The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | Common | 88579Y101 | 289 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
ALPHABET INC-CL C Equity | Common | 02079K107 | 1,862 | 900 | SH | DFND | 900 | 0 | 0 | ||
ALTRIA GROUP INC | Common | 02209S103 | 205 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
AMEREN CORPORATION Equity | Common | 023608102 | 936 | 11,500 | SH | DFND | 11,500 | 0 | 0 | ||
CENTENE CORP Equity | Common | 15135B101 | 6,391 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP Equity | Common | 165167735 | 15,181 | 349,878 | SH | DFND | 349,878 | 0 | 0 | ||
CRISPR THERAPEUTICS AG Equity | Common | H17182108 | 372 | 3,050 | SH | DFND | 3,050 | 0 | 0 | ||
CROWN CASTLE INTL CORP Equity | Common | 22822V101 | 7,660 | 44,500 | SH | DFND | 44,500 | 0 | 0 | ||
DTE ENERGY COMPANY Equity | Common | 233331107 | 937 | 7,037 | SH | DFND | 7,037 | 0 | 0 | ||
DUKE ENERGY CORP Equity | Common | 26441C204 | 965 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
EASTERLY GOVERNMENT PROPERTI Equity | Common | 27616P103 | 1,244 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
EDISON INTERNATIONAL Equity | Common | 281020107 | 1,758 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
EDITAS MEDICINE INC Equity | Common | 28106W103 | 210 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
ENTERGY CORP Equity | Common | 29364G103 | 995 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
EVOLENT HEALTH INC - A Equity | Common | 30050B101 | 7,435 | 368,091 | SH | DFND | 368,091 | 0 | 0 | ||
FACEBOOK INC-CLASS A Equity | Common | 30303M102 | 1,752 | 5,950 | SH | DFND | 5,950 | 0 | 0 | ||
FIRSTENERGY CORP Equity | Common | 337932107 | 1,457 | 42,000 | SH | DFND | 42,000 | 0 | 0 | ||
GENERAL DYNAMICS CORP COM USD1.00 | Common | 369550108 | 218 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
GOLDMAN SACHS PHYSICAL GOLD Equity | Common | 38150K103 | 1,617 | 95,154 | SH | DFND | 95,154 | 0 | 0 | ||
HOMOLOGY MEDICINES INC Equity | Common | 438083107 | 94 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
IMRNW | Warrants | 45254U101 | 694 | 115,620 | SH | DFND | 115,620 | 0 | 0 | ||
INNOVAGE HOLDING CORP Equity | Common | 45784A104 | 5,339 | 207,000 | SH | DFND | 207,000 | 0 | 0 | ||
INTELLIA THERAPEUTICS INC Equity | Common | 45826J105 | 482 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
INTERCONTINENTALEXCHANGE INC Equity | Common | 45866F104 | 4,244 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
ISHARES GOLD TRUST ISHARES ISIN #US4642851053 SEDOL B0SF3S5 | ETF | 464285105 | 911 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
JOHNSON &JOHNSON COM USD1.00 | Common | 478160104 | 329 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
MICROSOFT CORP Equity | Common | 594918104 | 1,768 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
NOVOCURE LTD Equity | Common | G6674U108 | 1,322 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
OASIS PETROLEUM INC Equity | Common | 674215207 | 19,898 | 335,042 | SH | DFND | 335,042 | 0 | 0 | ||
OSISKO GOLD ROYALTIES LTD Equity | Common | 68827L101 | 1,637 | 148,525 | SH | DFND | 148,525 | 0 | 0 | ||
PINNACLE FINANCIAL PARTNERS COM USD1.00 | Common | 72346Q104 | 443 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
SEAGATE TECHNOLOGY Equity | Common | G7945M107 | 1,689 | 22,000 | SH | DFND | 22,000 | 0 | 0 | ||
SPDR GOLD SHARES Equity | Common | 78463V107 | 2,339 | 14,625 | SH | DFND | 14,625 | 0 | 0 | ||
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | ETF | 78462F103 | 1,466 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
VANECK VECTORS GOLD MINERS ETF Equity | ETF | 92189F106 | 1,065 | 32,779 | SH | DFND | 32,779 | 0 | 0 | ||
VANECK VECTORS JUNIOR GOLD MINERS ETF Equity | ETF | 92189F791 | 2,311 | 51,340 | SH | DFND | 51,340 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC Equity | Common | 92343V104 | 6,687 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
VIATRIS INC COM | Common | 92556V106 | 8,242 | 590,000 | SH | DFND | 590,000 | 0 | 0 |