The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PRECIGEN INC | COM | 74017N105 | 58 | 11,615 | SH | SOLE | 11,615 | 0 | 0 | ||
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 38,803 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
ARES CAPITAL CORP | NOTE 3.750% 2/0 | 04010LAT0 | 9,104 | 8,442,000 | PRN | SOLE | 8,442,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 29,457 | 20,254,000 | PRN | SOLE | 20,254,000 | 0 | 0 | ||
COLLEGIUM PHARMACEUTICAL INC | NOTE 2.625% 2/1 | 19459JAA2 | 21,084 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 24,936 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 74,259 | 62,593,000 | PRN | SOLE | 62,593,000 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 45,124 | 27,357,000 | PRN | SOLE | 27,357,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 11,259 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 33,527 | 22,885,000 | PRN | SOLE | 22,885,000 | 0 | 0 | ||
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 72,508 | 68,041,000 | PRN | SOLE | 68,041,000 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 30,510 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 14,530 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 18,088 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 39,116 | 37,590,000 | PRN | SOLE | 37,590,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 58,817 | 54,437,000 | PRN | SOLE | 54,437,000 | 0 | 0 | ||
INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 9,835 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 25,701 | 28,000,000 | PRN | SOLE | 28,000,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 9,870 | 9,727,000 | PRN | SOLE | 9,727,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | NOTE 3.000%10/1 | 48576UAA4 | 5,254 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 11,856 | 11,216,000 | PRN | SOLE | 11,216,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 101,022 | 71,350,000 | PRN | SOLE | 71,350,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 35,292 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 45,457 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 39,811 | 24,000,000 | PRN | SOLE | 24,000,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 698884AE3 | 5,388 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 18,776 | 20,250,000 | PRN | SOLE | 20,250,000 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | NOTE 4.250% 6/1 | 780153BB7 | 15,043 | 10,674,000 | PRN | SOLE | 10,674,000 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 22,566 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 50,694 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 15,079 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 68,140 | 58,273,000 | PRN | SOLE | 58,273,000 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 23,916 | 20,592,000 | PRN | SOLE | 20,592,000 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 28,268 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 54,937 | 43,684,000 | PRN | SOLE | 43,684,000 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 57,139 | 43,000,000 | PRN | SOLE | 43,000,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 46,950 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 50,799 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 66,153 | 36,250,000 | PRN | SOLE | 36,250,000 | 0 | 0 | ||
RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 3,315 | 30,000 | SH | SOLE | 30,000 | 0 | 0 |