The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANTERIX INC | COM | 03676C100 | 2,679 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 8,138 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 10,463 | 225,000 | SH | Call | DFND | 1 | 225,000 | 0 | 0 |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 2,325 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 17 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
AXONPRIME INFRSTCTR AQSTN CO | UNIT 05/31/2028 | 05467C207 | 4,814 | 495,272 | SH | DFND | 1 | 495,272 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 1,046 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 5,231 | 62,500 | SH | Call | DFND | 1 | 62,500 | 0 | 0 |
BLACKSTONE INC | COM | 09260D107 | 3,139 | 37,500 | SH | Put | DFND | 1 | 37,500 | 0 | 0 |
CC NEUBERGER PRINCIPAL HOLDN | *W EXP 99/99/999 | G1992N126 | 27 | 147,400 | SH | DFND | 1 | 147,400 | 0 | 0 | |
CLEARWATER PAPER CORP | COM | 18538R103 | 2,820 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C201 | 3,315 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ELEMENT SOLUTIONS INC | COM | 28618M106 | 10,982 | 675,000 | SH | DFND | 1 | 675,000 | 0 | 0 | |
ELEMENT SOLUTIONS INC | COM | 28618M106 | 1,017 | 62,500 | SH | Call | DFND | 1 | 62,500 | 0 | 0 |
EXELA TECHNOLOGIES INC | COM | 30162V706 | 6 | 12,771 | SH | DFND | 1 | 12,771 | 0 | 0 | |
FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 2,067 | 795,000 | SH | DFND | 1 | 795,000 | 0 | 0 | |
HELIOGEN INC | COMMON STOCK | 42329E105 | 1,163 | 625,000 | SH | DFND | 1 | 625,000 | 0 | 0 | |
HELIOGEN INC | COMMON STOCK | 42329E105 | 264 | 142,000 | SH | Call | DFND | 1 | 142,000 | 0 | 0 |
HELIOGEN INC | *W EXP 12/30/202 | 42329E113 | 110 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 | 31 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 396 | 565,600 | SH | DFND | 1 | 565,600 | 0 | 0 | |
INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 | 3,015 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13,363 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,586 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 10,245 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
KKR & CO INC | COM | 48251W104 | 2,150 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
KKR ACQUISITION HOLDING I CO | *W EXP 03/17/202 | 48253T117 | 30 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 7,504 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
MEMBERSHIP COLLECTIVE GROUP | COM CL A | 586001109 | 5,900 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
MEMBERSHIP COLLECTIVE GROUP | COM CL A | 586001109 | 590 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
MEMBERSHIP COLLECTIVE GROUP | COM CL A | 586001109 | 590 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
MILLERKNOLL INC | COM | 600544100 | 212 | 13,600 | SH | DFND | 1 | 13,600 | 0 | 0 | |
MOMENTUS INC | COM CL A | 60879E101 | 1,267 | 925,000 | SH | DFND | 1 | 925,000 | 0 | 0 | |
MOMENTUS INC | COM CL A | 60879E101 | 445 | 325,000 | SH | Call | DFND | 1 | 325,000 | 0 | 0 |
MOMENTUS INC | *W EXP 05/15/202 | 60879E119 | 54 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 4,784 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
OBSIDIAN ENERGY LTD | COM | 674482203 | 717 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PARABELLUM ACQUISITION CORP | *W EXP 99/99/999 | 69901P117 | 4 | 99,785 | SH | DFND | 1 | 99,785 | 0 | 0 | |
SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 220 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
SURROZEN INC | *W EXP 08/01/203 | 86889P117 | 26 | 140,376 | SH | DFND | 1 | 140,376 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 9,864 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 3,288 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
VAXXINITY INC | COM CL A | 92244V104 | 497 | 251,169 | SH | DFND | 1 | 251,169 | 0 | 0 | |
VITA COCO CO INC | COM | 92846Q107 | 430 | 37,719 | SH | DFND | 1 | 37,719 | 0 | 0 | |
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 5,750 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 2,875 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 4,727 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |