Exhibit 99.1
Application for quotation of +securities |
Announcement Summary | |
Entity name
ALTERITY THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Friday February 02, 2024
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
ASX +security code | Security description | Number of +securities to be quoted | Issue date | |||
ATH | ORDINARY FULLY PAID | 571,428,556 | 02/02/2024 | |||
ATHO | OPTION EXPIRING 31-AUG-2026 | 190,476,123 | 02/02/2024 |
Refer to next page for full details of the announcement
Application for quotation of +securities | 1 / 7 |
Application for quotation of +securities |
Part 1 - Entity and announcement details | |
1.1 | Name of entity |
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 | Registered number type | Registration number |
ACN | 080699065 |
1.3 | ASX issuer code |
ATH
1.4 | The announcement is |
New announcement
1.5 | Date of this announcement |
2/2/2024
Application for quotation of +securities | 2 / 7 |
Application for quotation of +securities |
Part 2 - Type of Issue | |
2.1 | The +securities to be quoted are: |
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
Announcement Date and Time | Announcement Title | Selected Appendix 3B to submit quotation request | ||
22-Nov-2023 09:55 | New - Proposed issue of securities - ATH | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
571,428,556 unlisted Short-Dated Options (each with an exercise price of A$0.007, expiring on 31 August 2024)
Application for quotation of +securities | 3 / 7 |
Application for quotation of +securities |
Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B | |
Placement Details
ASX +security code and description
ATH : ORDINARY FULLY PAID
Issue date
2/2/2024
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Number of +securities held | Number of holders | Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 | |||
1 - 1,000 | % | ||||
1,001 - 5,000 | % | ||||
5,001 - 10,000 | % | ||||
10,001 - 100,000 | % | ||||
100,001 and over | % |
Application for quotation of +securities | 4 / 7 |
Application for quotation of +securities |
Issue details
Number of +securities to be quoted
571,428,556
Are the +securities being issued for a cash consideration?
Yes
In what currency is the cash consideration being paid? | What is the issue price per +security? |
AUD - Australian Dollar | AUD 0.00350000 |
Any other information the entity wishes to provide about the +securities to be quoted
Shares issued per Securities Purchase Plan result announced 2 February 2024
ASX +security code and description
ATHO : OPTION EXPIRING 31-AUG-2026
Issue date
2/2/2024
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Number of +securities held | Number of holders | Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 | |||
1 - 1,000 | % | ||||
1,001 - 5,000 | % | ||||
5,001 - 10,000 | % | ||||
10,001 - 100,000 | % | ||||
100,001 and over | % |
Application for quotation of +securities | 5 / 7 |
Application for quotation of +securities |
Issue details
Number of +securities to be quoted
190,476,123
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
One (1) free attaching long-dated option per three (3) shares issued under SPP per Prospectus issued 29 December 2023
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.002000
Any other information the entity wishes to provide about the +securities to be quoted
Long-Dated Options issued per Securities Purchase Plan result announced 2 February 2024
Application for quotation of +securities | 6 / 7 |
Application for quotation of +securities |
Part 4 - Issued capital following quotation | |
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
ASX +security code and description | Total number of +securities on issue | |||
ATH : ORDINARY FULLY PAID | 4,382,754,741 | |||
ATHO : OPTION EXPIRING 31-AUG-2026 | 647,618,953 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description | Total number of +securities on issue | |||
ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007 | 1,371,428,567 | |||
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 19,250,000 | |||
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | 12,000,000 | |||
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,900,000 | |||
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 | |||
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | 8,000,000 | |||
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 |
Application for quotation of +securities | 7 / 7 |