The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACME UTD CORP | COM | 004816104 | 2,980 | 129,658 | SH | SOLE | 0 | 0 | 129,658 | ||
AIRGAIN INC | COM | 00938A104 | 1,816 | 169,120 | SH | SOLE | 0 | 0 | 169,120 | ||
AMERIS BANCORP | COM | 03076K108 | 353 | 14,984 | SH | SOLE | 0 | 0 | 14,984 | ||
ARES CAPITAL CORP | COM | 04010L103 | 310 | 21,465 | SH | SOLE | 0 | 0 | 21,465 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,074 | 117,745 | SH | SOLE | 0 | 0 | 117,745 | ||
ASURE SOFTWARE INC | COM | 04649U102 | 1,582 | 246,016 | SH | SOLE | 0 | 0 | 246,016 | ||
ATLAS CORP | SHS | Y0436Q109 | 104 | 13,675 | SH | SOLE | 0 | 0 | 13,675 | ||
ATOMERA INC | COM | 04965B100 | 1,749 | 194,364 | SH | SOLE | 0 | 0 | 194,364 | ||
AVINO SILVER & GOLD MINES LT | COM | 053906103 | 1,078 | 1,330,550 | SH | SOLE | 0 | 0 | 1,330,550 | ||
BALCHEM CORP | COM | 057665200 | 2,059 | 21,710 | SH | SOLE | 0 | 0 | 21,710 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 658 | 3,685 | SH | SOLE | 0 | 0 | 3,685 | ||
BIOMERICA INC | COM NEW | 09061H307 | 73 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
BLUEROCK RESIDENTIAL GWT REI | COM CL A | 09627J102 | 1,320 | 163,377 | SH | SOLE | 0 | 0 | 163,377 | ||
BOSTON BEER INC | CL A | 100557107 | 456 | 850 | SH | SOLE | 0 | 0 | 850 | ||
BOWL AMER INC | CL A | 102565108 | 218 | 23,125 | SH | SOLE | 0 | 0 | 23,125 | ||
BOXLIGHT CORP | COM CL A | 103197109 | 871 | 946,950 | SH | SOLE | 0 | 0 | 946,950 | ||
CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | 162 | 14,250 | SH | SOLE | 0 | 0 | 14,250 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 240 | 17,775 | SH | SOLE | 0 | 0 | 17,775 | ||
CARETRUST REIT INC | COM | 14174T107 | 645 | 37,568 | SH | SOLE | 0 | 0 | 37,568 | ||
CARRIAGE SVCS INC | COM | 143905107 | 2,299 | 126,852 | SH | SOLE | 0 | 0 | 126,852 | ||
CATASYS INC | COM PAR | 149049504 | 3,634 | 146,900 | SH | SOLE | 0 | 0 | 146,900 | ||
CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 3,032 | 342,550 | SH | SOLE | 0 | 0 | 342,550 | ||
CECO ENVIRONMENTAL CORP | COM | 125141101 | 67 | 10,115 | SH | SOLE | 0 | 0 | 10,115 | ||
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 275 | 10,001 | SH | SOLE | 0 | 0 | 10,001 | ||
CELSIUS HLDGS INC | COM NEW | 15118V207 | 4,052 | 344,263 | SH | SOLE | 0 | 0 | 344,263 | ||
CHICKEN SOUP FOR THE SOUL EN | CL A | 16842Q100 | 124 | 17,925 | SH | SOLE | 0 | 0 | 17,925 | ||
CITY OFFICE REIT INC | COM | 178587101 | 1,020 | 101,439 | SH | SOLE | 0 | 0 | 101,439 | ||
CLEARFIELD INC | COM | 18482P103 | 165 | 11,833 | SH | SOLE | 0 | 0 | 11,833 | ||
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 601 | 17,538 | SH | SOLE | 0 | 0 | 17,538 | ||
CORENERGY INFRASTRUCTURE TR | COM NEW | 21870U502 | 417 | 45,584 | SH | SOLE | 0 | 0 | 45,584 | ||
CPI AEROSTRUCTURES INC | COM NEW | 125919308 | 237 | 71,975 | SH | SOLE | 0 | 0 | 71,975 | ||
CREATIVE REALITIES INC | *W EXP 11/09/202 | 22530J119 | 38 | 91,275 | SH | SOLE | 0 | 0 | 91,275 | ||
CROWN CRAFTS INC | COM | 228309100 | 867 | 177,730 | SH | SOLE | 0 | 0 | 177,730 | ||
CUSTOMERS BANCORP INC | COM | 23204G100 | 736 | 61,205 | SH | SOLE | 0 | 0 | 61,205 | ||
DAKTRONICS INC | COM | 234264109 | 461 | 105,920 | SH | SOLE | 0 | 0 | 105,920 | ||
DATA I O CORP | COM | 237690102 | 73 | 21,625 | SH | SOLE | 0 | 0 | 21,625 | ||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 71 | 15,990 | SH | SOLE | 0 | 0 | 15,990 | ||
DOLPHIN ENTMT INC | COM | 25686H100 | 1,438 | 1,652,000 | SH | SOLE | 0 | 0 | 1,652,000 | ||
DUOS TECHNOLOGIES GROUP INC | COM | 266042407 | 1,090 | 236,880 | SH | SOLE | 0 | 0 | 236,880 | ||
EAGLE POINT INCOME COMPANY I | COM | 269817102 | 1,415 | 109,235 | SH | SOLE | 0 | 0 | 109,235 | ||
EAGLE PT CR CO LLC | COM | 269808101 | 1,727 | 242,951 | SH | SOLE | 0 | 0 | 242,951 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 258 | 22,625 | SH | SOLE | 0 | 0 | 22,625 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 85 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
ENSIGN GROUP INC | COM | 29358P101 | 4,525 | 108,120 | SH | SOLE | 0 | 0 | 108,120 | ||
ENVISION SOLAR INTL INC | *W EXP 12/30/202 | 29413Q110 | 1,002 | 252,519 | SH | SOLE | 0 | 0 | 252,519 | ||
ENVISION SOLAR INTL INC | COM | 29413Q201 | 2,121 | 212,772 | SH | SOLE | 0 | 0 | 212,772 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 473 | 13,125 | SH | SOLE | 0 | 0 | 13,125 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 3,120 | 278,045 | SH | SOLE | 0 | 0 | 278,045 | ||
EVOLUTION PETROLEUM CORP | COM | 30049A107 | 445 | 158,888 | SH | SOLE | 0 | 0 | 158,888 | ||
EYEPOINT PHARMACEUTICALS INC | COM | 30233G100 | 63 | 82,900 | SH | SOLE | 0 | 0 | 82,900 | ||
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q106 | 21 | 11,550 | SH | SOLE | 0 | 0 | 11,550 | ||
FLAHERTY & CRUMRIN PFD & INM | COM | 338478100 | 500 | 24,850 | SH | SOLE | 0 | 0 | 24,850 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 230 | 17,700 | SH | SOLE | 0 | 0 | 17,700 | ||
FRANCO NEV CORP | COM | 351858105 | 1,625 | 11,634 | SH | SOLE | 0 | 0 | 11,634 | ||
GENERAL FIN CORP DEL | COM | 369822101 | 958 | 142,750 | SH | SOLE | 0 | 0 | 142,750 | ||
GENIUS BRANDS INTL INC | COM | 37229T301 | 75 | 33,334 | SH | SOLE | 0 | 0 | 33,334 | ||
GLADSTONE COMMERCIAL CORP | COM | 376536108 | 1,146 | 61,095 | SH | SOLE | 0 | 0 | 61,095 | ||
GLADSTONE LD CORP | COM | 376549101 | 1,792 | 113,000 | SH | SOLE | 0 | 0 | 113,000 | ||
GLOBAL WTR RES INC | COM | 379463102 | 1,955 | 185,500 | SH | SOLE | 0 | 0 | 185,500 | ||
GLOBALSCAPE INC | COM | 37940G109 | 2,560 | 262,545 | SH | SOLE | 0 | 0 | 262,545 | ||
GOLD RESOURCE CORP | COM | 38068T105 | 2,090 | 508,600 | SH | SOLE | 0 | 0 | 508,600 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 7 | 20,625 | SH | SOLE | 0 | 0 | 20,625 | ||
GREAT AJAX CORP | COM | 38983D300 | 1,672 | 181,782 | SH | SOLE | 0 | 0 | 181,782 | ||
GSE SYS INC | COM | 36227K106 | 303 | 300,340 | SH | SOLE | 0 | 0 | 300,340 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 549 | 19,294 | SH | SOLE | 0 | 0 | 19,294 | ||
HARROW HEALTH INC | COM | 415858109 | 299 | 57,450 | SH | SOLE | 0 | 0 | 57,450 | ||
HARVARD BIOSCIENCE INC | COM | 416906105 | 931 | 300,272 | SH | SOLE | 0 | 0 | 300,272 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 1,159 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 305 | 31,393 | SH | SOLE | 0 | 0 | 31,393 | ||
HUDSON TECHNOLOGIES INC | COM | 444144109 | 768 | 760,175 | SH | SOLE | 0 | 0 | 760,175 | ||
IDEX CORP | COM | 45167R104 | 1,177 | 7,450 | SH | SOLE | 0 | 0 | 7,450 | ||
II-VI INC | COM | 902104108 | 6,786 | 143,715 | SH | SOLE | 0 | 0 | 143,715 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 1,772 | 154,201 | SH | SOLE | 0 | 0 | 154,201 | ||
INTEST CORP | COM | 461147100 | 913 | 270,875 | SH | SOLE | 0 | 0 | 270,875 | ||
INTRICON CORP | COM | 46121H109 | 330 | 24,430 | SH | SOLE | 0 | 0 | 24,430 | ||
INUVO INC | COM NEW | 46122W204 | 460 | 862,000 | SH | SOLE | 0 | 0 | 862,000 | ||
INVESCO EXCHANGE-TRADED FD T | S&P SMLCP UTIL | 46138G409 | 2,613 | 54,025 | SH | SOLE | 0 | 0 | 54,025 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 466 | 27,420 | SH | SOLE | 0 | 0 | 27,420 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 311 | 2,530 | SH | SOLE | 0 | 0 | 2,530 | ||
ISSUER DIRECT CORP | COM NEW | 46520M204 | 956 | 94,168 | SH | SOLE | 0 | 0 | 94,168 | ||
ITERIS INC | COM | 46564T107 | 1,499 | 315,350 | SH | SOLE | 0 | 0 | 315,350 | ||
J & J SNACK FOODS CORP | COM | 466032109 | 229 | 1,800 | SH | SOLE | 0 | 0 | 1,800 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 211 | 26,969 | SH | SOLE | 0 | 0 | 26,969 | ||
JMP GROUP LLC | COM | 46629U107 | 28 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
JOINT CORP | COM | 47973J102 | 1,097 | 71,850 | SH | SOLE | 0 | 0 | 71,850 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 120 | 22,650 | SH | SOLE | 0 | 0 | 22,650 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 49 | 10,790 | SH | SOLE | 0 | 0 | 10,790 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 1,806 | 115,573 | SH | SOLE | 0 | 0 | 115,573 | ||
LANDMARK INFRASTRUCTURE LP | COM UNIT LTD | 51508J108 | 569 | 57,485 | SH | SOLE | 0 | 0 | 57,485 | ||
LEGACY HOUSING CORP | COM | 52472M101 | 2,356 | 165,685 | SH | SOLE | 0 | 0 | 165,685 | ||
LEXINGTON REALTY TRUST | COM | 529043101 | 404 | 38,294 | SH | SOLE | 0 | 0 | 38,294 | ||
MANHATTAN BRIDGE CAPITAL INC | COM | 562803106 | 1,028 | 220,624 | SH | SOLE | 0 | 0 | 220,624 | ||
MARTEN TRANS LTD | COM | 573075108 | 1,331 | 52,908 | SH | SOLE | 0 | 0 | 52,908 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 1,499 | 79,727 | SH | SOLE | 0 | 0 | 79,727 | ||
MILLER INDS INC TENN | COM NEW | 600551204 | 538 | 18,065 | SH | SOLE | 0 | 0 | 18,065 | ||
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 1,286 | 88,750 | SH | SOLE | 0 | 0 | 88,750 | ||
NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 | 350 | 159,000 | SH | SOLE | 0 | 0 | 159,000 | ||
NEOGENOMICS INC | COM NEW | 64049M209 | 2,850 | 92,000 | SH | SOLE | 0 | 0 | 92,000 | ||
NEPHROS INC | COM | 640671400 | 1,699 | 202,469 | SH | SOLE | 0 | 0 | 202,469 | ||
NEW MTN FIN CORP | COM | 647551100 | 205 | 22,053 | SH | SOLE | 0 | 0 | 22,053 | ||
NEWMONT CORP | COM | 651639106 | 1,056 | 17,108 | SH | SOLE | 0 | 0 | 17,108 | ||
NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 | 2,526 | 138,648 | SH | SOLE | 0 | 0 | 138,648 | ||
OFS CREDIT COMPANY INC | COM | 67111Q107 | 884 | 98,007 | SH | SOLE | 0 | 0 | 98,007 | ||
ONE STOP SYS INC | COM | 68247W109 | 1,922 | 975,728 | SH | SOLE | 0 | 0 | 975,728 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 1,869 | 186,885 | SH | SOLE | 0 | 0 | 186,885 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 647 | 52,480 | SH | SOLE | 0 | 0 | 52,480 | ||
OXFORD LANE CAP CORP | COM | 691543102 | 233 | 56,619 | SH | SOLE | 0 | 0 | 56,619 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 1,080 | 43,202 | SH | SOLE | 0 | 0 | 43,202 | ||
PENNANT GROUP INC | COM | 70805E109 | 701 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
PICO HLDGS INC | COM NEW | 693366205 | 1,008 | 119,534 | SH | SOLE | 0 | 0 | 119,534 | ||
PIEDMONT LITHIUM LTD | SPONSORED ADS | 720162106 | 268 | 46,500 | SH | SOLE | 0 | 0 | 46,500 | ||
POLAR PWR INC | COM | 73102V105 | 812 | 163,760 | SH | SOLE | 0 | 0 | 163,760 | ||
POSTAL REALTY TRUST INC | CL A | 73757R102 | 1,604 | 100,535 | SH | SOLE | 0 | 0 | 100,535 | ||
POWERFLEET INC | COM | 73931J109 | 1,490 | 322,445 | SH | SOLE | 0 | 0 | 322,445 | ||
PREFERRED APT CMNTYS INC | COM | 74039L103 | 1,019 | 134,025 | SH | SOLE | 0 | 0 | 134,025 | ||
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 340 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
PURECYCLE CORP | COM NEW | 746228303 | 3,166 | 344,555 | SH | SOLE | 0 | 0 | 344,555 | ||
QUAKER CHEM CORP | COM | 747316107 | 3,773 | 20,325 | SH | SOLE | 0 | 0 | 20,325 | ||
RCM TECHNOLOGIES INC | COM NEW | 749360400 | 87 | 65,195 | SH | SOLE | 0 | 0 | 65,195 | ||
REEDS INC | COM | 758338107 | 2,164 | 2,258,550 | SH | SOLE | 0 | 0 | 2,258,550 | ||
REPRO MED SYS INC | COM | 759910102 | 90 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
RICEBRAN TECHNOLOGIES | COM NEW | 762831204 | 35 | 42,175 | SH | SOLE | 0 | 0 | 42,175 | ||
ROYAL GOLD INC | COM | 780287108 | 1,935 | 15,568 | SH | SOLE | 0 | 0 | 15,568 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 1,323 | 183,801 | SH | SOLE | 0 | 0 | 183,801 | ||
SACHEM CAP CORP | COM | 78590A109 | 1,774 | 599,285 | SH | SOLE | 0 | 0 | 599,285 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 2,596 | 269,896 | SH | SOLE | 0 | 0 | 269,896 | ||
SHARPSPRING INC | COM | 820054104 | 1,271 | 144,750 | SH | SOLE | 0 | 0 | 144,750 | ||
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 243 | 2,275 | SH | SOLE | 0 | 0 | 2,275 | ||
SILVERSUN TECHNOLOGIES INC | COM NEW | 82846H207 | 501 | 250,296 | SH | SOLE | 0 | 0 | 250,296 | ||
SONOMA PHARMACEUTICALS INC | COM NEW | 83558L204 | 332 | 46,601 | SH | SOLE | 0 | 0 | 46,601 | ||
SOTHERLY HOTELS INC | COM | 83600C103 | 465 | 185,286 | SH | SOLE | 0 | 0 | 185,286 | ||
SP PLUS CORP | COM | 78469C103 | 694 | 33,525 | SH | SOLE | 0 | 0 | 33,525 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 1,074 | 151,895 | SH | SOLE | 0 | 0 | 151,895 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 291 | 1,741 | SH | SOLE | 0 | 0 | 1,741 | ||
STERICYCLE INC | COM | 858912108 | 1,518 | 27,110 | SH | SOLE | 0 | 0 | 27,110 | ||
STONECASTLE FINL CORP | COM | 861780104 | 300 | 18,885 | SH | SOLE | 0 | 0 | 18,885 | ||
TARGA RES CORP | COM | 87612G101 | 551 | 27,451 | SH | SOLE | 0 | 0 | 27,451 | ||
TEAM INC | COM | 878155100 | 390 | 70,035 | SH | SOLE | 0 | 0 | 70,035 | ||
TOUGHBUILT INDS INC | COM NEW | 89157G504 | 619 | 798,876 | SH | SOLE | 0 | 0 | 798,876 | ||
TRECORA RES | COM | 894648104 | 582 | 92,856 | SH | SOLE | 0 | 0 | 92,856 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 3,399 | 9,800 | SH | SOLE | 0 | 0 | 9,800 | ||
U S PHYSICAL THERAPY INC | COM | 90337L108 | 4,531 | 55,920 | SH | SOLE | 0 | 0 | 55,920 | ||
UMH PPTYS INC | COM | 903002103 | 605 | 46,775 | SH | SOLE | 0 | 0 | 46,775 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 1,719 | 158,275 | SH | SOLE | 0 | 0 | 158,275 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 382 | 10,410 | SH | SOLE | 0 | 0 | 10,410 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,387 | 68,312 | SH | SOLE | 0 | 0 | 68,312 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 2,521 | 50,245 | SH | SOLE | 0 | 0 | 50,245 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 2,776 | 51,065 | SH | SOLE | 0 | 0 | 51,065 | ||
WELLTOWER INC | COM | 95040Q104 | 904 | 17,462 | SH | SOLE | 0 | 0 | 17,462 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 2,555 | 58,012 | SH | SOLE | 0 | 0 | 58,012 | ||
WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 555 | 50,545 | SH | SOLE | 0 | 0 | 50,545 | ||
WILLDAN GROUP INC | COM | 96924N100 | 4,808 | 192,244 | SH | SOLE | 0 | 0 | 192,244 | ||
XAI OCTAGON FLOATNG RATE ALT | COM | 98400T106 | 1,039 | 182,532 | SH | SOLE | 0 | 0 | 182,532 | ||
YAMANA GOLD INC | COM | 98462Y100 | 103 | 18,817 | SH | SOLE | 0 | 0 | 18,817 |