The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 GOEDEKER INC | COM | 28252C109 | 16,444 | 5,236,940 | SH | SOLE | 5,236,940 | 0 | 0 | ||
1847 GOEDEKER INC | *W EXP 99/99/999 | 28252C117 | 7,375 | 4,389,635 | SH | SOLE | 4,389,635 | 0 | 0 | ||
ALLEGHANY CORP MD | COM | 017175100 | 1,447 | 2,318 | SH | SOLE | 2,318 | 0 | 0 | ||
A-MARK PRECIOUS METALS INC | COM | 00181T107 | 2,821 | 47,000 | SH | SOLE | 47,000 | 0 | 0 | ||
ARKO CORP | COM | 041242108 | 11,255 | 1,114,380 | SH | SOLE | 1,114,380 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 20,191 | 3,149,948 | SH | SOLE | 3,149,948 | 0 | 0 | ||
AUDIOEYE INC | COM NEW | 050734201 | 4,926 | 446,623 | SH | SOLE | 446,623 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 116 | 150,730 | SH | SOLE | 150,730 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 2,322 | 238,179 | SH | SOLE | 238,179 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 | 28 | 38,991 | SH | SOLE | 38,991 | 0 | 0 | ||
BUILD-A-BEAR WORKSHOP INC | COM | 120076104 | 22,757 | 1,343,362 | SH | SOLE | 1,343,362 | 0 | 0 | ||
CARPARTS COM INC | COM | 14427M107 | 7,244 | 464,066 | SH | SOLE | 464,066 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 41 | 85,457 | SH | SOLE | 85,457 | 0 | 0 | ||
CHICAGO RIVET & MACH CO | COM | 168088102 | 88 | 3,269 | SH | SOLE | 3,269 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 24,677 | 673,313 | SH | SOLE | 673,313 | 0 | 0 | ||
DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 526 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 58 | 3,014 | SH | SOLE | 3,014 | 0 | 0 | ||
EARGO INC | COM | 270087109 | 4,068 | 604,430 | SH | SOLE | 604,430 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 17,504 | 432,195 | SH | SOLE | 432,195 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 20,019 | 2,676,347 | SH | SOLE | 2,676,347 | 0 | 0 | ||
EVERI HLDGS INC | COM | 30034T103 | 6,262 | 258,982 | SH | SOLE | 258,982 | 0 | 0 | ||
FARMER BROS CO | COM | 307675108 | 6,668 | 792,861 | SH | SOLE | 792,861 | 0 | 0 | ||
FRANCHISE GROUP INC | COM | 35180X105 | 23,321 | 658,607 | SH | SOLE | 658,607 | 0 | 0 | ||
GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | 853 | 31,303 | SH | SOLE | 31,303 | 0 | 0 | ||
GOHEALTH INC | COM CL A | 38046W105 | 6,904 | 1,372,653 | SH | SOLE | 1,372,653 | 0 | 0 | ||
GREAT ELM GROUP INC | COM NEW | 39037G109 | 711 | 317,230 | SH | SOLE | 317,230 | 0 | 0 | ||
GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 368 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 6,631 | 181,124 | SH | SOLE | 181,124 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | *W EXP 99/99/999 | 42227K112 | 55 | 83,687 | SH | SOLE | 83,687 | 0 | 0 | ||
HERITAGE CRYSTAL CLEAN INC | COM | 42726M106 | 24,680 | 851,631 | SH | SOLE | 851,631 | 0 | 0 | ||
HILL INTL INC | COM | 431466101 | 157 | 75,689 | SH | SOLE | 75,689 | 0 | 0 | ||
IF BANCORP INC | COM | 44951J105 | 12 | 515 | SH | SOLE | 515 | 0 | 0 | ||
INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | 30,135 | 607,678 | SH | SOLE | 607,678 | 0 | 0 | ||
INSPIRED ENTMT INC | COM | 45782N108 | 16,143 | 1,379,786 | SH | SOLE | 1,379,786 | 0 | 0 | ||
KEWAUNEE SCIENTIFIC CORP | COM | 492854104 | 33 | 2,482 | SH | SOLE | 2,482 | 0 | 0 | ||
LAKESHORE ACQUISITION I CORP | *W EXP 07/15/202 | G53521111 | 22 | 42,491 | SH | SOLE | 42,491 | 0 | 0 | ||
LEE ENTERPRISES INC | COM | 523768406 | 10,941 | 483,267 | SH | SOLE | 483,267 | 0 | 0 | ||
LIMELIGHT NETWORKS INC | NOTE 3.500% 8/0 | 53261MAB0 | 9,618 | 11,055,000 | SH | SOLE | 11,055,000 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 2,549 | 355,062 | SH | SOLE | 355,062 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | COM | 60878Y108 | 10,585 | 540,068 | SH | SOLE | 540,068 | 0 | 0 | ||
NETWORK-1 TECHNOLOGIES INC | COM | 64121N109 | 2,249 | 758,044 | SH | SOLE | 758,044 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 13,678 | 2,085,003 | SH | SOLE | 2,085,003 | 0 | 0 | ||
NORTH AMERN CONSTR GROUP LTD | COM | 656811106 | 36,538 | 2,482,188 | SH | SOLE | 2,482,188 | 0 | 0 | ||
ONESPAN INC | COM | 68287N100 | 19,239 | 1,024,433 | SH | SOLE | 1,024,433 | 0 | 0 | ||
PERFORMANT FINL CORP | COM | 71377E105 | 13,676 | 3,453,486 | SH | SOLE | 3,453,486 | 0 | 0 | ||
PORTMAN RIDGE FIN CORP | COM NEW | 73688F201 | 128 | 5,272 | SH | SOLE | 5,272 | 0 | 0 | ||
PRIMEENERGY RESOURCES CORP | COM | 74158E104 | 625 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
RIMINI STR INC DEL | COM | 76674Q107 | 317 | 32,901 | SH | SOLE | 32,901 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 24,692 | 1,897,940 | SH | SOLE | 1,897,940 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITN COR | *W EXP 12/15/202 | 812227114 | 182 | 193,163 | SH | SOLE | 193,163 | 0 | 0 | ||
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 7,158 | 496,374 | SH | SOLE | 496,374 | 0 | 0 | ||
SELECTQUOTE INC | COM | 816307300 | 7,588 | 586,840 | SH | SOLE | 586,840 | 0 | 0 | ||
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 1,609 | 874,321 | SH | SOLE | 874,321 | 0 | 0 | ||
SWK HLDGS CORP | COM NEW | 78501P203 | 15,728 | 865,577 | SH | SOLE | 865,577 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 14,915 | 6,214,512 | SH | SOLE | 6,214,512 | 0 | 0 | ||
TABOOLA.COM LTD | ORD SHS | M8744T106 | 19,606 | 2,317,538 | SH | SOLE | 2,317,538 | 0 | 0 | ||
THE ODP CORP | COM | 88337F105 | 25,222 | 628,033 | SH | SOLE | 628,033 | 0 | 0 | ||
TILE SHOP HLDGS INC | COM | 88677Q109 | 18,315 | 2,387,878 | SH | SOLE | 2,387,878 | 0 | 0 | ||
TIPTREE INC | COM | 88822Q103 | 568 | 56,650 | SH | SOLE | 56,650 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 810 | 29,897 | SH | SOLE | 29,897 | 0 | 0 | ||
TORTOISE PIPELINE & ENERGY F | COM | 89148H207 | 897 | 37,439 | SH | SOLE | 37,439 | 0 | 0 | ||
TREMOR INTL LTD | ADS | 89484T104 | 13,735 | 743,649 | SH | SOLE | 743,649 | 0 | 0 | ||
VIA OPTRONICS AG | SPONSORED ADS | 91823Y109 | 6,355 | 829,630 | SH | SOLE | 829,630 | 0 | 0 | ||
VIAD CORP | COM | 92552R406 | 35,690 | 785,952 | SH | SOLE | 785,952 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 849 | 5,684 | SH | SOLE | 5,684 | 0 | 0 | ||
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 5,432 | 152,715 | SH | SOLE | 152,715 | 0 | 0 | ||
WINMARK CORP | COM | 974250102 | 430 | 2,000 | SH | SOLE | 2,000 | 0 | 0 |