SCHEDULE 14C INFORMATION
Information Statement pursuant to Section 14(c) of the
Securities Exchange Act of 1934
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GuideStone Funds
(Name of Registrant as Specified in Its Charter)
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GUIDESTONE FUNDS
MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund,
MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund,
Growth Allocation Fund, Aggressive Allocation Fund, Money Market Fund, Low-Duration Bond Fund,
Medium-Duration Bond Fund, Extended-Duration Bond Fund, Global Bond Fund, Strategic Alternatives Fund, Defensive Market Strategies Fund, Equity Index Fund,
Global Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund,
International Equity Index Fund, International Equity Fund and Emerging Markets Equity Fund
5005 Lyndon B. Johnson Freeway, Suite 2200
Dallas, Texas 75244-6152
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INFORMATION STATEMENT
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April 8, 2020
Dear Shareholder:
The enclosed Information Statement discusses actions that have been taken with respect to all series of GuideStone Funds (the "Trust"). GuideStone Financial Resources of the Southern Baptist Convention, the holder of a majority of the outstanding voting securities of the Trust, has approved the election of Thomas G. Evans to the Board of Trustees of the Trust.
We are not asking you for a proxy and you are requested not to send us a proxy. If you have any questions, please call 1-888-GS-FUNDS (1-888-473-8637), and we will be glad to assist you. Thank you for your continued support of GuideStone Funds.
Very truly yours,
/s/ John R. Jones John R. Jones President
GUIDESTONE FUNDS
MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund,
MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund,
Growth Allocation Fund, Aggressive Allocation Fund, Money Market Fund, Low-Duration Bond Fund,
Medium-Duration Bond Fund, Extended-Duration Bond Fund, Global Bond Fund, Strategic Alternatives Fund, Defensive Market Strategies Fund, Equity Index Fund,
Global Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund,
International Equity Index Fund, International Equity Fund and Emerging Markets Equity Fund
5005 Lyndon B. Johnson Freeway, Suite 2200
Dallas, Texas 75244-6152
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INFORMATION STATEMENT
Important Notice Regarding the
Availability of Information Statement
The Information Statement is available at GuideStoneFunds.com/Disclosures/Fund-Literature.
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April 8, 2020
This document is an Information Statement for shareholders of all series (each, a "Fund" and collectively, the "Funds") of GuideStone Funds (the "Trust"). GuideStone Capital Management, LLC (the "Adviser") serves as the investment adviser to the Funds and is located at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152. The Funds' principal underwriter is Foreside Funds Distributors LLC, whose principal office is located at 400 Berwyn Park, 899 Cassatt Road, Suite 110, Berwyn, Pennsylvania 19312. BNY Mellon Investment Servicing (US) Inc. serves as the Funds' transfer agent and is located at 760 Moore Road, King of Prussia, Pennsylvania 19406. The Northern Trust Company serves as the Funds' administration and fund accounting agent and is located at 50 South LaSalle Street, Chicago, Illinois 60603. This Information Statement will be mailed on or about April 8, 2020, to the shareholders of record of each Fund as of April 1, 2020 (the "Record Date").
The Trust has obtained the written consent of GuideStone Financial Resources of the Southern Baptist Convention ("GuideStone Financial Resources") in lieu of a shareholder meeting to elect Thomas G. Evans to the Board of Trustees of the Trust (the "Board"), effective May 1, 2020. As disclosed in the Trust's prospectus, GuideStone Financial Resources at all times directly or indirectly owns, controls or holds with power to vote of at least 60% of the outstanding shares of the Trust. The Funds will refuse to accept any investment that would result in a change of such control. As of the date of its approval, GuideStone Financial Resources directly or indirectly owned, controlled or held with power to vote of at least 60% of each Fund's shares. This means that GuideStone Financial Resources, which is an affiliate of the Adviser, controls the vote on any matter that requires shareholder approval. Therefore, in accordance with the Trust's governing documents, the election of Mr. Evans has been approved by shareholders.
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This Information Statement is provided solely for information purposes. This is not a proxy statement. We are not asking you for a proxy, and you are requested not to send us a proxy.
The Funds will bear the expenses incurred in connection with preparing this Information Statement. The information in this document should be considered to be an Information Statement for purposes of Schedule 14C under the Securities Exchange Act of 1934, as amended.
You may obtain a copy of the Trust's annual report to shareholders and the most recent semi-annual report, free of charge, by writing to the Trust at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152, by calling toll free at 1-888-GS-FUNDS (1-888-473-8637) or by going to the website at GuideStoneFunds.com.
Appendix A lists the shares of each Fund issued and outstanding as of the Record Date. Appendix B lists the shareholders who owned beneficially or of record more than 5% of the shares of each class of the Funds as of the Record Date. To the knowledge of the Adviser, executive officers and Trustees of the Trust, as a group, owned less than 1% of the outstanding shares of each class of each Fund as of the Record Date.
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I.All Funds: Election of Trustee to the Board of Trustees A. Overview
GuideStone Financial Resources, as holder of a majority of the outstanding voting securities of the Trust, has elected Thomas G. Evans to the Board, effective May 1, 2020. The Trust's Amended and Restated Trust Instrument, dated May 1, 2017, provides that Mr. Evans will hold office until his resignation, removal or mandatory retirement. Mr. Evans will serve on the Board as an independent Trustee ("Independent Trustee") because he is not an "interested person" of the Trust as the term "interested person" is defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended ("1940 Act").
B.Information Regarding the Board of Trustees
The operations of each Fund are under the supervision of the Board. The primary responsibility of the Board is to represent the interests of the shareholders of the Trust and to provide oversight of the management of the Trust. Upon effectiveness of the election of Mr. Evans, the Board will be comprised of nine individuals: Randall T. Hahn, D.Min., and John R. Morris, each of whom is an "interested person" of the Trust ("Interested Trustees"), as the term "interested person" is defined in Section 2(a)(19) of the 1940 Act, and Mr. Evans, William Craig George, Barry D. Hartis, Grady R. Hazel, David B. McMillan, Franklin R. Morgan and Ronald D. Murff, each of whom is an Independent Trustee. Mr. George serves as Chairman of the Board. During the fiscal year ended December 31, 2019, the Board held four regular meetings and one special meeting. All of the Trustees who served during the previous fiscal year, with the exception of Mr. Hartis, attended at least 75% of the Board meetings held during that period. Unlike public operating companies, mutual funds do not typically hold annual shareholder meetings. Accordingly, the Trust does not have a policy pertaining to attendance at annual shareholder meetings by members of the Board.
The Trustees (including Mr. Evans) of the Trust, their years of birth, business addresses and principal occupations and directorships during the past five years are set forth in the following table.
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| Number of | Other |
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| Portfolios in | Trusteeships/ |
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| Fund | Directorships |
| Term of Office |
| Complex | Held by Trustee |
Name (Year of Birth), Address and | and Length of | Principal Occupation(s) | Overseen by | During Past 5 |
Position(s) with Trust | Time Served1 | During Past 5 Years | Trustee | Years2 |
| INDEPENDENT TRUSTEES |
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Thomas G. Evans (1961) | Since 2020 | Owner, Encompass | 24 | None |
5005 Lyndon B. Johnson Freeway |
| Financial Services, Inc., |
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Suite 2200 |
| 1985 – present. |
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Dallas, TX 75244-6152 |
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Trustee |
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William Craig George (1958) | Since 2004 | Senior Credit Officer, First | 24 | None |
5005 Lyndon B. Johnson Freeway |
| National Bank of PA, 2014 |
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Suite 2200 |
| – present. |
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Dallas, TX 75244-6152 |
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Trustee |
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3
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| Number of | Other |
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| Portfolios in | Trusteeships/ |
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| Fund | Directorships |
| Term of Office |
| Complex | Held by Trustee |
Name (Year of Birth), Address and | and Length of | Principal Occupation(s) | Overseen by | During Past 5 |
Position(s) with Trust | Time Served1 | During Past 5 Years | Trustee | Years2 |
Barry D. Hartis (1945) | Since 2014 | Certified Public | 24 | None |
5005 Lyndon B. Johnson Freeway |
| Accountant, 1987 – |
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Suite 2200 |
| present. |
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Dallas, TX 75244-6152 |
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Trustee |
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Grady R. Hazel (1947) | Since 2011 | Chief Financial Officer, | 24 | None |
5005 Lyndon B. Johnson Freeway |
| The Dunham School, 2016 |
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Suite 2200 |
| – present; Certified Public |
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Dallas, TX 75244-6152 |
| Accountant, 2015 – |
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Trustee |
| present; G400 Relations |
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| Manager, American |
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| Institute of Certified Public |
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| Accountants, 2012 – 2015. |
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David B. McMillan (1957) | Since 2019 | Chief Executive Officer | 24 | None |
5005 Lyndon B. Johnson Freeway |
| and Founder, Peridot |
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Suite 2200 |
| Energy LLC, 2008 – |
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Dallas, TX 75244-6152 |
| present; Chief Executive |
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Trustee |
| Officer, INEA |
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| International/VHSC |
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| Cement, 2015 – 2017. |
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Franklin R. Morgan (1943) | Since 2005 | Retired – Senior Vice | 24 | None |
5005 Lyndon B. Johnson Freeway |
| President, Director of |
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Suite 2200 |
| International |
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Dallas, TX 75244-6152 |
| Administration, Prudential |
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Trustee |
| Securities, Inc., 1960 – |
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| 2003. |
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Ronald D. Murff (1953) | Since 2019 | President, JKL Group, | 24 | None |
5005 Lyndon B. Johnson Freeway |
| LLC, 2010 – present; |
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Suite 2200 |
| Principal, Dalcor |
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Dallas, TX 75244-6152 |
| Companies, 2012 – |
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Trustee |
| present. |
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| INTERESTED TRUSTEES3 |
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Randall T. Hahn, D.Min. (1965) | Since 2018 | Senior Pastor, The Heights | 24 | None |
5005 Lyndon B. Johnson Freeway |
| Baptist Church, 2002 – |
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Suite 2200 |
| present. |
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Dallas, TX 75244-6152 |
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Trustee |
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John R. Morris (1938) | Since 2017 | Vice President and Broker- | 24 | None |
5005 Lyndon B. Johnson Freeway |
| in-Charge, Hound Ears |
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Suite 2200 |
| Club, Inc., 2010 – present. |
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Dallas, TX 75244-6152 |
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Trustee |
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| OFFICERS WHO | ARE NOT TRUSTEES4 |
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Ron W. Bass (1966) | Since 2009 | Director of Asset | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Management Compliance, |
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Suite 2200 |
| GuideStone Financial |
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Dallas, TX 75244-6152 |
| Resources, June 2009 – |
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Chief Compliance Officer and AML |
| present. |
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Officer |
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| Number of | Other |
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| Portfolios in | Trusteeships/ |
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| Fund | Directorships |
| Term of Office |
| Complex | Held by Trustee |
Name (Year of Birth), Address and | and Length of | Principal Occupation(s) | Overseen by | During Past 5 |
Position(s) with Trust | Time Served1 | During Past 5 Years | Trustee | Years2 |
Melanie Childers (1971) | Since 2014 | Managing Director, Fund | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Operations, GuideStone |
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Suite 2200 |
| Financial Resources, 2014 |
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Dallas, TX 75244-6152 |
| – present. |
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Vice President — Fund Operations |
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John R. Jones (1953) | Since 2000 | Executive Vice President | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| and Chief Operating |
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Suite 2200 |
| Officer, GuideStone |
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Dallas, TX 75244-6152 |
| Financial Resources, 1997 |
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President |
| – present. |
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Patrick Pattison (1974) | Since 2008 | Chief Accounting Officer, | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| GuideStone Financial |
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Suite 2200 |
| Resources, 2015 – present; |
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Dallas, TX 75244-6152 |
| Director of Financial |
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Vice President and Treasurer |
| Reporting & Process |
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| Review, GuideStone |
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| Financial Resources, 2008 |
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| – 2015. |
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Matt L. Peden (1967) | Since 2001 | Vice President and Chief | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Investment Officer, |
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Suite 2200 |
| GuideStone Financial |
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Dallas, TX 75244-6152 |
| Resources, 2015 – present; |
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Vice President and Investment Officer |
| Director of Portfolio |
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| Management, GuideStone |
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| Financial Resources, 2010 |
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| – 2015. |
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David S. Spika (1964) | Since 2019 | Vice President and Chief | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Strategic Investment |
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Suite 2200 |
| Officer, GuideStone |
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Dallas, TX 75244-6152 |
| Financial Resources, 2016 |
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Executive Vice President |
| – present; Global |
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| Investment Strategist, |
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| GuideStone Financial |
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| Resources, 2015 – 2016; |
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| Investment Strategist, |
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| Westwood Holdings |
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| Group, 2003 – 2015. |
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Matthew A. Wolfe (1982) | Since 2017 | Associate Counsel – | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Investment and Corporate |
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Suite 2200 |
| Services, GuideStone |
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Dallas, TX 75244-6152 |
| Financial Resources, 2015 |
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Chief Legal Officer and Secretary |
| – present; Vice President |
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| and Assistant General |
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| Counsel, Goldman Sachs |
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| & Co., 2012 – 2015. |
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| Number of | Other |
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| Portfolios in | Trusteeships/ |
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| Fund | Directorships |
| Term of Office |
| Complex | Held by Trustee |
Name (Year of Birth), Address and | and Length of | Principal Occupation(s) | Overseen by | During Past 5 |
Position(s) with Trust | Time Served1 | During Past 5 Years | Trustee | Years2 |
Erin Wynne (1981) | Since 2016 | Director, Financial | N/A | N/A |
5005 Lyndon B. Johnson Freeway |
| Reporting & Analysis, |
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Suite 2200 |
| GuideStone Financial |
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Dallas, TX 75244-6152 |
| Resources, 2015 – present; |
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Assistant Treasurer |
| Manager, Financial |
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| Reporting & Analysis, |
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| GuideStone Financial |
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| Resources, 2010 – 2015. |
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(1)Each Independent Trustee serves until his or her resignation, removal or mandatory retirement. Each Interested Trustee serves until his or her resignation, removal or mandatory retirement or until he or she ceases to be a member of the Board of Trustees of GuideStone Financial Resources. All Trustees must retire at the end of the calendar year in which they attain the age of 80 or after achieving 10 years of service, whichever occurs last. Officers serve at the pleasure of the Board.
(2)Directorships not included in the GuideStone Funds complex that are held by a director in any company with a class of securities registered pursuant to section 12 of the Securities Exchange Act of 1934 or any company registered as an investment company under the 1940 Act.
(3)Dr. Hahn and Mr. Morris are "interested persons" of the Trust as the term is defined in the 1940 Act due to their positions on the Board of Trustees of GuideStone Financial Resources. In addition, Mr. Morris serves on the Board of GuideStone Investment Services and GuideStone Resource Management, Inc., the manager/member and member, respectively, of the Adviser.
(4)The officers of the Trust are affiliates of the Adviser due to their positions with the Adviser, GuideStone Financial Resources, GuideStone Investment Services and/or GuideStone Resource Management, Inc.
In addition to the information set forth in the trustees and officers table and other relevant qualification, experience, attributes or skills applicable to a particular Trustee, the following provides further information about the qualifications and experience of each Trustee (including Mr. Evans):
Thomas G. Evans. Mr. Evans is Owner of Encompass Financial Services, Inc. He currently serves on the Board of Directors for i2E and as Secretary, Treasurer and Chairman of the Finance Committee on the Board of Directors for Leadership Oklahoma. Mr. Evans has also served as Chairman of the Board of Directors for the Baptist Foundation of Oklahoma and a member of the Board of Trustees of the Pioneer Spirit Foundation. Mr. Evans holds a Bachelor of Science degree in Business Administration from Northwestern Oklahoma State University and Master of Business Administration degree from Marylhurst University. Mr. Evans was previously a member of the Board of Directors of GuideStone Capital Management, the Board of Trustees of GuideStone Financial Resources and an Interested Trustee of the Board of Trustees of the Trust.
William Craig George. Mr. George has been the Chairman of the Board since January 2015 and a member of the Board since September 2004. He has been employed with First National Bank of PA since 2014 and currently serves as the Senior Credit Officer. In his role with First National Bank of PA, Mr. George underwrites and approves loans. Additionally, he oversees bank loan policy and bank lending compliance. He was previously employed with SunTrust Bank as an Executive Vice President/Regional Credit Officer. He has served on the board of the Pregnancy Life Care Center of Raleigh and on the Allocations Committee of Triangle United Way. Mr. George holds a Bachelor of Science degree in Business Administration from the University of North Carolina at Chapel Hill.
Randall T. Hahn, D.Min. Dr. Hahn is the Senior Pastor at The Heights Baptist Church in Colonial Heights, Virginia, where he has served since 2002. He holds a Bachelor of Arts degree
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from Texas A&M University, a Master of Theology degree from Dallas Theological Seminary and a Doctor of Ministry degree from Southeastern Baptist Theological Seminary. Dr. Hahn currently serves on the Board of Trustees of GuideStone Financial Resources.
Barry D. Hartis. Mr. Hartis is currently self-employed as a CPA. Previously, he served as a CPA with Haynes Strand and Company, PLLC. Mr. Hartis was the Vice President, Eastern Region of the North Carolina Baptist Men's Association. He is a former member of the Board of Directors of the North Carolina Association of CPAs and a member of the American Institute of CPAs. Mr. Hartis has served as the Vice President for Business and Finance with Gardner-Webb University, the Vice President for Administrative Services with the College of the Albemarle and the Vice President for Business and Finance with Greensboro College. Mr. Hartis holds a Bachelor of Science degree in Accounting from the University of North Carolina at Charlotte and also holds a Certificate of Completion from the College Business Management Institute, the University of Kentucky.
Grady R. Hazel. Mr. Hazel serves as Chief Financial Officer at The Dunham School and is self- employed as a CPA. Previously, he served as a G400 Relations Manager for the American Institute of Certified Public Accountants, where he acted as a liaison to CPA firms that have 101 to 400 CPAs. He is currently Vice-Chairman of the Board of Directors of Neighbors Federal Credit Union. In addition, he serves on the board of Stonetrust Commercial Insurance Company, where he is also Chairman of the Audit Committee, and he is a board member for the State Board of Certified Public Accountants of Louisiana. Mr. Hazel is a CPA and a Chartered Global Management Accountant (CGMA). Mr. Hazel holds a Bachelor of Science degree and a Master of Business Administration degree both from Louisiana State University.
David B. McMillan. Mr. McMillan is the Chief Executive Officer ("CEO") and Founder of Peridot Energy LLC, which today primarily provides senior management and consulting services to startup companies, since 2008. From 2015 to 2017, he was CEO of INEA International/VHSC Cement LLC, a private equity sponsored company with patented technology for converting fly ash into PozzoSlag, a replacement for Portland Cement in concrete. Mr. McMillan has previously served as a member of the Board of Trustees of GuideStone Financial Resources from 2010 to 2018, where he was Chairman of the Audit Committee from 2013 to 2018; member of the Board of Directors of GuideStone Capital Management, LLC from 2011 to 2018, where he served as Chairman from 2013 to 2018; Chairman of the Board of Directors of GuideStone Investment Services from 2014 to 2018; and Chairman of the Board of Directors of GuideStone Resource Management, Inc. from 2014 to 2018. He holds a Bachelor of Science degree in Chemical Engineering, cum laude, from Texas A&M University. In addition, Mr. McMillan is a member of the American Institute of Chemical Engineers.
Franklin R. Morgan. Mr. Morgan is a former Senior Vice President/Director with Prudential Securities. He served with Prudential Securities and predecessor firms for 41 years, and his final position with the firm was as Senior Vice President, Director of International Administration. Mr. Morgan's main responsibilities were high level administrative management of 27 branches and support functions in 20 different countries. He was also responsible for business quality- compliance for the firm. Mr. Morgan held numerous securities licenses and was an arbitrator
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with the NASD (FINRA) as well as a past panel member of the New York Stock Exchange Disciplinary Board.
John R. Morris. Mr. Morris is Vice President and Broker-in-Charge at Hound Ears Club, Inc., a captive real estate office. Mr. Morris holds a Bachelor of Arts degree from Wheaton College and graduate degrees from both the American Institute of Banking and Stonier Graduate School of Banking, Rutgers, The State University of New Jersey. Mr. Morris currently serves on the Board of Trustees of GuideStone Financial Resources, the Board of Directors of GuideStone Capital Management, LLC, the Board of Directors of GuideStone Investment Services and the Board of Directors of GuideStone Resource Management, Inc.
Ronald D. Murff. Mr. Murff is the President of JKL Group, LLC, a private investment firm in Dallas, Texas. He is also a Principal of Dalcor Companies, which is active in multi-family housing, where he has served since 2012. Previously, he worked in the banking industry, including spending more than 20 years with Guaranty Bank, a $17 billion bank operating in Texas and California. He served in several executive roles, including President of the Retail Banking Group and Chief Financial Officer, and was responsible for coordinating the spinoff of the bank from its parent company in late 2007. Mr. Murff serves on the boards of the Baylor University Medical Center, Baylor Research Institute, Southwest Transplant Alliance and Accutex Investments/Highland Residential Mortgage. He served on the Board of Regents of Baylor University from 2009 to 2018, serving as chair of several committees and then Chairman of the Board in 2016 and 2017. Mr. Murff has previously served as a trustee of GuideStone Financial Resources of the Southern Baptist Convention from June 2003 through October 2010, as an advisory director for Baylor University's Hankamer School of Business and has served as a board member for the Federal Home Loan Bank of Dallas and the Ladybird Johnson Wildflower Center in Austin, Texas. He holds a Bachelor of Business Administration degree in Accounting from Baylor University.
Board Role in Risk Oversight. The Board's role with respect to the Trust is oversight. As is the case with virtually all investment companies (as distinguished from operating companies), service providers to the Trust, primarily the Adviser and its affiliates, have responsibility for the day-to-day management of the Funds, which includes responsibility for risk management. Examples of prominent risks include investment risk, liquidity risk, regulatory and compliance risks, operational risks, accounting risks, valuation risks, service provider risks and legal risks. As part of its oversight role, the Board, acting at its scheduled meetings, or the Chairman, acting between Board meetings, interacts with and receives reports from senior personnel of service providers, including the Chief Investment Officer of the Adviser (or a senior representative of the Adviser) and portfolio management personnel. The Board receives periodic presentations and reports from senior personnel of the Adviser or its affiliates regarding risk management generally, as well as periodic presentations regarding specific operational, compliance or investment areas such as accounting, administration, anti-money laundering, personal trading, valuation, investment research and securities lending. The Board also receives reports from counsel to the Trust and the Independent Trustees' own independent legal counsel regarding regulatory compliance and governance matters. The Board interacts with and receives reports from the Chief Compliance Officer ("CCO") of the Trust, and in connection with each scheduled meeting, the Trust's Independent Trustees meet separately from the Adviser and Trust
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management, with the CCO of the Trust and independent legal counsel, on regulatory compliance matters. The Board's oversight role does not make the Board a guarantor of the Trust's investments or activities.
Board Leadership Structure. The Chairman of the Board is an Independent Trustee and holds no management position with the Trust or its Adviser, sub-advisers or service providers. The Board has determined that its leadership structure, in which the Chairman of the Board is an Independent Trustee, along with the Board's majority of Independent Trustees, is appropriate in light of the services provided to the Trust and provides the best protection against conflict of interests with the Trust's Adviser and service providers.
Information About Each Trustee's Qualifications, Experience, Attributes or Skills. GuideStone Financial Resources primarily provides financial products and services to persons and organizations associated with the Southern Baptist Convention. In accordance with the Trust's organizational documents, all Trustees must be active members of a Baptist church in friendly cooperation with the Southern Baptist Convention as defined in the Southern Baptist Convention Constitution and Interested Trustees must also be members of the Board of Trustees of GuideStone Financial Resources. All Trustees serve without compensation except for reimbursement of expenses in attending meetings. The Board believes that the significance of each Trustee's experience, qualifications, attributes or skills is an individual matter (meaning that experience that is important for one Trustee may not have the same value for another) and that these factors are best evaluated at the Board level, with no single Trustee, or particular factor, being indicative of Board effectiveness. However, the Board believes that Trustees need to have the ability to critically review, evaluate, question and discuss information provided to them, and to interact effectively with Trust management, service providers and counsel, in order to exercise effective business judgment in the performance of their duties. Experience relevant to having this ability may be achieved through a Trustee's educational background; business, professional training or practice (e.g., accounting, banking, brokerage, finance or ministry); public service or academic positions; experience from service as a board member (including the Board); senior level positions in Southern Baptist Convention member organizations such as churches or hospitals; or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations, as well as other life experiences. In identifying and evaluating nominees for the Board, the Nominating Committee also considers how each nominee would affect the composition of the Board. In seeking out and evaluating nominees, each candidate's background is considered in light of existing board membership. The ultimate goal is a board consisting of trustees with diverse, relevant individualized expertise. In addition to providing for Board synergy, this diversity of expertise allows Trustees to provide insight and leadership within the Board's committee structure.
While the Board has not adopted a specific policy on diversity, it takes overall diversity into account when considering and evaluating nominees for Trustee. The Board generally considers the manner in which each Trustee's professional experience, background, skills and other individual attributes (such as involvement in Southern Baptist and other evangelical missions and ministries) will contribute to the effectiveness of the Board.
9
Committees. Currently, the Board has an Audit Committee, Compliance and Risk Committee, Investment Management Committee and a Nominating Committee. The responsibilities of each committee and its members are described below.
Audit Committee. The Board has an Audit Committee comprised only of the Independent Trustees, Messrs. Evans (effective May 1, 2020), George, Hartis, Hazel, McMillan, Morgan and Murff. Pursuant to its charter, the Audit Committee has the responsibility, among other things, to (1) appoint the Trust's independent auditors; (2) review and approve the scope of the independent auditors' audit activity; (3) review the financial statements, which are the subject of the independent auditors' certifications; and (4) review with such independent auditors the adequacy of the Trust's basic accounting system and the effectiveness of the Trust's internal accounting controls. During the fiscal year ended December 31, 2019, there were three meetings of the Audit Committee.
Compliance and Risk Committee. The Board has a Compliance and Risk Committee comprised of Messrs. Evans (effective May 1, 2020), Hartis and Morgan and Dr. Hahn, the majority of whom are Independent Trustees. Pursuant to its charter, the Compliance and Risk Committee has the responsibility, among other things, to (1) oversee generally the management of the Trust's operational, information security, compliance, regulatory, strategic, reputational and other risks;
(2)oversee generally matters relating to the Trust's compliance controls and related policies and procedures; and (3) act as a liaison between the CCO of the Trust and the full Board when necessary and appropriate. The Compliance and Risk Committee was established in February 2015. During the fiscal year ended December 31, 2019, there were four meetings of the Compliance and Risk Committee.
Investment Management Committee. The Board has an Investment Management Committee comprised of only Independent Trustees, Messrs. George, Hazel, McMillan and Murff. Pursuant to its charter, the Investment Management Committee has the responsibility, among other things, to (1) review information in consideration of investment advisory and sub-advisory agreements;
(2)make recommendations to the Board regarding the initial approval, reapproval or termination of investment advisory or sub-advisory agreements; (3) monitor sub-advisers to identify those that may require review by the Trust's management or further discussion or review by the Board; and (4)serve as a liaison between the Trust's management and the Board involving changes in Fund investment objectives and strategies, changes at the Adviser or sub-advisers and other material developments related to the investment management of the Funds that may warrant Board consideration. The Investment Management Committee was established in August 2011. During the fiscal year ended December 31, 2019, there were five meetings of the Investment Management Committee.
Nominating Committee. The Board has a Nominating Committee, comprised only of the Independent Trustees, Messrs. Evans (effective May 1, 2020), George, Hartis, Hazel, McMillan, Morgan and Murff. Pursuant to its charter, the Nominating Committee is responsible for the nomination of candidates to serve as Trustees. The Trust's governing documents provide that only shareholders, by a vote of a majority of the outstanding shares, may fill vacancies in the Board or otherwise elect a Trustee. The Trust documents further provide that the selection and nomination of persons to fill vacancies on the Board to serve as Independent Trustees shall be
10
committed to the discretion of the Independent Trustees then serving, provided that shareholders may also nominate and select persons to serve in these positions. During the fiscal year ended December 31, 2019, there were two meetings of the Nominating Committee.
In proposing a nominee, the Nominating Committee considers certain factors, including, but not limited to, the general knowledge, background and experience of the nominee. Specifically, the Nominating Committee considers whether the nominee possesses a high level of integrity, appropriate experience and a commitment to fulfill the fiduciary duties inherent in Board membership. The Nominating Committee also considers the extent to which a candidate possesses sufficiently diverse skill sets and characteristics that would contribute to the Board's overall effectiveness. In determining potential candidates' qualifications for Board membership, the Committee may consider all factors it determines to be relevant to fulfilling the role of being a member of the Board. The Nominating Committee may consider potential candidates for nomination identified by one or more shareholders of the Trust. Shareholders owning 50% or more of the outstanding voting securities of the Trust can submit recommendations in writing to the attention of Matthew A. Wolfe, Chief Legal Officer and Secretary, GuideStone Funds, 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152.
Securities and Other Interests. The following table sets forth the dollar range of equity securities beneficially owned by each Trustee (including Mr. Evans) in all of the Funds of the Trust (which for each Trustee comprise all registered investment companies within the Trust's family of investment companies overseen by him), as of March 31, 2020.
|
| Aggregate Dollar Range of Equity |
|
| Securities in All Registered |
| Dollar Range of Equity Securities | Investment Companies Overseen |
| by Trustee within the Family of | |
Name of Trustee | in each Portfolio of the Trust | Investment Companies |
|
|
|
| INTERESTED TRUSTEES |
|
Randall T. Hahn, D.Min. | $10,001-$50,000 in the Low-Duration Bond Fund | Over $100,000 |
| $50,001-$100,000 in the Medium-Duration Bond Fund |
|
| $10,001-$50,000 in the Extended-Duration Bond Fund |
|
| $10,001-$50,000 in the Global Bond Fund |
|
| $10,001-$50,000 in the Strategic Alternatives Fund |
|
| $10,001-$50,000 in the Defensive Market Strategies Fund |
|
| $50,001-$100,000 in the Equity Index Fund |
|
| $10,001-$50,000 in the Global Real Estate Securities Fund |
|
| $10,001-$50,000 in the Value Equity Fund |
|
| $10,001-$50,000 in the Growth Equity Fund |
|
| $10,001-$50,000 in the Small Cap Equity Fund |
|
| $50,001-$100,000 in the International Equity Fund |
|
| $10,001-$50,000 in the Emerging Markets Equity Fund |
|
John R. Morris | NONE | NONE |
| INDEPENDENT TRUSTEES |
|
Thomas G. Evans | Over $100,000 in the MyDestination 2025 Fund | Over $100,000 |
William Craig George | NONE | NONE |
Barry D. Hartis | NONE | NONE |
Grady R. Hazel | NONE | NONE |
David B. McMillan | $10,001-$50,000 in the Money Market Fund | Over $100,000 |
| $10,001-$50,000 in the Defensive Market Strategies Fund |
|
| $10,001-$50,000 in the Equity Index Fund |
|
| $10,001-$50,000 in the Growth Equity Fund |
|
11
|
| Aggregate Dollar Range of Equity |
|
| Securities in All Registered |
| Dollar Range of Equity Securities | Investment Companies Overseen |
| by Trustee within the Family of | |
Name of Trustee | in each Portfolio of the Trust | Investment Companies |
|
|
|
Franklin R. Morgan | NONE | NONE |
Ronald D. Murff | $50,001-$100,000 in the Aggressive Allocation Fund | Over $100,000 |
| $50,001-$100,000 in the Growth Equity Fund |
|
| Over $100,000 in the Small Cap Equity Fund |
|
As a group, the Trustees and officers of the Trust owned less than 1% of each Class of a Fund, as of March 31, 2020.
As of March 31, 2020, the Independent Trustees or their respective immediate family members (spouse or dependent children) did not own beneficially or of record any securities of the Trust's Adviser, sub-advisers or underwriter, or in any person directly or indirectly controlling, controlled by, or under common control with the Adviser, sub-advisers or underwriter.
Compensation. The Trust pays no compensation to the Trustees. The Trust reimburses the Trustees for any expenses incurred in attending meetings. The Trust does not compensate the officers for the services they provide to the Funds.
Other Information. Mr. Murff's spouse and Dr. Hahn are participants in the Southern Baptist Churches 403(b)(9) Retirement Plan established and maintained by GuideStone Financial Resources.
III.Additional Information
Shareholder Communications. The Board has provided for a process by which shareholders may send communications to the Board. If a shareholder wishes to send a communication to the Board, or to a specified Trustee, the communication should be submitted in writing to Matthew A. Wolfe, Chief Legal Officer and Secretary, GuideStone Funds, 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152, who will forward such communication to the Trustee(s).
Multiple Shareholders in a Household. If you are a member of a household in which multiple shareholders of the Fund(s) share the same address, and the Fund(s) or your broker or bank (for "street name" accounts) has received consent to household material, then the Fund(s) or your broker or bank may have sent to your household only one copy of this Information Statement (the "Materials"), unless the Fund(s) or your broker or bank previously received contrary instructions from a shareholder in your household. If you are part of a household that has received only one copy of the Materials, the Fund(s) will deliver promptly a separate copy of the Materials to you upon written or oral request. To receive a separate copy of the Materials, or if you would like to receive a separate copy of future information statements, proxy statements, prospectuses or annual reports, please contact the Trust by writing to the Trust at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152 or by calling 1-888-GS-FUNDS (1-888-473- 8637). On the other hand, if you are now receiving multiple copies of these
12
documents and would like to receive a single copy in the future, please contact the Trust at the telephone number or address stated above.
By Order of the Board of Trustees,
/s/ Matthew A. Wolfe Matthew A. Wolfe
Chief Legal Officer and Secretary
April 8, 2020
13
APPENDIX A
ISSUED AND OUTSTANDING SHARES AS OF APRIL 1, 2020
Fund | Institutional Class | Investor Class |
MyDestination 2015 Fund | 13,532,355.448 | 48,590,761.681 |
MyDestination 2025 Fund | 36,453,118.478 | 99,253,220.448 |
|
|
|
MyDestination 2035 Fund | 28,602,296.793 | 65,829,023.030 |
MyDestination 2045 Fund | 25,499,911.697 | 48,387,153.513 |
MyDestination 2055 Fund | 6,763,309.383 | 11,022,564.523 |
|
|
|
Conservative Allocation Fund | 9,712,422.679 | 35,211,527.190 |
Balanced Allocation Fund | 30,489,130.381 | 98,475,375.090 |
Growth Allocation Fund | 26,447,378.397 | 73,312,861.756 |
|
|
|
Aggressive Allocation Fund | 19,438,920.025 | 68,095,933.552 |
Money Market Fund | 1,068,091,879.220 | 496,544,303.060 |
Low-Duration Bond Fund | 53,663,375.874 | 17,094,472.009 |
|
|
|
Medium-Duration Bond Fund | 89,788,848.109 | 21,542,293.396 |
Extended-Duration Bond Fund | 6,634,608.258 | 7,685,274.088 |
Global Bond Fund | 48,870,456.358 | 11,658,436.578 |
|
|
|
Strategic Alternatives Fund | 31,693,095.353 | 5,223,353.049 |
Defensive Market Strategies Fund | 62,501,026.727 | 31,979,851.917 |
Equity Index Fund | 44,387,121.457 | 17,921,959.361 |
|
|
|
Global Real Estate Securities Fund | 15,742,267.494 | 9,860,462.353 |
Value Equity Fund | 46,535,374.905 | 19,297,293.822 |
Growth Equity Fund | 33,369,410.211 | 28,320,190.150 |
|
|
|
Small Cap Equity Fund | 22,054,631.682 | 15,554,468.193 |
International Equity Index Fund | 71,653,199.926 | N/A |
International Equity Fund | 72,035,394.273 | 25,459,637.361 |
|
|
|
Emerging Markets Equity Fund | 45,457,784.458 | 6,847,950.115 |
A-1
APPENDIX B
SHAREHOLDERS OWNING BENEFICIALLY OR OF RECORD MORE THAN 5% OF
GUIDESTONE FUNDS
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
MyDestination 2015 Fund | GuideStone Church Retirement Plan | 28,400,395.079 |
| 58% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2015 Fund | GuideStone Financial Resources | 8,827,804.010 |
| 18% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2015 Fund | GuideStone 403(b)(9) Employer Plan | 7,006,499.880 |
| 14% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2025 Fund | GuideStone Church Retirement Plan | 62,067,899.468 |
| 63% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2025 Fund | GuideStone 403(b)(9) Employer Plan | 16,855,773.621 |
| 17% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2025 Fund | GuideStone Financial Resources | 14,600,199.893 |
| 15% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | GuideStone Church Retirement Plan | 41,577,496.885 |
| 63% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | GuideStone 403(b)(9) Employer Plan | 10,965,561.506 |
| 17% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | GuideStone Financial Resources | 10,530,836.541 |
| 16% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2045 Fund | GuideStone Church Retirement Plan | 30,335,198.594 |
| 63% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2045 Fund | GuideStone 403(b)(9) Employer Plan | 8,319,556.864 |
| 17% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2045 Fund | GuideStone Financial Resources | 8,112,166.182 |
| 17% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-1
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
MyDestination 2055 Fund | GuideStone Church Retirement Plan | 6,366,329.829 |
| 58% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2055 Fund | GuideStone 403(b)(9) Employer Plan | 2,238,470.703 |
| 20% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2055 Fund | GuideStone Financial Resources | 2,012,485.308 |
| 18% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Conservative Allocation Fund | GuideStone Church Retirement Plan | 18,447,842.227 |
| 52% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Conservative Allocation Fund | GuideStone 403(b)(9) Employer Plan | 7,456,753.885 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Conservative Allocation Fund | GuideStone Financial Resources | 2,936,154.024 |
| 8% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Balanced Allocation Fund | GuideStone Church Retirement Plan | 64,730,052.329 |
| 66% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Balanced Allocation Fund | GuideStone 403(b)(9) Employer Plan | 19,728,548.909 |
| 20% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Allocation Fund | GuideStone Church Retirement Plan | 46,637,178.564 |
| 64% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Allocation Fund | GuideStone 403(b)(9) Employer Plan | 16,587,852.699 |
| 23% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Allocation Fund | GuideStone Financial Resources | 5,747,161.053 |
| 8% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Aggressive Allocation Fund | GuideStone Church Retirement Plan | 49,584,910.836 |
| 73% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Aggressive Allocation Fund | GuideStone 403(b)(9) Employer Plan | 13,021,528.513 |
| 19% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Church Retirement Plan | 282,994,717.130 |
| 57% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone 403(b)(9) Employer Plan | 79,884,010.160 |
| 16% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-2
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Money Market Fund | GuideStone Financial Resources | 39,944,425.370 |
| 8% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 25,042,848.020 |
| 5% |
Investor Class | Fixed Benefit Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone Church Retirement Plan | 8,833,923.447 |
| 52% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone 403(b)(9) Employer Plan | 3,864,966.427 |
| 23% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone Financial Resources | 1,116,852.684 |
| 7% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Church Retirement Plan | 10,350,136.427 |
| 48% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone 403(b)(9) Employer Plan | 4,445,063.502 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Extended-Duration Bond Fund | GuideStone Church Retirement Plan | 4,665,096.351 |
| 61% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Extended-Duration Bond Fund | GuideStone 403(b)(9) Employer Plan | 1,661,590.520 |
| 22% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone Church Retirement Plan | 4,825,051.559 |
| 41% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone 403(b)(9) Employer Plan | 2,102,315.759 |
| 18% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | National Financial Services LLC | 1,116,494.677 |
| 10% |
Investor Class | For the Exclusive Benefit of Our Customers |
|
|
|
| Attn: Mutual Funds Dept 4th Floor |
|
|
|
| 499 Washington Blvd |
|
|
|
| Jersey City, NJ 07310-2010 |
|
|
|
Strategic Alternatives Fund | GuideStone Church Retirement Plan | 2,386,796.056 |
| 46% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone 403(b)(9) Employer Plan | 1,540,857.607 |
| 30% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-3
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Strategic Alternatives Fund | GuideStone Financial Resources | 475,481.290 |
| 9% |
Investor Class | Unfunded Deferred Compensation Plan |
|
|
|
| (UDC) |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Church Retirement Plan | 11,865,190.605 |
| 37% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone 403(b)(9) Employer Plan | 5,552,358.334 |
| 17% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | National Financial Services LLC | 2,731,215.186 |
| 9% |
Investor Class | For the Exclusive Benefit of Our Customers |
|
|
|
| Attn: Mutual Funds Dept 4th Floor |
|
|
|
| 499 Washington Blvd |
|
|
|
| Jersey City, NJ 07310-2010 |
|
|
|
Defensive Market Strategies Fund | Charles Schwab & Co Inc | 2,277,480.433 |
| 7% |
Investor Class | Special Custody Account FBO Customers |
|
|
|
| Attn: Mutual Funds |
|
|
|
| 101 Montgomery Street |
|
|
|
| San Francisco, CA 94104-4122 |
|
|
|
Defensive Market Strategies Fund | LPL Financial (FBO) | 1,920,804.834 |
| 6% |
Investor Class | Customer Accounts |
|
|
|
| Attn: Mutual Fund Operations |
|
|
|
| PO Box 509046 |
|
|
|
| San Diego, CA 92150-9046 |
|
|
|
Equity Index Fund | GuideStone Church Retirement Plan | 9,564,991.948 |
| 53% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone 403(b)(9) Employer Plan | 4,076,234.716 |
| 23% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 1,317,651.453 |
| 7% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Church Retirement Plan | 5,361,683.021 |
| 54% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone 403(b)(9) Employer Plan | 2,058,607.267 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | National Financial Services LLC | 699,861.778 |
| 7% |
Investor Class | For the Exclusive Benefit of Our Customers |
|
|
|
| Attn: Mutual Funds Dept 4th Floor |
|
|
|
| 499 Washington Blvd |
|
|
|
| Jersey City, NJ 07310-2010 |
|
|
|
B-4
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Global Real Estate Securities Fund | GuideStone Financial Resources | 561,070.509 |
| 6% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone Church Retirement Plan | 11,917,051.389 |
| 62% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone 403(b)(9) Employer Plan | 4,170,755.344 |
| 22% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone Financial Resources | 1,047,870.787 |
| 5% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone Church Retirement Plan | 18,520,777.661 |
| 65% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone 403(b)(9) Employer Plan | 5,897,891.165 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone Financial Resources | 1,474,245.499 |
| 5% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Church Retirement Plan | 10,202,073.667 |
| 66% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone 403(b)(9) Employer Plan | 3,286,666.714 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 853,483.215 |
| 5% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone Church Retirement Plan | 14,027,504.974 |
| 55% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone 403(b)(9) Employer Plan | 5,341,013.492 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone Financial Resources | 1,274,313.090 |
| 5% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Church Retirement Plan | 3,236,355.120 |
| 47% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-5
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Emerging Markets Equity Fund | GuideStone 403(b)(9) Employer Plan | 1,465,773.762 |
| 21% |
Investor Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | LPL Financial (FBO) | 593,454.585 |
| 9% |
Investor Class | Customer Accounts |
|
|
|
| Attn: Mutual Fund Operations |
|
|
|
| PO Box 509046 |
|
|
|
| San Diego, CA 92150-9046 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 394,447.801 |
| 6% |
Investor Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2015 Fund | GuideStone 403(b)(9) Employer Plan | 10,412,088.542 |
| 77% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2015 Fund | GuideStone Financial Resources | 2,113,871.786 |
| 16% |
Institutional Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2015 Fund | TIAA FSB CUST TTEE (FBO) | 795,455.207 |
| 6% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
MyDestination 2025 Fund | GuideStone 403(b)(9) Employer Plan | 27,404,293.180 |
| 75% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2025 Fund | GuideStone Financial Resources | 4,358,970.617 |
| 12% |
Institutional Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | GuideStone 403(b)(9) Employer Plan | 22,077,525.957 |
| 77% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | GuideStone Financial Resources | 2,728,889.545 |
| 10% |
Institutional Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2035 Fund | TIAA FSB CUST TTEE (FBO) | 1,591,010.020 |
| 6% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
MyDestination 2045 Fund | GuideStone 403(b)(9) Employer Plan | 20,138,970.167 |
| 79% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-6
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
MyDestination 2045 Fund | GuideStone Financial Resources | 2,207,137.995 |
| 9% |
Institutional Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2045 Fund | TIAA FSB CUST TTEE (FBO) | 1,783,104.282 |
| 7% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
MyDestination 2055 Fund | GuideStone 403(b)(9) Employer Plan | 5,311,280.900 |
| 79% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2055 Fund | GuideStone Financial Resources | 485,744.492 |
| 7% |
Institutional Class | ER 403(b) Retirement Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
MyDestination 2055 Fund | TIAA FSB CUST TTEE (FBO) | 353,676.130 |
| 5% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
Conservative Allocation Fund | GuideStone 403(b)(9) Employer Plan | 8,062,399.934 |
| 83% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Conservative Allocation Fund | TIAA FSB CUST TTEE (FBO) | 722,540.611 |
| 7% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
Balanced Allocation Fund | GuideStone 403(b)(9) Employer Plan | 23,466,286.944 |
| 77% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Balanced Allocation Fund | TIAA FSB CUST TTEE (FBO) | 4,107,292.074 |
| 13% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
Growth Allocation Fund | GuideStone 403(b)(9) Employer Plan | 23,999,561.466 |
| 91% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-7
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Growth Allocation Fund | TIAA FSB CUST TTEE (FBO) | 1,712,732.008 |
| 6% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
Aggressive Allocation Fund | GuideStone 403(b)(9) Employer Plan | 15,542,476.489 |
| 80% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Aggressive Allocation Fund | GuideStone Financial Resources | 1,586,167.013 |
| 8% |
Institutional Class | Variable Benefit Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Aggressive Allocation Fund | TIAA FSB CUST TTEE (FBO) | 1,564,419.245 |
| 8% |
Institutional Class | Retirement Plans For Which TIAA |
|
|
|
| Acts as Record Keeper |
|
|
|
| Attn: Trust Operations |
|
|
|
| 211 North Broadway Suite 1000 |
|
|
|
| St. Louis, MO 63102-2733 |
|
|
|
Money Market Fund | GuideStone 403(b)(9) Employer Plan | 120,158,608.610 |
| 11% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 86,335,650.120 |
| 8% |
Institutional Class | Money Mkt Liq Equity Index Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 81,691,337.410 |
| 8% |
Institutional Class | Money Mkt Liq Medium Duration Bond |
|
|
|
| Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 75,478,722.700 |
| 7% |
Institutional Class | Capital Preservation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 73,330,896.600 |
| 7% |
Institutional Class | Money Mkt International Equity Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Money Market Fund | GuideStone Financial Resources | 65,914,648.060 |
| 6% |
Institutional Class | Money Mkt Liq Value Equity Fund |
|
|
|
| PO Box 2190 |
|
|
|
| Dallas, TX 75221-2190 |
|
|
|
Low-Duration Bond Fund | GuideStone Financial Resources | 17,798,435.745 |
| 33% |
Institutional Class | Conservative Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-8
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Low-Duration Bond Fund | GuideStone Financial Resources | 7,124,473.122 |
| 13% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone Financial Resources | 6,879,089.768 |
| 13% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone Financial Resources | 6,070,185.030 |
| 11% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Low-Duration Bond Fund | GuideStone 403(b)(9) Employer Plan | 2,694,321.599 |
| 5% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Financial Resources | 22,056,424.794 |
| 25% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Financial Resources | 21,652,522.754 |
| 24% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Financial Resources | 10,361,894.309 |
| 12% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Financial Resources | 10,238,262.978 |
| 11% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Medium-Duration Bond Fund | GuideStone Financial Resources | 7,410,936.048 |
| 8% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Extended-Duration Bond Fund | GuideStone Financial Resources | 3,319,270.637 |
| 50% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Extended-Duration Bond Fund | GuideStone 403(b)(9) Employer Plan | 1,637,631.725 |
| 25% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Extended-Duration Bond Fund | GuideStone Financial Resources | 1,186,410.944 |
| 18% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-9
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Global Bond Fund | GuideStone Financial Resources | 13,627,243.251 |
| 28% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone Financial Resources | 11,209,999.639 |
| 23% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone Financial Resources | 6,741,028.783 |
| 14% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone Financial Resources | 4,559,982.344 |
| 9% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Bond Fund | GuideStone Financial Resources | 4,178,071.336 |
| 9% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 5,969,402.051 |
| 19% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 4,346,376.970 |
| 14% |
Institutional Class | Fixed Benefit Plan |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 3,723,781.668 |
| 12% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 3,450,556.607 |
| 11% |
Institutional Class | Operating Reserves Tier 2 |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 3,187,053.259 |
| 10% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 2,949,414.120 |
| 9% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Strategic Alternatives Fund | GuideStone Financial Resources | 2,514,229.348 |
| 8% |
Institutional Class | Conservative Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-10
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Defensive Market Strategies Fund | GuideStone Financial Resources | 12,634,211.929 |
| 20% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 12,458,710.030 |
| 20% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 5,373,548.430 |
| 9% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone 403(b)(9) Employer Plan | 4,421,909.730 |
| 7% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 4,417,568.028 |
| 7% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 4,320,605.925 |
| 7% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 3,150,058.637 |
| 5% |
Institutional Class | Operating Reserves Tier 2 |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Defensive Market Strategies Fund | GuideStone Financial Resources | 3,141,730.077 |
| 5% |
Institutional Class | Conservative Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 10,284,624.725 |
| 23% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 10,283,979.231 |
| 23% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 9,086,867.271 |
| 20% |
Institutional Class | MyDestination 2045 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 3,403,251.542 |
| 8% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-11
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Equity Index Fund | GuideStone 403(b)(9) Employer Plan | 3,289,517.270 |
| 7% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Equity Index Fund | GuideStone Financial Resources | 3,170,410.502 |
| 7% |
Institutional Class | MyDestination 2055 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Financial Resources | 3,718,134.914 |
| 24% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Financial Resources | 3,328,212.645 |
| 21% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Financial Resources | 1,591,889.629 |
| 10% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone 403(b)(9) Employer Plan | 1,502,884.583 |
| 10% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Financial Resources | 1,409,827.891 |
| 9% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Global Real Estate Securities Fund | GuideStone Financial Resources | 1,200,385.111 |
| 8% |
Institutional Class | MyDestination 2045 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone Financial Resources | 15,528,380.429 |
| 33% |
Institutional Class | Aggressive Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone Financial Resources | 13,255,168.418 |
| 28% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone Financial Resources | 10,349,075.691 |
| 22% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Value Equity Fund | GuideStone 403(b)(9) Employer Plan | 3,116,614.471 |
| 7% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-12
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Growth Equity Fund | GuideStone Financial Resources | 9,839,128.833 |
| 29% |
Institutional Class | Aggressive Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone Financial Resources | 8,484,503.605 |
| 25% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone Financial Resources | 6,590,157.210 |
| 20% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Growth Equity Fund | GuideStone 403(b)(9) Employer Plan | 4,867,554.748 |
| 15% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 3,617,560.077 |
| 16% |
Institutional Class | Aggressive Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 3,239,765.418 |
| 15% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone 403(b)(9) Employer Plan | 2,775,449.307 |
| 13% |
Institutional Class | PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 2,394,292.331 |
| 11% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 2,323,170.951 |
| 11% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 2,145,300.062 |
| 10% |
Institutional Class | MyDestination 2045 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Small Cap Equity Fund | GuideStone Financial Resources | 2,106,368.330 |
| 10% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Index Fund | GuideStone Financial Resources | 19,909,702.249 |
| 28% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-13
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
International Equity Index Fund | GuideStone Financial Resources | 19,193,949.025 |
| 27% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Index Fund | GuideStone Financial Resources | 17,555,883.694 |
| 25% |
Institutional Class | MyDestination 2045 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Index Fund | GuideStone Financial Resources | 6,391,430.151 |
| 9% |
Institutional Class | MyDestination 2015 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Index Fund | GuideStone Financial Resources | 6,106,869.385 |
| 9% |
Institutional Class | MyDestination 2055 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone Financial Resources | 23,998,082.990 |
| 33% |
Institutional Class | Aggressive Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone Financial Resources | 19,947,885.343 |
| 28% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
International Equity Fund | GuideStone Financial Resources | 15,189,664.443 |
| 21% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 8,791,710.981 |
| 19% |
Institutional Class | Aggressive Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 7,663,648.530 |
| 17% |
Institutional Class | Growth Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 5,851,940.893 |
| 13% |
Institutional Class | MyDestination 2035 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 5,687,604.370 |
| 13% |
Institutional Class | Balanced Allocation Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
Emerging Markets Equity Fund | GuideStone Financial Resources | 5,660,581.176 |
| 12% |
Institutional Class | MyDestination 2025 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-14
|
| Number and Percentage of | ||
|
| Shares Beneficially Owned | ||
|
| as of |
| |
|
| April 1, 2020 |
| |
|
| (Percentage of shares | ||
|
| owned rounded to the | ||
Name of Fund | Shareholder Name and Address | nearest whole percentage) | ||
Emerging Markets Equity Fund | GuideStone Financial Resources | 5,170,379.726 |
| 11% |
Institutional Class | MyDestination 2045 Fund |
|
|
|
| PO Box 819109 |
|
|
|
| Dallas, TX 75381-9109 |
|
|
|
B-15