The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON | COM | 023135106 | 1,846 | 999 | SH | SOLE | 999 | 0 | 0 | ||
AMAZON | COM | 023135106 | 3,696 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
CBS | CL B | 92556H206 | 505 | 12,041 | SH | SOLE | 12,041 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 141 | 1,022 | SH | SOLE | 1,022 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 832 | 9,458 | SH | SOLE | 9,458 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 307 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,353 | 22,985 | SH | SOLE | 22,985 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 135 | 822 | SH | SOLE | 822 | 0 | 0 | ||
FRANKLIN ETF TR | LIBERTY SHRT ETF | 353506108 | 472 | 5,004 | SH | SOLE | 5,004 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 336 | 1,142 | SH | SOLE | 1,142 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 439 | 1,909 | SH | SOLE | 1,909 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 1,712 | 24,803 | SH | SOLE | 24,803 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 299 | 2,126 | SH | SOLE | 2,126 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 520 | 4,166 | SH | SOLE | 4,166 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,699 | 30,687 | SH | SOLE | 30,687 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 680 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 206 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 812 | 14,417 | SH | SOLE | 14,417 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 731 | 12,206 | SH | SOLE | 12,206 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 7,878 | 39,251 | SH | SOLE | 39,251 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q106 | 301 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
NETFLIX INC COM | COM | 64110L106 | 209 | 646 | SH | SOLE | 646 | 0 | 0 | ||
HORIZON BANCORP INC | COM | 440407104 | 460 | 24,193 | SH | SOLE | 24,193 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 313 | 3,443 | SH | SOLE | 3,443 | 0 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92835W107 | 259 | 22,678 | SH | SOLE | 22,678 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 355 | 4,649 | SH | SOLE | 4,649 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 388 | 5,722 | SH | SOLE | 5,722 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 603 | 9,815 | SH | SOLE | 9,815 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 1,386 | 9,165 | SH | SOLE | 9,165 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 605 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 212 | 1,555 | SH | SOLE | 1,555 | 0 | 0 | ||
CRONOS GROUP INC | COM | 22717L101 | 556 | 72,500 | SH | Call | SOLE | 72,500 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 1,534 | 8,667 | SH | SOLE | 8,667 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 170 | 18,286 | SH | SOLE | 18,286 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 1,167 | 19,675 | SH | SOLE | 19,675 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 401 | 1,834 | SH | SOLE | 1,834 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 910 | 36,621 | SH | SOLE | 36,621 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 673 | 10,572 | SH | SOLE | 10,572 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 655 | 3,724 | SH | SOLE | 3,724 | 0 | 0 | ||
AON PLC | SHS CL A | G0408V102 | 200 | 960 | SH | SOLE | 960 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 4,273 | 42,065 | SH | SOLE | 42,065 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,696 | 7,490 | SH | SOLE | 7,490 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 316 | 6,928 | SH | SOLE | 6,928 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,080 | 806 | SH | SOLE | 806 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,990 | 25,300 | SH | SOLE | 25,300 | 0 | 0 | ||
MICROSOFT | COM | 594918105 | 1,609 | 10,200 | SH | Call | SOLE | 10,200 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 534 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 340 | 1 | SH | SOLE | 1 | 0 | 0 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 1,590 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 600 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 273 | 840 | SH | SOLE | 840 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 833 | 10,659 | SH | SOLE | 10,659 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 352 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 275 | 2,715 | SH | SOLE | 2,715 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 229 | 7,438 | SH | SOLE | 7,438 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 752 | 12,747 | SH | SOLE | 12,747 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 263 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 232 | 7,959 | SH | SOLE | 7,959 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 221 | 7,201 | SH | SOLE | 7,201 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 388 | 10,611 | SH | SOLE | 10,611 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD | S&P500 EQL WGT | 46137V357 | 12,115 | 104,694 | SH | SOLE | 104,694 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 355 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 | 904 | 28,840 | SH | SOLE | 28,840 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,125 | 6,793 | SH | SOLE | 6,793 | 0 | 0 | ||
BLACKROCK LONG-TERM MUNI ADV | COM | 09250B103 | 941 | 73,704 | SH | SOLE | 73,704 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 465 | 6,844 | SH | SOLE | 6,844 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 250 | 6,129 | SH | SOLE | 6,129 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 408 | 3,862 | SH | SOLE | 3,862 | 0 | 0 | ||
PREFERRED APT CMNTYS INC | COM | 74039L103 | 1,552 | 116,501 | SH | SOLE | 116,501 | 0 | 0 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 314 | 19,826 | SH | SOLE | 19,826 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 256 | 16,076 | SH | SOLE | 16,076 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 495 | 2,412 | SH | SOLE | 2,412 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 410 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 500 | 15,423 | SH | SOLE | 15,423 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | MORNINGSTAR WIDE | 92189F643 | 1,213 | 22,134 | SH | SOLE | 22,134 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,030 | 18,709 | SH | SOLE | 18,709 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 275 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 264 | 10,211 | SH | SOLE | 10,211 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 200 | 7,875 | SH | SOLE | 7,875 | 0 | 0 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 319 | 23,475 | SH | SOLE | 23,475 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 252 | 20,952 | SH | SOLE | 20,952 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 109 | 10,015 | SH | SOLE | 10,015 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 612 | 48,915 | SH | SOLE | 48,915 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,154 | 24,331 | SH | SOLE | 24,331 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 3,106 | 145,913 | SH | SOLE | 145,913 | 0 | 0 | ||
HEICO CORP NEW | COM | 422806109 | 285 | 2,495 | SH | SOLE | 2,495 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 366 | 1,709 | SH | SOLE | 1,709 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 894 | 15,976 | SH | SOLE | 15,976 | 0 | 0 | ||
POLARIS INC | COM | 731068102 | 1,318 | 12,959 | SH | SOLE | 12,959 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 644 | 7,299 | SH | SOLE | 7,299 | 0 | 0 | ||
BLACKSTONE MTG TR | INC COM CL A | 09257W100 | 226 | 6,069 | SH | SOLE | 6,069 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 337 | 570 | SH | SOLE | 570 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 632 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 443 | 13,274 | SH | SOLE | 13,274 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 1,224 | 36,700 | SH | Call | SOLE | 36,700 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 217 | 6,500 | SH | Put | SOLE | 6,500 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,302 | 27,146 | SH | SOLE | 27,146 | 0 | 0 | ||
AT&T INC COM | COM | 00206R102 | 2,135 | 54,643 | SH | SOLE | 54,643 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 406 | 21,447 | SH | SOLE | 21,447 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 515 | 46,190 | SH | SOLE | 46,190 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 725 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 474 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 263 | 2,094 | SH | SOLE | 2,094 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,273 | 11,770 | SH | SOLE | 11,770 | 0 | 0 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 413 | 5,463 | SH | SOLE | 5,463 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 953 | 10,973 | SH | SOLE | 10,973 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 917 | 4,325 | SH | SOLE | 4,325 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,669 | 1,249 | SH | SOLE | 1,249 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 535 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 220 | 4,407 | SH | SOLE | 4,407 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 427 | 3,430 | SH | SOLE | 3,430 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,120 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 650 | 2,696 | SH | SOLE | 2,696 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,472 | 28,851 | SH | SOLE | 28,851 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,175 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 1,231 | 34,960 | SH | SOLE | 34,960 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 477 | 35,903 | SH | SOLE | 35,903 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 684 | 10,649 | SH | SOLE | 10,649 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 256 | 2,122 | SH | SOLE | 2,122 | 0 | 0 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 206 | 3,037 | SH | SOLE | 3,037 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,331 | 9,202 | SH | SOLE | 9,202 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 723 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 570 | 8,172 | SH | SOLE | 8,172 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 140 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 259 | 5,507 | SH | SOLE | 5,507 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 541 | 1,475 | SH | SOLE | 1,475 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 452 | 1,815 | SH | SOLE | 1,815 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 588 | 17,130 | SH | SOLE | 17,130 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 268 | 7,800 | SH | Put | SOLE | 7,800 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 919 | 43,277 | SH | SOLE | 43,277 | 0 | 0 | ||
ISHARES TR | EXPONENTIAL TECH | 46434V381 | 1,793 | 41,922 | SH | SOLE | 41,922 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 394 | 5,657 | SH | SOLE | 5,657 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 356 | 2,605 | SH | SOLE | 2,605 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 812 | 5,827 | SH | SOLE | 5,827 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 350 | 898 | SH | SOLE | 898 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 957 | 12,070 | SH | SOLE | 12,070 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 384 | 7,521 | SH | SOLE | 7,521 | 0 | 0 | ||
NASDAQ INC | COM | 631103108 | 439 | 4,101 | SH | SOLE | 4,101 | 0 | 0 | ||
ORACLE CORPORATION | COM | 68389X105 | 430 | 8,124 | SH | SOLE | 8,124 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 243 | 2,249 | SH | SOLE | 2,249 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,248 | 57,388 | SH | SOLE | 57,388 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 432 | 5,074 | SH | SOLE | 5,074 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 356 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 333 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 151 | 15,394 | SH | SOLE | 15,394 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 583 | 59,500 | SH | Call | SOLE | 59,500 | 0 | 0 | |
THE CHARLES SCHWAB CORP | COM | 808513105 | 216 | 4,532 | SH | SOLE | 4,532 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 680 | 21,210 | SH | SOLE | 21,210 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 641 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 472 | 1,607 | SH | SOLE | 1,607 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 588 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 216 | 4,294 | SH | SOLE | 4,294 | 0 | 0 | ||
VANECK VECTORS ETF TR | SHORT HIGH YIELD | 92189F387 | 202 | 8,017 | SH | SOLE | 8,017 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1,109 | 9,328 | SH | SOLE | 9,328 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 289 | 5,369 | SH | SOLE | 5,369 | 0 | 0 | ||
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 698 | 52,378 | SH | SOLE | 52,378 | 0 | 0 |