UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-09781
PFS FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
CT Corporation System
155 Federal St., Suite 700, Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code:(619) 588-9700
Date of fiscal year end:March 31, June 30, October 31, November 30 and December 31
Date of reporting period:July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORDS:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Records
Account Name: WIRELESS FUND |
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Custodian Name: US BANK, N.A. |
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MICROSOFT CORPORATION |
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Ticker: | MSFT | Meeting Date: | 11/28/2018 | |||||||||
CUSIP | 594918104 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1-01. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-02. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-03. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-04. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-05. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-06. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-07. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-08. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-09. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-10. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-11. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-12. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-13. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1-14. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | FOR | FOR | WITH | ISSUER | ||||||||
FOR FISCAL YEAR 2019. | ||||||||||||
CISCO SYSTEMS, INC. |
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Ticker: | CSCO | Meeting Date: | 12/12/2018 | |||||||||
CUSIP | 17275R102 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK | FOR | FOR | WITH | ISSUER | ||||||||
PURCHASE PLAN. | ||||||||||||
3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPEN- | FOR | FOR | WITH | ISSUER | ||||||||
DENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2019. | ||||||||||||
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
BOARD CHAIRMAN. | ||||||||||||
7. APPROVAL TO HAVE CISCO'S BOARD ADOPT A PROPOSAL RELATING TO EXECUTIVE | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
COMPENSATION METRICS. | ||||||||||||
VISA INC. |
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Ticker: | V | Meeting Date: | 1/29/2019 | |||||||||
CUSIP | 92826C839 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
1J. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | ||||||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT | FOR | FOR | WITH | ISSUER | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 FISCAL YEAR. | ||||||||||||
APPLE INC. |
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Ticker: | AAPL | Meeting Date: | 3/1/2019 | |||||||||
CUSIP | 037833100 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A-H. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. | ||||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
4. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMEND- | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
MENTS". | ||||||||||||
5. A SHAREHOLDER PROPOSAL ENTITLED "TRUE DIVERSITY BOARD POLICY". | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
QUALCOMM, INCORPORATED |
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Ticker: | QCOM | Meeting Date: | 3/12/2019 | |||||||||
CUSIP | 747525103 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1 (1a-1l). ELECTION OF 12 DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, | ||||||||||||
2019. | ||||||||||||
3. TO APPROVE, ON A ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
4. TO APPROVE AN AMENDMENT TO QUALCOMM'S 2001 EMPLOYEE STOCK PURCHASE | FOR | FOR | WITH | ISSUER | ||||||||
PLAN. | ||||||||||||
BROADCOM INC. |
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Ticker: | AVGO | Meeting Date: | 4/1/2019 | |||||||||
CUSIP | Y09827109 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A-H. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | ||||||||
AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | ||||||||||||
THE FISCAL YEAR ENDING NOVEMBER 3, 2019. | ||||||||||||
3. TO APPROVE AMENDMENTS TO BROADCOM'S SECOND AMENDED AND RESTATED | FOR | FOR | WITH | ISSUER | ||||||||
EMPLOYEE SHARE PURCHASE PLAN. | ||||||||||||
4. NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION OF BROADCOM'S | FOR | FOR | WITH | ISSUER | ||||||||
NAMED EXECUTIVE OFFICERS. | ||||||||||||
ADOBE INC. |
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Ticker: | ADBE | Meeting Date: | 4/11/2019 | |||||||||
CUSIP | 00724F101 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A-K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. APPROVE THE 2019 EQUITY INCENTIVE PLAN TO REPLACE OUR 2003 EQUITY | FOR | FOR | WITH | ISSUER | ||||||||
INCENTIVE PLAN. | ||||||||||||
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | ||||||||
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON NOVEMBER 29, 2019. | ||||||||||||
4. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | ||||||||
OFFICERS. | ||||||||||||
5. CONSIDER AND VOTE UPON ONE STOCKHOLDER PROPOSAL. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
THE BOEING COMPANY |
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Ticker: | BA | Meeting Date: | 4/29/2019 | |||||||||
CUSIP | 097023105 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-m. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | FOR | FOR | WITH | ISSUER | ||||||||
FOR 2019. | ||||||||||||
4. ADDITIONAL REPORT ON LOBBYING ACTIVITIES. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
5. IMPACT OF SHARE REPURCHASES ON PERFORMANCE METRICS. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
6. INDEPENDENT BOARD CHAIRMAN. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
7. REMOVE SIZE LIMIT ON PROXY ACCESS GROUP. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
8. MANDATORY RETENTION OF SIGNIFICANT STOCK BY EXECUTIVES. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
ADVANCED MICRO DEVICES, INC. |
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Ticker: | ADM | Meeting Date: | 5/15/2019 | |||||||||
CUSIP | 007903107 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-g. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT | FOR | FOR | WITH | ISSUER | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | ||||||||||||
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE ADVANCED MICRO | FOR | FOR | WITH | ISSUER | ||||||||
DEVICES, INC. 2004 EQUITY INCENTIVE PLAN. | ||||||||||||
4. ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF OUR NAMED | FOR | FOR | WITH | ISSUER | ||||||||
EXECUTIVE OFFICERS. | ||||||||||||
PAYPAL HOLDINGS, INC. |
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Ticker: | PYPL | Meeting Date: | 5/22/2019 | |||||||||
CUSIP | 70450Y103 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-l. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT AUDITOR FOR 2019. | ||||||||||||
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
5. STOCKHOLDER PROPOSAL REGARDING HUMAN AND INDIGENOUS PEOPLES' RIGHTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
AMAZON.COM, INC. |
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Ticker: | AMZN | Meeting Date: | 5/22/2019 | |||||||||
CUSIP | 023135106 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-j. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT | FOR | FOR | WITH | ISSUER | ||||||||
AUDITORS. | ||||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
OF FOOD WASTE. | ||||||||||||
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | ||||||||||||
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
TECHNOLOGIES. | ||||||||||||
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
USE OF CERTAIN TECHNOLOGIES. | ||||||||||||
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
9. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
POLICIES. | ||||||||||||
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PAY REPORTING. | ||||||||||||
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
METRICS INTO EXECUTIVE COMPENSATION. | ||||||||||||
15. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
SHAREHOLDER PROPOSALS. | ||||||||||||
FACEBOOK, INC. |
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Ticker: | FB | Meeting Date: | 5/30/2019 | |||||||||
CUSIP | 30303M102 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. 01-08. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK'S | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | ||||||||||||
ENDING DECEMBER 31, 2019. | ||||||||||||
3. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PROGRAM | FOR | FOR | WITH | ISSUER | ||||||||
FOR FACEBOOK, INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN | ||||||||||||
FACEBOOK, INC.'S PROXY STATEMENT. | ||||||||||||
4. TO VOTE, ON A NON-BINDING ADVISORY BASIS, WHETHER A NON-BINDING ADVISORY | 3 YEARS | 1 YEAR | AGAINST | ISSUER | ||||||||
VOTE ON THE COMPENSATION PROGRAM FOR FACEBOOK, INC.'S NAMED EXECUTIVE | ||||||||||||
OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | ||||||||||||
5. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
6. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
7. A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR DIRECTORS. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
8. A STOCKHOLDER PROPOSAL REGARDING TRUE DIVERSITY BOARD POLICY. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
9. A STOCKHOLDER PROPOSAL REGARDING A CONTENT GOVERNANCE REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
10. A STOCKHOLDER PROPOSAL REGARDING MEDIAN GENDER PAY GAP. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
11. A STOCKHOLDER PROPOSAL REGARDING WORKFORCE DIVERSITY. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
12. A STOCKHOLDER PROPOSAL REGARDING STRATEGIC ALTERNATIVES. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
CENTURYLINK, INC. |
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Ticker: | CTL | Meeting Date: | 5/22/2019 | |||||||||
CUSIP | 156700106 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-m. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2019. | FOR | FOR | WITH | ISSUER | ||||||||
3. AMEND OUR ARTICLES OF INCORPORATION TO INCREASE OUR AUTHORIZED SHARES | FOR | FOR | WITH | ISSUER | ||||||||
OF COMMON STOCK. | ||||||||||||
4. RATIFY OUR NOL RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | ||||||||
5. ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
6. SHAREHOLDER PROPOSAL REGARDING OUR LOBBYING ACTIVITIES, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
NVIDIA CORPORATION |
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Ticker: | NVDA | Meeting Date: | 5/22/2019 | |||||||||
CUSIP | 67066G104 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-l. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. APPROVAL OF OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. | ||||||||||||
4. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF | FOR | FOR | WITH | ISSUER | ||||||||
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING TO REMOVE A DIRECTOR | ||||||||||||
WITHOUT CAUSE. | ||||||||||||
NETFLIX, INC. |
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Ticker: | NFLX | Meeting Date: | 6/6/2019 | |||||||||
CUSIP | 64110L106 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-d. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING | ||||||||||||
DECEMBER 31, 2019. | ||||||||||||
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
AUTODESK, INC. |
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Ticker: | ADSK | Meeting Date: | 6/12/2019 | |||||||||
CUSIP | 052769106 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-i. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK, INC.'S INDEPEN- | FOR | FOR | WITH | ISSUER | ||||||||
DENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||||||
JANUARY 31, 2020. | ||||||||||||
3. APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF | FOR | FOR | WITH | ISSUER | ||||||||
AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. | ||||||||||||
SQUARE, INC. |
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Ticker: | SQ | Meeting Date: | 6/18/2019 | |||||||||
CUSIP | 852234103 |
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Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. 01)-04) ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | ||||||||
T-MOBILE US, INC. |
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Ticker: | TMUS | Meeting Date: | 6/13/2019 | |||||||||
CUSIP | 872590104 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. 01-12. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS | FOR | FOR | WITH | ISSUER | ||||||||
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | ||||||||||||
FISCAL YEAR 2019. | ||||||||||||
3. STOCKHOLDER PROPOSAL FOR LIMITATIONS ON ACCELERATED VESTING OF EQUITY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
AWARDS IN THE EVENT OF A CHANGE OF CONTROL. | ||||||||||||
MASTERCARD INCORPORATED |
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Ticker: | MA | Meeting Date: | 6/25/2019 | |||||||||
CUSIP | 57636Q104 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1a-o. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | ||||||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2019. | ||||||||||||
4. CONSIDERATION OF STOCKHOLDER PROPOSAL ON GENDER PAY GAP. | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
5. CONSIDERATION OF STOCKHOLDER PROPOSAL ON CREATION OF A HUMAN | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
RIGHTS COMMITTEE. | ||||||||||||
GREENSKY INC. |
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Ticker: | GSKY | Meeting Date: | 6/6/2019 | |||||||||
CUSIP | 39572G100 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. 01-02. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
ALPHABET INC. |
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Ticker: | GOOGL | Meeting Date: | 6/19/2019 | |||||||||
CUSIP | 02079K305 | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. 01-10. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | ||||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | ||||||||||||
ENDING DECEMBER 31, 2019. | ||||||||||||
3. THE AMENDMENT AND RESTATEMENT OF ALPHABET'S 2012 STOCK PLAN TO IN- | FOR | FOR | WITH | ISSUER | ||||||||
CREASE THE SHARE RESERVE BY 3,000,000 SHARES OF CLASS C CAPITAL STOCK. | ||||||||||||
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
5. A STOCKHOLDER PROPOSAL REGARDING INEQUITABLE EMPLOYMENT PRACTICES, | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
6. A STOCKHOLDER PROPOSAL REGARDING THE ESTABLISHMENT OF A SOCIETAL RISK | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
OVERSIGHT COMMITTEE, IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
7. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON SEXUAL HARASSMENT RISK | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
MANAGEMENT, IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
8. A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE FOR THE ELECTION OF | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
9. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
10. A STOCKHOLDER PROPOSAL REGARDING STRATEGIC ALTERNATIVES, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
11. A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION OF AN EMPLOYEE | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
REPRESENTATIVE DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
12. A STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
13. A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY METRICS REPORT, | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
14. A STOCKHOLDER PROPOSAL REGARDING GOOGLE SEARCH IN CHINA, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
15. A STOCKHOLDER PROPOSAL REGARDING A CLAWBACK POLICY, IF PROPERLY | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
PRESENTED AT THE MEETING. | ||||||||||||
16. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON CONTENT GOVERNANCE, | AGAINST | AGAINST | WITH | SHAREHOLDER | ||||||||
IF PROPERLY PRESENTED AT THE MEETING. | ||||||||||||
Account Name: CARGILE FUND | ||||||||||||
Custodian Name: U.S. BANK, N.A. |
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CASTLE FOCUS FUND | ||||||
Custodian Name: U.S. BANK, N.A. | ||||||
ANHEUSER-BUSCH INBEV SA |
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Ticker Symbol:BUD | Cusip Number:US03524A1088 | |||||
Record Date:3/15/2019 | Meeting Date:4/24/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
10 | Appointment of statutory auditor and remuneration | For | Issuer | For | With | |
11a | Remuneration: Remuneration policy and remuneration report of the Company | For | Issuer | For | With | |
11b | Remuneration: Change to the fixed remuneration of the directors | For | Issuer | For | With | |
11c | Remuneration: Restricted Stock Units for directors | For | Issuer | For | With | |
12 | Filings | For | Issuer | For | With | |
1c | Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) | For | Issuer | For | With | |
2 | Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) | For | Issuer | For | With | |
6 | Approval of the statutory annual accounts | For | Issuer | For | With | |
7 | Discharge to the directors | For | Issuer | For | With | |
8 | Discharge to the statutory auditor | For | Issuer | For | With | |
9a | Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | Issuer | For | With | |
9b | Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022 | For | Issuer | For | With | |
9c | Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | Issuer | For | With | |
9d | Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | Issuer | For | With | |
9e | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | Issuer | For | With | |
9f | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | Issuer | For | With | |
9g | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | Issuer | For | With | |
BERKSHIRE HATHAWAY INC. |
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Ticker Symbol:BRKB | Cusip Number:US0846707026 | |||||
Record Date:3/6/2019 | Meeting Date:5/4/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Director: Warren E. Buffett | For | Issuer | For | With | |
1.1 | Director: Ajit Jain | For | Issuer | For | With | |
1.11 | Director: Thomas S. Murphy | For | Issuer | For | With | |
1.12 | Director: Ronald L. Olson | For | Issuer | For | With | |
1.13 | Director: Walter Scott, Jr. | For | Issuer | For | With | |
1.14 | Director: Meryl B. Witmer | For | Issuer | For | With | |
1.2 | Director: Charles T. Munger | For | Issuer | For | With | |
1.3 | Director: Gregory E. Abel | For | Issuer | For | With | |
1.4 | Director: Howard G. Buffett | For | Issuer | For | With | |
1.5 | Director: Stephen B. Burke | For | Issuer | For | With | |
1.6 | Director: Susan L. Decker | For | Issuer | For | With | |
1.7 | Director: William H. Gates III | For | Issuer | For | With | |
1.8 | Director: David S. Gottesman | For | Issuer | For | With | |
1.9 | Director: Charlotte Guyman | For | Issuer | For | With | |
BROOKFIELD ASSET MANAGEMENT INC. |
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Ticker Symbol:BAM | Cusip Number:CA1125851040 | |||||
Record Date:5/1/2019 | Meeting Date:6/14/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Director: M. Elyse Allan | For | Issuer | For | With | |
1.2 | Director: Angela F. Braly | For | Issuer | For | With | |
1.3 | Director: M. Kempston Darkes | For | Issuer | For | With | |
1.4 | Director: Murilo Ferreira | For | Issuer | For | With | |
1.5 | Director: Frank J. McKenna | For | Issuer | For | With | |
1.6 | Director: Rafael Miranda | For | Issuer | For | With | |
1.7 | Director: Seek Ngee Huat | For | Issuer | For | With | |
1.8 | Director: Diana L. Taylor | For | Issuer | For | With | |
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | For | Issuer | For | With | |
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular") | For | Issuer | For | With | |
4 | The 2019 Plan Resolution set out in the Circular | For | Issuer | For | With | |
5 | The Shareholder Proposal One set out in the Circular | Against | Stockholder | Against | With | |
6 | The Shareholder Proposal Two set out in the Circular. | Against | Stockholder | Against | With | |
CERNER CORPORATION |
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Ticker Symbol:CERN | Cusip Number:US1567821046 | |||||
Record Date:4/30/2019 | Meeting Date:5/30/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Class III Director: Gerald E. Bisbee, Jr., Ph.D., M.B.A. | For | Issuer | For | With | |
1b | Election of Class III Director: Linda M. Dillman | For | Issuer | For | With | |
1c | Election of Class III Director: George A. Riedel, M.B.A. | For | Issuer | For | With | |
1d | Election of Class III Director: R. Halsey Wise, M.B.A. | For | Issuer | For | With | |
2 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2019 | For | Issuer | For | With | |
3 | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | For | Issuer | For | With | |
4 | Approval of the proposed amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan. | For | Issuer | For | With | |
CVS HEALTH CORPORATION |
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Ticker Symbol:CVS | Cusip Number:US1266501006 | |||||
Record Date:3/21/2019 | Meeting Date:5/16/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Fernando Aguirre | For | Issuer | For | With | |
1b | Election of Director: Mark T. Bertolini | For | Issuer | For | With | |
1c | Election of Director: Richard M. Bracken | For | Issuer | For | With | |
1d | Election of Director: C. David Brown II | For | Issuer | For | With | |
1e | Election of Director: Alecia A. DeCoudreaux | For | Issuer | For | With | |
1f | Election of Director: Nancy-Ann M. DeParle | For | Issuer | For | With | |
1g | Election of Director: David W. Dorman | For | Issuer | For | With | |
1h | Election of Director: Roger N. Farah | For | Issuer | For | With | |
1i | Election of Director: Anne M. Finucane | For | Issuer | For | With | |
1j | Election of Director: Edward J. Ludwig | For | Issuer | For | With | |
1k | Election of Director: Larry J. Merlo | For | Issuer | For | With | |
1l | Election of Director: Jean-Pierre Millon | For | Issuer | For | With | |
1m | Election of Director: Mary L. Schapiro | For | Issuer | For | With | |
1n | Election of Director: Richard J. Swift | For | Issuer | For | With | |
1o | Election of Director: William C. Weldon | For | Issuer | For | With | |
1p | Election of Director: Tony L. White | For | Issuer | For | With | |
2 | Proposal to ratify appointment of independent registered public accounting firm for 2019. | For | Issuer | For | With | |
3 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | For | Issuer | For | With | |
4 | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation | Against | Stockholder | Against | With | |
DOMINION ENERGY, INC. |
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Ticker Symbol:D | Cusip Number:US25746U1097 | |||||
Record Date:3/1/2019 | Meeting Date:5/7/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: James A. Bennett | For | Issuer | For | With | |
1b | Election of Director: Helen E. Dragas | For | Issuer | For | With | |
1c | Election of Director: James O. Ellis, Jr. | For | Issuer | For | With | |
1d | Election of Director: Thomas F. Farrell, II | For | Issuer | For | With | |
1e | Election of Director: D. Maybank Hagood | For | Issuer | For | With | |
1f | Election of Director: John W. Harris | For | Issuer | For | With | |
1g | Election of Director: Ronald W. Jibson | For | Issuer | For | With | |
1h | Election of Director: Mark J. Kington | For | Issuer | For | With | |
1i | Election of Director: Joseph M. Rigby | For | Issuer | For | With | |
1j | Election of Director: Pamela J. Royal, M.D. | For | Issuer | For | With | |
1k | Election of Director: Robert H. Spilman, Jr | For | Issuer | For | With | |
1l | Election of Director: Susan N. Story | For | Issuer | For | With | |
1m | Election of Director: Michael E. Szymanczyk | For | Issuer | For | With | |
2 | Ratification of Appointment of Independent Auditor | For | Issuer | For | With | |
3 | Advisory Vote on Approval of Executive Compensation (Say on Pay) | For | Issuer | For | With | |
4 | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | For | Issuer | For | With | |
5 | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Against | Stockholder | Against | With | |
DOWDUPONT INC. |
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Ticker Symbol:DWDP | Cusip Number:US26078J1007 | |||||
Record Date:5/1/2019 | Meeting Date:5/23/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | For | Issuer | For | With | |
2 | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal | For | Issuer | For | With | |
DOWDUPONT INC. |
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Ticker Symbol:DWDP | Cusip Number:US26078J1007 | |||||
Record Date:4/26/2019 | Meeting Date:6/25/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Edward D. Breen | For | Issuer | For | With | |
1b | Election of Director: Ruby R. Chandy | For | Issuer | For | With | |
1c | Election of Director: Franklin K. Clyburn, Jr | For | Issuer | For | With | |
1d | Election of Director: Terrence R. Curtin | For | Issuer | For | With | |
1e | Election of Director: Alexander M. Cutler | For | Issuer | For | With | |
1f | Election of Director: C. Marc Doyle | For | Issuer | For | With | |
1g | Election of Director: Eleuthère I. du Pont | For | Issuer | For | With | |
1h | Election of Director: Rajiv L. Gupta | For | Issuer | For | With | |
1i | Election of Director: Luther C. Kissam | For | Issuer | For | With | |
1j | Election of Director: Frederick M. Lowery | For | Issuer | For | With | |
1k | Election of Director: Raymond J. Milchovich | For | Issuer | For | With | |
1l | Election of Director: Steven M. Sterin | For | Issuer | For | With | |
2 | Advisory Resolution to Approve Executive Compensation | For | Issuer | For | With | |
3 | Ratification of the Appointment of the Independent Registered Public Accounting Firm | For | Issuer | For | With | |
4 | Right to Act by Written Consent | Against | Stockholder | Against | With | |
5 | Preparation of an Executive Compensation Report | Against | Stockholder | Against | With | |
6 | Preparation of a Report on Climate Change Induced Flooding and Public Health | Against | Stockholder | Against | With | |
7 | Preparation of a Report on Plastic Pollution | Against | Stockholder | Against | With | |
ENBRIDGE INC. |
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Ticker Symbol:ENB | Cusip Number:CA29250N1050 | |||||
Record Date:3/11/2019 | Meeting Date:5/8/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Pamela L. Carter | For | Issuer | For | With | |
1b | Election of Director: Marcel R. Coutu | For | Issuer | For | With | |
1c | Election of Director: Susan M. Cunningham | For | Issuer | For | With | |
1d | Election of Director: Gregory L. Ebel | For | Issuer | For | With | |
1e | Election of Director: J. Herb England | For | Issuer | For | With | |
1f | Election of Director: Charles W. Fischer | For | Issuer | For | With | |
1g | Election of Director: V. Maureen Kempston Darkes | For | Issuer | For | With | |
1h | Election of Director: Teresa S. Madden | For | Issuer | For | With | |
1i | Election of Director: Al Monaco | For | Issuer | For | With | |
1j | Election of Director: Michael E.J. Phelps | For | Issuer | For | With | |
1k | Election of Director: Dan C. Tutcher | For | Issuer | For | With | |
1l | Election of Director: Catherine L. Williams | For | Issuer | For | With | |
2 | Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. | For | Issuer | For | With | |
3 | Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. | For | Issuer | For | With | |
4 | Advisory vote to approve compensation of Named Executive Officers | For | Issuer | For | With | |
EQUITY COMMONWEALTH |
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Ticker Symbol:EQC | Cusip Number:US2946281027 | |||||
Record Date:4/15/2019 | Meeting Date:6/20/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Director: Sam Zell | For | Issuer | For | With | |
1.1 | Director: Gerald A. Spector | For | Issuer | For | With | |
1.11 | Director: James A. Star | For | Issuer | For | With | |
1.2 | Director: James S. Corl | For | Issuer | For | With | |
1.3 | Director: Martin L. Edelman | For | Issuer | For | With | |
1.4 | Director: Edward A. Glickman | For | Issuer | For | With | |
1.5 | Director: David Helfand | For | Issuer | For | With | |
1.6 | Director: Peter Linneman | For | Issuer | For | With | |
1.7 | Director: James L. Lozier, Jr | For | Issuer | For | With | |
1.8 | Director: Mary Jane Robertson | For | Issuer | For | With | |
1.9 | Director: Kenneth Shea | For | Issuer | For | With | |
2 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Issuer | For | With | |
3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | Issuer | For | With | |
4 | To approve the amendment to our 2015 Omnibus Incentive Plan | For | Issuer | For | With | |
EXPEDITORS INT'L OF WASHINGTON, INC. |
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Ticker Symbol:EXPD | Cusip Number:US3021301094 | |||||
Record Date:3/12/2019 | Meeting Date:5/7/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Robert R. Wright | For | Issuer | For | With | |
1b | Election of Director: Glenn M. Alger | For | Issuer | For | With | |
1c | Election of Director: Robert P. Carlile | For | Issuer | For | With | |
1d | Election of Director: James M. DuBois | For | Issuer | For | With | |
1e | Election of Director: Mark A. Emmert | For | Issuer | For | With | |
1f | Election of Director: Diane H. Gulyas | For | Issuer | For | With | |
1g | Election of Director: Richard B. McCune | For | Issuer | For | With | |
1h | Election of Director: Alain Monié | For | Issuer | For | With | |
1i | Election of Director: Jeffrey S. Musser | For | Issuer | For | With | |
1j | Election of Director: Liane J. Pelletier | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
3 | Approve Amendment to Employee Stock Purchase Plan | �� | For | Issuer | For | With |
4 | Ratification of Independent Registered Public Accounting Firm | For | Issuer | For | With | |
5 | Shareholder Proposal: Political Disclosure Shareholder Resolution | Against | Stockholder | Against | With | |
FRANKLIN RESOURCES, INC |
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Ticker Symbol:BEN | Cusip Number:US3546131018 | |||||
Record Date:12/14/2018 | Meeting Date:2/12/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Peter K. Barker | For | Issuer | For | With | |
1b | Election of Director: Mariann Byerwalter | For | Issuer | For | With | |
1c | Election of Director: Charles E. Johnson | For | Issuer | For | With | |
1d | Election of Director: Gregory E. Johnson | For | Issuer | For | With | |
1e | Election of Director: Rupert H. Johnson, Jr. | For | Issuer | For | With | |
1f | Election of Director: Mark C. Pigott | For | Issuer | For | With | |
1g | Election of Director: Chutta Ratnathicam | For | Issuer | For | With | |
1h | Election of Director: Laura Stein | For | Issuer | For | With | |
1i | Election of Director: Seth H. Waugh | For | Issuer | For | With | |
1j | Election of Director: Geoffrey Y. Yang | For | Issuer | For | With | |
2 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019 | For | Issuer | For | With | |
3 | To ratify the special meeting amendment in the Company's bylaws | For | Issuer | For | With | |
4 | Stockholder proposal requesting that the Board institute procedures on genocide-free investing, if properly presented at the Annual Meeting. | Against | Stockholder | Against | With | |
LOEWS CORPORATION |
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Ticker Symbol:L | Cusip Number:US5404241086 | |||||
Record Date:3/19/2019 | Meeting Date:5/14/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Ann E. Berman | For | Issuer | For | With | |
1b | Election of Director: Joseph L. Bower | For | Issuer | For | With | |
1c | Election of Director: Charles D. Davidson | For | Issuer | For | With | |
1d | Election of Director: Charles M. Diker | For | Issuer | For | With | |
1e | Election of Director: Paul J. Fribourg | For | Issuer | For | With | |
1f | Election of Director: Walter L. Harris | For | Issuer | For | With | |
1g | Election of Director: Philip A. Laskawy | For | Issuer | For | With | |
1h | Election of Director: Susan P. Peters | For | Issuer | For | With | |
1i | Election of Director: Andrew H. Tisch | For | Issuer | For | With | |
1j | Election of Director: James S. Tisch | For | Issuer | For | With | |
1k | Election of Director: Jonathan M. Tisch | For | Issuer | For | With | |
1l | Election of Director: Anthony Welters | For | Issuer | For | With | |
2 | Approve, on an advisory basis, executive compensation. | For | Issuer | For | With | |
3 | Ratify Deloitte & Touche LLP as independent auditors. | For | Issuer | For | With | |
4 | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Against | Stockholder | Against | With | |
NESTLE S.A. |
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Ticker Symbol:NSRGY | Cusip Number:US6410694060 | |||||
Record Date:3/4/2019 | Meeting Date:4/11/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2018 | For | Issuer | For | With | |
1b | Acceptance of the Compensation Report 2018 (advisory vote) | For | Issuer | For | With | |
2 | Discharge to the members of the Board of Directors and of the Management | For | Issuer | For | With | |
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2018 | For | Issuer | For | With | |
4aa | Re-election of the member of the Board of Director: Mr Paul Bulcke, as member and Chairman | For | Issuer | For | With | |
4ab | Re-election of the member of the Board of Director: Mr Ulf Mark Schneider | For | Issuer | For | With | |
4ac | Re-election of the member of the Board of Director: Mr Henri de Castries | For | Issuer | For | With | |
4ad | Re-election of the member of the Board of Director: Mr Beat W. Hess | For | Issuer | For | With | |
4ae | Re-election of the member of the Board of Director: Mr Renato Fassbind | For | Issuer | For | With | |
4af | Re-election of the member of the Board of Director: Ms Ann M. Veneman | For | Issuer | For | With | |
4ag | Re-election of the member of the Board of Director: Ms Eva Cheng | For | Issuer | For | With | |
4ah | Re-election of the member of the Board of Director: Mr Patrick Aebischer | For | Issuer | For | With | |
4ai | Re-election of the member of the Board of Director: Ms Ursula M. Burns | For | Issuer | For | With | |
4aj | Re-election of the member of the Board of Director: Mr Kasper Rorsted | For | Issuer | For | With | |
4ak | Re-election of the member of the Board of Director: Mr Pablo Isla | For | Issuer | For | With | |
4al | Re-election of the member of the Board of Director: Ms Kimberly A. Ross | For | Issuer | For | With | |
4ba | Election to the Board of Director: Mr Dick Boer | For | Issuer | For | With | |
4bb | Election to the Board of Director: Mr Dinesh Paliwal | For | Issuer | For | With | |
4ca | Election of the member of the Compensation Committee: Mr Beat W. Hess | For | Issuer | For | With | |
4cb | Election of the member of the Compensation Committee: Mr Patrick Aebischer | For | Issuer | For | With | |
4cc | Election of the member of the Compensation Committee: Ms Ursula M. Burns | For | Issuer | For | With | |
4cd | Election of the member of the Compensation Committee: Mr Pablo Isla | For | Issuer | For | With | |
4d | Election of the statutory auditors KPMG SA, Geneva branch | For | Issuer | For | With | |
4e | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | For | Issuer | For | With | |
5a | Approval of the compensation of the Board of Directors | For | Issuer | For | With | |
NESTLE S.A. |
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Ticker Symbol:NSRGY | Cusip Number:US6410694060 | |||||
Record Date:3/4/2019 | Meeting Date:4/11/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
5b | Approval of the compensation of the Executive Board | For | Issuer | For | With | |
6 | Capital reduction (by cancellation of shares) | For | Issuer | For | With | |
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows | Against | Stockholder | Against | With | |
ROYAL GOLD, INC. |
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Ticker Symbol:RGLD | Cusip Number:US7802871084 | |||||
Record Date:9/17/2018 | Meeting Date:11/14/2018 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Tony Jensen | For | Issuer | For | With | |
1b | Election of Director: Jamie C. Sokalsky | For | Issuer | For | With | |
2 | The approval, on an advisory basis, of the compensation of the named executive officers | For | Issuer | For | With | |
3 | The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2019 | For | Issuer | For | With | |
SANOFI |
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Ticker Symbol:SNY | Cusip Number:US80105N1054 | |||||
Record Date:3/27/2019 | Meeting Date:4/30/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Approval of the individual company financial statements for the year ended December 31, 2018 | For | Issuer | For | With | |
10 | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
11 | Authorization granted to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) | For | Issuer | For | With | |
12 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares (usable outside the period of a public tender offer) | For | Issuer | For | With | |
13 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights maintained, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
14 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
15 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
16 | Delegation to the Board of Directors of authority to decide to issue debt instruments giving access to the share capital of ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
17 | Delegation to the Board of Directors of authority to increase the number of shares to be issued in the event of an issue of ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
18 | Delegation to the Board of Directors of authority with a view to the issuance, with preemptive rights cancelled, of shares ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
19 | Delegation to the Board of Directors of authority to grant, without preemptive right, options to subscribe for or purchase shares | For | Issuer | For | With | |
2 | Approval of the consolidated financial statements for the year ended December 31, 2018 | For | Issuer | For | With | |
20 | Authorization for the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group | For | Issuer | For | With | |
21 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) | For | Issuer | For | With | |
22 | Delegation to the Board of Directors of authority to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor | For | Issuer | For | With | |
23 | Powers for formalities | For | Issuer | For | With | |
3 | Appropriation of profits for the year ended December 31, 2018 and declaration of dividend | For | Issuer | For | With | |
4 | Reappointment of Serge Weinberg as a Director | For | Issuer | For | With | |
5 | Reappointment of Suet-Fern Lee as a Director | For | Issuer | For | With | |
6 | Ratification of the Board's appointment by cooptation of Christophe Babule as Director | For | Issuer | For | With | |
7 | Compensation policy for the Chairman of the Board of Directors | For | Issuer | For | With | |
8 | Compensation policy for the Chief Executive Office | For | Issuer | For | With | |
9 | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | For | Issuer | For | With | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
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Ticker Symbol:SLB | Cusip Number:AN8068571086 | |||||
Record Date:2/13/2019 | Meeting Date:4/3/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Peter L.S. Currie | For | Issuer | For | With | |
1b | Election of Director: Miguel M. Galuccio | For | Issuer | For | With | |
1c | Election of Director: Paal Kibsgaard | For | Issuer | For | With | |
1d | Election of Director: Nikolay Kudryavtsev | For | Issuer | For | With | |
1e | Election of Director: Tatiana A. Mitrova | For | Issuer | For | With | |
1f | Election of Director: Indra K. Nooy | For | Issuer | For | With | |
1g | Election of Director: Lubna S. Olayan | For | Issuer | For | With | |
1h | Election of Director: Mark G. Papa | For | Issuer | For | With | |
1i | Election of Director: Leo Rafael Reif | For | Issuer | For | With | |
1j | Election of Director: Henri Seydoux | For | Issuer | For | With | |
2 | Approval of the advisory resolution to approve our executive compensation | For | Issuer | For | With | |
3 | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. | For | Issuer | For | With | |
4 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. | For | Issuer | For | With | |
5 | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors | For | Issuer | For | With | |
THE BANK OF NEW YORK MELLON CORPORATION |
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Ticker Symbol:BK | Cusip Number:US0640581007 | |||||
Record Date:2/12/2019 | Meeting Date:4/9/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Steven D. Black | For | Issuer | For | With | |
1b | Election of Director: Linda Z. Cook | For | Issuer | For | With | |
1c | Election of Director: Joseph J. Echevarria | For | Issuer | For | With | |
1d | Election of Director: Edward P. Garden | For | Issuer | For | With | |
1e | Election of Director: Jeffrey A. Goldstein | For | Issuer | For | With | |
1f | Election of Director: John M. Hinshaw | For | Issuer | For | With | |
1g | Election of Director: Edmund F. "Ted" Kelly | For | Issuer | For | With | |
1h | Election of Director: Jennifer B. Morgan | For | Issuer | For | With | |
1i | Election of Director: Elizabeth E. Robinson | For | Issuer | For | With | |
1j | Election of Director: Charles W. Scharf | For | Issuer | For | With | |
1k | Election of Director: Samuel C. Scott III | For | Issuer | For | With | |
1l | Election of Director: Alfred "Al" W. Zollar | For | Issuer | For | With | |
2 | Advisory resolution to approve the 2018 compensation of our named executive officers. | For | Issuer | For | With | |
3 | Ratification of KPMG LLP as our independent auditor for 2019. | For | Issuer | For | With | |
4 | Amendment to Restated Certificate of Incorporation to enhance stockholder written consent rights. | For | Issuer | For | With | |
5 | Approval of 2019 Long-Term Incentive Plan. | For | Issuer | For | With | |
6 | Stockholder proposal regarding pay equity report. | Against | Stockholder | Against | With | |
THE HOWARD HUGHES CORPORATION |
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Ticker Symbol:HHC | Cusip Number:US44267D1072 | |||||
Record Date:3/21/2019 | Meeting Date:5/16/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: William Ackman | For | Issuer | For | With | |
1b | Election of Director: Adam Flatto | For | Issuer | For | With | |
1c | Election of Director: Jeffrey Furber | For | Issuer | For | With | |
1d | Election of Director: Beth Kaplan | For | Issuer | For | With | |
1e | Election of Director: Allen Model | For | Issuer | For | With | |
1f | Election of Director: R. Scot Sellers | For | Issuer | For | With | |
1g | Election of Director: Steven Shepsman | For | Issuer | For | With | |
1h | Election of Director: Mary Ann Tighe | For | Issuer | For | With | |
1i | Election of Director: David R. Weinreb | For | Issuer | For | With | |
2 | Advisory vote to approve named executive officer compensation. | For | Issuer | For | With | |
3 | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | Issuer | For | With | |
THE TJX COMPANIES, INC |
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Ticker Symbol:TJX | Cusip Number:US8725401090 | |||||
Record Date:4/8/2019 | Meeting Date:6/4/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Zein Abdalla | For | Issuer | For | With | |
1b | Election of Director: Alan M. Bennett | For | Issuer | For | With | |
1c | Election of Director: Rosemary T. Berkery | For | Issuer | For | With | |
1d | Election of Director: David T. Ching | For | Issuer | For | With | |
1e | Election of Director: Ernie Herrman | For | Issuer | For | With | |
1f | Election of Director: Michael F. Hines | For | Issuer | For | With | |
1g | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1h | Election of Director: Carol Meyrowitz | For | Issuer | For | With | |
1i | Election of Director: Jackwyn L. Nemerov | For | Issuer | For | With | |
1j | Election of Director: John F. O'Brien | For | Issuer | For | With | |
1k | Election of Director: Willow B. Shire | For | Issuer | For | With | |
2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 | For | Issuer | For | With | |
3 | Advisory approval of TJX's executive compensation (the say-on-pay vote) | For | Issuer | For | With | |
4 | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Against | Stockholder | Against | With | |
5 | Shareholder proposal for a report on prison labor | Against | Stockholder | Against | With | |
6 | Shareholder proposal for a report on human rights risks | Against | Stockholder | Against | With | |
THE TJX COMPANIES, INC |
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Ticker Symbol:TJX | Cusip Number:US8725401090 | |||||
Record Date:9/27/2018 | Meeting Date:10/22/2018 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | An amendment to the Company's Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares | For | Issuer | For | With | |
THE WALT DISNEY COMPANY |
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Ticker Symbol:DIS | Cusip Number:US2546871060 | |||||
Record Date:3/7/2019 | Meeting Date:1/7/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Susan E. Arnold | For | Issuer | For | With | |
1b | Election of Director: Mary T. Barra | For | Issuer | For | With | |
1c | Election of Director: Safra A. Catz | For | Issuer | For | With | |
1d | Election of Director: Francis A. deSouza | For | Issuer | For | With | |
1e | Election of Director: Michael Froman | For | Issuer | For | With | |
1f | Election of Director: Robert A. Iger | For | Issuer | For | With | |
1g | Election of Director: Maria Elena Lagomasino | For | Issuer | For | With | |
1h | Election of Director: Mark G. Parker | For | Issuer | For | With | |
1i | Election of Director: Derica W. Rice | For | Issuer | For | With | |
2 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. | For | Issuer | For | With | |
3 | To approve the advisory resolution on executive compensation. | For | Issuer | For | With | |
4 | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Against | Stockholder | Against | With | |
5 | Shareholder proposal requesting a report on use of additional cyber security and data privacy metrics in determining compensation of senior executives. | Against | Stockholder | Against | With | |
W. R. BERKLEY CORPORATION |
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Ticker Symbol:WRB | Cusip Number:US0844231029 | |||||
Record Date:4/10/2019 | Meeting Date:6/6/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: W. Robert Berkley, Jr | For | Issuer | For | With | |
1b | Election of Director: Ronald E. Blaylock | For | Issuer | For | With | |
1c | Election of Director: Mary C. Farrell | For | Issuer | For | With | |
1d | Election of Director: Leigh Ann Pusey | For | Issuer | For | With | |
2 | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the Securities and Exchange Commission, or "say-onpay" vote | For | Issuer | For | With | |
3 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019 | For | Issuer | For | With | |
* Management Recommended Vote |
Account Name: CASTLE TANDEM FUND | ||||||
Custodian Name: U.S. BANK, N.A. | ||||||
COMCAST CORPORATION |
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Ticker Symbol:CMCSA | Cusip Number:20030N101 | |||||
Record Date:4/5/2019 | Meeting Date:6/5/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | DIRECTOR Kenneth J. Bacon Madeline S. Bell Sheldon M. Bonovitz Edward D. Breen Gerald L. Hassell Jeffrey A. Honickman Maritza G. Montiel Asuka Nakahara David C. Novak Brian L. Roberts | For | Issuer | For | With | |
2 | Ratification of the appointment of our independent auditors | For | Issuer | For | With | |
3 | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | For | Issuer | For | With | |
4 | Advisory vote on executive compensation | For | Issuer | For | With | |
5 | To require an independent board chairman | Against | Stockholder | Against | With | |
6 | To provide a lobbying report | Against | Stockholder | Against | With | |
CVS HEALTH CORPORATION |
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Ticker Symbol:CVS | Cusip Number:126650100 | |||||
Record Date:3/21/2019 | Meeting Date:5/16/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Fernando Aguirre | For | Issuer | For | With | |
1b | Election of Director: Mark T. Bertolini | For | Issuer | For | With | |
1c | Election of Director: Richard M. Bracken | For | Issuer | For | With | |
1d | Election of Director: C. David Brown II | For | Issuer | For | With | |
1e | Election of Director: Alecia A. DeCoudreaux | For | Issuer | For | With | |
1f | Election of Director: Nancy-Ann M. DeParle | For | Issuer | For | With | |
1g | Election of Director: David W. Dorman | For | Issuer | For | With | |
1h | Election of Director: Roger N. Farah | For | Issuer | For | With | |
1i | Election of Director: Anne M. Finucane | For | Issuer | For | With | |
1j | Election of Director: Edward J. Ludwig | For | Issuer | For | With | |
1k | Election of Director: Larry J. Merlo | For | Issuer | For | With | |
1l | Election of Director: Jean-Pierre Millon | For | Issuer | For | With | |
1m | Election of Director: Mary L. Schapiro | For | Issuer | For | With | |
1n | Election of Director: Richard J. Swift | For | Issuer | For | With | |
1o | Election of Director: William C. Weldon | For | Issuer | For | With | |
1p | Election of Director: Tony L. White | For | Issuer | For | With | |
2 | Proposal to ratify appointment of independent registered public accounting firm for 2019. | For | Issuer | For | With | |
3 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | For | Issuer | For | With | |
4 | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Against | Stockholder | Against | With | |
DOLLAR GENERAL CORPORATION |
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Ticker Symbol:DG | Cusip Number:256677105 | |||||
Record Date:3/21/2019 | Meeting Date:5/29/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Warren F. Bryant | For | Issuer | For | With | |
1b | Election of Director: Michael M. Calbert | For | Issuer | For | With | |
1c | Election of Director: Sandra B. Cochran | For | Issuer | For | With | |
1d | Election of Director: Patricia D. Fili-Krushel | For | Issuer | For | With | |
1e | Election of Director: Timothy I. McGuire | For | Issuer | For | With | |
1f | Election of Director: William C. Rhodes, III | For | Issuer | For | With | |
1g | Election of Director: Ralph E. Santana | For | Issuer | For | With | |
1h | Election of Director: Todd J. Vasos | For | Issuer | For | With | |
2 | To approve, on an advisory (non-binding) basis, the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | For | Issuer | For | With | |
3 | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2019. | For | Issuer | For | With | |
NEXTERA ENERGY, INC |
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Ticker Symbol:NEE | Cusip Number:65339F101 | |||||
Record Date:3/26/2019 | Meeting Date:5/23/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Sherry S. Barrat | For | Issuer | For | With | |
1b | Election of Director: James L. Camaren | For | Issuer | For | With | |
1c | Election of Director: Kenneth B. Dunn | For | Issuer | For | With | |
1d | Election of Director: Naren K. Gursahaney | For | Issuer | For | With | |
1e | Election of Director: Kirk S. Hachigian | For | Issuer | For | With | |
1f | Election of Director: Toni Jennings | For | Issuer | For | With | |
1g | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1h | Election of Director: James L. Robo | For | Issuer | For | With | |
1i | Election of Director: Rudy E. Schupp | For | Issuer | For | With | |
1j | Election of Director: John L. Skolds | For | Issuer | For | With | |
1k | Election of Director: William H. Swanson | For | Issuer | For | With | |
1l | Election of Director: Hansel E. Tookes, II | For | Issuer | For | With | |
1m | Election of Director: Darryl L. Wilson | For | Issuer | For | With | |
2 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 | For | Issuer | For | With | |
3 | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | For | Issuer | For | With | |
4 | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Against | Stockholder | Against | With | |
THE TJX COMPANIES, INC. |
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Ticker Symbol:TJX | Cusip Number:872540109 | |||||
Record Date:4/8/2019 | Meeting Date:6/4/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Zein Abdalla | For | Issuer | For | With | |
1b | Election of Director: Alan M. Bennett | For | Issuer | For | With | |
1c | Election of Director: Rosemary T. Berkery | For | Issuer | For | With | |
1d | Election of Director: David T. Ching | For | Issuer | For | With | |
1e | Election of Director: Ernie Herrman | For | Issuer | For | With | |
1f | Election of Director: Michael F. Hines | For | Issuer | For | With | |
1g | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1h | Election of Director: Carol Meyrowitz | For | Issuer | For | With | |
1i | Election of Director: Jackwyn L. Nemerov | For | Issuer | For | With | |
1j | Election of Director: John F. O'Brien | For | Issuer | For | With | |
1k | Election of Director: Willow B. Shire | For | Issuer | For | With | |
2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 | For | Issuer | For | With | |
3 | Advisory approval of TJX's executive compensation (the say-on-pay vote) | For | Issuer | For | With | |
4 | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Against | Stockholder | Against | With | |
5 | Shareholder proposal for a report on prison labor | Against | Stockholder | Against | With | |
6 | Shareholder proposal for a report on human rights risks | Against | Stockholder | Against | With | |
WASTE CONNECTIONS, INC. |
|
|
|
|
| |
Ticker Symbol:WCN | Cusip Number:94106B101 | |||||
Record Date:3/21/2019 | Meeting Date:5/17/2019 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Ronald J. Mittelstaedt | For | Issuer | For | With | |
1.2 | DIRECTOR:Robert H. Davis | For | Issuer | For | With | |
1.3 | DIRECTOR:Edward E. "Ned" Guillet | For | Issuer | For | With | |
1.4 | DIRECTOR:Michael W. Harlan | For | Issuer | For | With | |
1.5 | DIRECTOR:Larry S. Hughes | For | Issuer | For | With | |
1.6 | DIRECTOR:Susan "Sue" Lee | For | Issuer | For | With | |
1.7 | DIRECTOR:William J. Razzouk | For | Issuer | For | With | |
2 | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement ("say on pay"). | For | Issuer | For | With | |
3 | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2020 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm | For | Issuer | For | With | |
4 | Approval of a special resolution empowering and authorizing the Board of Directors to fix the number of directors of the Company to be elected from time to time, allowing the Board of Directors to appoint one or more directors between annual meetings to hold office for a term expiring not later than the close of the next annual meeting of shareholders. | For | Issuer | For | With | |
5 | Shareholder Proposal Proposal requesting that the Board of Directors disclose to shareholders, among other matters, a formal written diversity policy and report regarding the representation of women in the Company. | Against | Stockholder | Against | With | |
* Management Recommended Vote |
Account Name: ENSEMBLE FUND |
Custodian Name: US BANK, N.A. |
| FERRARI, NV |
| ||||||||||||||
Security | N3167Y103 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 07-Sep-2018 | |||||||||||||
ISIN | NL0011585146 | Agenda | 934863920 - Management | |||||||||||||
Record Date | 27-Jul-2018 | Holding Recon Date | 27-Jul-2018 | |||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 30-Aug-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
2. | Appointment of Louis C. Camilleri as | Management | For | For | For | |||||||||||
| FERRARI, NV |
| ||||||||||||||
Security | N3167Y103 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 07-Sep-2018 | |||||||||||||
ISIN | NL0011585146 | Agenda | 934868463 - Management | |||||||||||||
Record Date | 10-Aug-2018 | Holding Recon Date | 10-Aug-2018 | |||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 30-Aug-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
2. | Appointment of Louis C. Camilleri as | Management | For | For | For | |||||||||||
| NIKE, INC. |
| ||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NKE | Meeting Date | 20-Sep-2018 | |||||||||||||
ISIN | US6541061031 | Agenda | 934864237 - Management | |||||||||||||
Record Date | 20-Jul-2018 | Holding Recon Date | 20-Jul-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Sep-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Alan B. Graf, Jr. | For | For | For | ||||||||||||
2 | John C. Lechleiter | For | For | For | ||||||||||||
3 | Michelle A. Peluso | For | For | For | ||||||||||||
2. | To approve executive compensation by an | Management | For | For | For | |||||||||||
3. | To consider a shareholder proposal | Shareholder | Against | Against | For | |||||||||||
4. | To ratify the appointment of | Management | For | For | For | |||||||||||
| PAYCHEX, INC. |
| ||||||||||||||
Security | 704326107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PAYX | Meeting Date | 11-Oct-2018 | |||||||||||||
ISIN | US7043261079 | Agenda | 934874365 - Management | |||||||||||||
Record Date | 13-Aug-2018 | Holding Recon Date | 13-Aug-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-Oct-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of director: B. Thomas Golisano | Management | For | For | For | |||||||||||
1b. | Election of director: Thomas F. Bonadio | Management | For | For | For | |||||||||||
1c. | Election of director: Joseph G. Doody | Management | For | For | For | |||||||||||
1d. | Election of director: David J.S. Flaschen | Management | For | For | For | |||||||||||
1e. | Election of director: Pamela A. Joseph | Management | For | For | For | |||||||||||
1f. | Election of director: Martin Mucci | Management | For | For | For | |||||||||||
1g. | Election of director: Joseph M. Tucci | Management | For | For | For | |||||||||||
1h. | Election of director: Joseph M. Velli | Management | For | For | For | |||||||||||
1i. | Election of director: Kara Wilson | Management | For | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||
3. | RATIFICATION OF SELECTION OF | Management | For | For | For | |||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. |
| ||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BR | Meeting Date | 08-Nov-2018 | |||||||||||||
ISIN | US11133T1034 | Agenda | 934880724 - Management | |||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 07-Nov-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a) | Election of Director: Leslie A. Brun | Management | For | For | For | |||||||||||
1b) | Election of Director: Pamela L. Carter | Management | For | For | For | |||||||||||
1c) | Election of Director: Richard J. Daly | Management | For | For | For | |||||||||||
1d) | Election of Director: Robert N. Duelks | Management | For | For | For | |||||||||||
1e) | Election of Director: Brett A. Keller | Management | For | For | For | |||||||||||
1f) | Election of Director: Stuart R. Levine | Management | For | For | For | |||||||||||
1g) | Election of Director: Maura A. Markus | Management | For | For | For | |||||||||||
1h) | Election of Director: Thomas J. Perna | Management | For | For | For | |||||||||||
1i) | Election of Director: Alan J. Weber | Management | For | For | For | |||||||||||
2) | Advisory vote to approve the compensation | Management | For | For | For | |||||||||||
3) | To approve the 2018 Omnibus Award Plan. | Management | For | For | For | |||||||||||
4) | To ratify the appointment of Deloitte & | Management | For | For | For | |||||||||||
| ORACLE CORPORATION |
| ||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | |||||||||||||
ISIN | US68389X1054 | Agenda | 934879656 - Management | |||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-Nov-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jeffrey S. Berg | For | For | For | ||||||||||||
2 | Michael J. Boskin | For | For | For | ||||||||||||
3 | Safra A. Catz | For | For | For | ||||||||||||
4 | Bruce R. Chizen | For | For | For | ||||||||||||
5 | George H. Conrades | For | For | For | ||||||||||||
6 | Lawrence J. Ellison | For | For | For | ||||||||||||
7 | Hector Garcia-Molina | For | For | For | ||||||||||||
8 | Jeffrey O. Henley | For | For | For | ||||||||||||
9 | Mark V. Hurd | For | For | For | ||||||||||||
10 | Renee J. James | For | For | For | ||||||||||||
11 | Charles W. Moorman IV | For | For | For | ||||||||||||
12 | Leon E. Panetta | For | For | For | ||||||||||||
13 | William G. Parrett | For | For | For | ||||||||||||
14 | Naomi O. Seligman | For | For | For | ||||||||||||
2. | Advisory Vote to Approve the | Management | Against | For | Against | |||||||||||
3. | Ratification of the Selection of Ernst & | Management | For | For | For | |||||||||||
4. | Stockholder Proposal Regarding Pay Equity | Shareholder | For | Against | Against | |||||||||||
5. | Stockholder Proposal Regarding Political | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder Proposal Regarding Lobbying | Shareholder | Against | Against | For | |||||||||||
7. | Stockholder Proposal Regarding | Shareholder | Against | Against | For | |||||||||||
| APPLE INC. |
| ||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |||||||||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | |||||||||||||
Record Date | 02-Jan-2019 | Holding Recon Date | 02-Jan-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-Feb-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of director: James Bell | Management | For | For | For | |||||||||||
1b. | Election of director: Tim Cook | Management | For | For | For | |||||||||||
1c. | Election of director: Al Gore | Management | For | For | For | |||||||||||
1d. | Election of director: Bob Iger | Management | For | For | For | |||||||||||
1e. | Election of director: Andrea Jung | Management | For | For | For | |||||||||||
1f. | Election of director: Art Levinson | Management | For | For | For | |||||||||||
1g. | Election of director: Ron Sugar | Management | For | For | For | |||||||||||
1h. | Election of director: Sue Wagner | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive | Management | For | For | For | |||||||||||
4. | A shareholder proposal entitled | Shareholder | Against | Against | For | |||||||||||
5. | A shareholder proposal entitled "True | Shareholder | Against | Against | For | |||||||||||
| TRANSDIGM GROUP INCORPORATED |
| ||||||||||||||
Security | 893641100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TDG | Meeting Date | 12-Mar-2019 | |||||||||||||
ISIN | US8936411003 | Agenda | 934923853 - Management | |||||||||||||
Record Date | 11-Jan-2019 | Holding Recon Date | 11-Jan-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-Mar-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | David Barr | For | For | For | ||||||||||||
2 | William Dries | For | For | For | ||||||||||||
3 | Mervin Dunn | For | For | For | ||||||||||||
4 | Michael Graff | For | For | For | ||||||||||||
5 | Sean Hennessy | For | For | For | ||||||||||||
6 | W. Nicholas Howley | For | For | For | ||||||||||||
7 | Raymond Laubenthal | For | For | For | ||||||||||||
8 | Gary E. McCullough | For | For | For | ||||||||||||
9 | Michele Santana | For | For | For | ||||||||||||
10 | Robert Small | For | For | For | ||||||||||||
11 | John Staer | For | For | For | ||||||||||||
12 | Kevin Stein | For | For | For | ||||||||||||
2. | To approve (in an advisory vote) | Management | For | For | For | |||||||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | |||||||||||
4. | To consider a shareholder proposal to | Shareholder | For | Against | Against | |||||||||||
| STARBUCKS CORPORATION |
| ||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SBUX | Meeting Date | 20-Mar-2019 | |||||||||||||
ISIN | US8552441094 | Agenda | 934922015 - Management | |||||||||||||
Record Date | 10-Jan-2019 | Holding Recon Date | 10-Jan-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Mar-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: Rosalind G. Brewer | Management | For | For | For | |||||||||||
1b. | Election of Director: Mary N. Dillon | Management | For | For | For | |||||||||||
1c. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||
1d. | Election of Director: Kevin R. Johnson | Management | For | For | For | |||||||||||
1e. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | For | |||||||||||
1f. | Election of Director: Satya Nadella | Management | For | For | For | |||||||||||
1g. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | |||||||||||
1h. | Election of Director: Clara Shih | Management | For | For | For | |||||||||||
1i. | Election of Director: Javier G. Teruel | Management | For | For | For | |||||||||||
1j. | Election of Director: Myron E. Ullman, III | Management | For | For | For | |||||||||||
2. | Advisory resolution to approve our | Management | For | For | For | |||||||||||
3. | Ratification of selection of Deloitte & | Management | For | For | For | |||||||||||
4. | True Diversity Board Policy | Shareholder | Against | Against | For | |||||||||||
5. | Report on Sustainable Packaging | Shareholder | Against | Against | For | |||||||||||
| FERRARI, NV |
| ||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 12-Apr-2019 | |||||||||||||
ISIN | NL0011585146 | Agenda | 934940847 - Management | |||||||||||||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | |||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 04-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
2d. | Adoption of the 2018 Annual Accounts | Management | For | For | For | |||||||||||
2e. | Determination and distribution of dividend | Management | For | For | For | |||||||||||
2f. | Granting of discharge to the directors in | Management | For | For | For | |||||||||||
3a. | Appointment of the executive director: John | Management | For | For | For | |||||||||||
3b. | Re-appointment of the executive director: | Management | For | For | For | |||||||||||
3c. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3d. | Re-appointment of the non-executive | Management | Against | For | Against | |||||||||||
3e. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3f. | Re-appointment of the non-executive | Management | Against | For | Against | |||||||||||
3g. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3h. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3i. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3j. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
4. | Appointment of the independent auditor - | Management | For | For | For | |||||||||||
5. | Delegation to the Board of Directors of the | Management | For | For | For | |||||||||||
6. | Cancellation of special voting shares in the | Management | For | For | For | |||||||||||
7a. | Approval of awards to the CEO | Management | For | For | For | |||||||||||
7b. | Proposal to approve the plan to award | Management | For | For | For | |||||||||||
| FERRARI, NV |
| ||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 12-Apr-2019 | |||||||||||||
ISIN | NL0011585146 | Agenda | 934954098 - Management | |||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 04-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
2d. | Adoption of the 2018 Annual Accounts | Management | For | For | For | |||||||||||
2e. | Determination and distribution of dividend | Management | For | For | For | |||||||||||
2f. | Granting of discharge to the directors in | Management | For | For | For | |||||||||||
3a. | Appointment of the executive director: John | Management | For | For | For | |||||||||||
3b. | Re-appointment of the executive director: | Management | For | For | For | |||||||||||
3c. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3d. | Re-appointment of the non-executive | Management | Against | For | Against | |||||||||||
3e. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3f. | Re-appointment of the non-executive | Management | Against | For | Against | |||||||||||
3g. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3h. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3i. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
3j. | Re-appointment of the non-executive | Management | For | For | For | |||||||||||
4. | Appointment of the independent auditor - | Management | For | For | For | |||||||||||
5. | Delegation to the Board of Directors of the | Management | For | For | For | |||||||||||
6. | Cancellation of special voting shares in the | Management | For | For | For | |||||||||||
7a. | Approval of awards to the CEO | Management | For | For | For | |||||||||||
7b. | Proposal to approve the plan to award | Management | For | For | For | |||||||||||
| FASTENAL COMPANY |
| ||||||||||||||
Security | 311900104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FAST | Meeting Date | 23-Apr-2019 | |||||||||||||
ISIN | US3119001044 | Agenda | 934935606 - Management | |||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: Willard D. Oberton | Management | For | For | For | |||||||||||
1b. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||||||||
1c. | Election of Director: Michael J. Dolan | Management | For | For | For | |||||||||||
1d. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||||||||
1e. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||||||||
1f. | Election of Director: Rita J. Heise | Management | For | For | For | |||||||||||
1g. | Election of Director: Darren R. Jackson | Management | For | For | For | |||||||||||
1h. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||||||||
1i. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||||||||
1j. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG | Management | For | For | For | |||||||||||
3. | Approval, by non-binding vote, of executive | Management | For | For | For | |||||||||||
4. | A shareholder proposal related to diversity | Shareholder | For | Against | Against | |||||||||||
| FIRST AMERICAN FINANCIAL CORPORATION |
| ||||||||||||||
Security | 31847R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FAF | Meeting Date | 07-May-2019 | |||||||||||||
ISIN | US31847R1023 | Agenda | 934971727 - Management | |||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Reginald H. Gilyard | For | For | For | ||||||||||||
2 | Parker S. Kennedy | For | For | For | ||||||||||||
3 | Mark C. Oman | For | For | For | ||||||||||||
2. | Advisory Vote to Approve Executive | Management | For | For | For | |||||||||||
3. | To ratify the selection of | Management | For | For | For | |||||||||||
| FIRST REPUBLIC BANK |
| ||||||||||||||
Security | 33616C100 | �� | Meeting Type | Annual | ||||||||||||
Ticker Symbol | FRC | Meeting Date | 14-May-2019 | |||||||||||||
ISIN | US33616C1009 | Agenda | 934959757 - Management | |||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: James H. Herbert, II | Management | For | For | For | |||||||||||
1b. | Election of Director: Katherine August-deWilde | Management | For | For | For | |||||||||||
1c. | Election of Director: Thomas J. Barrack, Jr. | Management | For | For | For | |||||||||||
1d. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | |||||||||||
1e. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | For | For | For | |||||||||||
1f. | Election of Director: Boris Groysberg | Management | For | For | For | |||||||||||
1g. | Election of Director: Sandra R. Hernández | Management | For | For | For | |||||||||||
1h. | Election of Director: Pamela J. Joyner | Management | For | For | For | |||||||||||
1i. | Election of Director: Reynold Levy | Management | For | For | For | |||||||||||
1j. | Election of Director: Duncan L. Niederauer | Management | For | For | For | |||||||||||
1k. | Election of Director: George G.C. Parker | Management | For | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | |||||||||||
3. | To approve, by advisory (non-binding) vote, | Management | Against | For | Against | |||||||||||
| WATERS CORPORATION |
| ||||||||||||||
Security | 941848103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WAT | Meeting Date | 14-May-2019 | |||||||||||||
ISIN | US9418481035 | Agenda | 934973822 - Management | |||||||||||||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1A. | Election of Director: Linda Baddour | Management | For | For | For | |||||||||||
1B. | Election of Director: Michael J. Berendt, | Management | For | For | For | |||||||||||
1C. | Election of Director: Edward Conard | Management | For | For | For | |||||||||||
1D. | Election of Director: Laurie H. Glimcher, | Management | For | For | For | |||||||||||
1E. | Election of Director: Gary E. Hendrickson | Management | For | For | For | |||||||||||
1F. | Election of Director: Christopher A. Kuebler | Management | For | For | For | |||||||||||
1G. | Election of Director: Christopher J. | Management | For | For | For | |||||||||||
1H. | Election of Director: Flemming Ornskov, | Management | For | For | For | |||||||||||
1I. | Election of Director: JoAnn A. Reed | Management | For | For | For | |||||||||||
1J. | Election of Director: Thomas P. Salice | Management | For | For | For | |||||||||||
2. | To ratify the selection of | Management | For | For | For | |||||||||||
3. | To approve, by non-binding vote, named | Management | For | For | For | |||||||||||
| VERISK ANALYTICS INC |
| ||||||||||||||
Security | 92345Y106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRSK | Meeting Date | 15-May-2019 | |||||||||||||
ISIN | US92345Y1064 | Agenda | 934960077 - Management | |||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 14-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1.1 | Election of Director: Scott G. Stephenson | Management | For | For | For | |||||||||||
1.2 | Election of Director: Andrew G. Mills | Management | For | For | For | |||||||||||
1.3 | Election of Director: Constantine P. Iordanou | Management | For | For | For | |||||||||||
2. | To approve executive compensation on an | Management | For | For | For | |||||||||||
3. | To ratify the appointment of Deloitte and | Management | For | For | For | |||||||||||
| THE CHARLES SCHWAB CORPORATION |
| ||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SCHW | Meeting Date | 15-May-2019 | |||||||||||||
ISIN | US8085131055 | Agenda | 934966687 - Management | |||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 14-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: John K. Adams, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Director: Stephen A. Ellis | Management | For | For | For | |||||||||||
1c. | Election of Director: Arun Sarin | Management | For | For | For | |||||||||||
1d. | Election of Director: Charles R. Schwab | Management | For | For | For | |||||||||||
1e. | Election of Director: Paula A. Sneed | Management | For | For | For | |||||||||||
2. | Ratification of the selection of Deloitte & | Management | For | For | For | |||||||||||
3. | Advisory vote to approve named executive | Management | For | For | For | |||||||||||
4. | Stockholder Proposal requesting annual | Shareholder | For | Against | Against | |||||||||||
| LANDSTAR SYSTEM, INC. |
| ||||||||||||||
Security | 515098101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LSTR | Meeting Date | 21-May-2019 | |||||||||||||
ISIN | US5150981018 | Agenda | 934983431 - Management | |||||||||||||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 20-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: Homaira Akbari | Management | For | For | For | |||||||||||
1b. | Election of Director: Diana M. Murphy | Management | For | For | For | |||||||||||
1c. | Election of Director: Larry J. Thoele | Management | For | For | For | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT | Management | For | For | For | |||||||||||
3. | ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||
| SENSATA TECHNOLOGIES HOLDING PLC |
| ||||||||||||||
Security | G8060N102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ST | Meeting Date | 28-May-2019 | |||||||||||||
ISIN | GB00BFMBMT84 | Agenda | 935022525 - Management | |||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: Paul B. Edgerley | Management | For | For | For | |||||||||||
1b. | Election of Director: Martha N. Sullivan | Management | For | For | For | |||||||||||
1c. | Election of Director: John P. Absmeier | Management | For | For | For | |||||||||||
1d. | Election of Director: James E. Heppelmann | Management | For | For | For | |||||||||||
1e. | Election of Director: Charles W. Peffer | Management | For | For | For | |||||||||||
1f. | Election of Director: Constance E. Skidmore | Management | For | For | For | |||||||||||
1g. | Election of Director: Andrew C. Teich | Management | For | For | For | |||||||||||
1h. | Election of Director: Thomas Wroe Jr. | Management | For | For | For | |||||||||||
1i. | Election of Director: Stephen M. Zide | Management | For | For | For | |||||||||||
2. | Advisory resolution to approve executive | Management | For | For | For | |||||||||||
3. | Ordinary resolution to ratify the appointment | Management | For | For | For | |||||||||||
4. | Advisory vote on Director Compensation | Management | For | For | For | |||||||||||
5. | Ordinary resolution on Director | Management | For | For | For | |||||||||||
6. | Ordinary resolution to reappoint Ernst & | Management | For | For | For | |||||||||||
7. | Ordinary resolution to authorize the Audit | Management | For | For | For | |||||||||||
8. | Ordinary resolution to receive the | Management | For | For | For | |||||||||||
9. | Special resolution to approve the form of | Management | For | For | For | |||||||||||
10. | Ordinary resolution to authorize the Board | Management | For | For | For | |||||||||||
11. | Special resolution to authorize the Board of | Management | For | For | For | |||||||||||
12. | Ordinary resolution to authorize the Board | Management | For | For | For | |||||||||||
13. | Special resolution to authorize the Board of | Management | For | For | For | |||||||||||
| MASIMO CORPORATION |
| ||||||||||||||
Security | 574795100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MASI | Meeting Date | 30-May-2019 | |||||||||||||
ISIN | US5747951003 | Agenda | 934994092 - Management | |||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1A | Election of Class III Director: Adam | Management | For | For | For | |||||||||||
1B | Election of Class III Director: Craig | Management | For | For | For | |||||||||||
2. | To ratify the selection of Grant Thornton as | Management | For | For | For | |||||||||||
3. | Advisory vote to approve named executive | Management | Against | For | Against | |||||||||||
4. | Stockholder proposal for proxy access. | Shareholder | For | Against | Against | |||||||||||
| TIFFANY & CO. |
| ||||||||||||||
Security | 886547108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TIF | Meeting Date | 04-Jun-2019 | |||||||||||||
ISIN | US8865471085 | Agenda | 934999105 - Management | |||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 03-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Director: Alessandro Bogliolo | Management | For | For | For | |||||||||||
1b. | Election of Director: Rose Marie Bravo | Management | For | For | For | |||||||||||
1c. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | |||||||||||
1d. | Election of Director: Roger N. Farah | Management | For | For | For | |||||||||||
1e. | Election of Director: Jane Hertzmark Hudis | Management | For | For | For | |||||||||||
1f. | Election of Director: Abby F. Kohnstamm | Management | For | For | For | |||||||||||
1g. | Election of Director: James E. Lillie | Management | For | For | For | |||||||||||
1h. | Election of Director: William A. Shutzer | Management | For | For | For | |||||||||||
1i. | Election of Director: Robert S. Singer | Management | For | For | For | |||||||||||
1j. | Election of Director: Francesco Trapani | Management | For | For | For | |||||||||||
1k. | Election of Director: Annie Young-Scrivner | Management | For | For | For | |||||||||||
2. | Ratification of the selection of | Management | For | For | For | |||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | |||||||||||
| NETFLIX, INC. |
| ||||||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NFLX | Meeting Date | 06-Jun-2019 | |||||||||||||
ISIN | US64110L1061 | Agenda | 934997252 - Management | |||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of Class II Director: Timothy M. Haley | Management | For | For | For | |||||||||||
1b. | Election of Class II Director: Leslie Kilgore | Management | For | For | For | |||||||||||
1c. | Election of Class II Director: Ann Mather | Management | For | For | For | |||||||||||
1d. | Election of Class II Director: Susan Rice | Management | For | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
3. | Advisory approval of the Company's | Management | Against | For | Against | |||||||||||
4. | Stockholder proposal regarding political | Shareholder | Against | Against | For | |||||||||||
5. | Stockholder proposal regarding simple | Shareholder | For | Against | Against | |||||||||||
| TRUPANION, INC. |
| ||||||||||||||
Security | 898202106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TRUP | Meeting Date | 06-Jun-2019 | |||||||||||||
ISIN | US8982021060 | Agenda | 935001090 - Management | |||||||||||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Michael Doak | For | For | For | ||||||||||||
2 | Darryl Rawlings | For | For | For | ||||||||||||
2. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | |||||||||||
3. | To approve, by non-binding advisory vote, | Management | For | For | For | |||||||||||
4. | To recommend, by a non-binding advisory | Management | 1 Year | 1 Year | For | |||||||||||
| BOOKING HOLDINGS INC. |
| ||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BKNG | Meeting Date | 06-Jun-2019 | |||||||||||||
ISIN | US09857L1089 | Agenda | 935004957 - Management | |||||||||||||
Record Date | 11-Apr-2019 | Holding Recon Date | 11-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Timothy M. Armstrong | For | For | For | ||||||||||||
2 | Jeffery H. Boyd | For | For | For | ||||||||||||
3 | Glenn D. Fogel | For | For | For | ||||||||||||
4 | Mirian Graddick-Weir | For | For | For | ||||||||||||
5 | James M. Guyette | For | For | For | ||||||||||||
6 | Wei Hopeman | For | For | For | ||||||||||||
7 | Robert J. Mylod, Jr. | For | For | For | ||||||||||||
8 | Charles H. Noski | For | For | For | ||||||||||||
9 | Nancy B. Peretsman | For | For | For | ||||||||||||
10 | Nicholas J. Read | Withheld | For | Against | ||||||||||||
11 | Thomas E. Rothman | For | For | For | ||||||||||||
12 | Lynn M. Vojvodich | For | For | For | ||||||||||||
13 | Vanessa A. Wittman | For | For | For | ||||||||||||
2. | Ratification of Deloitte & Touche LLP as our | Management | For | For | For | |||||||||||
3. | Advisory Vote to Approve 2018 Executive | Management | For | For | For | |||||||||||
4. | Stockholder Proposal requesting that the | Shareholder | Against | Against | For | |||||||||||
| ALPHABET INC. |
| ||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||||||||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Larry Page | For | For | For | ||||||||||||
2 | Sergey Brin | For | For | For | ||||||||||||
3 | John L. Hennessy | For | For | For | ||||||||||||
4 | L. John Doerr | For | For | For | ||||||||||||
5 | Roger W. Ferguson, Jr. | For | For | For | ||||||||||||
6 | Ann Mather | For | For | For | ||||||||||||
7 | Alan R. Mulally | For | For | For | ||||||||||||
8 | Sundar Pichai | For | For | For | ||||||||||||
9 | K. Ram Shriram | For | For | For | ||||||||||||
10 | Robin L. Washington | For | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | |||||||||||
3. | The amendment and restatement of | Management | For | For | For | |||||||||||
4. | A stockholder proposal regarding equal | Shareholder | For | Against | Against | |||||||||||
5. | A stockholder proposal regarding | Shareholder | For | Against | Against | |||||||||||
6. | A stockholder proposal regarding the | Shareholder | Against | Against | For | |||||||||||
7. | A stockholder proposal regarding a report | Shareholder | For | Against | Against | |||||||||||
8. | A stockholder proposal regarding majority | Shareholder | For | Against | Against | |||||||||||
9. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | |||||||||||
10. | A stockholder proposal regarding strategic | Shareholder | Against | Against | For | |||||||||||
11. | A stockholder proposal regarding the | Shareholder | Against | Against | For | |||||||||||
12. | A stockholder proposal regarding simple | Shareholder | Against | Against | For | |||||||||||
13. | A stockholder proposal regarding a | Shareholder | Against | Against | For | |||||||||||
14. | A stockholder proposal regarding Google | Shareholder | Against | Against | For | |||||||||||
15. | A stockholder proposal regarding a | Shareholder | For | Against | Against | |||||||||||
16. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | |||||||||||
| MASTERCARD INCORPORATED |
| ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |||||||||||||
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |||||||||||||
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against |
| ||||||||
1a. | Election of director: Richard Haythornthwaite | Management | For | For | For | |||||||||||
1b. | Election of director: Ajay Banga | Management | For | For | For | |||||||||||
1c. | Election of director: David R. Carlucci | Management | For | For | For | |||||||||||
1d. | Election of director: Richard K. Davis | Management | For | For | For | |||||||||||
1e. | Election of director: Steven J. Freiberg | Management | For | For | For | |||||||||||
1f. | Election of director: Julius Genachowski | Management | For | For | For | |||||||||||
1g. | Election of director: Choon Phong Goh | Management | For | For | For | |||||||||||
1h. | Election of director: Merit E. Janow | Management | For | For | For | |||||||||||
1i. | Election of director: Oki Matsumoto | Management | For | For | For | |||||||||||
1j. | Election of director: Youngme Moon | Management | For | For | For | |||||||||||
1k. | Election of director: Rima Qureshi | Management | For | For | For | |||||||||||
1l. | Election of director: José Octavio Reyes Lagunes | Management | For | For | For | |||||||||||
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | For | |||||||||||
1n. | Election of director: Jackson Tai | Management | For | For | For | |||||||||||
1o. | Election of director: Lance Uggla | Management | For | For | For | |||||||||||
2. | Advisory approval of Mastercard's executive | Management | For | For | For | |||||||||||
3. | Ratification of the appointment of | Management | For | For | For | |||||||||||
4. | Consideration of a stockholder proposal on | Shareholder | Against | Against | For | |||||||||||
5. | Consideration of a stockholder proposal on | Shareholder | Against | Against | For |
Account Name: CHRISTOPHER WEIL & COMPANY CORE INVESTMENT FUND |
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| |||||
Custodian Name: U.S. BANK, N.A. |
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|
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| THE WALT DISNEY COMPANY |
|
| |||||||||||||
Security | 254687106 | Meeting Type | Special | |||||||||||||
Ticker Symbol | DIS | Meeting Date | 10-Jul-2018 | |||||||||||||
ISIN | US2546871060 | Agenda | 934841506 - Management | |||||||||||||
Record Date | 29-May-2018 | Holding Recon Date | 29-May-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Jul-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
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1. | IMPORTANT: The special meeting of | Management | For | For | For | |||||||||||
2. | IMPORTANT: The special meeting of | Management | For | For | For | |||||||||||
3. | IMPORTANT: The special meeting of | Management | For | For | For | |||||||||||
| NUTRIEN LTD. (THE "CORPORATION") |
|
| |||||||||||||
Security | 67077M108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | |||||||||||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | |||||||||||||
Record Date | 06-Jun-2018 | Holding Recon Date | 06-Jun-2018 | |||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 16-Jul-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | Christopher M. Burley | For | For | For | ||||||||||||
2 | Maura J. Clark | For | For | For | ||||||||||||
3 | John W. Estey | For | For | For | ||||||||||||
4 | David C. Everitt | For | For | For | ||||||||||||
5 | Russell K. Girling | For | For | For | ||||||||||||
6 | Gerald W. Grandey | For | For | For | ||||||||||||
7 | Miranda C. Hubbs | For | For | For | ||||||||||||
8 | Alice D. Laberge | For | For | For | ||||||||||||
9 | Consuelo E. Madere | For | For | For | ||||||||||||
10 | Charles V. Magro | For | For | For | ||||||||||||
11 | Keith G. Martell | For | For | For | ||||||||||||
12 | A. Anne McLellan | For | For | For | ||||||||||||
13 | Derek G. Pannell | For | For | For | ||||||||||||
14 | Aaron W. Regent | For | For | For | ||||||||||||
15 | Mayo M. Schmidt | For | For | For | ||||||||||||
16 | Jochen E. Tilk | For | For | For | ||||||||||||
2 | The re-appointment of KPMG LLP, | Management | For | For | For | |||||||||||
3 | A resolution to ratify and approve: (i) a | Management | For | For | For | |||||||||||
4 | A non-binding advisory resolution to accept | Management | For | For | For | |||||||||||
| THE WALT DISNEY COMPANY |
|
| |||||||||||||
Security | 254687106 | �� | Meeting Type | Special | ||||||||||||
Ticker Symbol | DIS | Meeting Date | 27-Jul-2018 | |||||||||||||
ISIN | US2546871060 | Agenda | 934854197 - Management | |||||||||||||
Record Date | 29-May-2018 | Holding Recon Date | 29-May-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Jul-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
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1. | To approve the issuance of common stock, | Management | For | For | For | |||||||||||
2. | To approve adjournments of the Disney | Management | For | For | For | |||||||||||
| SILICON MOTION TECHNOLOGY CORP. |
|
| |||||||||||||
Security | 82706C108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SIMO | Meeting Date | 26-Sep-2018 | |||||||||||||
ISIN | US82706C1080 | Agenda | 934869528 - Management | |||||||||||||
Record Date | 13-Aug-2018 | Holding Recon Date | 13-Aug-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Sep-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
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1. | To elect Mr. Kuan-Ming Lin and Mr. Shii- | Management | For | For | For | |||||||||||
2. | To re-elect Mr. Han-Ping D. Shieh as a | Management | For | For | For | |||||||||||
3. | To ratify the selection of Deloitte & Touche | Management | For | For | For | |||||||||||
| STRATASYS LTD |
|
| |||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SSYS | Meeting Date | 04-Oct-2018 | |||||||||||||
ISIN | IL0011267213 | Agenda | 934868019 - Management | |||||||||||||
Record Date | 06-Aug-2018 | Holding Recon Date | 06-Aug-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 02-Oct-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Re-election of director: Elchanan Jaglom | Management | For | For | For | |||||||||||
1b. | Re-election of director: S. Scott Crump | Management | For | For | For | |||||||||||
1c. | Re-election of director: Victor Leventhal | Management | For | For | For | |||||||||||
1d. | Re-election of director: John J. McEleney | Management | For | For | For | |||||||||||
1e. | Re-election of director: Dov Ofer | Management | For | For | For | |||||||||||
1f. | Re-election of director: Ziva Patir | Management | For | For | For | |||||||||||
1g. | Re-election of director: David Reis | Management | For | For | For | |||||||||||
1h. | Re-election of director: Yair Seroussi | Management | For | For | For | |||||||||||
1i. | Re-election of director: Adina Shorr | Management | For | For | For | |||||||||||
2. | Approval of simultaneous service on an | Management | For | For | For | |||||||||||
2A. | The undersigned confirms it does not have | Management | No Action | None | ||||||||||||
3. | Approval of additional compensation for | Management | For | For | For | |||||||||||
4. | Approval of bonus for S. Scott Crump | Management | For | For | For | |||||||||||
5. | Approval of renewal of the Company's | Management | For | For | For | |||||||||||
5A. | The undersigned confirms it does not have | Management | No Action | None | ||||||||||||
6. | Approval of renewal of director & officer | Management | For | For | For | |||||||||||
7. | Reappointment of Kesselman & | Management | For | For | For | |||||||||||
| THE HAIN CELESTIAL GROUP, INC. |
|
| |||||||||||||
Security | 405217100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | |||||||||||||
ISIN | US4052171000 | Agenda | 934895802 - Management | |||||||||||||
Record Date | 15-Oct-2018 | Holding Recon Date | 15-Oct-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-Dec-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Celeste A. Clark | Management | For | For | For | |||||||||||
1b. | Election of Director: Andrew R. Heyer | Management | For | For | For | |||||||||||
1c. | Election of Director: R. Dean Hollis | Management | For | For | For | |||||||||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | For | |||||||||||
1e. | Election of Director: Roger Meltzer | Management | For | For | For | |||||||||||
1f. | Election of Director: Mark Schiller | Management | For | For | For | |||||||||||
1g. | Election of Director: Jack L. Sinclair | Management | For | For | For | |||||||||||
1h. | Election of Director: Glenn W. Welling | Management | For | For | For | |||||||||||
1i. | Election of Director: Dawn M. Zier | Management | For | For | For | |||||||||||
2. | To approve, on an advisory basis, named | Management | For | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
| UBIQUITI NETWORKS, INC. |
|
| |||||||||||||
Security | 90347A100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UBNT | Meeting Date | 11-Dec-2018 | |||||||||||||
ISIN | US90347A1007 | Agenda | 934893618 - Management | |||||||||||||
Record Date | 16-Oct-2018 | Holding Recon Date | 16-Oct-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-Dec-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Class I Director: Michael E. | Management | For | For | For | |||||||||||
1b. | Election of Class I Director: Rafael Torres | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG | Management | For | For | For | |||||||||||
3. | The approval of Ubiquiti's named executive | Management | For | For | For | |||||||||||
4. | The frequency of holding future advisory | Management | 2 Years | 2 Years | For | |||||||||||
| CISCO SYSTEMS, INC. |
|
| |||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |||||||||||||
ISIN | US17275R1023 | Agenda | 934891614 - Management | |||||||||||||
Record Date | 15-Oct-2018 | Holding Recon Date | 15-Oct-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-Dec-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: M. Michele Burns | Management | For | For | For | |||||||||||
1b. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||||||||
1c. | Election of Director: Mark Garrett | Management | For | For | For | |||||||||||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||||||||
1e. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||||||||||
1f. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||||||||
1g. | Election of Director: Arun Sarin | Management | For | For | For | |||||||||||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||||||||||
1i. | Election of Director: Steven M. West | Management | For | For | For | |||||||||||
2. | Approval of amendment and restatement of | Management | For | For | For | |||||||||||
3. | Approval, on an advisory basis, of executive | Management | For | For | For | |||||||||||
4. | Ratification of PricewaterhouseCoopers | Management | For | For | For | |||||||||||
5. | Approval to have Cisco's Board adopt a | Shareholder | Against | Against | For | |||||||||||
6. | Approval to have Cisco's Board adopt a | Shareholder | Against | Against | For | |||||||||||
| FACTSET RESEARCH SYSTEMS INC. |
|
| |||||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FDS | Meeting Date | 18-Dec-2018 | |||||||||||||
ISIN | US3030751057 | Agenda | 934893606 - Management | |||||||||||||
Record Date | 24-Oct-2018 | Holding Recon Date | 24-Oct-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 17-Dec-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1.1 | ELECTION OF DIRECTOR: SCOTT A. | Management | For | For | For | |||||||||||
1.2 | ELECTION OF DIRECTOR: PHILIP A. | Management | For | For | For | |||||||||||
1.3 | ELECTION OF DIRECTOR: JOSEPH R. | Management | For | For | For | |||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE | Management | For | For | For | |||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, | Management | For | For | For | |||||||||||
| INTUIT INC. |
|
| |||||||||||||
Security | 461202103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | INTU | Meeting Date | 17-Jan-2019 | |||||||||||||
ISIN | US4612021034 | Agenda | 934908471 - Management | |||||||||||||
Record Date | 19-Nov-2018 | Holding Recon Date | 19-Nov-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 16-Jan-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Eve Burton | Management | For | For | For | |||||||||||
1b. | Election of Director: Scott D. Cook | Management | For | For | For | |||||||||||
1c. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||||||||||
1d. | Election of Director: Sasan Goodarzi | Management | For | For | For | |||||||||||
1e. | Election of Director: Deborah Liu | Management | For | For | For | |||||||||||
1f. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||||||||
1g. | Election of Director: Dennis D. Powell | Management | For | For | For | |||||||||||
1h. | Election of Director: Brad D. Smith | Management | For | For | For | |||||||||||
1i. | Election of Director: Thomas Szkutak | Management | For | For | For | |||||||||||
1j. | Election of Director: Raul Vazquez | Management | For | For | For | |||||||||||
1k. | Election of Director: Jeff Weiner | Management | For | For | For | |||||||||||
2. | Advisory vote to approve Intuit Inc.'s | Management | For | For | For | |||||||||||
3. | Ratification of the selection of Ernst & | Management | For | For | For | |||||||||||
| D.R. HORTON, INC. |
|
| |||||||||||||
Security | 23331A109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DHI | Meeting Date | 23-Jan-2019 | |||||||||||||
ISIN | US23331A1097 | Agenda | 934915490 - Management | |||||||||||||
Record Date | 26-Nov-2018 | Holding Recon Date | 26-Nov-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Jan-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Donald R. Horton | Management | For | For | For | |||||||||||
1b. | Election of Director: Barbara K. Allen | Management | For | For | For | |||||||||||
1c. | Election of Director: Brad S. Anderson | Management | For | For | For | |||||||||||
1d. | Election of Director: Michael R. Buchanan | Management | For | For | For | |||||||||||
1e. | Election of Director: Michael W. Hewatt | Management | For | For | For | |||||||||||
2. | Approval of the advisory resolution on | Management | For | For | For | |||||||||||
3. | Ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
| AMDOCS LIMITED |
|
| |||||||||||||
Security | G02602103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DOX | Meeting Date | 31-Jan-2019 | |||||||||||||
ISIN | GB0022569080 | Agenda | 934918092 - Management | |||||||||||||
Record Date | 03-Dec-2018 | Holding Recon Date | 03-Dec-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-Jan-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1A. | Election of Director: Robert A. Minicucci | Management | For | For | For | |||||||||||
1B. | Election of Director: Julian A. Brodsky | Management | For | For | For | |||||||||||
1C. | Election of Director: Adrian Gardner | Management | For | For | For | |||||||||||
1D. | Election of Director: Eli Gelman | Management | For | For | For | |||||||||||
1E. | Election of Director: James S. Kahan | Management | For | For | For | |||||||||||
1F. | Election of Director: Richard T.C. LeFave | Management | For | For | For | |||||||||||
1G. | Election of Director: Ariane de Rothschild | Management | For | For | For | |||||||||||
1H. | Election of Director: Shuky Sheffer | Management | For | For | For | |||||||||||
1I. | Election of Director: Rafael de la Vega | Management | For | For | For | |||||||||||
1J. | Election of Director: Giora Yaron | Management | For | For | For | |||||||||||
2. | To approve an increase in the dividend rate | Management | For | For | For | |||||||||||
3. | To approve our consolidated financial | Management | For | For | For | |||||||||||
4. | To ratify and approve the appointment of | Management | For | For | For | |||||||||||
| COHERENT, INC. |
|
| |||||||||||||
Security | 192479103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COHR | Meeting Date | 28-Feb-2019 | |||||||||||||
ISIN | US1924791031 | Agenda | 934918991 - Management | |||||||||||||
Record Date | 31-Dec-2018 | Holding Recon Date | 31-Dec-2018 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Feb-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1A. | Election of Director: John R. Ambroseo | Management | For | For | For | |||||||||||
1B. | Election of Director: Jay T. Flatley | Management | For | For | For | |||||||||||
1C. | Election of Director: Pamela Fletcher | Management | For | For | For | |||||||||||
1D. | Election of Director: Susan M. James | Management | For | For | For | |||||||||||
1E. | Election of Director: Michael R. McMullen | Management | For | For | For | |||||||||||
1F. | Election of Director: Garry W. Rogerson | Management | For | For | For | |||||||||||
1G. | Election of Director: Steve Skaggs | Management | For | For | For | |||||||||||
1H. | Election of Director: Sandeep Vij | Management | For | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & | Management | For | For | For | |||||||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | |||||||||||
| APPLE INC. |
|
| |||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |||||||||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | |||||||||||||
Record Date | 02-Jan-2019 | Holding Recon Date | 02-Jan-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-Feb-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of director: James Bell | Management | For | For | For | |||||||||||
1b. | Election of director: Tim Cook | Management | For | For | For | |||||||||||
1c. | Election of director: Al Gore | Management | For | For | For | |||||||||||
1d. | Election of director: Bob Iger | Management | For | For | For | |||||||||||
1e. | Election of director: Andrea Jung | Management | For | For | For | |||||||||||
1f. | Election of director: Art Levinson | Management | For | For | For | |||||||||||
1g. | Election of director: Ron Sugar | Management | For | For | For | |||||||||||
1h. | Election of director: Sue Wagner | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive | Management | For | For | For | |||||||||||
4. | A shareholder proposal entitled | Shareholder | Against | Against | For | |||||||||||
5. | A shareholder proposal entitled "True | Shareholder | Against | Against | For | |||||||||||
| THE WALT DISNEY COMPANY |
|
| |||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DIS | Meeting Date | 07-Mar-2019 | |||||||||||||
ISIN | US2546871060 | Agenda | 934921099 - Management | |||||||||||||
Record Date | 07-Jan-2019 | Holding Recon Date | 07-Jan-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 06-Mar-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Susan E. Arnold | Management | For | For | For | |||||||||||
1b. | Election of Director: Mary T. Barra | Management | For | For | For | |||||||||||
1c. | Election of Director: Safra A. Catz | Management | For | For | For | |||||||||||
1d. | Election of Director: Francis A. deSouza | Management | For | For | For | |||||||||||
1e. | Election of Director: Michael Froman | Management | For | For | For | |||||||||||
1f. | Election of Director: Robert A. Iger | Management | For | For | For | |||||||||||
1g. | Election of Director: Maria Elena Lagomasino | Management | For | For | For | |||||||||||
1h. | Election of Director: Mark G. Parker | Management | For | For | For | |||||||||||
1i. | Election of Director: Derica W. Rice | Management | For | For | For | |||||||||||
2. | To ratify the appointment of | Management | For | For | For | |||||||||||
3. | To approve the advisory resolution on | Management | For | For | For | |||||||||||
4. | Shareholder proposal requesting an annual | Shareholder | Against | Against | For | |||||||||||
5. | Shareholder proposal requesting a report | Shareholder | Against | Against | For | |||||||||||
| LENNAR CORPORATION |
|
| |||||||||||||
Security | 526057104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LEN | Meeting Date | 10-Apr-2019 | |||||||||||||
ISIN | US5260571048 | Agenda | 934931292 - Management | |||||||||||||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Rick Beckwitt | For | For | For | ||||||||||||
2 | Irving Bolotin | For | For | For | ||||||||||||
3 | Steven L. Gerard | For | For | For | ||||||||||||
4 | Tig Gilliam | For | For | For | ||||||||||||
5 | Sherrill W. Hudson | For | For | For | ||||||||||||
6 | Jonathan M. Jaffe | For | For | For | ||||||||||||
7 | Sidney Lapidus | For | For | For | ||||||||||||
8 | Teri P. McClure | For | For | For | ||||||||||||
9 | Stuart Miller | For | For | For | ||||||||||||
10 | Armando Olivera | For | For | For | ||||||||||||
11 | Jeffrey Sonnenfeld | For | For | For | ||||||||||||
12 | Scott Stowell | For | For | For | ||||||||||||
2. | Ratify the appointment of Deloitte & Touche | Management | For | For | For | |||||||||||
3. | Approve, on an advisory basis, the | Management | For | For | For | |||||||||||
4. | Vote on a stockholder proposal regarding | Shareholder | Against | Against | For | |||||||||||
| CITIGROUP INC. |
|
| |||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||||||||||||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||||||||||||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | For | |||||||||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | For | |||||||||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | For | |||||||||||
1d. | Election of Director: John C. Dugan | Management | For | For | For | |||||||||||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | For | |||||||||||
1f. | Election of Director: Peter B. Henry | Management | For | For | For | |||||||||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | For | |||||||||||
1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | For | |||||||||||
1i. | Election of Director: Renee J. James | Management | For | For | For | |||||||||||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | For | |||||||||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | For | |||||||||||
1l. | Election of Director: Diana L. Taylor | Management | For | For | For | |||||||||||
1m. | Election of Director: James S. Turley | Management | For | For | For | |||||||||||
1n. | Election of Director: Deborah C. Wright | Management | For | For | For | |||||||||||
1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | For | |||||||||||
2. | Proposal to ratify the selection of KPMG | Management | For | For | For | |||||||||||
3. | Advisory vote to approve Citi's 2018 | Management | For | For | For | |||||||||||
4. | Approval of the Citigroup 2019 Stock | Management | For | For | For | |||||||||||
5. | Shareholder proposal requesting | Shareholder | Against | Against | For | |||||||||||
6. | Shareholder proposal requesting that the | Shareholder | Against | Against | For | |||||||||||
7. | Shareholder proposal requesting that the | Shareholder | Against | Against | For | |||||||||||
| PINNACLE FINANCIAL PARTNERS, INC. |
|
| |||||||||||||
Security | 72346Q104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PNFP | Meeting Date | 16-Apr-2019 | |||||||||||||
ISIN | US72346Q1040 | Agenda | 934935909 - Management | |||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Abney S. Boxley, III | Management | For | For | For | |||||||||||
1b. | Election of Director: Charles E. Brock | Management | For | For | For | |||||||||||
1c. | Election of Director: Renda J. Burkhart | Management | For | For | For | |||||||||||
1d. | Election of Director: Gregory L. Burns | Management | For | For | For | |||||||||||
1e. | Election of Director: Richard D. Callicutt, II | Management | For | For | For | |||||||||||
1f. | Election of Director: Marty G. Dickens | Management | For | For | For | |||||||||||
1g. | Election of Director: Thomas C. Farnsworth, III | Management | For | For | For | |||||||||||
1h. | Election of Director: Joseph C. Galante | Management | For | For | For | |||||||||||
1i. | Election of Director: Glenda Baskin Glover | Management | For | For | For | |||||||||||
1j. | Election of Director: David B. Ingram | Management | For | For | For | |||||||||||
1k. | Election of Director: Robert A. McCabe, Jr. | Management | For | For | For | |||||||||||
1l. | Election of Director: Ronald L. Samuels | Management | For | For | For | |||||||||||
1m. | Election of Director: Gary L. Scott | Management | For | For | For | |||||||||||
1n. | Election of Director: Thomas R. Sloan | Management | For | For | For | |||||||||||
1o. | Election of Director: Reese L. Smith, III | Management | For | For | For | |||||||||||
1p. | Election of Director: G. Kennedy Thompson | Management | For | For | For | |||||||||||
1q. | Election of Director: M. Terry Turner | Management | For | For | For | |||||||||||
2. | To ratify the appointment of Crowe LLP as | Management | For | For | For | |||||||||||
3. | To approve, on a non-binding, advisory | Management | For | For | For | |||||||||||
| APTIV PLC |
|
| |||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APTV | Meeting Date | 25-Apr-2019 | |||||||||||||
ISIN | JE00B783TY65 | Agenda | 934937179 - Management | |||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | Election of Director: Kevin P. Clark | Management | For | For | For | |||||||||||
2. | Election of Director: Nancy E. Cooper | Management | For | For | For | |||||||||||
3. | Election of Director: Frank J. Dellaquila | Management | For | For | For | |||||||||||
4. | Election of Director: Nicholas M. Donofrio | Management | For | For | For | |||||||||||
5. | Election of Director: Mark P. Frissora | Management | For | For | For | |||||||||||
6. | Election of Director: Rajiv L. Gupta | Management | For | For | For | |||||||||||
7. | Election of Director: Sean O. Mahoney | Management | For | For | For | |||||||||||
8. | Election of Director: Robert K. Ortberg | Management | For | For | For | |||||||||||
9. | Election of Director: Colin J. Parris | Management | For | For | For | |||||||||||
10. | Election of Director: Ana G. Pinczuk | Management | For | For | For | |||||||||||
11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | For | |||||||||||
12. | Proposal to re-appoint auditors, ratify | Management | For | For | For | |||||||||||
13. | Say-on-Pay - To approve, by advisory vote, | Management | For | For | For | |||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. |
|
| |||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | |||||||||||||
ISIN | US4592001014 | Agenda | 934941849 - Management | |||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1b. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1c. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1d. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1e. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1f. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1g. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1h. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1i. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1j. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1k. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
1l. | Election of Director for a Term of One Year: | Management | For | For | For | |||||||||||
2. | Ratification of Appointment of Independent | Management | For | For | For | |||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | |||||||||||
4. | Approval of Long-Term Incentive | Management | For | For | For | |||||||||||
5. | Stockholder Proposal on the Right to Act by | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder Proposal to Have an | Shareholder | Against | Against | For | |||||||||||
| THE TRADE DESK INC. |
|
| |||||||||||||
Security | 88339J105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TTD | Meeting Date | 30-Apr-2019 | |||||||||||||
ISIN | US88339J1051 | Agenda | 934951775 - Management | |||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Lise J. Buyer | Management | For | For | For | |||||||||||
1b. | Election of Director: Kathryn E. Falberg | Management | For | For | For | |||||||||||
1c. | Election of Director: David B. Wells | Management | For | For | For | |||||||||||
2. | The ratification of the appointment of | Management | For | For | For | |||||||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | |||||||||||
| FMC CORPORATION |
|
| |||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FMC | Meeting Date | 30-Apr-2019 | |||||||||||||
ISIN | US3024913036 | Agenda | 934961219 - Management | |||||||||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Pierre Brondeau | Management | For | For | For | |||||||||||
1b. | Election of Director: Eduardo E. Cordeiro | Management | For | For | For | |||||||||||
1c. | Election of Director: G. Peter D'Aloia | Management | For | For | For | |||||||||||
1d. | Election of Director: C. Scott Greer | Management | For | For | For | |||||||||||
1e. | Election of Director: K'Lynne Johnson | Management | For | For | For | |||||||||||
1f. | Election of Director: Dirk A. Kempthorne | Management | For | For | For | |||||||||||
1g. | Election of Director: Paul J. Norris | Management | For | For | For | |||||||||||
1h. | Election of Director: Margareth Ovrum | Management | For | For | For | |||||||||||
1i. | Election of Director: Robert C. Pallash | Management | For | For | For | |||||||||||
1j. | Election of Director: William H. Powell | Management | For | For | For | |||||||||||
1k. | Election of Director: Vincent R. Volpe, Jr. | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of | Management | For | For | For | |||||||||||
3. | Approval, by non-binding vote, of executive | Management | For | For | For | |||||||||||
4. | Amend the Company's Restated Certificate | Management | For | For | For | |||||||||||
| ALLERGAN PLC |
|
| |||||||||||||
Security | G0177J108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AGN | Meeting Date | 01-May-2019 | |||||||||||||
ISIN | IE00BY9D5467 | Agenda | 934955696 - Management | |||||||||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | For | |||||||||||
1b. | Election of Director: Joseph H. Boccuzi | Management | For | For | For | |||||||||||
1c. | Election of Director: Christopher W. Bodine | Management | For | For | For | |||||||||||
1d. | Election of Director: Adriane M. Brown | Management | For | For | For | |||||||||||
1e. | Election of Director: Christopher J. Coughlin | Management | For | For | For | |||||||||||
1f. | Election of Director: Carol Anthony (John) Davidson | Management | For | For | For | |||||||||||
1g. | Election of Director: Thomas C. Freyman | Management | For | For | For | |||||||||||
1h. | Election of Director: Michael E. Greenberg, PhD | Management | For | For | For | |||||||||||
1i. | Election of Director: Robert J. Hugin | Management | For | For | For | |||||||||||
1j. | Election of Director: Peter J. McDonnell, M.D. | Management | For | For | For | |||||||||||
�� | 1k. | Election of Director: Brenton L. Saunders | Management | For | For | For | ||||||||||
2. | To approve, in a non-binding vote, Named | Management | For | For | For | |||||||||||
3. | To ratify, in a non-binding vote, the | Management | For | For | For | |||||||||||
4. | To renew the authority of the directors of | Management | For | For | For | |||||||||||
5a. | To renew the authority of the Directors to | Management | For | For | For | |||||||||||
5b. | To authorize the Directors to allot new | Management | For | For | For | |||||||||||
6. | To consider a shareholder proposal | Shareholder | Against | Against | For | |||||||||||
| LIVENT CORPORATION |
|
| |||||||||||||
Security | 53814L108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LTHM | Meeting Date | 01-May-2019 | |||||||||||||
ISIN | US53814L1089 | Agenda | 934971501 - Management | |||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 30-Apr-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Class I director: Michael F. Barry | Management | For | For | For | |||||||||||
1b. | Election of Class I director: Steven T. Merkt | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of | Management | For | For | For | |||||||||||
| ALASKA AIR GROUP, INC. |
|
| |||||||||||||
Security | 011659109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ALK | Meeting Date | 09-May-2019 | |||||||||||||
ISIN | US0116591092 | Agenda | 934959050 - Management | |||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1b. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1c. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1d. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1e. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1f. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1g. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1h. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1i. | Election of Director to One-Year Term: J. | Management | For | For | For | |||||||||||
1j. | Election of Director to One-Year Term: | Management | For | For | For | |||||||||||
1k. | Election of Director to One-Year Term: Eric | Management | For | For | For | |||||||||||
2. | Approve (on an advisory basis) the | Management | For | For | For | |||||||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | |||||||||||
4. | Approve the Amendment of the Company's | Management | For | For | For | |||||||||||
5. | Stockholder Proposal regarding the | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder Proposal regarding changes to | Shareholder | Against | Against | For | |||||||||||
| NUTRIEN LTD. (THE "CORPORATION") |
|
| |||||||||||||
Security | 67077M108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NTR | Meeting Date | 09-May-2019 | |||||||||||||
ISIN | CA67077M1086 | Agenda | 934979874 - Management | |||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 06-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | Christopher M. Burley | For | For | For | ||||||||||||
2 | Maura J. Clark | For | For | For | ||||||||||||
3 | John W. Estey | For | For | For | ||||||||||||
4 | David C. Everitt | For | For | For | ||||||||||||
5 | Russell K. Girling | For | For | For | ||||||||||||
6 | Miranda C. Hubbs | For | For | For | ||||||||||||
7 | Alice D. Laberge | For | For | For | ||||||||||||
8 | Consuelo E. Madere | For | For | For | ||||||||||||
9 | Charles V. Magro | For | For | For | ||||||||||||
10 | Keith G. Martell | For | For | For | ||||||||||||
11 | Aaron W. Regent | For | For | For | ||||||||||||
12 | Mayo M. Schmidt | For | For | For | ||||||||||||
2 | The re-appointment of KPMG LLP, | Management | For | For | For | |||||||||||
3 | A non-binding advisory resolution to accept | Management | For | For | For | |||||||||||
| FIRST REPUBLIC BANK |
|
| |||||||||||||
Security | 33616C100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FRC | Meeting Date | 14-May-2019 | |||||||||||||
ISIN | US33616C1009 | Agenda | 934959757 - Management | |||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 13-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: James H. Herbert, II | Management | For | For | For | |||||||||||
1b. | Election of Director: Katherine August-deWilde | Management | For | For | For | |||||||||||
1c. | Election of Director: Thomas J. Barrack, Jr. | Management | For | For | For | |||||||||||
1d. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | |||||||||||
1e. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | For | For | For | |||||||||||
1f. | Election of Director: Boris Groysberg | Management | For | For | For | |||||||||||
1g. | Election of Director: Sandra R. Hernández | Management | For | For | For | |||||||||||
1h. | Election of Director: Pamela J. Joyner | Management | For | For | For | |||||||||||
1i. | Election of Director: Reynold Levy | Management | For | For | For | |||||||||||
1j. | Election of Director: Duncan L. Niederauer | Management | For | For | For | |||||||||||
1k. | Election of Director: George G.C. Parker | Management | For | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | |||||||||||
3. | To approve, by advisory (non-binding) vote, | Management | For | For | For | |||||||||||
| VERISK ANALYTICS INC |
|
| |||||||||||||
Security | 92345Y106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRSK | Meeting Date | 15-May-2019 | |||||||||||||
ISIN | US92345Y1064 | Agenda | 934960077 - Management | |||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 14-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1.1 | Election of Director: Scott G. Stephenson | Management | For | For | For | |||||||||||
1.2 | Election of Director: Andrew G. Mills | Management | For | For | For | |||||||||||
1.3 | Election of Director: Constantine P. Iordanou | Management | For | For | For | |||||||||||
2. | To approve executive compensation on an | Management | For | For | For | |||||||||||
3. | To ratify the appointment of Deloitte and | Management | For | For | For | |||||||||||
| CVS HEALTH CORPORATION |
|
| |||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||||||||||||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | For | |||||||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | For | |||||||||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | For | |||||||||||
1d. | Election of Director: C. David Brown II | Management | For | For | For | |||||||||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | |||||||||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | |||||||||||
1g. | Election of Director: David W. Dorman | Management | For | For | For | |||||||||||
1h. | Election of Director: Roger N. Farah | Management | For | For | For | |||||||||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | For | |||||||||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | For | |||||||||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | For | |||||||||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | For | |||||||||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||||
1n. | Election of Director: Richard J. Swift | Management | For | For | For | |||||||||||
1o. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||||
1p. | Election of Director: Tony L. White | Management | For | For | For | |||||||||||
2. | Proposal to ratify appointment of | Management | For | For | For | |||||||||||
3. | Say on Pay, a proposal to approve, on an | Management | For | For | For | |||||||||||
4. | Stockholder proposal regarding exclusion of | Shareholder | Against | Against | For | |||||||||||
| CASA SYSTEMS, INC. |
|
| |||||||||||||
Security | 14713L102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CASA | Meeting Date | 16-May-2019 | |||||||||||||
ISIN | US14713L1026 | Agenda | 934997466 - Management | |||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Bruce R Evans* | For | For | For | ||||||||||||
2 | Susana D'Emic* | For | For | For | ||||||||||||
3 | Jerry Guo# | For | For | For | ||||||||||||
4 | Daniel S. Mead# | For | For | For | ||||||||||||
2. | To ratify the appointment of | Management | For | For | For | |||||||||||
| CRITEO SA |
|
| |||||||||||||
Security | 226718104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CRTO | Meeting Date | 16-May-2019 | |||||||||||||
ISIN | US2267181046 | Agenda | 934997947 - Management | |||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 10-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
O1 | Renewal of the term of office of Mr. Hubert | Management | For | For | For | |||||||||||
O2 | Renewal of the term of office of Ms. | Management | For | For | For | |||||||||||
O3 | Renewal of the term of office of Ms. Rachel | Management | For | For | For | |||||||||||
O4 | Ratification of the provisional appointment | Management | For | For | For | |||||||||||
O5 | Approval, on a non-binding, advisory basis, | Management | For | For | For | |||||||||||
O6 | Approval of the statutory financial | Management | For | For | For | |||||||||||
O7 | Approval of the consolidated financial | Management | For | For | For | |||||||||||
O8 | Approval of the discharge (quitus) of the | Management | For | For | For | |||||||||||
O9 | Approval of the allocation of profits for the | Management | For | For | For | |||||||||||
O10 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O11 | Approval of an indemnification agreement | Management | For | For | For | |||||||||||
O12 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O13 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O14 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O15 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O16 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O17 | Ratification of an indemnification agreement | Management | For | For | For | |||||||||||
O18 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E19 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E20 | Approval of an amendment to the | Management | For | For | For | |||||||||||
E21 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E22 | Approval of the overall limits on the number | Management | For | For | For | |||||||||||
E23 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E24 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E25 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E26 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
E27 | Delegation of authority to the Board of | Management | For | For | For | |||||||||||
| JPMORGAN CHASE & CO. |
|
| |||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||||||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 20-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||||
1b. | Election of Director: James A. Bell | Management | For | For | For | |||||||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||||
1e. | Election of Director: James S. Crown | Management | For | For | For | |||||||||||
1f. | Election of Director: James Dimon | Management | For | For | For | |||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | For | |||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | For | |||||||||||
2. | Advisory resolution to approve executive | Management | For | For | For | |||||||||||
3. | Ratification of independent registered public | Management | For | For | For | |||||||||||
4. | Gender pay equity report | Shareholder | Against | Against | For | |||||||||||
5. | Enhance shareholder proxy access | Shareholder | Against | Against | For | |||||||||||
6. | Cumulative voting | Shareholder | Against | Against | For | |||||||||||
| AMGEN INC. |
|
| |||||||||||||
Security | 031162100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | |||||||||||||
ISIN | US0311621009 | Agenda | 934979266 - Management | |||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 20-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For | |||||||||||
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | For | |||||||||||
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | For | |||||||||||
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | For | |||||||||||
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | For | |||||||||||
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | For | |||||||||||
1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | For | |||||||||||
1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||||||||
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | For | |||||||||||
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For | |||||||||||
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For | |||||||||||
1l. | Election of Director: Dr. R. Sanders Williams | Management | For | For | For | |||||||||||
2. | Advisory vote to approve our executive | Management | For | For | For | |||||||||||
3. | To ratify the selection of Ernst & Young LLP | Management | For | For | For | |||||||||||
| ILLUMINA, INC. |
|
| |||||||||||||
Security | 452327109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ILMN | Meeting Date | 29-May-2019 | |||||||||||||
ISIN | US4523271090 | Agenda | 934985067 - Management | |||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | For | |||||||||||
1B. | Election of Director: Francis A. deSouza | Management | For | For | For | |||||||||||
1C. | Election of Director: Susan E. Siegel | Management | For | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | |||||||||||
4. | To approve an amendment to our Amended | Management | For | For | For | |||||||||||
5. | To approve, on an advisory basis, a | Shareholder | Against | Against | For | |||||||||||
| AFFILIATED MANAGERS GROUP, INC. |
|
| |||||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMG | Meeting Date | 29-May-2019 | |||||||||||||
ISIN | US0082521081 | Agenda | 934999028 - Management | |||||||||||||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 28-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Director: Samuel T. Byrne | Management | For | For | For | |||||||||||
1b. | Election of Director: Dwight D. Churchill | Management | For | For | For | |||||||||||
1c. | Election of Director: Nathaniel Dalton | Management | For | For | For | |||||||||||
1d. | Election of Director: Glenn Earle | Management | For | For | For | |||||||||||
1e. | Election of Director: Niall Ferguson | Management | For | For | For | |||||||||||
1f. | Election of Director: Sean M. Healey | Management | For | For | For | |||||||||||
1g. | Election of Director: Tracy P. Palandjian | Management | For | For | For | |||||||||||
1h. | Election of Director: Patrick T. Ryan | Management | For | For | For | |||||||||||
1i. | Election of Director: Karen L. Yerburgh | Management | For | For | For | |||||||||||
1j. | Election of Director: Jide J. Zeitlin | Management | For | For | For | |||||||||||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | |||||||||||
3. | To ratify the selection of | Management | For | For | For | |||||||||||
| FACEBOOK, INC. |
|
| |||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FB | Meeting Date | 30-May-2019 | |||||||||||||
ISIN | US30303M1027 | Agenda | 934995082 - Management | |||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Peggy Alford | For | For | For | ||||||||||||
2 | Marc L. Andreessen | For | For | For | ||||||||||||
3 | Kenneth I. Chenault | For | For | For | ||||||||||||
4 | S. D. Desmond-Hellmann | For | For | For | ||||||||||||
5 | Sheryl K. Sandberg | For | For | For | ||||||||||||
6 | Peter A. Thiel | For | For | For | ||||||||||||
7 | Jeffrey D. Zients | For | For | For | ||||||||||||
8 | Mark Zuckerberg | For | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
3. | To approve, on a non-binding advisory | Management | For | For | For | |||||||||||
4. | To vote, on a non-binding advisory basis, | Management | 3 Years | 3 Years | For | |||||||||||
5. | A stockholder proposal regarding change in | Shareholder | Against | Against | For | |||||||||||
6. | A stockholder proposal regarding an | Shareholder | Against | Against | For | |||||||||||
7. | A stockholder proposal regarding majority | Shareholder | Against | Against | For | |||||||||||
8. | A stockholder proposal regarding true | Shareholder | Against | Against | For | |||||||||||
9. | A stockholder proposal regarding a content | Shareholder | Against | Against | For | |||||||||||
10. | A stockholder proposal regarding median | Shareholder | Against | Against | For | |||||||||||
11. | A stockholder proposal regarding workforce | Shareholder | Against | Against | For | |||||||||||
12. | A stockholder proposal regarding strategic | Shareholder | Against | Against | For | |||||||||||
| CERNER CORPORATION |
|
| |||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CERN | Meeting Date | 30-May-2019 | |||||||||||||
ISIN | US1567821046 | Agenda | 935021612 - Management | |||||||||||||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 29-May-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1a. | Election of Class III Director: Gerald E. | Management | For | For | For | |||||||||||
1b. | Election of Class III Director: Linda M. | Management | For | For | For | |||||||||||
1c. | Election of Class III Director: George A. | Management | For | For | For | |||||||||||
1d. | Election of Class III Director: R. Halsey | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG | Management | For | For | For | |||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | |||||||||||
4. | Approval of the proposed amendment and | Management | For | For | For | |||||||||||
| NATUS MEDICAL INCORPORATED |
|
| |||||||||||||
Security | 639050103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BABY | Meeting Date | 05-Jun-2019 | |||||||||||||
ISIN | US6390501038 | Agenda | 935003931 - Management | |||||||||||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | Amendment to our Restated Certificate of | Management | For | For | For | |||||||||||
2. | Amendment to our Restated Certificate of | Management | For | For | For | |||||||||||
3a. | Election of Director to serve until either the | Management | For | For | For | |||||||||||
3b. | Election of Director to serve until either the | Management | For | For | For | |||||||||||
3c. | Election of Director to serve until either the | Management | For | For | For | |||||||||||
4. | Advisory approval of the Company's named | Management | For | For | For | |||||||||||
5. | To ratify the appointment of KPMG LLP as | Management | For | For | For | |||||||||||
| SOLAREDGE TECHNOLOGIES, INC. |
|
| |||||||||||||
Security | 83417M104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SEDG | Meeting Date | 05-Jun-2019 | |||||||||||||
ISIN | US83417M1045 | Agenda | 935004642 - Management | |||||||||||||
Record Date | 11-Apr-2019 | Holding Recon Date | 11-Apr-2019 | |||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 04-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1A. | Election of Director: Dan Avida | Management | For | For | For | |||||||||||
1B. | Election of Director: Yoni Cheifetz | Management | For | For | For | |||||||||||
1C. | Election of Director: Doron Inbar | Management | For | For | For | |||||||||||
2. | Ratification of appointment of EY as | Management | For | For | For | |||||||||||
3. | Approval of an advisory and non-binding | Management | For | For | For | |||||||||||
| FREEPORT-MCMORAN INC. |
|
| |||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FCX | Meeting Date | 12-Jun-2019 | |||||||||||||
ISIN | US35671D8570 | Agenda | 935006800 - Management | |||||||||||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1.1 | Election of Director: Richard C. Adkerson | Management | For | For | For | |||||||||||
1.2 | Election of Director: Gerald J. Ford | Management | For | For | For | |||||||||||
1.3 | Election of Director: Lydia H. Kennard | Management | For | For | For | |||||||||||
1.4 | Election of Director: Dustan E. McCoy | Management | For | For | For | |||||||||||
1.5 | Election of Director: Frances Fragos Townsend | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | |||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | |||||||||||
| GROUPON, INC. |
|
| |||||||||||||
Security | 399473107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GRPN | Meeting Date | 13-Jun-2019 | |||||||||||||
ISIN | US3994731079 | Agenda | 935015582 - Management | |||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Michael Angelakis | For | For | For | ||||||||||||
2 | Peter Barris | For | For | For | ||||||||||||
3 | Robert Bass | For | For | For | ||||||||||||
4 | Eric Lefkofsky | For | For | For | ||||||||||||
5 | Theodore Leonsis | For | For | For | ||||||||||||
6 | Joseph Levin | For | For | For | ||||||||||||
7 | Deborah Wahl | For | For | For | ||||||||||||
8 | Rich Williams | For | For | For | ||||||||||||
9 | Ann Ziegler | For | For | For | ||||||||||||
2. | To ratify the selection of Deloitte & Touche | Management | For | For | For | |||||||||||
3. | To conduct an advisory vote to approve our | Management | For | For | For | |||||||||||
4. | To approve an amendment to the Groupon, | Management | For | For | For | |||||||||||
5. | To approve an amendment to the Groupon, | Management | For | For | For | |||||||||||
| VBI VACCINES INC. |
|
| |||||||||||||
Security | 91822J103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VBIV | Meeting Date | 13-Jun-2019 | |||||||||||||
ISIN | CA91822J1030 | Agenda | 935018540 - Management | |||||||||||||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | |||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 10-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jeffrey Baxter | For | For | For | ||||||||||||
2 | Steven Gillis | For | For | For | ||||||||||||
3 | Michael De Wilde | For | For | For | ||||||||||||
4 | Tomer Kariv | For | For | For | ||||||||||||
5 | Joanne Cordeiro | For | For | For | ||||||||||||
6 | Blaine McKee | For | For | For | ||||||||||||
7 | Christopher McNulty | For | For | For | ||||||||||||
2. | Appointment of EisnerAmper LLP as the | Management | For | For | For | |||||||||||
| ALPHABET INC. |
|
| |||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||||||||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Larry Page | For | For | For | ||||||||||||
2 | Sergey Brin | For | For | For | ||||||||||||
3 | John L. Hennessy | For | For | For | ||||||||||||
4 | L. John Doerr | For | For | For | ||||||||||||
5 | Roger W. Ferguson, Jr. | For | For | For | ||||||||||||
6 | Ann Mather | For | For | For | ||||||||||||
7 | Alan R. Mulally | For | For | For | ||||||||||||
8 | Sundar Pichai | For | For | For | ||||||||||||
9 | K. Ram Shriram | For | For | For | ||||||||||||
10 | Robin L. Washington | For | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & | Management | For | For | For | |||||||||||
3. | The amendment and restatement of | Management | For | For | For | |||||||||||
4. | A stockholder proposal regarding equal | Shareholder | Against | Against | For | |||||||||||
5. | A stockholder proposal regarding | Shareholder | Against | Against | For | |||||||||||
6. | A stockholder proposal regarding the | Shareholder | Against | Against | For | |||||||||||
7. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | |||||||||||
8. | A stockholder proposal regarding majority | Shareholder | Against | Against | For | |||||||||||
9. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | |||||||||||
10. | A stockholder proposal regarding strategic | Shareholder | Against | Against | For | |||||||||||
11. | A stockholder proposal regarding the | Shareholder | Against | Against | For | |||||||||||
12. | A stockholder proposal regarding simple | Shareholder | Against | Against | For | |||||||||||
13. | A stockholder proposal regarding a | Shareholder | Against | Against | For | |||||||||||
14. | A stockholder proposal regarding Google | Shareholder | Against | Against | For | |||||||||||
15. | A stockholder proposal regarding a | Shareholder | Against | Against | For | |||||||||||
16. | A stockholder proposal regarding a report | Shareholder | Against | Against | For | |||||||||||
| AMICUS THERAPEUTICS, INC. |
|
| |||||||||||||
Security | 03152W109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FOLD | Meeting Date | 27-Jun-2019 | |||||||||||||
ISIN | US03152W1099 | Agenda | 935023767 - Management | |||||||||||||
Record Date | 29-Apr-2019 | Holding Recon Date | 29-Apr-2019 | |||||||||||||
City / | Country | / | United | Vote Deadline Date | 26-Jun-2019 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed | Vote | Management | For/Against |
|
| ||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | John F. Crowley | For | For | For | ||||||||||||
2 | Margaret G. McGlynn | For | For | For | ||||||||||||
3 | Michael G. Raab | For | For | For | ||||||||||||
4 | Glenn P. Sblendorio | For | For | For | ||||||||||||
2. | Approval of the Amended and Restated | Management | For | For | For | |||||||||||
3. | Ratify the appointment of Ernst & Young | Management | For | For | For | |||||||||||
4. | Approval, on an advisory basis, the | Management | For | For | For |
Account Name: TAYLOR FRIGON CORE GROWTH FUND |
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Custodian Name: U.S. BANK, N.A. |
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| TOWER SEMICONDUCTOR LTD. |
|
| ||||||||||||||||
Security | M87915274 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TSEM | Meeting Date | 03-Jul-2018 | ||||||||||||||||
ISIN | IL0010823792 | Agenda | 934844398 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Mr. Amir Elstein | Management | For | For | |||||||||||||||
1b. | Election of Director: Mr. Kalman Kaufman | Management | For | For | |||||||||||||||
1c. | Election of Director: Mrs. Dana Gross | Management | For | For | |||||||||||||||
1d. | Election of Director: Mr. Rami Guzman | Management | For | For | |||||||||||||||
1e. | Election of Director: Mr. Yoav Chelouche | Management | For | For | |||||||||||||||
1f. | Election of Director: Mr. Alex Kornhauser | Management | For | For | |||||||||||||||
1g. | Election of Director: Mr. Ilan Flato | Management | For | For | |||||||||||||||
1h. | Election of Director: Ms. Iris Avner | Management | For | For | |||||||||||||||
1i. | Election of Director: Mr. Russell Ellwanger | Management | For | For | |||||||||||||||
1j. | Election of Director: Mr. Jerry Neal | Management | For | For | |||||||||||||||
2. | TO APPOINT Mr. Amir Elstein as the Chairman of the | Management | For | For | |||||||||||||||
3. | TO APPROVE the increase in annual base salary of our | Management | For | For | |||||||||||||||
3a. | Do you have a "Personal Interest" (as defined on the | Management | For | ||||||||||||||||
4. | TO APPROVE the equity grant to our chief executive | Management | For | For | |||||||||||||||
4a. | Do you have a "Personal Interest" (as defined on the | Management | For | ||||||||||||||||
5. | TO APPROVE (subject to the appointment of each | Management | For | For | |||||||||||||||
6. | TO APPROVE the appointment of Brightman Almagor & | Management | For | For | |||||||||||||||
| RADCOM LTD. |
|
| ||||||||||||||||
Security | M81865111 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RDCM | Meeting Date | 19-Jul-2018 | ||||||||||||||||
ISIN | IL0010826688 | Agenda | 934853070 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | Re-election of Zohar Zisapel as a member of the Board of | Management | For | For | |||||||||||||||
2. | Approve the bonus to be paid to the Executive Chairman | Management | For | For | |||||||||||||||
2a. | Please mark YES if you are a controlling shareholder in | Management | For | ||||||||||||||||
3. | Re-appointment of Kost Forer Gabbay & Kasierer as | Management | For | For | |||||||||||||||
| KORNIT DIGITAL LTD. |
|
| ||||||||||||||||
Security | M6372Q113 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KRNT | Meeting Date | 19-Jul-2018 | ||||||||||||||||
ISIN | IL0011216723 | Agenda | 934854060 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | To re-elect Mr. Yuval Cohen for a three-year term as a | Management | For | For | |||||||||||||||
1b. | To re-elect Mr. Eli Blatt for a three-year term as a Class | Management | For | For | |||||||||||||||
1c. | To re-elect Mr. Marc Lesnick for a three-year term as a | Management | For | For | |||||||||||||||
2. | To re-elect Ms. Lauri Hanover as an external director of | Management | For | For | |||||||||||||||
2a. | By checking the box marked "FOR", the undersigned | Management | For | ||||||||||||||||
3. | To elect Mr. Yehoshua (Shuki) Nir as an external director | Management | For | For | |||||||||||||||
3a. | By checking the box marked "FOR", the undersigned | Management | For | ||||||||||||||||
4. | To approve the re-appointment of Kost Forer Gabbay & | Management | For | For | |||||||||||||||
5. | To approve the terms of the annual cash compensation | Management | For | For | |||||||||||||||
6. | To approve annual grants of restricted share units to | Management | For | For | |||||||||||||||
7. | To approve the terms of compensation of the Company's | Management | For | For | |||||||||||||||
7a. | By checking the box marked "FOR", the undersigned | Management | For | ||||||||||||||||
| MELLANOX TECHNOLOGIES LTD. |
|
| ||||||||||||||||
Security | M51363113 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MLNX | Meeting Date | 25-Jul-2018 | ||||||||||||||||
ISIN | IL0011017329 | Agenda | 934852446 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Glenda Dorchak | Management | For | For | |||||||||||||||
1b. | Election of Director: Irwin Federman | Management | For | For | |||||||||||||||
1c. | Election of Director: Amal Johnson | Management | For | For | |||||||||||||||
1d. | Election of Director: Jack Lazar | Management | For | For | |||||||||||||||
1e. | Election of Director: Jon A. Olson | Management | For | For | |||||||||||||||
1f. | Election of Director: Umesh Padval | Management | For | For | |||||||||||||||
1g. | Election of Director: David Perlmutter | Management | For | For | |||||||||||||||
1h. | Election of Director: Steve Sanghi | Management | For | For | |||||||||||||||
1i. | Election of Director: Eyal Waldman | Management | For | For | |||||||||||||||
1j. | Election of Director: Gregory Waters | Management | For | For | |||||||||||||||
1k. | Election of Director: Thomas Weatherford | Management | For | For | |||||||||||||||
2a. | Do you have a Personal Interest with regards to Proposal | Management | For | ||||||||||||||||
2b. | To approve the 2018 performance-based cash incentive | Management | For | For | |||||||||||||||
3a. | Do you have a Personal Interest with regards to Proposal | Management | For | ||||||||||||||||
3b. | To approve the grant to Eyal Waldman of 36,000 | Management | For | For | |||||||||||||||
4. | To conduct an advisory vote to approve the | Management | For | For | |||||||||||||||
5. | To approve the Third Restated Plan, making certain | Management | For | For | |||||||||||||||
6. | To approve cash compensation in the amount of | Management | For | For | |||||||||||||||
7. | To appoint Kost Forer Gabbay & Kasierer, the Israel- | Management | For | For | |||||||||||||||
| MELLANOX TECHNOLOGIES LTD. |
|
| ||||||||||||||||
Security | M51363113 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MLNX | Meeting Date | 25-Jul-2018 | ||||||||||||||||
ISIN | IL0011017329 | Agenda | 934853361 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Glenda Dorchak | Management | For | For | |||||||||||||||
1b. | Election of Director: Irwin Federman | Management | For | For | |||||||||||||||
1c. | Election of Director: Amal Johnson | Management | For | For | |||||||||||||||
1d. | Election of Director: Jack Lazar | Management | For | For | |||||||||||||||
1e. | Election of Director: Jon A. Olson | Management | For | For | |||||||||||||||
1f. | Election of Director: Umesh Padval | Management | For | For | |||||||||||||||
1g. | Election of Director: David Perlmutter | Management | For | For | |||||||||||||||
1h. | Election of Director: Steve Sanghi | Management | For | For | |||||||||||||||
1i. | Election of Director: Eyal Waldman | Management | For | For | |||||||||||||||
1j. | Election of Director: Gregory Waters | Management | For | For | |||||||||||||||
1k. | Election of Director: Thomas Weatherford | Management | For | For | |||||||||||||||
2a. | Do you have a Personal Interest with regards to Proposal | Management | For | ||||||||||||||||
2b. | To approve the 2018 performance-based cash incentive | Management | For | For | |||||||||||||||
3a. | Do you have a Personal Interest with regards to Proposal | Management | For | ||||||||||||||||
3b. | To approve the grant to Eyal Waldman of 36,000 | Management | For | For | |||||||||||||||
4. | To conduct an advisory vote to approve the | Management | For | For | |||||||||||||||
5. | To approve the Third Restated Plan, making certain | Management | For | For | |||||||||||||||
6. | To approve cash compensation in the amount of | Management | For | For | |||||||||||||||
7. | To appoint Kost Forer Gabbay & Kasierer, the Israel- | Management | For | For | |||||||||||||||
| COMPUGEN LTD. |
|
| ||||||||||||||||
Security | M25722105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CGEN | Meeting Date | 06-Aug-2018 | ||||||||||||||||
ISIN | IL0010852080 | Agenda | 934856355 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of director: Anat Cohen-Dayag | Management | For | For | |||||||||||||||
1b. | Election of director: Paul Sekhri | Management | For | For | |||||||||||||||
1c. | Election of director: Gilead Halevy | Management | For | For | |||||||||||||||
1d. | Election of director: Kinneret Livnat Savitzky | Management | For | For | |||||||||||||||
1e. | Election of director: Sanford (Sandy) Zweifach | Management | For | For | |||||||||||||||
2. | To approve compensation for non-executive directors | Management | For | For | |||||||||||||||
3. | To approve a cash bonus plan, and related objectives | Management | For | For | |||||||||||||||
3a. | With respect to Item 3, please indicate by checking within | Management | For | ||||||||||||||||
4. | To approve an equity award to the Company's President | Management | For | For | |||||||||||||||
4a. | With respect to Item 4, please indicate by checking within | Management | For | ||||||||||||||||
5. | To re-appoint Kost Forer Gabbay & Kasierer (a member | Management | For | For | |||||||||||||||
| IMPINJ, INC. |
|
| ||||||||||||||||
Security | 453204109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PI | Meeting Date | 13-Aug-2018 | ||||||||||||||||
ISIN | US4532041096 | Agenda | 934852725 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Tom A. Alberg | For | For | ||||||||||||||||
2 | Clinton Bybee | For | For | ||||||||||||||||
3 | Daniel Gibson | For | For | ||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers | Management | For | For | |||||||||||||||
| RADWARE LTD. |
|
| ||||||||||||||||
Security | M81873107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RDWR | Meeting Date | 06-Sep-2018 | ||||||||||||||||
ISIN | IL0010834765 | Agenda | 934867384 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of director: Mr. Yehuda Zisapel | Management | For | For | |||||||||||||||
1b. | Election of director: Mr. Avraham Asheri | Management | For | For | |||||||||||||||
2. | To re-elect Mr. David Rubner as an external director of | Management | For | For | |||||||||||||||
2a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
3. | To approve grants of restricted stock units to the | Management | For | For | |||||||||||||||
3a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
4. | To approve the renewal of the Company's Compensation | Management | For | For | |||||||||||||||
4a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
5. | To approve net (cashless) exercise of stock options | Management | For | For | |||||||||||||||
5a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
6. | To approve modifications in the structure of the annual | Management | For | For | |||||||||||||||
6a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
7. | To approve the reappointment of Kost Forer Gabbay & | Management | For | For | |||||||||||||||
| WIX.COM LTD |
|
| ||||||||||||||||
Security | M98068105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | WIX | Meeting Date | 13-Sep-2018 | ||||||||||||||||
ISIN | IL0011301780 | Agenda | 934867396 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1.1 | Re-election of Class II director to serve until the 2021: | Management | For | For | |||||||||||||||
1.2 | Re-election of Class II director to serve until the 2021: | Management | For | For | |||||||||||||||
1.3 | Re-election of Class II director to serve until the 2021: | Management | For | For | |||||||||||||||
2. | To ratify the appointment and compensation of Kost, | Management | For | For | |||||||||||||||
| MAZOR ROBOTICS LTD. |
|
| ||||||||||||||||
Security | 57886P103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MZOR | Meeting Date | 27-Sep-2018 | ||||||||||||||||
ISIN | US57886P1030 | Agenda | 934875204 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | To consider and act upon a proposal to approve the re- | Management | For | For | |||||||||||||||
2. | To consider and act upon a proposal to re-appoint Mr. | Management | For | For | |||||||||||||||
3. | To consider and act upon a proposal to re-appoint Mr. Ori | Management | For | For | |||||||||||||||
4. | To consider and act upon a proposal to re-appoint Mr. | Management | For | For | |||||||||||||||
5. | To consider and act upon a proposal to re-appoint Mrs. | Management | For | For | |||||||||||||||
6. | To consider and act upon a proposal to re-appoint Mr. Gil | Management | For | For | |||||||||||||||
6a. | Are you a controlling shareholder or do you have a | Management | For | ||||||||||||||||
7. | To consider and act upon a proposal to approve a grant | Management | For | For | |||||||||||||||
7a. | Are you a controlling shareholder or do you have a | Management | For | ||||||||||||||||
| RESMED INC. |
|
| ||||||||||||||||
Security | 761152107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RMD | Meeting Date | 15-Nov-2018 | ||||||||||||||||
ISIN | US7611521078 | Agenda | 934881980 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of director to serve until our 2021 annual | Management | For | For | |||||||||||||||
1b. | Election of director to serve until our 2021 annual | Management | For | For | |||||||||||||||
1c. | Election of director to serve until our 2021 annual | Management | For | For | |||||||||||||||
2. | Ratify our selection of KPMG LLP as our independent | Management | For | For | |||||||||||||||
3. | Approve an amendment to the ResMed Inc. 2009 | Management | For | For | |||||||||||||||
4. | Approve, on an advisory basis, the compensation paid to | Management | For | For | |||||||||||||||
| MYRIAD GENETICS, INC. |
|
| ||||||||||||||||
Security | 62855J104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MYGN | Meeting Date | 29-Nov-2018 | ||||||||||||||||
ISIN | US62855J1043 | Agenda | 934886170 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | John T. Henderson, M.D. | For | For | ||||||||||||||||
2 | S. Louise Phanstiel | For | For | ||||||||||||||||
2. | To approve a proposed amendment to our 2017 | Management | For | For | |||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as our | Management | For | For | |||||||||||||||
4. | To approve, on an advisory basis, the compensation of | Management | For | For | |||||||||||||||
| ATTUNITY LTD. |
|
| ||||||||||||||||
Security | M15332121 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ATTU | Meeting Date | 17-Dec-2018 | ||||||||||||||||
ISIN | IL0010828825 | Agenda | 934905502 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Shimon Alon | For | For | ||||||||||||||||
2 | Dov Biran | For | For | ||||||||||||||||
3 | Dan Falk | For | For | ||||||||||||||||
2. | To approve amendments to Compensation Policy for | Management | For | For | |||||||||||||||
2a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
3. | To approve modification to the terms of compensation of | Management | For | For | |||||||||||||||
3a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
4. | To approve the terms of an annual performance bonus | Management | For | For | |||||||||||||||
4a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
5. | To approve the grant of equity-based compensation for | Management | For | For | |||||||||||||||
5a. | Please confirm that you DO NOT have a "personal | Management | For | ||||||||||||||||
6. | To approve the re-appointment of Kost Forer Gabbay & | Management | For | For | |||||||||||||||
| FACTSET RESEARCH SYSTEMS INC. |
|
| ||||||||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 18-Dec-2018 | ||||||||||||||||
ISIN | US3030751057 | Agenda | 934893606 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1.1 | ELECTION OF DIRECTOR: SCOTT A. BILLEADEAU | Management | For | For | |||||||||||||||
1.2 | ELECTION OF DIRECTOR: PHILIP A. HADLEY | Management | For | For | |||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOSEPH R. ZIMMEL | Management | For | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE | Management | For | For | |||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE | Management | For | For | |||||||||||||||
| TWILIO INC. |
|
| ||||||||||||||||
Security | 90138F102 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 30-Jan-2019 | ||||||||||||||||
ISIN | US90138F1021 | Agenda | 934916745 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | To approve the issuance of Twilio Class A common | Management | For | For | |||||||||||||||
2. | To approve adjournments of the Twilio special meeting, if | Management | For | For | |||||||||||||||
| TOLL BROTHERS, INC. |
|
| ||||||||||||||||
Security | 889478103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TOL | Meeting Date | 12-Mar-2019 | ||||||||||||||||
ISIN | US8894781033 | Agenda | 934926998 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Robert I. Toll | Management | For | For | |||||||||||||||
1b. | Election of Director: Douglas C. Yearley, Jr. | Management | For | For | |||||||||||||||
1c. | Election of Director: Edward G. Boehne | Management | For | For | |||||||||||||||
1d. | Election of Director: Richard J. Braemer | Management | For | For | |||||||||||||||
1e. | Election of Director: Christine N. Garvey | Management | For | For | |||||||||||||||
1f. | Election of Director: Karen H. Grimes | Management | For | For | |||||||||||||||
1g. | Election of Director: Carl B. Marbach | Management | For | For | |||||||||||||||
1h. | Election of Director: John A. McLean | Management | For | For | |||||||||||||||
1i. | Election of Director: Stephen A. Novick | Management | For | For | |||||||||||||||
1j. | Election of Director: Wendell E. Pritchett | Management | For | For | |||||||||||||||
1k. | Election of Director: Paul E. Shapiro | Management | For | For | |||||||||||||||
2. | The ratification of the re-appointment of Ernst & Young | Management | For | For | |||||||||||||||
3. | The approval, in an advisory and non-binding vote, of the | Management | For | For | |||||||||||||||
4. | The approval of the Toll Brothers, Inc. 2019 Omnibus | Management | For | For | |||||||||||||||
| ATTUNITY LTD. |
|
| ||||||||||||||||
Security | M15332121 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | ATTU | Meeting Date | 07-Apr-2019 | ||||||||||||||||
ISIN | IL0010828825 | Agenda | 934958438 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | Approval of the acquisition of Attunity Ltd. (the | Management | For | For | |||||||||||||||
1A. | The undersigned confirms that he, she or it is not a | Management | For | ||||||||||||||||
2. | To clarify and approve the accelerated vesting, as of | Management | For | For | |||||||||||||||
| CARVANA CO. |
|
| ||||||||||||||||
Security | 146869102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CVNA | Meeting Date | 23-Apr-2019 | ||||||||||||||||
ISIN | US1468691027 | Agenda | 934944580 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | J. Danforth Quayle | For | For | ||||||||||||||||
2 | Gregory Sullivan | For | For | ||||||||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as | Management | For | For | |||||||||||||||
3. | Approval, by an advisory vote, of Carvana's executive | Management | For | For | |||||||||||||||
4. | Recommendation, by an advisory vote, of the frequency | Management | 3 Years | Against | |||||||||||||||
| QUICKLOGIC CORPORATION |
|
| ||||||||||||||||
Security | 74837P108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | QUIK | Meeting Date | 24-Apr-2019 | ||||||||||||||||
ISIN | US74837P1084 | Agenda | 934944403 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Arturo Krueger | For | For | ||||||||||||||||
2 | Gary Tauss | For | For | ||||||||||||||||
2. | To approve the QuickLogic Corporation 2019 Stock Plan. | Management | For | For | |||||||||||||||
3. | To ratify the appointment of Moss Adams LLP, as | Management | For | For | |||||||||||||||
| CRYOPORT, INC. |
|
| ||||||||||||||||
Security | 229050307 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CYRX | Meeting Date | 02-May-2019 | ||||||||||||||||
ISIN | US2290503075 | Agenda | 934993658 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Richard Berman | For | For | ||||||||||||||||
2 | Daniel Hancock | For | For | ||||||||||||||||
3 | Dr Robert Hariri MD PhD | For | For | ||||||||||||||||
4 | Dr. R. Mandalam, Ph.D | For | For | ||||||||||||||||
5 | Jerrell W. Shelton | For | For | ||||||||||||||||
6 | Edward J. Zecchini | For | For | ||||||||||||||||
2. | To ratify the Audit Committee's selection of KMJ Corbin & | Management | For | For | |||||||||||||||
3. | To approve, on an advisory basis, the compensation of | Management | For | For | |||||||||||||||
4. | To determine, on an advisory basis, the frequency with | Management | 3 Years | For | |||||||||||||||
| IDEXX LABORATORIES, INC. |
|
| ||||||||||||||||
Security | 45168D104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IDXX | Meeting Date | 08-May-2019 | ||||||||||||||||
ISIN | US45168D1046 | Agenda | 934954240 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Jonathan W. Ayers | Management | For | For | |||||||||||||||
1b. | Election of Director: Stuart M. Essig, PhD | Management | For | For | |||||||||||||||
1c. | Election of Director: M. Anne Szostak | Management | For | For | |||||||||||||||
2. | Ratification of Appointment of Independent Registered | Management | For | For | |||||||||||||||
3. | Advisory Vote on Executive Compensation. To approve a | Management | For | For | |||||||||||||||
| EDWARDS LIFESCIENCES CORPORATION |
|
| ||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EW | Meeting Date | 08-May-2019 | ||||||||||||||||
ISIN | US28176E1082 | Agenda | 934960394 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Michael A. Mussallem | Management | For | For | |||||||||||||||
1b. | Election of Director: Kieran T. Gallahue | Management | For | For | |||||||||||||||
1c. | Election of Director: Leslie S. Heisz | Management | For | For | |||||||||||||||
1d. | Election of Director: William J. Link, Ph.D. | Management | For | For | |||||||||||||||
1e. | Election of Director: Steven R. Loranger | Management | For | For | |||||||||||||||
1f. | Election of Director: Martha H. Marsh | Management | For | For | |||||||||||||||
1g. | Election of Director: Wesley W. von Schack | Management | For | For | |||||||||||||||
1h. | Election of Director: Nicholas J. Valeriani | Management | For | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF | Management | For | For | |||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For | |||||||||||||||
4. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||||||||||
| TRACTOR SUPPLY COMPANY |
|
| ||||||||||||||||
Security | 892356106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TSCO | Meeting Date | 09-May-2019 | ||||||||||||||||
ISIN | US8923561067 | Agenda | 934962704 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Cynthia T. Jamison | For | For | ||||||||||||||||
2 | Ricardo Cardenas | For | For | ||||||||||||||||
3 | Denise L. Jackson | For | For | ||||||||||||||||
4 | Thomas A. Kingsbury | For | For | ||||||||||||||||
5 | Ramkumar Krishnan | For | For | ||||||||||||||||
6 | George MacKenzie | For | For | ||||||||||||||||
7 | Edna K. Morris | For | For | ||||||||||||||||
8 | Mark J. Weikel | For | For | ||||||||||||||||
9 | Gregory A. Sandfort | For | For | ||||||||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our | Management | For | For | |||||||||||||||
3. | Say on Pay - An advisory vote to approve executive | Management | For | For | |||||||||||||||
| NOVOCURE LIMITED |
|
| ||||||||||||||||
Security | G6674U108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NVCR | Meeting Date | 22-May-2019 | ||||||||||||||||
ISIN | JE00BYSS4X48 | Agenda | 934961358 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1A. | Election of Director: Jeryl L. Hilleman | Management | For | For | |||||||||||||||
1B. | Election of Director: Kinyip Gabriel Leung | Management | For | For | |||||||||||||||
2. | The approval and ratification of the appointment, by the | Management | For | For | |||||||||||||||
3. | A non-binding advisory vote to approve executive | Management | For | For | |||||||||||||||
| NVIDIA CORPORATION |
|
| ||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 22-May-2019 | ||||||||||||||||
ISIN | US67066G1040 | Agenda | 934982807 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a | Election of Director: Robert K. Burgess | Management | For | For | |||||||||||||||
1b. | Election of Director: Tench Coxe | Management | For | For | |||||||||||||||
1c. | Election of Director: Persis S. Drell | Management | For | For | |||||||||||||||
1d. | Election of Director: James C. Gaither | Management | For | For | |||||||||||||||
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | |||||||||||||||
1f. | Election of Director: Dawn Hudson | Management | For | For | |||||||||||||||
1g. | Election of Director: Harvey C. Jones | Management | For | For | |||||||||||||||
1h. | Election of Director: Michael G. McCaffery | Management | For | For | |||||||||||||||
1i. | Election of Director: Stephen C. Neal | Management | For | For | |||||||||||||||
1j. | Election of Director: Mark L. Perry | Management | For | For | |||||||||||||||
1k. | Election of Director: A. Brooke Seawell | Management | For | For | |||||||||||||||
1l. | Election of Director: Mark A. Stevens | Management | For | For | |||||||||||||||
2. | Approval of our executive compensation. | Management | For | For | |||||||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers | Management | For | For | |||||||||||||||
4. | Approval of an amendment and restatement of our | Management | For | For | |||||||||||||||
| AMPHENOL CORPORATION |
|
| ||||||||||||||||
Security | 032095101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | APH | Meeting Date | 22-May-2019 | ||||||||||||||||
ISIN | US0320951017 | Agenda | 935003474 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1.1 | Election of Director: Stanley L. Clark | Management | For | For | |||||||||||||||
1.2 | Election of Director: John D. Craig | Management | For | For | |||||||||||||||
1.3 | Election of Director: David P. Falck | Management | For | For | |||||||||||||||
1.4 | Election of Director: Edward G. Jepsen | Management | For | For | |||||||||||||||
1.5 | Election of Director: Robert A. Livingston | Management | For | For | |||||||||||||||
1.6 | Election of Director: Martin H. Loeffler | Management | For | For | |||||||||||||||
1.7 | Election of Director: R. Adam Norwitt | Management | For | For | |||||||||||||||
1.8 | Election of Director: Diana G. Reardon | Management | For | For | |||||||||||||||
1.9 | Election of Director: Anne Clarke Wolff | Management | For | For | |||||||||||||||
2. | Ratification of Deloitte & Touche LLP as independent | Management | For | For | |||||||||||||||
3. | Advisory vote to approve compensation of named | Management | For | For | |||||||||||||||
4. | Stockholder Proposal: Special Shareholder Meeting | Shareholder | Against | For | |||||||||||||||
5. | Stockholder Proposal: Recruitment and Forced Labor | Shareholder | Against | For | |||||||||||||||
| GREEN DOT CORPORATION |
|
| ||||||||||||||||
Security | 39304D102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GDOT | Meeting Date | 23-May-2019 | ||||||||||||||||
ISIN | US39304D1028 | Agenda | 934987162 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1A | Election of Director: Kenneth C. Aldrich | Management | For | For | |||||||||||||||
1B | Election of Director: J. Chris Brewster | Management | For | For | |||||||||||||||
1C | Election of Director: Glinda Bridgforth Hodges | Management | For | For | |||||||||||||||
1D | Election of Director: Rajeev V. Date | Management | For | For | |||||||||||||||
1E | Election of Director: Saturnino "Nino" Fanlo | Management | For | For | |||||||||||||||
1F | Election of Director: William I. Jacobs | Management | For | For | |||||||||||||||
1G | Election of Director: George T. Shaheen | Management | For | For | |||||||||||||||
1H | Election of Director: Steven W. Streit | Management | For | For | |||||||||||||||
2 | Ratification of the appointment of Ernst & Young LLP as | Management | For | For | |||||||||||||||
3 | Advisory approval of executive compensation. | Management | For | For | |||||||||||||||
| INPHI CORPORATION |
|
| ||||||||||||||||
Security | 45772F107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IPHI | Meeting Date | 23-May-2019 | ||||||||||||||||
ISIN | US45772F1075 | Agenda | 935008513 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Dr. Chenming C. Hu | For | For | ||||||||||||||||
2 | Elissa Murphy | For | For | ||||||||||||||||
3 | Sam S. Srinivasan | For | For | ||||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of | Management | For | For | |||||||||||||||
| ARISTA NETWORKS, INC. |
|
| ||||||||||||||||
Security | 040413106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ANET | Meeting Date | 28-May-2019 | ||||||||||||||||
ISIN | US0404131064 | Agenda | 934988683 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Charles Giancarlo | For | For | ||||||||||||||||
2 | Ann Mather | For | For | ||||||||||||||||
3 | Daniel Scheinman | For | For | ||||||||||||||||
2. | Approval on an advisory basis of the compensation of the | Management | For | For | |||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our | Management | For | For | |||||||||||||||
| SHOPIFY INC. |
|
| ||||||||||||||||
Security | 82509L107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SHOP | Meeting Date | 29-May-2019 | ||||||||||||||||
ISIN | CA82509L1076 | Agenda | 935012372 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1 | DIRECTOR | Management | |||||||||||||||||
1 | Tobias Lütke | For | For | ||||||||||||||||
2 | Robert Ashe | For | For | ||||||||||||||||
3 | Gail Goodman | For | For | ||||||||||||||||
4 | Colleen Johnston | For | For | ||||||||||||||||
5 | Jeremy Levine | For | For | ||||||||||||||||
6 | John Phillips | For | For | ||||||||||||||||
2 | Resolution approving the re-appointment of | Management | For | For | |||||||||||||||
3 | Non-binding advisory resolution that the shareholders | Management | For | For | |||||||||||||||
| GLAUKOS CORPORATION |
|
| ||||||||||||||||
Security | 377322102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GKOS | Meeting Date | 30-May-2019 | ||||||||||||||||
ISIN | US3773221029 | Agenda | 935002307 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Mark J. Foley | For | For | ||||||||||||||||
2 | David F. Hoffmeister | For | For | ||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as | Management | For | For | |||||||||||||||
| ALLIANCE DATA SYSTEMS CORPORATION |
|
| ||||||||||||||||
Security | 018581108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 04-Jun-2019 | ||||||||||||||||
ISIN | US0185811082 | Agenda | 935002054 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1.1 | Election of Director: Bruce K. Anderson | Management | For | For | |||||||||||||||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | |||||||||||||||
1.3 | Election of Director: Kelly J. Barlow | Management | For | For | |||||||||||||||
1.4 | Election of Director: Edward J. Heffernan | Management | For | For | |||||||||||||||
1.5 | Election of Director: Kenneth R. Jensen | Management | For | For | |||||||||||||||
1.6 | Election of Director: Robert A. Minicucci | Management | For | For | |||||||||||||||
1.7 | Election of Director: Timothy J. Theriault | Management | For | For | |||||||||||||||
1.8 | Election of Director: Laurie A. Tucker | Management | For | For | |||||||||||||||
1.9 | Election of Director: Sharen J. Turney | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as | Management | For | For | |||||||||||||||
| EPAM SYSTEMS, INC. |
|
| ||||||||||||||||
Security | 29414B104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EPAM | Meeting Date | 05-Jun-2019 | ||||||||||||||||
ISIN | US29414B1044 | Agenda | 934995816 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Richard Michael Mayoras | For | For | ||||||||||||||||
2 | Karl Robb | For | For | ||||||||||||||||
3 | Helen Shan | For | For | ||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the | Management | For | For | |||||||||||||||
3. | To approve, on an advisory and non-binding basis, the | Management | For | For | |||||||||||||||
| SILICOM LTD. |
|
| ||||||||||||||||
Security | M84116108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SILC | Meeting Date | 05-Jun-2019 | ||||||||||||||||
ISIN | IL0010826928 | Agenda | 935032970 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | To consider and act upon a proposal to re-elect Ms. | Management | For | For | |||||||||||||||
1a. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||
2. | To consider and act upon a proposal to re-elect Mr. Ilan | Management | For | For | |||||||||||||||
2a. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||
3. | To consider and act upon a proposal to re-elect Mr. Avi | Management | For | For | |||||||||||||||
4. | To consider and act upon a proposal to approve the grant | Management | For | For | |||||||||||||||
5. | To consider and act upon a proposal to approve the grant | Management | For | For | |||||||||||||||
5a. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||
6. | To consider and act upon a proposal to approve an | Management | For | For | |||||||||||||||
7. | To consider and act upon a proposal to approve an | Management | For | For | |||||||||||||||
7a. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||
8. | To consider and act upon a proposal to approve the | Management | For | For | |||||||||||||||
8a. | DO YOU HAVE A "PERSONAL INTEREST" (AS | Management | For | ||||||||||||||||
9. | To consider and act upon a proposal to approve the | Management | For | For | |||||||||||||||
| SALESFORCE.COM, INC. |
|
| ||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2019 | ||||||||||||||||
ISIN | US79466L3024 | Agenda | 935003878 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Marc Benioff | Management | For | For | |||||||||||||||
1b. | Election of Director: Keith Block | Management | For | For | |||||||||||||||
1c. | Election of Director: Parker Harris | Management | For | For | |||||||||||||||
1d. | Election of Director: Craig Conway | Management | For | For | |||||||||||||||
1e. | Election of Director: Alan Hassenfeld | Management | For | For | |||||||||||||||
1f. | Election of Director: Neelie Kroes | Management | For | For | |||||||||||||||
1g. | Election of Director: Colin Powell | Management | For | For | |||||||||||||||
1h. | Election of Director: Sanford Robertson | Management | For | For | |||||||||||||||
1i. | Election of Director: John V. Roos | Management | For | For | |||||||||||||||
1j. | Election of Director: Bernard Tyson | Management | For | For | |||||||||||||||
1k. | Election of Director: Robin Washington | Management | For | For | |||||||||||||||
1l. | Election of Director: Maynard Webb | Management | For | For | |||||||||||||||
1m. | Election of Director: Susan Wojcicki | Management | For | For | |||||||||||||||
2a. | Amendment and restatement of our Certificate of | Management | For | For | |||||||||||||||
2b. | Amendment and restatement of our Certificate of | Management | For | For | |||||||||||||||
3. | Amendment and restatement of our 2013 Equity | Management | For | For | |||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as | Management | For | For | |||||||||||||||
5. | An advisory vote to approve the fiscal 2019 | Management | For | For | |||||||||||||||
6. | A stockholder proposal regarding a "true diversity" board | Shareholder | Against | For | |||||||||||||||
| NV5 GLOBAL, INC. |
|
| ||||||||||||||||
Security | 62945V109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NVEE | Meeting Date | 08-Jun-2019 | ||||||||||||||||
ISIN | US62945V1098 | Agenda | 935004262 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Dickerson Wright | For | For | ||||||||||||||||
2 | Alexander A. Hockman | For | For | ||||||||||||||||
3 | MaryJo E. O'Brien | For | For | ||||||||||||||||
4 | Laurie Conner | For | For | ||||||||||||||||
5 | William D. Pruitt | For | For | ||||||||||||||||
6 | Gerald J. Salontai | For | For | ||||||||||||||||
7 | Francois Tardan | For | For | ||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our | Management | For | For | |||||||||||||||
3. | To conduct a non-binding advisory vote to approve the | Management | For | For | |||||||||||||||
4. | To conduct a non-binding vote to determine the | Management | 3 Years | Against | |||||||||||||||
| SPLUNK INC. |
|
| ||||||||||||||||
Security | 848637104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SPLK | Meeting Date | 13-Jun-2019 | ||||||||||||||||
ISIN | US8486371045 | Agenda | 935009870 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Class I Director: Mark Carges | Management | For | For | |||||||||||||||
1b. | Election of Class I Director: Elisa Steele | Management | For | For | |||||||||||||||
1c. | Election of Class I Director: Sri Viswanath | Management | For | For | |||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers | Management | For | For | |||||||||||||||
3. | To approve, on an advisory basis, the compensation of | Management | For | For | |||||||||||||||
4. | Advisory vote on the frequency of future advisory votes | Management | 3 Years | Against | |||||||||||||||
| PRA GROUP, INC. |
|
| ||||||||||||||||
Security | 69354N106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 13-Jun-2019 | ||||||||||||||||
ISIN | US69354N1063 | Agenda | 935009882 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | John H. Fain | For | For | ||||||||||||||||
2 | Geir L. Olsen | For | For | ||||||||||||||||
3 | Kevin P. Stevenson | For | For | ||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the | Management | For | For | |||||||||||||||
3. | Approval, on a non-binding advisory basis, of the | Management | For | For | |||||||||||||||
| MONOLITHIC POWER SYSTEMS, INC. |
|
| ||||||||||||||||
Security | 609839105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MPWR | Meeting Date | 13-Jun-2019 | ||||||||||||||||
ISIN | US6098391054 | Agenda | 935012156 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Michael Hsing | For | For | ||||||||||||||||
2 | Herbert Chang | For | For | ||||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our | Management | For | For | |||||||||||||||
3. | Approve, on an advisory basis, the executive | Management | For | For | |||||||||||||||
| VUZIX CORPORATION |
|
| ||||||||||||||||
Security | 92921W300 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VUZI | Meeting Date | 13-Jun-2019 | ||||||||||||||||
ISIN | US92921W3007 | Agenda | 935029644 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Paul Travers | For | For | ||||||||||||||||
2 | Grant Russell | For | For | ||||||||||||||||
3 | Edward Kay | For | For | ||||||||||||||||
4 | Timothy Harned | For | For | ||||||||||||||||
5 | Alexander Ruckdaeschel | For | For | ||||||||||||||||
2. | To ratify the appointment of Freed Maxick, CPAs, P.C. as | Management | For | For | |||||||||||||||
3. | To approve, by non-binding vote, the compensation | Management | For | For | |||||||||||||||
4. | To recommend, by non-binding vote, the frequency of | Management | 3 Years | For | |||||||||||||||
| ECHO GLOBAL LOGISTICS, INC. |
|
| ||||||||||||||||
Security | 27875T101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ECHO | Meeting Date | 14-Jun-2019 | ||||||||||||||||
ISIN | US27875T1016 | Agenda | 935014124 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1.1 | Election of Director: Douglas R. Waggoner | Management | For | For | |||||||||||||||
1.2 | Election of Director: Samuel K. Skinner | Management | For | For | |||||||||||||||
1.3 | Election of Director: Matthew Ferguson | Management | For | For | |||||||||||||||
1.4 | Election of Director: David Habiger | Management | For | For | |||||||||||||||
1.5 | Election of Director: Nelda J. Connors | Management | For | For | |||||||||||||||
1.6 | Election of Director: William M. Farrow III | Management | For | For | |||||||||||||||
1.7 | Election of Director: Virginia L. Henkels | Management | For | For | |||||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our | Management | For | For | |||||||||||||||
3. | Advisory approval of the Company's Compensation of | Management | For | For | |||||||||||||||
| TWILIO INC. |
|
| ||||||||||||||||
Security | 90138F102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 18-Jun-2019 | ||||||||||||||||
ISIN | US90138F1021 | Agenda | 935010986 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Elena Donio | For | For | ||||||||||||||||
2 | Donna L. Dubinsky | For | For | ||||||||||||||||
2. | To ratify the appointment of KPMG LLP as our | Management | For | For | |||||||||||||||
3. | To approve, on a non-binding advisory basis, the | Management | For | For | |||||||||||||||
| ZUORA, INC. |
|
| ||||||||||||||||
Security | 98983V106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ZUO | Meeting Date | 18-Jun-2019 | ||||||||||||||||
ISIN | US98983V1061 | Agenda | 935016091 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Timothy Haley | For | For | ||||||||||||||||
2 | Magdalena Yesil | For | For | ||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our | Management | For | For | |||||||||||||||
| CARMAX, INC. |
|
| ||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 25-Jun-2019 | ||||||||||||||||
ISIN | US1431301027 | Agenda | 935018805 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director for a one-year term: Peter J. Bensen | Management | For | For | |||||||||||||||
1b. | Election of Director for a one-year term: Ronald E. Blaylock | Management | For | For | |||||||||||||||
1c. | Election of Director for a one-year term: Sona Chawla | Management | For | For | |||||||||||||||
1d. | Election of Director for a one-year term: Thomas J. Folliard | Management | For | For | |||||||||||||||
1e. | Election of Director for a one-year term: Shira Goodman | Management | For | For | |||||||||||||||
1f. | Election of Director for a one-year term: Robert J. Hombach | Management | For | For | |||||||||||||||
1g. | Election of Director for a one-year term: David W. McCreight | Management | For | For | |||||||||||||||
1h. | Election of Director for a one-year term: William D. Nash | Management | For | For | |||||||||||||||
1i. | Election of Director for a one-year term: Pietro Satriano | Management | For | For | |||||||||||||||
1j. | Election of Director for a one-year term: Marcella Shinder | Management | For | For | |||||||||||||||
1k. | Election of Director for a one-year term: Mitchell D. Steenrod | Management | For | For | |||||||||||||||
2. | To ratify the appointment of KPMG LLP as independent | Management | For | For | |||||||||||||||
3. | To approve, in an advisory (non-binding) vote, the | Management | For | For | |||||||||||||||
4. | To approve the CarMax, Inc. 2002 Stock Incentive Plan, | Management | For | For | |||||||||||||||
5. | To vote on a shareholder proposal regarding a report on | Shareholder | Against | For | |||||||||||||||
| TOWER SEMICONDUCTOR LTD. |
|
| ||||||||||||||||
Security | M87915274 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TSEM | Meeting Date | 25-Jun-2019 | ||||||||||||||||
ISIN | IL0010823792 | Agenda | 935043341 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
| Vote |
| For/Against |
|
| ||||||||||
1a. | Election of Director: Mr. Amir Elstein | Management | For | For | |||||||||||||||
1b. | Election of Director: Mr. Russell Ellwanger | Management | For | For | |||||||||||||||
1c. | Election of Director: Mr. Kalman Kaufman | Management | For | For | |||||||||||||||
1d. | Election of Director: Mr. Alex Kornhauser | Management | For | For | |||||||||||||||
1e. | Election of Director: Mrs. Dana Gross | Management | For | For | |||||||||||||||
1f. | Election of Director: Mr. Ilan Flato | Management | For | For | |||||||||||||||
1g. | Election of Director: Mr. Rami Guzman | Management | For | For | |||||||||||||||
1h. | Election of Director: Mr. Yoav Chelouche | Management | For | For | |||||||||||||||
1i. | Election of Director: Ms. Iris Avner | Management | For | For | |||||||||||||||
1j. | Election of Director: Mr. Jerry Neal | Management | For | For | |||||||||||||||
2. | TO APPOINT Mr. Amir Elstein as the Chairman of the | Management | For | For | |||||||||||||||
3. | TO APPROVE an equity grant to our chief executive | Management | For | For | |||||||||||||||
3a. | Do you have a "Personal Interest" with respect to the | Management | For | ||||||||||||||||
4. | TO APPROVE subject to their appointment as directors | Management | For | For | |||||||||||||||
5. | TO APPROVE the renewal of the directors' and officers' | Management | For | For | |||||||||||||||
5a. | Do you have a "Personal Interest" with respect to the | Management | For | ||||||||||||||||
6. | TO APPROVE the appointment of Brightman Almagor & | Management | For | For | |||||||||||||||
| AIRGAIN INC |
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Security | 00938A104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AIRG | Meeting Date | 27-Jun-2019 | ||||||||||||||||
ISIN | US00938A1043 | Agenda | 935042274 - Management | ||||||||||||||||
| Item | Proposal | Proposed |
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1. | DIRECTOR | Management | |||||||||||||||||
1 | Thomas A. Munro | For | For | ||||||||||||||||
2. | The ratification of the selection of KPMG LLP as the | Management | For | For | |||||||||||||||
Account Name: BRETTON FUND |
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Custodian Name: US BANK, N. A. |
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THE TJX COMPANIES, INC. |
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Ticker: | TJX | Meeting Date: | 10/22/2018 | ||||||||
CUSIP | 872540109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Amendment to increase authorized number of shares of common stock | FOR | ABSTAIN | AGAINST | ISSUER | |||||||
AUTOZONE, INC. |
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Ticker: | AZO | Meeting Date: | 12/19/2018 | ||||||||
CUSIP | 05332102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
VISA INC. |
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Ticker: | V | Meeting Date: | 1/29/2019 | ||||||||
CUSIP | 92826C839 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
WELLS FARGO & COMPANY |
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Ticker: | WFC | Meeting Date: | 4/22/2019 | ||||||||
CUSIP | 949746101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Long-term incentive compensation plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal on report on incentive-based compensation. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on report on global median gender pay gap. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
BANK OF AMERICA CORPORATION |
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Ticker: | BAC | Meeting Date: | 4/24/2019 | ||||||||
CUSIP | 060505104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 16 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Amending employee equity plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proprosal on report on gender pay equity. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on right to act by written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proprosal to enhance shareholder proxy access. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CONTINENTAL BUILDING PRODUCTS, INC. |
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Ticker: | CBPX | Meeting Date: | 5/1/2019 | ||||||||
CUSIP | 211171103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 4 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4a. Amending Certificate of Incorporation to remove supermajority voting. | FOR | FOR | WITH | ISSUER | |||||||
4b. Amending Certificate of Incorporation to remove supermajority voting. | FOR | FOR | WITH | ISSUER | |||||||
NVR, INC. |
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Ticker: | NVR | Meeting Date: | 5/2/2019 | ||||||||
CUSIP | 62944T105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1a.-g., 1h.-1l. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
1h. Election of William A. Moran | FOR | AGAINST | AGAINST | ISSUER | |||||||
2. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
BERKSHIRE HATHAWAY INC. |
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Ticker: | BRK.B | Meeting Date: | 5/4/2019 | ||||||||
CUSIP | 084670702 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
AMERICAN EXPRESS COMPANY |
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Ticker: | AXP | Meeting Date: | 5/6/2019 | ||||||||
CUSIP | 025816109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal regarding written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal regarding deducting buyback impact from pay. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal regarding gender pay equity. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CANADIAN PACIFIC RAILWAY LIMITED |
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Ticker: | CP | Meeting Date: | 5/7/2019 | ||||||||
CUSIP | 13645T100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
DISCOVERY COMMUNICATIONS, INC. |
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Ticker: | DISCA | Meeting Date: | 5/7/2019 | ||||||||
CUSIP | 25470F104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 3 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Amendments to incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal regarding simple majority vote. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
4. Shareholder proposal regarding diversity and qualifications of directors. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE PROGRESSIVE CORPORATION |
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Ticker: | PGR | Meeting Date: | 5/9/2019 | ||||||||
CUSIP | 743315103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
UNION PACIFIC CORPORATION |
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Ticker: | UNP | Meeting Date: | 5/15/2019 | ||||||||
CUSIP | 907818108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Independent chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ROSS STORES, INC. |
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Ticker: | ROST | Meeting Date: | 5/21/2019 | ||||||||
CUSIP | 778296103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal regarding greenhouse gas emissions goals. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CARTER'S INC. |
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Ticker: | CRI | Meeting Date: | 5/15/2019 | ||||||||
CUSIP | 146229109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
JPMORGAN CHASE & CO. |
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Ticker: | JPM | Meeting Date: | 5/20/2019 | ||||||||
CUSIP | 46625H100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Gender pay equity report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Enhance shareholder proxy access. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Cumulative voting. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE TJX COMPANIES, INC. |
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Ticker: | TJX | Meeting Date: | 6/3/2019 | ||||||||
CUSIP | 872540109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Report on compensation disparities. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Report on prison labor. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Report on human rights risk. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MASTERCARD INCORPORATED |
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Ticker: | MA | Meeting Date: | 6/24/2019 | ||||||||
CUSIP | 57636Q104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of 15 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Stockholder proposal on gender pay gap. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Stockholder proposal on creation of human rights committee. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PFS FUNDS
By:/s/Ross C. Provence
Ross C. Provence, President
Date: 8/15/19