Exhibit 99.1
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Announcement Summary | |
Entity name
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Thursday December 21, 2023
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
ASX +security code | Security description | Total number of +securities to be issued/transferred | Issue date | |||||
New class - code to be confirmed | Options issued under employee incentive scheme | 8,000,00 | 21/12/2023 |
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 1/6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 1 - Entity and announcement details | |
1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered Number Type | Registration number | |
ABN | 37080699065 |
1.3 ASX issuer code
ATH
1.4 The announcement is
New announcement
1.5 Date of this announcement
21/12/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 2/6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 2 - Issue details | |
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2 a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code (“new class”)
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 3/6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B | |
ASX +security code | +Security description | |
New class - code to be confirmed | Options issued under employee incentive scheme | |
+Security type | ISIN code | |
Options |
Date the +securities the subject of this notification were issued
21/12/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
Options Details | |
+Security currency | Exercise price | Expiry date |
AUD - Australian Dollar | AUD 0.01050000 | 19/12/2026 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
ATH : ORDINARY FULLY PAID |
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02581610-3A604443 |
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details | |
Number of +securities
8,000,000
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 4/6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 4 - +Securities on issue | |
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
ASX +security code and description | Total number of +securities on issue | |||
ATH : ORDINARY FULLY PAID | 2,802,360,380 |
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description | Total number of +securities on issue | |||
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 19,250,000 | |||
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | 12,000,000 | |||
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,900,000 | |||
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 | |||
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 | |||
New class - code to be confirmed : Options issued under employee incentive scheme | 8,000,000 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 5/6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 5 - Other Listing Rule requirements | |
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?
Yes
5.1 a Select the number of the applicable exception in Listing Rule 7.2
13
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | 6/6 |