The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERISERV FINANCIAL INC | COM | 03074A102 | 4,049 | 1,042,443 | SH | DFND | 2 | 1,042,443 | 0 | 0 | |
ARMSTRONG FLOORING INC | COM | 04238R106 | 960 | 306,693 | SH | DFND | 2 | 306,693 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 1,698 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 4,245 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
BEAZER HOMES USA INC | COM | 07556Q881 | 922 | 53,425 | SH | DFND | 1 | 53,425 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 2,236 | 201,052 | SH | DFND | 2 | 201,052 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 23,359 | 477,892 | SH | DFND | 1 | 477,892 | 0 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 6,274 | 356,694 | SH | DFND | 2 | 356,694 | 0 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM NO PAR | 13462K109 | 32,641 | 839,752 | SH | DFND | 1 | 839,752 | 0 | 0 | |
CANO HEALTH INC | COM | 13781Y103 | 2,951 | 232,696 | SH | DFND | 1 | 232,696 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 3,349 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 4,672 | 83,701 | SH | DFND | 2 | 83,701 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 3,316 | 59,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CITIGROUP INC | COM NO PAR | 172967424 | 7,018 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CITIGROUP INC | COM NO PAR | 172967424 | 10,527 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 396 | 28,808 | SH | DFND | 1 | 28,808 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 3,223 | 234,426 | SH | DFND | 2 | 234,426 | 0 | 0 | |
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 438 | 18,862 | SH | DFND | 2 | 18,862 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 106,204 | 5,361,125 | SH | DFND | 1 | 5,361,125 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 42,737 | 2,157,329 | SH | DFND | 2 | 2,157,329 | 0 | 0 | |
COLONY BANKCORP | COM | 19623P101 | 1,881 | 101,022 | SH | DFND | 2 | 101,022 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 10,981 | 422,006 | SH | DFND | 1 | 422,006 | 0 | 0 | |
ALPHA METALLURGICAL RESOURCES | COM | 020764106 | 44,662 | 897,017 | SH | DFND | 1 | 897,017 | 0 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 3,354 | 291,386 | SH | DFND | 1 | 291,386 | 0 | 0 | |
CUSTOM TRUCK ONE SOURCE INC | COM | 23204X103 | 93 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 6,768 | 1,392,547 | SH | DFND | 1 | 1,392,547 | 0 | 0 | |
E2OPEN PARENT HOLDINGS INC | COM | 29788T103 | 1,130 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
EMCLAIRE FINANCIAL CORP | COM | 290828102 | 375 | 14,051 | SH | DFND | 2 | 14,051 | 0 | 0 | |
ENCORE WIRE CORP | COM | 292562105 | 2,416 | 25,475 | SH | DFND | 2 | 25,475 | 0 | 0 | |
ENERSYS | COM | 29275Y102 | 2,233 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
ESSA BANCORP INC | COM | 29667D104 | 3,577 | 216,946 | SH | DFND | 2 | 216,946 | 0 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 2,109 | 149,702 | SH | DFND | 2 | 149,702 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 2,387 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 477 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 2,994 | 160,991 | SH | DFND | 2 | 160,991 | 0 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 2,936 | 274,419 | SH | DFND | 2 | 274,419 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 1,691 | 73,016 | SH | DFND | 2 | 73,016 | 0 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 7,318 | 314,748 | SH | DFND | 2 | 314,748 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 187,645 | 4,106,923 | SH | DFND | 4,106,923 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 76,295 | 1,669,836 | SH | DFND | 1 | 1,669,836 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 257,816 | 5,642,723 | SH | DFND | 3 | 5,642,723 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 163 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 5,547 | 244,478 | SH | DFND | 2 | 244,478 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 3,670 | 895,145 | SH | DFND | 1 | 895,145 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 9,863 | 2,405,551 | SH | DFND | 2 | 2,405,551 | 0 | 0 | |
LCI INDUSTRIES | COM | 50189K103 | 10,453 | 77,642 | SH | DFND | 1 | 77,642 | 0 | 0 | |
LEGATO MERGER CORP | COM | 52473X106 | 2,451 | 232,985 | SH | DFND | 1 | 232,985 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 260 | 25,475 | SH | DFND | 1 | 25,475 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 13,672 | 1,339,033 | SH | DFND | 2 | 1,339,033 | 0 | 0 | |
NICOLET BANKSHARES INC | COM | 65406E102 | 4,077 | 54,961 | SH | DFND | 2 | 54,961 | 0 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 7,502 | 90,059 | SH | DFND | 90,059 | 0 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 408 | 4,900 | SH | DFND | 1 | 4,900 | 0 | 0 | |
PEOPLES BANCORP INC | COM | 709789101 | 1,726 | 54,614 | SH | DFND | 2 | 54,614 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,878 | 242,276 | SH | DFND | 2 | 242,276 | 0 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 8,888 | 175,470 | SH | DFND | 2 | 175,470 | 0 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 564 | 31,045 | SH | DFND | 2 | 31,045 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 2,650 | 1,099,748 | SH | DFND | 1 | 1,099,748 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 1,831 | 759,887 | SH | DFND | 2 | 759,887 | 0 | 0 | |
SEVERN BANCORP INC/MD | COM | 81811M100 | 4,246 | 339,116 | SH | DFND | 2 | 339,116 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 3,078 | 173,612 | SH | DFND | 2 | 173,612 | 0 | 0 | |
SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | 469 | 19,140 | SH | DFND | 2 | 19,140 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 8,705 | 1,386,212 | SH | DFND | 1 | 1,386,212 | 0 | 0 | |
THOR INDUSTRIES INC | COM | 885160101 | 43,654 | 355,605 | SH | DFND | 1 | 355,605 | 0 | 0 | |
THOR INDUSTRIES INC | COM | 885160101 | 6,232 | 50,769 | SH | DFND | 2 | 50,769 | 0 | 0 | |
TRONOX HOLDINGS PLC- A | COM | G9087Q102 | 1,602 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 8,908 | 297,435 | SH | DFND | 2 | 297,435 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 47,402 | 2,157,583 | SH | DFND | 1 | 2,157,583 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 38,086 | 1,733,556 | SH | DFND | 2 | 1,733,556 | 0 | 0 | |
WEST FRASER TIMBER CO LTD | COM | 952845105 | 568 | 6,738 | SH | DFND | 1 | 6,738 | 0 | 0 | |
WVS FINANCIAL CORP | COM | 929358109 | 2,068 | 129,936 | SH | DFND | 2 | 129,936 | 0 | 0 | |
ARCELORMITTAL-NY REGISTERED | COM | 03938L203 | 1,508 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ARCELORMITTAL-NY REGISTERED | COM | 03938L203 | 4,524 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 15,756 | 1,607,770 | SH | DFND | 1 | 1,607,770 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 4,420 | 451,000 | SH | DFND | 2 | 451,000 | 0 | 0 | |
CREDIT SUISSE GROUP-SPON ADR | SPONSORED ADR | 225401108 | 151 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
CREDIT SUISSE GROUP-SPON ADR | SPONSORED ADR | 225401108 | 1,894 | 192,100 | SH | DFND | 2 | 192,100 | 0 | 0 | |
INVESCO QQQ TRUST SERIES 1 | COM | 46090E103 | 3,580 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
INVESCO QQQ TRUST SERIES 1 | COM | 46090E103 | 2,685 | 7,500 | SH | DFND | 2 | 7,500 | 0 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 4,681 | 69,095 | SH | DFND | 2 | 69,095 | 0 | 0 |