The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADOBE SYS INC | COM | 00724F101 | 2,968 | 6,819 | SH | DFND | 0 | 0 | 2,968 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 8,759 | 40,601 | SH | DFND | 0 | 0 | 11,390 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 9,419 | 6,641 | SH | DFND | 0 | 0 | 9,200 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,696 | 1,200 | SH | DFND | 0 | 0 | 1,200 | ||
AMAZON COM INC | COM | 023135106 | 7,359 | 2,667 | SH | DFND | 0 | 0 | 6,120 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 12,006 | 4,134,733 | SH | SOLE | 1,877,900 | 0 | 2,256,833 | ||
AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | 91,923 | 7,243,743 | SH | SOLE | 1,241,753 | 0 | 6,001,990 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,545 | 10,300 | SH | DFND | 0 | 0 | 10,300 | ||
APPLE INC | COM | 037833100 | 5,881 | 16,117 | SH | DFND | 0 | 0 | 7,224 | ||
ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | G0457F107 | 4,256 | 1,015,820 | SH | DFND | 0 | 0 | 240,861 | ||
ASSURANT INC | COM | 04621X108 | 2,055 | 19,900 | SH | DFND | 0 | 0 | 19,900 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 723 | 6,016 | SH | DFND | 0 | 0 | 6,016 | ||
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 88,483 | 23,192,470 | SH | SOLE | 4,572,688 | 0 | 18,619,782 | ||
BANCO DE CHILE | SPONSORED ADR | 059520106 | 1,701 | 96,338 | SH | SOLE | 12,843 | 0 | 83,495 | ||
BANCO SANTANDER CHILE NEW | SP ADR REP COM | 05965X109 | 12,256 | 747,278 | SH | DFND | 0 | 0 | 747,278 | ||
BANCO SANTANDER S A | SPONSORED ADR B | 05969B103 | 2,388 | 661,580 | SH | SOLE | 207,926 | 0 | 453,654 | ||
BANCOLOMBIA S A | SPON ADR PREF | 05968L102 | 3,118 | 118,500 | SH | SOLE | 1,483 | 0 | 117,017 | ||
BLOOMIN BRANDS INC | COM | 094235108 | 3,518 | 330,000 | SH | DFND | 0 | 0 | 3,518 | ||
BOOKING HLDGS INC | COM | 09857L108 | 3,185 | 2,000 | SH | DFND | 0 | 0 | 3,185 | ||
BURLINGTON STORES INC | COM | 122017106 | 1,957 | 9,938 | SH | DFND | 0 | 0 | 1,957 | ||
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 8,252 | 2,865,219 | SH | SOLE | 680,745 | 0 | 2,184,474 | ||
CENTRAIS ELETRICAS BRASILEIR | SPON ADR PFD B | 15234Q108 | 3,720 | 634,788 | SH | DFND | 0 | 0 | 634,788 | ||
COCA COLA CO | COM | 191216100 | 10,276 | 230,000 | SH | DFND | 0 | 0 | 10,276 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,855 | 47,580 | SH | DFND | 0 | 0 | 1,855 | ||
COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T300 | 14,326 | 1,096,093 | SH | SOLE | 245,030 | 0 | 851,063 | ||
COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | 0 | 100 | SH | DFND | 0 | 0 | 100 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 17,474 | 1,662,622 | SH | SOLE | 75,817 | 0 | 1,586,805 | ||
COPA HOLDINGS SA | CL A | P31076105 | 961 | 19,000 | SH | DFND | 0 | 0 | 19,000 | ||
COSAN LTD | SHS A | G25343107 | 59,816 | 3,968,928 | SH | SOLE | 158,058 | 0 | 3,810,870 | ||
CREDICORP LTD | COM | G2519Y108 | 11,001 | 82,298 | SH | DFND | 0 | 0 | 82,298 | ||
CVS HEALTH CORP | COM | 126650100 | 260 | 4,002 | SH | DFND | 0 | 0 | 4,002 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 3,031 | 40,000 | SH | DFND | 0 | 0 | 3,031 | ||
DBX ETF TR | CALL | 233051909 | 57 | 700 | SH | Call | DFND | 0 | 0 | 700 | |
DBX ETF TR | PUT | 233051959 | 41 | 700 | SH | Put | DFND | 0 | 0 | 700 | |
DBX ETF TR | XTRACK RUSS 2000 | 233051440 | 2,317 | 78,000 | SH | DFND | 0 | 0 | 78,000 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 5,978 | 53,608 | SH | DFND | 0 | 0 | 26,857 | ||
ECOPETROL S A | SPONSORED ADS | 279158109 | 5,342 | 480,000 | SH | DFND | 0 | 0 | 480,000 | ||
FACEBOOK INC | CL A | 30303M102 | 15,949 | 70,233 | SH | DFND | 0 | 0 | 41,533 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,164 | 8,679 | SH | DFND | 0 | 0 | 1,164 | ||
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 20,780 | 335,110 | SH | SOLE | 93,784 | 0 | 241,326 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,953 | 77,203 | SH | DFND | 0 | 0 | 1,953 | ||
GERDAU S A | SPON ADR REP PFD | 373737105 | 290 | 76,547 | SH | SOLE | 5,685 | 0 | 70,862 | ||
GLOBAL PMTS INC | COM | 37940X102 | 915 | 5,393 | SH | DFND | 0 | 0 | 915 | ||
GLOBANT S A | COM | L44385109 | 54,056 | 360,737 | SH | SOLE | 9,800 | 0 | 350,937 | ||
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 4,639 | 41,310 | SH | SOLE | 8,470 | 0 | 32,840 | ||
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 4,026 | 415,000 | SH | DFND | 0 | 0 | 415,000 | ||
GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | 3,614 | 689,767 | SH | SOLE | 17,260 | 0 | 672,507 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 585 | 7,968 | SH | DFND | 0 | 0 | 585 | ||
HUB GROUP INC | CL A | 443320106 | 1,053 | 22,000 | SH | DFND | 0 | 0 | 22,000 | ||
IHS MARKIT LTD | SHS | G47567105 | 2,114 | 28,000 | SH | DFND | 0 | 0 | 28,000 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 6,159 | 214,154 | SH | DFND | 0 | 0 | 214,154 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 59,760 | 1,088,128 | SH | SOLE | 994,978 | 0 | 93,150 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 1,915 | 47,616 | SH | DFND | 0 | 0 | 47,616 | ||
ISHARES INC | PUT | 464286950 | 3,149 | 3,400 | SH | Put | DFND | 0 | 0 | 3,400 | |
ISHARES INC | MSCI PAC JP ETF | 464286665 | 314 | 7,900 | SH | DFND | 0 | 0 | 7,900 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 2,707 | 104,600 | SH | DFND | 0 | 0 | 104,600 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 1,400 | 24,500 | SH | DFND | 0 | 0 | 24,500 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,275 | 47,800 | SH | DFND | 0 | 0 | 47,800 | ||
ISHARES INC | MSCI EM ASIA ETF | 464286426 | 2,070 | 31,000 | SH | DFND | 0 | 0 | 31,000 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 50 | 1,852 | SH | DFND | 0 | 0 | 1,852 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 684 | 18,755 | SH | DFND | 0 | 0 | 18,755 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 385 | 20,000 | SH | DFND | 0 | 0 | 385 | ||
ISHARES TR | CALL | 464287904 | 0 | 300 | SH | Call | DFND | 0 | 0 | 300 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8,452 | 212,906 | SH | DFND | 0 | 0 | 214,178 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 35,004 | 875,317 | SH | DFND | 0 | 0 | 212,622 | ||
ISHARES TR | PUT | 464288951 | 35 | 3,000 | SH | Put | DFND | 0 | 0 | 3,000 | |
ISHARES TR | PUT | 464287954 | 44 | 3,000 | SH | Put | DFND | 0 | 0 | 3,000 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 2,779 | 37,700 | SH | DFND | 0 | 0 | 37,700 | ||
ISHARES TR | MSCI EURO FL ETF | 464289180 | 63 | 4,400 | SH | DFND | 0 | 0 | 4,400 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 3,142 | 48,000 | SH | DFND | 0 | 0 | 48,000 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,638 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 221,813 | 1,649,165 | SH | SOLE | 112,640 | 0 | 1,536,525 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 3,192 | 29,500 | SH | DFND | 0 | 0 | 29,500 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 314 | 2,836 | SH | SOLE | 2,836 | 0 | 0 | ||
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 6,725 | 40,183 | SH | SOLE | 40,183 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 5,412 | 193,339 | SH | SOLE | 193,339 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 9,016 | 178,212 | SH | SOLE | 178,212 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 42,266 | 9,011,909 | SH | SOLE | 1,769,595 | 0 | 7,242,314 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 3,416 | 75,000 | SH | DFND | 0 | 0 | 3,416 | ||
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 426 | 99,917 | SH | SOLE | 38,228 | 0 | 61,689 | ||
LPL FINL HLDGS INC | COM | 50212V100 | 3,167 | 40,400 | SH | DFND | 0 | 0 | 40,400 | ||
MATCH GROUP INC | COM | 57665R106 | 906 | 8,462 | SH | DFND | 0 | 0 | 906 | ||
MERCADOLIBRE INC | COM | 58733R102 | 8,661 | 8,786 | SH | SOLE | 1,700 | 0 | 7,096 | ||
METLIFE INC | COM | 59156R108 | 1,753 | 48,000 | SH | DFND | 0 | 0 | 48,000 | ||
MICROSOFT CORP | COM | 594918104 | 10,406 | 51,133 | SH | DFND | 0 | 0 | 13,751 | ||
NIKE INC | CL B | 654106103 | 5,556 | 56,664 | SH | DFND | 0 | 0 | 5,556 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 2,072 | 11,800 | SH | DFND | 0 | 0 | 11,800 | ||
NVIDIA CORP | COM | 67066G104 | 761 | 1,999 | SH | DFND | 0 | 0 | 1,999 | ||
OGE ENERGY CORP | COM | 670837103 | 3 | 100 | SH | DFND | 0 | 0 | 3 | ||
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 7,247 | 690,810 | SH | DFND | 0 | 0 | 690,810 | ||
PETROLEO BRASILEIRO SA PETRO | CALL | 71654V908 | 104 | 4,600 | SH | Call | DFND | 0 | 0 | 4,600 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 51,916 | 6,364,165 | SH | SOLE | 955,857 | 0 | 5,408,308 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 20,627 | 2,487,163 | SH | SOLE | 970,900 | 0 | 1,516,263 | ||
PILGRIMS PRIDE CORP NEW | COM | 72147K108 | 1,013 | 60,000 | SH | DFND | 0 | 0 | 60,000 | ||
PRIMERICA INC | COM | 74164M108 | 2,099 | 18,000 | SH | DFND | 0 | 0 | 18,000 | ||
ROSS STORES INC | COM | 778296103 | 4,006 | 47,000 | SH | DFND | 0 | 0 | 4,006 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,069 | 5,704 | SH | DFND | 0 | 0 | 1,069 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 49 | 1,300 | SH | DFND | 0 | 0 | 1,300 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 40,081 | 1,732,106 | SH | DFND | 0 | 0 | 1,732,106 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,944 | 34,500 | SH | DFND | 0 | 0 | 34,500 | ||
SERVICENOW INC | COM | 81762P102 | 0 | 1 | SH | DFND | 0 | 0 | 0 | ||
SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | 5,678 | 217,800 | SH | SOLE | 6,500 | 0 | 211,300 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 12,989 | 326,612 | SH | SOLE | 42,014 | 0 | 284,598 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 89,564 | 535,124 | SH | DFND | 0 | 0 | 102,553 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 2,262 | 63,670 | SH | DFND | 0 | 0 | 63,670 | ||
SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 | 2,036 | 20,500 | SH | DFND | 0 | 0 | 20,500 | ||
SPDR S&P 500 ETF TR | CALL | 78462F903 | 4,962 | 1,500 | SH | Call | DFND | 0 | 0 | 1,500 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 1,806 | 2,430 | SH | Put | DFND | 0 | 0 | 2,430 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 267,651 | 867,982 | SH | SOLE | 366,018 | 0 | 501,964 | ||
TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | 16,741 | 1,889,409 | SH | SOLE | 304,100 | 0 | 1,585,309 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,870 | 30,000 | SH | DFND | 0 | 0 | 10,870 | ||
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 21,967 | 1,697,639 | SH | SOLE | 234,858 | 0 | 1,462,781 | ||
TJX COS INC NEW | COM | 872540109 | 1,953 | 38,623 | SH | DFND | 0 | 0 | 1,953 | ||
TWITTER INC | COM | 90184L102 | 2,301 | 77,191 | SH | DFND | 0 | 0 | 23,801 | ||
UNITED RENTALS INC | COM | 911363109 | 1,938 | 13,000 | SH | DFND | 0 | 0 | 13,000 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 10,618 | 36,000 | SH | DFND | 0 | 0 | 10,618 | ||
VALE S A | ADR | 91912E105 | 84,393 | 7,672,884 | SH | SOLE | 1,676,705 | 0 | 5,996,179 | ||
VALE S A | PUT | 91912E955 | 1,467 | 5,000 | SH | Put | DFND | 0 | 0 | 5,000 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 10,357 | 499,119 | SH | DFND | 0 | 0 | 499,119 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 101,897 | 362,204 | SH | DFND | 0 | 0 | 362,204 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 1,027 | 20,404 | SH | SOLE | 4,756 | 0 | 15,648 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 14,653 | 195,900 | SH | DFND | 0 | 0 | 195,900 | ||
VISA INC | COM CL A | 92826C839 | 2,342 | 12,126 | SH | DFND | 0 | 0 | 2,342 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 701 | 35,000 | SH | DFND | 0 | 0 | 35,000 | ||
XP INC | CL A | G98239109 | 25,344 | 602,232 | SH | DFND | 0 | 0 | 610,529 |