UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09781
PFS FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
CT Corporation System
155 Federal St., Suite 700, Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: March 31, June 30, October 31, November 30 and December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORDS:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Records
Account Name: WIRELESS FUND |
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Custodian Name: US BANK, N.A. |
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AMERICA MOVIL, S.A.B. DE C.V. |
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Ticker: | AMX | Meeting Date: | 10/6/2016 | ||||||||
CUSIP | 02364W105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. SUBMISSION, DISCUSSION, AND IF APPLICABLE, APPROVAL OF A PROPOSAL | NONE | FOR | N/A | ISSUER | |||||||
TO CARRY OUT ANY AND ALL NECESSARY ACTIONS TO DELIST THE COMPANY'S | |||||||||||
SHARES IN CERTAIN FOREIGN STOCK MARKETS AND QUOTATION SYSTEMS: | |||||||||||
NASDAQ AND LATIBEX. | |||||||||||
2. SUBMISSION, DISCUSSION, AND IF APPLICABLE, APPROVAL OF A PROPOSAL | NONE | FOR | N/A | ISSUER | |||||||
TO OFFER TO THE COMPANY'S SHAREHOLDERS THE OPTION TO RECEIVE SHARES | |||||||||||
OR CASH AS PAYMENT OF THE SECOND INSTALLMENT OF THE ORDINARY DIVIDEND | |||||||||||
APPROVED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON | |||||||||||
APRIL 18, 2016. | |||||||||||
3. APPOINTMENT OF DELEGATES TO EXECUTE, AND IF APPLICABLE, FORMALIZE | NONE | FOR | N/A | ISSUER | |||||||
THE RESOLUTIONS ADOPTED BY THE MEETING. | |||||||||||
MICROSOFT CORPORATION |
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Ticker: | MSFT | Meeting Date: | 12/2/2016 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1J. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1K. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | FOR | FOR | WITH | ISSUER | |||||||
FOR FISCAL YEAR 2017. | |||||||||||
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF | FOR | FOR | WITH | ISSUER | |||||||
INCORPORATION. | |||||||||||
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMENDMENTS. | |||||||||||
CISCO SYSTEMS, INC. |
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Ticker: | CSCO | Meeting Date: | 11/19/2016 | ||||||||
CUSIP | 17275R102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1J. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1K. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPEN- | FOR | FOR | WITH | ISSUER | |||||||
DENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | |||||||||||
4. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING | AGAINST | AGAINST | WITH | ISSUER | |||||||
POLICIES, PROCEDURES AND ACTIVITIES. | |||||||||||
5. APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA | AGAINST | AGAINST | WITH | ISSUER | |||||||
RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE | |||||||||||
FOR EACH OF THE PAST THREE YEARS. | |||||||||||
6. APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS | AGAINST | AGAINST | WITH | ISSUER | |||||||
POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS | |||||||||||
INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS. | |||||||||||
SBA COMMUNICATIONS CORPORATION |
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Ticker: | SBAC | Meeting Date: | 1/12/2017 | ||||||||
CUSIP | 78388J106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS | FOR | FOR | WITH | ISSUER | |||||||
OF NOVEMBER 10, 2016, BETWEEN SBA COMMUNICATIONS CORPORATION AND | |||||||||||
SBA COMMUNICATIONS REIT CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF | |||||||||||
SBA, WHICH IS BEING IMPLEMENTED IN CONNECTION WITH SBA'S ELECTION TO BE | |||||||||||
TAXED AS A REIT. ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL | |||||||||||
PROPOSAL). | |||||||||||
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF | FOR | FOR | WITH | ISSUER | |||||||
NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT | |||||||||||
SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING | |||||||||||
TO APPROVE PROPOSAL 1. | |||||||||||
APPLE INC. |
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Ticker: | AAPL | Meeting Date: | 2/26/2017 | ||||||||
CUSIP | 037833100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-H. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | |||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
COMPENSATION . | |||||||||||
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
INTENTS AND BENEFITS". | |||||||||||
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MANAGEMENT AND BOARD OF DIRECTORS. | |||||||||||
7. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMENDMENTS". | |||||||||||
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM". | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
STOCK". | |||||||||||
QUALCOMM, INCORPORATED |
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Ticker: | QCOM | Meeting Date: | 3/7/2017 | ||||||||
CUSIP | 747525103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING SEPTEMBER 24, 2017. | |||||||||||
3. TO APPROVE OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL | |||||||||||
MEETING. | |||||||||||
BROADCOM LIMITED |
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Ticker: | AVGO | Meeting Date: | 4/5/2017 | ||||||||
CUSIP | Y09827109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-I. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND | |||||||||||
INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER | |||||||||||
29, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION, | |||||||||||
AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING | |||||||||||
TO, ITS 2017 ANNUAL GENERAL MEETING. | |||||||||||
3. TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF | FOR | FOR | WITH | ISSUER | |||||||
BROADCOM TO ALLOT AND ISSUE SHARES IN ITS CAPITAL, AS SET FORTH IN | |||||||||||
BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 | |||||||||||
ANNUAL GENERAL MEETING. | |||||||||||
4. TO APPROVE THE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE OFFICERS, | FOR | FOR | WITH | ISSUER | |||||||
AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COM- | |||||||||||
PENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE UNDER | |||||||||||
"EXECUTIVE COMPENSATION" IN BROADCOM'S PROXY STATEMENT RELATING TO ITS | |||||||||||
2017 ANNUAL GENERAL MEETING. | |||||||||||
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
COMPENSATION OF THE BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT TO | |||||||||||
SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS, | |||||||||||
AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, | |||||||||||
ITS 2017 ANNUAL GENERAL MEETING. | |||||||||||
TEXAS INSTRUMENTS INCORPORATED |
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Ticker: | TXN | Meeting Date: | 4/21/2017 | ||||||||
CUSIP | 882508104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-L. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
EXECUTIVE COMPENSATION. | |||||||||||
3. BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF ANNUAL FREQUENCY | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | |||||||||||
4. RATIFY THE APPOINTMENT OF ERNST&YOUNG LLP AS THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | |||||||||||
AT&T INC. |
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Ticker: | T | Meeting Date: | 4/28/2017 | ||||||||
CUSIP | 00206R102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1 A-M. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
5. PREPARE POLITICAL SPENDING REPORT. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
6. PREPARE LOBBYING REPORT. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
7. MODIFY PROXY ACCESS REQUIREMENTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMERICA MOVIL, S.A.B. DE C.V. |
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Ticker: | AMX | Meeting Date: | 4/5/2017 | ||||||||
CUSIP | 02364W105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS | NONE | FOR | N/A | ISSUER | |||||||
OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE | |||||||||||
SERIES "L" SHARES ARE ENTITLED TO APPOINT. | |||||||||||
2. APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORM- | NONE | FOR | N/A | ISSUER | |||||||
ALIZED THE RESOLUTIONS ADOPTED BY THE MEETING. | |||||||||||
P.T. TELEKOMUNIKASI INDONESIA, TBK |
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Ticker: | TLK | Meeting Date: | 4/21/2017 | ||||||||
CUSIP | 715684106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2016 FINANCIAL | FOR | FOR | WITH | ISSUER | |||||||
YEAR INCLUDING THE BOARD OF COMMISSIONERS' SUPERVISORY REPORT. | |||||||||||
2. RATIFICATION OF THE COMPANY'S FINANCIAL STATEMENTS AND PARTNER- | FOR | FOR | WITH | ISSUER | |||||||
SHIP AND COMMUNITY DEVELOPMENT PROGRAM. | |||||||||||
3. APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2016 FINANCIAL | FOR | FOR | WITH | ISSUER | |||||||
YEAR. | |||||||||||
4. DETERMINATION OF TANTIEM FOR YEAR 2016, SALARY AND HONORARIUM | FOR | FOR | WITH | ISSUER | |||||||
INCLUDING FACILITY AND OTHER ALLOWANCE FOR BOARD DIRECTORS AND | |||||||||||
BOARD OF COMMISSIONERS OF THE COMPANY FOR YEAR 2017. | |||||||||||
5. APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
FINANCIAL STATEMENT FOR THE 2017 FINANCIAL YEAR, INCLUDING AUDIT OF | |||||||||||
INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A | |||||||||||
PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE | |||||||||||
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2017 | |||||||||||
FINANCIAL YEAR. | |||||||||||
6. RATIFICATION OF MINISTER OF STATE-OWNED ENTERPRISE REGULATION NUMBER | FOR | FOR | WITH | ISSUER | |||||||
PER-03/MBU/12/2016 ABOUT CHANGES IN PER-09/MBU/07/2015 ABOUT PARTNERSHIP | |||||||||||
PROGRAM AND COMMUNITY DEVELOPMENT PROGRAM IN STATE-OWNED ENTERPRISE. | |||||||||||
7. CHANGE IN COMPANY'S ARTICLE OF ASSOCIATION. | FOR | FOR | WITH | ISSUER | |||||||
8. CHANGES IN COMPOSITION OF THE BOARD OF THE COMPANY. | FOR | FOR | WITH | ISSUER | |||||||
VERIZON COMMUNICATIONS INC. |
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Ticker: | VZ | Meeting Date: | 5/4/2017 | ||||||||
CUSIP | 92343V104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-L. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM. | |||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION. | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. HUMAN RIGHTS COMMITTEE. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. SPECIAL SHAREOWNER MEETINGS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. EXECUTIVE COMPENSATION CLAWBACK POLICY. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. STOCK RETENTION POLICY. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SKYWORKS SOLUTIONS, INC. |
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Ticker: | SWKS | Meeting Date: | 5/10/2017 | ||||||||
CUSIP | 83088M102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1.A-I. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF | FOR | FOR | WITH | ISSUER | |||||||
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | |||||||||||
THE COMPANY FOR FISCAL YEAR 2017. | |||||||||||
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE | FOR | FOR | WITH | ISSUER | |||||||
COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
4. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
CROWN CASTLE INTERNATIONAL CORP. |
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Ticker: | CCI | Meeting Date: | 5/18/2017 | ||||||||
CUSIP | 22822V101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | FOR | FOR | WITH | ISSUER | |||||||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | |||||||||||
FOR FISCAL YEAR 2017. | |||||||||||
3. THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF | FOR | FOR | WITH | ISSUER | |||||||
THE COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
4. A STOCKHOLDER PROPOSAL REGARDING PROXY ACCES, IF PROPERLY PRESENTED. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SBA COMMUNICATIONS CORPORATION |
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Ticker: | SBAC | Meeting Date: | 5/18/2017 | ||||||||
CUSIP | 78388J106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS | FOR | FOR | WITH | ISSUER | |||||||
1.A. ELECTION OF DIRECTOR | FOR | FOR | WITH | ISSUER | |||||||
1.B. ELECTION OF DIRECTOR | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 | |||||||||||
FISCAL YEAR. | |||||||||||
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S | FOR | FOR | WITH | ISSUER | |||||||
NAMED EXECUTIVE OFFICERS. | |||||||||||
4. APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
VOTES ON THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. | |||||||||||
AMAZON.COM, INC. |
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Ticker: | AMZN | Meeting Date: | 5/23/2017 | ||||||||
CUSIP | 023135106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1 A-J. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
COMPENSATION. | |||||||||||
5. APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND | FOR | FOR | WITH | ISSUER | |||||||
RESTATED. | |||||||||||
6. REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMERICAN TOWER CORPORATION |
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Ticker: | AMT | Meeting Date: | 5/31/2017 | ||||||||
CUSIP | 03027X100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A-I. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | |||||||||||
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
4. O APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY | 1 YEAR | 1 YEAR | WITH | SHAREHOLDER | |||||||
WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | |||||||||||
FACEBOOK INC. |
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Ticker: | FB | Meeting Date: | 6/1/2017 | ||||||||
CUSIP | 30303M102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2017. | |||||||||||
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ALPHABET INC. |
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Ticker: | GOOGL | Meeting Date: | 6/7/2017 | ||||||||
CUSIP | 02079K305 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2017. | |||||||||||
3. THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO | FOR | FOR | WITH | ISSUER | |||||||
INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | |||||||||||
4. THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
5. THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | |||||||||||
6. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PROPERLY PRESENTED AT THE MEETING. | |||||||||||
7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PRESENTED AT THE MEETING. | |||||||||||
8. A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
REPORT, IF PROPERLY PRESENTED AT THE MEETING. | |||||||||||
9. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PRESENTED AT THE MEETING. | |||||||||||
10. A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
IF PROPERLY PRESENTED AT THE MEETING. | |||||||||||
11. A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | |||||||||||
12. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PROPERLY PRESENTED AT THE MEETING. | |||||||||||
T-MOBILE US, INC. |
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Ticker: | TMUS | Meeting Date: | 6/16/2017 | ||||||||
CUSIP | 872590104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS | FOR | FOR | WITH | ISSUER | |||||||
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | |||||||||||
FISCAL YEAR 2017. | |||||||||||
3. ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
NAMED EXECUTIVE OFFICERS FOR 2016. | |||||||||||
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
COMPENSATION PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
5. STOCKHOLDER PROPOSAL FOR IMPLEMENTATION OF PROXY ACCESS. | AGAINST | AGAINST | WITH | STOCKHOLDER | |||||||
6. STOCKHOLDER PROPOSAL FOR LIMITATIONS ON ACCELERATED VESTING OF | AGAINST | AGAINST | WITH | STOCKHOLDER | |||||||
EQUITY AWARDS IN THE EVENT OF A CHANGE OF CONTROL. | |||||||||||
7. STOCKHOLDER PROPOSAL FOR AN AMENDMENT OF THE COMPANY'S | AGAINST | AGAINST | WITH | STOCKHOLDER | |||||||
CLAWBACK POLICY. | |||||||||||
P.T. TELEKOMUNIKASI INDONESIA, TBK |
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Ticker: | TLK | Meeting Date: | 4/21/2017 | ||||||||
CUSIP | 715684106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2016 FINANCIAL | FOR | FOR | WITH | ISSUER | |||||||
YEAR INCLUDING THE BOARD OF COMMISSIONERS' SUPERVISORY REPORT. | |||||||||||
2. RATIFICATION OF THE COMPANY'S FINANCIAL STATEMENTS AND PARTNER- | FOR | FOR | WITH | ISSUER | |||||||
SHIP AND COMMUNITY DEVELOPMENT PROGRAM. | |||||||||||
3. APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2015 FINANCIAL | FOR | FOR | WITH | ISSUER | |||||||
YEAR. | |||||||||||
4. DETERMINATION OF TANTIEM FOR YEAR 2016, SALARY AND HONORARIUM | FOR | FOR | WITH | ISSUER | |||||||
INCLUDING FACILITY AND OTHER ALLOWANCE FOR BOARD OF DIRECTORS AND | |||||||||||
BOARD OF COMMISSIONERS OF THE COMPANY FOR YEAR 2017. | |||||||||||
5. APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
FINANCIAL STATEMENT FOR THE 2017 FINANCIAL YEAR, INCLUDING AUDIT OF | |||||||||||
INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A | |||||||||||
PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE | |||||||||||
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2017 | |||||||||||
FINANCIAL YEAR. | |||||||||||
6. RATIFICATION OF MINISTER OF STATE-OWNED ENTERPRISE REGULATION NUMBER | FOR | FOR | WITH | ISSUER | |||||||
PER-03/MBU/12/2016 ABOUT CHANGES IN PER-09/MBU/07/2015 ABOUT PARTNERSHIP | |||||||||||
PROGRAM AND COMMUNITY DEVELOPMENT PROGRAM IN STATE-OWNED ENTERPRISE. | |||||||||||
7. CHANGES IN COMPANY'S ARTICLE OF ASSOCIATION. | FOR | FOR | WITH | ISSUER | |||||||
8. CHANGES IN COMPOSITION OF THE BOARD OF THE COMPANY. | FOR | FOR | WITH | ISSUER | |||||||
VODAFONE GROUP PLC |
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Ticker: | VOD | Meeting Date: | 7/28/2017 | ||||||||
CUSIP | 92857W308 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF | FOR | FOR | WITH | ISSUER | |||||||
THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2017. | |||||||||||
2. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
3. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
4. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
5. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
6. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
7. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
8. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
9. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
10. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
11. TO ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
12. TO RE-ELECT A DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
13. TO DECLARE A FINAL DIVIDEND OF 10.03 EUROCENTS PER ORDINARY SHARE FOR | FOR | FOR | WITH | ISSUER | |||||||
THE YEAR ENDED 31 MARCH 2017. | |||||||||||
14. TO APPROVE THE REMUNERATION POLICY OF THE BOARD FOR THE YEAR | FOR | FOR | WITH | ISSUER | |||||||
ENDED 31 MARCH 2017. | |||||||||||
15. TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE | FOR | FOR | WITH | ISSUER | |||||||
REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017. | |||||||||||
16. TO REAPPOINT PRICEWATERHOUSE COOPERS LLP AS THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS | |||||||||||
ARE LAID BEFORE THE COMPANY. | |||||||||||
17. TO AUTHORIZE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUN- | FOR | FOR | WITH | ISSUER | |||||||
ERATION OF THE AUDITOR. | |||||||||||
18. TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES. | FOR | FOR | WITH | ISSUER | |||||||
19. TO AUTHORIZE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS. (SPECIAL | FOR | FOR | WITH | ISSUER | |||||||
RESOLUTION) | |||||||||||
20. TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A | FOR | FOR | WITH | ISSUER | |||||||
FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR | |||||||||||
OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION). | |||||||||||
21. TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES. (SPECIAL | FOR | FOR | WITH | ISSUER | |||||||
RESOLUTION) | |||||||||||
22. TO AUTHORIZE POLITICAL DONATIONS AND EXPENDITURES. | FOR | AGAINST | AGAINST | ISSUER | |||||||
23. TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN | FOR | FOR | WITH | ISSUER | |||||||
AGMS) ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION). | |||||||||||
Account Name: NWM Momentum Fund |
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Custodian Name: U.S. BANK, N.A. |
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There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CASTLE FOCUS FUND | ||||||
Custodian Name: U.S. BANK, N.A. | ||||||
AMERISOURCEBERGEN CORPORATION | ||||||
Ticker Symbol:ABC | Cusip Number:US03073E1055 | |||||
Record Date: 1/3/2017 | Meeting Date: 3/2/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: ORNELLA BARRA | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: STEVEN H. COLLIS | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: DOUGLAS R. CONANT | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: D. MARK DURCAN | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: LON R. GREENBERG | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: KATHLEEN W. HYLE | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: MICHAEL J. LONG | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: HENRY W. MCGEE | For | Issuer | For | With | |
2 | RATIFICATION OF APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | For | Issuer | For | With | |
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Issuer | For | With | |
4 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Issuer | For | With | |
5 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE | For | Issuer | For | With | |
BECTON, DICKINSON AND COMPANY | ||||||
Ticker Symbol:BDX | Cusip Number:US0758871091 | |||||
Record Date: 12/2/2016 | Meeting Date: 1/24/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: BASIL L. ANDERSON | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: R. ANDREW ECKERT | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: CLAIRE M. FRASER | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: CHRISTOPHER JONES | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: JAMES F. ORR | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: CLAIRE POMEROY | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: REBECCA W. RIMEL | For | Issuer | For | With | |
1m | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | For | Issuer | For | With | |
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Issuer | For | With | |
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | Issuer | For | With | |
4 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES | Abstained | Issuer | N/A | N/A | |
5 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Against | Stockholder | Against | With | |
BERKSHIRE HATHAWAY INC. | ||||||
Ticker Symbol:BRKB | Cusip Number:US0846707026 | |||||
Record Date: 3/8/2017 | Meeting Date: 5/6/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: WARREN E. BUFFETT | For | Issuer | For | With | |
1.1 | DIRECTOR: RONALD L. OLSON | For | Issuer | For | With | |
1.11 | DIRECTOR: WALTER SCOTT, JR. | For | Issuer | For | With | |
1.12 | DIRECTOR: MERYL B. WITMER | For | Issuer | For | With | |
1.2 | DIRECTOR: CHARLES T. MUNGER | For | Issuer | For | With | |
1.3 | DIRECTOR: HOWARD G. BUFFETT | For | Issuer | For | With | |
1.4 | DIRECTOR: STEPHEN B. BURKE | For | Issuer | For | With | |
1.5 | DIRECTOR: SUSAN L. DECKER | For | Issuer | For | With | |
1.6 | DIRECTOR: WILLIAM H. GATES III | For | Issuer | For | With | |
1.7 | DIRECTOR: DAVID S. GOTTESMAN | For | Issuer | For | With | |
1.8 | DIRECTOR: CHARLOTTE GUYMAN | For | Issuer | For | With | |
1.9 | DIRECTOR: THOMAS S. MURPHY | For | Issuer | For | With | |
2 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | For | Issuer | For | With | |
3 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Against | Stockholder | Against | With | |
5 | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Against | Stockholder | Against | With | |
6 | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS | Against | Stockholder | Against | With | |
BROOKFIELD ASSET MANAGEMENT INC. | ||||||
Ticker Symbol:BAM | Cusip Number:CA1125851040 | |||||
Record Date: 5/3/2017 | Meeting Date: 6/16/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: M. ELYSE ALLAN | For | Issuer | For | With | |
1.2 | DIRECTOR: ANGELA F. BRALY | For | Issuer | For | With | |
1.3 | DIRECTOR: MURILO FERREIRA | For | Issuer | For | With | |
1.4 | DIRECTOR: FRANK J. MCKENNA | For | Issuer | For | With | |
1.5 | DIRECTOR: RAFAEL MIRANDA ROBREDO | For | Issuer | For | With | |
1.6 | DIRECTOR: YOUSSEF A. NASR | For | Issuer | For | With | |
1.7 | DIRECTOR: SEEK NGEE HUAT | For | Issuer | For | With | |
1.8 | DIRECTOR: DIANA L. TAYLOR | For | Issuer | For | With | |
2 | THE APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL AUDITOR AND AUTHORIZING THE DIRECTORS TO SET ITS REMUNERATION. | For | Issuer | For | With | |
3 | THE SAY ON PAY RESOLUTION SET OUT IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR DATED MAY 1, 2017. | For | Issuer | For | With | |
CAMECO CORPORATION | ||||||
Ticker Symbol:CCJ | Cusip Number:CA13321L1085 | |||||
Record Date: 3/14/2017 | Meeting Date: 5/11/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
A1 | DIRECTOR: IAN BRUCE | For | Issuer | For | With | |
A10 | DIRECTOR: ANNE MCLELLAN | For | Issuer | For | With | |
A11 | DIRECTOR: NEIL MCMILLAN | For | Issuer | For | With | |
A2 | DIRECTOR: DANIEL CAMUS | For | Issuer | For | With | |
A3 | DIRECTOR: JOHN CLAPPISON | For | Issuer | For | With | |
A4 | DIRECTOR: DONALD DERANGER | For | Issuer | For | With | |
A5 | DIRECTOR: CATHERINE GIGNAC | For | Issuer | For | With | |
A6 | DIRECTOR: TIM GITZEL | For | Issuer | For | With | |
A7 | DIRECTOR: JIM GOWANS | For | Issuer | For | With | |
A8 | DIRECTOR: KATHRYN JACKSON | For | Issuer | For | With | |
A9 | DIRECTOR: DON KAYNE | For | Issuer | For | With | |
B | APPOINT KPMG LLP AS AUDITORS | For | Issuer | For | With | |
C | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | For | Issuer | For | With | |
D | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED | Against | Issuer | For | With | |
CVS HEALTH CORPORATION | ||||||
Ticker Symbol:CVS | Cusip Number:US1266501006 | |||||
Record Date: 3/14/2017 | Meeting Date: 5/10/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION of DIRECTOR: RICHARD M. BRACKEN | For | Issuer | For | With | |
1b | ELECTION of DIRECTOR: C. DAVID BROWN II | For | Issuer | For | With | |
1c | ELECTION of DIRECTOR: ALECIA A. DECOUDREAUX | For | Issuer | For | With | |
1d | ELECTION of DIRECTOR: NANCY-ANN M. DEPARLE | For | Issuer | For | With | |
1e | ELECTION of DIRECTOR: DAVID W. DORMAN | For | Issuer | For | With | |
1f | ELECTION of DIRECTOR: ANNE M. FINUCANE | For | Issuer | For | With | |
1g | ELECTION of DIRECTOR: LARRY J. MERLO | For | Issuer | For | With | |
1h | ELECTION of DIRECTOR: JEAN-PIERRE MILLON | For | Issuer | For | With | |
1i | ELECTION of DIRECTOR: MARY L. SCHAPIRO | For | Issuer | For | With | |
1j | ELECTION of DIRECTOR: RICHARD J. SWIFT | For | Issuer | For | With | |
1k | ELECTION of DIRECTOR: WILLIAM C. WELDON | For | Issuer | For | With | |
1l | ELECTION of DIRECTOR: TONY L. WHITE | For | Issuer | For | With | |
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | For | Issuer | For | With | |
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | For | Issuer | For | With | |
5 | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | For | Issuer | For | With | |
6 | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Against | Stockholder | Against | With | |
7 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Against | Stockholder | Against | With | |
8 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Against | Stockholder | Against | With | |
DIAGEO PLC | ||||||
Ticker Symbol:DEO | Cusip Number:US25243Q2057 | |||||
Record Date: 8/5/2016 | Meeting Date: 9/21/2016 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | REPORT AND ACCOUNTS 2016. | For | Issuer | For | With | |
10 | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE, CHAIRMAN OF COMMITTEE) | For | Issuer | For | With | |
11 | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
12 | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
13 | ELECTION OF J FERRAN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
14 | ELECTION OF KA MIKELLS AS A DIRECTOR. (EXECUTIVE) | For | Issuer | For | With | |
15 | ELECTION OF EN WALMSLEY AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
16 | RE-APPOINTMENT OF AUDITOR. | For | Issuer | For | With | |
17 | REMUNERATION OF AUDITOR. | For | Issuer | For | With | |
18 | AUTHORITY TO ALLOT SHARES. | For | Issuer | For | With | |
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS. | For | Issuer | For | With | |
2 | DIRECTORS' REMUNERATION REPORT 2016. | For | Issuer | For | With | |
20 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES AT 28 101/108 PENCE (THE "ORDINARY SHARES"). | For | Issuer | For | With | |
21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU | For | Issuer | For | With | |
3 | DECLARATION OF FINAL DIVIDEND | For | Issuer | For | With | |
4 | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
5 | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION, CHAIRMAN OF COMMITTEE) | For | Issuer | For | With | |
6 | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
7 | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
8 | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION, CHAIRMAN OF COMMITTEE) | For | Issuer | For | With | |
9 | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | For | Issuer | For | With | |
DOMINION RESOURCES, INC. | ||||||
Ticker Symbol:D | Cusip Number:US25746U1097 | |||||
Record Date: 3/3/2017 | Meeting Date: 5/10/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: WILLIAM P. BARR | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: HELEN E. DRAGAS | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: JOHN W. HARRIS | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: RONALD W. JIBSON | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: MARK J. KINGTON | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: JOSEPH M. RIGBY | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: SUSAN N. STORY | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | For | Issuer | For | With | |
2 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2017 | For | Issuer | For | With | |
3 | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | For | Issuer | For | With | |
4 | ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE | For | Issuer | For | With | |
5 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO CHANGE THE COMPANY'S NAME TO DOMINION ENERGY, INC. | For | Issuer | For | With | |
6 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | Against | Stockholder | Against | With | |
7 | SHAREHOLDER PROPOSAL REGARDING THE NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Against | Stockholder | Against | With | |
8 | SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH LIMITING GLOBAL WARMING | Against | Stockholder | Against | With | |
9 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON METHANE EMISSIONS | Against | Stockholder | Against | With | |
EMERSON ELECTRIC CO. | ||||||
Ticker Symbol:EMR | Cusip Number:US2910111044 | |||||
Record Date: 11/29/2016 | Meeting Date: 2/7/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Director:D.N. FARR | For | Issuer | For | With | |
1.2 | Director:W.R. JOHNSON | For | Issuer | For | With | |
1.3 | Director:M.S. LEVATICH | For | Issuer | For | With | |
1.4 | Director:J.W. PRUEHER | For | Issuer | For | With | |
2 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
3 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | For | Issuer | For | With | |
4 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Issuer | For | With | |
5 | APPROVAL OF THE STOCKHOLDER PROPOSAL TO ADOPT AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. | Against | Stockholder | Against | With | |
6 | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT | Against | Stockholder | Against | With | |
7 | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Against | Stockholder | Against | With | |
8 | APPROVAL OF THE STOCKHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. | Against | Stockholder | Against | With | |
ENBRIDGE INC. | ||||||
Ticker Symbol:ENB | Cusip Number:CA29250N1050 | |||||
Record Date: 3/23/2017 | Meeting Date: 5/11/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: PAMELA L. CARTER | For | Issuer | For | With | |
1.1 | DIRECTOR: MICHAEL E.J. PHELPS | For | Issuer | For | With | |
1.11 | DIRECTOR: REBECCA B. ROBERTS | For | Issuer | For | With | |
1.12 | DIRECTOR: DAN C. TUTCHER | For | Issuer | For | With | |
1.13 | DIRECTOR: CATHERINE L. WILLIAMS | For | Issuer | For | With | |
1.2 | DIRECTOR: CLARENCE P. CAZALOT,JR. | For | Issuer | For | With | |
1.3 | DIRECTOR: MARCEL R. COUTU | For | Issuer | For | With | |
1.4 | DIRECTOR: GREGORY L. EBEL | For | Issuer | For | With | |
1.5 | DIRECTOR: J. HERB ENGLAND | For | Issuer | For | With | |
1.6 | DIRECTOR: CHARLES W. FISCHER | For | Issuer | For | With | |
1.7 | DIRECTOR: V.M. KEMPSTON DARKES | For | Issuer | For | With | |
1.8 | DIRECTOR: MICHAEL MCSHANE | For | Issuer | For | With | |
1.9 | DIRECTOR: AL MONACO | For | Issuer | For | With | |
2 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | For | Issuer | For | With | |
3 | AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER RIGHTS PLAN. | For | Issuer | For | With | |
4 | VOTE ON OUR APPROACH TO EXECUTIVE COMPENSATION. WHILE THIS VOTE IS NONBINDING, IT GIVES SHAREHOLDERS AN OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO OUR BOARD. | For | Issuer | For | With | |
5 | VOTE ON THE SHAREHOLDER PROPOSAL SET OUT IN APPENDIX B TO OUR MANAGEMENT INFORMATION CIRCULAR DATED MARCH 13, 2017 REGARDING REPORTING ON THE DUE DILIGENCE PROCESS USED BY ENBRIDGE TO IDENTIFY AND ADDRESS SOCIAL AND ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL ACQUISITIONS. | Against | Stockholder | Against | With | |
EXPEDITORS INT'L OF WASHINGTON, INC | ||||||
Ticker Symbol:EXPD | Cusip Number:US3021301094 | |||||
Record Date: 3/7/2017 | Meeting Date: 5/2/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: GLENN M. ALGER | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: JAMES M. DUBOIS | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: MARK A. EMMERT | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: DIANE H. GULYAS | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: RICHARD B. MCCUNE | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: ALAIN MONIE | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: JEFFREY S. MUSSER | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: LIANE J. PELLETIER | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: TAY YOSHITANI | For | Issuer | For | With | |
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | Issuer | For | With | |
3 | APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | For | Issuer | For | With | |
4 | APPROVE 2017 OMNIBUS INCENTIVE PLAN | For | Issuer | For | With | |
5 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | Issuer | For | With | |
6 | SHAREHOLDER PROPOSAL: LINK EXECUTIVE COMPENSATION TO SUSTAINABILITY PERFORMANCE | Against | Stockholder | Against | With | |
INVESCO SHORT-TERM INVESTMENTS TRUST | ||||||
Ticker Symbol:TRPXX | Cusip Number:US8252524066 | |||||
Record Date: 12/12/2016 | Meeting Date: 6/6/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: DAVID C. ARCH | For | Issuer | For | With | |
1.1 | DIRECTOR: DR. LARRY SOLL | For | Issuer | For | With | |
1.11 | DIRECTOR: ANN BARNETT STERN | For | Issuer | For | With | |
1.12 | DIRECTOR: RAYMOND STICKEL, JR. | For | Issuer | For | With | |
1.13 | DIRECTOR: PHILIP A. TAYLOR | For | Issuer | For | With | |
1.14 | DIRECTOR: ROBERT C. TROCCOLI | For | Issuer | For | With | |
1.15 | DIRECTOR: CHRISTOPHER L. WILSON | For | Issuer | For | With | |
1.2 | DIRECTOR: JAMES T. BUNCH | For | Issuer | For | With | |
1.3 | DIRECTOR: BRUCE L. CROCKETT | For | Issuer | For | With | |
1.4 | DIRECTOR: JACK M. FIELDS | For | Issuer | For | With | |
1.5 | DIRECTOR: MARTIN L. FLANAGAN | For | Issuer | For | With | |
1.6 | DIRECTOR: CYNTHIA HOSTETLER | For | Issuer | For | With | |
1.7 | DIRECTOR: DR. ELI JONES | For | Issuer | For | With | |
1.8 | DIRECTOR: DR. PREMA MATHAI-DAVIS | For | Issuer | For | With | |
1.9 | DIRECTOR: TERESA M. RESSEL | For | Issuer | For | With | |
2 | TO APPROVE AN AMENDMENT TO EACH TRUST'S AGREEMENT AND DECLARATION OF TRUST THAT WOULD PERMIT FUND MERGERS AND OTHER SIGNIFICANT TRANSACTIONS UPON THE BOARD'S APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL OF SUCH TRANSACTIONS | For | Issuer | For | With | |
3 | TO APPROVE CHANGING THE FUNDAMENTAL INVESTMENT RESTRICTION REGARDING THE PURCHASE OR SALE OF PHYSICAL COMMODITIES | For | Issuer | For | With | |
4A | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO POWERSHARES CAPITAL MANAGEMENT LLC. | For | Issuer | For | With | |
4B | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO ASSET MANAGEMENT (INDIA) PRIVATE LIMITED. | For | Issuer | For | With | |
MONSANTO COMPANY | ||||||
Ticker Symbol:MON | Cusip Number:US61166W1018 | |||||
Record Date: 11/7/2016 | Meeting Date: 12/13/2016 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 14, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG MONSANTO COMPANY (THE "COMPANY"), BAYER AKTIENGESELLSCHAFT, A GERMAN STOCK CORPORATION ("BAYER"), AND KWA INVESTMENT CO., A DELAWARE ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | Issuer | For | With | |
2 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER | For | Issuer | For | With | |
3 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. | For | Issuer | For | With | |
MONSANTO COMPANY | ||||||
Ticker Symbol:MON | Cusip Number:US61166W1018 | |||||
Record Date: 12/5/2016 | Meeting Date: 1/27/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: DWIGHT M. "MITCH" BARNS | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: GREGORY H. BOYCE | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D. | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: JANICE L. FIELDS | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: HUGH GRANT | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: ARTHUR H. HARPER | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: LAURA K. IPSEN | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: MARCOS M. LUTZ | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: JON R. MOELLER | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: ROBERT J. STEVENS | For | Issuer | For | With | |
1m | ELECTION OF DIRECTOR: PATRICIA VERDUIN, PH.D. | For | Issuer | For | With | |
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | For | Issuer | For | With | |
3 | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
5 | APPROVAL OF PERFORMANCE GOALS UNDER, AND AN AMENDMENT TO, THE LONG-TERM INCENTIVE PLAN. | For | Issuer | For | With | |
6 | SHAREOWNER PROPOSAL: LOBBYING REPORT. | Against | Issuer | Against | With | |
7 | SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. | Against | Issuer | Against | With | |
NESTLE S.A | ||||||
Ticker Symbol:NSRGY | Cusip Number:US6410694060 | |||||
Record Date: 2/24/2017 | Meeting Date: 4/6/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
5a | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | For | Issuer | For | With | |
5b | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | For | Issuer | For | With | |
6 | IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN | Against | Stockholder | Against | With | |
NESTLE S.A. | ||||||
Ticker Symbol:NSRGY | Cusip Number:US6410694060 | |||||
Record Date: 2/24/2017 | Meeting Date: 4/6/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | For | Issuer | For | With | |
1b | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | For | Issuer | For | With | |
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | For | Issuer | For | With | |
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | For | Issuer | For | With | |
4aa | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PAUL BULCKE | For | Issuer | For | With | |
4ab | RE-ELECTION TO THE BOARD OF DIRECTOR: MR ANDREAS KOOPMANN | For | Issuer | For | With | |
4ac | RE-ELECTION TO THE BOARD OF DIRECTOR: MR HENRI DE CASTRIES | For | Issuer | For | With | |
4ad | RE-ELECTION TO THE BOARD OF DIRECTOR: MR BEAT W. HESS | For | Issuer | For | With | |
4ae | RE-ELECTION TO THE BOARD OF DIRECTOR: MR RENATO FASSBIND | For | Issuer | For | With | |
4af | RE-ELECTION TO THE BOARD OF DIRECTOR: MR STEVEN G. HOCH | For | Issuer | For | With | |
4ag | RE-ELECTION TO THE BOARD OF DIRECTOR: MS NAINA LAL KIDWAI | For | Issuer | For | With | |
4ah | RE-ELECTION TO THE BOARD OF DIRECTOR: MR JEAN-PIERRE ROTH | For | Issuer | For | With | |
4ai | RE-ELECTION TO THE BOARD OF DIRECTOR: MS ANN M. VENEMAN | For | Issuer | For | With | |
4aj | RE-ELECTION TO THE BOARD OF DIRECTOR: MS EVA CHENG | For | Issuer | For | With | |
4ak | RE-ELECTION TO THE BOARD OF DIRECTOR: MS RUTH K. ONIANG'O | For | Issuer | For | With | |
4al | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PATRICK AEBISCHER | For | Issuer | For | With | |
4ba | ELECTION TO THE BOARD OF DIRECTOR: MR ULF MARK SCHNEIDER | For | Issuer | For | With | |
4bb | ELECTION TO THE BOARD OF DIRECTOR: MS URSULA M. BURNS | For | Issuer | For | With | |
4c | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR MR PAUL BULCKE | For | Issuer | For | With | |
4da | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | For | Issuer | For | With | |
4db | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | For | Issuer | For | With | |
4dc | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | For | Issuer | For | With | |
4dd | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | For | Issuer | For | With | |
4e | ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | For | Issuer | For | With | |
4f | ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW | For | Issuer | For | With | |
PHILIP MORRIS INTERNATIONAL INC. | ||||||
Ticker Symbol:PM | Cusip Number:US7181721090 | |||||
Record Date: 3/10/2017 | Meeting Date: 5/3/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: HAROLD BROWN | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: WERNER GEISSLER | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: JENNIFER LI | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: JUN MAKIHARA | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: KALPANA MORPARIA | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: LUCIO A. NOTO | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: FREDERIK PAULSEN | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: ROBERT B. POLET | For | Issuer | For | With | |
1m | ELECTION OF DIRECTOR: STEPHEN M. WOLF | For | Issuer | For | With | |
2 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | For | Issuer | For | With | |
3 | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | For | Issuer | For | With | |
4 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | For | Issuer | For | With | |
5 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | For | Issuer | For | With | |
6 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | For | Issuer | For | With | |
7 | SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY | Against | Stockholder | Against | With | |
8 | SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Against | Stockholder | Against | With | |
PRAXAIR, INC. | ||||||
Ticker Symbol:PX | Cusip Number:US74005P1049 | |||||
Record Date: 3/1/2017 | Meeting Date: 4/25/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: OSCAR BERNARDES | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: NANCE K. DICCIANI | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: EDWARD G. GALANTE | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: LARRY D. MCVAY | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: WAYNE T. SMITH | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: ROBERT L. WOOD | For | Issuer | For | With | |
2 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | For | Issuer | For | With | |
3 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017 PROXY STATEMENT. | For | Issuer | For | With | |
4 | TO RECOMMEND, ON AN ADVISORY AND NONBINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | Issuer | For | With | |
5 | TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN AND TO APPROVE SECTION 162(M) PERFORMANCE MEASURES UNDER THE PLAN | For | Issuer | For | With | |
ROYAL GOLD, INC. | ||||||
Ticker Symbol:RGLD | Cusip Number:US7802871084 | |||||
Record Date: 9/19/2016 | Meeting Date: 11/16/2016 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: WILLIAM M. HAYES | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: RONALD J. VANCE | For | Issuer | For | With | |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | For | Issuer | For | With | |
3 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES FROM 110,000,000 SHARES TO 210,000,000 SHARES | For | Issuer | For | With | |
SANOFI | ||||||
Ticker Symbol:SNY | Cusip Number:US80105N1054 | |||||
Record Date: 3/30/2017 | Meeting Date: 5/10/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016 | For | Issuer | For | With | |
10 | COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | For | Issuer | For | With | |
11 | CONSULTATIVE VOTE ON THE COMPONENTS OF THE COMPENSATION DUE OR AWARDED TO SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2016 | For | Issuer | For | With | |
12 | CONSULTATIVE VOTE ON THE COMPONENTS OF THE COMPENSATION DUE OR AWARDED TO OLIVIER BRANDICOURT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2016 | For | Issuer | For | With | |
13 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS A STATUTORY AUDITOR | For | Issuer | For | With | |
14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN THE COMPANY'S SHARES | For | Issuer | For | With | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016 | For | Issuer | For | With | |
3 | APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND | For | Issuer | For | With | |
4 | AGREEMENTS AND COMMITMENTS COVERED BY ARTICLES L. 225-38 ET SEQ OF THE FRENCH COMMERCIAL CODE | For | Issuer | For | With | |
5 | DIRECTORS' ATTENDANCE FEES | For | Issuer | For | With | |
6 | REAPPOINTMENT OF FABIENNE LECORVAISIER AS A DIRECTOR | For | Issuer | For | With | |
7 | APPOINTMENT OF BERNARD CHARLES AS A DIRECTOR | For | Issuer | For | With | |
8 | APPOINTMENT OF MELANIE LEE AS A DIRECTOR | For | Issuer | For | With | |
9 | COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | For | Issuer | For | With | |
E1 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS MAINTAINED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY | For | Issuer | For | With | |
E10 | AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | For | Issuer | For | With | |
E11 | POWERS FOR FORMALITIES | For | Issuer | For | With | |
E2 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY, VIA A PUBLIC OFFERING | For | Issuer | For | With | |
E3 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY, VIA A PRIVATE PLACEMENT | For | Issuer | For | With | |
E4 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE DEBT INSTRUMENTS GIVING ACCESS TO THE SHARE CAPITAL OF SUBSIDIARIES AND/OR OF ANY OTHER COMPANY | For | Issuer | For | With | |
E5 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF AN ISSUE OF ORDINARY SHARES AND/OR OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/OR OF ANY OTHER COMPANY, WITH OR WITHOUT PREEMPTIVE RIGHTS | For | Issuer | For | With | |
E6 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY WITH A VIEW TO THE ISSUANCE, WITH PREEMPTIVE RIGHTS CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY OF ITS SUBSIDIARIES AND/OR OF ANY OTHER COMPANY, AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND | For | Issuer | For | With | |
E7 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS | For | Issuer | For | With | |
E8 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE ON THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR | For | Issuer | For | With | |
E9 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | For | Issuer | For | With | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||
Ticker Symbol:SLB | Cusip Number:AN8068571086 | |||||
Record Date: 2/15/2017 | Meeting Date: 4/5/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: PETER L.S. CURRIE | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: PAAL KIBSGAARD | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: HELGE LUND | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: MICHAEL E. MARKS | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: INDRA K. NOOYI | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: LEO RAFAEL REIF | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: TORE I. SANDVOLD | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: HENRI SEYDOUX | For | Issuer | For | With | |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
3 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. | For | Issuer | For | With | |
5 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | Issuer | For | With | |
6 | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | For | Issuer | For | With | |
7 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | For | Issuer | For | With | |
SPECTRA ENERGY CORP | ||||||
Ticker Symbol:SE | Cusip Number:US8475601097 | |||||
Record Date: 11/7/2016 | Meeting Date: 12/15/2016 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 5, 2016 (WHICH, AS MAY BE AMENDED, WE REFER TO AS THE "MERGER AGREEMENT"), AMONG SPECTRA ENERGY, ENBRIDGE INC., A CANADIAN CORPORATION (WHICH WE REFER TO AS "ENBRIDGE"), AND SAND MERGER SUB, INC., A DELAWARE CORPORATION AND A DIRECT WHOLLY OWNED SUBSIDIARY OF ENBRIDGE (WHICH WE REFER TO AS "MERGER SUB"), PURSUANT TO WHICH, AMONG OTHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | Issuer | For | With | |
2 | TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "ADVISORY COMPENSATION PROPOSAL") TO APPROVE, ON AN ADVISORY (NONBINDING) BASIS, CERTAIN SPECIFIED COMPENSATION THAT WILL OR MAY BE PAID BY SPECTRA ENERGY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | For | Issuer | For | With | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||||
Ticker Symbol:BK | Cusip Number:US0640581007 | |||||
Record Date: 2/10/2017 | Meeting Date: 4/11/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: LINDA Z. COOK | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: EDWARD P. GARDEN | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: GERALD L. HASSELL | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: JOHN M. HINSHAW | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: EDMUND F. KELLY | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: JOHN A. LUKE, JR | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: JENNIFER B. MORGAN | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: MARK A. NORDENBERG | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON | For | Issuer | For | With | |
1m | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | For | Issuer | For | With | |
2 | ADVISORY RESOLUTION TO APPROVE THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Issuer | For | With | |
3 | PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | For | Issuer | For | With | |
5 | STOCKHOLDER PROPOSAL REGARDING A PROXY VOTING REVIEW REPORT. | Against | Stockholder | For | With | |
VF CORPORATION | ||||||
Ticker Symbol:VFC | Cusip Number:US9182041080 | |||||
Record Date: 3/1/2017 | Meeting Date: 4/25/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: RICHARD T. CARUCCI | For | Issuer | For | With | |
1.1 | DIRECTOR: STEVEN E. RENDLE | For | Issuer | For | With | |
1.11 | DIRECTOR: CAROL L. ROBERTS | For | Issuer | For | With | |
1.12 | DIRECTOR: MATTHEW J. SHATTOCK | For | Issuer | For | With | |
1.13 | DIRECTOR: ERIC C. WISEMAN | For | Issuer | For | With | |
1.2 | DIRECTOR: JULIANA L. CHUGG | For | Issuer | For | With | |
1.3 | DIRECTOR: BENNO DORER | For | Issuer | For | With | |
1.4 | DIRECTOR: MARK S. HOPLAMAZIAN | For | Issuer | For | With | |
1.5 | DIRECTOR: ROBERT J. HURST | For | Issuer | For | With | |
1.6 | DIRECTOR: LAURA W. LANG | For | Issuer | For | With | |
1.7 | DIRECTOR: W. ALAN MCCOLLOUGH | For | Issuer | For | With | |
1.8 | DIRECTOR: W. RODNEY MCMULLEN | For | Issuer | For | With | |
1.9 | DIRECTOR: CLARENCE OTIS, JR. | For | Issuer | For | With | |
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | Issuer | For | With | |
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | For | Issuer | For | With | |
4 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | For | Issuer | For | With | |
W. R. BERKLEY CORPORATION | ||||||
Ticker Symbol:WRB | Cusip Number:US0844231029 | |||||
Record Date: 3/20/2017 | Meeting Date: 5/16/2017 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | ELECTION OF DIRECTOR: MARIA LUISA FERRE | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: JACK H. NUSBAUM | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: MARK L. SHAPIRO | For | Issuer | For | With | |
2 | NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE | For | Issuer | For | With | |
3 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | For | Issuer | For | With | |
4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | For | Issuer | For | With |
Account Name: ENSEMBLE FUND |
Custodian Name: US BANK, N.A. |
PAYCHEX, INC. | |||||||||||||||
Security | 704326107 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | PAYX | Meeting Date | 12-Oct-2016 | ||||||||||||
ISIN | US7043261079 | Agenda | 934477793 - Management | ||||||||||||
Record Date | 15-Aug-2016 | Holding Recon Date | 15-Aug-2016 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-Oct-2016 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: B. THOMAS | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: JOSEPH G. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: DAVID J.S. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: PHILLIP | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: GRANT M. | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: PAMELA A. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: MARTIN | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: JOSEPH M. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. | Management | For | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | ||||||||||
3. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||
Security | 11133T103 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | BR | Meeting Date | 17-Nov-2016 | ||||||||||||
ISIN | US11133T1034 | Agenda | 934487150 - Management | ||||||||||||
Record Date | 21-Sep-2016 | Holding Recon Date | 21-Sep-2016 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-Nov-2016 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT N. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD J. | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: BRETT A. | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: STUART R. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: MAURA A. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: ALAN J. | Management | For | For | For | ||||||||||
2) | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | ||||||||||
3) | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||
APPLE INC. | |||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||||||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | ||||||||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Feb-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: ANDREA | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: ART | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: SUE | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||
6. | A SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||
TRANSDIGM GROUP INCORPORATED | |||||||||||||||
Security | 893641100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | TDG | Meeting Date | 01-Mar-2017 | ||||||||||||
ISIN | US8936411003 | Agenda | 934523451 - Management | ||||||||||||
Record Date | 03-Jan-2017 | Holding Recon Date | 03-Jan-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-Feb-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | WILLIAM DRIES | For | For | For | |||||||||||
2 | MERVIN DUNN | For | For | For | |||||||||||
3 | MICHAEL GRAFF | For | For | For | |||||||||||
4 | SEAN HENNESSY | For | For | For | |||||||||||
5 | W. NICHOLAS HOWLEY | For | For | For | |||||||||||
6 | RAYMOND LAUBENTHAL | For | For | For | |||||||||||
7 | DOUGLAS PEACOCK | For | For | For | |||||||||||
8 | ROBERT SMALL | For | For | For | |||||||||||
9 | JOHN STAER | For | For | For | |||||||||||
2. | TO APPROVE (IN AN ADVISORY VOTE) | Management | For | For | For | ||||||||||
3. | TO DETERMINE HOW OFTEN TO | Management | 1 Year | Take No Action | |||||||||||
4. | TO RATIFY THE SELECTION OF ERNST | Management | For | For | For | ||||||||||
LUXOTTICA GROUP S.P.A. | |||||||||||||||
Security | 55068R202 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | LUX | Meeting Date | 28-Apr-2017 | ||||||||||||
ISIN | US55068R2022 | Agenda | 934562833 - Management | ||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 20-Apr-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
2. | THE ALLOCATION OF NET INCOME AND | Management | For | Take No Action | |||||||||||
3. | AN ADVISORY VOTE ON THE FIRST | Management | Against | Take No Action | |||||||||||
PEPSICO, INC. | |||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | PEP | Meeting Date | 03-May-2017 | ||||||||||||
ISIN | US7134481081 | Agenda | 934545419 - Management | ||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: CESAR | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: DINA | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: RONA A. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD W. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: INDRA K. | Management | For | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: DAVID C. | Management | For | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT C. | Management | For | For | For | ||||||||||
1L. | ELECTION OF DIRECTOR: DANIEL | Management | For | For | For | ||||||||||
1M. | ELECTION OF DIRECTOR: DARREN | Management | For | For | For | ||||||||||
1N. | ELECTION OF DIRECTOR: ALBERTO | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | ADVISORY APPROVAL OF THE | Management | For | For | For | ||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF | Management | 1 Year | 1 Year | For | ||||||||||
5. | REPORT REGARDING PESTICIDE | Shareholder | Against | Against | For | ||||||||||
6. | IMPLEMENTATION OF HOLY LAND | Shareholder | Against | Against | For | ||||||||||
FIRST REPUBLIC BANK | |||||||||||||||
Security | 33616C100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | FRC | Meeting Date | 09-May-2017 | ||||||||||||
ISIN | US33616C1009 | Agenda | 934551575 - Management | ||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: JAMES H. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: KATHERINE | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS J. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: FRANK J. | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: L. MARTIN | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: BORIS | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: SANDRA R. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: PAMELA J. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: REYNOLD | Management | For | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: DUNCAN L. | Management | For | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: GEORGE G.C. | Management | For | For | For | ||||||||||
1L. | ELECTION OF DIRECTOR: CHERYL | Management | For | For | For | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||
3. | TO APPROVE THE FIRST REPUBLIC | Management | For | For | For | ||||||||||
4. | TO APPROVE THE FIRST REPUBLIC | Management | For | For | For | ||||||||||
5. | TO DETERMINE, BY ADVISORY (NON- | Management | 1 Year | 1 Year | For | ||||||||||
6. | TO APPROVE, BY ADVISORY (NON- | Management | For | For | For | ||||||||||
7. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
FIRST AMERICAN FINANCIAL CORPORATION | |||||||||||||||
Security | 31847R102 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | FAF | Meeting Date | 09-May-2017 | ||||||||||||
ISIN | US31847R1023 | Agenda | 934574220 - Management | ||||||||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | JAMES L. DOTI | For | For | For | |||||||||||
2 | MICHAEL D. MCKEE | For | For | For | |||||||||||
3 | THOMAS V. MCKERNAN | For | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||
4. | APPROVAL OF THE PERFORMANCE | Management | For | For | For | ||||||||||
5. | TO RATIFY THE SELECTION OF | Management | For | For | For | ||||||||||
THE CHARLES SCHWAB CORPORATION | |||||||||||||||
Security | 808513105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | SCHW | Meeting Date | 16-May-2017 | ||||||||||||
ISIN | US8085131055 | Agenda | 934563873 - Management | ||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM S. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: FRANK C. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN T. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: ROGER O. | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT N. | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||
3. | FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | 1 Year | For | ||||||||||
4. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | ||||||||||
5. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
6. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
7. | STOCKHOLDER PROPOSAL | Shareholder | For | Against | Against | ||||||||||
8. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
NATIONAL OILWELL VARCO, INC. | |||||||||||||||
Security | 637071101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | NOV | Meeting Date | 17-May-2017 | ||||||||||||
ISIN | US6370711011 | Agenda | 934571286 - Management | ||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: CLAY C. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: GREG L. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: MARCELA E. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: JAMES T. | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: DAVID D. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: ERIC L. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. | Management | For | For | For | ||||||||||
2. | RATIFICATION OF INDEPENDENT | Management | For | For | For | ||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE | Management | For | For | For | ||||||||||
4. | RECOMMEND, BY NON-BINDING VOTE, | Management | 1 Year | 1 Year | For | ||||||||||
5. | APPROVE STOCKHOLDER PROPOSAL | Shareholder | For | For | For | ||||||||||
DISCOVERY COMMUNICATIONS, INC. | |||||||||||||||
Security | 25470F104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | DISCA | Meeting Date | 18-May-2017 | ||||||||||||
ISIN | US25470F1049 | Agenda | 934574028 - Management | ||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | ROBERT R. BENNETT | For | For | For | |||||||||||
2 | JOHN C. MALONE | For | For | For | |||||||||||
3 | DAVID M. ZASLAV | For | For | For | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | Against | For | Against | ||||||||||
4. | TO VOTE, ON AN ADVISORY BASIS, ON | Management | 1 Year | 3 Years | Against | ||||||||||
5. | TO VOTE ON A STOCKHOLDER | Shareholder | Against | Against | For | ||||||||||
6. | TO VOTE ON A STOCKHOLDER | Shareholder | For | Against | Against | ||||||||||
L BRANDS, INC. | |||||||||||||||
Security | 501797104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | LB | Meeting Date | 18-May-2017 | ||||||||||||
ISIN | US5017971046 | Agenda | 934574864 - Management | ||||||||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1.1 | ELECTION OF DIRECTOR: DONNA A. | Management | For | For | For | ||||||||||
1.2 | ELECTION OF DIRECTOR: JEFFREY H. | Management | For | For | For | ||||||||||
1.3 | ELECTION OF DIRECTOR: MICHAEL G. | Management | For | For | For | ||||||||||
1.4 | ELECTION OF DIRECTOR: RAYMOND | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | ||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||
5. | STOCKHOLDER PROPOSAL TO | Shareholder | For | Against | Against | ||||||||||
SENSATA TECHNOLOGIES HOLDING N.V. | |||||||||||||||
Security | N7902X106 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ST | Meeting Date | 18-May-2017 | ||||||||||||
ISIN | NL0009324904 | Agenda | 934605645 - Management | ||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | PAUL EDGERLEY | For | For | For | |||||||||||
2 | MARTHA SULLIVAN | For | For | For | |||||||||||
3 | BEDA BOLZENIUS | For | For | For | |||||||||||
4 | JAMES E. HEPPELMANN | For | For | For | |||||||||||
5 | CHARLES W. PEFFER | For | For | For | |||||||||||
6 | KIRK P. POND | For | For | For | |||||||||||
7 | CONSTANCE E. SKIDMORE | For | For | For | |||||||||||
8 | ANDREW TEICH | For | For | For | |||||||||||
9 | THOMAS WROE | For | For | For | |||||||||||
10 | STEPHEN ZIDE | For | For | For | |||||||||||
2. | RATIFY THE SELECTION OF ERNST & | Management | For | For | For | ||||||||||
3B. | ADOPT THE DUTCH STATUTORY | Management | For | For | For | ||||||||||
4. | DISCHARGE MEMBERS OF THE BOARD | Management | For | For | For | ||||||||||
5. | EXTEND TO THE BOARD OF | Management | For | For | For | ||||||||||
6. | ADVISORY PROPOSAL TO APPROVE | Management | For | For | For | ||||||||||
7. | AMEND THE COMPANY'S ARTICLES OF | Management | For | For | For | ||||||||||
LANDSTAR SYSTEM, INC. | |||||||||||||||
Security | 515098101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | LSTR | Meeting Date | 23-May-2017 | ||||||||||||
ISIN | US5150981018 | Agenda | 934581491 - Management | ||||||||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | DAVID G. BANNISTER | For | For | For | |||||||||||
2 | GEORGE P. SCANLON | For | For | For | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF | Management | 1 Year | 1 Year | For | ||||||||||
5. | APPROVAL OF THE COMPANY'S | Management | For | For | For | ||||||||||
NOW INC. | |||||||||||||||
Security | 67011P100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | DNOW | Meeting Date | 24-May-2017 | ||||||||||||
ISIN | US67011P1003 | Agenda | 934594652 - Management | ||||||||||||
Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: RODNEY | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: MERRILL | Management | For | For | For | ||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | ||||||||||
3. | APPROVAL OF COMPENSATION OF | Management | For | For | For | ||||||||||
CERNER CORPORATION | |||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2017 | ||||||||||||
ISIN | US1567821046 | Agenda | 934611167 - Management | ||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: JULIE L. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: NEAL L. | Management | Against | For | Against | ||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM D. | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | ||||||||||
TIFFANY & CO. | |||||||||||||||
Security | 886547108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | TIF | Meeting Date | 25-May-2017 | ||||||||||||
ISIN | US8865471085 | Agenda | 934570296 - Management | ||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: ROSE MARIE | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: GARY E. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: ROGER N. | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: ABBY F. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES K. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. | Management | For | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. | Management | For | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: FRANCESCO | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||
4. | PREFERENCE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | ||||||||||
5. | APPROVAL OF THE TIFFANY & CO. 2017 | Management | For | For | For | ||||||||||
THE ADVISORY BOARD COMPANY | |||||||||||||||
Security | 00762W107 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ABCO | Meeting Date | 31-May-2017 | ||||||||||||
ISIN | US00762W1071 | Agenda | 934599006 - Management | ||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-May-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: SANJU K. | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: DAVID L. | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: PETER J. | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: NANCY | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: KELT | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT W. | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: MARK R. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: LEON D. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: LEANNE M. | Management | For | For | For | ||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||
3. | APPROVAL OF 2009 INCENTIVE PLAN | Management | Against | For | Against | ||||||||||
4. | APPROVAL, BY AN ADVISORY VOTE, OF | Management | For | For | For | ||||||||||
5. | ADVISORY VOTE ON WHETHER THE | Management | 1 Year | 1 Year | For | ||||||||||
ALPHABET INC | |||||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | ||||||||||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | ||||||||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||
4 | L. JOHN DOERR | For | For | For | |||||||||||
5 | ROGER W. FERGUSON, JR. | For | For | For | |||||||||||
6 | DIANE B. GREENE | For | For | For | |||||||||||
7 | JOHN L. HENNESSY | For | For | For | |||||||||||
8 | ANN MATHER | For | For | For | |||||||||||
9 | ALAN R. MULALLY | For | For | For | |||||||||||
10 | PAUL S. OTELLINI | For | For | For | |||||||||||
11 | K. RAM SHRIRAM | For | For | For | |||||||||||
12 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||
2. | THE RATIFICATION OF THE | Management | For | For | For | ||||||||||
3. | THE APPROVAL OF AN AMENDMENT TO | Management | Against | For | Against | ||||||||||
4. | THE APPROVAL OF THE 2016 | Management | Against | For | Against | ||||||||||
5. | THE FREQUENCY OF FUTURE | Management | 1 Year | 3 Years | Against | ||||||||||
6. | A STOCKHOLDER PROPOSAL | Shareholder | For | Against | Against | ||||||||||
7. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
8. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
9. | A STOCKHOLDER PROPOSAL | Shareholder | For | Against | Against | ||||||||||
10. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
11. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
12. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||
MASTERCARD INCORPORATED | |||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MA | Meeting Date | 27-Jun-2017 | ||||||||||||
ISIN | US57636Q1040 | Agenda | 934614935 - Management | ||||||||||||
Record Date | 27-Apr-2017 | Holding Recon Date | 27-Apr-2017 | ||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Jun-2017 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD | Management | For | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. | Management | For | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. | Management | For | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: JULIUS | Management | For | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: MERIT E. | Management | For | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: NANCY J. | Management | For | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: OKI | Management | For | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: RIMA | Management | For | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: JOSE | Management | For | For | For | ||||||||||
1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | For | ||||||||||
2. | ADVISORY APPROVAL OF | Management | For | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||
4. | RE-APPROVAL OF THE MATERIAL | Management | For | For | For | ||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||
6. | CONSIDERATION OF A STOCKHOLDER | Shareholder | Against | Against | For |
Account Name: CHRISTOPHER WEIL & COMPANY CORE INVESTMENT FUND | |||||||
Custodian Name: U.S. BANK, N.A. |
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MICHAEL KORS HOLDINGS LIMITED | |||||||||||||||||
Security | G60754101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KORS | Meeting Date | 04-Aug-2016 | ||||||||||||||
ISIN | VGG607541015 | Agenda | 934452448 - Management | ||||||||||||||
Record Date | 01-Jun-2016 | Holding Recon Date | 01-Jun-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-Aug-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: JUDY | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JANE | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON A NON-BINDING | Management | For | For | For | ||||||||||||
JAZZ PHARMACEUTICALS PLC | |||||||||||||||||
Security | G50871105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JAZZ | Meeting Date | 04-Aug-2016 | ||||||||||||||
ISIN | IE00B4Q5ZN47 | Agenda | 934452753 - Management | ||||||||||||||
Record Date | 07-Jun-2016 | Holding Recon Date | 07-Jun-2016 | ||||||||||||||
City / | Country | / | Ireland | Vote Deadline Date | 03-Aug-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: PAUL L. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: PATRICK G. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: SEAMUS | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: NORBERT G. | Management | For | For | For | ||||||||||||
2. | TO RATIFY, ON A NON-BINDING | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON A NON-BINDING | Management | For | For | For | ||||||||||||
4A. | TO APPROVE AMENDMENTS TO JAZZ | Management | For | For | For | ||||||||||||
4B. | TO APPROVE AMENDMENTS TO JAZZ | Management | For | For | For | ||||||||||||
5. | TO AUTHORIZE JAZZ | Management | For | For | For | ||||||||||||
6. | TO RENEW THE BOARD OF DIRECTORS' | Management | For | For | For | ||||||||||||
7. | TO RENEW THE BOARD OF DIRECTORS' | Management | For | For | For | ||||||||||||
8. | TO APPROVE ANY MOTION TO | Management | For | For | For | ||||||||||||
9. | TO APPROVE AN AMENDMENT AND | Management | For | For | For | ||||||||||||
10. | TO APPROVE AN AMENDMENT AND | Management | For | For | For | ||||||||||||
ORACLE CORPORATION | |||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 16-Nov-2016 | ||||||||||||||
ISIN | US68389X1054 | Agenda | 934483556 - Management | ||||||||||||||
Record Date | 19-Sep-2016 | Holding Recon Date | 19-Sep-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Nov-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | JEFFREY S. BERG | For | For | For | |||||||||||||
2 | H. RAYMOND BINGHAM | For | For | For | |||||||||||||
3 | MICHAEL J. BOSKIN | For | For | For | |||||||||||||
4 | SAFRA A. CATZ | For | For | For | |||||||||||||
5 | BRUCE R. CHIZEN | For | For | For | |||||||||||||
6 | GEORGE H. CONRADES | For | For | For | |||||||||||||
7 | LAWRENCE J. ELLISON | For | For | For | |||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | For | |||||||||||||
9 | JEFFREY O. HENLEY | For | For | For | |||||||||||||
10 | MARK V. HURD | For | For | For | |||||||||||||
11 | RENEE J. JAMES | For | For | For | |||||||||||||
12 | LEON E. PANETTA | For | For | For | |||||||||||||
13 | NAOMI O. SELIGMAN | For | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | ||||||||||||
3. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
CISCO SYSTEMS | |||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2016 | ||||||||||||||
ISIN | US17275R1023 | Agenda | 934494357 - Management | ||||||||||||||
Record Date | 14-Oct-2016 | Holding Recon Date | 14-Oct-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Dec-2016 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN T. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: AMY L. | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES H. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. | Management | For | For | For | ||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||||
3. | RATIFICATION OF | Management | For | For | For | ||||||||||||
4. | APPROVAL TO REQUEST AN ANNUAL | Shareholder | Against | Against | For | ||||||||||||
5. | APPROVAL TO REQUEST A REPORT | Shareholder | Against | Against | For | ||||||||||||
6. | APPROVAL TO REQUEST THE BOARD | Shareholder | Against | Against | For | ||||||||||||
INTUIT INC. | |||||||||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | INTU | Meeting Date | 19-Jan-2017 | ||||||||||||||
ISIN | US4612021034 | Agenda | 934509906 - Management | ||||||||||||||
Record Date | 21-Nov-2016 | Holding Recon Date | 21-Nov-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Jan-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: EVE BURTON | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: SCOTT D. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: DIANE B. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: SUZANNE | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: DENNIS D. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: BRAD D. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: RAUL | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: JEFF WEINER | Management | For | For | For | ||||||||||||
2. | RATIFICATION OF THE SELECTION OF | Management | For | For | For | ||||||||||||
3. | APPROVAL OF THE AMENDED AND | Management | For | For | For | ||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||||
AMDOCS LIMITED | |||||||||||||||||
Security | G02602103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DOX | Meeting Date | 27-Jan-2017 | ||||||||||||||
ISIN | GB0022569080 | Agenda | 934517826 - Management | ||||||||||||||
Record Date | 30-Nov-2016 | Holding Recon Date | 30-Nov-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Jan-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT A. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: ADRIAN | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN T. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: SIMON | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ZOHAR | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: JULIAN A. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: CLAYTON | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: ELI GELMAN | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: JAMES S. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: RICHARD T.C. | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: GIORA | Management | For | For | For | ||||||||||||
2. | TO APPROVE AN AMENDMENT OF THE | Management | For | For | For | ||||||||||||
3. | TO APPROVE AN INCREASE IN THE | Management | For | For | For | ||||||||||||
4. | TO APPROVE OUR CONSOLIDATED | Management | For | For | For | ||||||||||||
5. | TO RATIFY AND APPROVE THE | Management | For | For | For | ||||||||||||
NXP SEMICONDUCTORS NV. | |||||||||||||||||
Security | N6596X109 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | NXPI | Meeting Date | 27-Jan-2017 | ||||||||||||||
ISIN | NL0009538784 | Agenda | 934520897 - Management | ||||||||||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | ||||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 26-Jan-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
3.A | THE PROPOSAL TO APPOINT MR. | Management | For | For | For | ||||||||||||
3.B | THE PROPOSAL TO APPOINT MR. | Management | For | For | For | ||||||||||||
3.C | THE PROPOSAL TO APPOINT MR. | Management | For | For | For | ||||||||||||
3.D | THE PROPOSAL TO APPOINT MR. | Management | For | For | For | ||||||||||||
3.E | THE PROPOSAL TO APPOINT MR. | Management | For | For | For | ||||||||||||
4. | THE PROPOSAL TO GRANT FULL AND | Management | For | For | For | ||||||||||||
5.A | THE PROPOSAL TO APPROVE OF THE | Management | For | For | For | ||||||||||||
5.B | THE PROPOSAL TO (I) DISSOLVE NXP | Management | For | For | For | ||||||||||||
6.A | THE PROPOSAL TO AMEND NXP'S | Management | For | For | For | ||||||||||||
6.B | THE PROPOSAL TO CONVERT NXP AND | Management | For | For | For | ||||||||||||
APPLE INC. | |||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||||||||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | ||||||||||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Feb-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ANDREA | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: ART | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: SUE | Management | For | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||||
6. | A SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED | Shareholder | Against | Against | For | ||||||||||||
THE WALT DISNEY COMPANY | |||||||||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | ||||||||||||||
ISIN | US2546871060 | Agenda | 934523437 - Management | ||||||||||||||
Record Date | 09-Jan-2017 | Holding Recon Date | 09-Jan-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Mar-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN S. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JACK | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: MARIA ELENA | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: FRED H. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: AYLWIN B. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: MARK G. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: SHERYL K. | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: ORIN C. | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE THE ADVISORY | Management | For | For | For | ||||||||||||
4. | TO APPROVE HOLDING AN ADVISORY | Management | 1 Year | 1 Year | For | ||||||||||||
5. | TO APPROVE THE SHAREHOLDER | Shareholder | Against | Against | For | ||||||||||||
6. | TO APPROVE THE SHAREHOLDER | Shareholder | Against | Against | For | ||||||||||||
PPG INDUSTRIES, INC. | |||||||||||||||||
Security | 693506107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PPG | Meeting Date | 20-Apr-2017 | ||||||||||||||
ISIN | US6935061076 | Agenda | 934533147 - Management | ||||||||||||||
Record Date | 17-Feb-2017 | Holding Recon Date | 17-Feb-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: MICHELE J. | Management | For | For | For | ||||||||||||
2. | APPROVE THE COMPENSATION OF THE | Management | For | For | For | ||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | ||||||||||||
4. | RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
HANESBRANDS INC. | |||||||||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HBI | Meeting Date | 25-Apr-2017 | ||||||||||||||
ISIN | US4103451021 | Agenda | 934534593 - Management | ||||||||||||||
Record Date | 14-Feb-2017 | Holding Recon Date | 14-Feb-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD W. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: BOBBY J. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES C. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: JESSICA T. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: FRANCK J. | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT F. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: RONALD L. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD A. | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID V. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ANN E. | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||||
4. | TO RECOMMEND, ON AN ADVISORY | Management | 1 Year | 1 Year | For | ||||||||||||
FMC CORPORATION | |||||||||||||||||
Security | 302491303 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FMC | Meeting Date | 25-Apr-2017 | ||||||||||||||
ISIN | US3024913036 | Agenda | 934550941 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR FOR A ONE- | Management | For | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF | Management | For | For | For | ||||||||||||
4. | RECOMMENDATION, BY NON-BINDING | Management | 1 Year | 1 Year | For | ||||||||||||
5. | APPROVAL OF AN AMENDMENT TO THE | Management | For | For | For | ||||||||||||
SVB FINANCIAL GROUP | |||||||||||||||||
Security | 78486Q101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SIVB | Meeting Date | 27-Apr-2017 | ||||||||||||||
ISIN | US78486Q1013 | Agenda | 934537210 - Management | ||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | GREG W. BECKER | For | For | For | |||||||||||||
2 | ERIC A. BENHAMOU | For | For | For | |||||||||||||
3 | DAVID M. CLAPPER | For | For | For | |||||||||||||
4 | ROGER F. DUNBAR | For | For | For | |||||||||||||
5 | JOEL P. FRIEDMAN | For | For | For | |||||||||||||
6 | LATA KRISHNAN | For | For | For | |||||||||||||
7 | JEFFREY N. MAGGIONCALDA | For | For | For | |||||||||||||
8 | MARY J. MILLER | For | For | For | |||||||||||||
9 | KATE D. MITCHELL | For | For | For | |||||||||||||
10 | JOHN F. ROBINSON | For | For | For | |||||||||||||
11 | GAREN K. STAGLIN | For | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, | Management | 1 Year | 1 Year | For | ||||||||||||
SUNPOWER CORPORATION | |||||||||||||||||
Security | 867652406 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SPWR | Meeting Date | 27-Apr-2017 | ||||||||||||||
ISIN | US8676524064 | Agenda | 934541219 - Management | ||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Apr-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | HELLE KRISTOFFERSEN | For | For | For | |||||||||||||
2 | THOMAS R. MCDANIEL | For | For | For | |||||||||||||
3 | THOMAS H. WERNER | For | For | For | |||||||||||||
2. | THE APPROVAL, IN AN ADVISORY | Management | For | For | For | ||||||||||||
3. | THE PROPOSAL TO APPROVE, IN AN | Management | 1 Year | 1 Year | For | ||||||||||||
4. | THE RATIFICATION OF THE | Management | For | For | For | ||||||||||||
ALLERGAN PLC | |||||||||||||||||
Security | G0177J108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AGN | Meeting Date | 04-May-2017 | ||||||||||||||
ISIN | IE00BY9D5467 | Agenda | 934551537 - Management | ||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: NESLI | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL M. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES H. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ADRIANE M. | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: CATHERINE | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: PETER J. | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICK J. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: BRENTON L. | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: RONALD R. | Management | For | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: FRED G. | Management | For | For | For | ||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, | Management | For | For | For | ||||||||||||
3. | TO RECOMMEND, IN A NON-BINDING | Management | 1 Year | 1 Year | For | ||||||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, | Management | For | For | For | ||||||||||||
5. | TO APPROVE THE MATERIAL TERMS OF | Management | For | For | For | ||||||||||||
6. | TO CONSIDER A SHAREHOLDER | Shareholder | Against | Against | For | ||||||||||||
ALASKA AIR GROUP, INC. | |||||||||||||||||
Security | 011659109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ALK | Meeting Date | 04-May-2017 | ||||||||||||||
ISIN | US0116591092 | Agenda | 934552919 - Management | ||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: PATRICIA M. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: MARION C. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: PHYLLIS J. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: DHIREN R. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: JESSIE J. | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: DENNIS F. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: HELVI K. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: J. KENNETH | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: BRADLEY D. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ERIC K. | Management | For | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE THE | Management | 1 Year | 1 Year | For | ||||||||||||
4. | APPROVE AN AMENDMENT TO THE | Management | For | For | For | ||||||||||||
5. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | ||||||||||||
6. | CONSIDER A STOCKHOLDER | Shareholder | Against | Against | For | ||||||||||||
FIRST REPUBLIC BANK | |||||||||||||||||
Security | 33616C100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FRC | Meeting Date | 09-May-2017 | ||||||||||||||
ISIN | US33616C1009 | Agenda | 934551575 - Management | ||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES H. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: KATHERINE | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS J. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: FRANK J. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: L. MARTIN | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: BORIS | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: SANDRA R. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: PAMELA J. | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: REYNOLD | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: DUNCAN L. | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: GEORGE G.C. | Management | For | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: CHERYL | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE THE FIRST REPUBLIC | Management | For | For | For | ||||||||||||
4. | TO APPROVE THE FIRST REPUBLIC | Management | For | For | For | ||||||||||||
5. | TO DETERMINE, BY ADVISORY (NON- | Management | 1 Year | 1 Year | For | ||||||||||||
6. | TO APPROVE, BY ADVISORY (NON- | Management | For | For | For | ||||||||||||
7. | SHAREHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
SOLAREDGE TECHNOLOGIES INC | |||||||||||||||||
Security | 83417M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SEDG | Meeting Date | 10-May-2017 | ||||||||||||||
ISIN | US83417M1045 | Agenda | 934556943 - Management | ||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 09-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: TAL PAYNE | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: MARCEL | Management | For | For | For | ||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY AND | Management | 1 Year | 1 Year | For | ||||||||||||
VERISK ANALYTICS INC | |||||||||||||||||
Security | 92345Y106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VRSK | Meeting Date | 17-May-2017 | ||||||||||||||
ISIN | US92345Y1064 | Agenda | 934561780 - Management | ||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: FRANK J. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID B. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ANNELL R. | Management | For | For | For | ||||||||||||
2. | TO APPROVE EXECUTIVE | Management | For | For | For | ||||||||||||
3. | TO RECOMMEND THE FREQUENCY OF | Management | 1 Year | 1 Year | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
SPIRIT AIRLINES INC. | |||||||||||||||||
Security | 848577102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SAVE | Meeting Date | 23-May-2017 | ||||||||||||||
ISIN | US8485771021 | Agenda | 934576577 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | ROBERT L. FORNARO | For | For | For | |||||||||||||
2 | H. MCINTYRE GARDNER | For | For | For | |||||||||||||
2. | TO RATIFY THE SELECTION, BY THE | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON A NON-BINDING, | Management | For | For | For | ||||||||||||
SABRE CORPORATION | |||||||||||||||||
Security | 78573M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SABR | Meeting Date | 24-May-2017 | ||||||||||||||
ISIN | US78573M1045 | Agenda | 934578153 - Management | ||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | RENEE JAMES | For | For | For | |||||||||||||
2 | GARY KUSIN | For | For | For | |||||||||||||
3 | SEAN MENKE | For | For | For | |||||||||||||
4 | GREG MONDRE | For | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO AMEND OUR AMENDED AND | Management | For | For | For | ||||||||||||
ILLUMINA, INC. | |||||||||||||||||
Security | 452327109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ILMN | Meeting Date | 30-May-2017 | ||||||||||||||
ISIN | US4523271090 | Agenda | 934593193 - Management | ||||||||||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT S. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: PHILIP W. | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, | Management | For | For | For | ||||||||||||
4. | TO RECOMMEND, BY NON-BINDING | Management | 1 Year | 1 Year | For | ||||||||||||
5. | TO APPROVE AN AMENDMENT TO OUR | Management | For | For | For | ||||||||||||
FACEBOOK INC. | |||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FB | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | US30303M1027 | Agenda | 934590870 - Management | ||||||||||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 31-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
�� | 1 | MARC L. ANDREESSEN | For | For | For | ||||||||||||
2 | ERSKINE B. BOWLES | For | For | For | |||||||||||||
3 | S.D.DESMOND-HELLMANN | For | For | For | |||||||||||||
4 | REED HASTINGS | For | For | For | |||||||||||||
5 | JAN KOUM | For | For | For | |||||||||||||
6 | SHERYL K. SANDBERG | For | For | For | |||||||||||||
7 | PETER A. THIEL | For | For | For | |||||||||||||
8 | MARK ZUCKERBERG | For | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
4. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
5. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
6. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
7. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
NXP SEMICONDUCTORS NV. | |||||||||||||||||
Security | N6596X109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NXPI | Meeting Date | 01-Jun-2017 | ||||||||||||||
ISIN | NL0009538784 | Agenda | 934626966 - Management | ||||||||||||||
Record Date | 04-May-2017 | Holding Recon Date | 04-May-2017 | ||||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 30-May-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
2-C | ADOPTION OF THE 2016 STATUTORY | Management | For | For | For | ||||||||||||
2-D | GRANTING DISCHARGE TO THE | Management | For | For | For | ||||||||||||
3-A | PROPOSAL TO RE-APPOINT MR. | Management | For | For | For | ||||||||||||
3-B | PROPOSAL TO RE-APPOINT SIR PETER | Management | For | For | For | ||||||||||||
3-C | PROPOSAL TO RE-APPOINT MR. | Management | For | For | For | ||||||||||||
3-D | PROPOSAL TO RE-APPOINT MR. | Management | For | For | For | ||||||||||||
3-E | PROPOSAL TO RE-APPOINT DR. | Management | For | For | For | ||||||||||||
3-F | PROPOSAL TO RE-APPOINT MR. | Management | For | For | For | ||||||||||||
3-G | PROPOSAL TO RE-APPOINT MR. IAN | Management | For | For | For | ||||||||||||
3-H | PROPOSAL TO RE-APPOINT MR. ERIC | Management | For | For | For | ||||||||||||
3-I | PROPOSAL TO RE-APPOINT MR. PETER | Management | For | For | For | ||||||||||||
3-J | PROPOSAL TO RE-APPOINT MS. JULIE | Management | For | For | For | ||||||||||||
3-K | PROPOSAL TO RE-APPOINT MR. | Management | For | For | For | ||||||||||||
4-A | AUTHORIZATION OF THE BOARD OF | Management | For | For | For | ||||||||||||
4-B | AUTHORIZATION OF THE BOARD OF | Management | For | For | For | ||||||||||||
5 | AUTHORIZATION OF THE BOARD OF | Management | For | For | For | ||||||||||||
6 | AUTHORIZATION TO CANCEL | Management | For | For | For | ||||||||||||
INVESCO SHORT-TERM INVESTMENTS TRUST | |||||||||||||||||
Security | 825252406 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | TRPXX | Meeting Date | 06-Jun-2017 | ||||||||||||||
ISIN | US8252524066 | Agenda | 934522118 - Management | ||||||||||||||
Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | DAVID C. ARCH | For | For | For | |||||||||||||
2 | JAMES T. BUNCH | For | For | For | |||||||||||||
3 | BRUCE L. CROCKETT | For | For | For | |||||||||||||
4 | JACK M. FIELDS | For | For | For | |||||||||||||
5 | MARTIN L. FLANAGAN | For | For | For | |||||||||||||
6 | CYNTHIA HOSTETLER | For | For | For | |||||||||||||
7 | DR. ELI JONES | For | For | For | |||||||||||||
8 | DR. PREMA MATHAI-DAVIS | For | For | For | |||||||||||||
9 | TERESA M. RESSEL | For | For | For | |||||||||||||
10 | DR. LARRY SOLL | For | For | For | |||||||||||||
11 | ANN BARNETT STERN | For | For | For | |||||||||||||
12 | RAYMOND STICKEL, JR. | For | For | For | |||||||||||||
13 | PHILIP A. TAYLOR | For | For | For | |||||||||||||
14 | ROBERT C. TROCCOLI | For | For | For | |||||||||||||
15 | CHRISTOPHER L. WILSON | For | For | For | |||||||||||||
2. | TO APPROVE AN AMENDMENT TO | Management | For | For | For | ||||||||||||
3. | TO APPROVE CHANGING THE | Management | For | For | For | ||||||||||||
4A. | TO APPROVE AN AMENDMENT TO THE | Management | For | For | For | ||||||||||||
4B. | TO APPROVE AN AMENDMENT TO THE | Management | For | For | For | ||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||
Security | 872540109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TJX | Meeting Date | 06-Jun-2017 | ||||||||||||||
ISIN | US8725401090 | Agenda | 934614947 - Management | ||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: ZEIN | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: JOSE B. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN M. | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID T. | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ERNIE | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL F. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: CAROL | Management | For | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: JACKWYN L. | Management | For | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN F. | Management | For | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: WILLOW B. | Management | For | For | For | ||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | REAPPROVAL OF MATERIAL TERMS OF | Management | For | For | For | ||||||||||||
4. | REAPPROVAL OF MATERIAL TERMS OF | Management | For | For | For | ||||||||||||
5. | ADVISORY APPROVAL OF TJX'S | Management | For | For | For | ||||||||||||
6. | ADVISORY APPROVAL OF THE | Management | 1 Year | 1 Year | For | ||||||||||||
7. | SHAREHOLDER PROPOSAL FOR | Shareholder | Against | Against | For | ||||||||||||
8. | SHAREHOLDER PROPOSAL FOR A | Shareholder | Against | Against | For | ||||||||||||
9. | SHAREHOLDER PROPOSAL FOR A | Shareholder | Against | Against | For | ||||||||||||
10. | SHAREHOLDER PROPOSAL FOR A | Shareholder | Against | Against | For | ||||||||||||
ALPHABET INC | |||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | ||||||||||||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | ||||||||||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||||
4 | L. JOHN DOERR | For | For | For | |||||||||||||
5 | ROGER W. FERGUSON, JR. | For | For | For | |||||||||||||
6 | DIANE B. GREENE | For | For | For | |||||||||||||
7 | JOHN L. HENNESSY | For | For | For | |||||||||||||
8 | ANN MATHER | For | For | For | |||||||||||||
9 | ALAN R. MULALLY | For | For | For | |||||||||||||
10 | PAUL S. OTELLINI | For | For | For | |||||||||||||
11 | K. RAM SHRIRAM | For | For | For | |||||||||||||
12 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||||
2. | THE RATIFICATION OF THE | Management | For | For | For | ||||||||||||
3. | THE APPROVAL OF AN AMENDMENT TO | Management | For | For | For | ||||||||||||
4. | THE APPROVAL OF THE 2016 | Management | For | For | For | ||||||||||||
5. | THE FREQUENCY OF FUTURE | Management | 3 Years | 3 Years | For | ||||||||||||
6. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
7. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
8. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
9. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
10. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
11. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
12. | A STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | ||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||
Security | 008252108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMG | Meeting Date | 13-Jun-2017 | ||||||||||||||
ISIN | US0082521081 | Agenda | 934606130 - Management | ||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: GLENN | Management | For | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: NIALL | Management | For | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: SEAN M. | Management | For | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: TRACY P. | Management | For | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: PATRICK T. | Management | For | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: JIDE J. | Management | For | For | For | ||||||||||||
2. | TO APPROVE, BY A NON-BINDING | Management | For | For | For | ||||||||||||
3. | TO APPROVE, BY A NON-BINDING | Management | 1 Year | 1 Year | For | ||||||||||||
4. | TO APPROVE AN AMENDMENT OF THE | Management | For | For | For | ||||||||||||
5. | TO RATIFY THE SELECTION OF | Management | For | For | For | ||||||||||||
FIVE BELOW, INC. | |||||||||||||||||
Security | 33829M101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FIVE | Meeting Date | 20-Jun-2017 | ||||||||||||||
ISIN | US33829M1018 | Agenda | 934621687 - Management | ||||||||||||||
Record Date | 25-Apr-2017 | Holding Recon Date | 25-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1A. | ELECTION OF DIRECTOR: JOEL D. | Management | For | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: KATHLEEN S. | Management | For | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS M. | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
FORTINET, INC. | |||||||||||||||||
Security | 34959E109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FTNT | Meeting Date | 23-Jun-2017 | ||||||||||||||
ISIN | US34959E1091 | Agenda | 934619290 - Management | ||||||||||||||
Record Date | 28-Apr-2017 | Holding Recon Date | 28-Apr-2017 | ||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Jun-2017 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed | Vote | Management | For/Against | ||||||||||||
1.1 | ELECTION OF CLASS II DIRECTOR: | Management | For | For | For | ||||||||||||
1.2 | ELECTION OF CLASS II DIRECTOR: | Management | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For |
Account Name: TAYLOR FRIGON CORE GROWTH FUND |
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Custodian Name: U.S. BANK, N.A. |
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GENPACT LIMITED | |||||||||||||||||||||||
Security | G3922B107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | G | Meeting Date | 09-May-2017 | ||||||||||||||||||||
ISIN | BMG3922B1072 | Agenda | 934594436 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: N.V. TYAGARAJAN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT SCOTT | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: AMIT CHANDRA | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LAURA CONIGLIARO | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID HUMPHREY | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CAROL LINDSTROM | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES MADDEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ALEX MANDL | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CECELIA MORKEN | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK NUNNELLY | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARK VERDI | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY | Management | For | For | |||||||||||||||||||
3. | TO RECOMMEND, IN A NON-BINDING, ADVISORY | Management | 3 Years | Against | |||||||||||||||||||
4. | TO RATIFY AND APPROVE THE ADOPTION OF THE | Management | For | For | |||||||||||||||||||
5. | TO RATIFY AND APPROVE THE APPOINTMENT OF | Management | For | For | |||||||||||||||||||
AMPHENOL CORPORATION | |||||||||||||||||||||||
Security | 032095101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | APH | Meeting Date | 18-May-2017 | ||||||||||||||||||||
ISIN | US0320951017 | Agenda | 934597610 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: RONALD P. BADIE | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: STANLEY L. CLARK | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: DAVID P. FALCK | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: EDWARD G. JEPSEN | Management | For | For | |||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: MARTIN H. LOEFFLER | Management | For | For | |||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: JOHN R. LORD | Management | For | For | |||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: R. ADAM NORWITT | Management | For | For | |||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: DIANA G. REARDON | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Management | 3 Years | Against | |||||||||||||||||||
5. | TO RATIFY AND APPROVE THE 2017 STOCK | Management | For | For | |||||||||||||||||||
AMAZON.COM, INC. | |||||||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | US0231351067 | Agenda | 934583596 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DANIEL P. | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Management | 3 Years | For | |||||||||||||||||||
5. | APPROVAL OF THE COMPANY'S 1997 STOCK | Management | For | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT | Shareholder | Against | For | |||||||||||||||||||
7. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | |||||||||||||||||||
8. | SHAREHOLDER PROPOSAL REGARDING VOTE- | Shareholder | Against | For | |||||||||||||||||||
NVIDIA CORPORATION | |||||||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | US67066G1040 | Agenda | 934585540 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF THE FREQUENCY OF HOLDING A | Management | 3 Years | Against | |||||||||||||||||||
4. | RATIFICATION OF SELECTION OF | Management | For | For | |||||||||||||||||||
STERICYCLE, INC. | |||||||||||||||||||||||
Security | 858912108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SRCL | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US8589121081 | Agenda | 934588142 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK C. MILLER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JACK W. SCHULER | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES A. ALUTTO | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BRIAN P. ANDERSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: LYNN D. BLEIL | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS D. BROWN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT S. MURLEY | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN PATIENCE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF | Management | 3 Years | Against | |||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & | Management | For | For | |||||||||||||||||||
5. | APPROVAL OF AN AMENDMENT TO THE | Management | For | For | |||||||||||||||||||
6. | APPROVAL OF THE STERICYCLE, INC. 2017 LONG- | Management | For | For | |||||||||||||||||||
7. | STOCKHOLDER PROPOSAL ENTITLED | Shareholder | Against | For | |||||||||||||||||||
8. | STOCKHOLDER PROPOSAL ON THE VESTING OF | Shareholder | Against | For | |||||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | US1567821046 | Agenda | 934611167 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JULIE L. GERBERDING, | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE | Management | For | For | |||||||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE | Management | 3 Years | Against | |||||||||||||||||||
INPHI CORPORATION | |||||||||||||||||||||||
Security | 45772F107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IPHI | Meeting Date | 25-May-2017 | ||||||||||||||||||||
ISIN | US45772F1075 | Agenda | 934605924 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | NICHOLAS BRATHWAITE | For | For | ||||||||||||||||||||
2 | DR. DAVID LIDDLE | For | For | ||||||||||||||||||||
3 | DR. BRUCE MCWILLIAMS | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF FREQUENCY FOR HOLDING AN | Management | 3 Years | Against | |||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | |||||||||||||||||||
GLAUKOS CORPORATION | |||||||||||||||||||||||
Security | 377322102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GKOS | Meeting Date | 31-May-2017 | ||||||||||||||||||||
ISIN | US3773221029 | Agenda | 934594640 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM J. LINK, PH.D. | For | For | ||||||||||||||||||||
2 | JONATHAN T. SILVERSTEIN | For | For | ||||||||||||||||||||
3 | AIMEE S. WEISNER | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & | Management | For | For | |||||||||||||||||||
EQUINIX, INC. | |||||||||||||||||||||||
Security | 29444U700 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EQIX | Meeting Date | 31-May-2017 | ||||||||||||||||||||
ISIN | US29444U7000 | Agenda | 934596339 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | THOMAS BARTLETT | For | For | ||||||||||||||||||||
2 | NANCI CALDWELL | For | For | ||||||||||||||||||||
3 | GARY HROMADKO | For | For | ||||||||||||||||||||
4 | JOHN HUGHES | For | For | ||||||||||||||||||||
5 | SCOTT KRIENS | For | For | ||||||||||||||||||||
6 | WILLIAM LUBY | For | For | ||||||||||||||||||||
7 | IRVING LYONS, III | For | For | ||||||||||||||||||||
8 | CHRISTOPHER PAISLEY | For | For | ||||||||||||||||||||
9 | STEPHEN SMITH | For | For | ||||||||||||||||||||
10 | PETER VAN CAMP | For | For | ||||||||||||||||||||
2. | TO APPROVE BY A NON-BINDING ADVISORY VOTE | Management | For | For | |||||||||||||||||||
3. | TO APPROVE BY A NON-BINDING ADVISORY VOTE | Management | 3 Years | Against | |||||||||||||||||||
4. | TO APPROVE LONG-TERM INCENTIVE | Management | For | For | |||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF | Management | For | For | |||||||||||||||||||
PRA GROUP, INC. | |||||||||||||||||||||||
Security | 69354N106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | US69354N1063 | Agenda | 934595642 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES A. NUSSLE | For | For | ||||||||||||||||||||
2 | SCOTT M. TABAKIN | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||||||||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, | Management | For | For | |||||||||||||||||||
4. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, | Management | 3 Years | Against | |||||||||||||||||||
ARISTA NETWORKS, INC. | |||||||||||||||||||||||
Security | 040413106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ANET | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | US0404131064 | Agenda | 934595818 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MARK TEMPLETON | For | For | ||||||||||||||||||||
2 | NIKOS THEODOSOPOULOS | For | For | ||||||||||||||||||||
2. | APPROVAL ON AN ADVISORY BASIS OF THE | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | |||||||||||||||||||
EPAM SYSTEMS, INC. | |||||||||||||||||||||||
Security | 29414B104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EPAM | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US29414B1044 | Agenda | 934598092 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RONALD P. VARGO | For | For | ||||||||||||||||||||
2 | JILL B. SMART | For | For | ||||||||||||||||||||
3 | DR. PETER KUERPICK | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY AND NON-BINDING | Management | For | For | |||||||||||||||||||
SALESFORCE.COM, INC. | |||||||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||
ISIN | US79466L3024 | Agenda | 934606178 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | For | For | |||||||||||||||||||
2. | APPROVAL TO AMEND OUR 2013 EQUITY | Management | For | For | |||||||||||||||||||
3. | APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & | Management | For | For | |||||||||||||||||||
5. | TO APPROVE, ON AN ADVISORY BASIS, THE FISCAL | Management | For | For | |||||||||||||||||||
6. | TO RECOMMEND, BY NON-BINDING VOTE, THE | Management | 3 Years | Against | |||||||||||||||||||
7. | A STOCKHOLDER PROPOSAL REQUESTING, ON AN | Shareholder | Against | For | |||||||||||||||||||
ALLIANCE DATA SYSTEMS CORPORATION | |||||||||||||||||||||||
Security | 018581108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||
ISIN | US0185811082 | Agenda | 934600621 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRUCE K. ANDERSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROGER H. BALLOU | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: D. KEITH COBB | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: E. LINN DRAPER, JR. | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: EDWARD J. HEFFERNAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KENNETH R. JENSEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. MINICUCCI | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: TIMOTHY J. THERIAULT | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LAURIE A. TUCKER | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF AN | Management | 3 Years | Against | |||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & | Management | For | For | |||||||||||||||||||
SPLUNK INC. | |||||||||||||||||||||||
Security | 848637104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SPLK | Meeting Date | 08-Jun-2017 | ||||||||||||||||||||
ISIN | US8486371045 | Agenda | 934605518 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF CLASS II DIRECTOR: JOHN CONNORS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF CLASS II DIRECTOR: PATRICIA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF CLASS II DIRECTOR: STEPHEN | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE | Management | For | For | |||||||||||||||||||
TWILIO INC. | |||||||||||||||||||||||
Security | 90138F102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 12-Jun-2017 | ||||||||||||||||||||
ISIN | US90138F1021 | Agenda | 934605708 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RICHARD DALZELL | For | For | ||||||||||||||||||||
2 | ERIKA ROTTENBERG | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS | Management | For | For | |||||||||||||||||||
3. | TO RATIFY OUR 2016 STOCK OPTION AND | Management | For | For | |||||||||||||||||||
SILICOM LTD. | |||||||||||||||||||||||
Security | M84116108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SILC | Meeting Date | 12-Jun-2017 | ||||||||||||||||||||
ISIN | IL0010826928 | Agenda | 934624974 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | TO CONSIDER AND ACT UPON A PROPOSAL TO RE- | Management | For | For | |||||||||||||||||||
2. | TO CONSIDER AND ACT UPON A PROPOSAL TO | Management | For | For | |||||||||||||||||||
3. | TO CONSIDER AND ACT UPON A PROPOSAL TO | Management | For | For | |||||||||||||||||||
3A. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||||||
4. | TO CONSIDER AND ACT UPON A PROPOSAL TO | Management | For | For | |||||||||||||||||||
5. | TO CONSIDER AND ACT UPON A PROPOSAL TO | Management | For | For | |||||||||||||||||||
5A. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||||||
6. | TO CONSIDER AND ACT UPON A PROPOSAL TO | Management | For | For | |||||||||||||||||||
BALCHEM CORPORATION | |||||||||||||||||||||||
Security | 057665200 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BCPC | Meeting Date | 13-Jun-2017 | ||||||||||||||||||||
ISIN | US0576652004 | Agenda | 934614618 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID B. FISCHER | For | For | ||||||||||||||||||||
2 | PERRY W. PREMDAS | For | For | ||||||||||||||||||||
3 | DR. JOHN Y. TELEVANTOS | For | For | ||||||||||||||||||||
2. | PROPOSAL TO APPROVE THE COMPANYS 2017 | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF RSM US | Management | For | For | |||||||||||||||||||
4. | NON-BINDING ADVISORY APPROVAL OF NAMED | Management | For | For | |||||||||||||||||||
5. | NON-BINDING ADVISORY VOTE REGARDING | Management | 3 Years | Against | |||||||||||||||||||
IMPINJ, INC. | |||||||||||||||||||||||
Security | 453204109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PI | Meeting Date | 14-Jun-2017 | ||||||||||||||||||||
ISIN | US4532041096 | Agenda | 934604566 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHRIS DIORIO, PH.D. | For | For | ||||||||||||||||||||
2 | GREGORY SESSLER | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | |||||||||||||||||||
AIRGAIN INC | |||||||||||||||||||||||
Security | 00938A104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AIRG | Meeting Date | 15-Jun-2017 | ||||||||||||||||||||
ISIN | US00938A1043 | Agenda | 934622970 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHARLES MYERS | For | For | ||||||||||||||||||||
2 | JAMES K. SIMS | For | For | ||||||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF KPMG | Management | For | For | |||||||||||||||||||
ECHO GLOBAL LOGISTICS, INC. | |||||||||||||||||||||||
Security | 27875T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ECHO | Meeting Date | 16-Jun-2017 | ||||||||||||||||||||
ISIN | US27875T1016 | Agenda | 934607536 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: DOUGLAS R. WAGGONER | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: MATTHEW FERGUSON | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: DAVID HABIGER | Management | For | For | |||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: NELDA J. CONNORS | Management | For | For | |||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM M. FARROW III | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & | Management | For | For | |||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S | Management | For | For | |||||||||||||||||||
4. | AMENDMENT AND RESTATEMENT OF THE 2008 | Management | For | For | |||||||||||||||||||
5. | ADVISORY APPROVAL OF FREQUENCY OF | Management | 3 Years | Against | |||||||||||||||||||
CARMAX, INC. | |||||||||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 26-Jun-2017 | ||||||||||||||||||||
ISIN | US1431301027 | Agenda | 934621562 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: SONA CHAWLA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN B. COLBERG | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. FOLLIARD | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SHIRA GOODMAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: W. ROBERT GRAFTON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: EDGAR H. GRUBB | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. NASH | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARCELLA SHINDER | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN T. STANDLEY | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: MITCHELL D. STEENROD | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: WILLIAM R. TIEFEL | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, IN AN ADVISORY (NON-BINDING) | Management | For | For | |||||||||||||||||||
4. | TO DETERMINE, IN AN ADVISORY (NON-BINDING) | Management | 3 Years | Against | |||||||||||||||||||
5. | TO APPROVE THE CARMAX, INC. ANNUAL | Management | For | For | |||||||||||||||||||
6. | TO VOTE ON A SHAREHOLDER PROPOSAL FOR A | Shareholder | Against | For | |||||||||||||||||||
TOWER SEMICONDUCTOR LTD. | |||||||||||||||||||||||
Security | M87915274 | Meeting Type | Consent | ||||||||||||||||||||
Ticker Symbol | TSEM | Meeting Date | 29-Jun-2017 | ||||||||||||||||||||
ISIN | IL0010823792 | Agenda | 934646184 - Management | ||||||||||||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MR. AMIR ELSTEIN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MR. KALMAN KAUFMAN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MS. DANA GROSS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MR. RAMI GUZMAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MR. YOAV CHELOUCHE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MR. RONY ROSS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MR. ALEX KORNHAUSER | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MR. ILAN FLATO | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MS. IRIS AVNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MR. RUSSELL | Management | For | For | |||||||||||||||||||
2. | TO APPOINT MR. AMIR ELSTEIN AS THE CHAIRMAN | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE AMENDED COMPENSATION | Management | For | For | |||||||||||||||||||
3A. | DO YOU HAVE A "PERSONAL INTEREST" WITH | Management | For | ||||||||||||||||||||
4. | TO APPROVE THE EQUITY GRANT TO OUR | Management | For | For | |||||||||||||||||||
4A. | DO YOU HAVE A "PERSONAL INTEREST" WITH | Management | For | ||||||||||||||||||||
5. | TO APPROVE AN INCREASED ANNUAL FIXED FEE | Management | For | For | |||||||||||||||||||
6. | TO APPROVE AN EQUITY GRANT TO THE MEMBERS | Management | For | For | |||||||||||||||||||
7. | TO APPROVE THE APPOINTMENT OF BRIGHTMAN | Management | For | For |
Account Name: BRETTON FUND | |||||||||||
Custodian Name: US BANK, N.A. | |||||||||||
AUTOZONE, INC. | |||||||||||
Ticker: | AZO | Meeting Date: | 12/14/2016 | ||||||||
CUSIP | 53332102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of executive stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
VISA INC. | |||||||||||
Ticker: | V | Meeting Date: | 1/31/2017 | ||||||||
CUSIP | 92826C839 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on advisory vote frequency. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
WHOLE FOODS MARKET, INC. | |||||||||||
Ticker: | WFM | Meeting Date: | 2/17/2017 | ||||||||
CUSIP | 966837106 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proxy access. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal reporting on food waste. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
VALSPAR CORPORATION | |||||||||||
Ticker: | VAL | Meeting Date: | 3/24/2017 | ||||||||
CUSIP | 920355104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 4 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
PPG INDUSTRIES, INC. | |||||||||||
Ticker: | PPG | Meeting Date: | 4/20/2017 | ||||||||
CUSIP | 693506107 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 4 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
WELLS FARGO & COMPANY | |||||||||||
Ticker: | WFC | Meeting Date: | 4/25/2017 | ||||||||
CUSIP | 949746101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 13 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal on retail sales practices report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on cumulative voting. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on divesting non-core business report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal on gender pay equity report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Shareholder proposal on company's lobbying practices. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. Shareholder proposal on indigenous peoples' rights policy. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
BANK OF AMERICA CORPORATION | |||||||||||
Ticker: | BAC | Meeting Date: | 4/26/2017 | ||||||||
CUSIP | 060505104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal on clawback amendment. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on divestiture & division study. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on independent board chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal regarding gender pay disclosure. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMERICAN EXPRESS COMPANY | |||||||||||
Ticker: | AXP | Meeting Date: | 5/1/2017 | ||||||||
CUSIP | 025816109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | AGAINST | AGAINST | ISSUER | |||||||
4. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
5. Shareholder proposal regarding written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal regarding gender pay disclosure. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
HD SUPPLY HOLDINGS, INC. | |||||||||||
Ticker: | HDS | Meeting Date: | 5/1/2017 | ||||||||
CUSIP | 40416M105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 3 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Omnibus incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Executive annual incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
CONTINENTAL BUILDING PRODUCTS, INC. | |||||||||||
Ticker: | CBPX | Meeting Date: | 5/4/2017 | ||||||||
CUSIP | 211171103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 3 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Performance goals in stock incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
5. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
BERKSHIRE HATHAWAY | |||||||||||
Ticker: | BRK.B | Meeting Date: | 5/6/2017 | ||||||||
CUSIP | 084670702 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 3-YEARS | 3-YEARS | WITH | ISSUER | |||||||
4. Shareholder proposal regarding political contributions. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal regarding methane gas. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal regarding divesting fossil fuels. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MEDNAX, INC. | |||||||||||
Ticker: | MD | Meeting Date: | 5/11/2017 | ||||||||
CUSIP | 58502B106 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Re-approve incentive compensation plan | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
5. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
UNION PACIFIC CORPORATION | |||||||||||
Ticker: | UNP | Meeting Date: | 5/11/2017 | ||||||||
CUSIP | 907818108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
5. Independent chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Ticker: | JPM | Meeting Date: | 5/16/2017 | ||||||||
CUSIP | 46625H100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
5. Require indepndent board chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Vesting for government service. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Clawback amendment. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Gender pay equity | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. How votes are counted. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. Special shareholder meetings. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ROSS STORES, INC. | |||||||||||
Ticker: | ROST | Meeting Date: | 5/17/2017 | ||||||||
CUSIP | 778296103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
5. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
CARTER'S INC. | |||||||||||
Ticker: | CRI | Meeting Date: | 5/17/2017 | ||||||||
CUSIP | 146229109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 4 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4A. Amending by-laws to declassify board of directors | FOR | FOR | WITH | ISSUER | |||||||
4B. Amending by-laws to declassify board of directors | FOR | FOR | WITH | ISSUER | |||||||
5. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
VERISK ANALYTICS, INC. | |||||||||||
Ticker: | VRSK | Meeting Date: | 5/18/2017 | ||||||||
CUSIP | 92345Y106 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 4 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
DISCOVERY COMMUNICATIONS, INC. | |||||||||||
Ticker: | DISCA | Meeting Date: | 5/18/2017 | ||||||||
CUSIP | 25470F104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 3 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | AGAINST | AGAINST | ISSUER | |||||||
4. Frequency of shareholder vote on executive compensation. | 3-YEAR | 1-YEAR | AGAINST | ISSUER | |||||||
5. Report on feasibility integrating sustainability metrics into compensation. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Board nominees diversity. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MASTERCARD INCORPORATED | |||||||||||
Ticker: | MA | Meeting Date: | 6/27/2017 | ||||||||
CUSIP | 57636Q104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Frequency of shareholder vote on executive compensation. | 1-YEAR | 1-YEAR | WITH | ISSUER | |||||||
4. Re-approval of long-term incentive plan | FOR | FOR | WITH | ISSUER | |||||||
5. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
6. Gender pay equity | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PFS FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/3/17