SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November, 2009
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-Fx Form 40-F¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes¨ Nox
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. | Name of the issuer |
Prudential plc
2. | State whether the notification relates to (i) a transaction notified in accordance withDTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1); or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006) |
(i)
3. | Name ofperson discharging managerial responsibilities/director |
Robert Devey
4. | State whether notification relates to aperson connected with aperson discharging managerial responsibilities/director named in 3 and identify theconnected person |
Relates to person named in 3 above
5. | Indicate whether the notification is in respect of a holding of theperson referred to in 3 or 4 above or in respect of a non-beneficial interest |
Relates to person named in 3 above
6. | Description of shares (including class), debentures or derivatives or financial instruments relating toshares |
Ordinary shares of 5p each
7. | Name of registered shareholder(s) and, if more than one, the number ofshares held by each of them |
BWCI Trust Company Limited
8. | State the nature of the transaction |
Award of shares under the Prudential Employee Share Trust and an award of shares under the Prudential Group Performance Share Plan and an award of shares under the Business Unit Performance Plan – see additional information
9. | Number ofshares, debentures or financial instruments relating toshares acquired |
292,370 ordinary shares – see additional information
10. | Percentage of issuedclass acquired (treasury shares of thatclass should not be taken into account when calculating percentage) |
less than 0.02%
11. | Number ofshares, debentures or financial instruments relating toshares disposed |
N/A
12. | Percentage of issuedclass disposed (treasury shares of thatclass should not be taken into account when calculating percentage) |
N/A
13. | Price per share or value of transaction |
See additional information
14. | Date and place of transaction |
27 November 2009, London
15. | Total holding following notification and total percentage holding following notification (anytreasury shares should not be taken into account when calculating percentage) |
292,370 ordinary shares, less than 0.02%
16. | Date issuer informed of transaction |
27 November 2009
If aperson discharging managerial responsibilities has been granted options by theissuer complete the following boxes
17. | Date of grant |
N/A
18. | Period during which or date on which it can be exercised |
N/A
19. | Total amount paid (if any) for grant of the option |
N/A
20. | Description ofshares or debentures involved (class and number) |
N/A
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
N/A
22. | Total number ofshares or debentures over which options held following notification |
N/A
23. | Any additional information |
1 An award of 50,575 ordinary shares made under the Prudential Employee Share Trust capable of being released at the end of March 2012
2 Awards of 241,795 ordinary shares made under the Prudential Group Performance Share Plan (120,898) and the Prudential Business Unit Performance Share Plan (120,897) – price per share £3.4774.
24. | Name of contact and telephone number for queries |
Jennie Webb, Share Plans Administrator, 020 7548 2027
25. | Name of duly authorised officer ofissuer responsible for making notification |
Clive Burns, Head of Secretariat , 020 7548 3805
Date of notification
30 November 2009
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America
Notes:This form is intended for use by an issuer to make anRIS notification required byDR 3.3.
(1) | Anissuer making a notification in respect of a transaction relating to theshares or debentures of theissuer should complete boxes 1 to 16, 23 and 24. |
(2) | Anissuer making a notification in respect of a derivative relating theshares of theissuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
(3) | Anissuer making a notification in respect of options granted to adirector/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | Anissuer making a notification in respect of afinancial instrument relating to theshares of theissuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 30, 2009
PRUDENTIAL PUBLIC LIMITED COMPANY
By: | /s/ Clive Burns | |
Clive Burns | ||
Head of Secretariat |