH | SOLE | 6,775 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 443 | 2,283 | SH | SOLE | 2,283 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 453 | 6,443 | SH | SOLE | 6,443 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 932 | 17,681 | SH | SOLE | 17,681 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 475 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 392 | 4,920 | SH | SOLE | 4,920 | 0 | 0 | ||
COLLABORATIVE INVESTMNT SER | RAREVIEW DYNAMIC | 19423L722 | 315 | 10,991 | SH | SOLE | 10,991 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 594 | 10,877 | SH | SOLE | 10,877 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 342 | 6,458 | SH | SOLE | 6,458 | 0 | 0 | ||
CRINETICS PHARMACEUTICALS IN | COM | 22663K107 | 306 | 18,600 | SH | SOLE | 18,600 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 308 | 1,787 | SH | SOLE | 1,787 | 0 | 0 | ||
CROWN ELECTROKINETICS CORP | COM NEW | 228339206 | 275 | 63,758 | SH | SOLE | 63,758 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 727 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 4,385 | 352,534 | SH | SOLE | 352,534 | 0 | 0 | ||
CULLEN FROST BANKERS INC | COM | 229899109 | 218 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 301 | 1,161 | SH | SOLE | 1,161 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,803 | 24,024 | SH | SOLE | 24,024 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 508 | 21,755 | SH | SOLE | 21,755 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 805 | 9,290 | SH | SOLE | 9,290 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 201 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 369 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 218 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
DISH NETWORK CORPORATION | CL A | 25470M109 | 411 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 3,235 | 17,282 | SH | SOLE | 17,282 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 6,544 | 31,814 | SH | SOLE | 31,814 | 0 | 0 | ||
DPCM CAP INC | COM CL A | 23344P101 | 302 | 29,995 | SH | SOLE | 29,995 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 441 | 15,970 | SH | SOLE | 15,970 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 303 | 3,142 | SH | SOLE | 3,142 | 0 | 0 | ||
E L F BEAUTY INC | COM | 26856L103 | 268 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EARTHSTONE ENERGY INC | CL A | 27032D304 | 1,075 | 150,300 | SH | SOLE | 150,300 | 0 | 0 | ||
EAST STONE ACQUISITION CORP | RIGHT 12/31/2026 | G2911D132 | 3 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 332 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 1,201 | 5,597 | SH | SOLE | 5,597 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 388 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 9,325 | 316,640 | SH | SOLE | 316,640 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 760 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 915 | 118,580 | SH | SOLE | 118,580 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 16,210 | 735,947 | SH | SOLE | 735,947 | 0 | 0 | ||
EQUIFAX INC | COM | 294429105 | 380 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 336 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 620 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 4,533 | 81,191 | SH | SOLE | 81,191 | 0 | 0 | ||
EZCORP INC | CL A NON VTG | 302301106 | 509 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,703 | 5,530 | SH | SOLE | 5,530 | 0 | 0 | ||
FAST ACQUISITION CORP | COM CL A | 311875108 | 557 | 44,923 | SH | SOLE | 44,923 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 893 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 6,974 | 569,300 | SH | SOLE | 569,300 | 0 | 0 | ||
GALILEO ACQUISITION CORP | SHS | G3770A102 | 338 | 33,780 | SH | SOLE | 33,780 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 591 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 386 | 28,877 | SH | SOLE | 28,877 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 321 | 5,590 | SH | SOLE | 5,590 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 334 | 35,700 | SH | SOLE | 35,700 | 0 | 0 | ||
GIGCAPITAL2 INC | COM | 375036100 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 739 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 285 | 6,750 | SH | SOLE | 6,750 | 0 | 0 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 789 | 36,950 | SH | SOLE | 36,950 | 0 | 0 | ||
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 6,260 | 249,310 | SH | SOLE | 249,310 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,946 | 5,960 | SH | SOLE | 5,960 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 87 | 123,667 | SH | SOLE | 123,667 | 0 | 0 | ||
HALLADOR ENERGY COMPANY | COM | 40609P105 | 25 | 13,165 | SH | SOLE | 13,165 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 678 | 3,631 | SH | SOLE | 3,631 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 451 | 28,372 | SH | SOLE | 28,372 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,743 | 5,710 | SH | SOLE | 5,710 | 0 | 0 | ||
HORMEL FOODS CORP | COM | 440452100 | 251 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
HP INC | COM | 40434L105 | 545 | 16,872 | SH | SOLE | 16,872 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 407 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 404 | 19,734 | SH | SOLE | 19,734 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,038 | 15,695 | SH | SOLE | 15,695 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,786 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 300 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
INTUIT | COM | 461202103 | 1,762 | 4,396 | SH | SOLE | 4,396 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 50,016 | 156,725 | SH | SOLE | 156,725 | 0 | 0 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 379 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 502 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES | 464285105 | 163 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 18,627 | 45,660 | SH | SOLE | 45,660 | 0 | 0 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 459 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 269 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 1,207 | 10,925 | SH | SOLE | 10,925 | 0 | 0 | ||
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 513 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 599 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,438 | 8,770 | SH | SOLE | 8,770 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,124 | 7,254 | SH | SOLE | 7,254 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 1,406 | 5,324 | SH | SOLE | 5,324 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 439 | 61,200 | SH | SOLE | 61,200 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,152 | 68,620 | SH | SOLE | 68,620 | 0 | 0 | ||
KINS TECHNOLOGY GROUP INC | COM CL A | 49714K109 | 247 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KINSALE CAP GROUP INC | COM | 49714P108 | 495 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 609 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | 481 | 8,162 | SH | SOLE | 8,162 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 557 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 421 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 402 | 34,100 | SH | SOLE | 34,100 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 2,795 | 4,242 | SH | SOLE | 4,242 | 0 | 0 | ||
LANDMARK INFRASTRCTUR PARTR | COM UNIT LTD | 51508J108 | 212 | 17,960 | SH | SOLE | 17,960 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 1,887 | 10,179 | SH | SOLE | 10,179 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 756 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
LIONHEART ACQUISITION CORP I | COM CL A | 53625R104 | 2,785 | 282,163 | SH | SOLE | 282,163 | 0 | 0 | ||
LISTED FD TR | TRUESHS ESG ACTV | 53656F813 | 2,788 | 76,330 | SH | SOLE | 76,330 | 0 | 0 | ||
LISTED FD TR | TRUESHS TECH AI | 53656F821 | 3,395 | 81,250 | SH | SOLE | 81,250 | 0 | 0 | ||
LITTELFUSE INC | COM | 537008104 | 534 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 524 | 1,389 | SH | SOLE | 1,389 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 292 | 5,494 | SH | SOLE | 5,494 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,104 | 5,706 | SH | SOLE | 5,706 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 964 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 237 | 17,720 | SH | SOLE | 17,720 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 316 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 659 | 20,915 | SH | SOLE | 20,915 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 251 | 5,550 | SH | SOLE | 5,550 | 0 | 0 | ||
MAIN STR CAP CORP | COM | 56035L104 | 8,288 | 211,696 | SH | SOLE | 211,696 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 481 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 | 121 | 12,495 | SH | SOLE | 12,495 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,699 | 4,621 | SH | SOLE | 4,621 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 3,174 | 83,899 | SH | SOLE | 83,899 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 560 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 651 | 3,370 | SH | SOLE | 3,370 | 0 | 0 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 421 | 19,800 | SH | SOLE | 19,800 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 572 | 4,744 | SH | SOLE | 4,744 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,642 | 21,544 | SH | SOLE | 21,544 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 149 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MERUS N V | COM | N5749R100 | 554 | 24,870 | SH | SOLE | 24,870 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,456 | 14,143 | SH | SOLE | 14,143 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 32 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MISSION PRODUCE INC | COM | 60510V108 | 190 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 786 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 548 | 2,370 | SH | SOLE | 2,370 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,484 | 25,126 | SH | SOLE | 25,126 | 0 | 0 | ||
MOTIVE CAPITAL CORP | SHS CL A | G6293A103 | 239 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 899 | 4,735 | SH | SOLE | 4,735 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 203 | 7,823 | SH | SOLE | 7,823 | 0 | 0 | ||
MURPHY USA INC | COM | 626755102 | 288 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NEW BEGINNINGS ACQUISITION C | COM | 64222H100 | 407 | 39,600 | SH | SOLE | 39,600 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 271 | 21,875 | SH | SOLE | 21,875 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 196 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 323 | 4,268 | SH | SOLE | 4,268 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 550 | 4,030 | SH | SOLE | 4,030 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 48 | 12,031 | SH | SOLE | 12,031 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 584 | 2,175 | SH | SOLE | 2,175 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 308 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 479 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 522 | 35,007 | SH | SOLE | 35,007 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 222 | 16,270 | SH | SOLE | 16,270 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 152 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 494 | 32,372 | SH | SOLE | 32,372 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 2,815 | 5,020 | SH | SOLE | 5,020 | 0 | 0 | ||
OMNICHANNEL ACQUISITION CORP | COM CL A | 68218L108 | 139 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 719 | 14,199 | SH | SOLE | 14,199 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,378 | 18,610 | SH | SOLE | 18,610 | 0 | 0 | ||
OYSTER ENTERPRISES ACQ CORP | COM CL A | 69242M104 | 338 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 536 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 6,215 | 24,336 | SH | SOLE | 24,336 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 546 | 3,815 | SH | SOLE | 3,815 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,832 | 50,838 | SH | SOLE | 50,838 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 4,649 | 52,463 | SH | SOLE | 52,463 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,048 | 10,280 | SH | SOLE | 10,280 | 0 | 0 | ||
PMV CONSUMER ACQUISITION COR | COM | 693486102 | 490 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 655 | 3,676 | SH | SOLE | 3,676 | 0 | 0 | ||
PRA GROUP INC | COM | 69354N106 | 490 | 13,421 | SH | SOLE | 13,421 | 0 | 0 | ||
PRECIGEN INC | COM | 74017N105 | 241 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,249 | 9,170 | SH | SOLE | 9,170 | 0 | 0 | ||
PROGRESS ACQUISITION CORP | COM CL A | 74327P105 | 307 | 31,500 | SH | SOLE | 31,500 | 0 | 0 | ||
PROPERTY SOLUTIONS ACQUISITI | COM | 74348Q108 | 281 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 211 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 740 | 9,545 | SH | SOLE | 9,545 | 0 | 0 | ||
REDFIN CORP | COM | 75737F108 | 534 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
RELIANCE GLOBAL GROUP INC | COM NEW | 75946W207 | 65 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
REMARK HLDGS INC | COM | 75955K102 | 2,041 | 895,300 | SH | SOLE | 895,300 | 0 | 0 | ||
RESMED INC | COM | 761152107 | 907 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 787 | 11,824 | SH | SOLE | 11,824 | 0 | 0 | ||
RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 | 195 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 1,163 | 27,709 | SH | SOLE | 27,709 | 0 | 0 | ||
ROTH CH ACQUISITION II CO | *W EXP 09/16/202 | 778673111 | 344 | 271,150 | SH | SOLE | 271,150 | 0 | 0 | ||
ROTH CH ACQUISITION II CO | COM | 778673103 | 5,374 | 542,300 | SH | SOLE | 542,300 | 0 | 0 | ||
ROTH CH ACQUISITION III CO | UNIT 02/26/2026 | 77867Q201 | 8,730 | 873,035 | SH | SOLE | 873,035 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,276 | 5,781 | SH | SOLE | 5,781 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 268 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SEABOARD CORP DEL | COM | 811543107 | 922 | 250 | SH | SOLE | 250 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 330 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 354 | 2,108 | SH | SOLE | 2,108 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 408 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 4,631 | 9,069 | SH | SOLE | 9,069 | 0 | 0 | ||
SIGMATRON INTL INC | COM | 82661L101 | 259 | 48,314 | SH | SOLE | 48,314 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | CL A SHS | G81355102 | 194 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 367 | 79,008 | SH | SOLE | 79,008 | 0 | 0 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 1,511 | 141,500 | SH | SOLE | 141,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 285 | 720 | SH | SOLE | 720 | 0 | 0 | ||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 305 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
SPRING VY ACQUISITION CORP | CL A | G8377A108 | 1,305 | 130,419 | SH | SOLE | 130,419 | 0 | 0 | ||
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 787 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 1,258 | 5,163 | SH | SOLE | 5,163 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 606 | 5,363 | SH | SOLE | 5,363 | 0 | 0 | ||
STELLUS CAP INVT CORP | COM | 858568108 | 286 | 22,509 | SH | SOLE | 22,509 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 561 | 2,266 | SH | SOLE | 2,266 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 893 | 4,860 | SH | SOLE | 4,860 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 344 | 10,840 | SH | SOLE | 10,840 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 637 | 3,121 | SH | SOLE | 3,121 | 0 | 0 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 204 | 14,150 | SH | SOLE | 14,150 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 1,826 | 122,558 | SH | SOLE | 122,558 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,187 | 6,167 | SH | SOLE | 6,167 | 0 | 0 | ||
TFF PHARMACEUTICALS INC | COM | 87241J104 | 278 | 21,326 | SH | SOLE | 21,326 | 0 | 0 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 4,719 | 3,521,816 | SH | SOLE | 3,521,816 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 793 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 243 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 917 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 1,359 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 425 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | SHS | G9402Q100 | 102 | 10,188 | SH | SOLE | 10,188 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 465 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 2,522 | 73,070 | SH | SOLE | 73,070 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 513 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 395 | 2,890 | SH | SOLE | 2,890 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 452 | 7,960 | SH | SOLE | 7,960 | 0 | 0 | ||
VECTOR ACQUISITION CORP | COM CL A | G9442R126 | 201 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
VERITEX HLDGS INC | COM | 923451108 | 327 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,431 | 24,444 | SH | SOLE | 24,444 | 0 | 0 | ||
VIRTU FINL INC | CL A | 928254101 | 219 | 7,050 | SH | SOLE | 7,050 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 7,662 | 35,055 | SH | SOLE | 35,055 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CO | COM CL A | 92840T107 | 496 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
VY GLOBAL GROWTH | COM CL A | G9444H100 | 12,243 | 1,207,632 | SH | SOLE | 1,207,632 | 0 | 0 | ||
WAITR HLDGS INC | COM | 930752100 | 117 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,375 | 24,748 | SH | SOLE | 24,748 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 626 | 4,608 | SH | SOLE | 4,608 | 0 | 0 | ||
WASHINGTON TR BANCORP | COM | 940610108 | 242 | 4,685 | SH | SOLE | 4,685 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 973 | 7,542 | SH | SOLE | 7,542 | 0 | 0 | ||
WINGSTOP INC | COM | 974155103 | 318 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 1,323 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 432 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 758 | 5,775 | SH | SOLE | 5,775 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | 1,299 | 2,677 | SH | SOLE | 2,677 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 240 | 12,420 | SH | SOLE | 12,420 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 3,989 | 22,158 | SH | SOLE | 22,158 | 0 | 0 |