The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 179 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 7,976 | 26,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 2,938 | 9,870 | SH | SOLE | 9,870 | 0 | 0 | ||
ADVANCED PHOTONIX INC | CL A | 00754E107 | 233 | 583,046 | SH | SOLE | 583,046 | 0 | 0 | ||
ADVENT SOFTWARE INC | COM | 007974108 | 975 | 22,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ADVENT SOFTWARE INC | COM | 007974108 | 699 | 15,841 | SH | SOLE | 15,841 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 175 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 1,230 | 92,100 | SH | Put | SOLE | 0 | 0 | 0 | |
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 701 | 52,500 | SH | Call | SOLE | 0 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 267 | 18,072 | SH | SOLE | 18,072 | 0 | 0 | ||
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 36 | 3,900 | SH | Put | SOLE | 0 | 0 | 0 | |
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 1,314 | 634,616 | SH | SOLE | 634,616 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,061 | 24,600 | SH | SOLE | 24,600 | 0 | 0 | ||
ARUBA NETWORKS INC | COM | 043176106 | 1,102 | 45,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ARUBA NETWORKS INC | COM | 043176106 | 1,021 | 41,700 | SH | SOLE | 41,700 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,026 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,002 | 30,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 2,376 | 395,354 | SH | SOLE | 395,354 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 520 | 67,463 | SH | SOLE | 67,463 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 90 | 900 | SH | SOLE | 900 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 90 | 900 | SH | Put | SOLE | 0 | 0 | 0 | |
BBX CAP CORP | CL A PAR $0.01 | 05540P100 | 785 | 42,200 | SH | Put | SOLE | 0 | 0 | 0 | |
BBX CAP CORP | CL A PAR $0.01 | 05540P100 | 571 | 30,696 | SH | SOLE | 30,696 | 0 | 0 | ||
BBX CAP CORP | CL A PAR $0.01 | 05540P100 | 11 | 600 | SH | Call | SOLE | 0 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 57 | 400 | SH | Put | SOLE | 0 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 507 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 6 | 160 | SH | SOLE | 160 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 267 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 481 | 24,330 | SH | SOLE | 24,330 | 0 | 0 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 32 | 5,880 | SH | SOLE | 5,880 | 0 | 0 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 44 | 8,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 11 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CARTESIAN INC | COM | 146534102 | 181 | 52,393 | SH | SOLE | 52,393 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 744 | 12,500 | SH | Put | SOLE | 0 | 0 | 0 | |
CLECO CORP NEW | COM | 12561W105 | 976 | 17,900 | SH | Put | SOLE | 0 | 0 | 0 | |
CLECO CORP NEW | COM | 12561W105 | 605 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 26,767 | 474,000 | SH | Call | SOLE | 0 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 565 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
COURIER CORP | COM | 222660102 | 24 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
COURIER CORP | COM | 222660102 | 22 | 900 | SH | SOLE | 900 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 4,135 | 48,700 | SH | SOLE | 48,700 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 8,380 | 98,700 | SH | Put | SOLE | 0 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 2,683 | 31,600 | SH | Call | SOLE | 0 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 4,400 | 51,700 | SH | SOLE | 51,700 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 5,600 | 65,800 | SH | Put | SOLE | 0 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 22,635 | 281,700 | SH | Call | SOLE | 0 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 6,525 | 81,202 | SH | SOLE | 81,202 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 22,747 | 283,100 | SH | Put | SOLE | 0 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 192 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 192 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
E2OPEN INC | COM | 29788A104 | 0 | 48,200 | SH | Put | SOLE | 0 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 8,012 | 1,472,798 | SH | SOLE | 1,472,798 | 0 | 0 | ||
EMULEX CORP | COM NEW | 292475209 | 221 | 27,700 | SH | SOLE | 27,700 | 0 | 0 | ||
EMULEX CORP | COM NEW | 292475209 | 84 | 10,500 | SH | Call | SOLE | 0 | 0 | 0 | |
EMULEX CORP | COM NEW | 292475209 | 420 | 52,700 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELIS INC | COM | 30162A108 | 378 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
EXELIS INC | COM | 30162A108 | 1,050 | 43,100 | SH | Put | SOLE | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 94 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 2,805 | 58,300 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 2,810 | 58,400 | SH | Call | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 3,714 | 77,197 | SH | SOLE | 77,197 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 19 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 19 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 46,274 | 526,800 | SH | Put | SOLE | 0 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 27,959 | 318,300 | SH | SOLE | 318,300 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 38,369 | 436,800 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 3,588 | 206,100 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 2,013 | 115,600 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 45 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 3 | 255 | SH | SOLE | 255 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 607 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 429 | 235,835 | SH | SOLE | 235,835 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 673 | 20,500 | SH | Call | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 1,665 | 50,700 | SH | Put | SOLE | 0 | 0 | 0 | |
KEURIG GREEN MTN INC | COM | 49271M100 | 860 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,333 | 31,700 | SH | Call | SOLE | 0 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 425 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 980 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LORILLARD INC | COM | 544147101 | 2,621 | 40,100 | SH | SOLE | 40,100 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 3,300 | 50,500 | SH | Put | SOLE | 0 | 0 | 0 | |
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 68 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 59 | 700 | SH | Call | SOLE | 0 | 0 | 0 | |
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 10 | 600 | SH | SOLE | 600 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 183 | 21,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 102 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 997 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 91 | 5,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 107 | 6,500 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 211 | 2,700 | SH | Put | SOLE | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,216 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
NATIONAL BK GREECE S A | ADR PRF SER A | 633643507 | 71 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 284 | 221,900 | SH | Put | SOLE | 0 | 0 | 0 | |
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 1,151 | 899,400 | SH | Call | SOLE | 0 | 0 | 0 | |
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 277 | 216,439 | SH | SOLE | 216,439 | 0 | 0 | ||
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 774 | 198,510 | SH | SOLE | 198,510 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 9,334 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 36 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | Y6366T112 | 17 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 16 | 4,400 | SH | Put | SOLE | 0 | 0 | 0 | |
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 209 | 58,600 | SH | Call | SOLE | 0 | 0 | 0 | |
ORBITZ WORLDWIDE INC | COM | 68557K109 | 2,067 | 177,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ORBITZ WORLDWIDE INC | COM | 68557K109 | 1,663 | 142,632 | SH | SOLE | 142,632 | 0 | 0 | ||
ORBITZ WORLDWIDE INC | COM | 68557K109 | 1,892 | 162,300 | SH | Put | SOLE | 0 | 0 | 0 | |
PHARMACYCLICS INC | COM | 716933106 | 10,161 | 39,700 | SH | Put | SOLE | 0 | 0 | 0 | |
PHARMACYCLICS INC | COM | 716933106 | 10,020 | 39,150 | SH | SOLE | 39,150 | 0 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 22,421 | 87,600 | SH | Call | SOLE | 0 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 722 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 353 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 571 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
POLYPORE INTL INC | COM | 73179V103 | 1,160 | 19,700 | SH | Call | SOLE | 0 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 264 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 51 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 8 | 5,300 | SH | Call | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 34 | 23,400 | SH | Put | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 39 | 26,790 | SH | SOLE | 26,790 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 2,378 | 61,900 | SH | Put | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 276 | 4,000 | SH | Call | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 345 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 5,945 | 284,300 | SH | Call | SOLE | 0 | 0 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 15,064 | 720,400 | SH | Put | SOLE | 0 | 0 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 10,639 | 508,806 | SH | SOLE | 508,806 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 57,736 | 334,100 | SH | Call | SOLE | 0 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 53,381 | 308,900 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDRIDGE ENERGY INC | COM | 80007P307 | 591 | 332,235 | SH | SOLE | 332,235 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 14 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 133 | 965 | SH | SOLE | 965 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 1,369 | 9,900 | SH | Call | SOLE | 0 | 0 | 0 | |
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 65 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SILVERCORP METALS INC | COM | 82835P103 | 64 | 54,600 | SH | SOLE | 54,600 | 0 | 0 | ||
SILVERCORP METALS INC | COM | 82835P103 | 57 | 47,900 | SH | Put | SOLE | 0 | 0 | 0 | |
SILVERCORP METALS INC | COM | 82835P103 | 24 | 20,700 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 909 | 8,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,801 | 28,100 | SH | SOLE | 28,100 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 345,770 | 1,675,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 266,295 | 1,290,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 2,211 | 287,900 | SH | SOLE | 287,900 | 0 | 0 | ||
TALISMAN ENERGY INC | COM | 87425E103 | 11,309 | 1,472,500 | SH | Put | SOLE | 0 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 255 | 33,200 | SH | Call | SOLE | 0 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 1,552 | 16,200 | SH | Call | SOLE | 0 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 48 | 500 | SH | SOLE | 500 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 3,077 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 1,924 | 12,840 | SH | SOLE | 12,840 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 9,083 | 60,600 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 34,562 | 230,600 | SH | Call | SOLE | 0 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 38,606 | 368,200 | SH | Put | SOLE | 0 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 21,201 | 202,200 | SH | Call | SOLE | 0 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 17,785 | 169,627 | SH | SOLE | 169,627 | 0 | 0 | ||
VRINGO INC | COM | 92911N104 | 60 | 91,800 | SH | Call | SOLE | 0 | 0 | 0 | |
VRINGO INC | COM | 92911N104 | 19 | 28,755 | SH | SOLE | 28,755 | 0 | 0 | ||
VRINGO INC | COM | 92911N104 | 12 | 18,500 | SH | Put | SOLE | 0 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 819 | 18,423 | SH | SOLE | 18,423 | 0 | 0 |