UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09871
CULLEN FUNDS TRUST
(exact name of registrant as specified in charter)
645 Fifth Avenue, New York, NY 10022
(Address of principal executive offices) (Zip code)
Brooks Cullen
645 Fifth Avenue
New York, NY 10022
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212-843-0506
Date of fiscal year end: June 30
Date of reporting period: July 1, 2013 - June 30, 2014
Item 1 – Proxy Voting Record.
Cullen High Dividend Equity Fund
Vote Summary
VODAFONE GROUP PLC | ||||||
Security | 92857W209 | Meeting Type | Annual | |||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | |||
ISIN | US92857W2098 | Agenda | 933848179 - Management | |||
Record Date | 03-Jun-2013 | Holding Recon Date | 03-Jun-2013 | |||
City / Country | / United States | Vote Deadline Date | 12-Jul-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | ||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | ||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For |
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | ||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | ||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 2,565,000 | 0 | 12-Jun-2013 | 12-Jun-2013 |
DIAGEO PLC | ||||||
Security | 25243Q205 | Meeting Type | Annual | |||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2013 | |||
ISIN | US25243Q2057 | Agenda | 933869084 - Management | |||
Record Date | 13-Aug-2013 | Holding Recon Date | 13-Aug-2013 | |||
City / Country | / United States | Vote Deadline Date | 11-Sep-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | REPORT AND ACCOUNTS 2013. | Management | For | |||||
2. | DIRECTORS’ REMUNERATION REPORT 2013. | Management | For | |||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | |||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||
5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||
7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||
8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||
9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||
10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | |||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | |||||
13. | APPOINTMENT OF AUDITOR. | Management | For | |||||
14. | REMUNERATION OF AUDITOR. | Management | For | |||||
15. | AUTHORITY TO ALLOT SHARES. | Management | For | |||||
16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For |
17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | |||||
18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | |||||
19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 445,000 | 0 | 21-Aug-2013 | 21-Aug-2013 |
CISCO SYSTEMS, INC. | ||||||
Security | 17275R102 | Meeting Type | Annual | |||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2013 | |||
ISIN | US17275R1023 | Agenda | 933882157 - Management | |||
Record Date | 20-Sep-2013 | Holding Recon Date | 20-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 18-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO’S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 3,353,520 | 0 | 01-Oct-2013 | 01-Oct-2013 |
MICROSOFT CORPORATION | ||||||
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||
ISIN | US5949181045 | Agenda | 933883185 - Management | |||
Record Date | 13-Sep-2013 | Holding Recon Date | 13-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 18-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 2,250,580 | 0 | 09-Oct-2013 | 09-Oct-2013 |
VODAFONE GROUP PLC | ||||||
Security | 92857W209 | Meeting Type | Special | |||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | |||
ISIN | US92857W2098 | Agenda | 933909701 - Management | |||
Record Date | 12-Dec-2013 | Holding Recon Date | 12-Dec-2013 | |||
City / Country | / United States | Vote Deadline Date | 21-Jan-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | ||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | ||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | ||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | ||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 2,565,000 | 0 | 18-Dec-2013 | 18-Dec-2013 |
METLIFE, INC. | ||||||
Security | 59156R108 | Meeting Type | Annual | |||
Ticker Symbol | MET | Meeting Date | 22-Apr-2014 | |||
ISIN | US59156R1086 | Agenda | 933951471 - Management | |||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LULU C. WANG | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | APPROVAL OF THE METLIFE, INC. 2015 STOCK AND INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
5. | APPROVAL OF THE METLIFE, INC. 2015 NON- MANAGEMENT DIRECTOR STOCK COMPENSATION PLAN. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,294,000 | 0 | 27-Mar-2014 | 27-Mar-2014 |
GENERAL ELECTRIC COMPANY | ||||||
Security | 369604103 | Meeting Type | Annual | |||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | |||
ISIN | US3696041033 | Agenda | 933932534 - Management | |||
Record Date | 24-Feb-2014 | Holding Recon Date | 24-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D’SOUZA | Management | For | For | ||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | ||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For |
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | ||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | ||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES’ COMPENSATION | Management | For | For | ||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | For | ||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | ||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | For | ||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | ||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | ||||
C6 | SELL THE COMPANY | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 3,227,500 | 0 | 08-Mar-2014 | 08-Mar-2014 |
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||
Security | 263534109 | Meeting Type | Annual | |||
Ticker Symbol | DD | Meeting Date | 23-Apr-2014 | |||
ISIN | US2635341090 | Agenda | 933935338 - Management | |||
Record Date | 26-Feb-2014 | Holding Recon Date | 26-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | ||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ON POLITICAL SPENDING | Shareholder | Against | For | ||||
5. | ON HERBICIDE USE | Shareholder | Against | For | ||||
6. | ON PLANT CLOSURE | Shareholder | Against | For | ||||
7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,112,800 | 0 | 15-Mar-2014 | 15-Mar-2014 |
JOHNSON & JOHNSON | ||||||
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | |||
ISIN | US4781601046 | Agenda | 933933548 - Management | |||
Record Date | 25-Feb-2014 | Holding Recon Date | 25-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 894,950 | 0 | 13-Mar-2014 | 13-Mar-2014 |
ASTRAZENECA PLC | ||||||
Security | 046353108 | Meeting Type | Annual | |||
Ticker Symbol | AZN | Meeting Date | 24-Apr-2014 | |||
ISIN | US0463531089 | Agenda | 933945264 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 15-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
2. | TO CONFIRM DIVIDENDS | Management | For | For | ||||
3. | TO APPOINT KPMG LLP, LONDON AS AUDITOR | Management | For | For | ||||
4. | TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
5A. | ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | For | For | ||||
5B. | ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | For | ||||
5C. | ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | For | ||||
5D. | ELECTION OF DIRECTOR: GENEVIEVE BERGER | Management | For | For | ||||
5E. | ELECTION OF DIRECTOR: BRUCE BURLINGTON | Management | For | For | ||||
5F. | ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | For | ||||
5G. | ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | Management | For | For | ||||
5H. | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For | ||||
5I. | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | For | ||||
5J. | ELECTION OF DIRECTOR: NANCY ROTHWELL | Management | For | For | ||||
5K. | ELECTION OF DIRECTOR: SHRITI VADERA | Management | For | For | ||||
5L. | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | For | ||||
5M. | ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | ||||
6. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
7. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
8. | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For | ||||
9. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
10. | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For |
11. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
12. | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||
13. | TO APPROVE THE ASTRAZENECA 2014 PERFORMANCE SHARE PLAN | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,436,800 | 0 | 21-Mar-2014 | 21-Mar-2014 |
AT&T INC. | ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | |||
ISIN | US00206R1023 | Agenda | 933930807 - Management | |||
Record Date | 26-Feb-2014 | Holding Recon Date | 26-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For |
1M. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | ||||
5. | POLITICAL REPORT. | Shareholder | Against | For | ||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | WRITTEN CONSENT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 2,065,000 | 0 | 12-Mar-2014 | 12-Mar-2014 |
GENUINE PARTS COMPANY | ||||||
Security | 372460105 | Meeting Type | Annual | |||
Ticker Symbol | GPC | Meeting Date | 28-Apr-2014 | |||
ISIN | US3724601055 | Agenda | 933928725 - Management | |||
Record Date | 18-Feb-2014 | Holding Recon Date | 18-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 DR. MARY B. BULLOCK | For | For | ||||||
2 PAUL D. DONAHUE | For | For | ||||||
3 JEAN DOUVILLE | For | For | ||||||
4 GARY P. FAYARD | For | For | ||||||
5 THOMAS C. GALLAGHER | For | For | ||||||
6 GEORGE C. “JACK” GUYNN | For | For | ||||||
7 JOHN R. HOLDER | For | For | ||||||
8 JOHN D. JOHNS | For | For | ||||||
9 MICHAEL M.E. JOHNS, M.D | For | For |
10 R.C. LOUDERMILK, JR. | For | For | ||||||
11 WENDY B. NEEDHAM | For | For | ||||||
12 JERRY W. NIX | For | For | ||||||
13 GARY W. ROLLINS | For | For | ||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 598,890 | 0 | 04-Mar-2014 | 04-Mar-2014 |
THE BOEING COMPANY | ||||||
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 28-Apr-2014 | |||
ISIN | US0970231058 | Agenda | 933932368 - Management | |||
Record Date | 27-Feb-2014 | Holding Recon Date | 27-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 25-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | Management | For | For | ||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For | ||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 533,000 | 0 | 15-Mar-2014 | 15-Mar-2014 |
CORNING INCORPORATED | ||||||
Security | 219350105 | Meeting Type | Annual | |||
Ticker Symbol | GLW | Meeting Date | 29-Apr-2014 | |||
ISIN | US2193501051 | Agenda | 933931215 - Management | |||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES B. FLAWS | Management | For | For |
1F. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE ADOPTION OF THE 2014 VARIABLE COMPENSATION PLAN. | Management | For | For | ||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 812,535 | 0 | 07-Mar-2014 | 07-Mar-2014 |
KIMBERLY-CLARK CORPORATION | ||||||
Security | 494368103 | Meeting Type | Annual | |||
Ticker Symbol | KMB | Meeting Date | 01-May-2014 | |||
ISIN | US4943681035 | Agenda | 933931253 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN R. ALM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For |
1D. | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: FABIAN T. GARCIA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For | ||||
2. | RATIFICATION OF AUDITORS | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 585,000 | 0 | 11-Mar-2014 | 11-Mar-2014 |
HCP, INC. | ||||||
Security | 40414L109 | Meeting Type | Annual | |||
Ticker Symbol | HCP | Meeting Date | 01-May-2014 | |||
ISIN | US40414L1098 | Agenda | 933939603 - Management | |||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CHRISTINE N. GARVEY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | For | For |
1D. | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. MCKEE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PETER L. RHEIN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF THE HCP, INC. 2014 PERFORMANCE INCENTIVE PLAN. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,175,880 | 0 | 22-Mar-2014 | 22-Mar-2014 |
HEALTH CARE REIT, INC. | ||||||
Security | 42217K106 | Meeting Type | Annual | |||
Ticker Symbol | HCN | Meeting Date | 01-May-2014 | |||
ISIN | US42217K1060 | Agenda | 933943070 - Management | |||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GEORGE L. CHAPMAN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: THOMAS J. DEROSA | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEFFREY H. DONAHUE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: PETER J. GRUA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: FRED S. KLIPSCH | Management | For | For |
1G. | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SHARON M. OSTER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JUDITH C. PELHAM | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: R. SCOTT TRUMBULL | Management | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | ||||
3. | APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Management | For | For | ||||
4. | THE APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400,000,000 TO 700,000,000 FOR GENERAL CORPORATE PURPOSES. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 946,870 | 0 | 22-Mar-2014 | 22-Mar-2014 |
ELI LILLY AND COMPANY | ||||||
Security | 532457108 | Meeting Type | Annual | |||
Ticker Symbol | LLY | Meeting Date | 05-May-2014 | |||
ISIN | US5324571083 | Agenda | 933931227 - Management | |||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 02-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: K. N. HORN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: W. G. KAELIN | Management | For | For |
1D. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
3. | APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,619,300 | 0 | 25-Mar-2014 | 25-Mar-2014 |
BCE INC. | ||||||
Security | 05534B760 | Meeting Type | Annual | |||
Ticker Symbol | BCE | Meeting Date | 06-May-2014 | |||
ISIN | CA05534B7604 | Agenda | 933948361 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 02-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 B.K. ALLEN | For | For | ||||||
2 A. BÉRARD | For | For | ||||||
3 R.A. BRENNEMAN | For | For | ||||||
4 S. BROCHU | For | For | ||||||
5 R.E. BROWN | For | For | ||||||
6 G.A. COPE | For | For | ||||||
7 D.F. DENISON | For | For | ||||||
8 I. GREENBERG | For | For | ||||||
9 T.C. O’NEILL | For | For | ||||||
10 J. PRENTICE | For | For |
11 R.C. SIMMONDS | For | For | ||||||
12 C. TAYLOR | For | For | ||||||
13 P.R. WEISS | For | For | ||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | ||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2014 MANAGEMENT PROXY CIRCULAR DATED MARCH 6, 2014 DELIVERED IN ADVANCE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE. | Management | For | For | ||||
4A | PROPOSAL NO. 1 RISK MANAGEMENT COMMITTEE. | Shareholder | Against | For | ||||
4B | PROPOSAL NO. 2 TOTAL EXECUTIVE COMPENSATION GROSS PAY CAP AT $5,000,000. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,827,700 | 0 | 28-Mar-2014 | 28-Mar-2014 |
PHILIP MORRIS INTERNATIONAL INC. | ||||||
Security | 718172109 | Meeting Type | Annual | |||
Ticker Symbol | PM | Meeting Date | 07-May-2014 | |||
ISIN | US7181721090 | Agenda | 933946444 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For |
1E. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 705,850 | 0 | 28-Mar-2014 | 28-Mar-2014 |
DOMINION RESOURCES, INC. | ||||||
Security | 25746U109 | Meeting Type | Annual | |||
Ticker Symbol | D | Meeting Date | 07-May-2014 | |||
ISIN | US25746U1097 | Agenda | 933952055 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PETER W. BROWN, M.D. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: HELEN E. DRAGAS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For |
1F. | ELECTION OF DIRECTOR: JOHN W. HARRIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARK J. KINGTON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID A. WOLLARD | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2014 | Management | For | For | ||||
3. | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | ||||
4. | APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN | Management | For | For | ||||
5. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | ||||
6. | REPORT ON FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE | Shareholder | Against | For | ||||
7. | REPORT ON METHANE EMISSIONS | Shareholder | Against | For | ||||
8. | REPORT ON LOBBYING | Shareholder | Against | For | ||||
9. | REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE IMPACTS OF BIOMASS | Shareholder | Against | For | ||||
10. | ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 697,600 | 0 | 27-Mar-2014 | 27-Mar-2014 |
3M COMPANY | ||||||
Security | 88579Y101 | Meeting Type | Annual | |||
Ticker Symbol | MMM | Meeting Date | 13-May-2014 | |||
ISIN | US88579Y1010 | Agenda | 933944008 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS “TONY” K. BROWN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 709,600 | 0 | 27-Mar-2014 | 27-Mar-2014 |
CONOCOPHILLIPS | ||||||
Security | 20825C104 | Meeting Type | Annual | |||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | |||
ISIN | US20825C1045 | Agenda | 933946305 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | ||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,281,000 | 0 | 29-Mar-2014 | 29-Mar-2014 |
ALTRIA GROUP, INC. | ||||||
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 14-May-2014 | |||
ISIN | US02209S1033 | Agenda | 933956801 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY- ENNIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 2,218,950 | 0 | 04-Apr-2014 | 04-Apr-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933971916 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For |
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,395,440 | 0 | 09-May-2014 | 09-May-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933996463 - Management | |||
Record Date | 16-Apr-2014 | Holding Recon Date | 16-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For |
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | ||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,395,440 | 0 | 09-May-2014 | 09-May-2014 |
JPMORGAN CHASE & CO. | ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | |||
ISIN | US46625H1005 | Agenda | 933970089 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | ||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | ||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,346,000 | 0 | 09-May-2014 | 09-May-2014 |
DIAMOND OFFSHORE DRILLING, INC. | ||||||
Security | 25271C102 | Meeting Type | Annual | |||
Ticker Symbol | DO | Meeting Date | 20-May-2014 | |||
ISIN | US25271C1027 | Agenda | 933974063 - Management | |||
Record Date | 25-Mar-2014 | Holding Recon Date | 25-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC EDWARDS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN R. BOLTON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CHARLES L. FABRIKANT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: PAUL G. GAFFNEY II | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: EDWARD GREBOW | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: HERBERT C. HOFMANN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SIEGEL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLIFFORD M. SOBEL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ANDREW H. TISCH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RAYMOND S. TROUBH | Management | For | For | ||||
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | ||||
3 | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||
4 | TO APPROVE THE COMPANY’S AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS. | Management | For | For | ||||
5 | TO APPROVE THE COMPANY’S EQUITY INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
6 | SHAREHOLDER PROPOSAL: BOARD DIVERSITY. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,120,700 | 0 | 09-May-2014 | 09-May-2014 |
ROYAL DUTCH SHELL PLC | ||||||
Security | 780259107 | Meeting Type | Annual | |||
Ticker Symbol | RDSB | Meeting Date | 20-May-2014 | |||
ISIN | US7802591070 | Agenda | 933990699 - Management | |||
Record Date | 10-Apr-2014 | Holding Recon Date | 10-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 09-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||
2. | APPROVAL OF DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3. | APPROVAL OF DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
4. | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
5. | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
6. | RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN | Management | For | For | ||||
7. | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Management | For | For | ||||
8. | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Management | For | For | ||||
9. | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Management | For | For | ||||
10. | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Management | For | For | ||||
11. | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Management | For | For | ||||
12. | RE-APPOINTMENT OF DIRECTOR: SIR NIGEL SHEINWALD | Management | For | For | ||||
13. | RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ | Management | For | For |
14. | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Management | For | For | ||||
15. | RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM | Management | For | For | ||||
16. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||
17. | REMUNERATION OF AUDITORS | Management | For | For | ||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
21. | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
22. | APPROVAL OF DEFERRED BONUS PLAN | Management | For | For | ||||
23. | APPROVAL OF RESTRICTED SHARE PLAN | Management | For | For | ||||
24. | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,104,700 | 0 | 09-May-2014 | 09-May-2014 |
NEXTERA ENERGY, INC. | ||||||
Security | 65339F101 | Meeting Type | Annual | |||
Ticker Symbol | NEE | Meeting Date | 22-May-2014 | |||
ISIN | US65339F1012 | Agenda | 933956611 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For |
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES OF INCORPORATION AND BYLAWS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 775,940 | 0 | 09-May-2014 | 09-May-2014 |
INTEL CORPORATION | ||||||
Security | 458140100 | Meeting Type | Annual | |||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | |||
ISIN | US4581401001 | Agenda | 933962854 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For |
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 3,312,600 | 0 | 04-Apr-2014 | 04-Apr-2014 |
HSBC HOLDINGS PLC | ||||||
Security | 404280406 | Meeting Type | Annual | |||
Ticker Symbol | HSBC | Meeting Date | 23-May-2014 | |||
ISIN | US4042804066 | Agenda | 933984076 - Management | |||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS 2013 | Management | For | For | ||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For |
4 | TO APPROVE THE VARIABLE PAY CAP (SEE SECTION 4 OF THE EXPLANATORY NOTES IN THE NOTICE OF AGM FOR VOTING THRESHOLD APPLICABLE TO THIS RESOLUTION) | Management | For | For | ||||
5A | TO ELECT KATHLEEN CASEY AS A DIRECTOR | Management | For | For | ||||
5B | TO ELECT SIR JONATHAN EVANS AS A DIRECTOR | Management | For | For | ||||
5C | TO ELECT MARC MOSES AS A DIRECTOR | Management | For | For | ||||
5D | TO ELECT JONATHAN SYMONDS AS A DIRECTOR | Management | For | For | ||||
5E | TO RE-ELECT SAFRA CATZ AS A DIRECTOR | Management | For | For | ||||
5F | TO RE-ELECT LAURA CHA AS A DIRECTOR | Management | For | For | ||||
5G | TO RE-ELECT MARVIN CHEUNG AS A DIRECTOR | Management | For | For | ||||
5H | TO RE-ELECT JOACHIM FABER AS A DIRECTOR | Management | For | For | ||||
5I | TO RE-ELECT RONA FAIRHEAD AS A DIRECTOR | Management | For | For | ||||
5J | TO RE-ELECT RENATO FASSBIND AS A DIRECTOR | Management | For | For | ||||
5K | TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR | Management | For | For | ||||
5L | TO RE-ELECT STUART GULLIVER AS A DIRECTOR | Management | For | For | ||||
5M | TO RE-ELECT SAM LAIDLAW AS A DIRECTOR | Management | For | For | ||||
5N | TO RE-ELECT JOHN LIPSKY AS A DIRECTOR | Management | For | For | ||||
5O | TO RE-ELECT RACHEL LOMAX AS A DIRECTOR | Management | For | For | ||||
5P | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Management | For | For | ||||
5Q | TO RE-ELECT SIR SIMON ROBERTSON AS A DIRECTOR | Management | For | For | ||||
6 | TO REAPPOINT KPMG AUDIT PLC AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL COMPLETION OF THE AUDIT OF THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDING 31 DECEMBER 2014 | Management | For | For | ||||
7 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||
8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
S9 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For |
10 | TO AUTHORISE THE DIRECTORS TO ALLOT ANY REPURCHASED SHARES | Management | For | For | ||||
11 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||
12 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO CONTINGENT CONVERTIBLE SECURITIES | Management | For | For | ||||
S13 | TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF CONTINGENT CONVERTIBLE SECURITIES (SPECIAL RESOLUTION) | Management | For | For | ||||
S14 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS’ NOTICE (SPECIAL RESOLUTION) | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,291,380 | 0 | 09-May-2014 | 09-May-2014 |
MERCK & CO., INC. | ||||||
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 27-May-2014 | |||
ISIN | US58933Y1055 | Agenda | 933975180 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 1,731,110 | 0 | 09-May-2014 | 09-May-2014 |
THE TRAVELERS COMPANIES, INC. | ||||||
Security | 89417E109 | Meeting Type | Annual | |||
Ticker Symbol | TRV | Meeting Date | 27-May-2014 | |||
ISIN | US89417E1091 | Agenda | 933978299 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
1E. | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM J. KANE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVE THE TRAVELERS COMPANIES, INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 925,230 | 0 | 09-May-2014 | 09-May-2014 |
CHEVRON CORPORATION | ||||||
Security | 166764100 | Meeting Type | Annual | |||
Ticker Symbol | CVX | Meeting Date | 28-May-2014 | |||
ISIN | US1667641005 | Agenda | 933978011 - Management | |||
Record Date | 02-Apr-2014 | Holding Recon Date | 02-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 27-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: C. WARE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Against | For | ||||
5. | LOBBYING DISCLOSURE | Shareholder | Against | For | ||||
6. | SHALE ENERGY OPERATIONS | Shareholder | Against | For | ||||
7. | INDEPENDENT CHAIRMAN | Shareholder | Against | For | ||||
8. | SPECIAL MEETINGS | Shareholder | Against | For | ||||
9. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | ||||
10. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 647,200 | 0 | 11-Apr-2014 | 11-Apr-2014 |
RAYTHEON COMPANY | ||||||
Security | 755111507 | Meeting Type | Annual | |||
Ticker Symbol | RTN | Meeting Date | 29-May-2014 | |||
ISIN | US7551115071 | Agenda | 934000984 - Management | |||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||
4 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | ||||
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL EXPENDITURES | Shareholder | Against | For | ||||
6 | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAB | CULLEN HIGH DIV EQUITY FUND | 997CTAB | STATE STREET BANK & TRUST CO | 963,000 | 0 | 09-May-2014 | 09-May-2014 |
Cullen International High Dividend Fund
Vote Summary
VODAFONE GROUP PLC | ||||||
Security | 92857W209 | Meeting Type | Annual | |||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | |||
ISIN | US92857W2098 | Agenda | 933848179 - Management | |||
Record Date | 03-Jun-2013 | Holding Recon Date | 03-Jun-2013 | |||
City / Country | / United States | Vote Deadline Date | 12-Jul-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | ||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | ||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For |
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | ||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | ||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 318,500 | 0 | 12-Jun-2013 | 12-Jun-2013 |
VODAFONE GROUP PLC | ||||||
Security | 92857W209 | Meeting Type | Special | |||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | |||
ISIN | US92857W2098 | Agenda | 933909701 - Management | |||
Record Date | 12-Dec-2013 | Holding Recon Date | 12-Dec-2013 | |||
City / Country | / United States | Vote Deadline Date | 21-Jan-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | ||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | ||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | ||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | ||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 360,000 | 0 | 18-Dec-2013 | 18-Dec-2013 |
NOVARTIS AG | ||||||
Security | 66987V109 | Meeting Type | Annual | |||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | |||
ISIN | US66987V1098 | Agenda | 933922280 - Management | |||
Record Date | 16-Jan-2014 | Holding Recon Date | 16-Jan-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-Feb-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For |
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | ||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | ||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For | ||||
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | ||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | ||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | ||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For |
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | ||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | ||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 141,900 | 0 | 07-Feb-2014 | 07-Feb-2014 |
ASTRAZENECA PLC | ||||||
Security | 046353108 | Meeting Type | Annual | |||
Ticker Symbol | AZN | Meeting Date | 24-Apr-2014 | |||
ISIN | US0463531089 | Agenda | 933945264 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 15-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
2. | TO CONFIRM DIVIDENDS | Management | For | For | ||||
3. | TO APPOINT KPMG LLP, LONDON AS AUDITOR | Management | For | For | ||||
4. | TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Management | For | For |
5A. | ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | For | For | ||||
5B. | ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | For | ||||
5C. | ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | For | ||||
5D. | ELECTION OF DIRECTOR: GENEVIEVE BERGER | Management | For | For | ||||
5E. | ELECTION OF DIRECTOR: BRUCE BURLINGTON | Management | For | For | ||||
5F. | ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | For | ||||
5G. | ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | Management | For | For | ||||
5H. | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For | ||||
5I. | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | For | ||||
5J. | ELECTION OF DIRECTOR: NANCY ROTHWELL | Management | For | For | ||||
5K. | ELECTION OF DIRECTOR: SHRITI VADERA | Management | For | For | ||||
5L. | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | For | ||||
5M. | ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | ||||
6. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||
7. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
8. | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For | ||||
9. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
10. | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
11. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
12. | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||
13. | TO APPROVE THE ASTRAZENECA 2014 PERFORMANCE SHARE PLAN | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 78,150 | 0 | 21-Mar-2014 | 21-Mar-2014 |
CANADIAN OIL SANDS LIMITED | ||||||
Security | 13643E105 | Meeting Type | Annual | |||
Ticker Symbol | COSWF | Meeting Date | 30-Apr-2014 | |||
ISIN | CA13643E1051 | Agenda | 933948208 - Management | |||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 25-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RE-APPOINTING PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE CORPORATION. | Management | For | For | ||||
02 | DIRECTOR | Management | ||||||
1 IAN A. BOURNE | For | For | ||||||
2 GERALD W. GRANDEY | For | For | ||||||
3 ARTHUR N. KORPACH | For | For | ||||||
4 RYAN M. KUBIK | For | For | ||||||
5 DONALD J. LOWRY | For | For | ||||||
6 SARAH E. RAISS | For | For | ||||||
7 JOHN K. READ | For | For | ||||||
8 BRANT G. SANGSTER | For | For | ||||||
9 C.E. (CHUCK) SHULTZ | For | For | ||||||
10 WESLEY R. TWISS | For | For | ||||||
11 JOHN B. ZAOZIRNY | For | For | ||||||
03 | TO ACCEPT THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 1,100 | 0 | 29-Mar-2014 | 29-Mar-2014 |
BRITISH AMERICAN TOBACCO P.L.C. | ||||||
Security | 110448107 | Meeting Type | Annual | |||
Ticker Symbol | BTI | Meeting Date | 30-Apr-2014 | |||
ISIN | US1104481072 | Agenda | 933955075 - Management | |||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | RECEIPT OF THE 2013 ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||
2. | APPROVAL OF THE 2013 DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3. | APPROVAL OF THE 2013 DIRECTORS’ REMUNERATION REPORT, OTHER THAN THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
4. | DECLARATION OF THE FINAL DIVIDEND FOR 2013 | Management | For | For | ||||
5. | REAPPOINTMENT OF THE AUDITORS | Management | For | For | ||||
6. | AUTHORITY FOR THE DIRECTORS TO AGREE THE AUDITORS’ REMUNERATION | Management | For | For | ||||
7. | RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS) | Management | For | For | ||||
8. | RE-ELECTION OF KAREN DE SEGUNDO AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) | Management | For | For | ||||
9. | RE-ELECTION OF NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||
10. | RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS, REMUNERATION) | Management | For | For | ||||
11. | RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS,REMUNERATION) | Management | For | For | ||||
12. | RE-ELECTION OF GERRY MURPHY AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS, REMUNERATION) | Management | For | For | ||||
13. | RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS, REMUNERATION) | Management | For | For |
14. | RE-ELECTION OF BEN STEVENS AS A DIRECTOR | Management | For | For | ||||
15. | RE-ELECTION OF RICHARD TUBB AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) | Management | For | For | ||||
16. | ELECTION OF SAVIO KWAN AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:CORPORATE SOCIAL RESPONSIBILITY,NOMINATIONS) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | For | For | ||||
17. | RENEWAL OF THE DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
18. | RENEWAL OF THE DIRECTORS’ AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
19. | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
20. | AUTHORITY TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE | Management | For | For | ||||
21. | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 87,000 | 0 | 28-Mar-2014 | 28-Mar-2014 |
ABB LTD | ||||||
Security | 000375204 | Meeting Type | Annual | |||
Ticker Symbol | ABB | Meeting Date | 30-Apr-2014 | |||
ISIN | US0003752047 | Agenda | 933974099 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
2.1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2013 | Management | For | For | ||||
2.2 | CONSULTATIVE VOTE ON THE 2013 REMUNERATION REPORT | Management | For | For |
3. | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | ||||
4. | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | Management | For | For | ||||
5. | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION | Management | For | For | ||||
6. | REVISION OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||
7.1 | ELECT ROGER AGNELLI AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.2 | ELECT MATTI ALAHUHTA AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.3 | ELECT LOUIS R. HUGHES AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.4 | ELECT MICHEL DE ROSEN AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.5 | ELECT MICHAEL TRESCHOW AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.6 | ELECT JACOB WALLENBERG AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.7 | ELECT YING YEH AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.8 | ELECT HUBERTUS VON GRUNBERG AS MEMBER AND CHAIRMAN OF THE BOARD | Management | For | For | ||||
8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | Management | For | For | ||||
8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL TRESCHOW | Management | For | For | ||||
8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: YING YEH | Management | For | For | ||||
9. | ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER | Management | For | For | ||||
10. | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 250,300 | 0 | 09-Apr-2014 | 09-Apr-2014 |
MANULIFE FINANCIAL CORPORATION | ||||||
Security | 56501R106 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | MFC | Meeting Date | 01-May-2014 | |||
ISIN | CA56501R1064 | Agenda | 933950847 - Management | |||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 28-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOSEPH P. CARON | For | For | ||||||
2 JOHN M. CASSADAY | For | For | ||||||
3 SUSAN F. DABARNO | For | For | ||||||
4 RICHARD B. DEWOLFE | For | For | ||||||
5 SHEILA S. FRASER | For | For | ||||||
6 DONALD A. GULOIEN | For | For | ||||||
7 SCOTT M. HAND | For | For | ||||||
8 LUTHER S. HELMS | For | For | ||||||
9 TSUN-YAN HSIEH | For | For | ||||||
10 DONALD R. LINDSAY | For | For | ||||||
11 JOHN R.V. PALMER | For | For | ||||||
12 C. JAMES PRIEUR | For | For | ||||||
13 ANDREA S. ROSEN | For | For | ||||||
14 LESLEY D. WEBSTER | For | For | ||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||
03 | THE SPECIAL RESOLUTION CONFIRMING AN AMENDMENT TO BY-LAW NO. 1 OF THE COMPANY EXPRESSING THE MAXIMUM ANNUAL AGGREGATE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS IN UNITED STATES DOLLARS | Management | For | For | ||||
04 | ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 616,800 | 0 | 01-Apr-2014 | 01-Apr-2014 |
BCE INC. | ||||||
Security | 05534B760 | Meeting Type | Annual | |||
Ticker Symbol | BCE | Meeting Date | 06-May-2014 | |||
ISIN | CA05534B7604 | Agenda | 933948361 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 02-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 B.K. ALLEN | For | For | ||||||
2 A. BÉRARD | For | For | ||||||
3 R.A. BRENNEMAN | For | For | ||||||
4 S. BROCHU | For | For | ||||||
5 R.E. BROWN | For | For | ||||||
6 G.A. COPE | For | For | ||||||
7 D.F. DENISON | For | For | ||||||
8 I. GREENBERG | For | For | ||||||
9 T.C. O’NEILL | For | For | ||||||
10 J. PRENTICE | For | For | ||||||
11 R.C. SIMMONDS | For | For | ||||||
12 C. TAYLOR | For | For | ||||||
13 P.R. WEISS | For | For | ||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | ||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2014 MANAGEMENT PROXY CIRCULAR DATED MARCH 6, 2014 DELIVERED IN ADVANCE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE. | Management | For | For |
4A | PROPOSAL NO. 1 RISK MANAGEMENT COMMITTEE. | Shareholder | Against | For | ||||
4B | PROPOSAL NO. 2 TOTAL EXECUTIVE COMPENSATION GROSS PAY CAP AT $5,000,000. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 140,450 | 0 | 28-Mar-2014 | 28-Mar-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933971916 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
9. | TO RE-APPOINT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For |
12. | TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | ||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 164,600 | 0 | 09-May-2014 | 09-May-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933996463 - Management | |||
Record Date | 16-Apr-2014 | Holding Recon Date | 16-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
9. | TO RE-APPOINT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
12. | TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For |
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 164,600 | 0 | 09-May-2014 | 09-May-2014 |
TOTAL S.A. | ||||||
Security | 89151E109 | Meeting Type | Annual | |||
Ticker Symbol | TOT | Meeting Date | 16-May-2014 | |||
ISIN | US89151E1091 | Agenda | 933988707 - Management | |||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. | Management | For | For | ||||
O4 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. | Management | For | For | ||||
O5 | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR. | Management | For | For | ||||
O6 | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE-ROQUETTE AS A DIRECTOR. | Management | For | For | ||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS, JR AS A DIRECTOR. | Management | For | For |
O8 | RENEWAL OF THE APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR. | Management | For | For | ||||
O9 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Management | For | For | ||||
E10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY SECURITIES PROVIDING ACCESS TO THE COMPANY’S SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS. | Management | For | For | ||||
E11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||
E12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN THE EVENT OF SURPLUS DEMAND IN CASE OF SHARE CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||
E13 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY, WHICH ENTAILS SHAREHOLDERS’ WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED TO REMUNERATE IN-KIND CONTRIBUTIONS. | Management | For | For |
E14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS’ WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES. | Management | For | For | ||||
E15 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL RESERVED FOR CATEGORIES OF BENEFICIARIES IN A TRANSACTION RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||
E16 | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AS WELL AS TO EXECUTIVE DIRECTORS OF THE COMPANY OR OTHER COMPANIES OF THE GROUP, WHICH ENTAILS SHAREHOLDERS’ WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED IN FAVOR OF THE BENEFICIARIES OF SUCH SHARE ALLOCATIONS. | Management | For | For | ||||
E17 | AMENDMENT OF ARTICLE 11 OF THE COMPANY’S ARTICLES OF ASSOCIATION TO DETERMINE THE APPOINTMENT PROCEDURES OF THE DIRECTOR(S) REPRESENTING EMPLOYEES PURSUANT TO THE FRENCH LAW OF JUNE 14, 2013, ON THE PROTECTION OF EMPLOYMENT AND TO INTEGRATE TECHNICAL CHANGES CONCERNING CERTAIN PROVISIONS REGARDING THE DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | For | For | ||||
E18 | AMENDMENT OF ARTICLE 12 OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD AT 70 YEARS. | Management | For | For | ||||
E19 | AMENDMENT OF ARTICLE 15 OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE PRESIDENT AT 67 YEARS. | Management | For | For |
E20 | AMENDMENT OF ARTICLE 17 OF THE COMPANY’S ARTICLES OF ASSOCIATION FOR HARMONIZATION PURPOSES WITH THE FRENCH ORDER OF DECEMBER 9, 2010, IMPLEMENTING INTO FRENCH LEGISLATION THE EUROPEAN DIRECTIVE REGARDING THE RIGHT OF SHAREHOLDERS TO BE REPRESENTED AT SHAREHOLDERS’ MEETINGS BY ANY PERSON OF THEIR CHOICE. | Management | For | For | ||||
O21 | CIRCULATION OF A QUARTERLY NEWSLETTER BY THE EMPLOYEE DIRECTORS AND THE DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | For | Against | ||||
O22 | COMPONENTS OF THE COMPENSATION OF EXECUTIVE DIRECTORS AND EMPLOYEES LINKED TO INDUSTRIAL SAFETY INDICATORS. | Management | For | Against | ||||
E23 | EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND). | Management | For | Against | ||||
E24 | INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE BOARD OF DIRECTORS’ ORGANIZATION ( AMENDMENT OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL THE BOARD’S COMMITTEES). | Management | For | Against | ||||
E25 | DISTRIBUTION OF ATTENDANCE FEES ( AMENDMENT OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR A DISTRIBUTION OF ATTENDANCE FEES BASED ON THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD MEETINGS). | Management | For | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 216,050 | 0 | 17-Apr-2014 | 17-Apr-2014 |
RIOCAN REAL ESTATE INVESTMENT TRUST | ||||||
Security | 766910103 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | RIOCF | Meeting Date | 28-May-2014 | |||
ISIN | CA7669101031 | Agenda | 933996526 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 BONNIE BROOKS | For | For | ||||||
2 CLARE R. COPELAND | For | For | ||||||
3 RAYMOND M. GELGOOT | For | For | ||||||
4 P. GODFREY, C.M.,O.ONT. | For | For | ||||||
5 DALE H. LASTMAN | For | For | ||||||
6 SHARON SALLOWS | For | For | ||||||
7 E. SONSHINE,O.ONT.,Q.C. | For | For | ||||||
8 LUC VANNESTE | For | For | ||||||
9 CHARLES M. WINOGRAD | For | For | ||||||
02 | THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE TRUST AND AUTHORIZATION OF THE TRUST’S BOARD OF TRUSTEES TO FIX THE AUDITORS’ REMUNERATION; | Management | For | For | ||||
03 | THE ORDINARY RESOLUTION SET FORTH IN APPENDIX “A” TO THE MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) AND APPROVING THE ADOPTION OF THE DEFERRED UNIT PLAN FOR THE TRUST’S NON-EMPLOYEE TRUSTEES, SUBSTANTIALLY IN THE FORM ATTACHED AS APPENDIX “B” TO THE CIRCULAR; | Management | For | For | ||||
04 | THE NON-BINDING SAY-ON-PAY ADVISORY RESOLUTION SET FORTH IN THE CIRCULAR ON THE TRUST’S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 113,150 | 0 | 29-Apr-2014 | 29-Apr-2014 |
OIL CO LUKOIL | ||||||
Security | 677862104 | Meeting Type | Annual | |||
Ticker Symbol | LUKOY | Meeting Date | 26-Jun-2014 | |||
ISIN | US6778621044 | Agenda | 934024554 - Management | |||
Record Date | 12-May-2014 | Holding Recon Date | 12-May-2014 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO APPROVE THE ANNUAL REPORT OF OAO “LUKOIL” FOR 2013 AND THE ANNUAL FINANCIAL STATEMENTS, INCLUDING THE INCOME STATEMENT OF THE COMPANY, AND ALSO THE DISTRIBUTION OF PROFITS FOR THE 2013 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL | Management | ||||||
2A. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: ALEKPEROV, VAGIT YUSUFOVICH | Management | No Action | |||||
2B. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: BLAZHEEV, VICTOR VLADIMIROVICH | Management | No Action | |||||
2C. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: GRAYFER, ALERY ISAAKOVICH | Management | No Action | |||||
2D. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: IVANOV, IGOR SERGEEVICH | Management | No Action | |||||
2E. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: KOCHKUROV, SERGEI ALEKSEEVICH | Management | No Action | |||||
2F. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MAGANOV, RAVIL ULFATOVICH | Management | No Action | |||||
2G. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MATZKE, RICHARD | Management | No Action | |||||
2H. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MIKHAILOV, SERGEI ANATOLIEVICH | Management | No Action | |||||
2I. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MOBIUS, MARK | Management | No Action | |||||
2J. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MOSCATO, GUGLIELMO ANTONIO CLAUDIO | Management | No Action |
2K. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: PICTET, IVAN | Management | No Action | |||||
2L. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: FEDUN, LEONID ARNOLDOVICH | Management | No Action | |||||
3.1 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): MAKSIMOV, MIKHAIL BORISOVICH | Management | ||||||
3.2 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): SULOEV, PAVEL ALEKSANDROVICH | Management | ||||||
3.3 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): SURKOV, ALEKSANDR VIKTOROVICH | Management | ||||||
4.1 | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL” PURSUANT TO APPENDIX NO. 1 HERETO | Management | ||||||
4.2 | TO ESTABLISH REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL“ PURSUANT TO APPENDIX NO. 2 HERETO | Management | ||||||
5.1 | TO PAY REMUNERATION TO EACH OF THE MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL” IN THE FOLLOWING AMOUNTS: M.B.MAKSIMOV - 2,730,000 ROUBLES, V.N.NIKITENKO - 2,730,000 ROUBLES, A.V.SURKOV - 2,730,000 ROUBLES | Management | ||||||
5.2 | TO ESTABLISH THE FOLLOWING AMOUNT OF REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL” - 3,000,000 ROUBLES | Management | ||||||
6. | TO APPROVE THE INDEPENDENT AUDITOR OF OAO “LUKOIL”- CLOSED JOINT STOCK COMPANY KPMG | Management | ||||||
7. | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY “OIL COMPANY “LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management |
8. | TO APPROVE AMENDMENTS AND ADDENDA TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF ”LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management | ||||||
9.1 | POLICY (CONTRACT) ON INSURING THE LIABILITY OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN OAO “LUKOIL” (POLICYHOLDER) AND JOINT STOCK COMPANY “KAPITAL INSURANCE” (INSURER) | Management | ||||||
9.2 | SUPPLEMENTAL AGREEMENT TO LOAN AGREEMENT NO. 0810843 OF OCTOBER 13, 2008 BETWEEN OAO “LUKOIL” (BORROWER) AND OAO RITEK (LENDER). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | Management |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 86,400 | 0 |
VODAFONE GROUP PLC | ||||||
Security | 92857W308 | Meeting Type | Annual | |||
Ticker Symbol | VOD | Meeting Date | 29-Jul-2014 | |||
ISIN | US92857W3088 | Agenda | 934046740 - Management | |||
Record Date | 03-Jun-2014 | Holding Recon Date | 03-Jun-2014 | |||
City / Country | / United States | Vote Deadline Date | 17-Jul-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management | For | For | ||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||
4. | TO ELECT NICK READ AS A DIRECTOR | Management | For | For |
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | ||||
6. | TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | ||||
7. | TO ELECT DAME CLARA FURSE AS A DIRECTOR, WITH EFFECT FROM 1 SEPTEMBER 2014 | Management | For | For | ||||
8. | TO ELECT VALERIE GOODING AS A DIRECTOR | Management | For | For | ||||
9. | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management | For | For | ||||
10. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For | ||||
11. | TO RE-ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | ||||
12. | TO RE-ELECT NICK LAND AS A DIRECTOR | Management | For | For | ||||
13. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR | Management | For | For | ||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR | Management | For | For | ||||
15. | TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||
16. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||
17. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||
18. | TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN RULES | Management | For | For | ||||
19. | TO CONFIRM PWC’S APPOINTMENT AS AUDITOR | Management | For | For | ||||
20. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||
21. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
S22 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
S23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||
24. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||
S25 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS’ NOTICE | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares |
| Unavailable Shares |
| Vote Date | Date Confirmed | |||||||||
997CTAD | CULLEN INTL HIGH DIV FUND | 997CTAD | STATE STREET BANK & TRUST CO | 160,000 | 0 | 13-Jun-2014 | 13-Jun-2014 |
Cullen Small Cap Value Fund
Vote Summary
TIDEWATER INC. | ||||||
Security | 886423102 | Meeting Type | Annual | |||
Ticker Symbol | TDW | Meeting Date | 01-Aug-2013 | |||
ISIN | US8864231027 | Agenda | 933852344 - Management | |||
Record Date | 13-Jun-2013 | Holding Recon Date | 13-Jun-2013 | |||
City / Country | / United States | Vote Deadline Date | 31-Jul-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 M. JAY ALLISON | For | For | ||||||
2 JAMES C. DAY | For | For | ||||||
3 RICHARD T. DU MOULIN | For | For | ||||||
4 MORRIS E. FOSTER | For | For | ||||||
5 J. WAYNE LEONARD | For | For | ||||||
6 JON C. MADONNA | For | For | ||||||
7 RICHARD A. PATTAROZZI | For | For | ||||||
8 JEFFREY M. PLATT | For | For | ||||||
9 NICHOLAS J. SUTTON | For | For | ||||||
10 CINDY B. TAYLOR | For | For | ||||||
11 DEAN E. TAYLOR | For | For | ||||||
12 JACK E. THOMPSON | For | For | ||||||
2. | SAY ON PAY VOTE - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (AS DISCLOSED IN THE PROXY STATEMENT). | Management | For | For | ||||
3. | APPROVAL OF THE TIDEWATER INC. EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 5,850 | 0 | 26-Jun-2013 | 26-Jun-2013 |
ALERE INC. | ||||||
Security | 01449J105 | Meeting Type | Contested-Annual | |||
Ticker Symbol | ALR | Meeting Date | 07-Aug-2013 | |||
ISIN | US01449J1051 | Agenda | 933852750 - Management | |||
Record Date | 14-Jun-2013 | Holding Recon Date | 14-Jun-2013 | |||
City / Country | / United States | Vote Deadline Date | 06-Aug-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 HAKAN BJORKLUND | For | For | ||||||
2 STEPHEN P. MACMILLAN | For | For | ||||||
3 BRIAN A. MARKISON | For | For | ||||||
4 T.F. WILSON MCKILLOP | Withheld | Against | ||||||
2. | APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2010 STOCK OPTION AND INCENTIVE PLAN BY 2,000,000 FROM 5,153,663 TO 7,153,663. | Management | Against | Against | ||||
3. | APPROVAL OF THE GRANTING OF OPTIONS UNDER OUR 2010 STOCK OPTION AND INCENTIVE PLAN TO CERTAIN EXECUTIVE OFFICERS; PROVIDED THAT, EVEN IF THIS PROPOSAL IS APPROVED BY OUR STOCKHOLDERS, WE DO NOT INTEND TO IMPLEMENT THIS PROPOSAL UNLESS PROPOSAL 2 IS ALSO APPROVED. | Management | Against | Against |
4. | APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY 1,000,000 FROM 3,000,000 TO 4,000,000. | Management | For | For | ||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||
6. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 11,600 | 0 | 06-Aug-2013 | 07-Aug-2013 | |||||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 11,600 | 0 | 06-Aug-2013 | 07-Aug-2013 |
ALERE INC. | ||||||
Security | 01449J105 | Meeting Type | Contested-Annual | |||
Ticker Symbol | ALR | Meeting Date | 07-Aug-2013 | |||
ISIN | US01449J1051 | Agenda | 933853841 - Opposition | |||
Record Date | 14-Jun-2013 | Holding Recon Date | 14-Jun-2013 | |||
City / Country | / United States | Vote Deadline Date | 06-Aug-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type Vote | For/Against Management | |||||
01 | DIRECTOR | Management | ||||||
1 CURT R. HARTMAN | ||||||||
2 THEODORE E. MARTIN | ||||||||
3 JEROME J. LANDE | ||||||||
4 HAKAN BJORKLUND-MGT NOM |
02 | THE COMPANY’S PROPOSAL TO APPROVE AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2010 STOCK OPTION AND INCENTIVE PLAN BY 2,000,000 FROM 5,153,663 TO 7,153,663. | Management | ||||||
03 | THE COMPANY’S PROPOSAL TO APPROVE THE GRANTING OF OPTIONS UNDER THE 2010 STOCK OPTION AND INCENTIVE PLAN TO CERTAIN EXECUTIVE OFFICERS; THE COMPANY HAS INDICATED THAT EVEN IF THIS PROPOSAL IS APPROVED BY STOCKHOLDERS, IT DOES NOT INTEND TO IMPLEMENT THIS PROPOSAL UNLESS PROPOSAL 2 IS ALSO APPROVED. | Management | ||||||
04 | THE COMPANY’S PROPOSAL TO APPROVE AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY 1,000,000, FROM 3,000,000 TO 4,000,000. | Management | ||||||
05 | THE COMPANY’S PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | ||||||
06 | THE COMPANY’S PROPOSAL TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 11,600 | 0 |
AVNET,INC. | ||||||
Security | 053807103 | Meeting Type | Annual | |||
Ticker Symbol | AVT | Meeting Date | 08-Nov-2013 | |||
ISIN | US0538071038 | Agenda | 933880569 - Management | |||
Record Date | 10-Sep-2013 | Holding Recon Date | 10-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 07-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 J. VERONICA BIGGINS | For | For | ||||||
2 MICHAEL A. BRADLEY | For | For | ||||||
3 R. KERRY CLARK | For | For | ||||||
4 RICHARD P. HAMADA | For | For | ||||||
5 JAMES A. LAWRENCE | For | For | ||||||
6 FRANK R. NOONAN | For | For | ||||||
7 RAY M. ROBINSON | For | For | ||||||
8 WILLIAM H. SCHUMANN III | For | For | ||||||
9 WILLIAM P. SULLIVAN | For | For | ||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO APPROVE THE AVNET, INC. 2013 STOCK COMPENSATION AND INCENTIVE PLAN. | Management | For | For | ||||
4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 28, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 8,900 | 0 | 27-Sep-2013 | 27-Sep-2013 |
CRACKER BARREL OLD COUNTRY STORE INC | ||||||
Security | 22410J106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | CBRL | Meeting Date | 13-Nov-2013 | |||
ISIN | US22410J1060 | Agenda | 933884163 - Management | |||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 12-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 THOMAS H. BARR | ||||||||
2 JAMES W. BRADFORD | ||||||||
3 SANDRA B. COCHRAN | ||||||||
4 GLENN A. DAVENPORT | ||||||||
5 RICHARD J. DOBKIN | ||||||||
6 NORMAN E. JOHNSON | ||||||||
7 WILLIAM W. MCCARTEN | ||||||||
8 COLEMAN H. PETERSON | ||||||||
9 ANDREA M. WEISS | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT THAT ACCOMPANIES THIS NOTICE. | Management | ||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | ||||||
4. | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL SUPPORTING CERTAIN ANIMAL WELFARE POLICIES OF THE COMPANY. | Management | ||||||
5. | AN ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY AFFILIATES OF BIGLARI HOLDINGS REQUESTING THAT THE BOARD DECLARE AND THE COMPANY PAY A SPECIAL CASH DIVIDEND OF $20.00 PER SHARE TO ALL SHAREHOLDERS. | Shareholder |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 2,310 | 0 |
CRACKER BARREL OLD COUNTRY STORE INC | ||||||
Security | 22410J106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | CBRL | Meeting Date | 13-Nov-2013 | |||
ISIN | US22410J1060 | Agenda | 933884163 - Management | |||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 12-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 THOMAS H. BARR | For | For | ||||||
2 JAMES W. BRADFORD | For | For | ||||||
3 SANDRA B. COCHRAN | For | For | ||||||
4 GLENN A. DAVENPORT | For | For | ||||||
5 RICHARD J. DOBKIN | For | For | ||||||
6 NORMAN E. JOHNSON | For | For | ||||||
7 WILLIAM W. MCCARTEN | For | For | ||||||
8 COLEMAN H. PETERSON | For | For | ||||||
9 ANDREA M. WEISS | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT THAT ACCOMPANIES THIS NOTICE. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||
4. | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL SUPPORTING CERTAIN ANIMAL WELFARE POLICIES OF THE COMPANY. | Management | For | For | ||||
5. | AN ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY AFFILIATES OF BIGLARI HOLDINGS REQUESTING THAT THE BOARD DECLARE AND THE COMPANY PAY A SPECIAL CASH DIVIDEND OF $20.00 PER SHARE TO ALL SHAREHOLDERS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 2,310 | 0 | 05-Oct-2013 | 05-Oct-2013 |
CRACKER BARREL OLD COUNTRY STORE INC | ||||||
Security | 22410J106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | CBRL | Meeting Date | 13-Nov-2013 | |||
ISIN | US22410J1060 | Agenda | 933885963 - Opposition | |||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 12-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 SARDAR BIGLARI | ||||||||
2 PHILIP L. COOLEY | ||||||||
3 MGT NOM T H. BARR | ||||||||
4 MGT NOM S B. COCHRAN | ||||||||
5 MGT NOM G A. DAVENPORT | ||||||||
6 MGT NOM N E. JOHNSON | ||||||||
7 MGT NOM W W. MCCARTEN | ||||||||
8 MGT NOM C H. PETERSON | ||||||||
9 MGT NOM A M. WEISS | ||||||||
2. | THE COMPANY’S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | ||||||
3. | THE COMPANY’S PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | ||||||
4. | A SHAREHOLDER PROPOSAL BY THE HUMANE SOCIETY OF THE UNITED STATES REGARDING CERTAIN ANIMAL WELFARE POLICIES OF THE COMPANY. | Management | ||||||
5. | AN ADVISORY VOTE ON BIGLARI’S PROPOSAL THAT THE BOARD DECLARE AND THE COMPANY PAY A SPECIAL CASH DIVIDEND OF $20.00 PER SHARE TO ALL SHAREHOLDERS. | Management |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 2,310 | 0 |
ASCENA RETAIL GROUP, INC. | ||||||
Security | 04351G101 | Meeting Type | Annual | |||
Ticker Symbol | ASNA | Meeting Date | 12-Dec-2013 | |||
ISIN | US04351G1013 | Agenda | 933893439 - Management | |||
Record Date | 14-Oct-2013 | Holding Recon Date | 14-Oct-2013 | |||
City / Country | / United States | Vote Deadline Date | 11-Dec-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 ELLIOT S. JAFFE | For | For | ||||||
2 MICHAEL W. RAYDEN | For | For | ||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS DURING FISCAL 2013. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S EXECUTIVE 162(M) BONUS PLAN AND TO RE- APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS THEREUNDER. | Management | For | For | ||||
4. | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY 26, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 20,150 | 0 | 06-Nov-2013 | 06-Nov-2013 |
LENDER PROCESSING SERVICES, INC. | ||||||
Security | 52602E102 | Meeting Type | Special | |||
Ticker Symbol | LPS | Meeting Date | 19-Dec-2013 | |||
ISIN | US52602E1029 | Agenda | 933893756 - Management | |||
Record Date | 29-Oct-2013 | Holding Recon Date | 29-Oct-2013 | |||
City / Country | / United States | Vote Deadline Date | 18-Dec-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF MAY 28, 2013, AS MAY BE AMENDED FROM TIME TO TIME, AMONG FIDELITY NATIONAL FINANCIAL, INC., LION MERGER SUB, INC., A SUBSIDIARY OF FIDELITY NATIONAL FINANCIAL, INC., AND LENDER PROCESSING SERVICES, INC. | Management | For | For | ||||
2 | TO CONSIDER AND VOTE ON A NON- BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO LENDER PROCESSING SERVICES, INC.‘S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | For | For | ||||
3 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE LENDER PROCESSING SERVICES, INC. SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL NO. 1. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 4,200 | 0 | 05-Nov-2013 | 05-Nov-2013 |
SOUTHWEST BANCORP, INC. | ||||||
Security | 844767103 | Meeting Type | Annual | |||
Ticker Symbol | OKSB | Meeting Date | 23-Apr-2014 | |||
ISIN | US8447671038 | Agenda | 933931619 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JAMES E. BERRY II | For | For | ||||||
2 THOMAS D. BERRY | For | For | ||||||
3 JOHN COHLMIA | For | For | ||||||
4 DAVID S. CROCKETT JR. | For | For | ||||||
5 MARK W. FUNKE | For | For | ||||||
6 JAMES M. JOHNSON | For | For | ||||||
7 LARRY J. LANIE | For | For | ||||||
8 JAMES M. MORRIS II | For | For | ||||||
9 MARRAN H. OGILVIE | For | For | ||||||
10 RUSSELL W. TEUBNER | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 8,560 | 0 | 13-Mar-2014 | 13-Mar-2014 |
CRACKER BARREL OLD COUNTRY STORE INC | ||||||
Security | 22410J106 | Meeting Type | Contested-Special | |||
Ticker Symbol | CBRL | Meeting Date | 23-Apr-2014 | |||
ISIN | US22410J1060 | Agenda | 933945389 - Management | |||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY BIGLARI CAPITAL REQUESTING THE BOARD TO IMMEDIATELY PURSUE ALL POTENTIAL EXTRAORDINARY TRANSACTIONS, INCLUDING THE SALE OF THE COMPANY. | Management | For | Against | ||||
2. | ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY BIGLARI CAPITAL REQUESTING THE BOARD TO TAKE ANY ACTION NECESSARY TO AMEND THE TENNESSEE BUSINESS CORPORATION ACT TO PERMIT BIGLARI CAPITAL TO ENGAGE IN AN EXTRAORDINARY TRANSACTION WITH THE COMPANY. | Management | For | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 850 | 0 | 22-Mar-2014 | 22-Mar-2014 |
CRACKER BARREL OLD COUNTRY STORE INC | ||||||
Security | 22410J106 | Meeting Type | Contested-Special | |||
Ticker Symbol | CBRL | Meeting Date | 23-Apr-2014 | |||
ISIN | US22410J1060 | Agenda | 933948804 - Opposition | |||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | AN ADVISORY VOTE ON BIGLARI CAPITAL’S PROPOSAL THAT THE BOARD IMMEDIATELY PURSUE ALL POTENTIAL EXTRAORDINARY TRANSACTIONS. INCLUDING THE SALE OF THE COMPANY. | Management | ||||||
02 | AN ADVISORY VOTE ON BIGLARI CAPITAL’S PROPOSAL THAT THE BOARD TAKE ANY ACTION NECESSARY TO AMEND THE TENNESSEE BUSINESS CORPORATION ACT TO PERMIT BIGLARI CAPITAL TO ENGAGE IN AN EXTRAORDINARY TRANSACTION WITH THE COMPANY. | Management |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 850 | 0 |
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||
Security | 533900106 | Meeting Type | Annual | |||
Ticker Symbol | LECO | Meeting Date | 24-Apr-2014 | |||
ISIN | US5339001068 | Agenda | 933944236 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 DAVID H. GUNNING | For | For | ||||||
2 G. RUSSELL LINCOLN | For | For | ||||||
3 CHRISTOPHER L. MAPES | For | For | ||||||
4 PHILLIP J. MASON | For | For | ||||||
5 HELLENE S. RUNTAGH | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 3,640 | 0 | 22-Mar-2014 | 22-Mar-2014 |
AGCO CORPORATION | ||||||
Security | 001084102 | Meeting Type | Annual | |||
Ticker Symbol | AGCO | Meeting Date | 24-Apr-2014 | |||
ISIN | US0010841023 | Agenda | 933952598 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ROY V. ARMES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MICHAEL C. ARNOLD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: P. GEORGE BENSON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: HENDRIKUS VISSER | Management | For | For | ||||
2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 4,950 | 0 | 27-Mar-2014 | 27-Mar-2014 |
BORGWARNER INC. | ||||||
Security | 099724106 | Meeting Type | Annual | |||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | |||
ISIN | US0997241064 | Agenda | 933941773 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | ||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | ||||
3 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5 | AMENDMENT OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 1,840 | 0 | 22-Mar-2014 | 22-Mar-2014 |
SPIRIT AEROSYSTEMS HOLDINGS INC | ||||||
Security | 848574109 | Meeting Type | Annual | |||
Ticker Symbol | SPR | Meeting Date | 30-Apr-2014 | |||
ISIN | US8485741099 | Agenda | 933958653 - Management | |||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 CHARLES L. CHADWELL | For | For | ||||||
2 IVOR EVANS | For | For | ||||||
3 PAUL FULCHINO | For | For | ||||||
4 RICHARD GEPHARDT | For | For | ||||||
5 ROBERT JOHNSON | For | For | ||||||
6 RONALD KADISH | For | For | ||||||
7 CHRISTOPHER E. KUBASIK | For | For | ||||||
8 LARRY A. LAWSON | For | For | ||||||
9 TAWFIQ POPATIA | For | For | ||||||
10 FRANCIS RABORN | For | For | ||||||
2. | APPROVE THE SPIRIT AEROSYSTEMS HOLDINGS, INC. 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||
3. | APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKES STEPS TO ENSURE THAT ALL OF THE COMPANY’S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 10,420 | 0 | 01-Apr-2014 | 01-Apr-2014 |
ITRON, INC. | ||||||
Security | 465741106 | Meeting Type | Annual | |||
Ticker Symbol | ITRI | Meeting Date | 01-May-2014 | |||
ISIN | US4657411066 | Agenda | 933932596 - Management | |||
Record Date | 25-Feb-2014 | Holding Recon Date | 25-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: JON E. ELIASSEN | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: GARY E. PRUITT | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: MICHAEL V. PULLI | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: CHARLES H. GAYLORD, JR. | Management | For | For | ||||
2. | PROPOSAL TO APPROVE THE ITRON, INC. AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 6,450 | 0 | 14-Mar-2014 | 14-Mar-2014 |
HUBBELL INCORPORATED | ||||||
Security | 443510201 | Meeting Type | Annual | |||
Ticker Symbol | HUBB | Meeting Date | 06-May-2014 | |||
ISIN | US4435102011 | Agenda | 933944084 - Management | |||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 CARLOS M. CARDOSO | For | For | ||||||
2 LYNN J. GOOD | For | For | ||||||
3 ANTHONY J. GUZZI | For | For | ||||||
4 NEAL J. KEATING | For | For |
5 JOHN F. MALLOY | For | For | ||||||
6 ANDREW MCNALLY IV | For | For | ||||||
7 DAVID G. NORD | For | For | ||||||
8 G. JACKSON RATCLIFFE | For | For | ||||||
9 CARLOS A. RODRIGUEZ | For | For | ||||||
10 JOHN G. RUSSELL | For | For | ||||||
11 STEVEN R. SHAWLEY | For | For | ||||||
12 RICHARD J. SWIFT | For | For | ||||||
2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR 2014. | Management | For | For | ||||
3 | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE COMPANY’S PROXY STATEMENT FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 6, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 1,670 | 0 | 21-Mar-2014 | 21-Mar-2014 |
BILL BARRETT CORPORATION | ||||||
Security | 06846N104 | Meeting Type | Annual | |||
Ticker Symbol | BBG | Meeting Date | 06-May-2014 | |||
ISIN | US06846N1046 | Agenda | 933947597 - Management | |||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 CARIN M. BARTH | For | For | ||||||
2 KEVIN O. MEYERS | For | For |
3 JIM W. MOGG | For | For | ||||||
4 EDMUND P. SEGNER, III | For | For | ||||||
5 MICHAEL E. WILEY | For | For | ||||||
6 R. SCOT WOODALL | For | For | ||||||
2. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION (“SAY-ON-PAY”). | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 16,500 | 0 | 25-Mar-2014 | 25-Mar-2014 |
CHARLES RIVER LABORATORIES INTL., INC. | ||||||
Security | 159864107 | Meeting Type | Annual | |||
Ticker Symbol | CRL | Meeting Date | 06-May-2014 | |||
ISIN | US1598641074 | Agenda | 933963337 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JAMES C. FOSTER | For | For | ||||||
2 ROBERT J. BERTOLINI | For | For | ||||||
3 STEPHEN D. CHUBB | For | For | ||||||
4 DEBORAH T. KOCHEVAR | For | For | ||||||
5 GEORGE E. MASSARO | For | For | ||||||
6 GEORGE M. MILNE, JR. | For | For | ||||||
7 C. RICHARD REESE | For | For | ||||||
8 CRAIG B. THOMPSON | For | For | ||||||
9 RICHARD F. WALLMAN | For | For |
2. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 3,800 | 0 | 03-Apr-2014 | 03-Apr-2014 |
NATIONAL BANK HOLDINGS CORP | ||||||
Security | 633707104 | Meeting Type | Annual | |||
Ticker Symbol | NBHC | Meeting Date | 07-May-2014 | |||
ISIN | US6337071046 | Agenda | 933961131 - Management | |||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 FRANK V. CAHOUET | For | For | ||||||
2 RALPH W. CLERMONT | For | For | ||||||
3 ROBERT E. DEAN | For | For | ||||||
4 LAWRENCE K. FISH | For | For | ||||||
5 G. TIMOTHY LANEY | For | For | ||||||
6 MICHO F. SPRING | For | For | ||||||
7 BURNEY S. WARREN, III | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS NATIONAL BANK HOLDINGS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | ||||
3 | TO APPROVE THE NATIONAL BANK HOLDINGS CORPORATION 2014 OMNIBUS INCENTIVE PLAN, ATTACHED TO THE PROXY STATEMENT AS ANNEX A. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 6,585 | 0 | 02-Apr-2014 | 02-Apr-2014 |
HUDBAY MINERALS INC. | ||||||
Security | 443628102 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | HBM | Meeting Date | 08-May-2014 | |||
ISIN | CA4436281022 | Agenda | 933981258 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 05-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | AMEND THE ARTICLES OF HUDBAY TO INCREASE THE MINIMUM NUMBER OF DIRECTORS TO SIX AND THE MAXIMUM NUMBER OF DIRECTORS TO THIRTEEN. | Management | For | For | ||||
02 | DIRECTOR | Management | ||||||
1 DAVID GAROFALO | For | For | ||||||
2 IGOR A. GONZALES | For | For | ||||||
3 TOM A. GOODMAN | For | For | ||||||
4 ALAN R. HIBBEN | For | For | ||||||
5 W. WARREN HOLMES | For | For | ||||||
6 SARAH B. KAVANAGH | For | For | ||||||
7 JOHN L. KNOWLES | For | For | ||||||
8 ALAN J. LENCZNER | For | For | ||||||
9 KENNETH G. STOWE | For | For | ||||||
10 G. WESLEY VOORHEIS | For | For | ||||||
03 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF HUDBAY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 53,300 | 0 | 12-Apr-2014 | 12-Apr-2014 |
THE BABCOCK & WILCOX COMPANY | ||||||
Security | 05615F102 | Meeting Type | Annual | |||
Ticker Symbol | BWC | Meeting Date | 09-May-2014 | |||
ISIN | US05615F1021 | Agenda | 933951534 - Management | |||
Record Date | 20-Mar-2014 | Holding Recon Date | 20-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 08-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 E. JAMES FERLAND | For | For | ||||||
2 BRIAN K. FERRAIOLI | For | For | ||||||
3 ROBERT L. NARDELLI | For | For | ||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF AMENDED AND RESTATED 2010 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 10,750 | 0 | 29-Mar-2014 | 29-Mar-2014 |
CIMAREX ENERGY CO. | ||||||
Security | 171798101 | Meeting Type | Annual | |||
Ticker Symbol | XEC | Meeting Date | 15-May-2014 | |||
ISIN | US1717981013 | Agenda | 933948183 - Management | |||
Record Date | 19-Mar-2014 | Holding Recon Date | 19-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTIONOF DIRECTOR: DAVID A. HENTSCHEL | Management | For | For | ||||
1.2 | ELECTIONOF DIRECTOR: THOMAS E. JORDEN | Management | For | For | ||||
1.3 | ELECTIONOF DIRECTOR: FLOYD R. PRICE | Management | For | For | ||||
1.4 | ELECTIONOF DIRECTOR: L. PAUL TEAGUE | Management | For | For | ||||
2. | ADVISORYVOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | APPROVE2014 EQUITY INCENTIVE PLAN | Management | For | For | ||||
4. | RATIFYTHE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2014 | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 1,960 | 0 | 05-Apr-2014 | 05-Apr-2014 |
KBR, INC. | ||||||
Security | 48242W106 | Meeting Type | Annual | |||
Ticker Symbol | KBR | Meeting Date | 15-May-2014 | |||
ISIN | US48242W1062 | Agenda | 933957182 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 W. FRANK BLOUNT | For | For | ||||||
2 LOREN K. CARROLL | For | For | ||||||
3 LINDA Z. COOK | For | For | ||||||
4 JEFFREY E. CURTISS | For | For | ||||||
5 LESTER L. LYLES | For | For | ||||||
6 JACK B. MOORE | For | For | ||||||
7 RICHARD J. SLATER | For | For |
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS FOR KBR, INC. AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE KBR’S NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 13,700 | 0 | 05-Apr-2014 | 05-Apr-2014 |
BANK OF THE OZARKS, INC. | ||||||
Security | 063904106 | Meeting Type | Annual | |||
Ticker Symbol | OZRK | Meeting Date | 19-May-2014 | |||
ISIN | US0639041062 | Agenda | 933937142 - Management | |||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 16-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 GEORGE GLEASON | For | For | ||||||
2 DAN THOMAS | For | For | ||||||
3 GREG MCKINNEY | For | For | ||||||
4 JEAN AREHART | For | For | ||||||
5 NICHOLAS BROWN | For | For | ||||||
6 RICHARD CISNE | For | For | ||||||
7 ROBERT EAST | For | For | ||||||
8 CATHERINE B. FREEDBERG | For | For | ||||||
9 LINDA GLEASON | For | For | ||||||
10 PETER KENNY | For | For | ||||||
11 HENRY MARIANI | For | For |
12 ROBERT PROOST | For | For | ||||||
13 R.L. QUALLS | For | For | ||||||
14 JOHN REYNOLDS | For | For | ||||||
15 S. WEST-SCANTLEBURY | For | For | ||||||
2. | TO APPROVE THE AMENDMENT OF THE COMPANY’S BYLAWS TO INCREASE THE MAXIMUM AUTHORIZED NUMBER OF DIRECTORS. | Management | For | For | ||||
3. | TO APPROVE THE AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2009 RESTRICTED STOCK PLAN. | Management | For | For | ||||
5. | TO RATIFY THE AUDIT COMMITTEE’S SELECTION AND APPOINTMENT OF THE ACCOUNTING FIRM OF CROWE HORWATH LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
6. | TO APPROVE, BY AN ADVISORY NON- BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 5,670 | 0 | 15-Mar-2014 | 15-Mar-2014 |
VIEWPOINT FINANCIAL GROUP INC | ||||||
Security | 92672A101 | Meeting Type | Annual | |||
Ticker Symbol | VPFG | Meeting Date | 19-May-2014 | |||
ISIN | US92672A1016 | Agenda | 933982832 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 16-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JAMES BRIAN MCCALL | For | For | ||||||
2 KAREN H. O’SHEA | For | For | ||||||
2. | SHAREHOLDER ADVISORY VOTE AS TO THE COMPENSATION OF VIEWPOINT FINANCIAL GROUP, INC.‘S EXECUTIVES. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 7,800 | 0 | 15-Apr-2014 | 15-Apr-2014 |
ITT CORPORATION | ||||||
Security | 450911201 | Meeting Type | Annual | |||
Ticker Symbol | ITT | Meeting Date | 20-May-2014 | |||
ISIN | US4509112011 | Agenda | 933953742 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ORLANDO D. ASHFORD | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: G. PETER D. ALOIA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DONALD DEFOSSET, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: REBECCA A. MCDONALD | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RICHARD P. LAVIN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DONALD J. STEBBINS | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2014 FISCAL YEAR | Management | For | For | ||||
3. | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 9,350 | 0 | 01-Apr-2014 | 01-Apr-2014 |
COMMUNITY HEALTH SYSTEMS, INC. | ||||||
Security | 203668108 | Meeting Type | Annual | |||
Ticker Symbol | CYH | Meeting Date | 20-May-2014 | |||
ISIN | US2036681086 | Agenda | 933965381 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: W. LARRY CASH | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JOHN A. CLERICO | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: JAMES S. ELY III | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: JOHN A. FRY | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: JULIA B. NORTH | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. | Management | For | For | ||||
2. | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | PROPOSAL TO APPROVE THE COMMUNITY HEALTH SYSTEMS, INC. 2004 EMPLOYEE PERFORMANCE INCENTIVE PLAN AS AMENDED AND RESTATED FEBRUARY 26, 2014. | Management | For | For | ||||
4. | PROPOSAL TO APPROVE THE COMMUNITY HEALTH SYSTEMS, INC. 2009 STOCK OPTION & AWARD PLAN, AS AMENDED & RESTATED MARCH 19, 2014. | Management | For | For | ||||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE AMENDED AND RESTATED BY-LAWS OF COMMUNITY HEALTH SYSTEMS, INC. | Management | For | For | ||||
6. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 5,900 | 0 | 05-Apr-2014 | 05-Apr-2014 |
W. R. BERKLEY CORPORATION | ||||||
Security | 084423102 | Meeting Type | Annual | |||
Ticker Symbol | WRB | Meeting Date | 20-May-2014 | |||
ISIN | US0844231029 | Agenda | 933967676 - Management | |||
Record Date | 25-Mar-2014 | Holding Recon Date | 25-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: GEORGE G. DALY | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JACK H. NUSBAUM | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: MARK L. SHAPIRO | Management | For | For | ||||
2 | TO APPROVE THE W. R. BERKLEY CORPORATION 2014 LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON- PAY” VOTE. | Management | For | For | ||||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 7,435 | 0 | 08-Apr-2014 | 08-Apr-2014 |
CVB FINANCIAL CORP. | ||||||
Security | 126600105 | Meeting Type | Annual | |||
Ticker Symbol | CVBF | Meeting Date | 22-May-2014 | |||
ISIN | US1266001056 | Agenda | 933966547 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 GEORGE A. BORBA, JR. | For | For | ||||||
2 STEPHEN A. DEL GUERCIO | For | For | ||||||
3 ROBERT M. JACOBY, C.P.A | For | For | ||||||
4 CHRISTOPHER D. MYERS | For | For | ||||||
5 RAYMOND V. O’BRIEN III | For | For | ||||||
6 HAL W. OSWALT | For | For | ||||||
7 SAN E. VACCARO | For | For | ||||||
8 D. LINN WILEY | For | For |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF KPMG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF CVB FINANCIAL CORP. FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 15,100 | 0 | 08-Apr-2014 | 08-Apr-2014 |
WABCO HOLDINGS INC. | ||||||
Security | 92927K102 | Meeting Type | Annual | |||
Ticker Symbol | WBC | Meeting Date | 22-May-2014 | |||
ISIN | US92927K1025 | Agenda | 933970825 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / Belgium | Vote Deadline Date | 21-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 G. PETER D’ALOIA | For | For | ||||||
2 JUERGEN W. GROMER | For | For | ||||||
3 MARY L. PETROVICH
| For | For | ||||||
2. | RATIFY THE SELECTION OF ERNST & YOUNG BEDRIJFSREVISOREN BCVBA/REVISEURS D’ENTREPRISES SCCRL AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS (“SAY-ON- PAY”). | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 2,300 | 0 | 12-Apr-2014 | 12-Apr-2014 |
OMNICARE, INC. | ||||||
Security | 681904108 | Meeting Type | Annual | |||
Ticker Symbol | OCR | Meeting Date | 22-May-2014 | |||
ISIN | US6819041087 | Agenda | 933992023 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN L. BERNBACH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES G. CARLSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARK A. EMMERT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEVEN J. HEYER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SAM R. LENO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BARRY P. SCHOCHET | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES D. SHELTON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: AMY WALLMAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN L. WORKMAN | Management | For | For | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | APPROVAL OF THE ADOPTION OF THE STOCK AND INCENTIVE PLAN. | Management | For | For | ||||
5. | RE-APPROVAL OF THE PERFORMANCE CRITERIA UNDER THE ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVE OFFICERS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 5,800 | 0 | 19-Apr-2014 | 19-Apr-2014 |
OMNIAMERICAN BANCORP INC | ||||||
Security | 68216R107 | Meeting Type | Annual | |||
Ticker Symbol | OABC | Meeting Date | 27-May-2014 | |||
ISIN | US68216R1077 | Agenda | 933989761 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 TIM CARTER | For | For | ||||||
2 NORMAN G. CARROLL | For | For | ||||||
3 PATRICK D. CONLEY
| For | For | ||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO CONSIDER A NON-BINDING RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 7,600 | 0 | 18-Apr-2014 | 18-Apr-2014 |
APPROACH RESOURCES, INC. | ||||||
Security | 03834A103 | Meeting Type | Annual | |||
Ticker Symbol | AREX | Meeting Date | 29-May-2014 | |||
ISIN | US03834A1034 | Agenda | 933992718 - Management | |||
Record Date | 11-Apr-2014 | Holding Recon Date | 11-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 ALAN D. BELL | For | For | ||||||
2 SHELDON B. LUBAR | For | For | ||||||
3 CHRISTOPHER J. WHYTE
| For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 9,900 | 0 | 19-Apr-2014 | 19-Apr-2014 |
LUXFER HOLDINGS PLC | ||||||
Security | 550678106 | Meeting Type | Annual | |||
Ticker Symbol | LXFR | Meeting Date | 29-May-2014 | |||
ISIN | US5506781062 | Agenda | 934014010 - Management | |||
Record Date | 21-Apr-2014 | Holding Recon Date | 21-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE THE COMPANY’S ANNUAL ACCOUNTS TOGETHER WITH THE REPORTS OF THE COMPANY’S DIRECTORS AND THE AUDITORS (“ACCOUNTS”) | Management | For | For | ||||
O2 | TO REAPPOINT JOSEPH BONN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
O3 | TO REAPPOINT KEVIN FLANNERY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
O4 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY (“AUDITORS”) FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For |
O5 | TO AUTHORISE THE AUDIT COMMITTEE OF THE COMPANY TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||
O6 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY) | Management | For | For | ||||
O7 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
S8 | TO APPROVE SUBDIVISION OF EACH OF THE COMPANY’S ORDINARY SHARES OF 1 POUND EACH INTO TWO ORDINARY SHARES OF 0.50 POUND EACH | Management | For | For | ||||
S9 | TO AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF ITS OWN ORDINARY SHARES (OR A.D.S’S) FOR THE PURPOSES OF ANY OF ITS EMPLOYEE SHARE SCHEMES | Management | For | For | ||||
S10 | TO ADOPT THE LUXFER HOLDINGS PLC EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||
S11 | TO AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF ITS OWN ORDINARY SHARES (OR A.D.S’S) PURSUANT TO THE LUXFER HOLDINGS PLC 10B-18 REPURCHASE PROGRAM LETTER OF ENGAGEMENT | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 14,050 | 0 | 07-May-2014 | 07-May-2014 |
LSB INDUSTRIES, INC. | ||||||
Security | 502160104 | Meeting Type | Annual | |||
Ticker Symbol | LXU | Meeting Date | 05-Jun-2014 | |||
ISIN | US5021601043 | Agenda | 934009223 - Management | |||
Record Date | 28-Apr-2014 | Holding Recon Date | 28-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 04-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 DANIEL D. GREENWELL | For | For | ||||||
2 ROBERT H. HENRY | For | For | ||||||
3 WILLIAM F. MURDY
| For | For | ||||||
2. | PROPOSAL TO RATIFY ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | APPROVAL OF THE FIRST AMENDMENT TO THE 2008 INCENTIVE STOCK PLAN. | Management | For | For | ||||
4. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 6,800 | 0 | 02-May-2014 | 02-May-2014 |
FIDELITY NATIONAL FINANCIAL, INC. | ||||||
Security | 31620R105 | Meeting Type | Annual | |||
Ticker Symbol | FNF | Meeting Date | 18-Jun-2014 | |||
ISIN | US31620R1059 | Agenda | 934024376 - Management | |||
Record Date | 07-May-2014 | Holding Recon Date | 07-May-2014 | |||
City / Country | / United States | Vote Deadline Date | 17-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO AMEND AND RESTATE FIDELITY NATIONAL FINANCIAL, INC.‘S (FNF) CERTIFICATE OF INCORPORATION TO (I) RECLASSIFY EXISTING FNF CLASS A COMMON STOCK (OLD FNF COMMON STOCK) INTO TWO NEW TRACKING STOCKS, AN FNF GROUP COMMON STOCK AND AN FNFV GROUP COMMON STOCK, AND (II) PROVIDE FOR THE ATTRIBUTION OF THE BUSINESSES, ASSETS AND LIABILITIES OF FNF BETWEEN ITS CORE TITLE INSURANCE, REAL ESTATE, TECHNOLOGY AND MORTGAGE RELATED BUSINESSES (THE FNF GROUP) AND ITS PORTFOLIO COMPANY INVESTMENTS (THE FNFV GROUP) | Management | For | For |
2. | TO APPROVE THE RECLASSIFICATION PROPOSAL, A PROPOSAL TO CHANGE EACH OUTSTANDING SHARE OF OLD FNF COMMON STOCK INTO ONE SHARE OF FNF COMMON STOCK AND 0.3333 OF A SHARE OF FNFV COMMON STOCK | Management | For | For | ||||
3. | TO APPROVE THE OPTIONAL CONVERSION PROPOSAL, A PROPOSAL TO AMEND AND RESTATE FNF’S CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECAPITALIZATION OF THE OLD FNF COMMON STOCK INTO TWO NEW TRACKING STOCKS, TO PROVIDE THE FNF BOARD OF DIRECTORS WITH DISCRETION TO CONVERT SHARES OF THE COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF EITHER OF THE FNF GROUP OR THE FNFV GROUP INTO COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF FNF AS A WHOLE | Management | For | For | ||||
4. | TO AMEND AND RESTATE FNF’S CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECAPITALIZATION OF OLD FNF COMMON STOCK INTO TWO NEW TRACKING STOCKS, TO PROVIDE THE FNF BOARD WITH DISCRETION TO PERMIT THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS ATTRIBUTED TO THE FNF GROUP AND/OR THE FNFV GROUP WITHOUT THE VOTE OF THE STOCKHOLDERS OF THAT GROUP, IF THE NET PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO HOLDERS OF THAT STOCK BY MEANS OF A DIVIDEND OR REDEMPTION, THAT STOCK IS CONVERTED INTO STOCK OF THE OTHER GROUP OR A COMBINATION OF THE FOREGOING IS EFFECTED | Management | For | For | ||||
5. | TO APPROVE THE ADJOURNMENT PROPOSAL, A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE ANNUAL MEETING BY FNF TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE ANNUAL MEETING TO APPROVE THE RECAPITALIZATION PROPOSALS | Management | For | For | ||||
6. | DIRECTOR | Management | ||||||
1 WILLIAM P. FOLEY, II | For | For |
2 DOUGLAS K. AMMERMAN | For | For | ||||||
3 THOMAS M. HAGERTY | For | For | ||||||
4 PETER O. SHEA, JR.
| For | For | ||||||
7. | TO APPROVE THE SAY ON PAY PROPOSAL, A PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION PAID TO FNF’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
8. | TO APPROVE THE FNF EMPLOYEE STOCK PURCHASE PLAN PROPOSAL, A PROPOSAL TO AMEND AND RESTATE THE FIDELITY NATIONAL FINANCIAL, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN TO ADD A CASH MATCHING FEATURE AND TO LIMIT THE TOTAL NUMBER OF SHARES OF OLD FNF COMMON STOCK THAT MAY BE PURCHASED ON THE OPEN MARKET WITH CASH CONTRIBUTED INTO THE PLAN | Management | For | For | ||||
9. | TO APPROVE THE AUDITORS RATIFICATION PROPOSAL, A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS FNF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAE | CULLEN SMALL CAP VALUE FUND | 997CTAE | STATE STREET BANK & TRUST CO | 9,579 | 0 | 16-May-2014 | 16-May-2014 |
Cullen Value Fund
Vote Summary
MEDTRONIC, INC. | ||||||
Security | 585055106 | Meeting Type | Annual | |||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | |||
ISIN | US5850551061 | Agenda | 933856291 - Management | |||
Record Date | 01-Jul-2013 | Holding Recon Date | 01-Jul-2013 | |||
City / Country | / United States | Vote Deadline Date | 21-Aug-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD H. ANDERSON | For | For | ||||||
2 SCOTT C. DONNELLY | For | For | ||||||
3 VICTOR J. DZAU, M.D. | For | For | ||||||
4 OMAR ISHRAK | For | For | ||||||
5 SHIRLEY ANN JACKSON PHD | For | For | ||||||
6 MICHAEL O. LEAVITT | For | For | ||||||
7 JAMES T. LENEHAN | For | For | ||||||
8 DENISE M. O’LEARY | For | For | ||||||
9 KENDALL J. POWELL | For | For | ||||||
10 ROBERT C. POZEN | For | For | ||||||
11 PREETHA REDDY
| For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A “SAY-ON-PAY” VOTE). | Management | For | For | ||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For |
5. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | ||||
6. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
7. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
8. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
9. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ELIMINATE THE “FAIR PRICE PROVISION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 13,250 | 0 | 13-Jul-2013 | 13-Jul-2013 |
THE MOSAIC COMPANY | ||||||
Security | 61945C103 | Meeting Type | Annual | |||
Ticker Symbol | MOS | Meeting Date | 03-Oct-2013 | |||
ISIN | US61945C1036 | Agenda | 933867749 - Management | |||
Record Date | 12-Aug-2013 | Holding Recon Date | 12-Aug-2013 | |||
City / Country | / United States | Vote Deadline Date | 02-Oct-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: TIMOTHY S. GITZEL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. GRABER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EMERY N. KOENIG | Management | For | For |
1D. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT ITS FINANCIAL STATEMENTS AS OF AND FOR THE SEVEN-MONTH PERIOD ENDING DECEMBER 31, 2013 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2013. | Management | For | For | ||||
3. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 7,350 | 0 | 23-Aug-2013 | 23-Aug-2013 |
ORACLE CORPORATION | ||||||
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||
ISIN | US68389X1054 | Agenda | 933878300 - Management | |||
Record Date | 03-Sep-2013 | Holding Recon Date | 03-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 30-Oct-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 JEFFREY S. BERG | For | For | ||||||
2 H. RAYMOND BINGHAM | For | For | ||||||
3 MICHAEL J. BOSKIN | For | For | ||||||
4 SAFRA A. CATZ | For | For | ||||||
5 BRUCE R. CHIZEN | For | For | ||||||
6 GEORGE H. CONRADES | For | For | ||||||
7 LAWRENCE J. ELLISON | For | For | ||||||
8 HECTOR GARCIA-MOLINA | For | For | ||||||
9 JEFFREY O. HENLEY | For | For |
10 MARK V. HURD | For | For | ||||||
11 NAOMI O. SELIGMAN | For | For | ||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | For | For | ||||
3 | APPROVAL OF AMENDMENT TO THE LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | Against | For | ||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 20,200 | 0 | 21-Sep-2013 | 21-Sep-2013 |
CISCO SYSTEMS, INC. | ||||||
Security | 17275R102 | Meeting Type | Annual | |||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2013 | |||
ISIN | US17275R1023 | Agenda | 933882157 - Management | |||
Record Date | 20-Sep-2013 | Holding Recon Date | 20-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 18-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | For |
1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO’S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 32,600 | 0 | 01-Oct-2013 | 01-Oct-2013 |
MICROSOFT CORPORATION | ||||||
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||
ISIN | US5949181045 | Agenda | 933883185 - Management | |||
Record Date | 13-Sep-2013 | Holding Recon Date | 13-Sep-2013 | |||
City / Country | / United States | Vote Deadline Date | 18-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 21,100 | 0 | 09-Oct-2013 | 09-Oct-2013 |
JOHNSON CONTROLS, INC. | ||||||
Security | 478366107 | Meeting Type | Annual | |||
Ticker Symbol | JCI | Meeting Date | 29-Jan-2014 | |||
ISIN | US4783661071 | Agenda | 933907000 - Management | |||
Record Date | 21-Nov-2013 | Holding Recon Date | 21-Nov-2013 | |||
City / Country | / United States | Vote Deadline Date | 28-Jan-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 NATALIE A. BLACK | For | For | ||||||
2 RAYMOND L. CONNER | For | For | ||||||
3 WILLIAM H. LACY | For | For | ||||||
4 ALEX A. MOLINAROLI | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||
3. | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,820 | 0 | 06-Dec-2013 | 06-Dec-2013 |
NOVARTIS AG | ||||||
Security | 66987V109 | Meeting Type | Annual | |||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | |||
ISIN | US66987V1098 | Agenda | 933922280 - Management | |||
Record Date | 16-Jan-2014 | Holding Recon Date | 16-Jan-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-Feb-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For | ||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | ||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | ||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For |
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | ||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | ||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | ||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | ||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | ||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 9,600 | 0 | 07-Feb-2014 | 07-Feb-2014 |
THE WALT DISNEY COMPANY | ||||||
Security | 254687106 | Meeting Type | Annual | |||
Ticker Symbol | DIS | Meeting Date | 18-Mar-2014 | |||
ISIN | US2546871060 | Agenda | 933918736 - Management | |||
Record Date | 17-Jan-2014 | Holding Recon Date | 17-Jan-2014 | |||
City / Country | / United States | Vote Deadline Date | 17-Mar-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. | Shareholder | Against | For | ||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 12,500 | 0 | 25-Jan-2014 | 25-Jan-2014 |
COVIDIEN PLC | ||||||
Security | G2554F113 | Meeting Type | Annual | |||
Ticker Symbol | COV | Meeting Date | 19-Mar-2014 | |||
ISIN | IE00B68SQD29 | Agenda | 933918128 - Management | |||
Record Date | 09-Jan-2014 | Holding Recon Date | 09-Jan-2014 | |||
City / Country | / United States | Vote Deadline Date | 18-Mar-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | ||||
1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | ||||
1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For |
1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | ||||
1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | ||||
1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For | ||||
1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | ||||
2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION. | Management | For | For | ||||
3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | ||||
S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | For | ||||
6) | RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES. | Management | For | For | ||||
S7) | RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,820 | 0 | 25-Jan-2014 | 25-Jan-2014 |
MALLINCKRODT PLC | ||||||
Security | G5785G107 | Meeting Type | Annual | |||
Ticker Symbol | MNK | Meeting Date | 20-Mar-2014 | |||
ISIN | IE00BBGT3753 | Agenda | 933920286 - Management | |||
Record Date | 10-Jan-2014 | Holding Recon Date | 10-Jan-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-Mar-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MELVIN D. BOOTH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: J. MARTIN CARROLL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NANCY S. LURKER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | ||||
2. | ADVISORY NON-BINDING VOTE TO APPROVE THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND A BINDING VOTE TO AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | ||||
S6. | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For | ||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 1,477 | 0 | 31-Jan-2014 | 31-Jan-2014 |
CITIGROUP INC. | ||||||
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | |||
ISIN | US1729674242 | Agenda | 933933637 - Management | |||
Record Date | 24-Feb-2014 | Holding Recon Date | 24-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON. JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 10,600 | 0 | 14-Mar-2014 | 14-Mar-2014 |
METLIFE, INC. | ||||||
Security | 59156R108 | Meeting Type | Annual | |||
Ticker Symbol | MET | Meeting Date | 22-Apr-2014 | |||
ISIN | US59156R1086 | Agenda | 933951471 - Management | |||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LULU C. WANG | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For |
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | APPROVAL OF THE METLIFE, INC. 2015 STOCK AND INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
5. | APPROVAL OF THE METLIFE, INC. 2015 NON- MANAGEMENT DIRECTOR STOCK COMPENSATION PLAN. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 13,480 | 0 | 27-Mar-2014 | 27-Mar-2014 |
JOHNSON & JOHNSON | ||||||
Security | 478160104 | Meeting Type | Annual | |||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | |||
ISIN | US4781601046 | Agenda | 933933548 - Management | |||
Record Date | 25-Feb-2014 | Holding Recon Date | 25-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For |
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 3,100 | 0 | 13-Mar-2014 | 13-Mar-2014 |
AT&T INC. | ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | |||
ISIN | US00206R1023 | Agenda | 933930807 - Management | |||
Record Date | 26-Feb-2014 | Holding Recon Date | 26-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For |
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | ||||
5. | POLITICAL REPORT. | Shareholder | Against | For | ||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | WRITTEN CONSENT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,450 | 0 | 12-Mar-2014 | 12-Mar-2014 |
THE BOEING COMPANY | ||||||
Security | 097023105 | Meeting Type | Annual | |||
Ticker Symbol | BA | Meeting Date | 28-Apr-2014 | |||
ISIN | US0970231058 | Agenda | 933932368 - Management | |||
Record Date | 27-Feb-2014 | Holding Recon Date | �� | 27-Feb-2014 | ||
City / Country | / United States | Vote Deadline Date | 25-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | Management | For | For | ||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For | ||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 6,950 | 0 | 15-Mar-2014 | 15-Mar-2014 |
WELLS FARGO & COMPANY | ||||||
Security | 949746101 | Meeting Type | Annual | |||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | |||
ISIN | US9497461015 | Agenda | 933937089 - Management | |||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | ||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For |
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | ||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | ||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | ||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | ||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 19,200 | 0 | 19-Mar-2014 | 19-Mar-2014 |
THE CHUBB CORPORATION | ||||||
Security | 171232101 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 29-Apr-2014 | |||
ISIN | US1712321017 | Agenda | 933937356 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A) | ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER | Management | For | For | ||||
1B) | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1F) | ELECTION OF DIRECTOR: KAREN M. HOGUET | Management | For | For | ||||
1G) | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||
1H) | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | ||||
1I) | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | ||||
1J) | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | ||||
1K) | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | ||||
1L) | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
1M) | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | ||||
1N) | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | ||||
2. | TO APPROVE THE ADOPTION OF THE CHUBB CORPORATION LONG-TERM INCENTIVE PLAN (2014). | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | ||||
4. | ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 6,150 | 0 | 15-Mar-2014 | 15-Mar-2014 |
BB&T CORPORATION | ||||||
Security | 054937107 | Meeting Type | Annual | |||
Ticker Symbol | BBT | Meeting Date | 29-Apr-2014 | |||
ISIN | US0549371070 | Agenda | 933938221 - Management | |||
Record Date | 19-Feb-2014 | Holding Recon Date | 19-Feb-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JENNIFER S. BANNER | For | For | ||||||
2 K. DAVID BOYER, JR. | For | For | ||||||
3 ANNA R. CABLIK | For | For | ||||||
4 RONALD E. DEAL | For | For | ||||||
5 JAMES A. FAULKNER | For | For | ||||||
6 I. PATRICIA HENRY | For | For | ||||||
7 JOHN P. HOWE III, M.D. | For | For | ||||||
8 ERIC C. KENDRICK | For | For | ||||||
9 KELLY S. KING | For | For | ||||||
10 LOUIS B. LYNN | For | For | ||||||
11 EDWARD C. MILLIGAN | For | For | ||||||
12 CHARLES A. PATTON | For | For | ||||||
13 NIDO R. QUBEIN | For | For | ||||||
14 TOLLIE W. RICH, JR. | For | For | ||||||
15 THOMAS E. SKAINS | For | For | ||||||
16 THOMAS N. THOMPSON | For | For | ||||||
17 EDWIN H. WELCH, PH.D. | For | For | ||||||
18 STEPHEN T. WILLIAMS | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE. | Management | For | For | ||||
4. | TO VOTE ON AN AMENDMENT TO BB&T’S ARTICLES OF INCORPORATION TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | ||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||
6. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF INCENTIVE COMPENSATION TO SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 20,850 | 0 | 21-Mar-2014 | 21-Mar-2014 |
SUNCOR ENERGY INC. | ||||||
Security | 867224107 | Meeting Type | Annual | |||
Ticker Symbol | SU | Meeting Date | 29-Apr-2014 | |||
ISIN | CA8672241079 | Agenda | 933950188 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / Canada | Vote Deadline Date | 24-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 MEL E. BENSON | For | For | ||||||
2 DOMINIC D’ALESSANDRO | For | For | ||||||
3 W. DOUGLAS FORD | For | For | ||||||
4 JOHN D. GASS | For | For |
5 PAUL HASELDONCKX | For | For | ||||||
6 JOHN R. HUFF | For | For | ||||||
7 JACQUES LAMARRE | For | For | ||||||
8 MAUREEN MCCAW | For | For | ||||||
9 MICHAEL W. O’BRIEN | For | For | ||||||
10 JAMES W. SIMPSON | For | For | ||||||
11 EIRA M. THOMAS | For | For | ||||||
12 STEVEN W. WILLIAMS | For | For | ||||||
13 MICHAEL M. WILSON | For | For | ||||||
02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Management | For | For | ||||
03 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 20,150 | 0 | 01-Apr-2014 | 01-Apr-2014 |
BORGWARNER INC. | ||||||
Security | 099724106 | Meeting Type | Annual | |||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | |||
ISIN | US0997241064 | Agenda | 933941773 - Management | |||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | ||||
3 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5 | AMENDMENT OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 9,500 | 0 | 22-Mar-2014 | 22-Mar-2014 |
ABB LTD | ||||||
Security | 000375204 | Meeting Type | Annual | |||
Ticker Symbol | ABB | Meeting Date | 30-Apr-2014 | |||
ISIN | US0003752047 | Agenda | 933974099 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
2.1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2013 | Management | For | For | ||||
2.2 | CONSULTATIVE VOTE ON THE 2013 REMUNERATION REPORT | Management | For | For | ||||
3. | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | ||||
4. | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | Management | For | �� | For |
5. | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION | Management | For | For | ||||
6. | REVISION OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||
7.1 | ELECT ROGER AGNELLI AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.2 | ELECT MATTI ALAHUHTA AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.3 | ELECT LOUIS R. HUGHES AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.4 | ELECT MICHEL DE ROSEN AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.5 | ELECT MICHAEL TRESCHOW AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.6 | ELECT JACOB WALLENBERG AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.7 | ELECT YING YEH AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||
7.8 | ELECT HUBERTUS VON GRUNBERG AS MEMBER AND CHAIRMAN OF THE BOARD | Management | For | For | ||||
8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | Management | For | For | ||||
8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL TRESCHOW | Management | For | For | ||||
8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: YING YEH | Management | For | For | ||||
9. | ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER | Management | For | For | ||||
10. | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 30,350 | 0 | 09-Apr-2014 | 09-Apr-2014 |
CSX CORPORATION | ||||||
Security | 126408103 | Meeting Type | Annual | |||
Ticker Symbol | CSX | Meeting Date | 07-May-2014 | |||
ISIN | US1264081035 | Agenda | 933951914 - Management | |||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: D.M. ALVARADO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: J.B. BREAUX | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: P.L. CARTER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: S.T. HALVERSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: E.J. KELLY, III | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: G.H. LAMPHERE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: J.D. MCPHERSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: T.T. O’TOOLE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: D.M. RATCLIFFE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: D.J. SHEPARD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: M.J. WARD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: J.C. WATTS, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: J.S. WHISLER | Management | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY RESOLUTION TO APPROVE COMPENSATION FOR THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REQUESTING ACTION BY THE BOARD OF DIRECTORS TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 30,450 | 0 | 27-Mar-2014 | 27-Mar-2014 |
3M COMPANY | ||||||
Security | 88579Y101 | Meeting Type | Annual | |||
Ticker Symbol | MMM | Meeting Date | 13-May-2014 | |||
ISIN | US88579Y1010 | Agenda | 933944008 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS “TONY” K. BROWN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 5,670 | 0 | 27-Mar-2014 | 27-Mar-2014 |
CONOCOPHILLIPS | ||||||
Security | 20825C104 | Meeting Type | Annual | |||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | |||
ISIN | US20825C1045 | Agenda | 933946305 - Management | |||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | ||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,220 | 0 | 29-Mar-2014 | 29-Mar-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933971916 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For |
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 5,750 | 0 | 09-May-2014 | 09-May-2014 |
UNILEVER N.V. | ||||||
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | |||
ISIN | US9047847093 | Agenda | 933996463 - Management | |||
Record Date | 16-Apr-2014 | Holding Recon Date | 16-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | ||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | ||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | ||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For |
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | ||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | ||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | ||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | ||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 5,750 | 0 | 09-May-2014 | 09-May-2014 |
KBR, INC. | ||||||
Security | 48242W106 | Meeting Type | Annual | |||
Ticker Symbol | KBR | Meeting Date | 15-May-2014 | |||
ISIN | US48242W1062 | Agenda | 933957182 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 W. FRANK BLOUNT | For | For | ||||||
2 LOREN K. CARROLL | For | For | ||||||
3 LINDA Z. COOK | For | For | ||||||
4 JEFFREY E. CURTISS | For | For | ||||||
5 LESTER L. LYLES | For | For | ||||||
6 JACK B. MOORE | For | For | ||||||
7 RICHARD J. SLATER | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS FOR KBR, INC. AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE KBR’S NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 14,730 | 0 | 05-Apr-2014 | 05-Apr-2014 |
THE ALLSTATE CORPORATION | ||||||
Security | 020002101 | Meeting Type | Annual | |||
Ticker Symbol | ALL | Meeting Date | 20-May-2014 | |||
ISIN | US0200021014 | Agenda | 933962878 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN MATERIAL TERMS. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL EXPENDITURES. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 8,600 | 0 | 08-Apr-2014 | 08-Apr-2014 |
THERMO FISHER SCIENTIFIC INC. | ||||||
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 20-May-2014 | |||
ISIN | US8835561023 | Agenda | 933968654 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | ||||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 7,750 | 0 | 11-Apr-2014 | 11-Apr-2014 |
JPMORGAN CHASE & CO. | ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | |||
ISIN | US46625H1005 | Agenda | 933970089 - Management | |||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | ||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | ||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 12,600 | 0 | 09-May-2014 | 09-May-2014 |
ROYAL DUTCH SHELL PLC | ||||||
Security | 780259107 | Meeting Type | Annual | |||
Ticker Symbol | RDSB | Meeting Date | 20-May-2014 | |||
ISIN | US7802591070 | Agenda | 933990699 - Management | |||
Record Date | 10-Apr-2014 | Holding Recon Date | 10-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 09-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||
2. | APPROVAL OF DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||
3. | APPROVAL OF DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
4. | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
5. | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||
6. | RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN | Management | For | For | ||||
7. | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Management | For | For | ||||
8. | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Management | For | For | ||||
9. | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Management | For | For | ||||
10. | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Management | For | For | ||||
11. | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Management | For | For | ||||
12. | RE-APPOINTMENT OF DIRECTOR: SIR NIGEL SHEINWALD | Management | For | For | ||||
13. | RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | ||||
14. | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Management | For | For | ||||
15. | RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM | Management | For | For | ||||
16. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||
17. | REMUNERATION OF AUDITORS | Management | For | For | ||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For |
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
21. | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
22. | APPROVAL OF DEFERRED BONUS PLAN | Management | For | For | ||||
23. | APPROVAL OF RESTRICTED SHARE PLAN | Management | For | For | ||||
24. | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 6,830 | 0 | 09-May-2014 | 09-May-2014 |
HALLIBURTON COMPANY | ||||||
Security | 406216101 | Meeting Type | Annual | |||
Ticker Symbol | HAL | Meeting Date | 21-May-2014 | |||
ISIN | US4062161017 | Agenda | 933970786 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: A.S. JUM’AH | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | ||||
2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For |
3 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 20,650 | 0 | 09-Apr-2014 | 09-Apr-2014 |
MERCK & CO., INC. | ||||||
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 27-May-2014 | |||
ISIN | US58933Y1055 | Agenda | 933975180 - Management | |||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 15,150 | 0 | 09-May-2014 | 09-May-2014 |
RAYTHEON COMPANY | ||||||
Security | 755111507 | Meeting Type | Annual | |||
Ticker Symbol | RTN | Meeting Date | 29-May-2014 | |||
ISIN | US7551115071 | Agenda | 934000984 - Management | |||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 28-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For |
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||
4 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | ||||
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL EXPENDITURES | Shareholder | Against | For | ||||
6 | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,500 | 0 | 09-May-2014 | 09-May-2014 |
AETNA INC. | ||||||
Security | 00817Y108 | Meeting Type | Annual | |||
Ticker Symbol | AET | Meeting Date | 30-May-2014 | |||
ISIN | US00817Y1082 | Agenda | 933980650 - Management | |||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For |
1J. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For | ||||
2. | APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | TO APPROVE AMENDMENTS TO AETNA’S ARTICLES OF INCORPORATION AND BY- LAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS | Management | For | For | ||||
4. | TO APPROVE AN AMENDMENT TO AETNA’S ARTICLES OF INCORPORATION TO PROVIDE HOLDERS OF AT LEAST 25% OF THE VOTING POWER OF ALL OUTSTANDING SHARES THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Management | For | For | ||||
5. | APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN | Management | For | For | ||||
6. | APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | For | For | ||||
7A. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR | Shareholder | Against | For | ||||
7B. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS - BOARD OVERSIGHT | Shareholder | Against | For | ||||
7C. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTION DISCLOSURE | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 11,050 | 0 | 18-Apr-2014 | 18-Apr-2014 |
DEVON ENERGY CORPORATION | ||||||
Security | 25179M103 | Meeting Type | Annual | |||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | |||
ISIN | US25179M1036 | Agenda | 933987375 - Management | |||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 03-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 BARBARA M. BAUMANN | For | For | ||||||
2 JOHN E. BETHANCOURT | For | For | ||||||
3 ROBERT H. HENRY | For | For | ||||||
4 JOHN A. HILL | For | For | ||||||
5 MICHAEL M. KANOVSKY | For | For | ||||||
6 ROBERT A. MOSBACHER, JR | For | For | ||||||
7 J. LARRY NICHOLS | For | For | ||||||
8 DUANE C. RADTKE | For | For | ||||||
9 MARY P. RICCIARDELLO | For | For | ||||||
10 JOHN RICHELS
| For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Shareholder | Against | For | ||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Shareholder | Against | For | ||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAF | CULLEN VALUE FUND | 997CTAF | STATE STREET BANK & TRUST CO | 10,750 | 0 | 23-Apr-2014 | 23-Apr-2014 |
Cullen Emerging Markets High Dividend Fund
Vote Summary
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV | ||||||
Security | 20441W203 | Meeting Type | Special | |||
Ticker Symbol | ABV | Meeting Date | 30-Jul-2013 | |||
ISIN | US20441W2035 | Agenda | 933857700 - Management | |||
Record Date | 01-Jul-2013 | Holding Recon Date | 01-Jul-2013 | |||
City / Country | / United States | Vote Deadline Date | 25-Jul-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | TO REVIEW, DISCUSS & APPROVE PROTOCOL & JUSTIFICATION OF MERGER INTO ASSET BASE OF AMBEV S.A. OF ALL SHARES ISSUED BY COMPANY & NOT HELD BY AMBEV S.A. (“STOCK SWAP MERGER”) & TO AUTHORIZE EXECUTIVE COMMITTEE TO SUBSCRIBE, ON BEHALF OF SHAREHOLDERS, THE CONSEQUENT CAPITAL INCREASE OF AMBEV S.A. & TO PERFORM ALL OTHER ACTS NECESSARY TO IMPLEMENTATION OF STOCK SWAP MERGER. | Management | For | For | ||||
II | TO AMEND THE HEAD OF SECTION 5 OF THE COMPANY’S BYLAWS IN ORDER TO REFLECT ANY CAPITAL INCREASES APPROVED WITHIN THE LIMITS OF THE AUTHORIZED CAPITAL AND RATIFIED BY THE BOARD OF DIRECTORS UP TO THE DATE OF THE EXTRAORDINARY GENERAL MEETING. | Management | For | For | ||||
III | IF THE STOCK SWAP MERGER IS APPROVED, TO CANCEL ALL SHARES ISSUED BY THE COMPANY AND HELD IN TREASURY ON THE DATE OF THE EXTRAORDINARY GENERAL SHAREHOLDERS’ MEETING, WITHOUT REDUCING THE VALUE OF THE CAPITAL STOCK OF THE COMPANY, AMENDING THE HEAD OF SECTION 5 OF THE BYLAWS. | Management | For | For | ||||
IV | IN ORDER TO REFLECT THE AMENDMENTS PROPOSED IN ITEMS (II) AND (III) ABOVE, TO RESTATE THE BYLAWS OF THE COMPANY ACCORDING TO THE MANAGEMENT PROPOSAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 8,850 | 0 | 12-Jul-2013 | 12-Jul-2013 |
GRUPO FINANCIERO SANTANDER MEXICO | ||||||
Security | 40053C105 | Meeting Type | Annual | |||
Ticker Symbol | BSMX | Meeting Date | 20-Aug-2013 | |||
ISIN | US40053C1053 | Agenda | 933866002 - Management | |||
Record Date | 05-Aug-2013 | Holding Recon Date | 05-Aug-2013 | |||
City / Country | / United States | Vote Deadline Date | 15-Aug-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | PROPOSAL AND, IF APPLICABLE, APPROVAL TO MODIFY THE NINTH AND TENTH RESOLUTION APPROVED AT THE ANNUAL SHAREHOLDERS MEETING HELD OF APRIL 18TH OF 2013, MAINLY WITH THE PURPOSE THAT THE PAYMENT OF THE DIVIDEND WON’T BE SUBJECTED TO ANY CONDITION | Management | For | For | ||||
II | APPOINTMENT AND RE-ELECTION, AS APPLICABLE, OF SHARES CLASS “F” MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||
III | APPOINTMENT OF DELEGATES IN ORDER TO ENACT THE RESOLUTIONS ADOPTED AT THE MEETING AND, IF APPLICABLE, TO FORMALIZE SUCH RESOLUTIONS | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 29,400 | 0 | 09-Aug-2013 | 09-Aug-2013 |
OIL CO LUKOIL | ||||||
Security | 677862104 | Meeting Type | Special | |||
Ticker Symbol | LUKOY | Meeting Date | 30-Sep-2013 | |||
ISIN | US6778621044 | Agenda | 933869286 - Management | |||
Record Date | 15-Aug-2013 | Holding Recon Date | 15-Aug-2013 | |||
City / Country | / United States | Vote Deadline Date | 13-Sep-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | ON THE PAYMENT (DECLARATION) OF DIVIDENDS BASED ON THE RESULTS OF THE FIRST HALF OF THE 2013 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
2 | TO APPROVE AMENDMENTS TO THE CHARTER OF OPEN JOINT STOCK COMPANY “OIL COMPANY “LUKOIL”, PURSUANT TO THE APPENDIX TO BALLOT NO.2. | Management | For | For | ||||
3 | TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE BOARD OF DIRECTORS OF OAO “LUKOIL”, PURSUANT TO THE APPENDIX TO BALLOT NO.3. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 13,800 | 0 | 21-Aug-2013 | 21-Aug-2013 |
SASOL LIMITED | ||||||
Security | 803866300 | Meeting Type | Annual | |||
Ticker Symbol | SSL | Meeting Date | 22-Nov-2013 | |||
ISIN | US8038663006 | Agenda | 933895368 - Management | |||
Record Date | 01-Nov-2013 | Holding Recon Date | 01-Nov-2013 | |||
City / Country | / United States | Vote Deadline Date | 15-Nov-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR, RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: VN FAKUDE | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR, RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: MSV GANTSHO | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR, RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: IN MKHIZE | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR, RETIRING IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: MJN NJEKE | Management | For | For | ||||
2.1 | ELECTION OF DIRECTOR, APPOINTED BY THE BOARD IN TERMS OF CLAUSE 22.4.1 OF THE COMPANY’S MEMORANDUM OF INCORPORATION: P VICTOR | Management | For | For | ||||
3. | TO APPOINT PRICEWATERHOUSECOOPERS INC TO ACT AS INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | ||||
4.1 | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: C BEGGS | Management | For | For | ||||
4.2 | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: IN MKHIZE (SUBJECT TO HER BEING RE-ELECTED AS A DIRECTOR) | Management | For | For | ||||
4.3 | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: MJN NJEKE (SUBJECT TO HIS BEING RE-ELECTED AS A DIRECTOR) | Management | For | For | ||||
4.4 | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: S WESTWELL | Management | For | For | ||||
5. | ADVISORY ENDORSEMENT - TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY’S REMUNERATION POLICY. | Management | For | For | ||||
S1. | TO APPROVE THE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS OF COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
S2. | AUTHORISE BOARD TO APPROVE GENERAL REPURCHASE OR PURCHASE OF ANY OF COMPANY’S ORDINARY SHARES AND/OR SASOL BEE ORDINARY SHARES. | Management | For | For | ||||
S3. | AUTHORISE BOARD TO APPROVE PURCHASE BY THE COMPANY OF ITS ISSUED SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 11,750 | 0 | 08-Nov-2013 | 08-Nov-2013 |
GRUPO FINANCIERO SANTANDER MEXICO | ||||||
Security | 40053C105 | Meeting Type | Special | |||
Ticker Symbol | BSMX | Meeting Date | 13-Dec-2013 | |||
ISIN | US40053C1053 | Agenda | 933907214 - Management | |||
Record Date | 21-Oct-2013 | Holding Recon Date | 21-Oct-2013 | |||
City / Country | / United States | Vote Deadline Date | 10-Dec-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | PROPOSAL AND, IF APPLICABLE, APPROVAL TO MODIFY THE RESOLUTIONS AGREED AT THE SHAREHOLDERS MEETING HELD ON AUGUST 20, OF 2013, RELATED TO THE DATE FOR THE PAYMENT OF THE DIVIDEND TO BE MADE ON FEBRUARY 25, 2014. | Management | For | For | ||||
II | PROPOSAL AND, IF APPLICABLE, APPROVAL FOR THE PAYMENT OF A CASH DIVIDEND TO SHAREHOLDERS OF THE COMPANY. | Management | For | For | ||||
III | PROPOSAL AND, IF APPLICABLE, APPROVAL FOR THE SEPARATION AND DISINCORPORATION OF GESTION SANTANDER, S.A. DE C.V., SOCIEDAD OPERADORA DE SOCIEDADES DE INVERSION, GRUPO FINANCIERO SANTANDER MEXICO, AS A FINANCIAL ENTITY OF THE FINANCIAL GROUP OF WHICH IS THE CONTROLLING COMPANY, GRUPO FINANCIERO SANTANDER MEXICO, S.A.B. DE C.V. AND APPROVAL TO TERMINATE THE UNIQUE AGREEMENT OF RESPONSIBILITIES FOR GESTION SANTANDER, S.A. DE C.V., SOCIEDAD OPERADORA DE SOCIEDADES DE INVERSION, GRUPO FINANCIERO SANTANDER MEXICO. | Management | For | For |
IV | PROPOSAL AND, IF APPLICABLE, APPROVAL TO MODIFY THE UNIQUE AGREEMENT OF RESPONSIBILITIES SIGNED BETWEEN GRUPO FINANCIERO SANTANDER MEXICO, S.A.B. DE C.V., AND ITS FINANCIAL ENTITIES. | Management | For | For | ||||
V | PROPOSAL AND, IF APPLICABLE, APPROVAL TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION. | Management | For | For | ||||
VI | APPOINTMENT OF DELEGATES IN ORDER TO ENACT THE RESOLUTIONS ADOPTED AT THE MEETING AND, IF APPLICABLE, TO FORMALIZE SUCH RESOLUTIONS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 55,000 | 0 | 06-Dec-2013 | 06-Dec-2013 |
AMBEV S.A. | ||||||
Security | 02319V103 | Meeting Type | Special | |||
Ticker Symbol | ABEV | Meeting Date | 02-Jan-2014 | |||
ISIN | US02319V1035 | Agenda | 933910021 - Management | |||
Record Date | 09-Dec-2013 | Holding Recon Date | 09-Dec-2013 | |||
City / Country | / United States | Vote Deadline Date | 26-Dec-2013 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | TO EXAMINE, DISCUSS AND APPROVE ALL THE TERMS AND CONDITIONS OF THE PROTOCOL; AND JUSTIFICATION OF MERGER OF COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV WITH AND INTO AMBEV S.A., ENTERED INTO BY AND AMONG THE COMPANIES’ MANAGERS (“PROTOCOL AND JUSTIFICATION I” AND “MERGER I”, RESPECTIVELY). | Management | For | For |
2 | TO RATIFY THE RETENTION OF THE SPECIALIZED FIRM APSIS CONSULTORIA EMPRESARIAL LTDA. (“APSIS”) TO PREPARE (A) THE VALUATION REPORT OF COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV (“COMPANHIA DE BEBIDAS”), BASED ON ITS BOOK VALUE, FOR PURPOSES OF SECTIONS 227 AND 8 OF LAW NO. 6,404/76 (“VALUATION REPORT I”); AND (B) THE VALUATION REPORT OF THE NET EQUITIES OF THE COMPANY AND COMPANHIA DE BEBIDAS, AT MARKET VALUE, EVALUATED UNDER THE SAME CRITERIA AND ON THE SAME DATE, FOR PURPOSES OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||
3 | TO APPROVE THE VALUATION REPORT I. | Management | For | For | ||||
4 | TO APPROVE THE MERGER I. | Management | For | For | ||||
5 | TO EXAMINE, DISCUSS AND APPROVE ALL TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF MERGER OF AMBEV BRASIL BEBIDAS S.A. WITH AND INTO THE COMPANY, ENTERED INTO BY AND AMONG THE COMPANIES’ MANAGERS (“PROTOCOL AND JUSTIFICATION II” AND “MERGER II”, RESPECTIVELY). | Management | For | For | ||||
6 | TO RATIFY THE HIRING OF THE SPECIALIZED FIRM APSIS TO PREPARE (A) THE VALUATION REPORT OF THE NET EQUITY OF AMBEV BRASIL BEBIDAS S.A. (“AMBEV BRASIL”), BASED ON ITS BOOK VALUE, FOR PURPOSES OF SECTIONS 227 AND 8 OF LAW NO. 6,404/76 (“VALUATION REPORT II”); AND (B) THE VALUATION | Management | For | For | ||||
REPORT OF THE NET EQUITIES OF THE COMPANY AND AMBEV BRASIL, AT MARKET VALUE, EVALUATED UNDER THE SAME CRITERIA AND ON THE SAME DATE, FOR PURPOSES OF SECTION 264 OF LAW NO. 6,404/76 (“NET EQUITY VALUATION REPORT II”). | ||||||||
7 | TO APPROVE THE VALUATION REPORT II. | Management | For | For |
8 | TO APPROVE THE MERGER II AND THE COMPANY’S CAPITAL INCREASE, UPON THE ISSUANCE OF COMMON SHARES TO BE SUBSCRIBED AND PAID IN BY THE MANAGERS OF AMBEV BRASIL, FOR THE BENEFIT OF ITS SHAREHOLDERS, WITH THE CONSEQUENT AMENDMENT OF THE FIRST PART OF ARTICLE 5 OF THE COMPANY’S BY- LAWS IN ORDER TO REFLECT THE REFERRED CAPITAL INCREASE. | Management | For | For | ||||
9 | TO AMEND, AGAIN, THE FIRST PART OF ARTICLE 5 OF THE COMPANY’S BY-LAWS IN ORDER TO REFLECT POSSIBLE CAPITAL INCREASES APPROVED WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL AND CONFIRMED BY THE MEMBERS OF THE COMPANY’S BOARD OF DIRECTORS UNTIL THE DATE OF EGM. | Management | For | For | ||||
10 | TO AMEND ARTICLE 3 OF THE COMPANY’S BY-LAWS IN ORDER TO (I) INCLUDE THE ACTIVITY OF PRINTING, SERVICES OF PREPRINTING AND GRAPHIC FINISHING AND REPRODUCTION OF RECORDED MATERIALS IN ANY BASE; AND (II) ADJUST THE ACTIVITY OF TRADE OF BYPRODUCTS, AS PER ITEM “G” THEREOF, TO MENTION, INCLUDING, BUT NOT LIMITED TO, BYPRODUCTS FOR ANIMAL FEEDING. | Management | For | For | ||||
11 | TO AUTHORIZE THE COMPANY’S EXECUTIVE COMMITTEE TO PERFORM ALL ACTS NECESSARY FOR THE CONSUMMATION OF THE MERGER. | Management | For | For | ||||
12A | ELECTION OF DIRECTOR: VICTORIO CARLOS DE MARCHI | Management | For | For | ||||
12B | ELECTION OF DIRECTOR: CARLOS ALVES DE BRITO | Management | For | For | ||||
12C | ELECTION OF DIRECTOR: MARCEL HERRMANN TELLES | Management | For | For | ||||
12D | ELECTION OF DIRECTOR: JOSE HEITOR ATTILIO GRACIOSO | Management | For | For | ||||
12E | ELECTION OF DIRECTOR: VICENTE FALCONI CAMPOS | Management | For | For | ||||
12F | ELECTION OF DIRECTOR: LUIS FELIPE PEDREIRA DUTRA LEITE | Management | For | For | ||||
12G | ELECTION OF DIRECTOR: ROBERTO MOSES THOMPSON MOTTA | Management | For | For | ||||
12H | ELECTION OF DIRECTOR: ALVARO ANTONIO CARDOSO DE SOUZA | Management | For | For | ||||
12I | ELECTION OF DIRECTOR: PAULO ALBERTO LEMMAN | Management | For | For |
12J | ELECTION OF DIRECTOR: ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO | Management | For | For | ||||
12K | ELECTION OF DIRECTOR: MARCOS DE BARROS LISBOA | Management | For | For | ||||
12L | ELECTION OF ALTERNATE DIRECTOR: LUIZ FERNANDO ZIEGLER DE SAINT EDMOND | Management | For | For | ||||
13 | TO AMEND AND RESTATE THE COMPANY’S BY-LAWS, IN ACCORDANCE WITH COMPANY’S MANAGEMENT PROPOSAL. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 78,000 | 0 | 19-Dec-2013 | 19-Dec-2013 |
GRUPO FINANCIERO SANTANDER MEXICO | ||||||
Security | 40053C105 | Meeting Type | Annual | |||
Ticker Symbol | BSMX | Meeting Date | 25-Apr-2014 | |||
ISIN | US40053C1053 | Agenda | 933991071 - Management | |||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
A1 | SUBMISSION OF THE BOARD OF DIRECTORS REPORT IN RESPECT TO THE COMPANY’S PERFORMANCE, DURING THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2013, INCLUDING: (I) THE FINANCIAL STATEMENTS UNDER THE CNBV AND IFR’S CRITERIA, ON SUCH DATE, AND (II) THE EXTERNAL AUDITOR’S REPORT. | Management | For | For | ||||
A2 | PROPOSAL AND, AS THE CASE MAY BE, APPROVAL IN RESPECT TO THE ALLOCATION OF PROFITS. | Management | For | For | ||||
A3 | COMPANY’S CEO AND GENERAL DIRECTOR REPORT ON THE BUSINESS STATUS, CORRESPONDING TO FISCAL YEAR 2013. | Management | For | For | ||||
A4 | REPORT IN RESPECT TO THE OPINION ISSUED BY THE BOARD OF DIRECTORS ON THE CONTENT OF THE COMPANY’S CEO AND GENERAL DIRECTOR REPORT. | Management | For | For |
A5 | BOARD OF DIRECTORS’ REPORT ON THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA. | Management | For | For | ||||
A6 | REPORT IN RESPECT TO THE COMPLIANCE WITH THE TAX OBLIGATIONS TO BE DISCHARGED BY THE COMPANY IN FISCAL YEAR 2012. | Management | For | For | ||||
A7 | REPORT ON THE TRANSACTIONS AND ACTIVITIES IN WHICH THE COMPANY PARTICIPATED. | Management | For | For | ||||
A8 | BOARD OF DIRECTORS’ REPORT IN RESPECT TO THE ACTIVITIES DEVELOPED BY THE COMPANY’S AUDIT COMMITTEE AND THE CORPORATE PRACTICES, NOMINATIONS AND COMPENSATIONS COMMITTEE, DURING FISCAL YEAR 2013. | Management | For | For | ||||
A9 | RESIGNATION AND APPOINTMENT OF THE CHAIRMAN OF THE COMPANY’S CORPORATE PRACTICES, NOMINATIONS AND COMPENSATIONS COMMITTEE. | Management | For | For | ||||
A10 | APPOINTMENT AND, AS THE CASE MAY BE, RATIFICATION OF THE REGULAR AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS, CORRESPONDING TO SERIES “F” AND “B” SHARES REPRESENTING THE CAPITAL STOCK. DETERMINATION OF COMPENSATIONS THERETO. | Management | For | For | ||||
A11 | DESIGNATION OF SPECIAL DELEGATES TO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING. | Management | For | For | ||||
S1 | APPOINTMENT, Y AS THE CASE MAY BE, RATIFICATION OF THE MEMBERS OF THE COMPANY’S BOARD OF DIRECTORS, REPRESENTING SERIES “B” SHARES, REPRESENTING THE COMPANY’S CAPITAL STOCK. | Management | For | For | ||||
S2 | DESIGNATION OF SPECIAL DELEGATES TO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 81,200 | 0 | 18-Apr-2014 | 18-Apr-2014 |
AMBEV S.A. | ||||||
Security | 02319V103 | Meeting Type | Special | |||
Ticker Symbol | ABEV | Meeting Date | 28-Apr-2014 | |||
ISIN | US02319V1035 | Agenda | 933986791 - Management | |||
Record Date | 10-Apr-2014 | Holding Recon Date | 10-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1A | ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH EXAMINATION, DISCUSSION AND VOTING ON THE FINANCIAL STATEMENTS RELATED TO THE FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | For | For | ||||
O1B | ALLOCATION OF THE NET PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND RATIFICATION OF THE PAYMENT OF INTEREST ON OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS, RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2013, APPROVED BY THE BOARD OF DIRECTORS AT MEETINGS HELD ON AUGUST 30, 2013, JANUARY 6, 2014, AND MARCH 25, 2014. | Management | For | For | ||||
O1C | ELECTION OF THE MEMBERS OF THE COMPANY’S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2015. | Management | For | For | ||||
O1D | RATIFICATION OF THE AMOUNTS PAID OUT AS COMPENSATION TO THE MANAGEMENT AND TO THE MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY DURING THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND ESTABLISHING THE OVERALL COMPENSATION OF THE MANAGEMENT AND OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE FISCAL YEAR TO BE ENDED DECEMBER 31, 2014. | Management | For | For |
E2A | WITH THE PURPOSE OF CARRYING OUT THE PARTIAL CAPITALIZATION OF THE TAX BENEFIT EARNED BY THE COMPANY WITH THE PARTIAL AMORTIZATION OF THE SPECIAL PREMIUM RESERVE—IN 319/99 FOR THE 2013 FISCAL YEAR, PURSUANT TO THE ARTICLE 7 OF CVM RULING N. 319/99, A CAPITAL INCREASE IN THE MINIMUM AMOUNT OF R$ 218,277,229.62, UPON ISSUANCE OF 13,566,018 SHARES AND THE MAXIMUM AMOUNT OF R$ 352,684,594.10, UPON ISSUANCE OF UP TO 21,919,490 SHARES, AT THE ISSUANCE PRICE OF R$16.09 PER SHARE, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||
E2B | NEW CAPITAL INCREASE IN THE AMOUNT OF R$ 93,547,390.11, CORRESPONDING TO THE CAPITALIZATION OF 30% OF THE TAX BENEFIT EARNED WITH THE PARTIAL AMORTIZATION OF THE SPECIAL PREMIUM RESERVE IN THE FISCAL YEAR OF 2013, PURSUANT TO ARTICLE 7 OF THE CVM RULING N. 319/99, WITHOUT THE ISSUANCE OF NEW SHARES. | Management | For | For | ||||
E2C | BY VIRTUE OF THE RESOLUTION MENTIONED IN (2B.) ABOVE, AS WELL AS THE CAPITAL INCREASES APPROVED BY THE COMPANY’S BOARD OF DIRECTORS WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE DATE OF THE ORDINARY AND EXTRAORDINARY GENERAL MEETINGS, TO AMEND CAPUT OF ARTICLE 5 OF THE COMPANY’S BY-LAWS AND TO RESTATE SUCH BY-LAWS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 203,950 | 0 | 16-Apr-2014 | 16-Apr-2014 |
TENARIS, S.A. | ||||||
Security | 88031M109 | Meeting Type | Annual | |||
Ticker Symbol | TS | Meeting Date | 07-May-2014 | |||
ISIN | US88031M1099 | Agenda | 933959744 - Management | |||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | |||||
2. | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
3. | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013. | Management | For | |||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
6. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||
7. | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES. | Management | For | |||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS. | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 24,300 | 0 | 01-Apr-2014 | 01-Apr-2014 |
TENARIS, S.A. | ||||||
Security | 88031M109 | Meeting Type | Annual | |||
Ticker Symbol | TS | Meeting Date | 07-May-2014 | |||
ISIN | US88031M1099 | Agenda | 934001607 - Management | |||
Record Date | 22-Apr-2014 | Holding Recon Date | 22-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | |||||
2. | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
3. | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013. | Management | For | |||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||
6. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||
7. | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES. | Management | For | |||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS. | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 24,300 | 0 | 26-Apr-2014 | 26-Apr-2014 |
CHINA MOBILE (HONG KONG) LIMITED | ||||||
Security | 16941M109 | Meeting Type | Annual | |||
Ticker Symbol | CHL | Meeting Date | 22-May-2014 | |||
ISIN | US16941M1099 | Agenda | 933993102 - Management | |||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||
O2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||
O3A | TO RE-ELECT THE MR. XI GUOHUA AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||
O3B | TO RE-ELECT THE MR. SHA YUEJIA AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||
O3C | TO RE-ELECT THE MR. LIU AILI AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||
O4A | TO RE-ELECT THE DR. LO KA SHUI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||
O4B | TO RE-ELECT THE MR. PAUL CHOW MAN YIU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For |
O5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION. | Management | For | For | ||||
O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||
O7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||
O8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||
S9 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED “PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION” IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | �� | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 6,900 | 0 | 19-Apr-2014 | 19-Apr-2014 |
PACIFIC RUBIALES ENERGY CORP. | ||||||
Security | 69480U206 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | PEGFF | Meeting Date | 29-May-2014 | |||
ISIN | CA69480U2065 | Agenda | 934013119 - Management | |||
Record Date | 29-Apr-2014 | Holding Recon Date | 29-Apr-2014 | |||
City / Country | / Canada | Vote Deadline Date | 23-May-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO SET THE NUMBER OF DIRECTORS AT TWELVE (12). | Management | For | For | ||||
02 | DIRECTOR | Management | ||||||
1 JOSÉ FRANCISCO ARATA | For | For | ||||||
2 MIGUEL DE LA CAMPA | For | For | ||||||
3 GERMAN EFROMOVICH | For | For | ||||||
4 SERAFINO IACONO | For | For | ||||||
5 AUGUSTO LOPEZ | For | For | ||||||
6 HERNAN MARTINEZ | For | For | ||||||
7 DENNIS MILLS | For | For | ||||||
8 RONALD PANTIN | For | For | ||||||
9 VICTOR RIVERA | For | For | ||||||
10 MIGUEL RODRIGUEZ | For | For | ||||||
11 FRANCISCO SOLÉ | For | For | ||||||
12 NEIL WOODYER | For | For | ||||||
03 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||
04 | APPROVAL OF UNALLOCATED ENTITLEMENTS UNDER THE CORPORATION’S STOCK OPTION PLAN, AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR DATED APRIL 25, 2014. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 62,500 | 0 | 06-May-2014 | 06-May-2014 |
GRUPO FINANCIERO SANTANDER MEXICO | ||||||
Security | 40053C105 | Meeting Type | Special | |||
Ticker Symbol | BSMX | Meeting Date | 19-Jun-2014 | |||
ISIN | US40053C1053 | Agenda | 934046827 - Management | |||
Record Date | 09-Jun-2014 | Holding Recon Date | 09-Jun-2014 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | PROPOSAL AND, IF APPLICABLE, APPROVAL TO AMEND THE COMPANY’S BYLAWS, IN ORDER TO INCLUDE OR ADJUST THE REFERENCE OR TRANSCRIPTION OF THE REGULATION, PURSUANT TO THE REFORM OF THE FINANCIAL GROUPS LAW PUBLISHED IN THE OFFICIAL GAZETTE OF THE FEDERATION ON JANUARY 10, 2014. | Management | For | For | ||||
II | PROPOSAL AND, IF APPLICABLE, APPROVAL TO MODIFY THE UNIQUE AGREEMENT OF RESPONSIBILITIES SIGNED BETWEEN GRUPO FINANCIERO SANTANDER MEXICO, S.A.B. DE C.V., AND ITS FINANCIAL ENTITIES. | Management | For | For | ||||
III | DESIGNATION OF SPECIAL DELEGATES TO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 81,200 | 0 | 13-Jun-2014 | 13-Jun-2014 |
SILICONWARE PRECISION INDUSTRIES CO LTD. | ||||||
Security | 827084864 | Meeting Type | Annual | |||
Ticker Symbol | SPIL | Meeting Date | 20-Jun-2014 | |||
ISIN | US8270848646 | Agenda | 934028603 - Management | |||
Record Date | 21-Apr-2014 | Holding Recon Date | 21-Apr-2014 | |||
City / Country | / Taiwan, Province of China | Vote Deadline Date | 13-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
3.1 | TO ACCEPT FY 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||
3.2 | TO APPROVE THE PROPOSAL OF FY 2013 PROFIT DISTRIBUTION | Management | For | For | ||||
4.1 | TO DISCUSS AND APPROVE THE PROPOSED AMENDMENTS TO THE COMPANY’S “PROCEDURES FOR ACQUISITION AND DISPOSAL OF ASSETS” | Management | For | For | ||||
4.2 | DIRECTOR | Management | ||||||
1 BOUGH LIN(DIR) | For | For | ||||||
2 CHI-WEN TSAI(DIR) | For | For | ||||||
3 WEN-LUNG LIN(DIR) | For | For | ||||||
4 YEN-CHUN CHANG(DIR) | For | For | ||||||
5 RANDY HSIAO-YU LO(DIR) | For | For | ||||||
6 YANG FONG INV CO(DIR) | For | For | ||||||
7 JOHN HSUAN(IND DIR) | For | For | ||||||
8 TSAI-DING LIN(IND DIR) | For | For | ||||||
9 W.W. SHENG(IND DIR) | For | For | ||||||
4.3 | APPROVAL TO THE PROPOSED RELEASE OF RESTRICTION OF COMPETITION ON NEWLY-ELECTED DIRECTORS IMPOSED UNDER ARTICLE 209 OF THE COMPANY LAW | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 133,100 | 0 | 22-May-2014 | 22-May-2014 |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||
Security | 874039100 | Meeting Type | Annual | |||
Ticker Symbol | TSM | Meeting Date | 24-Jun-2014 | |||
ISIN | US8740391003 | Agenda | 934035189 - Management | |||
Record Date | 28-Apr-2014 | Holding Recon Date | 28-Apr-2014 | |||
City / Country | / United States | Vote Deadline Date | 17-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1) | TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||
2) | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS | Management | For | For | ||||
3) | TO REVISE THE FOLLOWING INTERNAL RULES: (A) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS, (B) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 101,300 | 0 | 29-May-2014 | 29-May-2014 |
OIL CO LUKOIL | ||||||
Security | 677862104 | Meeting Type | Annual | |||
Ticker Symbol | LUKOY | Meeting Date | 26-Jun-2014 | |||
ISIN | US6778621044 | Agenda | 934024554 - Management | |||
Record Date | 12-May-2014 | Holding Recon Date | 12-May-2014 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2014 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | TO APPROVE THE ANNUAL REPORT OF OAO “LUKOIL” FOR 2013 AND THE ANNUAL FINANCIAL STATEMENTS, INCLUDING THE INCOME STATEMENT OF THE COMPANY, AND ALSO THE DISTRIBUTION OF PROFITS FOR THE 2013 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL | Management | ||||||
2A. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: ALEKPEROV, VAGIT YUSUFOVICH | Management | No Action | |||||
2B. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: BLAZHEEV, VICTOR VLADIMIROVICH | Management | No Action | |||||
2C. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: GRAYFER, VALERY ISAAKOVICH | Management | No Action |
2D. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: IVANOV, IGOR SERGEEVICH | Management | No Action | |||||
2E. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: KOCHKUROV, SERGEI ALEKSEEVICH | Management | No Action | |||||
2F. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MAGANOV, RAVIL ULFATOVICH | Management | No Action | |||||
2G. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MATZKE, RICHARD | Management | No Action | |||||
2H. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MIKHAILOV, SERGEI ANATOLIEVICH | Management | No Action | |||||
2I. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MOBIUS, MARK | Management | No Action | |||||
2J. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: MOSCATO, GUGLIELMO ANTONIO CLAUDIO | Management | No Action | |||||
2K. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: PICTET, IVAN | Management | No Action | |||||
2L. | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO “LUKOIL”: FEDUN, LEONID ARNOLDOVICH | Management | No Action | |||||
3.1 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): MAKSIMOV, MIKHAIL BORISOVICH | Management | ||||||
3.2 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): SULOEV, PAVEL ALEKSANDROVICH | Management | ||||||
3.3 | TO ELECT THE AUDIT COMMISSION OF OAO “LUKOIL” FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO “LUKOIL” ON FEBRUARY 4, 2014 (MINUTES NO. 3): SURKOV, ALEKSANDR VIKTOROVICH | Management | ||||||
4.1 | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL” PURSUANT TO APPENDIX NO. 1 HERETO | Management |
4.2 | TO ESTABLISH REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL” PURSUANT TO APPENDIX NO. 2 HERETO | Management | ||||||
5.1 | TO PAY REMUNERATION TO EACH OF THE MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL” IN THE FOLLOWING AMOUNTS: M.B.MAKSIMOV - 2,730,000 ROUBLES, V.N.NIKITENKO - 2,730,000 ROUBLES, A.V.SURKOV - 2,730,000 ROUBLES | Management | ||||||
5.2 | TO ESTABLISH THE FOLLOWING AMOUNT OF REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL” - 3,000,000 ROUBLES | Management | ||||||
6. | TO APPROVE THE INDEPENDENT AUDITOR OF OAO “LUKOIL”- CLOSED JOINT STOCK COMPANY KPMG | Management | ||||||
7. | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY “OIL COMPANY “LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management | ||||||
8. | TO APPROVE AMENDMENTS AND ADDENDA TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF “LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management | ||||||
9.1 | POLICY (CONTRACT) ON INSURING THE LIABILITY OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN OAO “LUKOIL” (POLICYHOLDER) AND JOINT STOCK COMPANY “KAPITAL INSURANCE” (INSURER) | Management | ||||||
9.2 | SUPPLEMENTAL AGREEMENT TO LOAN AGREEMENT NO. 0810843 OF OCTOBER 13, 2008 BETWEEN OAO “LUKOIL” (BORROWER) AND OAO RITEK (LENDER). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | Management |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed | |||||||||
997CTAG | CULLEN EM MARKETS HIGH DIV FD | 997CTAG | STATE STREET BANK & TRUST CO | 14,550 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Arbitrage Funds | ||
By: | /s/ James P. Cullen | |
James P. Cullen | ||
President and Treasurer | ||
Date: | August 28, 2014 |