UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09815
THE ARBITRAGE FUNDS
(exact name of registrant as specified in charter)
41 Madison Avenue, 42nd Floor, New York, NY 10010
(Address of principal executive offices) (Zip code)
John S. Orrico
Water Island Capital, LLC
41 Madison Avenue
42nd Floor
New York, NY 10010
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212-259-2655
Date of fiscal year end: May 31
Date of reporting period: July 1, 2013 - June 30, 2014
Item 1 – Proxy Voting Record.
THE ARBITRAGE FUND
Investment Company Report
CERMAQ ASA | ||||||
Security | R1536Z104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jul-2013 | ||||
ISIN | NO0010003882 | Agenda | 704623669 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
1 | Opening of the meeting and registration of shareholders attending | Management | ||||||
2 | Election of a person to chair the meeting | Management | ||||||
3 | Election of one person to sign the minutes together with the chairman of the meeting | Management | ||||||
4 | Approval of the notice convening the meeting and the proposed agenda | Management | ||||||
5 | Authorisation to sell business area | Management |
D.E. MASTER BLENDERS 1753 N.V., UTRECHT | ||||||
Security | N2563N109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Jul-2013 | ||||
ISIN | NL0010157558 | Agenda | 704624279 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Opening of the general meeting | Non-Voting | ||||||
2 | Explanation of the recommended public offer by Oak Leaf B.V. (the offeror), a-company ultimately controlled by a Joh. A. Benckiser Led Investor Group, for-all issued and outstanding ordinary shares in the capital. of D.E Master-Blenders 1753 N. V. (the offer ) | Non-Voting |
3 | Conditional amendment of the articles of association as per the settlement date, being the date that the transfer of the shares pursuant to the offer takes place against payment of the offer price for the shares (the settlement date) | Management | For | For | ||||
4.a | It is proposed to appoint B. Becht as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.b | It is proposed to appoint P. Harf as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.c | It is proposed to (re)appoint O. Goudet as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.d | It is proposed to appoint A. Van Damme as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV will be declared final and unconditional | Management | For | For | ||||
4.e | It is proposed to appoint B. Trott as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.f | It is proposed to appoint A. Santo Domingo as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.g | It is proposed to appoint M. Cup as executive member of the board under condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
5.a | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr J. Bennink in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.b | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr N.R. Sorensen-Valdez in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.c | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs M.M.M. Corrales in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.d | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs G.J.M. Picaud in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For |
5.e | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs S.E. Taylor in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
6.a | Conditional granting of full and final discharge from liability for Mr A. Illy, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | ||||
6.b | Conditional granting of full and final discharge from liability for Mr R. Zwartendijk, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | ||||
7.a | Granting of full and final discharge from liability for Mr C.J.A. Van Lede in connection with his functioning as non-executive director until the date of his resignation, being February 27, 2013 | Management | For | For | ||||
7.b | Granting of full and final discharge from liability for Mr M.J. Herkemij in connection with his functioning as executive director until the date of his resignation, being December 31, 2012 | Management | For | For | ||||
8 | Conditional triangular legal merger with Oak Sub B.V. (as acquiring company) and new Oak B.V. (as group company of the acquiring company) in accordance with the merger proposals as drawn up by the boards of directors of the merging companies, subject to the conditions that (i) the offer is declared unconditional, (ii) the acceptance level immediately after the post-closing acceptance period is at least 80 percent but less than 95 percent of all shares in the share capital of the company on a fully diluted basis and (iii) the offeror resolves to pursue the post-closing merger and liquidation | Management | For | For | ||||
9 | Any other business | Non-Voting | ||||||
10 | Closing of the general meeting | Non-Voting |
GEMINA SPA, MILANO | ||||||
Security | T4890T159 | Meeting Type | MIX | |||
Ticker Symbol | Meeting Date | 08-Aug-2013 | ||||
ISIN | IT0001480323 | Agenda | 704637226 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_174298.PDF | Non-Voting | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09 AUG 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||
A.1 | Appointment of one director, related and consequent resolutions | Management | For | For | ||||
E.1 | Merger by incorporation of Gemina SPA into Atlantia SPA approval of an integrative provision of the merger plan relating to the issuance, by Atlantia SPA, of a financial instrument consisting | Management | For | For |
of a conditioned allocation right to be attributed, on the date of effectiveness of the merger, to holders of Gemina SPA ordinary and saving shares | ||||||||
E.2 | Only in the hypothesis of lack of approval of the integrative provision mentioned in item 1 above, revocation of the deliberation of approval of the merger plan deliberation by the extraordinary shareholders meeting of Gemina SPA on 30 April 2013 | Management | For | For |
COPEINCA ASA | ||||||
Security | R15888119 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 02-Sep-2013 | ||||
ISIN | NO0010352412 | Agenda | 704696965 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
1 | Election of a person to chair the Extraordinary General Meeting | Management | For | For | ||||
2 | Approval of the Notice and Agenda of the Extraordinary General Meeting | Management | For | For | ||||
3 | Election of one person to co-sign the Minutes | Management | For | For | ||||
4 | Election of a new Board of Directors: The proposed new composition of the Board of Directors of the Company will be provided ahead of the general meeting. The resolution to elect a new Board of Directors will be made subject to Grand Success Investment (Singapore) Private Limited having consummated the voluntary offer, and thus being the owner of more than 90% of the outstanding shares in the Company | Management | For | For | ||||
5 | Determination of remuneration to resigning members of the Board of Directors: It is proposed that the Extraordinary General Meeting approves the remuneration of the resigning Directors based on actual service time since the last Annual General Meeting and in accordance with the resolution made on 12 April 2013 by the Ordinary General Meeting regarding the remuneration of the Board of Directors | Management | For | For |
CMMT | PLEASE BE AWARE THAT SHAREHOLDERS WHO HAVE ACCEPTED THE RECENT TENDER OFFER, W-ILL NOT BE ABLE TO VOTE FOR THE SHARES AT THE MEETING | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | ||||||
Security | D6424C104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | DE000KD88880 | Agenda | 704709368 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | |||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting |
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | For | For | ||||
3. | Ratification of the acts of the Board of MDs | Management | For | For | ||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst + Young GmbH, Munich | Management | For | For | ||||
6.a | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For | ||||
6.b | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | ||||||
Security | D6424C112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | DE000KD88872 | Agenda | 704709370 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | |||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the | Non-Voting |
group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | ||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | For | For | ||||
3. | Ratification of the acts of the Board of MDs | Management | For | For | ||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst & Young GmbH, Munich | Management | For | For | ||||
6.a | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For | ||||
6.b | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For |
INVENSYS PLC, LONDON | ||||||
Security | G49133203 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | GB00B979H674 | Agenda | 704731846 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||
1 | To approve the Scheme of Arrangement dated 10 September 2013 | Management | For | For |
INVENSYS PLC, LONDON | ||||||
Security | G49133203 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | GB00B979H674 | Agenda | 704731858 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To give effect to the Scheme, as set out in the Notice of General Meeting, including the subdivision and reclassification of Scheme Shares, amendments to the Articles of Association, the reduction of capital, the capitalisation of reserves and authority to allot and the amendment to the rules of share schemes | Management | For | For |
BANK OF AYUDHYA PUBLIC CO LTD BAY | ||||||
Security | Y0644Q115 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Oct-2013 | ||||
ISIN | TH0023010018 | Agenda | 704738408 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To adopt the minutes of the annual general meeting of shareholders no. 101 held on April 10, 2013 | Management | For | For | ||||
2 | To acknowledge the interim dividend payment for the period ended June 30, 2013 | Management | For | For | ||||
3 | To acknowledge project summary re: bank of Tokyo-Mitsubishi UFJ Limited’s plan to invest and hold shares in the bank including other related permissions of the ministry of finance, the bank of Thailand, ministry of commerce and other relevant regulators | Management | For | For | ||||
4 | To consider and approve the amendment to the bank’s articles of association | Management | For | For | ||||
5 | To consider and approve the integration of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch and the bank by acquisition of the business of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch, the entering into a conditional branch purchase agreement between the bank and bank of Tokyo-Mitsubishi UFJ limited and other related agreements which are asset acquisition and connected transactions. the bank of Tokyo-Mitsubishi UFJ limited will refrain from launching a mandatory tender offer after the private placement for shares issued in lieu of payment for the business of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch | Management | For | For | ||||
6 | To consider and approve the reduction of the banks registered capital and amendment to the bank a memorandum of association clause 4 registered capital to align with the registered capital reduction of the bank | Management | For | For | ||||
7 | To consider and approve the increase of the banks registered capital and amendment of the banks memorandum of association clause 4 registered capital to align with the registered capital increase of the bank | Management | For | For | ||||
8 | To consider and approve the private placement of newly issued ordinary shares to bank of Tokyo-Mitsubishi UFJ limited which is a connected transaction | Management | For | For | ||||
9 | To consider other business (if any) | Management | Abstain | For | ||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | Non-Voting | ||||||
CMMT | 04 OCT 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AN-D CHANGE IN TEXT OF RESOLUTION 6 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES-, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINA-L INSTRUCTIONS. THANK YOU. | Non-Voting |
WHITEHAVEN COAL LTD, BRISBANE | ||||||
Security | Q97664108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 04-Nov-2013 | ||||
ISIN | AU000000WHC8 | Agenda | 704752422 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (1 AND 2), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | Non-Voting | ||||||
1 | Directors’ remuneration report | Management | For | For | ||||
2 | Grant of rights to Managing Director Mr Paul Flynn, under Equity Incentive Plan | Management | For | For | ||||
3 | Election of Raymond Zage | Management | For | For | ||||
4 | Election of Tony Haggarty | Management | For | For | ||||
5 | Election of John Conde | Management | For | For | ||||
6 | Election of Richard Gazzard | Management | For | For |
FLINDERS MINES LTD, NORWOOD SA | ||||||
Security | Q39181260 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Nov-2013 | ||||
ISIN | AU000000FMS9 | Agenda | 704808609 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | Non-Voting | ||||||
1 | Adoption of the Remuneration Report | Management | For | For | ||||
2 | Re-election of Mr Kevin Malaxos as a Director | Management | For | For | ||||
3 | Appointment of Auditor: Grant Thornton Audit Pty Ltd | Management | For | For | ||||
4 | Reinstatement of Proportional Takeover Provisions | Management | For | For |
SUNDANCE RESOURCES LTD | ||||||
Security | Q8802V106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Nov-2013 | ||||
ISIN | AU000000SDL6 | Agenda | 704812064 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5 TO 13 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | ||||||
1 | Non Binding Resolution to adopt Remuneration Report | Management | For | For | ||||
2 | Re-election of Mr George Jones as a Director | Management | For | For | ||||
3 | Re-election of Mr Andrew Robin Marshall as a Director | Management | For | For | ||||
4 | Election of Mr David Southam as a Director | Management | For | For | ||||
5 | Approval of Performance Rights Plan | Management | For | For | ||||
6 | Ratification of issue of Shares to Congo Mining Investments SA | Management | For | For | ||||
7 | Ratification of issue of Convertible Notes to Hanlong (Africa) Mining Investment Limited | Management | For | For | ||||
8 | Ratification of issue of the Noble Note to Noble Resources International Pte Ltd | Management | For | For | ||||
9 | Approval to issue Noble Options to Noble Resources International Pte Ltd | Management | For | For | ||||
10 | Ratification of issue of Investor Group Notes to the Investor Group | Management | For | For | ||||
11 | Ratification of issue of Tranche 1 Options to the Investor Group | Management | For | For | ||||
12 | Approval to issue Tranche 2 Options to the Investor Group | Management | For | For | ||||
13 | Approval to issue Tranche 3 Options to the Investor Group | Management | For | For |
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN | ||||||
Security | G57770102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 13-Dec-2013 | ||||
ISIN | KYG577701025 | Agenda | 704810731 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU. | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/1029/LTN20131029479.pdf-AND-http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/1029/LTN20131029462.pdf | Non-Voting | ||||||
1 | To receive and adopt the audited consolidated financial statements and the reports of the directors and the auditors of the company for the year ended 30 June 2013 | Management | For | For | ||||
2 | To approve the declaration of a final dividend of approximately HK3.0 cents per share of HKD 0.10 each in the capital of the company for the year ended 30 June 2013 | Management | For | For |
3.a | To re-elect Mr. Tang Siu Kun Stephen as director | Management | For | For | ||||
3.b | To re-elect Mr. Yan Kam Tong as director | Management | For | For | ||||
3.c | To re-elect Prof. Dong Yin Mao as director | Management | For | For | ||||
3.d | To authorise the board of directors of the company to fix the re-elected directors’ remuneration | Management | For | For | ||||
4 | To re-appoint the company’s auditors and authorise the board of directors of the company to fix their remuneration | Management | For | For | ||||
5.A | To grant a general and unconditional mandate to the directors of the company to allot, issue or otherwise deal with the unissued shares of the company | Management | For | For | ||||
5.B | To grant a general mandate to the directors of the company to purchase the company’s shares | Management | For | For | ||||
5.C | To add the nominal amount of the shares repurchased by the company to the mandate granted to the directors under resolution no. 5(A) | Management | For | For |
ACINO HOLDING AG, AESCH BL | ||||||
Security | H0026L105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 17-Dec-2013 | ||||
ISIN | CH0021190902 | Agenda | 704865976 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||
1 | Discharge to the board of directors and the management | Management | For | For | ||||
2.1 | Election of the board of director: Haekan Bjoerklund | Management | For | For | ||||
2.2 | Election of the board of director: Toni Weitzberg | Management | For | For | ||||
2.3 | Election of the board of director: Tom Dean | Management | For | For | ||||
2.4 | Election of the board of director: Jonas Agnblad | Management | For | For | ||||
2.5 | Election of the board of director: Thomas Vetander | Management | For | For | ||||
2.6 | Election of the board of director: Kunal Pandit | Management | For | For | ||||
3 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management | For | For |
CMMT | 03 DEC 13: PLEASE NOTE THAT A CORPORATE ACTION (PURCHASE OFFER) IS GOING ON FO-R THIS SECURITY. AS PER THE COMPANY S GUIDANCE, CLIENTS WHO HAVE PARTICIPATED-IN THE CORPORATE ACTION OFFER ARE NOT ALLOWED TO REGISTER AND VOTE AT THE AGM-ANYMORE. | Non-Voting | ||||||
CMMT | 03 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL CO-MMENT AND CHANGE IN MEETING TYPE FROM AGM TO EGM. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YO-UR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
UNIT4 N.V., SLIEDRECHT | ||||||
Security | N9028G116 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Feb-2014 | ||||
ISIN | NL0000389096 | Agenda | 704909653 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Opening | Non-Voting | ||||||
2 | Explanation of the recommended cash offer by AI Avocado B.V. (the “Offeror”),-a company ultimately controlled by funds advised and managed by Advent-International Corporation, for all the issued and outstanding ordinary shares-with a nominal value of EUR 0.05 each in the capital of UNIT4 N.V. (the-“Company”) (the “Offer”) | Non-Voting | ||||||
3 | Conditional amendment of the Articles of Association of the Company as per the Settlement Date (as defined in the offer memorandum relating to the Offer dated 20 December 2013, the “Offer Memorandum”) and Authorisation to execute the deed of amendment of the Articles of Association | Management | For | For | ||||
4.a | Appointment of Mr Leo Apotheker as non-executive director as per the Settlement Date | Management | For | For | ||||
4.b | Appointment of Mr Bret Bolin as non-executive director as per the Settlement Date | Management | For | For | ||||
4.c | Appointment of Mr Fred Wakeman as non-executive director as per the Settlement Date | Management | For | For | ||||
4.d | Appointment of Mr John Woyton as non-executive director as per the Settlement Date | Management | For | For | ||||
4.e | Appointment of Mr Bram Grimmelt as non-executive director as per the Settlement Date | Management | For | For | ||||
4.f | Re-appointment of Mr Frank Rovekamp as non-executive director as per the Settlement Date | Management | For | For | ||||
5.a | Mr Philip Houben in connection with his conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
5.b | Mr Rob Ruijter in connection with his conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
5.c | Ms Nikki Beckett in connection with her conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
6.a | Mr Chris Ouwinga in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and non-executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
6.b | Mr Jose Duarte in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For |
6.c | Mr Edwin van Leeuwen in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
6.d | Mr Frank Rovekamp in connection with his functioning as member of the Supervisory Board until 1 January 2014 and non-executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
7 | Any other business | Non-Voting | ||||||
8 | Closing | Non-Voting |
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN | ||||||
Security | G57770102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Mar-2014 | ||||
ISIN | KYG577701025 | Agenda | 704991404 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0228/LTN20140228095.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0228/LTN20140228097.pdf | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
1 | To approve and give effect to the reduction of the issued share capital of the company arising as a result of the scheme of arrangement (the ‘‘scheme’’) dated 28 February 2014 between the company and the scheme shareholders (as defined in the scheme) and to authorise the directors to do all acts and things considered by them to be necessary or desirable in connection with the implementation of the scheme | Management | For | For | ||||
2 | To approve the increase of the issued share capital of the company to its former amount by allotting and issuing to L’Oreal S.A., credited as fully paid at par (applying the credit arising in the books of account of the company consequent upon the reduction of its issued share capital), the same number of ordinary shares of HKD 0.10 each in the share capital of the company as the number of shares cancelled and extinguished | Management | For | For | ||||
3 | To approve, ratify and confirm the updated and amended executive service agreement dated 4 February 2014 entered into between Guangzhou Qunhe Cosmetics Co., Ltd. (as specified) and Mr. She Yu Yuan (as amended and supplemented by an amendment agreement dated 26 February 2014 and entered into between the parties) | Management | For | For |
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN | ||||||
Security | G57770102 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 24-Mar-2014 | ||||
ISIN | KYG577701025 | Agenda | 704995820 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0228/LTN20140228091.pdf;- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0228/LTN20140228093.pdf | Non-Voting | ||||||
1 | For the purpose of considering and, if thought fit, approving (with or without modifications) the Scheme of Arrangement (the “Scheme”) dated 28 February 2014 between the Company and the Scheme Shareholders (as defined in the Scheme) referred to in the Notice of the Court Meeting, and at the Court Meeting (and at any adjournment thereof) | Management | For | For |
POLTRONA FRAU S.P.A., TORINO | ||||||
Security | T7710W104 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 16-Apr-2014 | ||||
ISIN | IT0004114846 | Agenda | 705037883 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 APR 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||
1 | Approval of the financial statements for the year ending 31 December 2013 and related attachments, presentation of the group consolidated financial statements for the year ending 31 December 2013 and related attachments | Management | For | For | ||||
2 | Remuneration policy pursuant to art. 123-ter of the consolidated finance law (TUF) (legislative decree no. 58/1998) | Management | For | For | ||||
3 | Resolution pursuant art. 2364 co. 1, n. 2 civil code. Pursuant to article 126-Bis of the TUF (legislative decree no. 58 1998) and article 11.5 of the articles of association | Management | For | For |
ZIGGO N.V., UTRECHT | ||||||
Security | N9837R105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||
ISIN | NL0006294290 | Agenda | 705006888 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4 | Adoption of the annual accounts 2013 | Management | ||||||
5.b | Appropriation of profit | Management | ||||||
6 | Discharge members of the management board | Management | ||||||
7 | Discharge members of the supervisory board | Management | ||||||
9 | Appointment of external auditor: Ernst & Young BV | Management | ||||||
10 | Extension of the authority of the management board to repurchase shares | Management | ||||||
11.a | Extension of the authority of the management board to issue shares (including the grant of rights to subscribe for shares) | Management |
11.b | Extension of the authority of the management board to limit or exclude the pre-emptive rights | Management | ||||||
CMMT | 07 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
ZIGGO N.V., UTRECHT | ||||||
Security | N9837R105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||
ISIN | NL0006294290 | Agenda | 705006888 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4 | Adoption of the annual accounts 2013 | Management | For | For | ||||
5.b | Appropriation of profit | Management | For | For | ||||
6 | Discharge members of the management board | Management | For | For | ||||
7 | Discharge members of the supervisory board | Management | For | For | ||||
9 | Appointment of external auditor: Ernst & Young BV | Management | For | For | ||||
10 | Extension of the authority of the management board to repurchase shares | Management | For | For | ||||
11.a | Extension of the authority of the management board to issue shares (including the grant of rights to subscribe for shares) | Management | For | For | ||||
11.b | Extension of the authority of the management board to limit or exclude the pre-emptive rights | Management | For | For | ||||
CMMT | 07 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
AZ ELECTRONIC MATERIALS SA, LUXEMBOURG | ||||||
Security | L0523J103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||
ISIN | LU0552383324 | Agenda | 705042074 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To receive and approve the Directors’ Report for the year ended 31 December 2013 | Management | For | For | ||||
2 | To receive and approve the Consolidated Financial Statements and Annual Accounts of the Company for the year ended 31 December 2013 and Auditors’ Reports thereon | Management | For | For | ||||
3 | To approve the Annual Statement and the Annual Report on Remuneration for the year ended 31 December 2013 | Management | For | For | ||||
4 | To approve the Directors’ Remuneration Policy | Management | For | For | ||||
5 | To approve the results of the Company for the year ended 31 December 2013 | Management | For | For | ||||
6 | To discharge the Directors for the year ended 31 December 2013 | Management | For | For | ||||
7 | To re-elect and confirm the term of office of David Price as a Director | Management | For | For | ||||
8 | To re-elect and confirm the term of office of Adrian Auer as a Director | Management | For | For | ||||
9 | To re-elect and confirm the term of office of John Whybrow as a Director | Management | For | For |
10 | To re-elect and confirm the term of office of Geoff Wild as a Director | Management | For | For | ||||
11 | To re-elect and confirm the term of office of Andrew Allner as a Director | Management | For | For | ||||
12 | To re-elect and confirm the term of office of Gerald Ermentrout as a Director | Management | For | For | ||||
13 | To re-elect and confirm the term of office of Mike Powell as a Director | Management | For | For | ||||
14 | To re-elect and confirm the term of office of Philana Poon as a Director | Management | For | For | ||||
15 | To determine the Directors’ fees for the year ending 31 December 2014 | Management | For | For | ||||
16 | To confirm the appointment of Deloitte Audit S.a r.l. as the Company’s Auditor until the conclusion of the 2015 Annual General Meeting | Management | For | For | ||||
17 | To authorise the Directors to agree the fees of the Auditor | Management | For | For | ||||
18 | To authorise the Directors to make market purchases of the Company’s Ordinary shares | Management | For | For | ||||
19 | To acknowledge that the Directors have full power to issue shares on a non-pre-emptive basis pursuant to the ABI/NAPF Pre-Emption Guidelines | Management | For | For |
WING HANG BANK LTD | ||||||
Security | Y9588K109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||
ISIN | HK0302001547 | Agenda | 705070465 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0327/LTN20140327546.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0327/LTN20140327572.pdf | Non-Voting | ||||||
1 | To adopt the Audited Financial Statements and the Report of the Directors and the Independent Auditor’s Report for the year ended 31 December 2013 | Management | For | For | ||||
2 | To declare a final dividend of HKD 1.62 per share for the year ended 31 December 2013 | Management | For | For | ||||
3.a | To re-elect Dr Cheng Hon Kwan as director | Management | For | For | ||||
3.b | To re-elect Mr TSE Hau Yin Aloysius as director | Management | For | For | ||||
4 | To authorise the Board of Directors to fix director fees | Management | For | For | ||||
5 | To re-appoint KPMG as Auditors of the Bank and authorise the Board of Directors to fix their remuneration | Management | For | For | ||||
6 | To grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding 20% of the aggregate number of shares of the Bank in issue | Management | For | For | ||||
7 | To grant a general mandate to the Directors to buy back shares of the Bank not exceeding 10% of the aggregate number of shares of the Bank in issue | Management | For | For | ||||
8 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares of the Bank pursuant to Resolution No. 6 above, by the addition of the aggregate number of shares bought back under the authority granted pursuant to Resolution No. 7 above | Management | For | For |
CARACAL ENERGY INC, TORONTO, ON | ||||||
Security | 140756107 | Meeting Type | MIX | |||
Ticker Symbol | Meeting Date | 15-May-2014 | ||||
ISIN | CA1407561077 | Agenda | 705190798 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’- ONLY FOR RESOLUTIONS “1.1 TO 1.7 AND 2”. THANK YOU. | Non-Voting | ||||||
1.1 | ELECTION OF DIRECTOR: CAROL BELL | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JOHN BENTLEY | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: PETER DEY | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: GARY S. GUIDRY | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: ROBERT B. | Management | For | For | ||||
HODGINS | ||||||||
1.6 | ELECTION OF DIRECTOR: RONALD ROYAL | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: BROOKE WADE | Management | For | For | ||||
2 | TO APPOINT THE AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
3 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE AN ORDINARY RESOLUTION IN THE FORM SET OUT IN THE ACCOMPANYING PROXY STATEMENT AND INFORMATION CIRCULAR (THE “CIRCULAR”) AUTHORIZING ANNUAL AMOUNTS REGARDING THE ALLOTMENT OF EQUITY SECURITIES | Management | For | For | ||||
4 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE A SPECIAL RESOLUTION IN THE FORM SET OUT IN THE CIRCULAR AUTHORIZING THE LIMITS REGARDING THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
5 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE AN ORDINARY RESOLUTION IN THE FORM SET OUT IN THE CIRCULAR APPROVING THE LONG-TERM INCENTIVE PLAN FOR THE CORPORATION WITH CERTAIN AMENDMENTS THERETO, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For |
AURORA OIL & GAS LTD, PERTH WA | ||||||
Security | Q0698D100 | Meeting Type | Scheme Meeting | |||
Ticker Symbol | Meeting Date | 21-May-2014 | ||||
ISIN | AU000000AUT1 | Agenda | 705176647 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME, THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE OF SCHEME MEETING FORMS PART) IS APPROVED (WITH OR WITHOUT MODIFICATION AS APPROVED BY THE COURT) | Management | For | For |
BWG HOMES ASA | ||||||
Security | R12767100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||
ISIN | NO0010298300 | Agenda | 705251154 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
3 | APPROVE THE NOTICE AND THE AGENDA OF THE MEETING | Management | ||||||
5 | ADOPT THE BOARD’S GUIDELINES FOR REMUNERATION OF MANAGEMENT | Management | ||||||
6 | APPROVE THE 2013 ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS | Management | ||||||
7 | THE BOARD’S CORPORATE GOVERNANCE REPORT | Management | ||||||
8.1 | BOARD MANDATE TO INCREASE SHARE CAPITAL AGAINST CASH DEPOSITS | Management | ||||||
8.2 | BOARD MANDATE TO INCREASE SHARE CAPITAL AGAINST OTHER DEPOSITS THAN CASH | Management | ||||||
8.3 | BOARD MANDATE TO INCREASE SHARE CAPITAL BY RESOLUTION ON MERGERS | Management | ||||||
9 | AMENDMENT TO THE ARTICLES OF ASSOCIATION CONCERNING SIGNATORY RIGHTS | Management | ||||||
10 | ELECTION OF NEW MEMBER AND VICE | Management | ||||||
CHAIRMAN OF THE BOARD :ARNE BAUMANN | ||||||||
11 | APPROVE THE BOARD’S FEES FOR THE PERIOD FROM AGM 2014 TO AGM 2015 | Management | ||||||
12.1 | RE-ELECTION OF MIMI K. BERDAL AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
12.2 | RE-ELECTION OF CARL HENRIK ERIKSEN AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
12.3 | ELECTION OF HANS THRANE NIELSEN AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
13 | APPROVE THE NOMINATION COMMITTEE’S FEES | Management | ||||||
14 | APPROVE THE AUDITOR’S FEES | Management |
TELEKOM AUSTRIA AG, WIEN | ||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-May-2014 | ||||
ISIN | AT0000720008 | Agenda | 705235275 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | ||||||
2 | ALLOCATION OF NET PROFITS | Management | For | For | ||||
3 | DISCHARGE OF BOD | Management | For | For | ||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | For | For | ||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | For | For | ||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | ||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | For | For | ||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
YANCOAL AUSTRALIA LTD, SYDNEY NSW | ||||||
Security | Q9869P115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2014 | ||||
ISIN | AU000000YAL0 | Agenda | 705215297 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU-SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT- PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | Non-Voting | ||||||
2.A | RE-ELECT XIYONG LI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.B | RE-ELECT BAOCAI ZHANG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.C | RE-ELECT BOYUN XU AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.D | RE-ELECT HUAQIAO ZHANG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||
4 | PROPOSED AMENDMENT TO CONSTITUTION - CLAUSES 1.1(A), 9, 9.2(A) | Management | For | For |
BULL SA, CLAYES SOUS BOIS | ||||||
Security | F5895B254 | Meeting Type | MIX | |||
Ticker Symbol | Meeting Date | 06-Jun-2014 | ||||
ISIN | FR0010266601 | Agenda | 705115839 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://balo.journal-officiel.gouv.fr/pdf/2014/0404/201404041400863. pdf | Non-Voting | ||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management | ||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management | ||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE | Management | ||||||
O.5 | APPROVAL OF THE COMMITMENTS MADE IN FAVOR OF MR. PHILIPPE VANNIER PURSUANT TO THE PROVISIONS OF ARTICLE L.225-42-1 OF THE COMMERCIAL CODE | Management | ||||||
O.6 | RENEWAL OF TERM OF MR. PHILIPPE VASSOR AS BOARD MEMBER | Management | ||||||
O.7 | RENEWAL OF TERM OF THE COMPANY ORANGE AS BOARD MEMBER | Management | ||||||
O.8 | RENEWAL OF TERM OF MRS. ALEXANDRA SOTO AS BOARD MEMBER | Management | ||||||
O.9 | RATIFICATION OF THE COOPTATION OF MRS. NATHALIE BROUTELE AS BOARD MEMBER | Management | ||||||
O.10 | RATIFICATION OF THE COOPTATION OF MR. EDOUARD GUILLAUD AS BOARD MEMBER | Management | ||||||
O.11 | APPOINTMENT OF MRS. JOCELYNE ATTAL AS NEW BOARD MEMBER | Management | ||||||
O.12 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. PHILIPPE VANNIER, PRESIDENT AND CEO FOR THE 2013 FINANCIAL YEAR | Management | ||||||
O.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY’S SHARES | Management |
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL OF THE COMPANY WHILE MAINTAINING SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | ||||||
E.15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR ANY OTHER AMOUNTS FOR WHICH CAPITALIZATION IS ALLOWED | Management | ||||||
E.16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UP TO 5% OF CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS | Management | ||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL OF THE COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | ||||||
E.18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT COMPANY’S SHARE SUBSCRIPTION AND/OR PURCHASE OPTIONS TO EMPLOYEES AND/OR CORPORATE OFFICERS OF THE GROUP, AS DEFINED BY LAW | Management | ||||||
E.19 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
CARACAL ENERGY INC, TORONTO, ON | ||||||
Security | 140756107 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 06-Jun-2014 | ||||
ISIN | CA1407561077 | Agenda | 705288543 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER’S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||
1 | TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE COURT OF QUEEN’S BENCH OF ALBERTA DATED MAY 8, 2014, AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE “ARRANGEMENT RESOLUTION”), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT DATED MAY 9, 2014 (THE “CIRCULAR”), TO APPROVE A STATUTORY PLAN OF ARRANGEMENT (THE “ARRANGEMENT”) UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT (“CBCA”), ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334732 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.i | TO AUTHORISE THE HERITAGE DIRECTORS (EXCLUDING ANTHONY BUCKINGHAM) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT | Management | For | For | ||||
1.ii | TO APPROVE CERTAIN AMENDMENTS TO HERITAGE’S ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE TERMS OF THE SCHEME | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334744 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
1 | TO APPROVE THE SCHEME | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334768 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO APPROVE THE BUCKINGHAM ARRANGEMENTS | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705342804 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO RECEIVE THE DIRECTORS’ REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, TOGETHER WITH THE REPORT OF THE AUDITORS | Management | For | For | ||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 24 TO 29 INCLUSIVE OF THE CORPORATE GOVERNANCE REPORT) CONTAINED IN THE FINANCIAL STATEMENTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 24 TO 29 INCLUSIVE OF THE CORPORATE GOVERNANCE REPORT, CONTAINED IN THE FINANCIAL STATEMENTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, WHICH TAKES EFFECT IMMEDIATELY AFTER THE END OF THE ANNUAL GENERAL MEETING ON 30 JUNE 2014 | Management | For | For |
4 | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
5 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||
6 | TO RE-ELECT MICHAEL HIBBERD AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
7 | TO RE-ELECT ANTHONY BUCKINGHAM AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
8 | TO RE-ELECT PAUL ATHERTON AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
9 | TO RE-ELECT JOHN MCLEOD AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
10 | TO RE-ELECT GREGORY TURNBULL, QC AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
11 | TO RE-ELECT CARMEN RODRIGUEZ AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
12 | TO RE-ELECT MARK ERWIN AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
13 | THAT THE AUTHORITY CONFERRED ON THE DIRECTORS BY ARTICLE 10.4 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY SHALL BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT NUMBER SHALL BE 85,000,000 ORDINARY SHARES OF NO PAR VALUE AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON 30 JUNE 2014 AND ENDING ON THE CONCLUSION OF THE NEXT AGM OR, IF EARLIER, 30 SEPTEMBER 2015, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, AND THE DIRECTORS MAY, DURING SUCH ALLOTMENT PERIOD, MAKE OFFERS OR ARRANGEMENTS WHICH WOULD OR MIGHT REQUIRE SECURITIES TO BE ALLOTTED OR SOLD AFTER THE EXPIRY OF SUCH ALLOTMENT PERIOD | Management | For | For | ||||
14 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, FOR THE PURPOSE OF ARTICLE 10.8(D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE NON PRE-EMPTIVE NUMBER FOR THE ALLOTMENT PERIOD REFERRED TO IN RESOLUTION 12 SHALL BE 27,500,000 ORDINARY SHARES OF NO PAR VALUE | Management | For | For |
THE ARBITRAGE EVENT-DRIVEN FUND
Investment Company Report
SIAM MAKRO PUBLIC CO LTD | ||||||
Security | Y7923E119 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 05-Jul-2013 | ||||
ISIN | TH0429010018 | Agenda | 704582750 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To consider and confirm the minutes of the annual general shareholders (meeting no. 20 (after conversion into a public company limited) held on April 25, 2013 | Management | For | For | ||||
2.1 | To consider appointing new director: Mr. Korsak Chairasmisak | Management | For | For | ||||
2.2 | To consider appointing new director: Mr. Pittaya Jearavisitkul | Management | For | For | ||||
2.3 | To consider appointing new director: Mr. Piyawat Titasattavorakul | Management | For | For | ||||
3 | To consider redesignating the authorized directors | Management | For | For | ||||
4 | To consider other businesses (if any) | Management | Abstain | For | ||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM AGM TO-EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
CERMAQ ASA | ||||||
Security | R1536Z104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jul-2013 | ||||
ISIN | NO0010003882 | Agenda | 704623669 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting |
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
1 | Opening of the meeting and registration of shareholders attending | Management | ||||||
2 | Election of a person to chair the meeting | Management | ||||||
3 | Election of one person to sign the minutes together with the chairman of the meeting | Management | ||||||
4 | Approval of the notice convening the meeting and the proposed agenda | Management | ||||||
5 | Authorisation to sell business area | Management |
SEVERN TRENT PLC, BIRMIMGHAM | ||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Jul-2013 | ||||
ISIN | GB00B1FH8J72 | Agenda | 704621019 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Receive the Report and Accounts | Management | For | For | ||||
2 | Declare a final dividend | Management | For | For | ||||
3 | Approve the Directors remuneration report | Management | For | For | ||||
4 | Reappoint Tony Ballance | Management | For | For | ||||
5 | Reappoint Bernard Bulkin | Management | For | For | ||||
6 | Reappoint Richard Davey | Management | For | For | ||||
7 | Reappoint Andrew Duff | Management | For | For | ||||
8 | Reappoint Gordon Fryett | Management | For | For | ||||
9 | Reappoint Martin Kane | Management | For | For | ||||
10 | Reappoint Martin Lamb | Management | For | For | ||||
11 | Reappoint Michael McKeon | Management | For | For | ||||
12 | Reappoint Baroness Noakes | Management | For | For | ||||
13 | Reappoint Andy Smith | Management | For | For | ||||
14 | Reappoint Tony Wray | Management | For | For | ||||
15 | Reappoint auditors | Management | For | For | ||||
16 | Authorise directors to determine auditors remuneration | Management | For | For | ||||
17 | Authorise political donations | Management | For | For | ||||
18 | Authorise allotment of shares | Management | For | For | ||||
19 | Disapply pre-emption rights | Management | For | For | ||||
20 | Authorise purchase of own shares | Management | For | For | ||||
21 | Reduce notice period for general meetings | Management | For | For |
D.E. MASTER BLENDERS 1753 N.V., UTRECHT | ||||||
Security | N2563N109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Jul-2013 | ||||
ISIN | NL0010157558 | Agenda | 704624279 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Opening of the general meeting | Non-Voting | ||||||
2 | Explanation of the recommended public offer by Oak Leaf B.V. (the offeror), a-company ultimately controlled by a Joh. A. Benckiser Led Investor Group, for-all issued and outstanding ordinary shares in the capital. of D.E Master-Blenders 1753 N. V. (the offer ) | Non-Voting | ||||||
3 | Conditional amendment of the articles of association as per the settlement date, being the date that the transfer of the shares pursuant to the offer takes place against payment of the offer price for the shares (the settlement date) | Management | For | For |
4.a | It is proposed to appoint B. Becht as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.b | It is proposed to appoint P. Harf as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.c | It is proposed to (re)appoint O. Goudet as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.d | It is proposed to appoint A. Van Damme as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV will be declared final and unconditional | Management | For | For | ||||
4.e | It is proposed to appoint B. Trott as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.f | It is proposed to appoint A. Santo Domingo as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
4.g | It is proposed to appoint M. Cup as executive member of the board under condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | ||||
5.a | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr J. Bennink in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.b | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr N.R. Sorensen-Valdez in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.c | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs M.M.M. Corrales in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.d | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs G.J.M. Picaud in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | ||||
5.e | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs S.E. Taylor in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For |
6.a | Conditional granting of full and final discharge from liability for Mr A. Illy, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | ||||
6.b | Conditional granting of full and final discharge from liability for Mr R. Zwartendijk, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | ||||
7.a | Granting of full and final discharge from liability for Mr C.J.A. Van Lede in connection with his functioning as non-executive director until the date of his resignation, being February 27, 2013 | Management | For | For | ||||
7.b | Granting of full and final discharge from liability for Mr M.J. Herkemij in connection with his functioning as executive director until the date of his resignation, being December 31, 2012 | Management | For | For | ||||
8 | Conditional triangular legal merger with Oak Sub B.V. (as acquiring company) and new Oak B.V. (as group company of the acquiring company) in accordance with the merger proposals as drawn up by the boards of directors of the merging companies, subject to the conditions that (i) the offer is declared unconditional, (ii) the acceptance level immediately after the post-closing acceptance period is at least 80 percent but less than 95 percent of all shares in the share capital of the company on a fully diluted basis and (iii) the offeror resolves to pursue the post-closing merger and liquidation | Management | For | For | ||||
9 | Any other business | Non-Voting | ||||||
10 | Closing of the general meeting | Non-Voting |
COPEINCA ASA | ||||||
Security | R15888119 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 02-Sep-2013 | ||||
ISIN | NO0010352412 | Agenda | 704696965 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting |
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
1 | Election of a person to chair the Extraordinary General Meeting | Management | For | For | ||||
2 | Approval of the Notice and Agenda of the Extraordinary General Meeting | Management | For | For | ||||
3 | Election of one person to co-sign the Minutes | Management | For | For | ||||
4 | Election of a new Board of Directors: The proposed new composition of the Board of Directors of the Company will be provided ahead of the general meeting. The resolution to elect a new Board of Directors will be made subject to Grand Success Investment (Singapore) Private Limited having consummated the voluntary offer, and thus being the owner of more than 90% of the outstanding shares in the Company | Management | For | For | ||||
5 | Determination of remuneration to resigning members of the Board of Directors: It is proposed that the Extraordinary General Meeting approves the remuneration of the resigning Directors based on actual service time since the last Annual General Meeting and in accordance with the resolution made on 12 April 2013 by the Ordinary General Meeting regarding the remuneration of the Board of Directors | Management | For | For | ||||
CMMT | PLEASE BE AWARE THAT SHAREHOLDERS WHO HAVE ACCEPTED THE RECENT TENDER OFFER, W-ILL NOT BE ABLE TO VOTE FOR THE SHARES AT THE MEETING | Non-Voting | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
KONINKLIJKE KPN NV, DEN HAAG | ||||||
Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 02-Oct-2013 | ||||
ISIN | NL0000009082 | Agenda | 704700841 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Opening and announcements | Non-Voting | ||||||
2 | Sale of E-Plus | Management | For | For | ||||
3.a | Adjustment factor relating to LTI plans | Management | Abstain | Against | ||||
3.b | Retention bonus for Mr Dirks | Management | Abstain | Against | ||||
4 | Any other business and closure of the meeting | Non-Voting | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING. IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | ||||||
Security | D6424C104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | DE000KD88880 | Agenda | 704709368 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE | Non-Voting |
YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | |||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting | ||||||
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | For | For | ||||
3. | Ratification of the acts of the Board of MDs | Management | For | For | ||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst + Young GmbH, Munich | Management | For | For | ||||
6.a | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For | ||||
6.b | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | ||||||
Security | D6424C112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | DE000KD88872 | Agenda | 704709370 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING | Non-Voting |
YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | |||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting | ||||||
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | For | For | ||||
3. | Ratification of the acts of the Board of MDs | Management | For | For | ||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst & Young GmbH, Munich | Management | For | For | ||||
6.a | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For | ||||
6.b | Approval of the control and profit transfer agreement with the company’s wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | For | For |
INVENSYS PLC, LONDON | ||||||
Security | G49133203 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | GB00B979H674 | Agenda | 704731846 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A | Non-Voting | ||||||
VALID VOTE OPTION FOR THIS MEETING | ||||||||
TYPE.-PLEASE CHOOSE BETWEEN “FOR” |
AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | ||||||||
1 | To approve the Scheme of Arrangement dated 10 September 2013 | Management | For | For |
INVENSYS PLC, LONDON | ||||||
Security | G49133203 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Oct-2013 | ||||
ISIN | GB00B979H674 | Agenda | 704731858 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To give effect to the Scheme, as set out in the Notice of General Meeting, including the subdivision and reclassification of Scheme Shares, amendments to the Articles of Association, the reduction of capital, the capitalisation of reserves and authority to allot and the amendment to the rules of share schemes | Management | For | For |
ENVESTRA LTD, ADELAIDE SA | ||||||
Security | Q3536B104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Oct-2013 | ||||
ISIN | AU000000ENV4 | Agenda | 704748219 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2 AND 4), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | Non-Voting | ||||||
2 | Approval of Remuneration Report | Management | For | For | ||||
3.a | Re-election of Director Mr Eric Fraser Ainsworth | Management | For | For | ||||
3.b | Re-election of Director Mr Michael Joseph McCormack | Management | For | For | ||||
4 | Approval of issue of shares | Management | For | For |
BANK OF AYUDHYA PUBLIC CO LTD BAY | ||||||
Security | Y0644Q115 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Oct-2013 | ||||
ISIN | TH0023010018 | Agenda | 704738408 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To adopt the minutes of the annual general meeting of shareholders no. 101 held on April 10, 2013 | Management | For | For | ||||
2 | To acknowledge the interim dividend payment for the period ended June 30, 2013 | Management | For | For |
3 | To acknowledge project summary re: bank of Tokyo-Mitsubishi UFJ Limited’s plan to invest and hold shares in the bank including other related permissions of the ministry of finance, the bank of Thailand, ministry of commerce and other relevant regulators | Management | For | For | ||||
4 | To consider and approve the amendment to the bank’s articles of association | Management | For | For | ||||
5 | To consider and approve the integration of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch and the bank by acquisition of the business of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch, the entering into a conditional branch purchase agreement between the bank and bank of Tokyo-Mitsubishi UFJ limited and other related agreements which are asset acquisition and connected transactions. the bank of Tokyo-Mitsubishi UFJ limited will refrain from launching a mandatory tender offer after the private placement for shares issued in lieu of payment for the business of bank of Tokyo-Mitsubishi UFJ limited, Bangkok Branch | Management | For | For | ||||
6 | To consider and approve the reduction of the banks registered capital and amendment to the bank a memorandum of association clause 4 registered capital to align with the registered capital reduction of the bank | Management | For | For | ||||
7 | To consider and approve the increase of the banks registered capital and amendment of the banks memorandum of association clause 4 registered capital to align with the registered capital increase of the bank | Management | For | For | ||||
8 | To consider and approve the private placement of newly issued ordinary shares to bank of Tokyo-Mitsubishi UFJ limited which is a connected transaction | Management | For | For | ||||
9 | To consider other business (if any) | Management | Abstain | For | ||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | Non-Voting | ||||||
CMMT | 04 OCT 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AN-D CHANGE IN TEXT OF RESOLUTION 6 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES-, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINA-L INSTRUCTIONS. THANK YOU. | Non-Voting |
WHITEHAVEN COAL LTD, BRISBANE | ||||||
Security | Q97664108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 04-Nov-2013 | ||||
ISIN | AU000000WHC8 | Agenda | 704752422 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (1 AND 2), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | Non-Voting |
1 | Directors’ remuneration report | Management | For | For | ||||
2 | Grant of rights to Managing Director Mr Paul Flynn, under Equity Incentive Plan | Management | For | For | ||||
3 | Election of Raymond Zage | Management | For | For | ||||
4 | Election of Tony Haggarty | Management | For | For | ||||
5 | Election of John Conde | Management | For | For | ||||
6 | Election of Richard Gazzard | Management | For | For |
SUNDANCE RESOURCES LTD | ||||||
Security | Q8802V106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Nov-2013 | ||||
ISIN | AU000000SDL6 | Agenda | 704812064 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5 TO 13 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | ||||||
1 | Non Binding Resolution to adopt Remuneration Report | Management | For | For | ||||
2 | Re-election of Mr George Jones as a Director | Management | For | For | ||||
3 | Re-election of Mr Andrew Robin Marshall as a Director | Management | For | For | ||||
4 | Election of Mr David Southam as a Director | Management | For | For | ||||
5 | Approval of Performance Rights Plan | Management | For | For | ||||
6 | Ratification of issue of Shares to Congo Mining Investments SA | Management | For | For | ||||
7 | Ratification of issue of Convertible Notes to Hanlong (Africa) Mining Investment Limited | Management | For | For | ||||
8 | Ratification of issue of the Noble Note to Noble Resources International Pte Ltd | Management | For | For | ||||
9 | Approval to issue Noble Options to Noble Resources International Pte Ltd | Management | For | For | ||||
10 | Ratification of issue of Investor Group Notes to the Investor Group | Management | For | For | ||||
11 | Ratification of issue of Tranche 1 Options to the Investor Group | Management | For | For | ||||
12 | Approval to issue Tranche 2 Options to the Investor Group | Management | For | For | ||||
13 | Approval to issue Tranche 3 Options to the Investor Group | Management | For | For |
ACINO HOLDING AG, AESCH BL | ||||||
Security | H0026L105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 17-Dec-2013 | ||||
ISIN | CH0021190902 | Agenda | 704865976 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||
1 | Discharge to the board of directors and the management | Management | For | For | ||||
2.1 | Election of the board of director: Haekan Bjoerklund | Management | For | For | ||||
2.2 | Election of the board of director: Toni Weitzberg | Management | For | For | ||||
2.3 | Election of the board of director: Tom Dean | Management | For | For | ||||
2.4 | Election of the board of director: Jonas Agnblad | Management | For | For | ||||
2.5 | Election of the board of director: Thomas Vetander | Management | For | For | ||||
2.6 | Election of the board of director: Kunal Pandit | Management | For | For | ||||
3 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management | For | For | ||||
CMMT | 03 DEC 13: PLEASE NOTE THAT A CORPORATE ACTION (PURCHASE OFFER) IS GOING ON FO-R THIS SECURITY. AS PER THE COMPANY S GUIDANCE, CLIENTS WHO HAVE PARTICIPATED-IN THE CORPORATE ACTION OFFER ARE NOT ALLOWED TO REGISTER AND VOTE AT THE AGM- ANYMORE. | Non-Voting | ||||||
CMMT | 03 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL CO-MMENT AND CHANGE IN MEETING TYPE FROM AGM TO EGM. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YO-UR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
UNIT4 N.V., SLIEDRECHT | ||||||
Security | N9028G116 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Feb-2014 | ||||
ISIN | NL0000389096 | Agenda | 704909653 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Opening | Non-Voting | ||||||
2 | Explanation of the recommended cash offer by AI | Non-Voting | ||||||
Avocado B.V. (the “Offeror”),-a company | ||||||||
ultimately controlled by funds advised and | ||||||||
managed by Advent-International Corporation, for | ||||||||
all the issued and outstanding ordinary shares- | ||||||||
with a nominal value of EUR 0.05 each in the | ||||||||
capital of UNIT4 N.V. (the-“Company”) (the | ||||||||
“Offer”) |
3 | Conditional amendment of the Articles of Association of the Company as per the Settlement Date (as defined in the offer memorandum relating to the Offer dated 20 December 2013, the “Offer Memorandum”) and Authorisation to execute the deed of amendment of the Articles of Association | Management | For | For | ||||
4.a | Appointment of Mr Leo Apotheker as non- executive director as per the Settlement Date | Management | For | For | ||||
4.b | Appointment of Mr Bret Bolin as non-executive director as per the Settlement Date | Management | For | For | ||||
4.c | Appointment of Mr Fred Wakeman as non- executive director as per the Settlement Date | Management | For | For | ||||
4.d | Appointment of Mr John Woyton as non- executive director as per the Settlement Date | Management | For | For | ||||
4.e | Appointment of Mr Bram Grimmelt as non- executive director as per the Settlement Date | Management | For | For | ||||
4.f | Re-appointment of Mr Frank Rovekamp as non- executive director as per the Settlement Date | Management | For | For | ||||
5.a | Mr Philip Houben in connection with his conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
5.b | Mr Rob Ruijter in connection with his conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
5.c | Ms Nikki Beckett in connection with her conditional resignation as non-executive director of the Board as per the Settlement Date | Management | For | For | ||||
6.a | Mr Chris Ouwinga in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and non- executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
6.b | Mr Jose Duarte in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
6.c | Mr Edwin van Leeuwen in connection with his functioning as member of the Board of Directors of the Company until 1 January 2014 and executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
6.d | Mr Frank Rovekamp in connection with his functioning as member of the Supervisory Board until 1 January 2014 and non-executive director of the Board from 1 January 2014 until the date of the EGM, effective as per the Settlement Date | Management | For | For | ||||
7 | Any other business | Non-Voting | ||||||
8 | Closing | Non-Voting |
ZIGGO N.V., UTRECHT | ||||||
Security | N9837R105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||
ISIN | NL0006294290 | Agenda | 705006888 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4 | Adoption of the annual accounts 2013 | Management | ||||||
5.b | Appropriation of profit | Management | ||||||
6 | Discharge members of the management board | Management | ||||||
7 | Discharge members of the supervisory board | Management | ||||||
9 | Appointment of external auditor: Ernst & Young BV | Management | ||||||
10 | Extension of the authority of the management board to repurchase shares | Management |
11.a | Extension of the authority of the management board to issue shares (including the grant of rights to subscribe for shares) | Management | ||||||
11.b | Extension of the authority of the management board to limit or exclude the pre-emptive rights | Management | ||||||
CMMT | 07 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
ZIGGO N.V., UTRECHT | ||||||
Security | N9837R105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||
ISIN | NL0006294290 | Agenda | 705006888 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4 | Adoption of the annual accounts 2013 | Management | For | For | ||||
5.b | Appropriation of profit | Management | For | For | ||||
6 | Discharge members of the management board | Management | For | For | ||||
7 | Discharge members of the supervisory board | Management | For | For | ||||
9 | Appointment of external auditor: Ernst & Young BV | Management | For | For | ||||
10 | Extension of the authority of the management board to repurchase shares | Management | For | For | ||||
11.a | Extension of the authority of the management board to issue shares (including the grant of rights to subscribe for shares) | Management | For | For | ||||
11.b | Extension of the authority of the management board to limit or exclude the pre-emptive rights | Management | For | For | ||||
CMMT | 07 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
AZ ELECTRONIC MATERIALS SA, LUXEMBOURG | ||||||
Security | L0523J103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||
ISIN | LU0552383324 | Agenda | 705042074 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | To receive and approve the Directors’ Report for the year ended 31 December 2013 | Management | ||||||
2 | To receive and approve the Consolidated Financial Statements and Annual Accounts of the Company for the year ended 31 December 2013 and Auditors’ Reports thereon | Management | ||||||
3 | To approve the Annual Statement and the Annual Report on Remuneration for the year ended 31 December 2013 | Management | ||||||
4 | To approve the Directors’ Remuneration Policy | Management | ||||||
5 | To approve the results of the Company for the year ended 31 December 2013 | Management | ||||||
6 | To discharge the Directors for the year ended 31 December 2013 | Management | ||||||
7 | To re-elect and confirm the term of office of David Price as a Director | Management | ||||||
8 | To re-elect and confirm the term of office of Adrian Auer as a Director | Management | ||||||
9 | To re-elect and confirm the term of office of John Whybrow as a Director | Management |
10 | To re-elect and confirm the term of office of Geoff Wild as a Director | Management | ||||||
11 | To re-elect and confirm the term of office of Andrew Allner as a Director | Management | ||||||
12 | To re-elect and confirm the term of office of Gerald Ermentrout as a Director | Management | ||||||
13 | To re-elect and confirm the term of office of Mike Powell as a Director | Management | ||||||
14 | To re-elect and confirm the term of office of Philana Poon as a Director | Management | ||||||
15 | To determine the Directors’ fees for the year ending 31 December 2014 | Management | ||||||
16 | To confirm the appointment of Deloitte Audit S.a r.l. as the Company’s Auditor until the conclusion of the 2015 Annual General Meeting | Management | ||||||
17 | To authorise the Directors to agree the fees of the Auditor | Management | ||||||
18 | To authorise the Directors to make market purchases of the Company’s Ordinary shares | Management | ||||||
19 | To acknowledge that the Directors have full power to issue shares on a non-pre-emptive basis pursuant to the ABI/NAPF Pre-Emption Guidelines | Management |
ENVESTRA LTD, ADELAIDE SA | ||||||
Security | Q3536B104 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 13-May-2014 | ||||
ISIN | AU000000ENV4 | Agenda | 705147608 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | APPROVE THE SCHEME OF ARRANGEMENT BETWEEN ENVESTRA LIMITED AND THE PARTICIPATING ENVESTRA SHAREHOLDERS | Management | For | For |
MAN SE, MUENCHEN | ||||||
Security | D51716104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-May-2014 | ||||
ISIN | DE0005937007 | Agenda | 705054156 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 24 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 APR 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the single-entity and consolidated financial statements in add-ition to the combined management report and the report of the Supervisory Boar-d | Non-Voting | ||||||
2. | Appropriation of net retained profits | Management | For | For | ||||
3.1 | Approval of the actions of Executive Board member individually: Mr Pachta-Reyhofen | Management | For | For | ||||
3.2 | Approval of the actions of Executive Board member individually: Mr Berkenhagen | Management | For | For | ||||
3.3 | Approval of the actions of Executive Board member individually: Mr Lutz | Management | For | For | ||||
3.4 | Approval of the actions of Executive Board member individually: Mr Schumm | Management | For | For | ||||
3.5 | Approval of the actions of Executive Board member individually: Mr Umlauft | Management | For | For | ||||
4.1 | Approval of the actions of Supervisory Board member individually: Mr Piech | Management | For | For | ||||
4.2 | Approval of the actions of Supervisory Board member individually: Mr Kerner | Management | For | For | ||||
4.3 | Approval of the actions of Supervisory Board member individually: Mr Schulz | Management | For | For | ||||
4.4 | Approval of the actions of Supervisory Board member individually: Mr Behrendt | Management | For | For | ||||
4.5 | Approval of the actions of Supervisory Board member individually: Mr Berdychowski | Management | For | For | ||||
4.6 | Approval of the actions of Supervisory Board member individually: Mr Dirks | Management | For | For | ||||
4.7 | Approval of the actions of Supervisory Board member individually: Mr Dorn | Management | For | For | ||||
4.8 | Approval of the actions of Supervisory Board member individually: Mr Kreutzer | Management | For | For | ||||
4.9 | Approval of the actions of Supervisory Board member individually: Mr Loos | Management | For | For | ||||
4.10 | Approval of the actions of Supervisory Board member individually: Mrs Lopopolo | Management | For | For | ||||
4.11 | Approval of the actions of Supervisory Board member individually: Mr Ostling | Management | For | For | ||||
4.12 | Approval of the actions of Supervisory Board member individually: Mr Otto | Management | For | For | ||||
4.13 | Approval of the actions of Supervisory Board member individually: Mrs Pohlenz | Management | For | For | ||||
4.14 | Approval of the actions of Supervisory Board member individually: Mr Poetsch | Management | For | For | ||||
4.15 | Approval of the actions of Supervisory Board member individually: Mrs Schnur | Management | For | For | ||||
4.16 | Approval of the actions of Supervisory Board member individually: Mr Schwarz | Management | For | For | ||||
4.17 | Approval of the actions of Supervisory Board member individually: Mr Stadler | Management | For | For | ||||
4.18 | Approval of the actions of Supervisory Board member individually: Mr Winterkorn | Management | For | For | ||||
5. | Settlement agreement with the D&O insurers | Management | For | For | ||||
6.1 | Individual settlements with former Executive Board member: Mr Samuelsson | Management | For | For | ||||
6.2 | Individual settlements with former Executive Board member: Mr Weinmann | Management | For | For | ||||
6.3 | Individual settlements with former Executive Board member: Mr Hornung | Management | For | For | ||||
7.1 | Amendment of existing domination and profit and loss agreements: MAN IT Services GmbH | Management | For | For | ||||
7.2 | Amendment of existing domination and profit and loss agreements: MAN HR Services GmbH | Management | For | For | ||||
7.3 | Amendment of existing domination and profit and loss agreements: MAN GHH Immobilien GmbH | Management | For | For | ||||
7.4 | Amendment of existing domination and profit and loss agreements: MAN Grundstucksgesellschaft mit beschrankter Haftung | Management | For | For | ||||
8. | Appointment of auditors for fiscal year 2014 PricewaterhouseCoopers Aktiengesellschaft | Management | For | For |
CARACAL ENERGY INC, TORONTO, ON | ||||||
Security | 140756107 | Meeting Type | MIX | |||
Ticker Symbol | Meeting Date | 15-May-2014 | ||||
ISIN | CA1407561077 | Agenda | 705190798 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTIONS “1.1 TO 1.7 AND 2”. THANK YOU. | Non-Voting | ||||||
1.1 | ELECTION OF DIRECTOR: CAROL BELL | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JOHN BENTLEY | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: PETER DEY | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: GARY S. GUIDRY | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: ROBERT B. HODGINS | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: RONALD ROYAL | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: BROOKE WADE | Management | For | For | ||||
2 | TO APPOINT THE AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
3 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE AN ORDINARY RESOLUTION IN THE FORM SET OUT IN THE ACCOMPANYING PROXY STATEMENT AND INFORMATION CIRCULAR (THE “CIRCULAR”) AUTHORIZING ANNUAL AMOUNTS REGARDING THE ALLOTMENT OF EQUITY SECURITIES | Management | For | For | ||||
4 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE A SPECIAL RESOLUTION IN THE FORM SET OUT IN THE CIRCULAR AUTHORIZING THE LIMITS REGARDING THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
5 | TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE AN ORDINARY RESOLUTION IN THE FORM SET OUT IN THE CIRCULAR APPROVING THE LONG-TERM INCENTIVE PLAN FOR THE CORPORATION WITH CERTAIN AMENDMENTS THERETO, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For |
AURORA OIL & GAS LTD, PERTH WA | ||||||
Security | Q0698D100 | Meeting Type | Scheme Meeting | |||
Ticker Symbol | Meeting Date | 21-May-2014 | ||||
ISIN | AU000000AUT1 | Agenda | 705176647 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME, THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE OF SCHEME MEETING FORMS PART) IS APPROVED (WITH OR WITHOUT MODIFICATION AS APPROVED BY THE COURT) | Management | For | For |
GROUPE STERIA, VELIZY VILLACOUBLAY | ||||||
Security | F9892P100 | Meeting Type | MIX | |||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||
ISIN | FR0000072910 | Agenda | 705155782 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||
CMMT | 05 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0414/2014041414011-03.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0505/201405051401558 .pdf. IF YO-U HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31ST, 2013 | Management | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31ST, 2013 | Management | ||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING THE DIVIDEND | Management | ||||||
O.4 | SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS AND APPROVAL OF THESE AGREEMENTS | Management | ||||||
O.5 | RENEWAL OF TERM OF MR. PATRICK BOISSIER AS SUPERVISORY BOARD MEMBER FOR A THREE-YEAR TERM | Management | ||||||
O.6 | RENEWAL OF TERM OF MR. PIERRE-HENRI GOURGEON AS SUPERVISORY BOARD MEMBER FOR A THREE-YEAR TERM | Management | ||||||
O.7 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO ALLOW THE COMPANY TO REPURCHASE ITS OWN SHARES PURSUANT TO ARTICLE L.225-209 OF THE COMMERCIAL CODE; DURATION OF THE AUTHORIZATION, PURPOSE, TERMS AND CONDITIONS, CEILING | Management | ||||||
E.8 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD FOR A 26-MONTH PERIOD TO INCREASE CAPITAL BY ISSUING SHARES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF THE CODE OF LABOR FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000.00; ISSUE PRICE, OPTION TO ALLOCATE BONUS SHARES IN ACCORDANCE WITH ARTICLE L.3332-21 OF THE CODE OF LABOR | Management |
E.9 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD FOR AN 18-MONTH PERIOD TO INCREASE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR ANY ENTITY OR ANY BANK INSTITUTION IN THE CONTEXT OF THE IMPLEMENTATION OF INTERNATIONAL EMPLOYEE SHARE OWNERSHIP PLANS FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000.00 WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | ||||||
E.10 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO ALLOCATE FREE SHARES EXISTING AND/OR TO BE ISSUED TO EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS OF THE COMPANY OR AFFILIATED COMPANIES WITH WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHTS UP TO THE LIMIT OF A MAXIMUM AMOUNT OF 400,000 SHARES; DURATION OF ACQUISITION PERIODS, INCLUDING IN CASE OF NULLITY AND HOLDING | Management | ||||||
E.11 | AMENDMENT TO THE BYLAWS TO PROVIDE FOR THE CONDITIONS FOR APPOINTING MEMBERS OF THE BOARD REPRESENTING EMPLOYEES | Management | ||||||
E.12 | AMENDMENT TO THE BYLAWS AND COMPLIANCE WITH LEGAL AND REGULATORY PROVISIONS | Management | ||||||
E.13 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
BWG HOMES ASA | ||||||
Security | R12767100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||
ISIN | NO0010298300 | Agenda | 705251154 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||
3 | APPROVE THE NOTICE AND THE AGENDA OF THE MEETING | Management |
5 | ADOPT THE BOARD’S GUIDELINES FOR REMUNERATION OF MANAGEMENT | Management | ||||||
6 | APPROVE THE 2013 ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS | Management | ||||||
7 | THE BOARD’S CORPORATE GOVERNANCE REPORT | Management | ||||||
8.1 | BOARD MANDATE TO INCREASE SHARE CAPITAL AGAINST CASH DEPOSITS | Management | ||||||
8.2 | BOARD MANDATE TO INCREASE SHARE CAPITAL AGAINST OTHER DEPOSITS THAN CASH | Management | ||||||
8.3 | BOARD MANDATE TO INCREASE SHARE CAPITAL BY RESOLUTION ON MERGERS | Management | ||||||
9 | AMENDMENT TO THE ARTICLES OF ASSOCIATION CONCERNING SIGNATORY RIGHTS | Management | ||||||
10 | ELECTION OF NEW MEMBER AND VICE CHAIRMAN OF THE BOARD :ARNE BAUMANN | Management | ||||||
11 | APPROVE THE BOARD’S FEES FOR THE PERIOD FROM AGM 2014 TO AGM 2015 | Management | ||||||
12.1 | RE-ELECTION OF MIMI K. BERDAL AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
12.2 | RE-ELECTION OF CARL HENRIK ERIKSEN AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
12.3 | ELECTION OF HANS THRANE NIELSEN AS MEMBER TO THE NOMINATION COMMITTEE | Management | ||||||
13 | APPROVE THE NOMINATION COMMITTEE’S FEES | Management | ||||||
14 | APPROVE THE AUDITOR’S FEES | Management |
TELEKOM AUSTRIA AG, WIEN | ||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-May-2014 | ||||
ISIN | AT0000720008 | Agenda | 705235275 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | ||||||
2 | ALLOCATION OF NET PROFITS | Management | For | For | ||||
3 | DISCHARGE OF BOD | Management | For | For | ||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | For | For | ||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | For | For | ||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | ||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | For | For | ||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
YANCOAL AUSTRALIA LTD, SYDNEY NSW | ||||||
Security | Q9869P115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2014 | ||||
ISIN | AU000000YAL0 | Agenda | 705215297 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, | Non-Voting |
IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU-SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT- PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | ||||||||
2.A | RE-ELECT XIYONG LI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.B | RE-ELECT BAOCAI ZHANG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.C | RE-ELECT BOYUN XU AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
2.D | RE-ELECT HUAQIAO ZHANG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||
4 | PROPOSED AMENDMENT TO CONSTITUTION - CLAUSES 1.1(A), 9, 9.2(A) | Management | For | For |
CARACAL ENERGY INC, TORONTO, ON | ||||||
Security | 140756107 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 06-Jun-2014 | ||||
ISIN | CA1407561077 | Agenda | 705288543 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER’S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||
1 | TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE COURT OF QUEEN’S BENCH OF ALBERTA DATED MAY 8, 2014, AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE “ARRANGEMENT RESOLUTION”), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT DATED MAY 9, 2014 (THE “CIRCULAR”), TO APPROVE A STATUTORY PLAN OF ARRANGEMENT (THE “ARRANGEMENT”) UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT (“CBCA”), ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For |
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN | ||||||
Security | D2046U218 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jun-2014 | ||||
ISIN | DE000A1X3R56 | Agenda | 705244503 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN | Non-Voting |
YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 MAY 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting | |||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||
1. | PRESENTATION OF THE APPROVED ANNUAL FINANCIAL STATEMENTS AND THE SUPERVISORY B-OARD-APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2013, THE M- ANAGEMENT REPORTS FOR THE COMPANY AND THE GROUP, INCLUDING THE SUPERVISORY BOA-RD REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL AS THE EXPLANATORY MANAGEMENT B-OARD REPORT ON THE DISCLOSURE PURSUANT TO SECTIONS 289 PARAGRAPHS 4 AND 5, AND-SECTION 315 PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE (HGB) AS OF DECEMBER 31-, 2013 | Non-Voting | ||||||
2. | PASSING OF A RESOLUTION CONCERNING THE APPROPRIATION OF THE NET PROFIT AVAILABLE FOR DISTRIBUTION FOR THE 2013 FINANCIAL YEAR BY DEUTSCHE WOHNEN AG | Management | For | For | ||||
3. | PASSING OF A RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MANAGEMENT BOARD FOR THE 2013 FINANCIAL YEAR 2013 | Management | For | For | ||||
4. | PASSING OF A RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | ||||
5. | ELECTION OF THE AUDITOR OF THE ANNUAL FINANCIAL STATEMENTS AND OF THE AUDITOR OF THE CONSOLIDATED FINANCIAL STATEMENTS, AS WELL AS OF THE AUDITOR FOR ANY AUDITED REVIEW OF THE HALF-YEAR FINANCIAL REPORT FOR THE 2014 FINANCIAL YEAR | Management | For | For | ||||
6. | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: MR. CLAUS WISSER | Management | For | For | ||||
7. | PASSING OF A RESOLUTION CONCERNING THE APPROVAL OF THE COMPENSATION SYSTEM APPLYING TO THE MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | ||||
8. | PASSING OF A RESOLUTION CONCERNING THE CREATION OF AUTHORIZED CAPITAL 2014 WITH THE POSSIBILITY OF EXCLUDING | Management | For | For |
SUBSCRIPTION RIGHTS AND CANCELLING THE EXISTING AUTHORIZED CAPITAL AND CORRESPONDING CHANGE TO THE ARTICLES OF ASSOCIATION | ||||||||
9. | PASSING OF A RESOLUTION CONCERNING THE GRANTING OF A NEW AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT- LINKED BONDS AND/OR CONVERTIBLE OR WARRANT-LINKED PARTICIPATION RIGHTS (OR A COMBINATION OF THESE INSTRUMENTS) WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF CONDITIONAL CAPITAL 2014/I, PARTIAL CANCELLATION OF THE EXISTING AUTHORIZATION TO IS-SUE CONVERTIBLE AND WARRANT-LINKED BONDS, PARTIAL CANCELLATION OF CONDITIONAL CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF ASSOCIATION) AND CORRESPONDING CHANGES TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
10. | PASSING OF A RESOLUTION CONCERNING THE APPROVAL TO ENTER INTO A DOMINATION AGREEMENT BE-TWEEN DEUTSCHE WOHNEN AG AND GSW IMMOBILIEN AG; PASSING A RESOLUTION CONCERNING THE CREATION OF CONDITIONAL CAPITAL 2014/II AND THE INSERTION OF A NEW SECTION 4C IN THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
11. | APPROVAL TO ENTER INTO A PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH | Management | For | For | ||||
12. | APPROVAL TO ENTER INTO A PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND DEUTSCHE WOHNEN IMMOBILIEN MANAGEMENT GMBH | Management | For | For | ||||
13. | APPROVAL TO ENTER INTO A PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND DEUTSCHE WOHNEN CONSTRUCTION AND FACILITIES GMBH | Management | For | For | ||||
14. | PASSING OF A RESOLUTION CONCERNING THE AUTHORIZATION TO ACQUIRE AND USE OWN SHARES, INCLUDING AUTHORIZATION TO RETIRE TREASURY SHARES ACQUIRED AND REDUCE CAPITAL | Management | For | For | ||||
15. | PASSING OF A RESOLUTION CONCERNING THE CONVERSION OF ALL OUTSTANDING REGISTERED SHARES TO BEARER SHARES AND CORRESPONDING AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
16. | PASSING OF A RESOLUTION CONCERNING THE AUTHORIZATION TO ISSUE STOCK OPTIONS TO MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE WOHNEN AG AND TO SELECTED EXECUTIVES OF DEUTSCHE WOHNEN AG AND AFFILIATED COMPANIES, THE CREATION OF CONDITIONAL CAPITAL 2014/III TO SERVICE STOCK OPTIONS AND THE INSERTION OF A NEW SECTION 4D TO THE ARTICLES OF ASSOCIATION | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334732 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.i | TO AUTHORISE THE HERITAGE DIRECTORS (EXCLUDING ANTHONY BUCKINGHAM) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT | Management | For | For | ||||
1.ii | TO APPROVE CERTAIN AMENDMENTS TO HERITAGE’S ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE TERMS OF THE SCHEME | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334744 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
1 | TO APPROVE THE SCHEME | Management | For | For |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705334768 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO APPROVE THE BUCKINGHAM | Management | For | For | ||||
ARRANGEMENTS |
HERITAGE OIL PLC, ST HELIER | ||||||
Security | G4509M102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2014 | ||||
ISIN | JE00B2Q4TN56 | Agenda | 705342804 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO RECEIVE THE DIRECTORS’ REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, TOGETHER WITH THE REPORT OF THE AUDITORS | Management | For | For | ||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 24 TO 29 INCLUSIVE OF THE CORPORATE GOVERNANCE REPORT) CONTAINED IN THE FINANCIAL STATEMENTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 24 TO 29 INCLUSIVE OF THE CORPORATE GOVERNANCE REPORT, CONTAINED IN THE FINANCIAL STATEMENTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, WHICH TAKES EFFECT IMMEDIATELY AFTER THE END OF THE ANNUAL GENERAL MEETING ON 30 JUNE 2014 | Management | For | For | ||||
4 | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
5 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For |
6 | TO RE-ELECT MICHAEL HIBBERD AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
7 | TO RE-ELECT ANTHONY BUCKINGHAM AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
8 | TO RE-ELECT PAUL ATHERTON AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
9 | TO RE-ELECT JOHN MCLEOD AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
10 | TO RE-ELECT GREGORY TURNBULL, QC AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
11 | TO RE-ELECT CARMEN RODRIGUEZ AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
12 | TO RE-ELECT MARK ERWIN AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||
13 | THAT THE AUTHORITY CONFERRED ON THE DIRECTORS BY ARTICLE 10.4 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY SHALL BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT NUMBER SHALL BE 85,000,000 ORDINARY SHARES OF NO PAR VALUE AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON 30 JUNE 2014 AND ENDING ON THE CONCLUSION OF THE NEXT AGM OR, IF EARLIER, 30 SEPTEMBER 2015, UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, AND THE DIRECTORS MAY, DURING SUCH ALLOTMENT PERIOD, MAKE OFFERS OR ARRANGEMENTS WHICH WOULD OR MIGHT REQUIRE SECURITIES TO BE ALLOTTED OR SOLD AFTER THE EXPIRY OF SUCH ALLOTMENT PERIOD | Management | For | For | ||||
14 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, FOR THE PURPOSE OF ARTICLE 10.8(D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE NON PRE-EMPTIVE NUMBER FOR THE ALLOTMENT PERIOD REFERRED TO IN RESOLUTION 12 SHALL BE 27,500,000 ORDINARY SHARES OF NO PAR VALUE | Management | For | For |
THE ARBITRAGE CREDIT OPPORTUNITIES FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Arbitrage Funds | ||
By: | /s/ Jennifer Avicolli | |
Jennifer Avicolli | ||
Chief Compliance Officer and Secretary | ||
Date: | August 18, 2014 |