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PFG Principal Financial Group Inc - Registered Shares

Filed: 27 Jul 21, 4:47pm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: July 27, 2021

(Date of earliest event reported)

 

PRINCIPAL FINANCIAL GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware1-1672542-1520346
(State or other jurisdiction(Commission file number)(I.R.S. Employer
of incorporation) Identification Number)

 

711 High Street, Des Moines, Iowa 50392

(Address of principal executive offices)

 

(515) 247-5111

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

¨Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

¨If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Title of each class Trading symbol(s) Name of each exchange on which registered
Common Stock PFG Nasdaq Global Select Market

 

 

 

 

 

 

 

 

 

Item 2.02Results of Operations and Financial Condition

 

On July 27, 2021, Principal Financial Group, Inc. publicly announced information regarding its results of operations and financial condition for the quarter ended June 30, 2021. The text of the announcement is included herewith as Exhibit 99.

 

Item 9.01 Financial Statements and Exhibits

 

99Second Quarter 2021 Earnings Release
104Cover Page to this Current Report on Form 8-K in Inline XBRL

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 PRINCIPAL FINANCIAL GROUP, INC.

 

 By:/s/ Deanna D. Strable-Soethout
 Name:Deanna D. Strable-Soethout
Title:Executive Vice President and Chief Financial Officer

 

Date:July 27, 2021