The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
23ANDME HOLDING CO | *W EXP 06/16/202 | 90138Q116 | 340 | 184,800 | SH | SOLE | 184,800 | 0 | 0 | ||
26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 | 3 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
7GC & CO HOLDINGS INC | *W EXP 12/23/202 | 81786A115 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
890 5TH AVE PARTNERS INC | UNIT 01/12/2026 | 28250A204 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 5,253 | 48,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 852 | 7,900 | SH | Call | SOLE | 0 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 7,451 | 43,293 | SH | SOLE | 43,293 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 5,662 | 32,900 | SH | Call | SOLE | 0 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 7,263 | 42,200 | SH | Put | SOLE | 0 | 0 | 0 | |
ACKRELL SPAC PARTNERS I CO | *W EXP 12/01/202 | 00461L113 | 19 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 | 13 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 875 | 8,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 456 | 4,430 | SH | SOLE | 4,430 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,955 | 19,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ADVENT TECHNOLOGIES HOLDNG I | *W EXP 02/03/202 | 00788A113 | 159 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 96 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 113 | 2,600 | SH | Put | SOLE | 0 | 0 | 0 | |
AERSALE CORPORATION | *W EXP 12/22/202 | 00810F114 | 123 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AEYE INC | *W EXP 09/30/202 | 008183113 | 36 | 31,400 | SH | SOLE | 31,400 | 0 | 0 | ||
ALTIMETER GROWTH CORP | *W EXP 09/30/202 | G0370L116 | 15 | 6,550 | SH | SOLE | 6,550 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 0 | 18,200 | SH | Call | SOLE | 0 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 0 | 28,400 | SH | Put | SOLE | 0 | 0 | 0 | |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 373 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 105 | 6,161 | SH | SOLE | 6,161 | 0 | 0 | ||
ANGEL OAK FINL STRATEGIES IN | RIGHT 10/14/2021 | 03464A118 | 1 | 6,161 | SH | SOLE | 6,161 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | *W EXP 10/29/202 | G0411R114 | 2 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ARCHER AVIATION INC | *W EXP 09/16/202 | 03945R110 | 85 | 53,507 | SH | SOLE | 53,507 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 122 | 1,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ASTREA ACQUISITION CORP | *W EXP 01/28/202 | 04637C114 | 5 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ATHLON ACQUISITION CORP | *W EXP 01/12/202 | 04748A114 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 | 5 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
AVEPOINT INC | *W EXP 09/18/202 | 053604112 | 183 | 93,400 | SH | SOLE | 93,400 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 0 | 233 | SH | SOLE | 233 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 7 | 700 | SH | SOLE | 700 | 0 | 0 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 41,665 | 705,703 | SH | SOLE | 705,703 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 1,872 | 292,043 | SH | SOLE | 292,043 | 0 | 0 | ||
BENESSERE CAPITAL ACQUSTN CO | *W EXP 99/99/999 | 08179B111 | 22 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BENSON HILL INC | *W EXP 99/99/999 | 082490111 | 1 | 892 | SH | SOLE | 892 | 0 | 0 | ||
BENSON HILL INC | COMMON STOCK | 082490103 | 25 | 3,571 | SH | SOLE | 3,571 | 0 | 0 | ||
BIG CYPRESS ACQUISITION CORP | *W EXP 07/25/202 | 089115117 | 41 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 31 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
BLACKSKY TECHNOLOGY INC | *W EXP 10/30/202 | 09263B116 | 12 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 | 4 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 104 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 50 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 | 25 | 50,148 | SH | SOLE | 50,148 | 0 | 0 | ||
BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 | 227 | 142,151 | SH | SOLE | 142,151 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | *W EXP 08/31/202 | G1702T124 | 24 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CAI INTERNATIONAL INC | COM | 12477X106 | 0 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 781 | 12,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 65 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 118 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 3 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
CELULARITY INC | *W EXP 05/24/202 | 151190113 | 153 | 133,442 | SH | SOLE | 133,442 | 0 | 0 | ||
CENAQ ENERGY CORP | UNIT 02/04/2026 | 15130M201 | 101 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 | 4 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 10 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
CHANGE HEALTHCARE INC | COM | 15912K100 | 220 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 304 | 14,500 | SH | Put | SOLE | 0 | 0 | 0 | |
CHW ACQUISITION CORPORATION | UNIT 03/01/2028 | G2254A117 | 103 | 10,109 | SH | SOLE | 10,109 | 0 | 0 | ||
CINER RESOURCES LP | COM UNIT LTD | 172464109 | 356 | 22,416 | SH | SOLE | 22,416 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | *W EXP 01/17/202 | G21513117 | 9 | 11,256 | SH | SOLE | 11,256 | 0 | 0 | ||
CLARUS THERAPEUTICS HLDNGS I | *W EXP 08/11/202 | 18271L115 | 26 | 34,555 | SH | SOLE | 34,555 | 0 | 0 | ||
CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 | 120 | 107,150 | SH | SOLE | 107,150 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 103 | 13,900 | SH | Put | SOLE | 0 | 0 | 0 | |
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 1,549 | 209,600 | SH | SOLE | 209,600 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 2,703 | 10,807 | SH | SOLE | 10,807 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 5,002 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
COHN ROBBINS HOLDINGS CORP | *W EXP 08/28/202 | G23726113 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
COMSOVEREIGN HLDG CORP | *W EXP 12/18/202 | 205650112 | 0 | 88 | SH | SOLE | 88 | 0 | 0 | ||
COMSOVEREIGN HLDG CORP | COM NEW | 205650203 | 2 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 6 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 99 | 4,900 | SH | Call | SOLE | 0 | 0 | 0 | |
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 5 | 300 | SH | SOLE | 300 | 0 | 0 | ||
DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 | 3 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 25401G114 | 53 | 69,284 | SH | SOLE | 69,284 | 0 | 0 | ||
DILA CAPITAL ACQUISITION COR | *W EXP 06/09/202 | 254028111 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 85 | 500 | SH | SOLE | 500 | 0 | 0 | ||
DOMTAR CORP | COM NEW | 257559203 | 1,091 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DOMTAR CORP | COM NEW | 257559203 | 845 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 5,552 | 315,285 | SH | SOLE | 315,285 | 0 | 0 | ||
DPCM CAP INC | *W EXP 10/14/202 | 23344P119 | 4 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 | 5 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | *W EXP 07/30/202 | 26873Y112 | 14 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EAST STONE ACQUISITION CORP | *W EXP 12/31/202 | G2911D116 | 35 | 147,454 | SH | SOLE | 147,454 | 0 | 0 | ||
ECHO GLOBAL LOGISTICS INC | COM | 27875T101 | 0 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 | 6 | 10,523 | SH | SOLE | 10,523 | 0 | 0 | ||
EDIFY ACQUISITION CORP | UNIT 11/25/2025 | 28059Q202 | 97 | 9,742 | SH | SOLE | 9,742 | 0 | 0 | ||
EFFECTOR THERAPEUTICS INC | *W EXP 12/31/202 | 28202V116 | 20 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
EMPOWERMENT & INCLUSION CAPI | *W EXP 01/12/202 | 29248N118 | 5 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 62 | 12,317 | SH | SOLE | 12,317 | 0 | 0 | ||
EVO ACQUISITION CORP | UNIT 99/99/9999 | 30052G207 | 474 | 47,600 | SH | SOLE | 47,600 | 0 | 0 | ||
FARADAY FUTRE INTLGT ELCTR I | *W EXP 03/20/202 | 307359117 | 120 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
FAST ACQUISITION CORP | *W EXP 08/25/202 | 311875116 | 179 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 0 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
FINTECH ACQUISITION CORP V | *W EXP 12/31/202 | 31810Q115 | 52 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FORESIGHT ACQUISITION CORP | UNIT 01/29/2026 | 34552Y205 | 60 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
FORTERRA INC | COM | 34960W106 | 106 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
FORTERRA INC | COM | 34960W106 | 118 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 | 3 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 8,423 | 48,000 | SH | Call | SOLE | 0 | 0 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 53 | 300 | SH | SOLE | 300 | 0 | 0 | ||
GAOTU TECHEDU INC | SPONSORED ADS | 36257Y109 | 105 | 34,300 | SH | SOLE | 34,300 | 0 | 0 | ||
GCM GROSVENOR INC | COM CL A | 36831E108 | 10 | 900 | SH | SOLE | 900 | 0 | 0 | ||
GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 | 513 | 257,966 | SH | SOLE | 257,966 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 45 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 14 | 3,800 | SH | Call | SOLE | 0 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 45 | 11,900 | SH | Put | SOLE | 0 | 0 | 0 | |
GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | H33700115 | 26 | 43,490 | SH | SOLE | 43,490 | 0 | 0 | ||
GLOBAL SYNERGY ACQUISIT CORP | *W EXP 99/99/999 | G3934J122 | 2 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
GO ACQUISITION CORP | *W EXP 08/31/202 | 362019119 | 13 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
GORES METROPOULOS II INC | *W EXP 01/31/202 | 382873115 | 9 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 7,699 | 235,795 | SH | SOLE | 235,795 | 0 | 0 | ||
GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 46 | 1,800 | SH | Call | SOLE | 0 | 0 | 0 | |
GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 447 | 17,500 | SH | Put | SOLE | 0 | 0 | 0 | |
GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 660 | 25,841 | SH | SOLE | 25,841 | 0 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GROWTH CAP ACQUISITION CORP | *W EXP 06/01/202 | 39986V115 | 123 | 121,349 | SH | SOLE | 121,349 | 0 | 0 | ||
GROWTH CAP ACQUISITION CORP | CL A | 39986V107 | 236 | 23,875 | SH | SOLE | 23,875 | 0 | 0 | ||
GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
HEALTHCARE CAPITAL CORP | *W EXP 12/31/202 | 42228C119 | 2 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | *W EXP 99/99/999 | 42227K112 | 25 | 37,772 | SH | SOLE | 37,772 | 0 | 0 | ||
HELBIZ INC | *W EXP 08/13/202 | 42309B139 | 26 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HILL-ROM HLDGS INC | COM | 431475102 | 1,455 | 9,700 | SH | Put | SOLE | 0 | 0 | 0 | |
HILL-ROM HLDGS INC | COM | 431475102 | 1,725 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
HILL-ROM HLDGS INC | COM | 431475102 | 6,255 | 41,700 | SH | Call | SOLE | 0 | 0 | 0 | |
HIPPO HLDGS INC | *W EXP 99/99/999 | 433539111 | 5 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
IMEDIA BRANDS INC | COM CL A | 452465206 | 591 | 102,788 | SH | SOLE | 102,788 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | *W EXP 06/15/202 | 45569U119 | 160 | 45,200 | SH | SOLE | 45,200 | 0 | 0 | ||
INDUSTRIAL TECH ACQU INC | *W EXP 08/06/202 | 456357110 | 28 | 25,700 | SH | SOLE | 25,700 | 0 | 0 | ||
INNOVIZ TECHNOLOGIES LTD | *W EXP 04/05/202 | M5R635116 | 49 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
INOVALON HLDGS INC | COM CL A | 45781D101 | 1,108 | 27,500 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 0 | 9,200 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | 67 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
IRONNET INC | *W EXP 08/26/202 | 46323Q113 | 11 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,682 | 7,688 | SH | SOLE | 7,688 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 26 | 200 | SH | SOLE | 200 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 56 | 430 | SH | SOLE | 430 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 9,753 | 74,900 | SH | Put | SOLE | 0 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 247 | 28,401 | SH | SOLE | 28,401 | 0 | 0 | ||
KADMON HLDGS INC | COM | 48283N106 | 449 | 51,600 | SH | Put | SOLE | 0 | 0 | 0 | |
KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 | 9 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 32,017 | 118,300 | SH | Put | SOLE | 0 | 0 | 0 | |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 17,129 | 63,289 | SH | SOLE | 63,289 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 3,221 | 11,900 | SH | Call | SOLE | 0 | 0 | 0 | |
KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 | 31 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
KINGSWOOD ACQUISITION CORP | *W EXP 05/01/202 | 496861113 | 24 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KL ACQUISITION CORP | *W EXP 01/12/202 | 49837C117 | 3 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
KRATON CORP | COM | 50077C106 | 46 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
KRATON CORP | COM | 50077C106 | 1,807 | 39,600 | SH | Call | SOLE | 0 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 0 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
LIFEMD INC | COM | 53216B104 | 248 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
LIGHTNING EMOTORS INC | *W EXP 08/18/202 | 53228T119 | 201 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
LIVE OAK ACQUISITION CORP II | COM CL A | 53804W106 | 17 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
LIVE OAK ACQUISITION CORP II | UNIT 99/99/9999 | 53804W205 | 35 | 3,327 | SH | SOLE | 3,327 | 0 | 0 | ||
LIVEVOX HOLDING INC | *W EXP 06/18/202 | 53838L118 | 25 | 20,101 | SH | SOLE | 20,101 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 202 | 20,072 | SH | SOLE | 20,072 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | *W EXP 01/26/202 | 502015118 | 84 | 181,921 | SH | SOLE | 181,921 | 0 | 0 | ||
LUCID GROUP INC | COM | 549498103 | 1,459 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
LYDALL INC | COM | 550819106 | 0 | 8,600 | SH | Put | SOLE | 0 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 158 | 8,900 | SH | Call | SOLE | 0 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 485 | 27,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 542 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
MARATHON DIGITAL HOLDINGS IN | COM | 565788106 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 | 3 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MCAP ACQUISITION CORP | UNIT 02/18/2030 | 55282T208 | 45 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
MEDALLIA INC | COM | 584021109 | 0 | 12,500 | SH | Call | SOLE | 0 | 0 | 0 | |
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
META MATERIALS INC | COM | 59134N104 | 43 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
META MATERIALS INC | COM | 59134N104 | 185 | 32,000 | SH | Put | SOLE | 0 | 0 | 0 | |
META MATERIALS INC | COM | 59134N104 | 238 | 41,100 | SH | Call | SOLE | 0 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 174 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MICROVAST HOLDINGS INC | *W EXP 04/01/202 | 59516C114 | 4 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
MINIM INC | COM | 60365W102 | 795 | 427,382 | SH | SOLE | 427,382 | 0 | 0 | ||
MONEYLION INC | *W EXP 09/22/202 | 60938K114 | 71 | 73,300 | SH | SOLE | 73,300 | 0 | 0 | ||
MONUMENT CIRCLE ACQUISITN CO | *W EXP 01/14/202 | 61531M119 | 2 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | *W EXP 09/10/202 | 62477L115 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 1 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NEXTERS INC | *W EXP 08/26/202 | G6529J118 | 17 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NORTH MOUNTAIN MERGER CORP | *W EXP 09/16/202 | 661204115 | 12 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 3,985 | 72,400 | SH | Put | SOLE | 0 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 11 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,873 | 52,198 | SH | SOLE | 52,198 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 12,350 | 417,500 | SH | Call | SOLE | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 1 | 126 | SH | SOLE | 126 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 30 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 31 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ORION ENGINEERED CARBONS S A | COM | L72967109 | 4,940 | 270,960 | SH | SOLE | 270,960 | 0 | 0 | ||
OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 | 6 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
OTONOMO TECHNOLOGIES LTD | ORDINARY SHARES | M7571L103 | 35 | 7,330 | SH | SOLE | 7,330 | 0 | 0 | ||
OTONOMO TECHNOLOGIES LTD | *W EXP 08/13/202 | M7571L111 | 56 | 69,749 | SH | SOLE | 69,749 | 0 | 0 | ||
OUSTER INC | *W EXP 03/11/202 | 68989M111 | 80 | 50,400 | SH | SOLE | 50,400 | 0 | 0 | ||
OXUS ACQUISITION CORP | UNIT 99/99/9999 | G6859L113 | 51 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
OYSTER ENTERPRISES ACQ CORP | *W EXP 01/20/202 | 69242M112 | 4 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PARABELLUM ACQUISITION CORP | UNIT 99/99/9999 | 69901P208 | 4,553 | 456,713 | SH | SOLE | 456,713 | 0 | 0 | ||
PERELLA WEINBERG PARTNERS | *W EXP 12/31/202 | 71367G110 | 316 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PETRA ACQUISITION INC | *W EXP 05/25/202 | 716421110 | 25 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
PINE IS ACQUISITION CORP | *W EXP 10/19/202 | 722615119 | 8 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 | 4 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PPD INC | COM | 69355F102 | 9 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
PPD INC | COM | 69355F102 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PPD INC | COM | 69355F102 | 5 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
PRECIGEN INC | COM | 74017N105 | 57 | 11,400 | SH | Call | SOLE | 0 | 0 | 0 | |
PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 5,121 | 58,600 | SH | Put | SOLE | 0 | 0 | 0 | |
QAD INC | CL A | 74727D306 | 437 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
QAD INC | CL A | 74727D306 | 4,857 | 55,576 | SH | SOLE | 55,576 | 0 | 0 | ||
QUANTUM FINTECH ACQUISTIN CO | *W EXP 01/30/202 | 74767A113 | 4 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 | 136 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
RAVEN INDS INC | COM | 754212108 | 0 | 1,500 | SH | Put | SOLE | 0 | 0 | 0 | |
REE AUTOMOTIVE LTD | *W EXP 07/22/202 | M8287R111 | 31 | 35,594 | SH | SOLE | 35,594 | 0 | 0 | ||
ROMAN DBDR TECH ACQUISITION | *W EXP 10/31/202 | 77584N119 | 117 | 72,450 | SH | SOLE | 72,450 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 1,293 | 33,177 | SH | SOLE | 33,177 | 0 | 0 | ||
SANDERSON FARMS INC | COM | 800013104 | 3,294 | 17,500 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDERSON FARMS INC | COM | 800013104 | 2,936 | 15,600 | SH | SOLE | 15,600 | 0 | 0 | ||
SARCOS TECHN AND ROBOTICS CO | *W EXP 06/15/202 | 80359A114 | 3 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
SARISSA CAPITAL ACQUISITN CO | *W EXP 10/23/202 | G7823W110 | 7 | 7,348 | SH | SOLE | 7,348 | 0 | 0 | ||
SCION TECH GROWTH I | *W EXP 11/01/202 | G31067112 | 19 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SCP & CO HEALTHCARE ACQUSTN | *W EXP 01/27/202 | 784065112 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITN COR | *W EXP 12/15/202 | 812227114 | 87 | 92,164 | SH | SOLE | 92,164 | 0 | 0 | ||
SEVEN OAKS ACQUISITION CORP | *W EXP 12/22/202 | 81787X114 | 12 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SHARECARE INC | *W EXP 07/01/202 | 81948W112 | 92 | 46,100 | SH | SOLE | 46,100 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | *W EXP 12/15/202 | G81355128 | 4 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SKILLSOFT CORP | *W EXP 06/11/202 | 83066P119 | 3 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
SMITH MICRO SOFTWARE INC | COM NEW | 832154207 | 880 | 181,900 | SH | SOLE | 181,900 | 0 | 0 | ||
SOS LIMITED | SPNSORD ADS NEW | 83587W106 | 130 | 61,037 | SH | SOLE | 61,037 | 0 | 0 | ||
SPARTACUS ACQUISITION CORP | *W EXP 10/31/202 | 84677L117 | 27 | 17,225 | SH | SOLE | 17,225 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,661 | 6,200 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,677 | 34,200 | SH | Put | SOLE | 0 | 0 | 0 | |
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 35 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 18 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 12 | 700 | SH | SOLE | 700 | 0 | 0 | ||
STAMPS COM INC | COM NEW | 852857200 | 71,169 | 215,800 | SH | Call | SOLE | 0 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 88,944 | 269,700 | SH | Put | SOLE | 0 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 48,675 | 147,594 | SH | SOLE | 147,594 | 0 | 0 | ||
STRYVE FOODS INC | *W EXP 07/31/202 | 863685111 | 102 | 131,000 | SH | SOLE | 131,000 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | *W EXP 99/99/999 | G8T86C121 | 4 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 1,293 | 538,789 | SH | SOLE | 538,789 | 0 | 0 | ||
TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 471 | 120,498 | SH | SOLE | 120,498 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 775 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 42,884 | 55,300 | SH | Put | SOLE | 0 | 0 | 0 | |
THE BEACHBODY COMPANY INC | *W EXP 12/31/202 | 073463119 | 111 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 0 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
TLG ACQUISITION ONE CORP | *W EXP 01/25/202 | 87257M116 | 4 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
TMC THE METALS COMPANY INC | *W EXP 09/09/202 | 87261Y114 | 63 | 65,492 | SH | SOLE | 65,492 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 71 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 2,386 | 135,900 | SH | Put | SOLE | 0 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 88 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 2,223 | 126,597 | SH | SOLE | 126,597 | 0 | 0 | ||
TRIPLE-S MGMT CORP | COM | 896749108 | 25 | 700 | SH | SOLE | 700 | 0 | 0 | ||
TRIPLE-S MGMT CORP | COM | 896749108 | 35 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TUSCAN HLDGS CORP II | *W EXP 04/01/202 | 90070A111 | 17 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
UNISYS CORP | COM NEW | 909214306 | 1,421 | 56,526 | SH | SOLE | 56,526 | 0 | 0 | ||
UPHEALTH INC | *W EXP 06/08/202 | 91532B119 | 12 | 25,750 | SH | SOLE | 25,750 | 0 | 0 | ||
UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 91823B117 | 66 | 67,600 | SH | SOLE | 67,600 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | *W EXP 09/30/202 | 92280L119 | 1 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VENUS ACQUISITION CORPORATIO | *W EXP 04/30/202 | G9420F110 | 13 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
VEONEER INC | COM | 92336X109 | 2,531 | 74,313 | SH | SOLE | 74,313 | 0 | 0 | ||
VEONEER INC | COM | 92336X109 | 167 | 4,900 | SH | Call | SOLE | 0 | 0 | 0 | |
VEONEER INC | COM | 92336X109 | 2,905 | 85,300 | SH | Put | SOLE | 0 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 2,663 | 67,400 | SH | SOLE | 67,400 | 0 | 0 | ||
VIEW INC | *W EXP 03/08/202 | 92671V114 | 44 | 48,200 | SH | SOLE | 48,200 | 0 | 0 | ||
VINCO VENTURES INC | COM | 927330100 | 168 | 26,200 | SH | SOLE | 26,200 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CO | *W EXP 08/01/202 | 92840T115 | 5 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WELBILT INC | COM | 949090104 | 28 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 28 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 3,699 | 24,500 | SH | Put | SOLE | 0 | 0 | 0 | |
XILINX INC | COM | 983919101 | 2,340 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
XPERI HOLDING CORP | COM | 98390M103 | 157 | 8,344 | SH | SOLE | 8,344 | 0 | 0 | ||
ZANITE ACQUISITION CORP | *W EXP 10/08/202 | 98907K111 | 82 | 97,052 | SH | SOLE | 97,052 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 35 | 19,000 | SH | Call | SOLE | 0 | 0 | 0 |