LTRX Lantronix




Washington, D.C.  20549








Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): April 29, 2020 


Lantronix, Inc.

(Exact Name of Registrant as Specified in Charter)



Delaware 1-16027 33-0362767
(State or other jurisdiction
of incorporation)
 (Commission File Number) (IRS Employer
Identification No.)
7535 Irvine Center Drive, Suite 100
Irvine, California 92618
(Address of Principal Executive Offices, including zip code)
Registrant’s telephone number, including area code:  (949) 453-3990
Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each ClassTrading SymbolName of each exchange on which registered
Common Stock, $0.0001 par valueLTRXThe Nasdaq Stock Market LLC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of Exchange Act.







Item 7.01          Regulation FD Disclosure.


On April 29, 2020, Lantronix, Inc., a Delaware corporation (the “Company”), issued a press release announcing it will release financial results for its fiscal 2020 third quarter ended March 31, 2020 on May 14, 2020 after the close of the market, and revising its revenue guidance for the third quarter.


In accordance with General Instruction B.2 of Form 8-K, the information furnished under this Item 2.02, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.


Item 9.01          Financial Statements and Exhibits.


(d) Exhibits.






99.1 Press Release, dated April 29, 2020, announcing the date of the Company’s release of financial results for the third fiscal quarter ended March 31, 2020.













Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Jeremy Whitaker

   Jeremy Whitaker
   Chief Financial Officer


Date: April 29, 2020