Docoh
Loading...

Wiley Bros.-aintree Capital

Filed: 7 Oct 21, 11:30am

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1012971,693SH SOLE 1,69300
ABBOTT LABSCOM0028241002702,286SH SOLE 2,28600
ABBVIE INCCOM00287Y1093993,698SH SOLE 3,69800
ACRES COMMERCIAL REALTY CORPCOM NEW00489Q10228417,588SH SOLE 17,58800
AGNC INVT CORPCOM00123Q10445028,510SH SOLE 28,51000
ALPHABET INCCAP STK CL C02079K107283106SH SOLE 10600
ALPHABET INCCAP STK CL A02079K305692259SH SOLE 25900
ALTERYX INCCOM CL A02156B1033544,841SH SOLE 4,84100
AMAZON COM INCCOM0231351062,329709SH SOLE 70900
AMERICA FIRST MULTIFAMILY INBEN UNIT CTF02364V10715425,770SH SOLE 25,77000
AMERICAN FIN TR INCCOM CLASS A02607T1091,133140,920SH SOLE 140,92000
AMGEN INCCOM0311621001,4226,689SH SOLE 6,68900
ANNALY CAPITAL MANAGEMENT INCOM03571040977992,498SH SOLE 92,49800
APPLE INCCOM0378331008,59260,720SH SOLE 60,72000
APPLIED MATLS INCCOM0382221053832,975SH SOLE 2,97500
ARCHROCK INCCOM03957W10610512,705SH SOLE 12,70500
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1012052,780SH SOLE 2,78000
ARLINGTON ASSET INVST CORPCL A NEW0413562051,105298,783SH SOLE 298,78300
ASANA INCCL A04342Y1049869,495SH SOLE 9,49500
ASHLAND GLOBAL HLDGS INCCOM0441861042652,975SH SOLE 2,97500
AT&T INCCOM00206R10233712,469SH SOLE 12,46900
ATMOS ENERGY CORPCOM0495601054014,543SH SOLE 4,54300
AUBURN NATL BANCORPCOM0504731072236,600SH SOLE 6,60000
AUTOMATIC DATA PROCESSING INCOM0530151034822,409SH SOLE 2,40900
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,4275,228SH SOLE 5,22800
BK OF AMERICA CORPCOM06050510455713,128SH SOLE 13,12800
BLACKROCK CR ALLOCATION INCOCOM09250810022414,764SH SOLE 14,76400
BLACKROCK MULTI SECTOR INC TCOM09258A10725413,587SH SOLE 13,58700
BLACKROCK SCIENCE & TECHNOLOSHS09258G1042164,150SH SOLE 4,15000
BLACKSTONE INCCOM09260D1073,07226,406SH SOLE 26,40600
BRIGHTHOUSE FINL INCCOM10922N10356212,415SH SOLE 12,41500
BRISTOL-MYERS SQUIBB COCOM1101221082954,990SH SOLE 4,99000
CACI INTL INCCL A1271903046542,495SH SOLE 2,49500
CATERPILLAR INCCOM1491231012701,409SH SOLE 1,40900
CHERRY HILL MTG INVT CORPCOM1646511011,478166,421SH SOLE 166,42100
CHEVRON CORP NEWCOM1667641003983,921SH SOLE 3,92100
CISCO SYS INCCOM17275R1022374,346SH SOLE 4,34600
COCA COLA COCOM1912161002,18441,623SH SOLE 41,62300
COHEN & STEERS INFRASTRUCTURCOM19248A1092047,545SH SOLE 7,54500
COLUMBIA SELIGM PREM TECH GRCOM19842X1092096,327SH SOLE 6,32700
CONSTELLIUM SECL A SHSF211071011,44276,795SH SOLE 76,79500
CRACKER BARREL OLD CTRY STORCOM22410J1061,96914,078SH SOLE 14,07800
CSI COMPRESSCO LPCOM UNIT12637A103708394,394SH SOLE 394,39400
CSX CORPCOM12640810335912,065SH SOLE 12,06500
CURIOSITYSTREAM INCCOM CL A23130Q10711611,000SH SOLE 11,00000
CVS HEALTH CORPCOM1266501002062,424SH SOLE 2,42400
DASEKE INCCOM23753F10736840,000SH SOLE 40,00000
DEERE & COCOM2441991057912,360SH SOLE 2,36000
DELL TECHNOLOGIES INCCL C24703L2021,58415,225SH SOLE 15,22500
DISNEY WALT COCOM2546871067274,300SH SOLE 4,30000
DOCUSIGN INCCOM2561631061,2895,009SH SOLE 5,00900
DUKE ENERGY CORP NEWCOM NEW26441C2044274,374SH SOLE 4,37400
EATON VANCE TAX MNGD BUY WRICOM SH BEN INT27829M10339535,050SH SOLE 35,05000
ENTERPRISE PRODS PARTNERS LCOM29379210768031,421SH SOLE 31,42100
EQUIFAX INCCOM2944291052791,100SH SOLE 1,10000
EQUITABLE HLDGS INCCOM29452E10196232,460SH SOLE 32,46000
ETSY INCCOM29786A1062081,000SH SOLE 1,00000
EXXON MOBIL CORPCOM30231G10283014,114SH SOLE 14,11400
FACEBOOK INCCL A30303M1027822,303SH SOLE 2,30300
FASTENAL COCOM31190010451610,000SH SOLE 10,00000
FEDEX CORPCOM31428X1062511,145SH SOLE 1,14500
FIDELITY NATL INFORMATION SVCOM31620M1064143,405SH SOLE 3,40500
FIRST HORIZON CORPORATIONCOM32051710531519,321SH SOLE 19,32100
FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF33739N1081,39424,559SH SOLE 24,55900
FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF33739E10821710,573SH SOLE 10,57300
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1927306,928SH SOLE 6,92800
FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18435712,057SH SOLE 12,05700
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1015599,451SH SOLE 9,45100
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1761,68513,717SH SOLE 13,71700
FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1436615,556SH SOLE 5,55600
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT33739Q2001,18823,493SH SOLE 23,49300
FIRST TR EXCHANGE-TRADED FDDORSEY WRIGHT33738R8861,44363,483SH SOLE 63,48300
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D3091,55532,498SH SOLE 32,49800
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F8051,35325,261SH SOLE 25,26100
FIRST TR NASDAQ 100 TECH INDSHS3373451022201,393SH SOLE 1,39300
FIRST TRUST LRGCP GWT ALPHADCOM SHS33735K1083523,171SH SOLE 3,17100
FORD MTR CO DELCOM34537086027719,550SH SOLE 19,55000
GAN LTDSHSG3728V10937024,915SH SOLE 24,91500
GENERAL ELECTRIC COCOM NEW3696043012412,342SH SOLE 2,34200
GLOBAL MED REIT INCCOM NEW37954A20447432,235SH SOLE 32,23500
GLOBAL X FDSCLOUD COMPUTNG37954Y44257019,470SH SOLE 19,47000
GOLDMAN SACHS GROUP INCCOM38141G104215569SH SOLE 56900
GOOSEHEAD INS INCCOM CL A38267D1092741,800SH SOLE 1,80000
GRANITE PT MTG TR INCCOM STK38741L1071,831138,995SH SOLE 138,99500
GREAT AJAX CORPCOM38983D3001,429105,954SH SOLE 105,95400
HCA HEALTHCARE INCCOM40412C1017883,247SH SOLE 3,24700
HOME DEPOT INCCOM4370761025471,666SH SOLE 1,66600
HONEYWELL INTL INCCOM4385161062261,062SH SOLE 1,06200
IDT CORPCL B NEW44894750751212,195SH SOLE 12,19500
ILLINOIS TOOL WKS INCCOM4523081099974,824SH SOLE 4,82400
INTEL CORPCOM4581401002835,316SH SOLE 5,31600
INTERNATIONAL BUSINESS MACHSCOM4592001013492,510SH SOLE 2,51000
INVESCO EXCH TRADED FD TR IIVAR RATE PFD46138G87033112,619SH SOLE 12,61900
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V3321,0463,507SH SOLE 3,50700
ISHARES TRISHARES BIOTECH4642875561,1407,048SH SOLE 7,04800
ISHARES TRU.S. MED DVC ETF4642888101,23619,693SH SOLE 19,69300
ISHARES TRCORE S&P MCP ETF46428750711,95645,569SH SOLE 45,56900
ISHARES TRRUSSELL 2000 ETF4642876553501,600SH SOLE 1,60000
ISHARES TRCORE S&P500 ETF4642872004,40810,231SH SOLE 10,23100
ISHARES TRCORE S&P SCP ETF46428780412,289112,847SH SOLE 112,84700
ISHARES TRSELECT DIVID ETF4642871683,67232,011SH SOLE 32,01100
ISHARES TRCORE US AGGBD ET4642872264784,159SH SOLE 4,15900
JAMF HLDG CORPCOM47074L1053248,405SH SOLE 8,40500
JOHNSON & JOHNSONCOM4781601041,0606,566SH SOLE 6,56600
JPMORGAN CHASE & COCOM46625H1007954,857SH SOLE 4,85700
KRANESHARES TRQUADRTC INT RT50076773650218,005SH SOLE 18,00500
LOWES COS INCCOM5486611078083,985SH SOLE 3,98500
MARATHON PETE CORPCOM56585A1022113,416SH SOLE 3,41600
MCDONALDS CORPCOM580135101217898SH SOLE 89800
MEDTRONIC PLCSHSG5960L1033052,436SH SOLE 2,43600
MERCK & CO INCCOM58933Y1053003,993SH SOLE 3,99300
MERITAGE HOMES CORPCOM59001A1027418,340SH SOLE 8,34000
MICRON TECHNOLOGY INCCOM5951121033504,925SH SOLE 4,92500
MICROSOFT CORPCOM5949181041,4235,047SH SOLE 5,04700
MODERNA INCCOM60770K107346900SH SOLE 90000
MONSTER BEVERAGE CORP NEWCOM61174X1093203,600SH SOLE 3,60000
MR COOPER GROUP INCCOM62482R10774718,150SH SOLE 18,15000
NCINO INCCOM63947U1075938,355SH SOLE 8,35500
NEW RESIDENTIAL INVT CORPCOM NEW64828T2012,055186,806SH SOLE 186,80600
NEXSTAR MEDIA GROUP INCCL A65336K1032981,960SH SOLE 1,96000
NEXTERA ENERGY INCCOM65339F1013194,060SH SOLE 4,06000
NUVEEN MUN INCOME FD INCCOM67062J10219916,542SH SOLE 16,54200
NUVEEN MUN VALUE FD INCCOM67092810024321,472SH SOLE 21,47200
OFS CAP CORPCOM67103B10020319,550SH SOLE 19,55000
ORACLE CORPCOM68389X1053373,871SH SOLE 3,87100
OVERSTOCK COM INC DELCOM6903701014816,170SH SOLE 6,17000
OXFORD LANE CAP CORPCOM6915431022,043283,325SH SOLE 283,32500
PAYLOCITY HLDG CORPCOM70438V1064401,569SH SOLE 1,56900
PAYPAL HLDGS INCCOM70450Y1031,2504,802SH SOLE 4,80200
PENNYMAC FINL SVCS INC NEWCOM70932M10799216,224SH SOLE 16,22400
PEPSICO INCCOM7134481082741,825SH SOLE 1,82500
PFIZER INCCOM7170811032736,344SH SOLE 6,34400
PIMCO MUN INCOME FD IICOM72200W10624216,422SH SOLE 16,42200
PINNACLE FINL PARTNERS INCCOM72346Q1047237,687SH SOLE 7,68700
PROCTER AND GAMBLE COCOM7427181097105,082SH SOLE 5,08200
PRUDENTIAL FINL INCCOM7443201024814,571SH SOLE 4,57100
REGIONS FINANCIAL CORP NEWCOM7591EP1002039,544SH SOLE 9,54400
SALESFORCE COM INCCOM79466L3023561,314SH SOLE 1,31400
SELECT SECTOR SPDR TRFINANCIAL81369Y6053579,520SH SOLE 9,52000
SELECT SECTOR SPDR TRENERGY81369Y5063055,850SH SOLE 5,85000
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072751,533SH SOLE 1,53300
SELECT SECTOR SPDR TRCOMMUNICATION81369Y8522503,121SH SOLE 3,12100
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092471,942SH SOLE 1,94200
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8034112,752SH SOLE 2,75200
SHIFT4 PMTS INCCL A82452J1092262,920SH SOLE 2,92000
SOUTHERN COCOM8425871072383,843SH SOLE 3,84300
SPDR GOLD TRGOLD SHS78463V1072111,285SH SOLE 1,28500
SPDR S&P 500 ETF TRTR UNIT78462F1039192,142SH SOLE 2,14200
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107277575SH SOLE 57500
SPDR SER TRS&P BIOTECH78464A8707455,925SH SOLE 5,92500
SPOTIFY TECHNOLOGY S ASHSL8681T1022281,012SH SOLE 1,01200
STARBUCKS CORPCOM8552441094133,747SH SOLE 3,74700
STRYKER CORPORATIONCOM8636671017993,031SH SOLE 3,03100
TEKLA HEALTHCARE OPPORTUNITISHS87910510433814,910SH SOLE 14,91000
TENCENT MUSIC ENTMT GROUPSPON ADS88034P1098011,000SH SOLE 11,00000
TETRA TECHNOLOGIES INC DELCOM88162F105330105,919SH SOLE 105,91900
TEXTRON INCCOM8832031013034,340SH SOLE 4,34000
THERMO FISHER SCIENTIFIC INCCOM883556102464813SH SOLE 81300
TPG RE FIN TR INCCOM87266M10722318,026SH SOLE 18,02600
TRANSDIGM GROUP INCCOM893641100365585SH SOLE 58500
TRIPLEPOINT VENTURE GROWTH BCOM89677Y10021613,648SH SOLE 13,64800
TRUIST FINL CORPCOM89832Q1094457,590SH SOLE 7,59000
TWO HBRS INVT CORPCOM NEW90187B40810616,685SH SOLE 16,68500
UGI CORP NEWCOM9026811052696,300SH SOLE 6,30000
UNISYS CORPCOM NEW90921430663125,115SH SOLE 25,11500
UNITED RENTALS INCCOM9113631091,8765,345SH SOLE 5,34500
UNITED STATES STL CORP NEWCOM91290910893342,475SH SOLE 42,47500
UNITEDHEALTH GROUP INCCOM91324P102247632SH SOLE 63200
USA COMPRESSION PARTNERS LPCOMUNIT LTDPAR90290N10924814,948SH SOLE 14,94800
VALVOLINE INCCOM92047W1012558,167SH SOLE 8,16700
VANGUARD INDEX FDSS&P 500 ETF SHS9229083635321,350SH SOLE 1,35000
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585,477109,514SH SOLE 109,51400
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427755,54290,915SH SOLE 90,91500
VANGUARD WORLD FDMEGA GRWTH IND9219108163451,470SH SOLE 1,47000
VISA INCCOM CL A92826C8391,3986,278SH SOLE 6,27800
VISTRA CORPCOM92840M10227315,985SH SOLE 15,98500
VOYA FINANCIAL INCCOM9290891002654,317SH SOLE 4,31700
WISDOMTREE TRCLOUD COMPUTNG97717Y69170212,175SH SOLE 12,17500
WISDOMTREE TRUS DIVID EX FNCL97717W4062352,503SH SOLE 2,50300
ZOOMINFO TECHNOLOGIES INCCOM CL A98980F1043415,575SH SOLE 5,57500