The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 74 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 279 | 13,600 | SH | Put | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 7,230 | 107,600 | SH | Put | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 6,840 | 101,801 | SH | SOLE | 101,801 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 5,590 | 83,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ADVENT SOFTWARE INC | COM | 007974108 | 480 | 10,861 | SH | SOLE | 10,861 | 0 | 0 | ||
ADVENT SOFTWARE INC | COM | 007974108 | 1,004 | 22,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ALTERA CORP | COM | 021441100 | 2,156 | 42,100 | SH | Call | SOLE | 0 | 0 | 0 | |
ALTERA CORP | COM | 021441100 | 10 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 9,447 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 689 | 53,300 | SH | Put | SOLE | 0 | 0 | 0 | |
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 426 | 33,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 4,118 | 303,884 | SH | SOLE | 303,884 | 0 | 0 | ||
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 35 | 3,900 | SH | Put | SOLE | 0 | 0 | 0 | |
AOL INC | COM | 00184X105 | 0 | 70,300 | SH | Put | SOLE | 0 | 0 | 0 | |
AOL INC | COM | 00184X105 | 0 | 29,300 | SH | Call | SOLE | 0 | 0 | 0 | |
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 1,593 | 634,616 | SH | SOLE | 634,616 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 956 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,474 | 41,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 1,228 | 245,653 | SH | SOLE | 245,653 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 791 | 126,311 | SH | SOLE | 126,311 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 7 | 160 | SH | SOLE | 160 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 309 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 281 | 15,100 | SH | Call | SOLE | 0 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 317 | 17,032 | SH | SOLE | 17,032 | 0 | 0 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 38 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 38 | 8,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 196 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 21,616 | 419,800 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 6,694 | 130,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CATAMARAN CORP | COM | 148887102 | 2,547 | 41,700 | SH | SOLE | 41,700 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 3,714 | 60,800 | SH | Put | SOLE | 0 | 0 | 0 | |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 291 | 1,700 | SH | Call | SOLE | 0 | 0 | 0 | |
CHINA MOBILE GAMES & ENTMT G | SPONSORED ADR | 16952T100 | 30 | 1,400 | SH | Put | SOLE | 0 | 0 | 0 | |
CLECO CORP NEW | COM | 12561W105 | 1,562 | 29,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CLECO CORP NEW | COM | 12561W105 | 1,125 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 601 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 4,619 | 76,800 | SH | Call | SOLE | 0 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 813 | 9,500 | SH | Put | SOLE | 0 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 813 | 9,500 | SH | Call | SOLE | 0 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 9,272 | 99,927 | SH | SOLE | 99,927 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 12,081 | 130,200 | SH | Put | SOLE | 0 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 16,406 | 192,600 | SH | SOLE | 192,600 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 49,473 | 580,800 | SH | Put | SOLE | 0 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 664 | 7,800 | SH | Call | SOLE | 0 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 981 | 163,007 | SH | SOLE | 163,007 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 2,298 | 67,900 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 342 | 10,100 | SH | Call | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 2,007 | 59,299 | SH | SOLE | 59,299 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 19 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 21 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 3,315 | 43,100 | SH | Put | SOLE | 0 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 56 | 81,300 | SH | Put | SOLE | 0 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 53 | 76,300 | SH | SOLE | 76,300 | 0 | 0 | ||
HOME PROPERTIES INC | COM | 437306103 | 1,746 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
HOME PROPERTIES INC | COM | 437306103 | 314 | 4,300 | SH | Put | SOLE | 0 | 0 | 0 | |
HOME PROPERTIES INC | COM | 437306103 | 3,704 | 50,700 | SH | Call | SOLE | 0 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 12,464 | 140,500 | SH | SOLE | 140,500 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 61,574 | 694,100 | SH | Put | SOLE | 0 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 63,809 | 719,300 | SH | Call | SOLE | 0 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 1,178 | 24,300 | SH | SOLE | 24,300 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 1,604 | 33,100 | SH | Put | SOLE | 0 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 2,534 | 83,300 | SH | SOLE | 83,300 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 1,399 | 78,800 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 460 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 417 | 235,835 | SH | SOLE | 235,835 | 0 | 0 | ||
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 106 | 12,400 | SH | Put | SOLE | 0 | 0 | 0 | |
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 76 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 208 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 564 | 24,400 | SH | Call | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 1,496 | 64,700 | SH | Put | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 749 | 32,377 | SH | SOLE | 32,377 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,182 | 30,800 | SH | Call | SOLE | 0 | 0 | 0 | |
KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 5,490 | 72,900 | SH | Put | SOLE | 0 | 0 | 0 | |
KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 2,651 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 2,169 | 28,800 | SH | Call | SOLE | 0 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 2,666 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 17 | 800 | SH | SOLE | 800 | 0 | 0 | ||
LUNA INNOVATIONS | COM | 550351100 | 249 | 241,729 | SH | SOLE | 241,729 | 0 | 0 | ||
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 11 | 600 | SH | SOLE | 600 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 103 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 185 | 21,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MEADWESTVACO CORP | COM | 583334107 | 944 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MEADWESTVACO CORP | COM | 583334107 | 944 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MICREL INC | COM | 594793101 | 209 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MICREL INC | COM | 594793101 | 209 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 55 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 2,830 | 41,700 | SH | SOLE | 41,700 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 4,974 | 73,300 | SH | Put | SOLE | 0 | 0 | 0 | |
NATIONAL BK GREECE S A | ADR PRF SER A | 633643507 | 71 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 400 | 380,500 | SH | Put | SOLE | 0 | 0 | 0 | |
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 382 | 364,072 | SH | SOLE | 364,072 | 0 | 0 | ||
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 1,197 | 1,140,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 713 | 198,510 | SH | SOLE | 198,510 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 6,089 | 9,269 | SH | SOLE | 9,269 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 43 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | Y6366T112 | 15 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 185 | 29,500 | SH | Call | SOLE | 0 | 0 | 0 | |
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 23 | 3,700 | SH | Put | SOLE | 0 | 0 | 0 | |
OM GROUP INC | COM | 670872100 | 336 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OMNICARE INC | COM | 681904108 | 3,346 | 35,500 | SH | Put | SOLE | 0 | 0 | 0 | |
OMNICARE INC | COM | 681904108 | 2,488 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
OMNICARE INC | COM | 681904108 | 4,524 | 48,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 4,988 | 190,400 | SH | SOLE | 190,400 | 0 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 359 | 13,700 | SH | Call | SOLE | 0 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 5,286 | 201,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ORBITZ WORLDWIDE INC | COM | 68557K109 | 3,497 | 306,200 | SH | Put | SOLE | 0 | 0 | 0 | |
ORBITZ WORLDWIDE INC | COM | 68557K109 | 2,699 | 236,300 | SH | SOLE | 236,300 | 0 | 0 | ||
PALL CORP | COM | 696429307 | 3,037 | 24,400 | SH | Put | SOLE | 0 | 0 | 0 | |
PALL CORP | COM | 696429307 | 3,074 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
PALL CORP | COM | 696429307 | 8,164 | 65,600 | SH | Call | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 450 | 3,500 | SH | Call | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 707 | 5,500 | SH | Put | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 450 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 8 | 400 | SH | Put | SOLE | 0 | 0 | 0 | |
PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 8 | 400 | SH | Call | SOLE | 0 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 746 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 1,180 | 19,700 | SH | Call | SOLE | 0 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 671 | 11,200 | SH | Put | SOLE | 0 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 678 | 11,317 | SH | SOLE | 11,317 | 0 | 0 | ||
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 54 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 1,354 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 338 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 29 | 21,500 | SH | Put | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 51 | 37,190 | SH | SOLE | 37,190 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 39 | 28,800 | SH | Call | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 3,793 | 50,800 | SH | Put | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 1,710 | 22,900 | SH | Call | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 210 | 2,807 | SH | SOLE | 2,807 | 0 | 0 | ||
ROCK-TENN CO | CL A | 772739207 | 151 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ROCK-TENN CO | CL A | 772739207 | 151 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDRIDGE ENERGY INC | COM | 80007P307 | 215 | 244,626 | SH | SOLE | 244,626 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 65 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SILVERCORP METALS INC | COM | 82835P103 | 85 | 79,100 | SH | SOLE | 79,100 | 0 | 0 | ||
SILVERCORP METALS INC | COM | 82835P103 | 6 | 5,100 | SH | Call | SOLE | 0 | 0 | 0 | |
SILVERCORP METALS INC | COM | 82835P103 | 68 | 63,100 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 899 | 8,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 720,393 | 3,499,600 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 455,711 | 2,213,800 | SH | Call | SOLE | 0 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 1,454 | 16,300 | SH | Call | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 1,858 | 230,800 | SH | SOLE | 230,800 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 1,389 | 7,797 | SH | SOLE | 7,797 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 40,249 | 225,900 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 33,318 | 187,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 6,642 | 183,387 | SH | SOLE | 183,387 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 7,410 | 66,800 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 4,038 | 36,400 | SH | Call | SOLE | 0 | 0 | 0 | |
VRINGO INC | COM | 92911N104 | 10 | 17,500 | SH | Put | SOLE | 0 | 0 | 0 | |
VRINGO INC | COM | 92911N104 | 130 | 233,900 | SH | Call | SOLE | 0 | 0 | 0 | |
VRINGO INC | COM | 92911N104 | 22 | 39,355 | SH | SOLE | 39,355 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 2,247 | 31,683 | SH | SOLE | 31,683 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 5,774 | 146,952 | SH | SOLE | 146,952 | 0 | 0 |