PTE PolarityTE

Filed: 30 Mar 21, 7:00am






Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): March 30, 2021



(Exact name of registrant as specified in its charter)


Delaware 001-32404 06-1529524

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)


1960 S. 4250 West, Salt Lake City, UT 84104

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (800) 560-3983




(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, Par Value $0.001 PTE Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐.






Item 2.02Results of Operations and Financial Condition.


On March 30, 2021, PolarityTE, Inc. (the “Company”), issued a press release titled “PolarityTE Reports Fourth Quarter and Fiscal Year 2020 Results,” reporting consolidated balance sheet information as of December 31, 2020, and consolidated results of operations and cash flows information for the years ended December 31, 2020 and 2019. A copy of the press release is furnished as Exhibit No. 99.1 to this report.


On March 30, 2021 at 8:00 am, Eastern Time, the Company will host a conference call and webcast to discuss the Company’s fourth quarter and fiscal year 2020 results. The slides to be used in the webcast are furnished as Exhibit 99.2 to this report. A replay of the conference call and webcast will be available on the Company’s website at


Item 9.01Financial Statements and Exhibits.




Exhibit No. Description
99.1 Press Release dated March 30, 2021, titled “PolarityTE Reports Fourth Quarter and Fiscal Year 2020 Results.”
99.2 Presentation Slides dated March 30, 2021, of PolarityTE, Inc.
104 Cover Page Interactive Data File, formatted in Inline XBRL






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: March 30, 2021/s/ Jacob Patterson
 Jacob Patterson
 Interim Chief Financial Officer