UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
BROADWIND, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 001-34278 | 88-0409160 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
3240 South Central Avenue, Cicero, Illinois 60804
(Address of Principal Executive Offices) (Zip Code)
Eric B. Blashford
President and Chief Executive Officer
Broadwind, Inc.
3240 S. Central Avenue
Cicero, IL 60804
(708) 780-4800
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Broadwind, Inc. (together with its wholly-owned subsidiaries, the “Company”) evaluated the Company’s current product lines and determined that “conflict minerals,” as defined in applicable Securities and Exchange Commission rules, are necessary to the functionality or production of certain products the Company manufactures or contracts to manufacture as described in the Conflict Minerals Report filed as Exhibit 1.01 hereto. The Company determined that it does not have enough information to conclude whether such products are “DRC Conflict Free.”
Item 1.02 Exhibit
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at: www.bwen.com.
Section 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.
Section 3 - Exhibits
Item 3.01 Exhibits
The following is a list of the Exhibits filed herewith.
EXHIBIT NUMBER | DESCRIPTION |
1.01 | Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BROADWIND, INC. | ||
May 31, 2023 | By: | /s/ Eric B. Blashford |
Eric B. Blashford | ||
President and Chief Executive Officer | ||
(Principal Executive Officer) |