Exhibit 1.01 Avaya Inc. Conflict Minerals Report Reporting period: January 1, 2015 to December 31, 2015 This Conflict Minerals Report is filed with the Securities and Exchange Commission (the “SEC”) by Avaya Inc. in accordance with Section 13(p) of the Securities Exchange Act of 1934 and the instructions to Form SD (together, with the related rules promulgated by the SEC, the “Regulations”) for the reporting period January 1 to December 31, 2015. The Regulations require registrants with conflict minerals that are necessary to the functionality or production of a manufactured product to disclose annually whether any of those minerals originated in the Democratic Republic of the Congo or adjoining countries (the conflict zone) and not from recycled or scrap sources. The conflict minerals are identified as columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, or simply tantalum, tin, tungsten and gold, which are collectively referred to as “conflict minerals” or “3TG”. Use of the terms “Avaya” or the “Company” in this Report refers to Avaya Inc., a Delaware corporation, and its consolidated subsidiaries taken as a whole, unless the context otherwise indicates. In accordance with the Regulations, Avaya has conducted a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence according to a nationally or internationally recognized due diligence framework to determine if it knows or has reason to believe that the 3TGs identified in the Company’s products originated from sources in the conflict zone. As a downstream user of minerals, the Company contracts the manufacture of products with electronic manufacturing suppliers (“EMSs”), making it challenging to identify all of its source mines given the extent of the Company’s supply chain and the Company’s lack of direct relationships with the mines and/or smelters providing the minerals. Avaya is wholly reliant on industry initiatives, manufacturing partners and parts vendors with whom the Company has direct supplier relationships to determine the source of the conflict minerals in Avaya’s products. This Conflict Minerals Report (“CMR”) summarizes Avaya’s process to identify and assess products contracted by Avaya for manufacture by EMS partners that were sold during the reporting period and contained 3TG. Executive Summary of the 2015 Conflict Minerals Program Avaya performed a RCOI on the portion of its supply chain which provided products and parts containing 3TGs to determine the source of the 3TGs in such products and parts sold during the reporting period. The results identified 318 total smelters or refiners (“SORs”) involved in the Avaya supply chain, of which 267 could be validated against the Conflict Free Smelter Program (“CFSP”) list of SORs and 51 could not be validated against the CFSP list. The CFSP list is confirmed by the Electronic Industry Citizenship Coalition’s (“EICC”) Conflict-Free Sourcing Initiative (“CFSI”) and it identifies SORs who are legitimate processors and who CFSI have audited to ensure that such processors have systems in place to assure that they are sourcing only conflict-free minerals. In addition to these 318 results, the Company received an additional 40 responses which identified entities that were not legitimate SORs. These responses, which are listed at the end of Appendix A to this Report, require additional due diligence with the Company’s direct suppliers to determine the actual SORs that performed the mineral processing and therefore they were not counted in the Company’s analysis of its RCOI results, which is detailed below. Avaya cannot be certain about the origin of the conflict minerals used by the smelters or entities not listed on the CFSP list. Avaya has partnered with suppliers to obtain more information to determine the status of these smelters and entities. No independent private sector audit was performed of the Avaya due diligence process this year in accordance with SEC guidance promulgated in April 2014 since Avaya is unable to confirm the source of some of the 3TGs used in its products.
Avaya Company Overview Avaya is a leading provider of contact center, unified communications and networking products and services designed to help enterprise, midmarket and small businesses increase workforce productivity, customer engagement, net promoter score, and customer lifetime value, with the ultimate objective of higher revenue and profitability for our customers. Our products and services portfolio spans software, hardware, professional and support services, and cloud services. These fall under three reporting segments: • Global Communications Solutions, or GCS, encompass all of our real-time collaboration, contact center and unified communications software and hardware. Unified communications integrates real-time communication services including telephony, e-mail, instant messaging and video. Examples in GCS include audio and video conferencing and collaboration systems; mobile video software, software that runs contact center operations such as multimedia contact routing; software that enables mobile access to the company network for employees; and hardware such as phones, gateways, and servers. We enable these unified communication and real-time collaboration tools to also be embedded inside the applications businesses use every day to keep employees and customers connected, productive and effective. This reporting segment also includes a software development platform, which allows our customers and third parties to adapt our technology by creating custom applications, automated workflows, and engagement environments for their unique needs and allows them to integrate Avaya’s capabilities into their existing infrastructure. GCS also includes cloud-supporting software and hardware products, which make it possible to use all of our contact center and unified communications products via the Cloud. • Avaya Networking includes our advanced fabric networking technology which offers a unique end to-end virtualized architecture designed to be simple to deploy, agile and resilient. This reporting segment also includes software and hardware products such as Ethernet switches; wireless networking; and access control, and unified management and orchestration solutions, which provides network and device management. • Avaya Global Services or AGS includes professional and support services designed to help our customers maximize the benefits of using our products and technology. Our services include support for implementation, deployment, monitoring, troubleshooting, optimization, and more. This reporting segment also includes our cloud and managed services, which enable customers to take advantage of our technology in a private, hybrid, or public Cloud environment. The majority of our revenue in this reporting segment is recurring in nature, based on multi- year services contracts. Avaya’s Conflict Minerals Program Overview Avaya is an affiliate member of the EICC and Avaya participates in the Coalition’s CFSI program. Therefore, the Avaya Conflict Minerals Program (the “Program”) relies upon guidance published by the CFSI as it relates to downstream companies and incorporates the CFSI Conflict Minerals Reporting Template (“CMRT”), as well as the requirements of the Regulations and the Due Diligence Guidance for Responsible Supply Chains of Minerals From Conflict-Affected and High-Risk Areas of the Organization for Economic Cooperation and Development (“OECD”). As further described below, the elements of the Program are: I. Determination of Product Applicability II. The RCOI III. Due Diligence I. Determination of Product Applicability Each year, Avaya creates a list of products and parts which it sold in the reporting calendar year that were contracted to be manufactured for Avaya and that include 3TG. Products purchased off the shelf from Original Equipment Manufacturers (“OEMs”) were excluded as Avaya is not the manufacturer of those products. This list, which was refined by assessing it against the Company’s previous year’s RCOI results, was provided to a third party partner to conduct Avaya’s RCOI.
II. Reasonable Country of Origin Inquiry (RCOI) Avaya outsources the design of some, and the manufacture of all, of its products and solutions. Therefore, the RCOI included Avaya Electronic Manufacturing Services (“EMS”) providers, Original Design Manufacturers (“ODMs”) and Avaya-controlled suppliers (collectively with the EMS providers and the ODMs, the “Suppliers”) of parts and components used in Avaya-designed hardware products and parts that were sold to customers during calendar year 2015. Finished products and parts obtained from OEMs where the designs were not influenced by Avaya (i.e., products or parts which were purchased and included in Avaya solutions without modification or additional assembly) were excluded from the scope of the RCOI. Avaya products and parts identified as containing the 3TGs not from recycled or scrap sources, which are in scope pursuant to the Regulations, consist of gateways, routers, servers, network infrastructure equipment and endpoints. As mentioned above, Avaya’s RCOI was conducted using the CMRT, which was provided to Suppliers, along with educational materials and training to facilitate their completion of the CMRT. In addition, Avaya leveraged information resources of the CFSI, publicly available information published by the London Bullion Market Association (“LBMA”) and the Responsible Jewelry Council (“RJC”), and the resources of Avaya’s conflict minerals partner to analyze the Supplier responses. The results of the information review were used to identify those Suppliers for which additional information and due diligence was required. The results of the assessments and the collected CMRTs were electronically stored. III. Avaya’s Due Diligence Program The Avaya Due Diligence Program was designed in accordance with the OECD five step framework, which is the international framework currently recognized for compliance with the Regulations. Step 1: The Avaya Management System For its Program, Avaya has adopted a management system similar in nature to the Avaya Quality and Environmental Management systems by implementing a ‘Plan-Do-Check-Act’ mechanism for its conflict minerals processes. Under this Program the Company has undertaken the following actions: Avaya developed a Conflict Minerals Policy and communicated it to suppliers during the RCOI process and during annual supplier engagement forums. This policy is posted on the Avaya website at http://www.avaya.com/usa/about-avaya/our-company/corporate-responsibility/products-and- suppliers/. Avaya also developed Standard Operating Procedures (“SOPs”) that, with the Conflict Minerals Policy, define Avaya’s process for conducting the Program. A cross-functional team of subject matter experts was assembled from supply chain management, product compliance, product engineering, research and development, and the environmental and legal functions of the Company. Supply chain management leads the team and provides periodic updates to senior management. Avaya joined the EICC and participates in CFSI, which allowed Avaya to learn from others in the electronics industry regarding their Conflict Minerals plans and processes. This led to Program improvements with greater supply chain and customer transparency. Avaya continued to implement its document control program to manage and retain from year to year the documentation associated with each RCOI and related Due Diligence activities. Avaya partnered with Suppliers to identify the sources of conflict minerals in the products and parts that they provide to Avaya as indicated in the RCOI results. Suppliers were also engaged through periodic business reviews and an annual supplier forum to discuss compliance requirements. If significant risks are identified through the RCOI program or other means then it could ultimately cause the Company to suspend trade with, or disengage from, a Supplier. Step 2: Identify and Assess Risks in the Supply Chain Avaya used the RCOI analysis results to identify Suppliers using SORs that are not engaged in an approved validation scheme (e.g., the CFSP list, LBMA, etc.) and to assess related supply chain risks.
Step 3: Design and Implement a Strategy to Respond to Identified Risks To address the risks in the Company’s supply chain posed by the use of non-verified smelters, Avaya remains actively involved in the EICC and CFSI and in maintaining and executing the Avaya Conflict Minerals Program. Avaya continues to work with supply chain partners to address reported non-verified smelters. Avaya also works with supply chain partners for resolution when requests for smelters in the supply chain to participate in the CFSP list program are met with resistance or are not executed. Step 4: Independent third-party audit of our SOR due diligence practices As a downstream user of 3TG minerals and a member of the EICC, Avaya leverages information from the independent audits of the smelters and refiners facilitated by initiatives such as the CFSI’s CFSP and the LBMA to determine the SORs’ practices. To the extent required by the Regulations, Avaya will conduct an independent private sector audit of the Company’s Program if the RCOI and due diligence conclusively identifies the sources of the 3TG minerals used in our products as either conflict-free or non-conflict-free. Step 5: Annual Reporting on our Supply Chain Due Diligence Avaya continues to provide an annual report of its Supply Chain Due Diligence Practice activities in accordance with the Regulations, as evidenced by this Report. The Due Diligence results are summarized below. Efforts to Determine Conflict Minerals Country of Origin and Facilities used to Process Conflict Minerals Avaya’s RCOI process and due diligence to determine the source of 3TGs in Avaya products is based on data collection and partnership with Suppliers. Avaya queried 260 Suppliers for the 2015 RCOI reporting period with 100% of those surveyed providing an updated CMRT. 318 unique SORs were identified as processing 3TGs used in the parts and/or components contained in Avaya Products. 267 (or 84%) of the SORs identified by the Suppliers were verified as either (i) a conflict-free smelter through CFSP or (ii) participating in a CFSP audit. This represented a 14% increase from the previous year. The majority of responses received from Avaya’s Suppliers during the RCOI were provided at the company level, with less than 10% of the responses specific to the product that such Supplier sells to Avaya. Two top tier Suppliers indicated their inability to obtain more than a 50% and 75% response rate, respectively, from their supply chain, making it impossible to determine the complete list of smelters in the Avaya supply chain. In addition, some SORs identified by the Suppliers were not listed on any certified smelter or refiners lists by the CFSI, the LBMA, or the RJC and could not be confirmed through Company due diligence as actual SORs. As a result, Avaya cannot determine its conflict-free status at either a product or company level because it cannot confirm that the SORs identified provide a complete picture of conflict minerals sourcing. The 318 SORs identified by the Company’s in-scope Suppliers, the minerals processed, and their classification in regard to the CFSP list are provided in the list included as Appendix A of this Report. A graphical depiction of the 2015 RCOI and due diligence results is provided in Figure 1.0 (next page). The validation classifications of the SORs reported in Appendix A and in the graphs are defined as follows: CFSP Compliant (CFS) - These are certified conflict-free smelters Participating in CFSP (CFSP) - These are smelters participating/progressing toward CFSP certification as a CFS Not Listed on CFSP List (Not CFSP) - These are smelters that are neither CFSP Compliant nor Participating in the CFSP Not a Legitimate SOR - These are non-CFSI verified smelters, or “unknown”
Figure 2 below presents a graphical depiction of the 2014 RCOI and due diligence results. Comparing the two results, the amount of SORs identified by the Company’s in-scope suppliers that are not a Conflict Free Smelter, (“CFS”, as verified by the CFSP), or part of the CFSP audit have reduced almost by half, from 30% to 16% over the past year. Future Plans to Mitigate Conflict Minerals Sourcing Risks Avaya plans to implement the following actions with its supply chain to help mitigate the risk of potentially sourcing conflict minerals: Perform the RCOI process earlier in the calendar year to allow additional time for Supplier engagement and due diligence. Continue to require completion of the CMRT in applicable Requests For Quote (“RFQ”) and from applicable new Suppliers upon award of contract (if not part of an RFQ). Identify Suppliers with possible deficiencies in their responses or their management systems for additional monitoring and suggest resources such as the training available from the CFSI. Identify Suppliers that based on past performance may need additional due diligence in the future. Develop corrective action plans for Suppliers with identified deficiencies and track deficiency resolution. CY 2015 Results* CY 2014 Results* *228 In Scope Suppliers *260 In Scope Suppliers
Forward-Looking Statements This Conflict Minerals Report Exhibit 1.01 contains “forward-looking statements" about the Company’s future supply chain risk mitigation plans, diligence programs and conflict mineral management processes. All statements other than statements of historical fact are “forward-looking” statements for purposes of the U.S. federal and state securities laws. These statements may be identified by the use of forward looking terminology such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,” “plan,” “potential,” “predict,” “should” or “will” or the negative thereof or other variations thereon or comparable terminology. The Company has based these forward-looking statements on its current expectations, assumptions, estimates and projections. While the Company believes these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond its control. These factors, including those discussed in Item 1A of the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2015 under the heading "Risk Factors," may cause its actual risk mitigation plans, diligence programs, conflict mineral management processes, results, performance or achievements to differ materially from any future risk mitigation plans, diligence programs, conflict mineral management processes, results, performance or achievements expressed or implied by these forward-looking statements. For a further list and description of such risks and uncertainties, please refer to the Company’s filings with the SEC that are available at www.sec.gov. The Company cautions you that the list of important factors included in the Company’s SEC filings may not contain all of the material factors that are important to you. In addition, the matters referred to in the forward-looking statements contained in this report may not in fact occur. The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.
APPENDIX A List of Reported Smelters/Refiners Facilities Processing Minerals Used in Avaya Products as Confirmed by the Conflict Free Smelter Initiative (CFSI) Lists No. Metal Smelter Name Smelter ID Comments 1 Gold Advanced Chemical Company CID000015 Participating in CFSP 2 Gold Aida Chemical Industries Co., Ltd. CID000019 CFSP Compliant 3 Gold Aktyubinsk Copper Company TOO CID000028 Not Listed on CFSP List 4 Gold Al Etihad Gold Refinery DMCC CID002560 Not Listed on CFSP List 5 Gold Allgemeine Gold-und Silberscheideanstalt A.G. CID000035 CFSP Compliant 6 Gold Almalyk Mining and Metallurgical Complex (AMMC) CID000041 Participating in CFSP 7 Gold AngloGold Ashanti Córrego do Sítio Mineração CID000058 CFSP Compliant 8 Gold Argor-Heraeus SA CID000077 CFSP Compliant 9 Gold Asahi Pretec Corporation CID000082 CFSP Compliant 10 Gold Asahi Refining Canada Limited CID000924 CFSP Compliant 11 Gold Asahi Refining USA Inc. CID000920 CFSP Compliant 12 Gold Asaka Riken Co., Ltd. CID000090 CFSP Compliant 13 Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. CID000103 CFSP Compliant 14 Gold AURA-II CID002851 Not Listed on CFSP List 15 Gold Aurubis AG CID000113 CFSP Compliant 16 Gold Bangalore Refinery (P) Ltd. CID002863 Not Listed on CFSP List 17 Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) CID000128 CFSP Compliant 18 Gold Bauer Walser AG CID000141 Not Listed on CFSP List 19 Gold Boliden AB CID000157 CFSP Compliant 20 Gold C. Hafner GmbH + Co. KG CID000176 CFSP Compliant 21 Gold Caridad CID000180 Not Listed on CFSP List 22 Gold CCR Refinery - Glencore Canada Corporation CID000185 CFSP Compliant 23 Gold Cendres + Métaux SA CID000189 Participating in CFSP 24 Gold Chimet S.p.A. CID000233 CFSP Compliant 25 Gold Chugai Mining CID000264 Not Listed on CFSP List 26 Gold Daejin Indus Co., Ltd. CID000328 Participating in CFSP 27 Gold Daye Non-Ferrous Metals Mining Ltd. CID000343 Not Listed on CFSP List 28 Gold DODUCO GmbH CID000362 CFSP Compliant 29 Gold Dowa CID000401 CFSP Compliant 30 Gold DSC (Do Sung Corporation) CID000359 Participating in CFSP 31 Gold Eco-System Recycling Co., Ltd. CID000425 CFSP Compliant 32 Gold Elemetal Refining, LLC CID001322 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 33 Gold Emirates Gold DMCC CID002561 CFSP Compliant 34 Gold Faggi Enrico S.p.A. CID002355 Participating in CFSP 35 Gold Fidelity Printers and Refiners Ltd. CID002515 Not Listed on CFSP List 36 Gold Gansu Seemine Material Hi-Tech Co., Ltd. CID000522 Not Listed on CFSP List 37 Gold Geib Refining Corporation CID002459 Participating in CFSP 38 Gold Guangdong Jinding Gold Limited CID002312 Not Listed on CFSP List 39 Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CID000651 Not Listed on CFSP List 40 Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CID000671 Not Listed on CFSP List 41 Gold Heimerle + Meule GmbH CID000694 CFSP Compliant 42 Gold Heraeus Ltd. Hong Kong CID000707 CFSP Compliant 43 Gold Heraeus Precious Metals GmbH & Co. KG CID000711 CFSP Compliant 44 Gold Hunan Chenzhou Mining Group Co., Ltd. CID000767 Not Listed on CFSP List 45 Gold Hwasung CJ Co., Ltd. CID000778 Not Listed on CFSP List 46 Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited CID000801 Not Listed on CFSP List 47 Gold Ishifuku Metal Industry Co., Ltd. CID000807 CFSP Compliant 48 Gold Istanbul Gold Refinery CID000814 CFSP Compliant 49 Gold Japan Mint CID000823 CFSP Compliant 50 Gold Jiangxi Copper Company Limited CID000855 CFSP Compliant 51 Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant CID000927 CFSP Compliant 52 Gold JSC Uralelectromed CID000929 CFSP Compliant 53 Gold JX Nippon Mining & Metals Co., Ltd. CID000937 CFSP Compliant 54 Gold Kaloti Precious Metals CID002563 Not Listed on CFSP List 55 Gold Kazakhmys Smelting LLC CID000956 Not Listed on CFSP List 56 Gold Kazzinc CID000957 CFSP Compliant 57 Gold Kennecott Utah Copper LLC CID000969 CFSP Compliant 58 Gold KGHM Polska Miedź Spółka Akcyjna CID002511 Participating in CFSP 59 Gold Kojima Chemicals Co., Ltd. CID000981 CFSP Compliant 60 Gold Korea Metal Co., Ltd. CID000988 Not Listed on CFSP List 61 Gold Korea Zinc Co. Ltd. CID002605 Participating in CFSP 62 Gold Kyrgyzaltyn JSC CID001029 Not Listed on CFSP List 63 Gold L' azurde Company For Jewelry CID001032 Not Listed on CFSP List 64 Gold Lingbao Gold Company Limited CID001056 Not Listed on CFSP List 65 Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CID001058 Not Listed on CFSP List 66 Gold LS-NIKKO Copper Inc. CID001078 CFSP Compliant 67 Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CID001093 Not Listed on CFSP List 68 Gold Materion CID001113 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 69 Gold Matsuda Sangyo Co., Ltd. CID001119 CFSP Compliant 70 Gold Metalor Technologies (Hong Kong) Ltd. CID001149 CFSP Compliant 71 Gold Metalor Technologies (Singapore) Pte., Ltd. CID001152 CFSP Compliant 72 Gold Metalor Technologies (Suzhou) Ltd. CID001147 Participating in CFSP 73 Gold Metalor Technologies SA CID001153 CFSP Compliant 74 Gold Metalor USA Refining Corporation CID001157 CFSP Compliant 75 Gold METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V CID001161 CFSP Compliant 76 Gold Mitsubishi Materials Corporation CID001188 CFSP Compliant 77 Gold Mitsui Mining and Smelting Co., Ltd. CID001193 CFSP Compliant 78 Gold MMTC-PAMP India Pvt., Ltd. CID002509 CFSP Compliant 79 Gold Moscow Special Alloys Processing Plant CID001204 CFSP Compliant 80 Gold Nadir Metal Rafineri San. Ve Tic. A.Ş. CID001220 CFSP Compliant 81 Gold Navoi Mining and Metallurgical Combinat CID001236 Participating in CFSP 82 Gold Nihon Material Co., Ltd. CID001259 CFSP Compliant 83 Gold Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH CID002779 CFSP Compliant 84 Gold Ohura Precious Metal Industry Co., Ltd. CID001325 CFSP Compliant 85 Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) CID001326 CFSP Compliant 86 Gold OJSC Kolyma Refinery CID001328 Not Listed on CFSP List 87 Gold OJSC Novosibirsk Refinery CID000493 CFSP Compliant 88 Gold PAMP SA CID001352 CFSP Compliant 89 Gold Penglai Penggang Gold Industry Co., Ltd. CID001362 Not Listed on CFSP List 90 Gold Prioksky Plant of Non-Ferrous Metals CID001386 CFSP Compliant 91 Gold PT Aneka Tambang (Persero) Tbk CID001397 CFSP Compliant 92 Gold PX Précinox SA CID001498 CFSP Compliant 93 Gold Rand Refinery (Pty) Ltd. CID001512 CFSP Compliant 94 Gold Republic Metals Corporation CID002510 CFSP Compliant 95 Gold Royal Canadian Mint CID001534 CFSP Compliant 96 Gold Sabin Metal Corp. CID001546 Not Listed on CFSP List 97 Gold Samduck Precious Metals CID001555 Participating in CFSP 98 Gold SAMWON Metals Corp. CID001562 Not Listed on CFSP List 99 Gold SAXONIA Edelmetalle GmbH CID002777 Participating in CFSP 100 Gold Schone Edelmetaal B.V. CID001573 CFSP Compliant 101 Gold SEMPSA Joyería Platería SA CID001585 CFSP Compliant 102 Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CID001619 Not Listed on CFSP List 103 Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CID001622 CFSP Compliant 104 Gold Sichuan Tianze Precious Metals Co., Ltd. CID001736 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 105 Gold Singway Technology Co., Ltd. CID002516 CFSP Compliant 106 Gold So Accurate Group, Inc. CID001754 Not Listed on CFSP List 107 Gold SOE Shyolkovsky Factory of Secondary Precious Metals CID001756 CFSP Compliant 108 Gold Solar Applied Materials Technology Corp. CID001761 CFSP Compliant 109 Gold Sudan Gold Refinery CID002567 Not Listed on CFSP List 110 Gold Sumitomo Metal Mining Co., Ltd. CID001798 CFSP Compliant 111 Gold T.C.A S.p.A CID002580 CFSP Compliant 112 Gold Tanaka Kikinzoku Kogyo K.K. CID001875 CFSP Compliant 113 Gold The Great Wall Gold and Silver Refinery of China CID001909 Not Listed on CFSP List 114 Gold The Refinery of Shandong Gold Mining Co., Ltd. CID001916 CFSP Compliant 115 Gold Tokuriki Honten Co., Ltd. CID001938 CFSP Compliant 116 Gold Tongling Nonferrous Metals Group Co., Ltd. CID001947 Not Listed on CFSP List 117 Gold Torecom CID001955 Participating in CFSP 118 Gold Umicore Brasil Ltda. CID001977 CFSP Compliant 119 Gold Umicore Precious Metals Thailand CID002314 CFSP Compliant 120 Gold Umicore SA Business Unit Precious Metals Refining CID001980 CFSP Compliant 121 Gold United Precious Metal Refining, Inc. CID001993 CFSP Compliant 122 Gold Valcambi SA CID002003 CFSP Compliant 123 Gold Western Australian Mint trading as The Perth Mint CID002030 CFSP Compliant 124 Gold WIELAND Edelmetalle GmbH CID002778 Participating in CFSP 125 Gold Yamamoto Precious Metal Co., Ltd. CID002100 CFSP Compliant 126 Gold Yokohama Metal Co., Ltd. CID002129 CFSP Compliant 127 Gold Yunnan Copper Industry Co., Ltd. CID000197 Not Listed on CFSP List 128 Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CID002224 CFSP Compliant 129 Gold Zijin Mining Group Co., Ltd. Gold Refinery CID002243 CFSP Compliant 130 Tantalum Changsha South Tantalum Niobium Co., Ltd. CID000211 CFSP Compliant 131 Tantalum Conghua Tantalum and Niobium Smeltry CID000291 CFSP Compliant 132 Tantalum D Block Metals, LLC CID002504 CFSP Compliant 133 Tantalum Duoluoshan CID000410 CFSP Compliant 134 Tantalum E.S.R. Electronics CID002590 Participating in CFSP 135 Tantalum Exotech Inc. CID000456 CFSP Compliant 136 Tantalum F&X Electro-Materials Ltd. CID000460 CFSP Compliant 137 Tantalum FIR Metals & Resource Ltd. CID002505 CFSP Compliant 138 Tantalum Global Advanced Metals Aizu CID002558 CFSP Compliant 139 Tantalum Global Advanced Metals Boyertown CID002557 CFSP Compliant 140 Tantalum Guangdong Zhiyuan New Material Co., Ltd. CID000616 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 141 Tantalum Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch CID002501 Not Listed on CFSP List 142 Tantalum H.C. Starck Co., Ltd. CID002544 CFSP Compliant 143 Tantalum H.C. Starck GmbH Goslar CID002545 CFSP Compliant 144 Tantalum H.C. Starck GmbH Laufenburg CID002546 CFSP Compliant 145 Tantalum H.C. Starck Hermsdorf GmbH CID002547 CFSP Compliant 146 Tantalum H.C. Starck Inc. CID002548 CFSP Compliant 147 Tantalum H.C. Starck Ltd. CID002549 CFSP Compliant 148 Tantalum H.C. Starck Smelting GmbH & Co.KG CID002550 CFSP Compliant 149 Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CID002492 CFSP Compliant 150 Tantalum Hi-Temp Specialty Metals, Inc. CID000731 CFSP Compliant 151 Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CID002512 CFSP Compliant 152 Tantalum Jiangxi Tuohong New Raw Material CID002842 CFSP Compliant 153 Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CID000914 CFSP Compliant 154 Tantalum Jiujiang Tanbre Co., Ltd. CID000917 CFSP Compliant 155 Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CID002506 CFSP Compliant 156 Tantalum KEMET Blue Metals CID002539 CFSP Compliant 157 Tantalum KEMET Blue Powder CID002568 CFSP Compliant 158 Tantalum King-Tan Tantalum Industry Ltd. CID000973 CFSP Compliant 159 Tantalum LSM Brasil S.A. CID001076 CFSP Compliant 160 Tantalum Metallurgical Products India Pvt., Ltd. CID001163 CFSP Compliant 161 Tantalum Mineração Taboca S.A. CID001175 CFSP Compliant 162 Tantalum Mitsui Mining & Smelting CID001192 CFSP Compliant 163 Tantalum Molycorp Silmet A.S. CID001200 CFSP Compliant 164 Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CID001277 CFSP Compliant 165 Tantalum Plansee SE Liezen CID002540 CFSP Compliant 166 Tantalum Plansee SE Reutte CID002556 CFSP Compliant 167 Tantalum QuantumClean CID001508 CFSP Compliant 168 Tantalum Resind Indústria e Comércio Ltda. CID002707 CFSP Compliant 169 Tantalum RFH Tantalum Smeltry Co., Ltd. CID001522 CFSP Compliant 170 Tantalum Solikamsk Magnesium Works OAO CID001769 CFSP Compliant 171 Tantalum Taki Chemicals CID001869 CFSP Compliant 172 Tantalum Telex Metals CID001891 CFSP Compliant 173 Tantalum Tranzact, Inc. CID002571 CFSP Compliant 174 Tantalum Ulba Metallurgical Plant JSC CID001969 CFSP Compliant 175 Tantalum XinXing HaoRong Electronic Material Co., Ltd. CID002508 CFSP Compliant 176 Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CID002307 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 177 Tantalum Zhuzhou Cemented Carbide CID002232 CFSP Compliant 178 Tin Alpha CID000292 CFSP Compliant 179 Tin An Thai Minerals Company Limited CID002825 Participating in CFSP 180 Tin An Vinh Joint Stock Mineral Processing Company CID002703 Participating in CFSP 181 Tin Chenzhou Yunxiang Mining and Metallurgy Company Limited CID000228 Participating in CFSP 182 Tin China Tin Group Co., Ltd. CID001070 CFSP Compliant 183 Tin CNMC (Guangxi) PGMA Co., Ltd. CID000278 Not Listed on CFSP List 184 Tin Cooperativa Metalurgica de Rondônia Ltda. CID000295 CFSP Compliant 185 Tin CV Ayi Jaya CID002570 CFSP Compliant 186 Tin CV Dua Sekawan CID002592 Participating in CFSP 187 Tin CV Gita Pesona CID000306 CFSP Compliant 188 Tin CV Serumpun Sebalai CID000313 CFSP Compliant 189 Tin CV Tiga Sekawan CID002593 Participating in CFSP 190 Tin CV United Smelting CID000315 CFSP Compliant 191 Tin CV Venus Inti Perkasa CID002455 CFSP Compliant 192 Tin Dowa CID000402 CFSP Compliant 193 Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company CID002572 Participating in CFSP 194 Tin Elmet S.L.U. (Metallo Group) CID002774 CFSP Compliant 195 Tin EM Vinto CID000438 CFSP Compliant 196 Tin Estanho de Rondônia S.A. CID000448 Not Listed on CFSP List 197 Tin Feinhütte Halsbrücke GmbH CID000466 Participating in CFSP 198 Tin Fenix Metals CID000468 CFSP Compliant 199 Tin Gejiu Fengming Metalurgy Chemical Plant CID002848 Participating in CFSP 200 Tin Gejiu Jinye Mineral Co., Ltd. CID002859 CFSP Compliant 201 Tin Gejiu Kai Meng Industry and Trade LLC CID000942 Participating in CFSP 202 Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CID000538 CFSP Compliant 203 Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CID001908 CFSP Compliant 204 Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CID000555 Not Listed on CFSP List 205 Tin Guanyang Guida Nonferrous Metal Smelting Plant CID002849 Participating in CFSP 206 Tin HuiChang Hill Tin Industry Co., Ltd. CID002844 Participating in CFSP 207 Tin Huichang Jinshunda Tin Co., Ltd. CID000760 Not Listed on CFSP List 208 Tin Jiangxi Ketai Advanced Material Co., Ltd. CID000244 CFSP Compliant 209 Tin Linwu Xianggui Ore Smelting Co., Ltd. CID001063 Not Listed on CFSP List 210 Tin Magnu's Minerais Metais e Ligas Ltda. CID002468 CFSP Compliant 211 Tin Malaysia Smelting Corporation (MSC) CID001105 CFSP Compliant 212 Tin Melt Metais e Ligas S/A CID002500 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 213 Tin Metallic Resources, Inc. CID001142 CFSP Compliant 214 Tin Metallo-Chimique N.V. CID002773 CFSP Compliant 215 Tin Mineração Taboca S.A. CID001173 CFSP Compliant 216 Tin Minsur S.A. Tin Metal CID001182 CFSP Compliant 217 Tin Mitsubishi Materials Corporation CID001191 CFSP Compliant 218 Tin Nankang Nanshan Tin Manufactory Co., Ltd. CID001231 Not Listed on CFSP List 219 Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company CID002573 Participating in CFSP 220 Tin O.M. Manufacturing (Thailand) Co., Ltd. CID001314 CFSP Compliant 221 Tin O.M. Manufacturing Philippines, Inc. CID002517 CFSP Compliant 222 Tin Operaciones Metalurgical S.A. CID001337 CFSP Compliant 223 Tin Phoenix Metal Ltd. CID002507 Participating in CFSP 224 Tin PT Alam Lestari Kencana CID001393 Not Listed on CFSP List 225 Tin PT Aries Kencana Sejahtera CID000309 CFSP Compliant 226 Tin PT Artha Cipta Langgeng CID001399 CFSP Compliant 227 Tin PT ATD Makmur Mandiri Jaya CID002503 CFSP Compliant 228 Tin PT Babel Inti Perkasa CID001402 CFSP Compliant 229 Tin PT Bangka Kudai Tin CID001409 Not Listed on CFSP List 230 Tin PT Bangka Prima Tin CID002776 CFSP Compliant 231 Tin PT Bangka Timah Utama Sejahtera CID001416 Not Listed on CFSP List 232 Tin PT Bangka Tin Industry CID001419 CFSP Compliant 233 Tin PT Belitung Industri Sejahtera CID001421 CFSP Compliant 234 Tin PT BilliTin Makmur Lestari CID001424 CFSP Compliant 235 Tin PT Bukit Timah CID001428 CFSP Compliant 236 Tin PT Cipta Persada Mulia CID002696 CFSP Compliant 237 Tin PT DS Jaya Abadi CID001434 CFSP Compliant 238 Tin PT Eunindo Usaha Mandiri CID001438 CFSP Compliant 239 Tin PT Fang Di MulTindo CID001442 Not Listed on CFSP List 240 Tin PT Inti Stania Prima CID002530 CFSP Compliant 241 Tin PT Justindo CID000307 CFSP Compliant 242 Tin PT Karimun Mining CID001448 Participating in CFSP 243 Tin PT Kijang Jaya Mandiri CID002829 Participating in CFSP 244 Tin PT Mitra Stania Prima CID001453 CFSP Compliant 245 Tin PT Panca Mega Persada CID001457 CFSP Compliant 246 Tin PT Pelat Timah Nusantara Tbk CID001486 Not Listed on CFSP List 247 Tin PT Prima Timah Utama CID001458 CFSP Compliant 248 Tin PT Refined Bangka Tin CID001460 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 249 Tin PT Sariwiguna Binasentosa CID001463 CFSP Compliant 250 Tin PT Seirama Tin Investment CID001466 Not Listed on CFSP List 251 Tin PT Stanindo Inti Perkasa CID001468 CFSP Compliant 252 Tin PT Sukses Inti Makmur CID002816 CFSP Compliant 253 Tin PT Sumber Jaya Indah CID001471 CFSP Compliant 254 Tin PT Timah (Persero) Tbk Kundur CID001477 CFSP Compliant 255 Tin PT Timah (Persero) Tbk Mentok CID001482 CFSP Compliant 256 Tin PT Tinindo Inter Nusa CID001490 CFSP Compliant 257 Tin PT Tirus Putra Mandiri CID002478 Not Listed on CFSP List 258 Tin PT Wahana Perkit Jaya CID002479 CFSP Compliant 259 Tin Resind Indústria e Comércio Ltda. CID002706 CFSP Compliant 260 Tin Rui Da Hung CID001539 CFSP Compliant 261 Tin Soft Metais Ltda. CID001758 CFSP Compliant 262 Tin Thaisarco CID001898 CFSP Compliant 263 Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company CID002574 Participating in CFSP 264 Tin VQB Mineral and Trading Group JSC CID002015 CFSP Compliant 265 Tin White Solder Metalurgia e Mineração Ltda. CID002036 CFSP Compliant 266 Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CID002158 Participating in CFSP 267 Tin Yunnan Tin Company, Ltd. CID002180 CFSP Compliant 268 Tungsten A.L.M.T. TUNGSTEN Corp. CID000004 CFSP Compliant 269 Tungsten ACL Metais Eireli CID002833 Participating in CFSP 270 Tungsten Asia Tungsten Products Vietnam Ltd. CID002502 CFSP Compliant 271 Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CID002513 CFSP Compliant 272 Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CID000258 CFSP Compliant 273 Tungsten Dayu Jincheng Tungsten Industry Co., Ltd. CID002518 Participating in CFSP 274 Tungsten Dayu Weiliang Tungsten Co., Ltd. CID000345 Participating in CFSP 275 Tungsten Fujian Jinxin Tungsten Co., Ltd. CID000499 CFSP Compliant 276 Tungsten Ganxian Shirui New Material Co., Ltd. CID002531 Not Listed on CFSP List 277 Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CID000875 CFSP Compliant 278 Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CID002315 CFSP Compliant 279 Tungsten Ganzhou Non-ferrous Metals Smelting Co., Ltd. CID000868 Participating in CFSP 280 Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CID002494 CFSP Compliant 281 Tungsten Ganzhou Yatai Tungsten Co., Ltd. CID002536 CFSP Compliant 282 Tungsten Global Tungsten & Powders Corp. CID000568 CFSP Compliant 283 Tungsten Guangdong Xianglu Tungsten Co., Ltd. CID000218 CFSP Compliant 284 Tungsten H.C. Starck GmbH CID002541 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 285 Tungsten H.C. Starck Smelting GmbH & Co.KG CID002542 CFSP Compliant 286 Tungsten Hunan Chenzhou Mining Co., Ltd. CID000766 CFSP Compliant 287 Tungsten Hunan Chuangda Metallurgy Group Co. Ltd. CID002769 Not Listed on CFSP List 288 Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CID002579 Participating in CFSP 289 Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin CID002578 Participating in CFSP 290 Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CID000769 CFSP Compliant 291 Tungsten Hydrometallurg, JSC CID002649 CFSP Compliant 292 Tungsten Japan New Metals Co., Ltd. CID000825 CFSP Compliant 293 Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CID002551 Participating in CFSP 294 Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CID002647 Participating in CFSP 295 Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CID002321 CFSP Compliant 296 Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CID002313 Not Listed on CFSP List 297 Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CID002318 Participating in CFSP 298 Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CID002317 Participating in CFSP 299 Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CID002535 CFSP Compliant 300 Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CID002316 Participating in CFSP 301 Tungsten Kennametal Fallon CID000966 Participating in CFSP 302 Tungsten Kennametal Huntsville CID000105 CFSP Compliant 303 Tungsten Malipo Haiyu Tungsten Co., Ltd. CID002319 CFSP Compliant 304 Tungsten Moliren Ltd CID002845 Participating in CFSP 305 Tungsten Niagara Refining LLC CID002589 CFSP Compliant 306 Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC CID002543 CFSP Compliant 307 Tungsten Philippine Chuangin Industrial Co., Inc. CID002827 Participating in CFSP 308 Tungsten Pobedit, JSC CID002532 Participating in CFSP 309 Tungsten Sanher Tungsten Vietnam Co., Ltd. CID002538 Participating in CFSP 310 Tungsten South-East Nonferrous Metal Company Limited of Hengyang City CID002815 Participating in CFSP 311 Tungsten Tejing (Vietnam) Tungsten Co., Ltd. CID001889 CFSP Compliant 312 Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. CID002011 CFSP Compliant 313 Tungsten Wolfram Bergbau und Hütten AG CID002044 CFSP Compliant 314 Tungsten Woltech Korea Co., Ltd. CID002843 Participating in CFSP 315 Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CID002320 CFSP Compliant 316 Tungsten Xiamen Tungsten Co., Ltd. CID002082 CFSP Compliant 317 Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. CID002830 Participating in CFSP 318 Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CID002095 CFSP Compliant
No. Metal Smelter Name Smelter ID Comments 1 Gold K.A.Rasmussen as Unknown Not A Legitimate SOR 2 Gold Possehl Unknown Not A Legitimate SOR 3 Gold Sanmenxia Lingbao Jinyuan Mining Co., Ltd. Unknown Not A Legitimate SOR 4 Gold Shandong Guoda gold Co., LTD. Unknown Not A Legitimate SOR 5 Gold Shenzhen Zhonghenglong Real Industry Co., Ltd. Unknown Not A Legitimate SOR 6 Gold Super Dragon Technology Co., Ltd. Unknown Not A Legitimate SOR 7 Gold The Hutti Gold Mines Unknown Not A Legitimate SOR 8 Gold Yantai Kanfort Metal Co., Ltd. Unknown Not A Legitimate SOR 9 Gold Yantai Zhaojinlufu Unknown Not A Legitimate SOR 10 Gold Zhongkuang Gold Industry Co., Ltd. Unknown Not A Legitimate SOR 11 Tantalum Advanced Metallurgical Group N.V. (AMG) Unknown Not A Legitimate SOR 12 Tantalum Ethiopian Minerals Development Share Company Unknown Not A Legitimate SOR 13 Tantalum Metal do Unknown Not A Legitimate SOR 14 Tantalum Ningxia Non-ferrous Metal Smeltery Unknown Not A Legitimate SOR 15 Tantalum Tantalum Mining Corp. of Canada Ltd Unknown Not A Legitimate SOR 16 Tin Brinkmann Chemie AG Unknown Not A Legitimate SOR 17 Tin Butterworth Smelter Unknown Not A Legitimate SOR 18 Tin CV Duta Putra Bangka Unknown Not A Legitimate SOR 19 Tin Gejiu Jinye Mineral Co., Ltd. Unknown Not A Legitimate SOR 20 Tin Gejiu YunXin Colored Electrolysis Ltd Unknown Not A Legitimate SOR 21 Tin Huanggang tong ding metal materials co., LTD Unknown Not A Legitimate SOR 22 Tin Kunshan Chengli Tin Co., Ltd Unknown Not A Legitimate SOR 23 Tin Nippon Micrometal Corp. Unknown Not A Legitimate SOR 24 Tin Novosibirsk Processing Plant Ltd. Unknown Not A Legitimate SOR 25 Tin Orbel Unknown Not A Legitimate SOR 26 Tin Poongsan Corporation Unknown Not A Legitimate SOR 27 Tin PT Supra Sukses Trinusa Unknown Not A Legitimate SOR 28 Tin Senju Metal Industry Co., Ltd. Unknown Not A Legitimate SOR 29 Tin Super Ligas Unknown Not A Legitimate SOR 30 Tin Westmetall GmbH & Co.KG Unknown Not A Legitimate SOR 31 Tin Xianghualing Tin Industry Co., Ltd. Unknown Not A Legitimate SOR 32 Tin Yifeng Tin Industry (Chenzhou) Co Ltd Unknown Not A Legitimate SOR 33 Tungsten Air Products Unknown Not A Legitimate SOR 34 Tungsten Ganzhou Haichuang Tungsten Industry Co., Ltd. Unknown Not A Legitimate SOR 35 Tungsten Jiangxi Rare Earth & Rare Metals Tungsten Group Corp Unknown Not A Legitimate SOR 36 Tungsten Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd Unknown Not A Legitimate SOR 37 Tungsten Trans-Global Unknown Not A Legitimate SOR 38 Tungsten Voss Metals Company, Inc. Unknown Not A Legitimate SOR 39 Tungsten Xiamen Golden Egret Special Alloy Co. Ltd. Unknown Not A Legitimate SOR 40 Tungsten Zhuzhou Decheng Nonferrous Metals Industry Unknown Not A Legitimate SOR List of Reported Smelters/Refiners Facilities Processing Minerals Used in Avaya Products Not Confirmed by the Conflict Free Smelter Initiative (CFSI) Lists