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Arbitrage Funds

Filed: 10 Aug 17, 8:00pm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number:  811-09815

 

THE ARBITRAGE FUNDS

(exact name of registrant as specified in charter)

 

41 Madison Avenue, 42nd Floor, New York, NY 10010

(Address of principal executive offices) (Zip code)

 

John S. Orrico

Water Island Capital, LLC

41 Madison Avenue

42nd Floor

New York, NY 10010

(Name and address of agent for service)

 

Registrant’s Telephone Number, including Area Code:  800-295-4485

 

Date of fiscal year end:  May 31

 

Date of reporting period:  July 1, 2016 - June 30, 2017

 

 

 



 

Item 1 – Proxy Voting Record.

 



 

THE ARBITRAGE FUND

 

Investment Company Report

 

TIVO INC.

 

Security

888706108

Meeting Type

Annual

Ticker Symbol

TIVO

Meeting Date

11-Jul-2016

ISIN

US8887061088

Agenda

934446863 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1A

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1B

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

2.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

3.

 

Stock Issuance

 

Management

 

For

 

For

 

For

 

4.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

2,696,773

 

0

 

07-Jul-2016

 

12-Jul-2016

 

 

TUMI HOLDINGS, INC

 

Security

89969Q104

Meeting Type

Special

Ticker Symbol

TUMI

Meeting Date

12-Jul-2016

ISIN

US89969Q1040

Agenda

934449047 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

874,402

 

0

 

08-Jul-2016

 

13-Jul-2016

 

 



 

CVENT, INC.

 

Security

23247G109

Meeting Type

Special

Ticker Symbol

CVT

Meeting Date

12-Jul-2016

ISIN

US23247G1094

Agenda

934451066 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,647,651

 

0

 

08-Jul-2016

 

13-Jul-2016

 

 

KAMINAK GOLD CORPORATION

 

Security

48356P202

Meeting Type

Special

Ticker Symbol

KMKGF

Meeting Date

12-Jul-2016

ISIN

CA48356P2026

Agenda

934451636 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1SSTA 01 OM

 

ARBITRAGE FUND

 

WIX1SSTA 01 OM

 

STATE STREET TRUST

 

2,563,000

 

0

 

07-Jul-2016

 

13-Jul-2016

 

 



 

SABMILLER PLC, WOKING SURREY

 

Security

G77395104

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

21-Jul-2016

ISIN

GB0004835483

Agenda

707207646 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

3

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4

 

Management Proposal

 

Management

 

For

 

For

 

For

 

5

 

Management Proposal

 

Management

 

For

 

For

 

For

 

6

 

Management Proposal

 

Management

 

For

 

For

 

For

 

7

 

Management Proposal

 

Management

 

For

 

For

 

For

 

8

 

Management Proposal

 

Management

 

For

 

For

 

For

 

9

 

Management Proposal

 

Management

 

For

 

For

 

For

 

10

 

Management Proposal

 

Management

 

For

 

For

 

For

 

11

 

Management Proposal

 

Management

 

For

 

For

 

For

 

12

 

Management Proposal

 

Management

 

For

 

For

 

For

 

13

 

Management Proposal

 

Management

 

For

 

For

 

For

 

14

 

Management Proposal

 

Management

 

For

 

For

 

For

 

15

 

Management Proposal

 

Management

 

For

 

For

 

For

 

16

 

Management Proposal

 

Management

 

For

 

For

 

For

 

17

 

Management Proposal

 

Management

 

For

 

For

 

For

 

18

 

Management Proposal

 

Management

 

For

 

For

 

For

 

19

 

Management Proposal

 

Management

 

For

 

For

 

For

 

20

 

Management Proposal

 

Management

 

For

 

For

 

For

 

21

 

Management Proposal

 

Management

 

For

 

For

 

For

 

22

 

Management Proposal

 

Management

 

For

 

For

 

For

 

23

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

842,811

 

0

 

12-Jul-2016

 

15-Jul-2016

 

 



 

MEDIA GENERAL, INC.

 

Security

58441K100

Meeting Type

Annual

Ticker Symbol

MEG

Meeting Date

21-Jul-2016

ISIN

US58441K1007

Agenda

934448540 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Election of Directors

 

Management

 

 

 

 

 

 

 

 

 

1

DIANA F. CANTOR

 

 

 

For

 

For

 

For

 

 

 

2

ROYAL W. CARSON III

 

 

 

For

 

For

 

For

 

 

 

3

H.C. CHARLES DIAO

 

 

 

For

 

For

 

For

 

 

 

4

DENNIS J. FITZSIMONS

 

 

 

For

 

For

 

For

 

 

 

5

SOOHYUNG KIM

 

 

 

For

 

For

 

For

 

 

 

6

DOUGLAS W. MCCORMICK

 

 

 

For

 

For

 

For

 

 

 

7

JOHN R. MUSE

 

 

 

For

 

For

 

For

 

 

 

8

WYNDHAM ROBERTSON

 

 

 

For

 

For

 

For

 

 

 

9

VINCENT L. SADUSKY

 

 

 

For

 

For

 

For

 

 

 

10

THOMAS J. SULLIVAN

 

 

 

For

 

For

 

For

 

2.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

951,044

 

0

 

18-Jul-2016

 

22-Jul-2016

 

 



 

EXAMWORKS GROUP, INC.(EXAM)

 

Security

30066A105

Meeting Type

Special

Ticker Symbol

EXAM

Meeting Date

26-Jul-2016

ISIN

US30066A1051

Agenda

934455456 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

Abstain

 

For

 

Against

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

Abstain

 

For

 

Against

 

3.

 

14A Executive Compensation

 

Management

 

Abstain

 

For

 

Against

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

369,020

 

0

 

21-Jul-2016

 

27-Jul-2016

 

 

SCIQUEST, INC.

 

Security

80908T101

Meeting Type

Special

Ticker Symbol

SQI

Meeting Date

26-Jul-2016

ISIN

US80908T1016

Agenda

934456030 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

3.

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

620,043

 

0

 

25-Jul-2016

 

27-Jul-2016

 

 



 

KRISPY KREME DOUGHNUTS, INC.

 

Security

501014104

Meeting Type

Special

Ticker Symbol

KKD

Meeting Date

27-Jul-2016

ISIN

US5010141043

Agenda

934456674 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

767,289

 

0

 

25-Jul-2016

 

28-Jul-2016

 

 

MARKETO INC.

 

Security

57063L107

Meeting Type

Special

Ticker Symbol

MKTO

Meeting Date

28-Jul-2016

ISIN

US57063L1070

Agenda

934458553 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

949,034

 

0

 

25-Jul-2016

 

29-Jul-2016

 

 



 

PREMIER FARNELL PLC, LEEDS

 

Security

G33292106

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

29-Jul-2016

ISIN

GB0003318416

Agenda

707252033 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,938,998

 

0

 

25-Jul-2016

 

26-Jul-2016

 

 

PREMIER FARNELL PLC, LEEDS

 

Security

G33292106

Meeting Type

Court Meeting

Ticker Symbol

 

Meeting Date

29-Jul-2016

ISIN

GB0003318416

Agenda

707252045 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT

 

Non-Voting

 

 

 

 

 

 

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,938,998

 

0

 

25-Jul-2016

 

26-Jul-2016

 

 



 

QUESTAR CORPORATION

 

Security

748356102

Meeting Type

Annual

Ticker Symbol

STR

Meeting Date

02-Aug-2016

ISIN

US7483561020

Agenda

934451244 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1A

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1B

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1C

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1D

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1E

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1F

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1G

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1H

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

2

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

2,542,018

 

0

 

29-Jul-2016

 

03-Aug-2016

 

 



 

INTERVAL LEISURE GROUP INC

 

Security

46113M108

Meeting Type

Annual

Ticker Symbol

IILG

Meeting Date

03-Aug-2016

ISIN

US46113M1080

Agenda

934452501 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Election of Directors

 

Management

 

 

 

 

 

 

 

 

 

1

CRAIG M. NASH

 

 

 

For

 

For

 

For

 

 

 

2

DAVID FLOWERS

 

 

 

For

 

For

 

For

 

 

 

3

VICTORIA L. FREED

 

 

 

For

 

For

 

For

 

 

 

4

LIZANNE GALBREATH

 

 

 

For

 

For

 

For

 

 

 

5

CHAD HOLLINGSWORTH

 

 

 

For

 

For

 

For

 

 

 

6

LEWIS J. KORMAN

 

 

 

For

 

For

 

For

 

 

 

7

THOMAS J. KUHN

 

 

 

For

 

For

 

For

 

 

 

8

THOMAS J. MCINERNEY

 

 

 

For

 

For

 

For

 

 

 

9

THOMAS P. MURPHY, JR.

 

 

 

For

 

For

 

For

 

 

 

10

STEPHEN R. QUAZZO

 

 

 

For

 

For

 

For

 

 

 

11

SERGIO D. RIVERA

 

 

 

For

 

For

 

For

 

 

 

12

THOMAS O. RYDER

 

 

 

For

 

For

 

For

 

 

 

13

AVY H. STEIN

 

 

 

For

 

For

 

For

 

2.

 

Amend Stock Compensation Plan

 

Management

 

For

 

For

 

For

 

3.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

104

 

0

 

03-Aug-2016

 

 

 

 

ELECTRO RENT CORPORATION

 

Security

285218103

Meeting Type

Special

Ticker Symbol

ELRC

Meeting Date

05-Aug-2016

ISIN

US2852181039

Agenda

934459012 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

223,236

 

0

 

03-Aug-2016

 

08-Aug-2016

 

 



 

XURA, INC.

 

Security

98420V107

Meeting Type

Annual

Ticker Symbol

MESG

Meeting Date

16-Aug-2016

ISIN

US98420V1070

Agenda

934460851 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

2A.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2B.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2C.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2D.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2E.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2F.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2G.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

2H.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

3.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

4.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

886,783

 

0

 

11-Aug-2016

 

17-Aug-2016

 

 



 

TYCO INTERNATIONAL PLC

 

Security

G91442106

Meeting Type

Special

Ticker Symbol

TYC

Meeting Date

17-Aug-2016

ISIN

IE00BQRQXQ92

Agenda

934459327 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

2.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

3.

 

Approve Reorganization Plan

 

Management

 

For

 

For

 

For

4.

 

Increase Share Capital

 

Management

 

For

 

For

 

For

5.

 

Allot Securities

 

Management

 

For

 

For

 

For

6.

 

Approve Company Name Change

 

Management

 

For

 

For

 

For

7.

 

Increase Share Capital

 

Management

 

For

 

For

 

For

8.

 

Allot Securities

 

Management

 

For

 

For

 

For

9.

 

Eliminate Pre-Emptive Rights

 

Management

 

For

 

For

 

For

10.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

11.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

640,605

 

0

 

09-Aug-2016

 

16-Aug-2016

 

 



 

QLIK TECHNOLOGIES INC.

 

Security

74733T105

Meeting Type

Special

Ticker Symbol

QLIK

Meeting Date

17-Aug-2016

ISIN

US74733T1051

Agenda

934459668 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,911,742

 

0

 

12-Aug-2016

 

18-Aug-2016

 

 



 

LINKEDIN CORPORATION

 

Security

53578A108

Meeting Type

Special

Ticker Symbol

LNKD

Meeting Date

19-Aug-2016

ISIN

US53578A1088

Agenda

934464405 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

234,930

 

0

 

15-Aug-2016

 

22-Aug-2016

 

 



 

PARKWAY PROPERTIES, INC.

 

Security

70159Q104

Meeting Type

Special

Ticker Symbol

PKY

Meeting Date

23-Aug-2016

ISIN

US70159Q1040

Agenda

934464710 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

565,478

 

0

 

17-Aug-2016

 

24-Aug-2016

 

 



 

AVG TECHNOLOGIES NV

 

Security

N07831105

Meeting Type

Special

Ticker Symbol

AVG

Meeting Date

23-Aug-2016

ISIN

NL0010060661

Agenda

934467590 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

3.

 

Approve Director Liability Insurance

 

Management

 

For

 

For

 

For

4.1

 

Elect Supervisory Board Member

 

Management

 

For

 

For

 

For

4.2

 

Elect Supervisory Board Member

 

Management

 

For

 

For

 

For

4.3

 

Elect Supervisory Board Member

 

Management

 

For

 

For

 

For

5.

 

Approve Director Liability Insurance

 

Management

 

For

 

For

 

For

6.1

 

Election of Directors (Full Slate)

 

Management

 

For

 

For

 

For

6.2

 

Election of Directors (Full Slate)

 

Management

 

For

 

For

 

For

6.3

 

Election of Directors (Full Slate)

 

Management

 

For

 

For

 

For

7.1

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

7.2

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

8.1

 

Authorize Sale of Assets

 

Management

 

For

 

For

 

For

8.2

 

Approve Liquidation Plan

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,182,320

 

0

 

12-Aug-2016

 

24-Aug-2016

 

 



 

FEI COMPANY

 

Security

30241L109

Meeting Type

Special

Ticker Symbol

FEIC

Meeting Date

30-Aug-2016

ISIN

US30241L1098

Agenda

934465798 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

428,547

 

0

 

24-Aug-2016

 

31-Aug-2016

 

 



 

AXIALL CORPORATION

 

Security

05463D100

Meeting Type

Special

Ticker Symbol

AXLL

Meeting Date

30-Aug-2016

ISIN

US05463D1000

Agenda

934466372 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

664,483

 

0

 

24-Aug-2016

 

31-Aug-2016

 

 



 

POLYCOM, INC.

 

Security

73172K104

Meeting Type

Special

Ticker Symbol

PLCM

Meeting Date

02-Sep-2016

ISIN

US73172K1043

Agenda

934468009 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

3,443,830

 

0

 

29-Aug-2016

 

29-Aug-2016

 

 



 

POUNDLAND GROUP PLC, WILLENHALL

 

Security

G7198K105

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

07-Sep-2016

ISIN

GB00BJ34VB96

Agenda

707306040 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Management Proposal

 

Management

 

For

 

For

 

For

2

 

Management Proposal

 

Management

 

For

 

For

 

For

3

 

Management Proposal

 

Management

 

For

 

For

 

For

4

 

Management Proposal

 

Management

 

For

 

For

 

For

5

 

Management Proposal

 

Management

 

For

 

For

 

For

6

 

Management Proposal

 

Management

 

For

 

For

 

For

7

 

Management Proposal

 

Management

 

For

 

For

 

For

8

 

Management Proposal

 

Management

 

For

 

For

 

For

9

 

Management Proposal

 

Management

 

For

 

For

 

For

10

 

Management Proposal

 

Management

 

For

 

For

 

For

11

 

Management Proposal

 

Management

 

For

 

For

 

For

12

 

Management Proposal

 

Management

 

For

 

For

 

For

13

 

Management Proposal

 

Management

 

For

 

For

 

For

14

 

Management Proposal

 

Management

 

For

 

For

 

For

15

 

Management Proposal

 

Management

 

For

 

For

 

For

16

 

Management Proposal

 

Management

 

For

 

For

 

For

17

 

Management Proposal

 

Management

 

For

 

For

 

For

18

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

1,693,083

 

0

 

29-Aug-2016

 

06-Sep-2016

 

 



 

POUNDLAND GROUP PLC, WILLENHALL

 

Security

G7198K105

Meeting Type

Court Meeting

Ticker Symbol

 

Meeting Date

07-Sep-2016

ISIN

GB00BJ34VB96

Agenda

707320393 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT

 

Non-Voting

 

 

 

 

 

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable 

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

1,693,083

 

0

 

29-Aug-2016

 

06-Sep-2016

 

 



 

POUNDLAND GROUP PLC, WILLENHALL

 

Security

G7198K105

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

07-Sep-2016

ISIN

GB00BJ34VB96

Agenda

707320406 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable 

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

1,693,083

 

0

 

29-Aug-2016

 

06-Sep-2016

 

 



 

TIVO INC.

 

Security

888706108

Meeting Type

Special

Ticker Symbol

TIVO

Meeting Date

07-Sep-2016

ISIN

US8887061088

Agenda

934467514 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

4,136,206

 

0

 

01-Sep-2016

 

08-Sep-2016

 

 

ELIZABETH ARDEN, INC.

 

Security

28660G106

Meeting Type

Special

Ticker Symbol

RDEN

Meeting Date

07-Sep-2016

ISIN

US28660G1067

Agenda

934469316 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

667,282

 

0

 

02-Sep-2016

 

08-Sep-2016

 

 



 

PREMIER FARNELL PLC, LEEDS

 

Security

G33292106

Meeting Type

Court Meeting

Ticker Symbol

 

Meeting Date

12-Sep-2016

ISIN

GB0003318416

Agenda

707327753 - Management

 

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.

 

Non-Voting

 

 

 

 

 

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,753,478

 

0

 

01-Sep-2016

 

06-Sep-2016

 

 

PREMIER FARNELL PLC, LEEDS

 

Security

G33292106

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

12-Sep-2016

ISIN

GB0003318416

Agenda

707327765 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE

 

2,753,478

 

0

 

01-Sep-2016

 

06-Sep-2016

 

 

 

 

 

 

 

STREET BANK

 

 

 

 

 

 

 

 

 

 



 

IMPRIVATA, INC.

 

Security

45323J103

Meeting Type

Special

Ticker Symbol

IMPR

Meeting Date

14-Sep-2016

ISIN

US45323J1034

Agenda

934470434 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Reorganization Plan

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,113,898

 

0

 

08-Sep-2016

 

15-Sep-2016

 

 

INTEROIL CORPORATION

 

Security

460951106

Meeting Type

Special

Ticker Symbol

IOC

Meeting Date

21-Sep-2016

ISIN

CA4609511064

Agenda

934473656 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

��

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

233,630

 

0

 

13-Sep-2016

 

22-Sep-2016

 

 



 

WESTAR ENERGY, INC.

 

Security

95709T100

Meeting Type

Special

Ticker Symbol

WR

Meeting Date

26-Sep-2016

ISIN

US95709T1007

Agenda

934475117 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

01

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

02

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

03

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

600,560

 

0

 

20-Sep-2016

 

27-Sep-2016

 

 

SABMILLER PLC, WOKING SURREY

 

Security

G77395104

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

28-Sep-2016

ISIN

GB0004835483

Agenda

707342654 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE

 

962,640

 

0

 

19-Sep-2016

 

22-Sep-2016

 

 

 

 

 

 

 

STREET BANK

 

 

 

 

 

 

 

 

 

 



 

SABMILLER PLC, WOKING SURREY

 

Security

G77395104

Meeting Type

Court Meeting

Ticker Symbol

 

Meeting Date

28-Sep-2016

ISIN

GB0004835483

Agenda

707343808 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1

 

Management Proposal

 

Management

 

For

 

For

 

For

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT

 

Non-Voting

 

 

 

 

 

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE

 

962,640

 

0

 

19-Sep-2016

 

22-Sep-2016

 

 

 

 

 

 

 

STREET BANK

 

 

 

 

 

 

 

 

 

 

THE WHITEWAVE FOODS COMPANY

 

Security

966244105

Meeting Type

Special

Ticker Symbol

WWAV

Meeting Date

04-Oct-2016

ISIN

US9662441057

Agenda

934476640 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

743,058

 

0

 

28-Sep-2016

 

05-Oct-2016

 

 



 

QHR CORPORATION

 

Security

74735T103

Meeting Type

Special

Ticker Symbol

QHRTF

Meeting Date

05-Oct-2016

ISIN

CA74735T1030

Agenda

934480194 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1SSTA 01 OM

 

ARBITRAGE FUND

 

WIX1SSTA 01 OM

 

STATE STREET TRUST

 

1,007,100

 

0

 

27-Sep-2016

 

06-Oct-2016

 

 

TALEN ENERGY CORPORATION

 

Security

87422J105

Meeting Type

Special

Ticker Symbol

TLN

Meeting Date

06-Oct-2016

ISIN

US87422J1051

Agenda

934478606 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

543,380

 

0

 

30-Sep-2016

 

07-Oct-2016

 

 

SILICON GRAPHICS INTERNATIONAL CORP

 

Security

82706L108

Meeting Type

Special

Ticker Symbol

SGI

Meeting Date

11-Oct-2016

ISIN

US82706L1089

Agenda

934481083 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

899,461

 

0

 

06-Oct-2016

 

12-Oct-2016

 

 



 

FLEETMATICS GROUP PLC

 

Security

G35569205

Meeting Type

Special

Ticker Symbol

 

Meeting Date

12-Oct-2016

ISIN

 

Agenda

934481235 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Amalgamation Plan

 

Management

 

For

 

For

 

For

2.

 

Amalgamation Plan

 

Management

 

For

 

For

 

For

3.

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

4.

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

5.

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

6.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

7.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

473,225

 

0

 

06-Oct-2016

 

13-Oct-2016

 

 

FLEETMATICS GROUP PLC

 

Security

G35569105

Meeting Type

Special

Ticker Symbol

FLTX

Meeting Date

12-Oct-2016

ISIN

IE00B4XKTT64

Agenda

934481247 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

1.

 

Amalgamation Plan

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

473,225

 

0

 

06-Oct-2016

 

13-Oct-2016

 

 



 

CYNAPSUS THERAPEUTICS INC.

 

Security

23257Y859

Meeting Type

Special

Ticker Symbol

CYNA

Meeting Date

13-Oct-2016

ISIN

CA23257Y8595

Agenda

934482934 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

111,395

 

0

 

30-Sep-2016

 

14-Oct-2016

 

 

JOY GLOBAL INC.

 

Security

481165108

Meeting Type

Special

Ticker Symbol

JOY

Meeting Date

19-Oct-2016

ISIN

US4811651086

Agenda

934478581 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A ExtraordinaryTransaction Executive Compensation

 

Management

 

For

 

For

 

For

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

255,200

 

0

 

13-Oct-2016

 

20-Oct-2016

 



 

PRESS GANEY HOLDINGS, INC.

 

Security

74113L102

Meeting Type

Special

Ticker Symbol

PGND

Meeting Date

19-Oct-2016

ISIN

US74113L1026

Agenda

934484192 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

390,459

 

0

 

13-Oct-2016

 

20-Oct-2016

 

BRADKEN LTD

 

Security

Q17369101

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

26-Oct-2016

ISIN

AU000000BKN3

Agenda

707413299 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

CMMT

 

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANYANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION

 

Non-Voting

 

 

 

 

 

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

3

 

Management Proposal

 

Management

 

For

 

For

 

For

4

 

Management Proposal

 

Management

 

For

 

For

 

For

CMMT

 

IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION

 

Non-Voting

 

 

 

 

 

 

5

 

Shareholder Proposal

 

Shareholder

 

Against

 

Against

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

325,000

 

0

 

17-Oct-2016

 

20-Oct-2016

 



 

ST. JUDE MEDICAL, INC.

 

Security

790849103

Meeting Type

Annual

Ticker Symbol

STJ

Meeting Date

26-Oct-2016

ISIN

US7908491035

Agenda

934486110 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3A.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

3B.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

3C.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

4.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

5.

 

Approve Stock Compensation Plan

 

Management

 

For

 

For

 

For

6.

 

Declassify Board

 

Management

 

For

 

For

 

For

7.

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

8.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

9.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

10.

 

S/H Proposal - Corporate Governance

 

Shareholder

 

Against

 

Against

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

807,019

 

0

 

25-Oct-2016

 

27-Oct-2016

 



 

SAI GLOBAL LTD, SYDNEY

 

Security

Q8227J100

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

27-Oct-2016

ISIN

AU000000SAI8

Agenda

707413352 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

CMMT

 

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION

 

Non-Voting

 

 

 

 

 

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

2

 

Management Proposal

 

Management

 

For

 

For

 

For

3

 

Management Proposal

 

Management

 

For

 

For

 

For

4

 

Management Proposal

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

WIX1

 

WIX1

 

 

 

STATE

STREET BANK

 

748,586

 

0

 

20-Oct-2016

 

21-Oct-2016

 



 

RACKSPACE HOSTING, INC.

 

Security

750086100

Meeting Type

Special

Ticker Symbol

RAX

Meeting Date

02-Nov-2016

ISIN

US7500861007

Agenda

934488114 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

4.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

618,300

 

0

 

31-Oct-2016

 

03-Nov-2016

 

CEPHEID

 

Security

15670R107

Meeting Type

Special

Ticker Symbol

CPHD

Meeting Date

04-Nov-2016

ISIN

US15670R1077

Agenda

934488835 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1

 

Approve Reorganization Plan

 

Management

 

For

 

For

 

For

2

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

3

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

913,974

 

0

 

31-Oct-2016

 

07-Nov-2016

 

APIGEE CORPORATION

 

Security

03765N108

Meeting Type

Special

Ticker Symbol

APIC

Meeting Date

08-Nov-2016

ISIN

US03765N1081

Agenda

934490640 - Management

 

Item

 

Proposal

 

Proposed 
by

 

Vote

 

Management 
Recommendation

 

For/Against 
Management

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

480,081

 

0

 

07-Nov-2016

 

09-Nov-2016

 



 

EVERBANK FINANCIAL CORP

 

Security

29977G102

Meeting Type

Special

Ticker Symbol

EVER

Meeting Date

09-Nov-2016

ISIN

US29977G1022

Agenda

934488037 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

980,000

 

0

 

08-Nov-2016

 

10-Nov-2016

 

 

INTERACTIVE INTELLIGENCE GROUP, INC.

 

Security

45841V109

Meeting Type

Special

Ticker Symbol

ININ

Meeting Date

09-Nov-2016

ISIN

US45841V1098

Agenda

934488859 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

137,786

 

0

 

08-Nov-2016

 

10-Nov-2016

 

 



 

POST PROPERTIES, INC.

 

Security

737464107

Meeting Type

Special

Ticker Symbol

PPS

Meeting Date

10-Nov-2016

ISIN

US7374641071

Agenda

934488138 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1)

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2)

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3)

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

64,802

 

0

 

08-Nov-2016

 

11-Nov-2016

 

 

G&K SERVICES, INC.

 

Security

361268105

Meeting Type

Annual

Ticker Symbol

GK

Meeting Date

15-Nov-2016

ISIN

US3612681052

Agenda

934487592 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

4A.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

4B.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

4C.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

5.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

6.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

85,621

 

0

 

09-Nov-2016

 

16-Nov-2016

 

 



 

CST BRANDS, INC.

 

Security

12646R105

Meeting Type

Special

Ticker Symbol

CST

Meeting Date

16-Nov-2016

ISIN

US12646R1059

Agenda

934490513 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

858,482

 

0

 

10-Nov-2016

 

17-Nov-2016

 

 

ENVISION HEALTHCARE HOLDINGS, INC.

 

Security

29413U103

Meeting Type

Special

Ticker Symbol

EVHC

Meeting Date

28-Nov-2016

ISIN

US29413U1034

Agenda

934493545 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

443,281

 

0

 

21-Nov-2016

 

29-Nov-2016

 

 



 

DTS, INC.

 

Security

23335C101

Meeting Type

Special

Ticker Symbol

DTSI

Meeting Date

01-Dec-2016

ISIN

US23335C1018

Agenda

934494814 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

105,800

 

0

 

25-Nov-2016

 

02-Dec-2016

 

 

DIRECTCASH PAYMENTS INC.

 

Security

25456A103

Meeting Type

Special

Ticker Symbol

DCTFF

Meeting Date

02-Dec-2016

ISIN

CA25456A1030

Agenda

934496577 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1SSTA 01 OM

 

ARBITRAGE FUND

 

WIX1SSTA 01 OM

 

STATE STREET TRUST

 

615,000

 

0

 

22-Nov-2016

 

05-Dec-2016

 

 



 

SAI GLOBAL LTD, SYDNEY

 

Security

Q8227J100

Meeting Type

Scheme Meeting

Ticker Symbol

 

Meeting Date

05-Dec-2016

ISIN

AU000000SAI8

Agenda

707561925 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

CMMT

 

PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND COURT HEARING ON 09 DEC 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

1,098,586

 

0

 

28-Nov-2016

 

01-Dec-2016

 

 

SVG CAPITAL PLC

 

Security

G8600D101

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

05-Dec-2016

ISIN

GB0007892358

Agenda

707605638 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

3,567,293

 

0

 

22-Nov-2016

 

29-Nov-2016

 

 



 

TRANSOCEAN PARTNERS LLC

 

Security

Y8977Y100

Meeting Type

Special

Ticker Symbol

RIGP

Meeting Date

06-Dec-2016

ISIN

MHY8977Y1005

Agenda

934488847 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

938,979

 

0

 

08-Nov-2016

 

07-Dec-2016

 

 

STARZ

 

Security

85571Q102

Meeting Type

Special

Ticker Symbol

STRZA

Meeting Date

07-Dec-2016

ISIN

US85571Q1022

Agenda

934501188 - Management

 

 

 

 

 

Proposed

 

 

 

Management

 

For/Against

 

Item

 

Proposal

 

by

 

Vote

 

Recommendation

 

Management

 

1.

 

Approve Merger Agreement

 

Management

 

Against

 

For

 

Against

 

2.

 

14A Executive Compensation

 

Management

 

Against

 

For

 

Against

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

Against

 

For

 

Against

 

 

Account

 

 

 

 

 

 

 

 

 

Unavailable

 

 

 

Date

 

Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Shares

 

Vote Date

 

Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,225,152

 

0

 

02-Dec-2016

 

08-Dec-2016

 

 



 

INTERSIL CORPORATION

 

Security

46069S109

Meeting Type

Special

Ticker Symbol

ISIL

Meeting Date

08-Dec-2016

ISIN

US46069S1096

Agenda

934496488 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

245,800

 

0

 

02-Dec-2016

 

09-Dec-2016

 

 

PRIVATEBANCORP, INC.

 

Security

742962103

Meeting Type

Special

Ticker Symbol

PVTB

Meeting Date

08-Dec-2016

ISIN

US7429621037

Agenda

934498216 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

890,654

 

0

 

05-Dec-2016

 

09-Dec-2016

 

 



 

YADKIN FINANCIAL CORPORATION

 

Security

984305102

Meeting Type

Special

Ticker Symbol

YDKN

Meeting Date

09-Dec-2016

ISIN

US9843051023

Agenda

934493557 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

68,754

 

0

 

07-Dec-2016

 

12-Dec-2016

 

 

F.N.B. CORPORATION

 

Security

302520101

Meeting Type

Special

Ticker Symbol

FNB

Meeting Date

09-Dec-2016

ISIN

US3025201019

Agenda

934495296 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

141,983

 

0

 

07-Dec-2016

 

12-Dec-2016

 

 

CABELA’S INCORPORATED

 

Security

126804301

Meeting Type

Annual

Ticker Symbol

CAB

Meeting Date

13-Dec-2016

ISIN

US1268043015

Agenda

934504300 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1A.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1B.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1C.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1D.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1E.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1F.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1G.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1H.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1I.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1J.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

2.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

652,161

 

0

 

12-Dec-2016

 

14-Dec-2016

 

 



 

ASTORIA FINANCIAL CORPORATION

 

Security

046265104

Meeting Type

Annual

Ticker Symbol

AF

Meeting Date

21-Dec-2016

ISIN

US0462651045

Agenda

934497240 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Election of Directors

 

Management

 

 

 

 

 

 

 

 

 

1 JOHN R. CHRIN*

 

 

 

For

 

For

 

For

 

 

 

2 JOHN J. CORRADO*

 

 

 

For

 

For

 

For

 

 

 

3 ROBERT GIAMBRONE#

 

 

 

For

 

For

 

For

 

 

 

4 BRIAN M. LEENEY*

 

 

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

837,665

 

0

 

15-Dec-2016

 

22-Dec-2016

 

 



 

GAS NATURAL INC.

 

Security

367204104

Meeting Type

Special

Ticker Symbol

EGAS

Meeting Date

28-Dec-2016

ISIN

US3672041049

Agenda

934510276 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

350,762

 

0

 

21-Dec-2016

 

29-Dec-2016

 

 

DATALINK CORPORATION

 

Security

237934104

Meeting Type

Special

Ticker Symbol

DTLK

Meeting Date

05-Jan-2017

ISIN

US2379341041

Agenda

934511379 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

342,183

 

0

 

30-Dec-2016

 

06-Jan-2017

 

 



 

TEAM HEALTH HOLDINGS, INC.

 

Security

87817A107

Meeting Type

Special

Ticker Symbol

TMH

Meeting Date

11-Jan-2017

ISIN

US87817A1079

Agenda

934514818 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

858,668

 

0

 

05-Jan-2017

 

12-Jan-2017

 

 

INTELIQUENT, INC.

 

Security

45825N107

Meeting Type

Special

Ticker Symbol

IQNT

Meeting Date

17-Jan-2017

ISIN

US45825N1072

Agenda

934515454 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

76,998

 

0

 

10-Jan-2017

 

18-Jan-2017

 

 



 

AEP INDUSTRIES INC.

 

Security

001031103

Meeting Type

Special

Ticker Symbol

AEPI

Meeting Date

18-Jan-2017

ISIN

US0010311035

Agenda

934515959 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

4.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

58,077

 

0

 

12-Jan-2017

 

19-Jan-2017

 

 

LIFELOCK, INC.

 

Security

53224V100

Meeting Type

Special

Ticker Symbol

LOCK

Meeting Date

26-Jan-2017

ISIN

US53224V1008

Agenda

934518056 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

3.

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

438,778

 

0

 

20-Jan-2017

 

27-Jan-2017

 

 



 

BROCADE COMMUNICATIONS SYSTEMS, INC.

 

Security

111621306

Meeting Type

Special

Ticker Symbol

BRCD

Meeting Date

26-Jan-2017

ISIN

US1116213067

Agenda

934518082 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

945,530

 

0

 

20-Jan-2017

 

27-Jan-2017

 

 

ENDURANCE SPECIALTY HOLDINGS LTD.

 

Security

G30397106

Meeting Type

Special

Ticker Symbol

ENH

Meeting Date

27-Jan-2017

ISIN

BMG303971060

Agenda

934519565 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

552,143

 

0

 

23-Jan-2017

 

30-Jan-2017

 

 



 

NXP SEMICONDUCTORS NV.

 

Security

N6596X109

Meeting Type

Special

Ticker Symbol

NXPI

Meeting Date

27-Jan-2017

ISIN

NL0009538784

Agenda

934520897 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

3.A

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

3.B

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

3.C

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

3.D

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

3.E

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

4.

 

Classify/Stagger Board of Directors

 

Management

 

For

 

For

 

For

 

5.A

 

Authorize Sale of Assets

 

Management

 

For

 

For

 

For

 

5.B

 

Approve Liquidation Plan

 

Management

 

For

 

For

 

For

 

6.A

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

 

6.B

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

354,824

 

0

 

18-Jan-2017

 

30-Jan-2017

 

 

PUNCH TAVERNS PLC, BURTON UPON TRENT

 

Security

G73003124

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

01-Feb-2017

ISIN

GB00BPXRVT80

Agenda

707645567 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

3

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4

 

Management Proposal

 

Management

 

For

 

For

 

For

 

5

 

Management Proposal

 

Management

 

For

 

For

 

For

 

6

 

Management Proposal

 

Management

 

For

 

For

 

For

 

7

 

Management Proposal

 

Management

 

For

 

For

 

For

 

8

 

Management Proposal

 

Management

 

For

 

For

 

For

 

9

 

Management Proposal

 

Management

 

For

 

For

 

For

 

10

 

Management Proposal

 

Management

 

For

 

For

 

For

 

11

 

Management Proposal

 

Management

 

For

 

For

 

For

 

12

 

Management Proposal

 

Management

 

For

 

For

 

For

 

13

 

Management Proposal

 

Management

 

For

 

For

 

For

 

14

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

500,000

 

0

 

26-Jan-2017

 

26-Jan-2017

 

 



 

CHEMTURA CORPORATION

 

Security

163893209

Meeting Type

Special

Ticker Symbol

CHMT

Meeting Date

01-Feb-2017

ISIN

US1638932095

Agenda

934519147 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,050,279

 

0

 

26-Jan-2017

 

02-Feb-2017

 

 

BLUE NILE, INC.

 

Security

09578R103

Meeting Type

Special

Ticker Symbol

NILE

Meeting Date

02-Feb-2017

ISIN

US09578R1032

Agenda

934518688 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

273,365

 

0

 

01-Feb-2017

 

03-Feb-2017

 

 

MENTOR GRAPHICS CORPORATION

 

Security

587200106

Meeting Type

Special

Ticker Symbol

MENT

Meeting Date

02-Feb-2017

ISIN

US5872001061

Agenda

934520568 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

510,930

 

0

 

01-Feb-2017

 

03-Feb-2017

 

 



 

HEADWATERS INCORPORATED

 

Security

42210P102

Meeting Type

Special

Ticker Symbol

HW

Meeting Date

03-Feb-2017

ISIN

US42210P1021

Agenda

934519616 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

707,383

 

0

 

30-Jan-2017

 

06-Feb-2017

 

 

CANEXUS CORPORATION

 

Security

13751W103

Meeting Type

Special

Ticker Symbol

CXUSF

Meeting Date

08-Feb-2017

ISIN

CA13751W1032

Agenda

934522233 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1SSTA 01 OM

 

ARBITRAGE FUND

 

WIX1SSTA 01 OM

 

STATE STREET TRUST

 

5,000,000

 

0

 

31-Jan-2017

 

09-Feb-2017

 

 



 

SVG CAPITAL PLC

 

Security

G8600D101

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

09-Feb-2017

ISIN

GB0007892358

Agenda

707711087 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,352,061

 

0

 

03-Feb-2017

 

03-Feb-2017

 

 

PUNCH TAVERNS PLC, BURTON UPON TRENT

 

Security

G73003124

Meeting Type

Court Meeting

Ticker Symbol

 

Meeting Date

10-Feb-2017

ISIN

GB00BPXRVT80

Agenda

707694039 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT

 

Non-Voting

 

 

 

 

 

 

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

500,000

 

0

 

03-Feb-2017

 

06-Feb-2017

 

 



 

PUNCH TAVERNS PLC, BURTON UPON TRENT

 

Security

G73003124

Meeting Type

Ordinary General Meeting

Ticker Symbol

 

Meeting Date

10-Feb-2017

ISIN

GB00BPXRVT80

Agenda

707694041 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

500,000

 

0

 

03-Feb-2017

 

06-Feb-2017

 

 

WCI COMMUNITIES, INC.

 

Security

92923C807

Meeting Type

Special

Ticker Symbol

WCIC

Meeting Date

10-Feb-2017

ISIN

US92923C8073

Agenda

934522625 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

567,092

 

0

 

06-Feb-2017

 

13-Feb-2017

 

 



 

INTEROIL CORPORATION

 

Security

460951106

Meeting Type

Special

Ticker Symbol

IOC

Meeting Date

14-Feb-2017

ISIN

CA4609511064

Agenda

934522726 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

711,996

 

0

 

06-Feb-2017

 

15-Feb-2017

 

 

TIME WARNER INC.

 

Security

887317303

Meeting Type

Special

Ticker Symbol

TWX

Meeting Date

15-Feb-2017

ISIN

US8873173038

Agenda

934521560 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

320,174

 

0

 

09-Feb-2017

 

16-Feb-2017

 

 



 

COLUMBIA PIPELINE PARTNERS LP

 

Security

198281107

Meeting Type

Special

Ticker Symbol

CPPL

Meeting Date

16-Feb-2017

ISIN

US1982811077

Agenda

934520924 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,124,788

 

0

 

15-Feb-2017

 

17-Feb-2017

 

 



 

UNIVERSAL AMERICAN CORP

 

Security

91338E101

Meeting Type

Special

Ticker Symbol

UAM

Meeting Date

16-Feb-2017

ISIN

US91338E1010

Agenda

934523641 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

957,188

 

0

 

13-Feb-2017

 

17-Feb-2017

 

 

VASCULAR SOLUTIONS, INC.

 

Security

92231M109

Meeting Type

Special

Ticker Symbol

VASC

Meeting Date

16-Feb-2017

ISIN

US92231M1099

Agenda

934524201 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Extraordinary Transaction Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Annual Meeting Date/Time Change

 

Management

 

For

 

For

 

For

 

 

Account Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

269,654

 

0

 

13-Feb-2017

 

17-Feb-2017

 

 



 

HARMAN INTERNATIONAL INDUSTRIES, INC.

 

Security

413086109

Meeting Type

Special

Ticker Symbol

HAR

Meeting Date

17-Feb-2017

ISIN

US4130861093

Agenda

934524667 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

389,647

 

0

 

14-Feb-2017

 

14-Feb-2017

 

 

 

 

CLARCOR INC.

 

Security

179895107

Meeting Type

Special

Ticker Symbol

CLC

Meeting Date

23-Feb-2017

ISIN

US1798951075

Agenda

934525099 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

223,545

 

0

 

17-Feb-2017

 

24-Feb-2017

 

 

LIONBRIDGE TECHNOLOGIES, INC.

 

Security

536252109

Meeting Type

Special

Ticker Symbol

LIOX

Meeting Date

28-Feb-2017

ISIN

US5362521099

Agenda

934528211 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

385,641

 

0

 

23-Feb-2017

 

01-Mar-2017

 

 



 

NEUSTAR, INC.

 

Security

64126X201

Meeting Type

Special

Ticker Symbol

NSR

Meeting Date

14-Mar-2017

ISIN

US64126X2018

Agenda

934529136 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

739,161

 

0

 

10-Mar-2017

 

15-Mar-2017

 

 

LEVEL 3 COMMUNICATIONS, INC.

 

Security

52729N308

Meeting Type

Special

Ticker Symbol

LVLT

Meeting Date

16-Mar-2017

ISIN

US52729N3089

Agenda

934530999 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

138,903

 

0

 

14-Mar-2017

 

17-Mar-2017

 

 



 

ALLIED WORLD ASSURANCE COMPANY HLDGS, AG

 

Security

H01531104

Meeting Type

Special

Ticker Symbol

AWH

Meeting Date

22-Mar-2017

ISIN

CH0121032772

Agenda

934534214 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Charter Amendment

 

Management

 

For

 

For

 

For

 

2.

 

Dividends

 

Management

 

For

 

For

 

For

 

3.

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

1,677,299

 

0

 

16-Mar-2017

 

23-Mar-2017

 

 

THE VALSPAR CORPORATION

 

Security

920355104

Meeting Type

Annual

Ticker Symbol

VAL

Meeting Date

24-Mar-2017

ISIN

US9203551042

Agenda

934532727 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1A.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1B.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1C.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

1D.

 

Election of Directors (Majority Voting)

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

14A Executive Compensation Vote Frequency

 

Management

 

1 Year

 

1 Year

 

For

 

4.

 

Ratify Appointment of Independent Auditors

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

433,406

 

0

 

20-Mar-2017

 

27-Mar-2017

 

 



 

HERITAGE OAKS BANCORP

 

Security

42724R107

Meeting Type

Special

Ticker Symbol

HEOP

Meeting Date

27-Mar-2017

ISIN

US42724R1077

Agenda

934535393 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

696,335

 

0

 

21-Mar-2017

 

28-Mar-2017

 

 

MILESTONE APARTMENTS REIT

 

Security

59934P101

Meeting Type

Special

Ticker Symbol

MSTUF

Meeting Date

28-Mar-2017

ISIN

CA59934P1018

Agenda

934528956 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

01

 

Miscellaneous Corporate Actions

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

WIX1SSTA 01 OM

 

ARBITRAGE FUND

 

WIX1SSTA 01 OM

 

STATE STREET TRUST

 

1,079,742

 

0

 

22-Mar-2017

 

29-Mar-2017

 

 



 

VCA INC.

 

Security

918194101

Meeting Type

Special

Ticker Symbol

WOOF

Meeting Date

28-Mar-2017

ISIN

US9181941017

Agenda

934532145 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

465,618

 

0

 

22-Mar-2017

 

29-Mar-2017

 

 

DELTA LLOYD N.V., AMSTERDAM

 

Security

N25633103

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

 

Meeting Date

29-Mar-2017

ISIN

NL0009294552

Agenda

707732118 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

OPENING

 

Non-Voting

 

 

 

 

 

 

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

3

 

CLOSE OF THE MEETING

 

Non-Voting

 

 

 

 

 

 

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,678,599

 

0

 

16-Mar-2017

 

17-Mar-2017

 

 



 

DELTA LLOYD N.V., AMSTERDAM

 

Security

N25633103

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

 

Meeting Date

29-Mar-2017

ISIN

NL0009294552

Agenda

707732120 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1

 

OPENING AND ANNOUNCEMENTS

 

Non-Voting

 

 

 

 

 

 

 

2

 

EXPLANATION OF THE RECOMMENDED PUBLIC OFFER THAT HAS BEEN MADE BY OR ON-BEHALF OF NN GROUP

 

Non-Voting

 

 

 

 

 

 

 

3.A

 

Management Proposal

 

Management

 

For

 

For

 

For

 

3.B

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.A

 

ANNOUNCEMENT OF THE VACANCIES TO BE FILLED

 

Non-Voting

 

 

 

 

 

 

 

4.B

 

OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF NEW MEMBERS OF THE-SUPERVISORY BOARD

 

Non-Voting

 

 

 

 

 

 

 

4.C

 

NOTICE OF THE SUPERVISORY BOARD’S NOMINATIONS FOR THE VACANCIES TO BE FILLED

 

Non-Voting

 

 

 

 

 

 

 

4.D

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.E

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.F

 

Management Proposal

 

Management

 

For

 

For

 

For

 

5

 

NOTICE OF CONDITIONAL COMPOSITION OF THE EXECUTIVE BOARD AS PER THE-SETTLEMENT DATE

 

Non-Voting

 

 

 

 

 

 

 

6.A

 

Management Proposal

 

Management

 

For

 

For

 

For

 

6.B

 

Management Proposal

 

Management

 

For

 

For

 

For

 

7

 

EXPLANATION OF THE CONDITIONAL LEGAL MERGER

 

Non-Voting

 

 

 

 

 

 

 

8

 

ANY OTHER BUSINESS AND CLOSE OF THE MEETING

 

Non-Voting

 

 

 

 

 

 

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

2,678,599

 

0

 

16-Mar-2017

 

17-Mar-2017

 

 



 

CEB INC.

 

Security

125134106

Meeting Type

Special

Ticker Symbol

CEB

Meeting Date

04-Apr-2017

ISIN

US1251341061

Agenda

934540332 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

1.

 

Approve Merger Agreement

 

Management

 

For

 

For

 

For

 

2.

 

14A Executive Compensation

 

Management

 

For

 

For

 

For

 

3.

 

Approve Motion to Adjourn Meeting

 

Management

 

For

 

For

 

For

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable Shares

 

Vote Date

 

Date
Confirmed

 

997WIX1

 

ARBITRAGE FUND

 

997WIX1

 

STATE STREET BANK & TRUST CO

 

173,737

 

0

 

29-Mar-2017

 

05-Apr-2017

 

 



 

PKC GROUP OYJ, HELSINKI

 

Security

X6565R108

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

05-Apr-2017

ISIN

FI0009006381

Agenda

707825127 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

CMMT

 

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

 

Non-Voting

 

 

 

 

 

 

 

CMMT

 

A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED.

 

Non-Voting

 

 

 

 

 

 

 

1

 

OPENING OF THE MEETING

 

Non-Voting

 

 

 

 

 

 

 

2

 

CALLING THE MEETING TO ORDER

 

Non-Voting

 

 

 

 

 

 

 

3

 

ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES

 

Non-Voting

 

 

 

 

 

 

 

4

 

RECORDING THE LEGALITY OF THE MEETING

 

Non-Voting

 

 

 

 

 

 

 

5

 

RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES

 

Non-Voting

 

 

 

 

 

 

 

6

 

REVIEW BY THE CHAIRMAN OF THE BOARD OF DIRECTORS

 

Non-Voting

 

 

 

 

 

 

 

7

 

PRESENTATION OF THE FINANCIAL STATEMENTS, THE REPORT OF THE BOARD OF-DIRECTORS AND THE AUDITOR’S REPORT FOR THE YEAR 2016

 

Non-Voting

 

 

 

 

 

 

 

8

 

Management Proposal

 

Management

 

For

 

For

 

For

 

9

 

Management Proposal

 

Management

 

For

 

For

 

For

 

10

 

Management Proposal

 

Management

 

For

 

For

 

For

 

11

 

Management Proposal

 

Management

 

For

 

For

 

For

 

12

 

Management Proposal

 

Management

 

For

 

For

 

For

 

13

 

Management Proposal

 

Management

 

For

 

For

 

For

 

14

 

Management Proposal

 

Management

 

For

 

For

 

For

 

15

 

CLOSING OF THE MEETING

 

Non-Voting

 

 

 

 

 

 

 

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date
Confirmed

 

WIX1

 

WIX1

 

 

 

STATE STREET BANK

 

324,000

 

0

 

23-Mar-2017

 

28-Mar-2017

 

 



 

ACTELION LTD

 

Security

H0032X176

Meeting Type

Annual General Meeting

Ticker Symbol

 

Meeting Date

05-Apr-2017

ISIN

CH0355794022

Agenda

707844115 - Management

 

Item

 

Proposal

 

Proposed
by

 

Vote

 

Management
Recommendation

 

For/Against
Management

 

CMMT

 

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

1.1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

1.2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

3

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.1

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.2

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.3

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.4

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.5

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.6

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.7

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.8

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.1.9

 

Management Proposal

 

Management

 

For

 

For

 

For

 

4.110

 

Management Proposal

 

Management

 

For

 

For