UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
DASAN ZHONE SOLUTIONS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
| 000-32743 |
| 22-3509099 |
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(State or Other Jurisdiction of Incorporation) |
| (Commission File No.) |
| (I.R.S. Employer Identification No.) |
7195 Oakport Street
Oakland, California 94621
(Address of Principal Executive Offices, Including Zip Code)
Alex Yastremski, Esq.
General Counsel
(510) 777-7000
(Name and Telephone Number, Including Area Code, of the Person to Contact in Connection with this Report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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| Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018 |
CONFLICT MINERALS DISCLOSURE
This Specialized Disclosure Report (“Form SD”) for DASAN Zhone Solutions, Inc. is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the year ended December 31, 2018. A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 to this Form SD and, along with this Form SD, is publicly available at the Company’s website: https://investor-dzsi.com/investor-relations/faq/.
Item 1.02 | Exhibit |
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Section 2 - | Exhibits |
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The following exhibit is filed as part of this Form SD: | |
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Exhibit 1.01 | Conflict Minerals Report For the Reporting Period from January 1, 2018 to December 31, 2018 |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: May 31, 2019 |
| DASAN Zhone Solutions, Inc. | ||
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| By: |
| /s/ Michael Golomb |
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| Michael Golomb |
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| Chief Financial Officer, Corporate Treasurer and Corporate Secretary |