United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment Portfolios 5
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: July 31
Date of reporting period: 7/1/2017 through 6/30/2018
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2017 - 06/30/2018
PGIM 60/40 Allocation Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Jennison Diversified Growth Fund - Sub-Adviser: Jennison
3M CO. Meeting Date: MAY 08, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMM Security ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sondra L. Barbour | Management | For | For |
2 | Elect Thomas K. Brown | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Michael L. Eskew | Management | For | For |
5 | Elect Herbert L. Henkel | Management | For | For |
6 | Elect Amy E. Hood | Management | For | For |
7 | Elect Muhtar Kent | Management | For | For |
8 | Elect Edward M. Liddy | Management | For | For |
9 | Elect Gregory R. Page | Management | For | For |
10 | Elect Michael F. Roman | Management | For | For |
11 | Elect Inge G. Thulin | Management | For | For |
12 | Elect Patricia A. Woertz | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
ABBVIE INC Meeting Date: MAY 04, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roxanne S. Austin | Management | For | For |
1.2 | Elect Richard A. Gonzalez | Management | For | For |
1.3 | Elect Rebecca B. Roberts | Management | For | For |
1.4 | Elect Glenn F. Tilton | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Repeal of Classified Board | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
ADOBE SYSTEMS INC. Meeting Date: APR 12, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: ADBE Security ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Robert K. Burgess | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect James E. Daley | Management | For | For |
6 | Elect Laura B. Desmond | Management | For | For |
7 | Elect Charles M. Geschke | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Daniel Rosensweig | Management | For | For |
10 | Elect John E. Warnock | Management | For | For |
11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
AGILENT TECHNOLOGIES INC. Meeting Date: MAR 21, 2018 Record Date: JAN 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect KOH Boon Hwee | Management | For | For |
2 | Elect Michael R. McMullen | Management | For | For |
3 | Elect Daniel K. Podolsky | Management | For | For |
4 | Amendment to the 2009 Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
ALIBABA GROUP HOLDING LTD Meeting Date: OCT 18, 2017 Record Date: AUG 18, 2017 Meeting Type: ANNUAL | ||||
Ticker: BABA Security ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jack Yun Ma | Management | For | For |
2 | Elect Masayoshi Son | Management | For | For |
3 | Elect Walter Teh Ming Kwauk | Management | For | For |
4 | Appointment of Auditor | Management | For | For |
ALLSTATE CORP (THE) Meeting Date: MAY 11, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kermit R. Crawford | Management | For | For |
2 | Elect Michael L. Eskew | Management | For | For |
3 | Elect Margaret M. Keane | Management | For | For |
4 | Elect Siddharth N. Mehta | Management | For | For |
5 | Elect Jacques P. Perold | Management | For | For |
6 | Elect Andrea Redmond | Management | For | For |
7 | Elect Gregg M. Sherrill | Management | For | For |
8 | Elect Judith A. Sprieser | Management | For | For |
9 | Elect Perry M. Traquina | Management | For | For |
10 | Elect Thomas J. Wilson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
ALPHABET INC Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
Ticker: GOOGL Security ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Diane Greene | Management | For | For |
1.7 | Elect John L. Hennessy | Management | For | For |
1.8 | Elect Ann Mather | Management | For | For |
1.9 | Elect Alan R. Mulally | Management | For | For |
1.10 | Elect Sundar Pichai | Management | For | For |
1.11 | Elect K. Ram Shriram | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
ALTRIA GROUP INC. Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MO Security ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John T. Casteen III | Management | For | For |
2 | Elect Dinyar S. Devitre | Management | For | For |
3 | Elect Thomas F. Farrell II | Management | For | For |
4 | Elect Debra J. Kelly-Ennis | Management | For | For |
5 | Elect W. Leo Kiely III | Management | For | For |
6 | Elect Kathryn B. McQuade | Management | For | For |
7 | Elect George Munoz | Management | For | For |
8 | Elect Mark E. Newman | Management | For | For |
9 | Elect Nabil Y. Sakkab | Management | For | For |
10 | Elect Virginia E. Shanks | Management | For | For |
11 | Elect Howard Willard III | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
AMAZON.COM INC. Meeting Date: MAY 30, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect Jamie S. Gorelick | Management | For | For |
4 | Elect Daniel P. Huttenlocher | Management | For | For |
5 | Elect Judith A. McGrath | Management | For | For |
6 | Elect Jonathan J. Rubinstein | Management | For | For |
7 | Elect Thomas O. Ryder | Management | For | For |
8 | Elect Patricia Q. Stonesifer | Management | For | For |
9 | Elect Wendell P. Weeks | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Abstain |
13 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
APPLE INC Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Robert A. Iger | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Susan L. Wagner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For |
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
AVERY DENNISON CORP. Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVY Security ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bradley A. Alford | Management | For | For |
2 | Elect Anthony K. Anderson | Management | For | For |
3 | Elect Peter K. Barker | Management | For | For |
4 | Elect Mitchell R. Butier | Management | For | For |
5 | Elect Ken Hicks | Management | For | For |
6 | Elect Andres A. Lopez | Management | For | For |
7 | Elect David Pyott | Management | For | For |
8 | Elect Dean A. Scarborough | Management | For | For |
9 | Elect Patrick T. Siewert | Management | For | For |
10 | Elect Julia Stewart | Management | For | For |
11 | Elect Martha Sullivan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
BOEING CO. Meeting Date: APR 30, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert A. Bradway | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Lynn J. Good | Management | For | For |
7 | Elect Lawrence W. Kellner | Management | For | For |
8 | Elect Caroline B. Kennedy | Management | For | For |
9 | Elect Edward M. Liddy | Management | For | For |
10 | Elect Dennis A. Muilenburg | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Elect Ronald A. Williams | Management | For | For |
13 | Elect Mike S. Zafirovski | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Board Size | Shareholder | Against | Against |
BOOKING HOLDINGS INC Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: BKNG Security ID: 09857L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Armstrong | Management | For | For |
1.2 | Elect Jeffrey H. Boyd | Management | For | For |
1.3 | Elect Jeffrey E. Epstein | Management | For | For |
1.4 | Elect Glenn D. Fogel | Management | For | For |
1.5 | Elect Mirian M. Graddick-Weir | Management | For | For |
1.6 | Elect James M. Guyette | Management | For | For |
1.7 | Elect Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Charles H. Noski | Management | For | For |
1.9 | Elect Nancy B. Peretsman | Management | For | For |
1.10 | Elect Nicholas J. Read | Management | For | For |
1.11 | Elect Thomas E. Rothman | Management | For | For |
1.12 | Elect Craig W. Rydin | Management | For | For |
1.13 | Elect Lynn M. Vojvodich | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 1999 Omnibus Plan | Management | For | For |
5 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 01, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Jose Baselga | Management | For | For |
3 | Elect Robert J. Bertolini | Management | For | For |
4 | Elect Giovanni Caforio | Management | For | For |
5 | Elect Matthew W. Emmens | Management | For | For |
6 | Elect Michael Grobstein | Management | For | For |
7 | Elect Alan J. Lacy | Management | For | For |
8 | Elect Dinesh C. Paliwal | Management | For | For |
9 | Elect Theodore R. Samuels | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Vicki L. Sato | Management | For | For |
12 | Elect Karen H. Vousden | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
BROADCOM INC Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hock E. Tan | Management | For | For |
2 | Elect James V. Diller, Sr. | Management | For | For |
3 | Elect Gayla J. Delly | Management | For | For |
4 | Elect Lewis C. Eggebrecht | Management | For | For |
5 | Elect Kenneth Y. Hao | Management | For | For |
6 | Elect Eddy W. Hartenstein | Management | For | For |
7 | Elect Check Kian Low | Management | For | For |
8 | Elect Donald Macleod | Management | For | For |
9 | Elect Peter J. Marks | Management | For | For |
10 | Elect Dr. Henry S. Samueli | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Authority to Issue Ordinary and Special Preference Shares | Management | For | Against |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: SPECIAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reincorporation/Change of Continuance | Management | For | For |
BRUKER CORP Meeting Date: MAY 21, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: BRKR Security ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joerg C. Laukien | Management | For | For |
1.2 | Elect William A. Linton | Management | For | For |
1.3 | Elect Adelene Q. Perkins | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. Meeting Date: MAY 03, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CDNS Security ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark W. Adams | Management | For | For |
2 | Elect Susan L. Bostrom | Management | For | For |
3 | Elect James D. Plummer | Management | For | For |
4 | Elect Alberto Sangiovanni-Vincentelli | Management | For | For |
5 | Elect John B. Shoven | Management | For | For |
6 | Elect Roger S. Siboni | Management | For | For |
7 | Elect Young K. Sohn | Management | For | For |
8 | Elect Lip-Bu Tan | Management | For | For |
9 | Elect Mary Anges Wilderotter | Management | For | For |
10 | Amendment to the Omnibus Equity Incentive Plan | Management | For | For |
11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
CATERPILLAR INC. Meeting Date: JUN 13, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: CAT Security ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kelly A. Ayotte | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Daniel M. Dickinson | Management | For | For |
4 | Elect Juan Gallardo | Management | For | For |
5 | Elect Dennis A. Muilenburg | Management | For | For |
6 | Elect William A. Osborn | Management | For | For |
7 | Elect Debra L. Reed | Management | For | For |
8 | Elect Edward B. Rust, Jr. | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Jim Umpleby III | Management | For | For |
11 | Elect Miles D. White | Management | For | For |
12 | Elect Rayford Wilkins Jr. | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | Shareholder | Against | Against |
CBOE GLOBAL MARKETS INC. Meeting Date: MAY 17, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CBOE Security ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Edward T. Tilly | Management | For | For |
2 | Elect Frank E. English Jr. | Management | For | For |
3 | Elect William M. Farrow III | Management | For | For |
4 | Elect Edward J. Fitzpatrick | Management | For | For |
5 | Elect Janet P. Froetscher | Management | For | For |
6 | Elect Jill R. Goodman | Management | For | For |
7 | Elect Roderick A. Palmore | Management | For | For |
8 | Elect James Parisi | Management | For | For |
9 | Elect Joseph P. Ratterman | Management | For | For |
10 | Elect Michael L. Richter | Management | For | For |
11 | Elect Jill E. Sommers | Management | For | For |
12 | Elect Carole E. Stone | Management | For | For |
13 | Elect Eugene S. Sunshine | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the Employee Stock Purchase Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
CBRE GROUP INC Meeting Date: MAY 18, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CBRE Security ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brandon B. Boze | Management | For | For |
2 | Elect Beth F. Cobert | Management | For | For |
3 | Elect Curtis F. Feeny | Management | For | For |
4 | Elect Christopher T. Jenny | Management | For | For |
5 | Elect Gerardo I. Lopez | Management | For | For |
6 | Elect Paula Rosput Reynolds | Management | For | For |
7 | Elect Robert E. Sulentic | Management | For | For |
8 | Elect Laura D'Andrea Tyson | Management | For | For |
9 | Elect Ray Wirta | Management | For | For |
10 | Elect Sanjiv Yajnik | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Decrease in Threshold Required to Call a Special Meeting | Management | For | Abstain |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
CELANESE CORP Meeting Date: APR 19, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CE Security ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean S. Blackwell | Management | For | For |
2 | Elect William M. Brown | Management | For | For |
3 | Elect Bennie W. Fowler | Management | For | For |
4 | Elect Edward G. Galante | Management | For | For |
5 | Elect Kathryn M. Hill | Management | For | For |
6 | Elect David F. Hoffmeister | Management | For | For |
7 | Elect John K. Wulff | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | 2018 Global Incentive Plan | Management | For | For |
CHEMOURS CO Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: CC Security ID: 163851108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Curtis V. Anastasio | Management | For | For |
2 | Elect Bradley J. Bell | Management | For | For |
3 | Elect Richard H. Brown | Management | For | For |
4 | Elect Mary B. Cranston | Management | For | For |
5 | Elect Curtis J. Crawford | Management | For | For |
6 | Elect Dawn L. Farrell | Management | For | For |
7 | Elect Sean D. Keohane | Management | For | For |
8 | Elect Mark P. Vergnano | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Elimination of Supermajority Requirement | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: CTSH Security ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Betsy Atkins | Management | For | For |
3 | Elect Maureen Breakiron-Evans | Management | For | For |
4 | Elect Jonathan Chadwick | Management | For | For |
5 | Elect John M. Dineen | Management | For | For |
6 | Elect Francisco D'Souza | Management | For | For |
7 | Elect John N. Fox, Jr. | Management | For | For |
8 | Elect John E. Klein | Management | For | For |
9 | Elect Leo S. Mackay, Jr. | Management | For | For |
10 | Elect Michael Patsalos-Fox | Management | For | For |
11 | Elect Joseph M. Velli | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Management | For | For |
16 | Elimination of Supermajority Requirement for Removal of Directors | Management | For | For |
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | For | For |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
DARDEN RESTAURANTS, INC. Meeting Date: SEP 21, 2017 Record Date: JUL 25, 2017 Meeting Type: ANNUAL | ||||
Ticker: DRI Security ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Margaret Shan Atkins | Management | For | For |
1.2 | Elect Bradley D. Blum | Management | For | For |
1.3 | Elect James P. Fogarty | Management | For | For |
1.4 | Elect Cynthia T. Jamison | Management | For | For |
1.5 | Elect Eugene I. Lee, Jr. | Management | For | For |
1.6 | Elect Nana Mensah | Management | For | For |
1.7 | Elect William S. Simon | Management | For | For |
1.8 | Elect Charles M. Sonsteby | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
DIAMONDBACK ENERGY INC Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: FANG Security ID: 25278X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven E. West | Management | For | For |
2 | Elect Travis D. Stice | Management | For | For |
3 | Elect Michael L. Hollis | Management | For | For |
4 | Elect Michael P. Cross | Management | For | For |
5 | Elect David L. Houston | Management | For | For |
6 | Elect Mark L. Plaumann | Management | For | For |
7 | Elect Melanie M. Trent | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
EOG RESOURCES, INC. Meeting Date: APR 24, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Janet F. Clark | Management | For | For |
2 | Elect Charles R. Crisp | Management | For | For |
3 | Elect Robert P. Daniels | Management | For | For |
4 | Elect James C. Day | Management | For | For |
5 | Elect C. Christopher Gaut | Management | For | For |
6 | Elect Donald F. Textor | Management | For | For |
7 | Elect William R. Thomas | Management | For | For |
8 | Elect Frank G. Wisner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
FACEBOOK INC Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc L. Andreessen | Management | For | For |
1.2 | Elect Erskine B. Bowles | Management | For | For |
1.3 | Elect Kenneth I. Chenault | Management | For | For |
1.4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.5 | Elect Reed Hastings | Management | For | For |
1.6 | Elect Jan Koum | Management | For | For |
1.7 | Elect Sheryl K. Sandberg | Management | For | For |
1.8 | Elect Peter A. Thiel | Management | For | For |
1.9 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against |
FEDEX CORP Meeting Date: SEP 25, 2017 Record Date: JUL 31, 2017 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect John A. Edwardson | Management | For | For |
3 | Elect Marvin Ellison | Management | For | For |
4 | Elect John Chris Inglis | Management | For | For |
5 | Elect Kimberly A. Jabal | Management | For | For |
6 | Elect Shirley Ann Jackson | Management | For | For |
7 | Elect R. Brad Martin | Management | For | For |
8 | Elect Joshua Cooper Ramo | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Frederick W. Smith | Management | For | For |
11 | Elect David P. Steiner | Management | For | For |
12 | Elect Paul S. Walsh | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Amendment to the 2010 Omnibus Stock Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | Against |
FLEETCOR TECHNOLOGIES INC Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
Ticker: FLT Security ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark A. Johnson | Management | For | For |
1.2 | Elect Hala G. Moddelmog | Management | For | For |
1.3 | Elect Jeffrey S. Sloan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
GENPACT LTD Meeting Date: MAY 08, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: G Security ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N.V. Tyagarajan | Management | For | For |
2 | Elect Robert Scott | Management | For | For |
3 | Elect Amit Chandra | Management | For | For |
4 | Elect Laura Conigliaro | Management | For | For |
5 | Elect David Humphrey | Management | For | For |
6 | Elect Carol Lindstrom | Management | For | For |
7 | Elect James C. Madden | Management | For | For |
8 | Elect Alex J. Mandl | Management | For | For |
9 | Elect Cecelia Morken | Management | For | For |
10 | Elect Mark Nunnelly | Management | For | For |
11 | Elect Mark Verdi | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approval of the Amendment to the Employee Stock Purchase Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John F. Cogan | Management | For | For |
2 | Elect Jacqueline K. Barton | Management | For | For |
3 | Elect Kelly A. Kramer | Management | For | For |
4 | Elect Kevin E. Lofton | Management | For | For |
5 | Elect John C. Martin | Management | For | For |
6 | Elect John F. Milligan | Management | For | For |
7 | Elect Richard J. Whitley | Management | For | For |
8 | Elect Gayle E. Wilson | Management | For | For |
9 | Elect Per Wold-Olsen | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Mark Flaherty | Management | For | For |
4 | Elect William W. George | Management | For | For |
5 | Elect James A. Johnson | Management | For | For |
6 | Elect Ellen J. Kullman | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect David A. Viniar | Management | For | For |
11 | Elect Mark O. Winkelman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the Stock Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
HOME DEPOT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Jeffery H. Boyd | Management | For | For |
4 | Elect Gregory D. Brenneman | Management | For | For |
5 | Elect J. Frank Brown | Management | For | For |
6 | Elect Albert P. Carey | Management | For | For |
7 | Elect Armando Codina | Management | For | For |
8 | Elect Helena B. Foulkes | Management | For | For |
9 | Elect Linda R. Gooden | Management | For | For |
10 | Elect Wayne M. Hewett | Management | For | For |
11 | Elect Stephanie C. Linnartz | Management | For | For |
12 | Elect Craig A. Menear | Management | For | For |
13 | Elect Mark Vadon | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
ILLUMINA INC Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: ILMN Security ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jay T. Flatley | Management | For | For |
2 | Elect John W. Thompson | Management | For | For |
3 | Elect Gary S. Guthart | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
INTERNATIONAL PAPER CO. Meeting Date: MAY 07, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: IP Security ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David J. Bronczek | Management | For | For |
2 | Elect William J. Burns | Management | For | For |
3 | Elect Christopher M. Connor | Management | For | For |
4 | Elect Ahmet Cemal Dorduncu | Management | For | For |
5 | Elect Ilene S. Gordon | Management | For | For |
6 | Elect Jacqueline C. Hinman | Management | For | For |
7 | Elect Jay L. Johnson | Management | For | For |
8 | Elect Clinton A. Lewis, Jr. | Management | For | For |
9 | Elect Kathryn D. Sullivan | Management | For | Against |
10 | Elect Mark S. Sutton | Management | For | For |
11 | Elect J. Steven Whisler | Management | For | For |
12 | Elect Ray G. Young | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
INTUITIVE SURGICAL INC Meeting Date: APR 19, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: ISRG Security ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig H. Barratt | Management | For | For |
2 | Elect Michael A. Friedman | Management | For | For |
3 | Elect Gary S. Guthart | Management | For | For |
4 | Elect Amal M. Johnson | Management | For | For |
5 | Elect Keith R. Leonard, Jr. | Management | For | For |
6 | Elect Alan J. Levy | Management | For | For |
7 | Elect Jami Dover Nachtsheim | Management | For | For |
8 | Elect Mark J. Rubash | Management | For | For |
9 | Elect Lonnie M. Smith | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
JOHNSON & JOHNSON Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mary C. Beckerle | Management | For | For |
2 | Elect D. Scott Davis | Management | For | For |
3 | Elect Ian E.L. Davis | Management | For | For |
4 | Elect Jennifer A. Doudna | Management | For | For |
5 | Elect Alex Gorsky | Management | For | For |
6 | Elect Mark B. McClellan | Management | For | For |
7 | Elect Anne M. Mulcahy | Management | For | For |
8 | Elect William D. Perez | Management | For | For |
9 | Elect Charles Prince | Management | For | For |
10 | Elect A. Eugene Washington | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Stephen B. Burke | Management | For | For |
4 | Elect Todd A. Combs | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Mellody Hobson | Management | For | For |
9 | Elect Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Michael A. Neal | Management | For | For |
11 | Elect Lee R. Raymond | Management | For | For |
12 | Elect William C. Weldon | Management | For | For |
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Amendment to the Long-Term Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
LAS VEGAS SANDS CORP Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: LVS Security ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Repeal of Classified Board | Management | For | For |
2 | Elect Sheldon G. Adelson | Management | For | For |
3 | Elect Irwin Chafetz | Management | For | For |
4 | Elect Micheline Chau | Management | For | For |
5 | Elect Patrick Dumont | Management | For | For |
6 | Elect Charles D. Forman | Management | For | For |
7 | Elect Steven L. Gerard | Management | For | For |
8 | Elect Robert Glen Goldstein | Management | For | For |
9 | Elect George Jamieson | Management | For | For |
10 | Elect Charles A. Koppelman | Management | For | For |
11 | Elect Lewis Kramer | Management | For | For |
12 | Elect David F. Levi | Management | For | For |
13 | Elect Micheline Chau | Management | For | For |
14 | Elect Patrick Dumont | Management | For | For |
15 | Elect David F. Levi | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | Against |
18 | Amendment to the Executive Cash Incentive Plan | Management | For | For |
LEAR CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Bott | Management | For | For |
2 | Elect Thomas P. Capo | Management | For | For |
3 | Elect Jonathan F. Foster | Management | For | For |
4 | Elect Mary Lou Jepsen | Management | For | For |
5 | Elect Kathleen A. Ligocki | Management | For | For |
6 | Elect Conrad L. Mallett, Jr. | Management | For | For |
7 | Elect Raymond E. Scott | Management | For | For |
8 | Elect Gregory C. Smith | Management | For | For |
9 | Elect Henry D. G. Wallace | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: JUN 01, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles (Change in Governance Structure) | Management | For | For |
2 | Elect Bhavesh V. Patel | Management | For | For |
3 | Elect Robert G. Gwin | Management | For | For |
4 | Elect Jacques Aigrain | Management | For | For |
5 | Elect Lincoln Benet | Management | For | For |
6 | Elect Jagjeet S. Bindra | Management | For | For |
7 | Elect Robin Buchanan | Management | For | For |
8 | Elect Stephen F. Cooper | Management | For | For |
9 | Elect Nance K. Dicciani | Management | For | For |
10 | Elect Claire S. Farley | Management | For | For |
11 | Elect Isabella D. Goren | Management | For | For |
12 | Elect Bruce A. Smith | Management | For | For |
13 | Elect Rudolf ("Rudy") M.J. van der Meer | Management | For | For |
14 | Elect Bhavesh V. Patel | Management | For | For |
15 | Elect Thomas Aebischer | Management | For | For |
16 | Elect Daniel Coombs | Management | For | For |
17 | Elect Jeffrey A. Kaplan | Management | For | For |
18 | Elect James D. Guilfoyle | Management | For | For |
19 | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For |
20 | Discharge from Liability of Members of the Management | Management | For | For |
21 | Discharge from Liability from Members of the Supervisory Board | Management | For | For |
22 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Management | For | For |
23 | Ratification of Auditor | Management | For | For |
24 | Allocation of Dividends | Management | For | For |
25 | Advisory Vote on Executive Compensation | Management | For | For |
26 | Authority to Repurchase Shares | Management | For | For |
27 | Authority to Cancel Shares | Management | For | For |
28 | Amendment to the Global Employee Stock Purchase Plan | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 04, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J.W. Marriott, Jr. | Management | For | For |
2 | Elect Mary K. Bush | Management | For | For |
3 | Elect Bruce W. Duncan | Management | For | For |
4 | Elect Deborah Marriott Harrison | Management | For | For |
5 | Elect Frederick A. Henderson | Management | For | For |
6 | Elect Eric Hippeau | Management | For | For |
7 | Elect Lawrence W. Kellner | Management | For | For |
8 | Elect Debra L. Lee | Management | For | For |
9 | Elect Aylwin B. Lewis | Management | For | For |
10 | Elect George Munoz | Management | For | For |
11 | Elect Steven S Reinemund | Management | For | For |
12 | Elect W. Mitt Romney | Management | For | For |
13 | Elect Susan C. Schwab | Management | For | For |
14 | Elect Arne M. Sorenson | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Right to Call a Special Meeting | Management | For | For |
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
MASTERCARD INCORPORATED Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Richard K. Davis | Management | For | For |
6 | Elect Steven J. Freiberg | Management | For | For |
7 | Elect Julius Genachowski | Management | For | For |
8 | Elect Goh Choon Phong | Management | For | For |
9 | Elect Merit E. Janow | Management | For | For |
10 | Elect Nancy J. Karch | Management | For | For |
11 | Elect Oki Matsumoto | Management | For | For |
12 | Elect Rima Qureshi | Management | For | For |
13 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
14 | Elect Jackson P. Tai | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
MCDONALD`S CORP Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect John Mulligan | Management | For | For |
9 | Elect Sheila A. Penrose | Management | For | For |
10 | Elect John W. Rogers, Jr. | Management | For | For |
11 | Elect Miles D. White | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Report on Plastic Straws | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
MCKESSON CORPORATION Meeting Date: JUL 26, 2017 Record Date: MAY 31, 2017 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andy D. Bryant | Management | For | For |
2 | Elect N. Anthony Coles | Management | For | For |
3 | Elect John H. Hammergren | Management | For | For |
4 | Elect M. Christine Jacobs | Management | For | For |
5 | Elect Donald R. Knauss | Management | For | For |
6 | Elect Marie L. Knowles | Management | For | For |
7 | Elect Edward A. Mueller | Management | For | For |
8 | Elect Susan R. Salka | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
MICRON TECHNOLOGY INC. Meeting Date: JAN 17, 2018 Record Date: NOV 20, 2017 Meeting Type: ANNUAL | ||||
Ticker: MU Security ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert L. Bailey | Management | For | For |
2 | Elect Richard M. Beyer | Management | For | For |
3 | Elect Patrick J. Byrne | Management | For | For |
4 | Elect Mercedes Johnson | Management | For | For |
5 | Elect Sanjay Mehrotra | Management | For | For |
6 | Elect Lawrence N. Mondry | Management | For | For |
7 | Elect Robert E. Switz | Management | For | For |
8 | Employee Stock Purchase Plan | Management | For | For |
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Charles H. Noski | Management | For | For |
7 | Elect Helmut G. W. Panke | Management | For | For |
8 | Elect Sandra E. Peterson | Management | For | For |
9 | Elect Penny S. Pritzker | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Arne M. Sorenson | Management | For | For |
12 | Elect John W. Stanton | Management | For | For |
13 | Elect John W. Thompson | Management | For | For |
14 | Elect Padmasree Warrior | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Management | For | For |
19 | Approval of the 2017 Stock Plan | Management | For | For |
MONSANTO CO. Meeting Date: JAN 31, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dwight M. Barns | Management | For | For |
2 | Elect Gregory H. Boyce | Management | For | For |
3 | Elect David L. Chicoine | Management | For | For |
4 | Elect Janice L. Fields | Management | For | For |
5 | Elect Hugh Grant | Management | For | For |
6 | Elect Laura K. Ipsen | Management | For | For |
7 | Elect Marcos Marinho Lutz | Management | For | For |
8 | Elect C. Steven McMillan | Management | For | For |
9 | Elect Jon R. Moeller | Management | For | For |
10 | Elect George H. Poste | Management | For | For |
11 | Elect Robert J. Stevens | Management | For | For |
12 | Elect Patricia Verduin | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
NETFLIX INC Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: NFLX Security ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard N. Barton | Management | For | For |
2 | Elect Rodolphe Belmer | Management | For | For |
3 | Elect Bradford L. Smith | Management | For | For |
4 | Elect Anne M. Sweeney | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | Against |
NORTHROP GRUMMAN CORP. Meeting Date: MAY 16, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wesley G. Bush | Management | For | For |
2 | Elect Marianne C. Brown | Management | For | For |
3 | Elect Donald E. Felsinger | Management | For | For |
4 | Elect Ann M. Fudge | Management | For | For |
5 | Elect Bruce S. Gordon | Management | For | For |
6 | Elect William H. Hernandez | Management | For | For |
7 | Elect Madeleine A. Kleiner | Management | For | For |
8 | Elect Karl J. Krapek | Management | For | For |
9 | Elect Gary Roughead | Management | For | For |
10 | Elect Thomas M. Schoewe | Management | For | For |
11 | Elect James S. Turley | Management | For | For |
12 | Elect Mark A. Welsh III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
NU SKIN ENTERPRISES, INC. Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: NUS Security ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nevin N. Andersen | Management | For | For |
2 | Elect Daniel W. Campbell | Management | For | For |
3 | Elect Andrew D. Lipman | Management | For | For |
4 | Elect Steven J. Lund | Management | For | For |
5 | Elect Neil H. Offen | Management | For | For |
6 | Elect Thomas R. Pisano | Management | For | For |
7 | Elect Zheqing Shen | Management | For | For |
8 | Elect Ritch N. Wood | Management | For | For |
9 | Elect Edwina D. Woodbury | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
NVIDIA CORP Meeting Date: MAY 16, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: NVDA Security ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect Persis S. Drell | Management | For | For |
4 | Elect James C. Gaither | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect Mark L. Perry | Management | For | For |
10 | Elect A. Brooke Seawell | Management | For | For |
11 | Elect Mark A. Stevens | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan | Management | For | For |
15 | Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan | Management | For | For |
NXP SEMICONDUCTORS NV Meeting Date: JUN 22, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Board Acts | Management | For | For |
3 | Elect Richard L. Clemmer | Management | For | For |
4 | Elect Peter L. Bonfield | Management | For | For |
5 | Elect Johannes P. Huth | Management | For | For |
6 | Elect Kenneth A. Goldman | Management | For | For |
7 | Elect Josef Kaeser | Management | For | For |
8 | Elect Eric Meurice | Management | For | For |
9 | Elect Peter Smitham | Management | For | For |
10 | Elect Julie Southern | Management | For | For |
11 | Elect Gregory L. Summe | Management | For | For |
12 | Elect Steven M. Mollenkopf | Management | For | For |
13 | Elect George S. Davis | Management | For | For |
14 | Elect Donald J. Rosenberg | Management | For | For |
15 | Elect Brian Modoff | Management | For | For |
16 | Elect Robert ter Haar | Management | For | For |
17 | Elect Steven Perrick | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Management | For | For |
22 | Appointment of Auditor | Management | For | For |
PATTERSON COMPANIES INC. Meeting Date: SEP 18, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL | ||||
Ticker: PDCO Security ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Buck | Management | For | For |
2 | Elect Alex N. Blanco | Management | For | For |
3 | Elect Jody H. Feragen | Management | For | For |
4 | Elect Sarena S. Lin | Management | For | For |
5 | Elect Ellen A. Rudnick | Management | For | For |
6 | Elect Neil A. Schrimsher | Management | For | For |
7 | Elect Les C. Vinney | Management | For | For |
8 | Elect James W. Wiltz | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
11 | Ratification of Auditor | Management | For | For |
PAYPAL HOLDINGS INC Meeting Date: MAY 23, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: PYPL Security ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney C. Adkins | Management | For | For |
2 | Elect Wences Casares | Management | For | For |
3 | Elect Jonathan Christodoro | Management | For | For |
4 | Elect John J. Donahoe II | Management | For | For |
5 | Elect David W. Dorman | Management | For | For |
6 | Elect Belinda J. Johnson | Management | For | For |
7 | Elect Gail J. McGovern | Management | For | For |
8 | Elect David M. Moffett | Management | For | For |
9 | Elect Ann Sarnoff | Management | For | For |
10 | Elect Daniel H. Schulman | Management | For | For |
11 | Elect Frank D. Yeary | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Amendment to the 2015 Equity Incentive Award Plan | Management | For | For |
14 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | Shareholder | Against | Against |
PERKINELMER, INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: PKI Security ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter Barrett | Management | For | For |
2 | Elect Samuel R. Chapin | Management | For | For |
3 | Elect Robert F. Friel | Management | For | For |
4 | Elect Sylvie Gregoire | Management | For | For |
5 | Elect Nicholas A. Lopardo | Management | For | For |
6 | Elect Alexis P. Michas | Management | For | For |
7 | Elect Patrick J. Sullivan | Management | For | For |
8 | Elect Frank Witney | Management | For | For |
9 | Elect Pascale Witz | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
PILGRIM`S PRIDE CORP. Meeting Date: MAY 10, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
Ticker: PPC Security ID: 72147K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gilberto Tomazoni | Management | For | For |
1.2 | Elect Denilson Molina | Management | For | For |
1.3 | Elect Wallim Cruz de Vasconcellos Junior | Management | For | For |
1.4 | Elect William W. Lovette | Management | For | For |
1.5 | Elect Andre Noguiera de Souza | Management | For | For |
1.6 | Elect David E. Bell | Management | For | For |
1.7 | Elect Michael L. Cooper | Management | For | For |
1.8 | Elect Charles Macaluso | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Water Stewardship Policy | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | For |
PROCTER & GAMBLE CO. Meeting Date: OCT 10, 2017 Record Date: AUG 11, 2017 Meeting Type: PROXY CONTEST | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francis S. Blake | Management | For | TNA |
1.2 | Elect Angela F. Braly | Management | For | TNA |
1.3 | Elect Amy Chang | Management | For | TNA |
1.4 | Elect Kenneth I. Chenault | Management | For | TNA |
1.5 | Elect Scott D. Cook | Management | For | TNA |
1.6 | Elect Terry J. Lundgren | Management | For | TNA |
1.7 | Elect W. James McNerney, Jr. | Management | For | TNA |
1.8 | Elect David. S. Taylor | Management | For | TNA |
1.9 | Elect Margaret C. Whitman | Management | For | TNA |
1.10 | Elect Patricia A. Woertz | Management | For | TNA |
1.11 | Elect Ernesto Zedillo | Management | For | TNA |
2 | Ratification of Auditor | Management | For | TNA |
3 | Advisory Vote on Executive Compensation | Management | For | TNA |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | TNA |
5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | TNA |
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | TNA |
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Against | TNA |
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Against | TNA |
1.1 | Elect Nelson Peltz | Management | Do Not Vote | For |
1.2 | Elect Mgmt. Nominee Francis S. Blake | Management | Do Not Vote | For |
1.3 | Elect Mgmt. Nominee Angela F. Braly | Management | Do Not Vote | For |
1.4 | Elect Mgmt. Nominee Amy L. Chang | Management | Do Not Vote | For |
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Management | Do Not Vote | For |
1.6 | Elect Mgmt. Nominee Scott D. Cook | Management | Do Not Vote | For |
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Management | Do Not Vote | For |
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Management | Do Not Vote | For |
1.9 | Elect Mgmt. Nominee David. S. Taylor | Management | Do Not Vote | For |
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Management | Do Not Vote | For |
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Management | Do Not Vote | For |
2 | Ratification of Auditor | Management | Do Not Vote | For |
3 | Advisory Vote on Executive Compensation | Management | Do Not Vote | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | Do Not Vote | 1 Year |
5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Do Not Vote | Against |
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Do Not Vote | Against |
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Do Not Vote | Against |
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Do Not Vote | For |
PROGRESSIVE CORP. Meeting Date: MAY 11, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PGR Security ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Philip F. Bleser | Management | For | For |
2 | Elect Stuart B. Burgdoerfer | Management | For | For |
3 | Elect Pamela J. Craig | Management | For | For |
4 | Elect Charles A. Davis | Management | For | For |
5 | Elect Roger N. Farah | Management | For | For |
6 | Elect Lawton W. Fitt | Management | For | For |
7 | Elect Susan Patricia Griffith | Management | For | For |
8 | Elect Jeffrey D. Kelly | Management | For | For |
9 | Elect Patrick H. Nettles | Management | For | For |
10 | Elect Barbara R. Snyder | Management | For | For |
11 | Elect Kahina Van Dyke | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
REYNOLDS AMERICAN INC. Meeting Date: JUL 19, 2017 Record Date: JUN 12, 2017 Meeting Type: SPECIAL | ||||
Ticker: RAI Security ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Right to Adjourn Meeting | Management | For | For |
SALESFORCE.COM INC Meeting Date: JUN 12, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
Ticker: CRM Security ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Craig A. Conway | Management | For | For |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Bernard Tyson | Management | For | Against |
10 | Elect Robin L. Washington | Management | For | For |
11 | Elect Maynard G. Webb | Management | For | For |
12 | Elect Susan D. Wojcicki | Management | For | For |
13 | Adoption of Right to Call a Special Meeting | Management | For | For |
14 | Amendment to the 2013 Equity Incentive Plan | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
SILGAN HOLDINGS INC. Meeting Date: JUN 11, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: SLGN Security ID: 827048109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony J. Allott | Management | For | For |
1.2 | Elect William T. Donovan | Management | For | For |
1.3 | Elect Joseph M Jordan | Management | For | For |
2 | Amendment to Increase Board Size | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
SQUARE INC Meeting Date: JUN 19, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL | ||||
Ticker: SQ Security ID: 852234103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Randy Garutti | Management | For | For |
1.2 | Elect Mary Meeker | Management | For | For |
1.3 | Elect Naveen Rao | Management | For | For |
1.4 | Elect Lawrence Summers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
SS&C TECHNOLOGIES HOLDINGS INC Meeting Date: MAY 16, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: SSNC Security ID: 78467J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jonathan E. Michael | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
TOTAL SYSTEM SERVICES INC Meeting Date: APR 26, 2018 Record Date: FEB 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: TSS Security ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect F. Thaddeus Arroyo | Management | For | For |
2 | Elect Kriss Cloninger III | Management | For | For |
3 | Elect Walter W. Driver, Jr. | Management | For | For |
4 | Elect Sidney E. Harris | Management | For | For |
5 | Elect William M. Isaac | Management | For | For |
6 | Elect Mason H. Lampton | Management | For | For |
7 | Elect Connie D. McDaniel | Management | For | For |
8 | Elect Richard A. Smith | Management | For | For |
9 | Elect Philip W. Tomlinson | Management | For | Against |
10 | Elect John T. Turner | Management | For | For |
11 | Elect Richard W. Ussery | Management | For | For |
12 | Elect M. Troy Woods | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
UNITED RENTALS, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: URI Security ID: 911363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose B. Alvarez | Management | For | For |
2 | Elect Jenne K. Britell | Management | For | For |
3 | Elect Marc A Bruno | Management | For | For |
4 | Elect Bobby J. Griffin | Management | For | For |
5 | Elect Terri L Kelly | Management | For | For |
6 | Elect Michael J. Kneeland | Management | For | For |
7 | Elect Gracia C. Martore | Management | For | For |
8 | Elect Jason D. Papastavrou | Management | For | For |
9 | Elect Filippo Passerini | Management | For | For |
10 | Elect Donald C. Roof | Management | For | For |
11 | Elect Shiv Singh | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
UNITEDHEALTH GROUP INC Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William Mcabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect Glenn M. Renwick | Management | For | For |
9 | Elect Kenneth I. Shine | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
VAIL RESORTS INC. Meeting Date: DEC 06, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL | ||||
Ticker: MTN Security ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan L. Decker | Management | For | For |
2 | Elect Roland Hernandez | Management | For | For |
3 | Elect Robert A. Katz | Management | For | For |
4 | Elect John T. Redmond | Management | For | For |
5 | Elect Michele Romanow | Management | For | For |
6 | Elect Hilary A. Schneider | Management | For | For |
7 | Elect D. Bruce Sewell | Management | For | For |
8 | Elect John F. Sorte | Management | For | For |
9 | Elect Peter A. Vaughn | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
VISA INC Meeting Date: JAN 30, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Gary A. Hoffman | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect John F. Lundgren | Management | For | For |
7 | Elect Robert W. Matschullat | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect John A.C. Swainson | Management | For | For |
10 | Elect Maynard G. Webb, Jr. | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
WATERS CORP. Meeting Date: MAY 09, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: WAT Security ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Berendt | Management | For | For |
2 | Elect Edward Conard | Management | For | For |
3 | Elect Laurie H. Glimcher | Management | For | For |
4 | Elect Christopher A. Kuebler | Management | For | For |
5 | Elect Christopher J.O'Connell | Management | For | For |
6 | Elect Flemming Ornskov | Management | For | For |
7 | Elect JoAnn A. Reed | Management | For | For |
8 | Elect Thomas P. Salice | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
WAYFAIR INC Meeting Date: MAY 16, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
Ticker: W Security ID: 94419L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Niraj Shah | Management | For | For |
2 | Elect Steven Conine | Management | For | For |
3 | Elect Julie M.B. Bradley | Management | For | For |
4 | Elect Robert J. Gamgort | Management | For | For |
5 | Elect Michael A. Kumin | Management | For | For |
6 | Elect James Miller | Management | For | For |
7 | Elect Jeffrey G. Naylor | Management | For | For |
8 | Elect Romero Rodrigues | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
WHOLE FOODS MARKET, INC. Meeting Date: AUG 23, 2017 Record Date: JUL 19, 2017 Meeting Type: SPECIAL | ||||
Ticker: WFM Security ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Decrease of Authorized Common Stock | Management | For | For |
4 | Right to Adjourn Meeting | Management | For | For |
WILLIAMS COS INC Meeting Date: MAY 10, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan S. Armstrong | Management | For | For |
2 | Elect Stephen W. Bergstrom | Management | For | For |
3 | Elect Stephen I. Chazen | Management | For | For |
4 | Elect Charles I. Cogut | Management | For | For |
5 | Elect Kathleen B. Cooper | Management | For | For |
6 | Elect Michael A. Creel | Management | For | For |
7 | Elect Peter A. Ragauss | Management | For | For |
8 | Elect Scott D. Sheffield | Management | For | For |
9 | Elect Murray D. Smith | Management | For | For |
10 | Elect William H. Spence | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: WYN Security ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Myra J. Biblowit | Management | For | For |
1.2 | Elect Louise F. Brady | Management | For | For |
1.3 | Elect James E. Buckman | Management | For | For |
1.4 | Elect George Herrera | Management | For | For |
1.5 | Elect Stephen P. Holmes | Management | For | For |
1.6 | Elect Brian Mulroney | Management | For | For |
1.7 | Elect Pauline D.E. Richards | Management | For | For |
1.8 | Elect Michael H. Wargotz | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the 2006 Equity and Incentive Plan | Management | For | Against |
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
WYNN RESORTS LTD. Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: PROXY CONTEST | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Management Nominee John J. Hagenbuch | Management | Do Not Vote | TNA |
1.2 | Elect Management Nominee Betsy Atkins | Management | Do Not Vote | TNA |
1.3 | Elect Management Nominee Patricia Mulroy | Management | Do Not Vote | TNA |
2 | Ratification of Auditor | Management | Do Not Vote | TNA |
3 | Advisory Vote on Executive Compensation | Management | Do Not Vote | TNA |
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Do Not Vote | TNA |
1.1 | Elect Betsy Atkins | Management | For | For |
1.2 | Elect John J. Hagenbuch | Management | For | For |
1.3 | Elect Patricia Mulroy | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
PGIM Jennison Rising Dividend Fund - Sub-Adviser: Jennison
3M CO. Meeting Date: MAY 08, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMM Security ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sondra L. Barbour | Management | For | For |
2 | Elect Thomas K. Brown | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Michael L. Eskew | Management | For | For |
5 | Elect Herbert L. Henkel | Management | For | For |
6 | Elect Amy E. Hood | Management | For | For |
7 | Elect Muhtar Kent | Management | For | For |
8 | Elect Edward M. Liddy | Management | For | For |
9 | Elect Gregory R. Page | Management | For | For |
10 | Elect Michael F. Roman | Management | For | For |
11 | Elect Inge G. Thulin | Management | For | For |
12 | Elect Patricia A. Woertz | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
ABBOTT LABORATORIES Meeting Date: APR 27, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Alpern | Management | For | For |
1.2 | Elect Roxanne S. Austin | Management | For | For |
1.3 | Elect Sally E. Blount | Management | For | For |
1.4 | Elect Edward M. Liddy | Management | For | For |
1.5 | Elect Nancy McKinstry | Management | For | For |
1.6 | Elect Phebe N. Novakovic | Management | For | For |
1.7 | Elect William A. Osborn | Management | For | For |
1.8 | Elect Samuel C. Scott III | Management | For | For |
1.9 | Elect Daniel J. Starks | Management | For | For |
1.10 | Elect John G. Stratton | Management | For | For |
1.11 | Elect Glenn F. Tilton | Management | For | For |
1.12 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
ABBVIE INC Meeting Date: MAY 04, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roxanne S. Austin | Management | For | For |
1.2 | Elect Richard A. Gonzalez | Management | For | For |
1.3 | Elect Rebecca B. Roberts | Management | For | For |
1.4 | Elect Glenn F. Tilton | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Repeal of Classified Board | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
ACCENTURE PLC Meeting Date: FEB 07, 2018 Record Date: DEC 11, 2017 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jaime Ardila Gomez | Management | For | For |
2 | Elect Charles H. Giancarlo | Management | For | For |
3 | Elect Herbert Hainer | Management | For | For |
4 | Elect Marjorie Magner | Management | For | For |
5 | Elect Nancy McKinstry | Management | For | For |
6 | Elect Pierre Nanterme | Management | For | For |
7 | Elect Gilles Pelisson | Management | For | For |
8 | Elect Paula A. Price | Management | For | For |
9 | Elect Arun Sarin | Management | For | For |
10 | Elect Frank K. Tang | Management | For | For |
11 | Elect Tracey T. Travis | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2010 Share Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Issuance of Treasury Shares | Management | For | For |
18 | Internal Merger Transaction | Management | For | Abstain |
19 | Amendment to Articles Regarding Shareholder Approval of Internal Transactions | Management | For | Abstain |
AFFILIATED MANAGERS GROUP INC. Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Samuel T. Byrne | Management | For | For |
2 | Elect Dwight D. Churchill | Management | For | For |
3 | Elect Glenn Earle | Management | For | For |
4 | Elect Niall Ferguson | Management | For | For |
5 | Elect Sean M. Healey | Management | For | For |
6 | Elect Tracy P. Palandjian | Management | For | For |
7 | Elect Patrick T. Ryan | Management | For | For |
8 | Elect Karen Yerburgh | Management | For | For |
9 | Elect Jide J. Zeitlin | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Elect Nathaniel Dalton | Management | For | For |
AGILENT TECHNOLOGIES INC. Meeting Date: MAR 21, 2018 Record Date: JAN 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect KOH Boon Hwee | Management | For | For |
2 | Elect Michael R. McMullen | Management | For | For |
3 | Elect Daniel K. Podolsky | Management | For | For |
4 | Amendment to the 2009 Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
AIR PRODUCTS & CHEMICALS INC. Meeting Date: JAN 25, 2018 Record Date: NOV 30, 2017 Meeting Type: ANNUAL | ||||
Ticker: APD Security ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan K. Carter | Management | For | For |
2 | Elect Charles I. Cogut | Management | For | For |
3 | Elect Seifi Ghasemi | Management | For | For |
4 | Elect Chadwick C. Deaton | Management | For | For |
5 | Elect David H. Y. Ho | Management | For | For |
6 | Elect Margaret G. McGlynn | Management | For | For |
7 | Elect Edward L. Monser | Management | For | For |
8 | Elect Matthew H. Paull | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Approval of Performance Terms under LTIP (Proposal Withdrawn) | Management | For | For |
ALLERGAN PLC Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nesli Basgoz | Management | For | For |
2 | Elect Paul M. Bisaro | Management | For | For |
3 | Elect Joseph H. Boccuzi | Management | For | For |
4 | Elect Christopher W. Bodine | Management | For | For |
5 | Elect Adriane M. Brown | Management | For | For |
6 | Elect Christopher J. Coughlin | Management | For | For |
7 | Elect Carol Anthony Davidson | Management | For | For |
8 | Elect Catherine M. Klema | Management | For | For |
9 | Elect Peter J. McDonnell | Management | For | For |
10 | Elect Patrick J. O'Sullivan | Management | For | For |
11 | Elect Brenton L. Saunders | Management | For | For |
12 | Elect Fred G. Weiss | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
APPLE INC Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Robert A. Iger | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Susan L. Wagner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For |
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
BANK OF AMERICA CORP. Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell, III | Management | For | For |
12 | Elect Michael D. White | Management | For | For |
13 | Elect Thomas D. Woods | Management | For | For |
14 | Elect R. David Yost | Management | For | For |
15 | Elect Maria T. Zuber | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
BB&T CORP. Meeting Date: APR 24, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: BBT Security ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer S. Banner | Management | For | For |
2 | Elect K. David Boyer, Jr. | Management | For | For |
3 | Elect Anna R. Cablik | Management | For | For |
4 | Elect I. Patricia Henry | Management | For | For |
5 | Elect Eric C. Kendrick | Management | For | For |
6 | Elect Kelly S. King | Management | For | For |
7 | Elect Louis B. Lynn | Management | For | For |
8 | Elect Charles A. Patton | Management | For | For |
9 | Elect Nido R. Qubein | Management | For | For |
10 | Elect William J. Reuter | Management | For | For |
11 | Elect Tollie W. Rich, Jr. | Management | For | For |
12 | Elect Christine Sears | Management | For | For |
13 | Elect Thomas E. Skains | Management | For | For |
14 | Elect Thomas N. Thompson | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Elimination of Supermajority Requirement | Management | For | For |
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
BOEING CO. Meeting Date: APR 30, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert A. Bradway | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Lynn J. Good | Management | For | For |
7 | Elect Lawrence W. Kellner | Management | For | For |
8 | Elect Caroline B. Kennedy | Management | For | For |
9 | Elect Edward M. Liddy | Management | For | For |
10 | Elect Dennis A. Muilenburg | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Elect Ronald A. Williams | Management | For | For |
13 | Elect Mike S. Zafirovski | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Board Size | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 01, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Jose Baselga | Management | For | For |
3 | Elect Robert J. Bertolini | Management | For | For |
4 | Elect Giovanni Caforio | Management | For | For |
5 | Elect Matthew W. Emmens | Management | For | For |
6 | Elect Michael Grobstein | Management | For | For |
7 | Elect Alan J. Lacy | Management | For | For |
8 | Elect Dinesh C. Paliwal | Management | For | For |
9 | Elect Theodore R. Samuels | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Vicki L. Sato | Management | For | For |
12 | Elect Karen H. Vousden | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
BROADCOM INC Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hock E. Tan | Management | For | For |
2 | Elect James V. Diller, Sr. | Management | For | For |
3 | Elect Gayla J. Delly | Management | For | For |
4 | Elect Lewis C. Eggebrecht | Management | For | For |
5 | Elect Kenneth Y. Hao | Management | For | For |
6 | Elect Eddy W. Hartenstein | Management | For | For |
7 | Elect Check Kian Low | Management | For | For |
8 | Elect Donald Macleod | Management | For | For |
9 | Elect Peter J. Marks | Management | For | For |
10 | Elect Dr. Henry S. Samueli | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Authority to Issue Ordinary and Special Preference Shares | Management | For | Against |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: SPECIAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reincorporation/Change of Continuance | Management | For | For |
CITIGROUP INC Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Ellen M. Costello | Management | For | For |
3 | Elect John C. Dugan | Management | For | For |
4 | Elect Duncan P. Hennes | Management | For | For |
5 | Elect Peter B. Henry | Management | For | For |
6 | Elect Franz B. Humer | Management | For | For |
7 | Elect S. Leslie Ireland | Management | For | For |
8 | Elect Renee J. James | Management | For | For |
9 | Elect Eugene M. McQuade | Management | For | For |
10 | Elect Michael E. O'Neill | Management | For | For |
11 | Elect Gary M. Reiner | Management | For | For |
12 | Elect Anthony M. Santomero | Management | For | For |
13 | Elect Diana L. Taylor | Management | For | For |
14 | Elect James S. Turley | Management | For | For |
15 | Elect Deborah C. Wright | Management | For | For |
16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
COCA-COLA CO Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert A. Allen | Management | For | For |
2 | Elect Ronald W. Allen | Management | For | For |
3 | Elect Marc Bolland | Management | For | For |
4 | Elect Ana Botin | Management | For | For |
5 | Elect Richard M. Daley | Management | For | For |
6 | Elect Christopher C. Davis | Management | For | For |
7 | Elect Barry Diller | Management | For | For |
8 | Elect Helene D. Gayle | Management | For | For |
9 | Elect Alexis M. Herman | Management | For | For |
10 | Elect Muhtar Kent | Management | For | For |
11 | Elect Robert A. Kotick | Management | For | For |
12 | Elect Maria Elena Lagomasino | Management | For | For |
13 | Elect Sam Nunn | Management | For | For |
14 | Elect James Quincey | Management | For | For |
15 | Elect Caroline J. Tsay | Management | For | For |
16 | Elect David B. Weinberg | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
CONSTELLATION BRANDS INC Meeting Date: JUL 18, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
Ticker: STZ Security ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jerry Fowden | Management | For | For |
1.2 | Elect Barry A. Fromberg | Management | For | For |
1.3 | Elect Robert L. Hanson | Management | For | For |
1.4 | Elect Ernesto M. Hernandez | Management | For | For |
1.5 | Elect James A. Locke III | Management | For | For |
1.6 | Elect Daniel J. McCarthy | Management | For | For |
1.7 | Elect Richard Sands | Management | For | For |
1.8 | Elect Robert Sands | Management | For | For |
1.9 | Elect Judy A. Schmeling | Management | For | For |
1.10 | Elect Keith E. Wandell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Amendment to the Long-Term Stock Incentive Plan | Management | For | For |
CORNING, INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: GLW Security ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donald W. Blair | Management | For | For |
2 | Elect Stephanie A. Burns | Management | For | For |
3 | Elect John A. Canning Jr. | Management | For | For |
4 | Elect Richard T. Clark | Management | For | For |
5 | Elect Robert F. Cummings, Jr. | Management | For | For |
6 | Elect Deborah A. Henretta | Management | For | For |
7 | Elect Daniel P. Huttenlocher | Management | For | For |
8 | Elect Kurt M. Landgraf | Management | For | For |
9 | Elect Kevin J. Martin | Management | For | For |
10 | Elect Deborah Rieman | Management | For | For |
11 | Elect Hansel E. Tookes II | Management | For | For |
12 | Elect Wendell P. Weeks | Management | For | For |
13 | Elect Mark S. Wrighton | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect P. Robert Bartolo | Management | For | For |
2 | Elect Jay A. Brown | Management | For | For |
3 | Elect Cindy Christy | Management | For | For |
4 | Elect Ari Q. Fitzgerald | Management | For | For |
5 | Elect Robert E. Garrison II | Management | For | For |
6 | Elect Andrea J. Goldsmith | Management | For | For |
7 | Elect Lee W. Hogan | Management | For | For |
8 | Elect Edward C. Hutcheson, Jr. | Management | For | For |
9 | Elect J. Landis Martin | Management | For | For |
10 | Elect Robert F. McKenzie | Management | For | For |
11 | Elect Anthony J. Melone | Management | For | For |
12 | Elect W. Benjamin Moreland | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
CSX CORP. Meeting Date: MAY 18, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donna M. Alvarado | Management | For | For |
2 | Elect John B. Breaux | Management | For | For |
3 | Elect Pamela L. Carter | Management | For | For |
4 | Elect James M. Foote | Management | For | For |
5 | Elect Steven T. Halverson | Management | For | For |
6 | Elect Paul C. Hilal | Management | For | For |
7 | Elect Edward J. Kelly, III | Management | For | For |
8 | Elect John D. McPherson | Management | For | For |
9 | Elect David M. Moffett | Management | For | For |
10 | Elect Dennis H. Reilley | Management | For | For |
11 | Elect Linda H. Riefler | Management | For | For |
12 | Elect J. Steven Whisler | Management | For | For |
13 | Elect John J. Zillmer | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Approval of the 2018 Employee Stock Purchase Plan | Management | For | For |
DOWDUPONT INC Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: DWDP Security ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Edward D. Breen | Management | For | For |
4 | Elect Robert A. Brown | Management | For | For |
5 | Elect Alexander M. Cutler | Management | For | For |
6 | Elect Jeff M. Fettig | Management | For | For |
7 | Elect Marillyn A. Hewson | Management | For | For |
8 | Elect Lois D. Juliber | Management | For | For |
9 | Elect Andrew N. Liveris | Management | For | For |
10 | Elect Raymond J. Milchovich | Management | For | For |
11 | Elect Paul Polman | Management | For | For |
12 | Elect Dennis H. Reilley | Management | For | For |
13 | Elect James M. Ringler | Management | For | For |
14 | Elect Ruth G. Shaw | Management | For | For |
15 | Elect Lee M. Thomas | Management | For | For |
16 | Elect Patrick J. Ward | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
19 | Ratification of Auditor | Management | For | For |
20 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
DXC TECHNOLOGY CO Meeting Date: AUG 10, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
Ticker: DXC Security ID: 23355L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mukesh Aghi | Management | For | For |
2 | Elect Amy E. Alving | Management | For | For |
3 | Elect David L. Herzog | Management | For | For |
4 | Elect Sachin S. Lawande | Management | For | For |
5 | Elect J. Michael Lawrie | Management | For | For |
6 | Elect Julio A Portalatin | Management | For | For |
7 | Elect Peter Rutland | Management | For | For |
8 | Elect Manoj P. Singh | Management | For | For |
9 | Elect Margaret C. Whitman | Management | For | For |
10 | Elect Robert F. Woods | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | 2017 Incentive Plan | Management | For | For |
EAST WEST BANCORP, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: EWBC Security ID: 27579R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Molly Campbell | Management | For | For |
1.2 | Elect Iris S. Chan | Management | For | For |
1.3 | Elect Rudolph I. Estrada | Management | For | For |
1.4 | Elect Paul H. Irving | Management | For | For |
1.5 | Elect Herman Y. Li | Management | For | For |
1.6 | Elect Jack C. Liu | Management | For | For |
1.7 | Elect Dominic Ng | Management | For | For |
1.8 | Elect Lester M. Sussman | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
EQUINIX, INC. Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: EQIX Security ID: 29444U700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Bartlett | Management | For | For |
1.2 | Elect Nanci E. Caldwell | Management | For | For |
1.3 | Elect Gary F. Hromadko | Management | For | For |
1.4 | Elect Scott Kriens | Management | For | For |
1.5 | Elect William Luby | Management | For | For |
1.6 | Elect Irving F. Lyons, III | Management | For | For |
1.7 | Elect Christopher B. Paisley | Management | For | For |
1.8 | Elect Peter F. Van Camp | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
FEDEX CORP Meeting Date: SEP 25, 2017 Record Date: JUL 31, 2017 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect John A. Edwardson | Management | For | For |
3 | Elect Marvin Ellison | Management | For | For |
4 | Elect John Chris Inglis | Management | For | For |
5 | Elect Kimberly A. Jabal | Management | For | For |
6 | Elect Shirley Ann Jackson | Management | For | For |
7 | Elect R. Brad Martin | Management | For | For |
8 | Elect Joshua Cooper Ramo | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Frederick W. Smith | Management | For | For |
11 | Elect David P. Steiner | Management | For | For |
12 | Elect Paul S. Walsh | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Amendment to the 2010 Omnibus Stock Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | Against |
GENERAL DYNAMICS CORP. Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James S. Crown | Management | For | For |
2 | Elect Rudy F. deLeon | Management | For | For |
3 | Elect Lester L. Lyles | Management | For | For |
4 | Elect Mark M. Malcolm | Management | For | For |
5 | Elect Phebe N. Novakovic | Management | For | For |
6 | Elect C. Howard Nye | Management | For | For |
7 | Elect William A. Osborn | Management | For | For |
8 | Elect Catherine B. Reynolds | Management | For | For |
9 | Elect Laura J. Schumacher | Management | For | For |
10 | Elect Peter A. Wall | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Mark Flaherty | Management | For | For |
4 | Elect William W. George | Management | For | For |
5 | Elect James A. Johnson | Management | For | For |
6 | Elect Ellen J. Kullman | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect David A. Viniar | Management | For | For |
11 | Elect Mark O. Winkelman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the Stock Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
HOME DEPOT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Jeffery H. Boyd | Management | For | For |
4 | Elect Gregory D. Brenneman | Management | For | For |
5 | Elect J. Frank Brown | Management | For | For |
6 | Elect Albert P. Carey | Management | For | For |
7 | Elect Armando Codina | Management | For | For |
8 | Elect Helena B. Foulkes | Management | For | For |
9 | Elect Linda R. Gooden | Management | For | For |
10 | Elect Wayne M. Hewett | Management | For | For |
11 | Elect Stephanie C. Linnartz | Management | For | For |
12 | Elect Craig A. Menear | Management | For | For |
13 | Elect Mark Vadon | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 23, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Darius Adamczyk | Management | For | For |
2 | Elect Duncan B. Angove | Management | For | For |
3 | Elect William S. Ayer | Management | For | For |
4 | Elect Kevin Burke | Management | For | For |
5 | Elect Jaime Chico Pardo | Management | For | For |
6 | Elect D. Scott Davis | Management | For | For |
7 | Elect Linnet F. Deily | Management | For | For |
8 | Elect Judd Gregg | Management | For | For |
9 | Elect Clive Hollick | Management | For | For |
10 | Elect Grace D. Lieblein | Management | For | For |
11 | Elect George Paz | Management | For | For |
12 | Elect Robin L. Washington | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Decrease in Threshold Required to Call a Special Meeting | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
INTEL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aneel Bhusri | Management | For | For |
2 | Elect Andy D. Bryant | Management | For | For |
3 | Elect Reed E. Hundt | Management | For | For |
4 | Elect Omar Ishrak | Management | For | For |
5 | Elect Brian M. Krzanich | Management | For | For |
6 | Elect Risa Lavizzo-Mourey | Management | For | For |
7 | Elect Tsu-Jae King Liu | Management | For | For |
8 | Elect Gregory D. Smith | Management | For | For |
9 | Elect Andrew Wilson | Management | For | For |
10 | Elect Frank D. Yeary | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | Shareholder | Against | Against |
INTUIT INC Meeting Date: JAN 18, 2018 Record Date: NOV 20, 2017 Meeting Type: ANNUAL | ||||
Ticker: INTU Security ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eve Burton | Management | For | For |
2 | Elect Scott D. Cook | Management | For | For |
3 | Elect Richard Dalzell | Management | For | For |
4 | Elect Deborah Liu | Management | For | For |
5 | Elect Suzanne Nora Johnson | Management | For | For |
6 | Elect Dennis D. Powell | Management | For | For |
7 | Elect Brad D. Smith | Management | For | For |
8 | Elect Thomas J. Szkutak | Management | For | For |
9 | Elect Raul Vazquez | Management | For | For |
10 | Elect Jeff Weiner | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: JBHT Security ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Douglas G. Duncan | Management | For | For |
2 | Elect Francesca M. Edwardson | Management | For | For |
3 | Elect Wayne Garrison | Management | For | For |
4 | Elect Sharilyn S. Gasaway | Management | For | For |
5 | Elect Gary C. George | Management | For | For |
6 | Elect Bryan Hunt | Management | For | For |
7 | Elect Coleman H. Peterson | Management | For | For |
8 | Elect John N. Roberts III | Management | For | For |
9 | Elect James L. Robo | Management | For | For |
10 | Elect Kirk Thompson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Stephen B. Burke | Management | For | For |
4 | Elect Todd A. Combs | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Mellody Hobson | Management | For | For |
9 | Elect Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Michael A. Neal | Management | For | For |
11 | Elect Lee R. Raymond | Management | For | For |
12 | Elect William C. Weldon | Management | For | For |
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Amendment to the Long-Term Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
LILLY(ELI) & CO Meeting Date: MAY 07, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Katherine Baicker | Management | For | For |
2 | Elect J. Erik Fyrwald | Management | For | For |
3 | Elect Jamere Jackson | Management | For | For |
4 | Elect Ellen R. Marram | Management | For | For |
5 | Elect Jackson P. Tai | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirement | Management | For | For |
10 | Amendment to the 2002 Stock Plan | Management | For | For |
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
LOCKHEED MARTIN CORP. Meeting Date: APR 26, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Board of Directors | Management | For | For |
2 | Elect Daniel F. Akerson | Management | For | For |
3 | Elect Nolan D. Archibald | Management | For | For |
4 | Elect David B. Burritt | Management | For | For |
5 | Elect Bruce A. Carlson | Management | For | For |
6 | Elect James O. Ellis, Jr. | Management | For | For |
7 | Elect Thomas J. Falk | Management | For | For |
8 | Elect Ilene S. Gordon | Management | For | For |
9 | Elect Marillyn A. Hewson | Management | For | For |
10 | Elect Joseph W. Ralston | Management | For | For |
11 | Elect James D. Taiclet, Jr. | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Amendment to the Directors Equity Plan | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
MASTERCARD INCORPORATED Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Richard K. Davis | Management | For | For |
6 | Elect Steven J. Freiberg | Management | For | For |
7 | Elect Julius Genachowski | Management | For | For |
8 | Elect Goh Choon Phong | Management | For | For |
9 | Elect Merit E. Janow | Management | For | For |
10 | Elect Nancy J. Karch | Management | For | For |
11 | Elect Oki Matsumoto | Management | For | For |
12 | Elect Rima Qureshi | Management | For | For |
13 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
14 | Elect Jackson P. Tai | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
MCDONALD`S CORP Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect John Mulligan | Management | For | For |
9 | Elect Sheila A. Penrose | Management | For | For |
10 | Elect John W. Rogers, Jr. | Management | For | For |
11 | Elect Miles D. White | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Report on Plastic Straws | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
METLIFE INC Meeting Date: OCT 19, 2017 Record Date: SEP 05, 2017 Meeting Type: SPECIAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
MGM RESORTS INTERNATIONAL Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: MGM Security ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert H. Baldwin | Management | For | For |
2 | Elect William A. Bible | Management | For | For |
3 | Elect Mary Chris Gay | Management | For | For |
4 | Elect William W. Grounds | Management | For | For |
5 | Elect Alexis M. Herman | Management | For | For |
6 | Elect Roland Hernandez | Management | For | For |
7 | Elect John B. Kilroy, Jr. | Management | For | Against |
8 | Elect Rose McKinney-James | Management | For | For |
9 | Elect James J. Murren | Management | For | Against |
10 | Elect Gregory M. Spierkel | Management | For | For |
11 | Elect Jan Swartz | Management | For | For |
12 | Elect Daniel J. Taylor | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Charles H. Noski | Management | For | For |
7 | Elect Helmut G. W. Panke | Management | For | For |
8 | Elect Sandra E. Peterson | Management | For | For |
9 | Elect Penny S. Pritzker | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Arne M. Sorenson | Management | For | For |
12 | Elect John W. Stanton | Management | For | For |
13 | Elect John W. Thompson | Management | For | For |
14 | Elect Padmasree Warrior | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Management | For | For |
19 | Approval of the 2017 Stock Plan | Management | For | For |
MOELIS & CO Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: MC Security ID: 60786M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth Moelis | Management | For | For |
1.2 | Elect Navid Mahmoodzadegan | Management | For | For |
1.3 | Elect Jeffrey Raich | Management | For | For |
1.4 | Elect Eric Cantor | Management | For | For |
1.5 | Elect J. Richard Leaman III | Management | For | For |
1.6 | Elect John A. Allison IV | Management | For | For |
1.7 | Elect Yvonne Greenstreet | Management | For | For |
1.8 | Elect Kenneth L. Shropshire | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Transaction of Other Business | Management | For | Against |
NEXTERA ENERGY INC Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: NEE Security ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sherry S. Barrat | Management | For | For |
2 | Elect James L. Camaren | Management | For | For |
3 | Elect Kenneth B. Dunn | Management | For | For |
4 | Elect Naren K. Gursahaney | Management | For | For |
5 | Elect Kirk S. Hachigian | Management | For | For |
6 | Elect Toni Jennings | Management | For | For |
7 | Elect Amy B. Lane | Management | For | For |
8 | Elect James L. Robo | Management | For | For |
9 | Elect Rudy E. Schupp | Management | For | For |
10 | Elect John L. Skolds | Management | For | For |
11 | Elect William H. Swanson | Management | For | For |
12 | Elect Hansel E. Tookes II | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
NISOURCE INC. (HOLDING CO.) Meeting Date: MAY 08, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: NI Security ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter A. Altabef | Management | For | For |
2 | Elect Eric L. Butler | Management | For | For |
3 | Elect Aristides S. Candris | Management | For | For |
4 | Elect Wayne S. DeVeydt | Management | For | For |
5 | Elect Joseph Hamrock | Management | For | For |
6 | Elect Deborah A. Henretta | Management | For | For |
7 | Elect Michael E. Jesanis | Management | For | For |
8 | Elect Kevin T. Kabat | Management | For | For |
9 | Elect Richard L. Thompson | Management | For | For |
10 | Elect Carolyn Y. Woo | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
NVIDIA CORP Meeting Date: MAY 16, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: NVDA Security ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect Persis S. Drell | Management | For | For |
4 | Elect James C. Gaither | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect Mark L. Perry | Management | For | For |
10 | Elect A. Brooke Seawell | Management | For | For |
11 | Elect Mark A. Stevens | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan | Management | For | For |
15 | Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan | Management | For | For |
ONEOK INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: OKE Security ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brian L. Derksen | Management | For | For |
2 | Elect Julie H. Edwards | Management | For | For |
3 | Elect John W. Gibson | Management | For | For |
4 | Elect Randall J. Larson | Management | For | For |
5 | Elect Steven J. Malcolm | Management | For | For |
6 | Elect Jim W. Mogg | Management | For | For |
7 | Elect Pattye L. Moore | Management | For | For |
8 | Elect Gary D. Parker | Management | For | For |
9 | Elect Eduardo A. Rodriguez | Management | For | For |
10 | Elect Terry K. Spencer | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Approval of the Equity Incentive Plan | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
ORACLE CORP. Meeting Date: NOV 15, 2017 Record Date: SEP 18, 2017 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeffrey S. Berg | Management | For | For |
1.2 | Elect Michael J. Boskin | Management | For | For |
1.3 | Elect Safra A. Catz | Management | For | For |
1.4 | Elect Bruce R. Chizen | Management | For | For |
1.5 | Elect George H. Conrades | Management | For | For |
1.6 | Elect Lawrence J. Ellison | Management | For | For |
1.7 | Elect Hector Garcia-Molina | Management | For | For |
1.8 | Elect Jeffrey O. Henley | Management | For | For |
1.9 | Elect Mark V. Hurd | Management | For | For |
1.10 | Elect Renee J. James | Management | For | For |
1.11 | Elect Leon E. Panetta | Management | For | For |
1.12 | Elect Naomi O. Seligman | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Amendment to 2000 Long Term-Term Incentive Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
PEMBINA PIPELINE CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PBA Security ID: 706327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anne-Marie N. Ainsworth | Management | For | For |
1.2 | Elect Douglas J. Arnell | Management | For | For |
1.3 | Elect Michael H. Dilger | Management | For | For |
1.4 | Elect Randall J. Findlay | Management | For | For |
1.5 | Elect Maureen E. Howe | Management | For | For |
1.6 | Elect Gordon J. Kerr | Management | For | For |
1.7 | Elect David M.B. LeGresley | Management | For | For |
1.8 | Elect Robert B. Michaleski | Management | For | For |
1.9 | Elect Leslie A. O'Donoghue | Management | For | For |
1.10 | Elect Bruce D. Rubin | Management | For | For |
1.11 | Elect Jeffery T. Smith | Management | For | For |
1.12 | Elect Henry W. Sykes | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis A. Ausiello | Management | For | For |
2 | Elect Ronald E. Blaylock | Management | For | For |
3 | Elect Albert Bourla | Management | For | For |
4 | Elect W. Don Cornwell | Management | For | For |
5 | Elect Joseph J. Echevarria | Management | For | For |
6 | Elect Helen H. Hobbs | Management | For | For |
7 | Elect James M. Kilts | Management | For | For |
8 | Elect Dan R. Littman | Management | For | For |
9 | Elect Shantanu Narayen | Management | For | For |
10 | Elect Suzanne Nora Johnson | Management | For | For |
11 | Elect Ian C. Read | Management | For | For |
12 | Elect James C. Smith | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
PNC FINANCIAL SERVICES GROUP Meeting Date: APR 24, 2018 Record Date: FEB 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles E. Bunch | Management | For | For |
2 | Elect Debra A. Cafaro | Management | For | For |
3 | Elect Marjorie Rodgers Cheshire | Management | For | For |
4 | Elect William S. Demchak | Management | For | For |
5 | Elect Andrew T. Feldstein | Management | For | For |
6 | Elect Daniel R. Hesse | Management | For | For |
7 | Elect Richard B. Kelson | Management | For | For |
8 | Elect Linda R. Medler | Management | For | For |
9 | Elect Martin Pfinsgraff | Management | For | For |
10 | Elect Donald J. Shepard | Management | For | For |
11 | Elect Michael J. Ward | Management | For | For |
12 | Elect Gregory D. Wasson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
PROCTER & GAMBLE CO. Meeting Date: OCT 10, 2017 Record Date: AUG 11, 2017 Meeting Type: PROXY CONTEST | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Nelson Peltz | Management | Do Not Vote | For |
1.2 | Elect Mgmt. Nominee Francis S. Blake | Management | Do Not Vote | For |
1.3 | Elect Mgmt. Nominee Angela F. Braly | Management | Do Not Vote | For |
1.4 | Elect Mgmt. Nominee Amy L. Chang | Management | Do Not Vote | For |
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Management | Do Not Vote | For |
1.6 | Elect Mgmt. Nominee Scott D. Cook | Management | Do Not Vote | For |
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Management | Do Not Vote | For |
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Management | Do Not Vote | For |
1.9 | Elect Mgmt. Nominee David. S. Taylor | Management | Do Not Vote | For |
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Management | Do Not Vote | For |
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Management | Do Not Vote | For |
2 | Ratification of Auditor | Management | Do Not Vote | For |
3 | Advisory Vote on Executive Compensation | Management | Do Not Vote | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | Do Not Vote | 1 Year |
5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Do Not Vote | Against |
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Do Not Vote | Against |
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Do Not Vote | Against |
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Do Not Vote | For |
1.1 | Elect Francis S. Blake | Management | For | TNA |
1.2 | Elect Angela F. Braly | Management | For | TNA |
1.3 | Elect Amy Chang | Management | For | TNA |
1.4 | Elect Kenneth I. Chenault | Management | For | TNA |
1.5 | Elect Scott D. Cook | Management | For | TNA |
1.6 | Elect Terry J. Lundgren | Management | For | TNA |
1.7 | Elect W. James McNerney, Jr. | Management | For | TNA |
1.8 | Elect David. S. Taylor | Management | For | TNA |
1.9 | Elect Margaret C. Whitman | Management | For | TNA |
1.10 | Elect Patricia A. Woertz | Management | For | TNA |
1.11 | Elect Ernesto Zedillo | Management | For | TNA |
2 | Ratification of Auditor | Management | For | TNA |
3 | Advisory Vote on Executive Compensation | Management | For | TNA |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | TNA |
5 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | TNA |
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | TNA |
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Against | TNA |
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Against | TNA |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 22, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: RDSB Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Ann F. Godbehere | Management | For | For |
4 | Elect Ben Van Beurden | Management | For | For |
5 | Elect Euleen GOH Yiu Kiang | Management | For | For |
6 | Elect Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Catherine J. Hughes | Management | For | For |
8 | Elect Gerard Kleisterlee | Management | For | For |
9 | Elect Roberto Egydio Setubal | Management | For | For |
10 | Elect Sir Nigel Sheinwald | Management | For | For |
11 | Elect Linda G. Stuntz | Management | For | For |
12 | Elect Jessica Uhl | Management | For | For |
13 | Elect Gerrit Zalm | Management | For | For |
14 | Appointment of Auditor | Management | For | For |
15 | Authority to Set Auditor's Fees | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
SERVICE CORP. INTERNATIONAL Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: SCI Security ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony L. Coelho | Management | For | For |
1.2 | Elect Jakki L. Haussler | Management | For | For |
1.3 | Elect Sara Martinez Tucker | Management | For | For |
1.4 | Elect Marcus A. Watts | Management | For | For |
1.5 | Elect Edward E. Williams | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Repeal of Classified Board | Management | For | For |
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Management | For | For |
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Management | For | For |
7 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
STARBUCKS CORP. Meeting Date: MAR 21, 2018 Record Date: JAN 11, 2018 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Howard Schultz | Management | For | For |
2 | Elect Rosalind G. Brewer | Management | For | For |
3 | Elect Mary N. Dillon | Management | For | For |
4 | Elect Mellody Hobson | Management | For | For |
5 | Elect Kevin R. Johnson | Management | For | For |
6 | Elect Jorgen Vig Knudstorp | Management | For | For |
7 | Elect Satya Nadella | Management | For | For |
8 | Elect Joshua Cooper Ramo | Management | For | For |
9 | Elect Clara Shih | Management | For | For |
10 | Elect Javier G. Teruel | Management | For | For |
11 | Elect Myron E. Ullman, III | Management | For | For |
12 | Elect Craig E. Weatherup | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Sustainable Packaging | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Paid Family Leave | Shareholder | Against | Abstain |
18 | Shareholder Proposal Regarding Diversity Report | Shareholder | Against | For |
SUNCOR ENERGY, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patricia M. Bedient | Management | For | For |
1.2 | Elect Mel E. Benson | Management | For | For |
1.3 | Elect Jacynthe Cote | Management | For | For |
1.4 | Elect Dominic D'Alessandro | Management | For | For |
1.5 | Elect John D. Gass | Management | For | For |
1.6 | Elect Dennis M. Houston | Management | For | For |
1.7 | Elect Maureen McCaw | Management | For | For |
1.8 | Elect Eira Thomas | Management | For | For |
1.9 | Elect Steven W. Williams | Management | For | For |
1.10 | Elect Michael M. Wilson | Management | For | For |
2 | Appointment of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
TAPESTRY INC Meeting Date: NOV 09, 2017 Record Date: SEP 11, 2017 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David Denton | Management | For | For |
2 | Elect Andrea Guerra | Management | For | For |
3 | Elect Susan J. Kropf | Management | For | For |
4 | Elect Annabelle Yu Long | Management | For | For |
5 | Elect Victor Luis | Management | For | For |
6 | Elect Ivan Menezes | Management | For | For |
7 | Elect William R. Nuti | Management | For | For |
8 | Elect Jide J. Zeitlin | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Amendment to the 2010 Stock Incentive Plan | Management | For | Against |
13 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products | Shareholder | Against | Against |
TEXAS INSTRUMENTS INC. Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Mark A. Blinn | Management | For | For |
3 | Elect Todd M. Bluedorn | Management | For | For |
4 | Elect Daniel A. Carp | Management | For | For |
5 | Elect Janet F. Clark | Management | For | For |
6 | Elect Carrie S. Cox | Management | For | For |
7 | Elect Brian T. Crutcher | Management | For | For |
8 | Elect J.M. Hobby | Management | For | For |
9 | Elect Ronald Kirk | Management | For | For |
10 | Elect Pamela H. Patsley | Management | For | For |
11 | Elect Robert E. Sanchez | Management | For | For |
12 | Elect Richard K. Templeton | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2018 Director Compensation Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc N. Casper | Management | For | For |
2 | Elect Nelson J. Chai | Management | For | For |
3 | Elect C. Martin Harris | Management | For | For |
4 | Elect Tyler Jacks | Management | For | For |
5 | Elect Judy C. Lewent | Management | For | For |
6 | Elect Thomas J. Lynch | Management | For | For |
7 | Elect Jim P. Manzi | Management | For | For |
8 | Elect Lars Rebien Sorensen | Management | For | For |
9 | Elect Scott M. Sperling | Management | For | For |
10 | Elect Elaine S. Ullian | Management | For | For |
11 | Elect Dion J. Weisler | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
TJX COMPANIES, INC. Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Alan M. Bennett | Management | For | For |
3 | Elect David T. Ching | Management | For | For |
4 | Elect Ernie Herrman | Management | For | For |
5 | Elect Michael F. Hines | Management | For | For |
6 | Elect Amy B. Lane | Management | For | For |
7 | Elect Carol Meyrowitz | Management | For | For |
8 | Elect Jackwyn L. Nemerov | Management | For | For |
9 | Elect John F. O'Brien | Management | For | For |
10 | Elect Willow B. Shire | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Prison Labor Report | Shareholder | Against | Against |
UNITEDHEALTH GROUP INC Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William Mcabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect Glenn M. Renwick | Management | For | For |
9 | Elect Kenneth I. Shine | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
UNIVERSAL DISPLAY CORP. Meeting Date: JUN 21, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: OLED Security ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven V. Abramson | Management | For | For |
2 | Elect Richard C. Elias | Management | For | For |
3 | Elect Elizabeth H. Gemmill | Management | For | For |
4 | Elect Rosemarie B. Greco | Management | For | For |
5 | Elect C. Keith Hartley | Management | For | For |
6 | Elect Lawrence Lacerte | Management | For | For |
7 | Elect Sidney D. Rosenblatt | Management | For | For |
8 | Elect Sherwin I. Seligsohn | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | Against |
10 | Increase of Authorized Common Stock | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
VISA INC Meeting Date: JAN 30, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Gary A. Hoffman | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect John F. Lundgren | Management | For | For |
7 | Elect Robert W. Matschullat | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect John A.C. Swainson | Management | For | For |
10 | Elect Maynard G. Webb, Jr. | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
WALMART INC Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen J. Easterbrook | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Sarah J. Friar | Management | For | For |
4 | Elect Carla A. Harris | Management | For | For |
5 | Elect Thomas W. Horton | Management | For | For |
6 | Elect Marissa A. Mayer | Management | For | For |
7 | Elect C. Douglas McMillon | Management | For | For |
8 | Elect Gregory B. Penner | Management | For | For |
9 | Elect Steven S Reinemund | Management | For | For |
10 | Elect S. Robson Walton | Management | For | For |
11 | Elect Steuart L. Walton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | Shareholder | Against | For |
Prudential Day One 2010 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2015 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2020 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2025 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2030 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2035 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2040 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2045 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2050 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2055 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2060 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One Income Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 21, 2018
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
/s/ Ellen S. Alberding Ellen S. Alberding | /s/ Laurie Simon Laurie Simon | |
/s/ Kevin J. Bannon Kevin J. Bannon | /s/ Michael S. Hyland Michael S. Hyland | |
/s/ Scott E. Benjamin Scott E. Benjamin | /s/ Stuart S. Parker Stuart S. Parker | |
/s/ Linda W. Bynoe Linda W. Bynoe | /s/ Richard A. Redeker Richard A. Redeker | |
/s/ Barry H. Evans Barry H. Evans | /s/ Brian K. Reid Brian K. Reid | |
/s/ Keith F. Hartstein Keith F. Hartstein | /s/ Grace C. Torres Grace C. Torres | |
Dated: March 8, 2018 |
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust