Exhibit 107
Calculation of Filing Fee Tables
Form F-3
(Form Type)
UBS AG
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||
Fees to Be Paid | Debt | Debt Securities of UBS AG | — | — | — | — | — | — | ||||||||||||||||
Fees to Be Paid | Debt | Debt Securities of UBS AG and UBS Switzerland AG | — | — | — | — | — | — | ||||||||||||||||
Fees to Be Paid | Other | Warrants of UBS AG | — | — | — | — | — | — | ||||||||||||||||
Fees to Be Paid | Other | Warrants of UBS AG and UBS Switzerland AG | — | — | — | — | — | — | ||||||||||||||||
Fees to Be Paid | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 457(o) | $ | 100% | $ (1)(2)(3) | 0.0000927 | $ (1)(2)(3) | ||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | 74,962,587 (1)(2)(3)(4) | $2,030,220,895.76 (2)(3)(4) | F-3 | 333-225551 | June 11, 2018 | $242,610.58 | |||||||||||||||
Carry Forward Securities | Unallocated (Universal Shelf) | Unallocated (Universal Shelf) | 415(a)(6) | (1) | (1) | POSASR F-3 | 333-253432-01 | March 4, 2022 | $2,890,708.11 | |||||||||||||||
Total Offering Amounts | $ (1)(2)(3)(4) | $ (1)(2)(3)(4) | ||||||||||||||||||||||
Total Fees Previously Paid | $ | |||||||||||||||||||||||
Total Fee Offsets | $ | |||||||||||||||||||||||
Net Fee Due | $ |
(1) | The amount to be registered, proposed maximum aggregate price per unit and proposed maximum aggregate offering price for each class of security will be determined from time to time by the Registrants in connection with the issuance by the Registrants of the securities hereunder and is not specified as to each class of security. The maximum aggregate offering price of all securities issued by the Registrants pursuant to this registration statement (“Registration Statement”) shall not exceed $35,000,000,000 in U.S. dollars or the equivalent at the time of offering in any other currency. The amount also includes such indeterminate principal amount, liquidation amount or number of identified classes of securities as may be issued upon conversion, exchange or exercise of other securities. The Registrants previously registered an amount of securities as will have an aggregate maximum offering price not to exceed $35,000,000,000 (and paid a registration fee of $2,890,708.11 with respect to such amount of securities) pursuant to Post-Effective Amendment No. 1 to Registration Statement on Form F-3 (File No. 333-253432) filed on March 4, 2022 (the “Prior Registration Statement”). Prior to the effectiveness of this Registration Statement, the Registrants will specify in a pre-effective amendment to this Registration Statement the amount of unsold securities covered by the Prior Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6) and the filing fee paid in connection with such unsold securities, which will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6), the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement. |
(2) | This Registration Statement also includes an indeterminate amount of securities of the classes specified above that may be offered and sold on an ongoing basis after their initial issuance or sale in market-making transactions by UBS AG and its affiliates, including an indeterminate amount of securities as may be issued upon conversion, exchange or exercise of other securities. These securities consist of an indeterminate amount of such registered securities that will initially be offered and sold under this Registration Statement and an indeterminate amount of such securities that were initially registered, and initially issued and offered, under registration statements previously filed by UBS AG, UBS Switzerland AG, or their respective affiliates. All such market-making reoffers and resales of these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement. |
(3) | The debt securities and warrants of UBS AG that include the UBS Switzerland AG co-obligation are being registered on this Registration Statement solely for market-making offers and sales. |
(4) | Pursuant to Rule 415(a)(6) and Rule 457(p) under the Securities Act, respectively, this Registration Statement includes (A) 74,962,587 unsold exchange traded securities, previously registered on the registration statement on Form F-3 (File No. 333-225551) filed on June 11, 2018, as amended by Pre-Effective Amendment No. 1 filed on October 30, 2018 (the “Prior Registration Statement on Form F-3” and such unsold securities, the “Unsold F-3 ETNs”), pursuant to which the Registrants paid a registration fee, and (B) $1,275,735,026.55 maximum aggregate offering price of unsold exchange traded securities, previously registered on the registration statement on Form F-4 (File No. 333-234705) filed on November 14, 2019, as amended by Pre-Effective Amendment No. 1 filed on December 5, 2019 (the “Prior Registration Statement on Form F-4” and such unsold securities, the “Unsold F-4 ETNs”), and together with the Unsold F-3 ETNs, the “Unsold ETNs” pursuant to which the Registrants paid a registration fee. The Unsold ETNs were previously carried over to the Prior Registration Statement. Prior to the effectiveness of this Registration Statement, the Registrants will specify in a pre-effective amendment to this Registration Statement the amount of Unsold F-3 ETNs covered by the Prior Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6) and the filing fee paid in connection with such unsold securities, which will continue to be applied to such unsold securities. . Pursuant to Rule 457(p) $165,590.41 of filing fees previously paid in connection with the Unsold F-4 ETNs under the Prior Registration Statement on Form F-4 was applied to the Registrants’ total registration fee in the Prior Registration Statement.. |
Table 2: Fee Offset Claims and Sources
Registrant or Filer | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Claimed | Fee Paid with Fee Offset Source | ||||||||||||
Fee Offset Claims | F-4 | 333-234705 | November 14, 2019 | $165,590.41 | ||||||||||||||||||
Fee Offset Sources | UBG AG | F-4 | 333-234705 | November 14, 2019 | $350,098.61 |