SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 30, 2021
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
1960 S. 4250 West, Salt Lake City, UT 84104
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (800) 560-3983
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol||Name of each exchange on which registered|
|Common Stock, Par Value $0.001||PTE||Nasdaq Capital Market|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐.
|Item 2.02||Results of Operations and Financial Condition.|
On March 30, 2021, PolarityTE, Inc. (the “Company”), issued a press release titled “PolarityTE Reports Fourth Quarter and Fiscal Year 2020 Results,” reporting consolidated balance sheet information as of December 31, 2020, and consolidated results of operations and cash flows information for the years ended December 31, 2020 and 2019. A copy of the press release is furnished as Exhibit No. 99.1 to this report.
On March 30, 2021 at 8:00 am, Eastern Time, the Company will host a conference call and webcast to discuss the Company’s fourth quarter and fiscal year 2020 results. The slides to be used in the webcast are furnished as Exhibit 99.2 to this report. A replay of the conference call and webcast will be available on the Company’s website at www.polarityte.com.
|Item 9.01||Financial Statements and Exhibits.|
|99.1||Press Release dated March 30, 2021, titled “PolarityTE Reports Fourth Quarter and Fiscal Year 2020 Results.”|
|99.2||Presentation Slides dated March 30, 2021, of PolarityTE, Inc.|
|104||Cover Page Interactive Data File, formatted in Inline XBRL|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Dated: March 30, 2021||/s/ Jacob Patterson|
|Interim Chief Financial Officer|