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DZS (DZSI)

Filed: 14 Nov 17, 7:00pm


    
    
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
    
    
 FORM 12b-25
 SEC FILE NUMBER
 000-32743
    
   
 CUSIP NUMBER
 
 NOTIFICATION OF LATE FILING
 23305L107




(Check one):oForm 10-KoForm 20-FoForm 11-KþForm 10-QoForm 10-DoForm N-SAR 
 oForm N-CSR           
              
  For the Period Ended: September 30, 2017 
    
     
 oTransition Report on Form 10-K
     
 oTransition Report on Form 20-F
     
 oTransition Report on Form 11-K
     
 oTransition Report on Form 10-Q
     
 oTransition Report on Form N-SAR
     
 
 For the Transition Period Ended:
 
  


Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: 
  
PART I — REGISTRANT INFORMATION
  
DASAN Zhone Solutions, Inc. 
Full Name of Registrant
 
Zhone Technologies, Inc. 
Former Name if Applicable
 
7195 Oakport Street 
Address of Principal Executive Office (Street and Number)
 
Oakland, California 94621 
City, State and Zip Code


PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 (a)The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
   
þ(b)The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
   
 (c)The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
   

PART III – NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
DASAN Zhone Solutions, Inc. (the "Company") was unable to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2017 (the "Form 10-Q") with the Securities and Exchange Commission (the "Commission") by the prescribed due date for such filing without unreasonable effort or expense due to an administrative delay. The Company submitted the Form 10-Q on November 14, 2017, with an adjusted filing date of November 15, 2017 (which is within five calendar days of the original prescribed due date).

PART IV — OTHER INFORMATION   
(1) Name and telephone number of person to contact in regard to this notification
  Il Yung Kim (510) 777-7000
  (Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
Yes þ No o
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
Yes o No þ
  
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.


 DASAN Zhone Solutions, Inc. 
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  November 15, 2017  By:/s/ Il Yung Kim
    Name: Il Yung Kim
    Title: President, Chief Executive Officer and Acting Chief Financial Officer