UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: March 28, 2024
UBS AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
Aeschenvorstadt 1, 4051 Basel, Switzerland
(Address of principal executive offices)
Commission File Number: 1-15060
Indicate by check mark whether the registrants file or will file annual reports under cover of Form
20-F or Form 40-
F.
Form 20-F
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THIS FORM 6-K IS HEREBY INCORPORATED BY REFERENCE INTO (1) THE REGISTRATION
STATEMENT ON FORM F-3 (REGISTRATION NUMBERS 333-263376), AND INTO EACH PROSPECTUS
OUTSTANDING UNDER THE FOREGOING REGISTRATION STATEMENT, (2) ANY OUTSTANDING
OFFERING CIRCULAR OR SIMILAR DOCUMENT ISSUED OR AUTHORIZED BY UBS AG THAT
INCORPORATES BY REFERENCE ANY FORMS 6-K OF UBS AG THAT ARE INCORPORATED INTO ITS
REGISTRATION STATEMENTS FILED WITH THE SEC, AND (3) THE BASE PROSPECTUS OF
CORPORATE ASSET BACKED CORPORATION (“CABCO”) DATED JUNE 23, 2004 (REGISTRATION
NUMBER 333-111572), THE FORM 8-K OF CABCO FILED AND DATED JUNE 23, 2004 (SEC FILE
NUMBER 001-13444), AND THE PROSPECTUS SUPPLEMENTS RELATING TO THE CABCO SERIES 2004-
101 TRUST DATED MAY 10, 2004 AND MAY 17, 2004 (REGISTRATION NUMBER 033-91744 AND 033-
91744-05). THIS REPORT SHALL BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS
FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY
FILED OR FURNISHED.
EXPLANATORY NOTE
UBS AG has determined that, for purposes of Rule 3-05 of Regulation S-X, the proposed combination
with Credit Suisse AG requires it to incorporate financial statements for Credit Suisse AG in the
outstanding registration statements indicated on the cover of this Form 6-K. In addition, pursuant to
Article 11 of Regulation S-X, UBS AG is required to incorporate in such registration statements
unaudited pro forma condensed combined financial information prepared to reflect the proposed
combination. Such pro forma financial information is based on (i) the audited consolidated financial
statements of UBS AG as of and for the year ended 31 December 2023 and (ii) the audited
consolidated financial statements of Credit Suisse AG as of and for the year ended 31 December 2023.
This pro forma financial information is presented for illustrative purposes only and does not reflect the
results of operations or the financial position of UBS AG that would have resulted had the
combination occurred at the dates indicated, or project the results of operations or financial position of
UBS AG for any future date or period.
The audited consolidated income statements, statements of comprehensive income, cash flow
statements and statements of changes in equity of Credit Suisse AG for the three years ended 31
December 2023, and the audited consolidated balance sheets of Credit Suisse AG as of 31 December
2023 and 2022, including the notes thereto and the report of the independent accountant thereon, are
filed as Exhibit 99.1 to this report on Form 6 K.
The unaudited pro forma condensed combined income statement for the year ended 31 December 2023
and the unaudited pro forma condensed combined balance sheet as of 31 December 2023, are attached
hereto as Exhibit 99.2 to this report on Form 6-K.
EXHIBIT INDEX
Exhibit No.
99.1 Audited consolidated financial statements of Credit Suisse AG as of 31 December 2023 and
2022 and for the three year period ended 31 December 2023, and the accompanying notes
thereto
on Form 20-F for the fiscal year ended 31 December 2023
99.2
99.3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly
caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.
UBS AG
By: _/s/ Steffen Henrich__________
Name: Steffen Henrich
Title: Controller
By: _/s/ David Kelly ___
Name: David Kelly
Title: Managing Director
Date: March 28, 2024