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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-10529 |
The Investment House Funds |
(Exact name of registrant as specified in charter) |
11100 Santa Monica Boulevard, Suite 270 Los Angeles, CA | 90025 |
(Address of principal executive offices) | (Zip code) |
David Kahn
11100 Santa Monica Boulevard, Suite 270 Los Angeles, CA 90025 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (310) 873-3020 |
Date of fiscal year end: | July 31 | |
Date of reporting period: | July 1, 2015 – June 30, 2016 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Investment House Funds
By (Signature and Title)* | /s/ Timothy J. Wahl | ||
Timothy J. Wahl, President | |||
Date | August 15, 2016 |
* | Print the name and title of each signing officer under his or her signature. |
Investment House Growth Fund |
Investment Company Report |
MCKESSON CORPORATION | ||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||
Ticker Symbol | MCK | Meeting Date | 29-Jul-2015 | |||||
ISIN | US58155Q1031 | Agenda | 934251531 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S MANAGEMENT INCENTIVE PLAN. | Management | For | For | ||||
5. | APPROVAL OF AMENDMENTS TO AMENDED AND RESTATED BY-LAWS TO PERMIT SHAREHOLDER PROXY ACCESS. | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | For | Against | ||||
MYLAN N.V. | ||||||||
Security | N59465109 | Meeting Type | Special | |||||
Ticker Symbol | MYL | Meeting Date | 28-Aug-2015 | |||||
ISIN | NL0011031208 | Agenda | 934267508 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE OF THE ACQUISITION, DIRECTLY OR INDIRECTLY (WHETHER BY WAY OF AN OFFER (AND SUBSEQUENT COMPULSORY ACQUISITION) OR ANY OTHER LEGAL ARRANGEMENT) OF ALL OR ANY PORTION OF THE ORDINARY SHARES OF PERRIGO COMPANY PLC ("PERRIGO") OUTSTANDING (ON A FULLY DILUTED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
FEDEX CORPORATION | ||||||||
Security | 31428X106 | Meeting Type | Annual | |||||
Ticker Symbol | FDX | Meeting Date | 28-Sep-2015 | |||||
ISIN | US31428X1063 | Agenda | 934269843 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING TAX PAYMENTS ON RESTRICTED STOCK AWARDS. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING RECOVERY OF UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REGARDING POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||
10. | STOCKHOLDER PROPOSAL REGARDING ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
ALIBABA GROUP HOLDING LIMITED | ||||||||
Security | 01609W102 | Meeting Type | Annual | |||||
Ticker Symbol | BABA | Meeting Date | 08-Oct-2015 | |||||
ISIN | US01609W1027 | Agenda | 934278359 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOSEPH C. TSAI (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED) | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JONATHAN ZHAOXI LU (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED) | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: J. MICHAEL EVANS (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED) | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BORJE E. EKHOLM (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED) | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE UNTIL THE COMPANY'S NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED) | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||
STRATASYS LTD | ||||||||
Security | M85548101 | Meeting Type | Annual | |||||
Ticker Symbol | SSYS | Meeting Date | 09-Oct-2015 | |||||
ISIN | IL0011267213 | Agenda | 934279565 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ELCHANAN JAGLOM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: S. SCOTT CRUMP | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID REIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EDWARD J. FIERKO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ILAN LEVIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOHN J. MCELENEY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ZIVA PATIR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLIFFORD H. SCHWIETER | Management | For | For | ||||
2. | APPROVAL OF THE PAYMENT OF A CASH BONUS OF $480,645 (APPROXIMATELY 1,885,000 NEW ISRAELI SHEKELS) TO MR. DAVID REIS, OUR CHIEF EXECUTIVE OFFICER AND A DIRECTOR, IN RESPECT OF HIS PERFORMANCE FOR THE YEAR ENDED DECEMBER 31, 2014. BY RETURNING THIS YOU HAVE NO PERSONAL INTEREST AND ARE NOT A CONTROLLING SHAREHOLDER. | Management | For | For | ||||
3. | REAPPOINTMENT OF KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2015 AND UNTIL ITS NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO AUTHORIZE THE BOARD (UPON RECOMMENDATION OF THE AUDIT COMMITTEE) TO FIX THEIR REMUNERATION. | Management | For | For | ||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||
Security | 053015103 | Meeting Type | Annual | |||||
Ticker Symbol | ADP | Meeting Date | 10-Nov-2015 | |||||
ISIN | US0530151036 | Agenda | 934282170 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | ELLEN R. ALEMANY | For | For | |||||
2 | PETER BISSON | For | For | |||||
3 | RICHARD T. CLARK | For | For | |||||
4 | ERIC C. FAST | For | For | |||||
5 | LINDA R. GOODEN | For | For | |||||
6 | MICHAEL P. GREGOIRE | For | For | |||||
7 | R. GLENN HUBBARD | For | For | |||||
8 | JOHN P. JONES | For | For | |||||
9 | CARLOS A. RODRIGUEZ | For | For | |||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF AUDITORS. | Management | For | For | ||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | ||||||||
Security | 413086109 | Meeting Type | Annual | |||||
Ticker Symbol | HAR | Meeting Date | 09-Dec-2015 | |||||
ISIN | US4130861093 | Agenda | 934293717 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN W. DIERCKSEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EDWARD H. MEYER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT NAIL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ABRAHAM N. REICHENTAL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KENNETH M. REISS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HELLENE S. RUNTAGH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FRANK S. SKLARSKY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GARY G. STEEL | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | ||||
3. | APPROVE THE AMENDMENT TO THE 2012 STOCK OPTION AND INCENTIVE PLAN, AS AMENDED. | Management | For | For | ||||
4. | APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||
MEDTRONIC PLC | ||||||||
Security | G5960L103 | Meeting Type | Annual | |||||
Ticker Symbol | MDT | Meeting Date | 11-Dec-2015 | |||||
ISIN | IE00BTN1Y115 | Agenda | 934292436 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: PREETHA REDDY | Management | For | For | ||||
2. | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. | Management | For | For | ||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). | Management | For | For | ||||
4. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||
INTUIT INC. | ||||||||
Security | 461202103 | Meeting Type | Annual | |||||
Ticker Symbol | INTU | Meeting Date | 21-Jan-2016 | |||||
ISIN | US4612021034 | Agenda | 934308203 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: EVE BURTON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD L. DALZELL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DIANE B. GREENE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEFF WEINER | Management | For | For | ||||
2. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2016. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
THE SCOTTS MIRACLE-GRO CO. | ||||||||
Security | 810186106 | Meeting Type | Annual | |||||
Ticker Symbol | SMG | Meeting Date | 28-Jan-2016 | |||||
ISIN | US8101861065 | Agenda | 934312074 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | ADAM HANFT | For | For | |||||
2 | STEPHEN L. JOHNSON | For | For | |||||
3 | KATHERINE H LITTLEFIELD | For | For | |||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Management | For | For | ||||
COSTCO WHOLESALE CORPORATION | ||||||||
Security | 22160K105 | Meeting Type | Annual | |||||
Ticker Symbol | COST | Meeting Date | 29-Jan-2016 | |||||
ISIN | US22160K1051 | Agenda | 934310359 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | HAMILTON E. JAMES | For | For | |||||
2 | W. CRAIG JELINEK | For | For | |||||
3 | JOHN W. STANTON | For | For | |||||
4 | MARY A. WILDEROTTER | For | For | |||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||
ACCENTURE PLC | ||||||||
Security | G1151C101 | Meeting Type | Annual | |||||
Ticker Symbol | ACN | Meeting Date | 03-Feb-2016 | |||||
ISIN | IE00B4BNMY34 | Agenda | 934314179 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||
1B. | RE-APPOINTMENT OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
1C. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||
1D. | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||
1E. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||
1F. | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For | ||||
1G. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||
1H. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||
1I. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||
1J. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||
1K. | RE-APPOINTMENT OF DIRECTOR: WULF VON SCHIMMELMANN | Management | For | For | ||||
1L. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE, ESTABLISH LIMITS ON ANNUAL COMPENSATION GRANTED TO OUR NON-EMPLOYEE DIRECTORS AND MAKE OTHER AMENDMENTS. | Management | For | For | ||||
4. | TO APPROVE AN AMENDMENT TO THE ACCENTURE PLC 2010 EMPLOYEE SHARE PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND MAKE OTHER AMENDMENTS. | Management | For | For | ||||
5. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. | Management | For | For | ||||
6. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS." | Management | For | For | ||||
7A. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. | Management | For | For | ||||
7B. | TO AMEND THE COMPANY'S MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. | Management | For | For | ||||
8A. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO PROVIDE FOR PLURALITY VOTING IN THE EVENT OF A CONTESTED ELECTION. | Management | For | For | ||||
8B. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO GRANT THE BOARD SOLE AUTHORITY TO DETERMINE ITS SIZE. | Management | For | For | ||||
9. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||
10. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||
11. | TO AUTHORIZE ACCENTURE AND ITS SUBSIDIARIES TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE CLASS A ORDINARY SHARES UNDER IRISH LAW. | Management | For | For | ||||
12. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||
APPLE INC. | ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||
ISIN | US0378331005 | Agenda | 934319016 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | For | For | ||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" | Shareholder | Against | For | ||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | For | ||||
QUALCOMM INCORPORATED | ||||||||
Security | 747525103 | Meeting Type | Annual | |||||
Ticker Symbol | QCOM | Meeting Date | 08-Mar-2016 | |||||
ISIN | US7475251036 | Agenda | 934322493 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016. | Management | For | For | ||||
3. | TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
4. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||
WHOLE FOODS MARKET, INC. | ||||||||
Security | 966837106 | Meeting Type | Annual | |||||
Ticker Symbol | WFM | Meeting Date | 09-Mar-2016 | |||||
ISIN | US9668371068 | Agenda | 934323077 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | DR. JOHN ELSTROTT | For | For | |||||
2 | SHAHID (HASS) HASSAN | For | For | |||||
3 | STEPHANIE KUGELMAN | For | For | |||||
4 | JOHN MACKEY | For | For | |||||
5 | WALTER ROBB | For | For | |||||
6 | JONATHAN SEIFFER | For | For | |||||
7 | MORRIS (MO) SIEGEL | For | For | |||||
8 | JONATHAN SOKOLOFF | For | For | |||||
9 | DR. RALPH SORENSON | For | For | |||||
10 | GABRIELLE SULZBERGER | For | For | |||||
11 | W. (KIP) TINDELL, III | For | For | |||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 25, 2016. | Management | For | For | ||||
4. | RATIFICATION OF THE AMENDMENT OF OUR TEAM MEMBER STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" THE SHAREHOLDER PROPOSALS 5,6 AND 7 | Management | For | For | ||||
5. | PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT AND PRESENT FOR SHAREHOLDER APPROVAL REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||
6. | PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT A POLICY RELATED TO LIMITING ACCELERATION OF VESTING OF EQUITY UPON A CHANGE IN CONTROL. | Shareholder | For | Against | ||||
7. | PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING OUR FOOD WASTE EFFORTS. | Shareholder | Against | For | ||||
ADOBE SYSTEMS INCORPORATED | ||||||||
Security | 00724F101 | Meeting Type | Annual | |||||
Ticker Symbol | ADBE | Meeting Date | 13-Apr-2016 | |||||
ISIN | US00724F1012 | Agenda | 934333143 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | ||||
2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES AND PROVIDE A MAXIMUM ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE 2016 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
5. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
CARNIVAL CORPORATION | ||||||||
Security | 143658300 | Meeting Type | Annual | |||||
Ticker Symbol | CCL | Meeting Date | 14-Apr-2016 | |||||
ISIN | PA1436583006 | Agenda | 934331985 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
3. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
4. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
5. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
6. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
7. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
8. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
9. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||
10. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
11. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
12. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Management | For | For | ||||
13. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | For | For | ||||
14. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2015 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||
15. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
16. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||
17. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | For | For | ||||
INTUITIVE SURGICAL, INC. | ||||||||
Security | 46120E602 | Meeting Type | Annual | |||||
Ticker Symbol | ISRG | Meeting Date | 21-Apr-2016 | |||||
ISIN | US46120E6023 | Agenda | 934334448 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | CRAIG H. BARRATT, PH.D. | For | For | |||||
2 | MICHAEL A. FRIEDMAN, MD | For | For | |||||
3 | GARY S. GUTHART, PH.D. | For | For | |||||
4 | AMAL M. JOHNSON | For | For | |||||
5 | KEITH R. LEONARD, JR. | For | For | |||||
6 | ALAN J. LEVY, PH.D. | For | For | |||||
7 | MARK J. RUBASH | For | For | |||||
8 | LONNIE M. SMITH | For | For | |||||
9 | GEORGE STALK, JR. | For | For | |||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | THE RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC PUBLIC | Management | For | For | ||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE INTUITIVE SURGICAL, INC. 2010 INCENTIVE AWARD PLAN. | Management | For | For | ||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||
Security | 882508104 | Meeting Type | Annual | |||||
Ticker Symbol | TXN | Meeting Date | 21-Apr-2016 | |||||
ISIN | US8825081040 | Agenda | 934335781 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: J.F. CLARK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||
2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
4. | BOARD PROPOSAL TO APPROVE AMENDMENTS TO THE TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
STRYKER CORPORATION | ||||||||
Security | 863667101 | Meeting Type | Annual | |||||
Ticker Symbol | SYK | Meeting Date | 27-Apr-2016 | |||||
ISIN | US8636671013 | Agenda | 934342522 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A) | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | Management | For | For | ||||
1B) | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: ALLAN C. GOLSTON | Management | For | For | ||||
1F) | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | For | ||||
1G) | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | ||||
1H) | ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL | Management | For | For | ||||
1I) | ELECTION OF DIRECTOR: RONDA E. STRYKER | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
3. | APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For | ||||
4. | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
BAXTER INTERNATIONAL INC. | ||||||||
Security | 071813109 | Meeting Type | Annual | |||||
Ticker Symbol | BAX | Meeting Date | 03-May-2016 | |||||
ISIN | US0718131099 | Agenda | 934348485 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN D. FORSYTH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MICHAEL F. MAHONEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | PROPOSED CHARTER AMENDMENT TO DECLASSIFY BOARD | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||
SIX FLAGS ENTERTAINMENT CORPORATION | ||||||||
Security | 83001A102 | Meeting Type | Annual | |||||
Ticker Symbol | SIX | Meeting Date | 04-May-2016 | |||||
ISIN | US83001A1025 | Agenda | 934345718 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | KURT M. CELLAR | For | For | |||||
2 | JOHN M. DUFFEY | For | For | |||||
3 | CHARLES A. KOPPELMAN | For | For | |||||
4 | JON L. LUTHER | For | For | |||||
5 | USMAN NABI | For | For | |||||
6 | STEPHEN D. OWENS | For | For | |||||
7 | JAMES REID-ANDERSON | For | For | |||||
8 | RICHARD W. ROEDEL | For | For | |||||
2. | ADVISORY VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
ALLERGAN PLC | ||||||||
Security | G0177J108 | Meeting Type | Annual | |||||
Ticker Symbol | AGN | Meeting Date | 05-May-2016 | |||||
ISIN | IE00BY9D5467 | Agenda | 934354565 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | NESLI BASGOZ, M.D. | For | For | |||||
2 | PAUL M. BISARO | For | For | |||||
3 | JAMES H. BLOEM | For | For | |||||
4 | CHRISTOPHER W. BODINE | For | For | |||||
5 | CHRISTOPHER J. COUGHLIN | For | For | |||||
6 | MICHAEL R. GALLAGHER | For | For | |||||
7 | CATHERINE M. KLEMA | For | For | |||||
8 | PETER J. MCDONNELL, M.D | For | For | |||||
9 | PATRICK J. O'SULLIVAN | For | For | |||||
10 | BRENTON L. SAUNDERS | For | For | |||||
11 | RONALD R. TAYLOR | For | For | |||||
12 | FRED G. WEISS | For | For | |||||
2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION | Management | For | For | ||||
4A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | For | For | ||||
4B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | For | For | ||||
5A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION | Management | For | For | ||||
5B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE | Management | For | For | ||||
6. | TO APPROVE THE REDUCTION OF COMPANY CAPITAL | Management | For | For | ||||
7. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | Against | For | ||||
8. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | Against | For | ||||
CHURCH & DWIGHT CO., INC. | ||||||||
Security | 171340102 | Meeting Type | Annual | |||||
Ticker Symbol | CHD | Meeting Date | 05-May-2016 | |||||
ISIN | US1713401024 | Agenda | 934354123 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MATTHEW T. FARRELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BRADLEY C. IRWIN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PENRY W. PRICE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
ECOLAB INC. | ||||||||
Security | 278865100 | Meeting Type | Annual | |||||
Ticker Symbol | ECL | Meeting Date | 05-May-2016 | |||||
ISIN | US2788651006 | Agenda | 934346897 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID W. MACLENNAN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | APPROVE AN AMENDMENT TO THE ECOLAB INC. 2001 NON-EMPLOYEE DIRECTOR STOCK OPTION AND DEFERRED COMPENSATION PLAN. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | ||||
CUMMINS INC. | ||||||||
Security | 231021106 | Meeting Type | Annual | |||||
Ticker Symbol | CMI | Meeting Date | 10-May-2016 | |||||
ISIN | US2310211063 | Agenda | 934348853 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For | ||||
2) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For | ||||
3) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For | ||||
4) | ELECTION OF DIRECTOR: BRUNO V. DI LEO ALLEN | Management | For | For | ||||
5) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For | ||||
6) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | ||||
7) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||
8) | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||
9) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | ||||
10) | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | ||||
11) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
12) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2016. | Management | For | For | ||||
13) | THE BOARD OF DIRECTORS' PROPOSAL REGARDING PROXY ACCESS. | Management | For | For | ||||
14) | THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | ||||
CHARLES RIVER LABORATORIES INTL., INC. | ||||||||
Security | 159864107 | Meeting Type | Annual | |||||
Ticker Symbol | CRL | Meeting Date | 11-May-2016 | |||||
ISIN | US1598641074 | Agenda | 934368792 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: JAMES C. FOSTER | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. BERTOLINI | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: STEPHEN D. CHUBB | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: DEBORAH T. KOCHEVAR | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: GEORGE E. MASSARO | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: GEORGE M. MILNE, JR. | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: C. RICHARD REESE | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1.9 | ELECTION OF DIRECTOR: RICHARD F. WALLMAN | Management | For | For | ||||
2. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | For | For | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
GILEAD SCIENCES, INC. | ||||||||
Security | 375558103 | Meeting Type | Annual | |||||
Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||
ISIN | US3755581036 | Agenda | 934355567 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | ||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
NORFOLK SOUTHERN CORPORATION | ||||||||
Security | 655844108 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | NSC | Meeting Date | 12-May-2016 | |||||
ISIN | US6558441084 | Agenda | 934362928 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEVEN F. LEER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL D. LOCKHART | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: AMY E. MILES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES A. SQUIRES | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN R. THOMPSON | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | IF PROPERLY PRESENTED AT THE MEETING, AN ADVISORY SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD ENTER INTO DISCUSSIONS REGARDING A BUSINESS COMBINATION. | Shareholder | Against | For | ||||
NORFOLK SOUTHERN CORPORATION | ||||||||
Security | 655844108 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | NSC | Meeting Date | 12-May-2016 | |||||
ISIN | US6558441084 | Agenda | 934369237 - Opposition | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | MANAGEMENT NOMINEE 1A AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1B | MANAGEMENT NOMINEE 1B AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1C | MANAGEMENT NOMINEE 1C AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1D | MANAGEMENT NOMINEE 1D AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1E | MANAGEMENT NOMINEE 1E AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1F | MANAGEMENT NOMINEE 1F AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1G | MANAGEMENT NOMINEE 1G AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1H | MANAGEMENT NOMINEE 1H AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1I | MANAGEMENT NOMINEE 1I AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1J | MANAGEMENT NOMINEE 1J AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
1K | MANAGEMENT NOMINEE 1K AS REPRESENTED ON THE WHITE VOTING INSTRUCTION FORM THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR 2016. THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NORFOLK SOUTHERN'S NAMED EXECUTIVE OFFICERS. THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
4 | PROPOSAL THAT THE SHAREHOLDERS OF NORFOLK SOUTHERN HEREBY REQUEST THAT NORFOLK SOUTHERN'S BOARD OF DIRECTORS PROMPTLY ENGAGE IN GOOD FAITH DISCUSSIONS WITH CANADIAN PACIFIC REGARDING A BUSINESS COMBINATION TRANSACTION INVOLVING CANADIAN PACIFIC AND NORFOLK SOUTHERN, WITHOUT IN ANY WAY PRECLUDING DISCUSSIONS NORFOLK SOUTHERN'S BOARD OF DIRECTORS MAY CHOOSE TO ENGAGE IN WITH OTHER PARTIES. THIS SOLICITATION IS NO LONGER CONTESTED | Management | ||||||
NORFOLK SOUTHERN CORPORATION | ||||||||
Security | 655844108 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | NSC | Meeting Date | 12-May-2016 | |||||
ISIN | US6558441084 | Agenda | 934393353 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEVEN F. LEER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL D. LOCKHART | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: AMY E. MILES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES A. SQUIRES | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN R. THOMPSON | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
SAP SE | ||||||||
Security | 803054204 | Meeting Type | Annual | |||||
Ticker Symbol | SAP | Meeting Date | 12-May-2016 | |||||
ISIN | US8030542042 | Agenda | 934394088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2015 | Management | For | |||||
3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2015 | Management | For | |||||
4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2015 | Management | For | |||||
5. | RESOLUTION ON THE APPROVAL OF THE SYSTEM OF EXECUTIVE BOARD REMUNERATION | Management | For | |||||
6. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2016 | Management | For | |||||
7. | BY-ELECTION OF A SUPERVISORY BOARD MEMBER | Management | For | |||||
8. | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZATION AND THE GRANTING OF A NEW AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, PROFIT- SHARING RIGHTS AND/OR INCOME BONDS (OR COMBINATIONS OF THESE INSTRUMENTS), THE OPTION TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | |||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||
Security | 45866F104 | Meeting Type | Annual | |||||
Ticker Symbol | ICE | Meeting Date | 13-May-2016 | |||||
ISIN | US45866F1049 | Agenda | 934362827 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: FRED W. HATFIELD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: VINCENT TESE | Management | For | For | ||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT. | Shareholder | Against | For | ||||
AMAZON.COM, INC. | ||||||||
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 17-May-2016 | |||||
ISIN | US0231351067 | Agenda | 934366623 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
3. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING | Shareholder | Against | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For | ||||
CVS HEALTH CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||
ISIN | US1266501006 | Agenda | 934366584 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | ||||
OMNICOM GROUP INC. | ||||||||
Security | 681919106 | Meeting Type | Annual | |||||
Ticker Symbol | OMC | Meeting Date | 24-May-2016 | |||||
ISIN | US6819191064 | Agenda | 934386473 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SUSAN S. DENISON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL A. HENNING | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DEBORAH J. KISSIRE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2016 FISCAL YEAR. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REQUIRING ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REQUIRING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
PAYPAL HOLDINGS, INC. | ||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||
Ticker Symbol | PYPL | Meeting Date | 25-May-2016 | |||||
ISIN | US70450Y1038 | Agenda | 934381726 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN. | Management | For | For | ||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN. | Management | For | For | ||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | Management | For | For | ||||
STERICYCLE, INC. | ||||||||
Security | 858912108 | Meeting Type | Annual | |||||
Ticker Symbol | SRCL | Meeting Date | 25-May-2016 | |||||
ISIN | US8589121081 | Agenda | 934391690 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARK C. MILLER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JACK W. SCHULER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHARLES A. ALUTTO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LYNN D. BLEIL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS D. BROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROD F. DAMMEYER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM K. HALL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN PATIENCE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||
2. | APPROVAL OF THE STERICYCLE, INC. CANADIAN EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | For | ||||
BAXALTA INCORPORATED | ||||||||
Security | 07177M103 | Meeting Type | Special | |||||
Ticker Symbol | BXLT | Meeting Date | 27-May-2016 | |||||
ISIN | US07177M1036 | Agenda | 934402986 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | ADOPTION OF THE MERGER AGREEMENT. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 11, 2016, BY AND AMONG BAXALTA INCORPORATED, SHIRE PLC AND BEARTRACKS, INC. | Management | For | For | ||||
2. | ADVISORY VOTE ON MERGER-RELATED COMPENSATION FOR BAXALTA'S NAMED EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BAXALTA'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | ||||
3. | ADJOURNMENT OF THE SPECIAL MEETING OF BAXALTA. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | ||||
HENRY SCHEIN, INC. | ||||||||
Security | 806407102 | Meeting Type | Annual | |||||
Ticker Symbol | HSIC | Meeting Date | 31-May-2016 | |||||
ISIN | US8064071025 | Agenda | 934383960 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: BARRY J. ALPERIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GERALD A. BENJAMIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STANLEY M. BERGMAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PAUL BRONS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOSEPH L. HERRING | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DONALD J. KABAT | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KURT P. KUEHN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARK E. MLOTEK | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: STEVEN PALADINO | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: CAROL RAPHAEL | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D. | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | Management | For | For | ||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
SALESFORCE.COM, INC. | ||||||||
Security | 79466L302 | Meeting Type | Annual | |||||
Ticker Symbol | CRM | Meeting Date | 02-Jun-2016 | |||||
ISIN | US79466L3024 | Agenda | 934395903 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: LAWRENCE TOMLINSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | For | For | ||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO CLARIFY PROVISIONS RELATED TO REMOVAL OF DIRECTORS | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL FOR POLICY LIMITING CHANGE IN CONTROL BENEFITS | Shareholder | For | Against | ||||
6. | STOCKHOLDER PROPOSAL FOR SHARE RETENTION POLICY FOR SENIOR EXECUTIVES | Shareholder | Against | For | ||||
THE PRICELINE GROUP INC. | ||||||||
Security | 741503403 | Meeting Type | Annual | |||||
Ticker Symbol | PCLN | Meeting Date | 02-Jun-2016 | |||||
ISIN | US7415034039 | Agenda | 934394723 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | TIMOTHY M. ARMSTRONG | For | For | |||||
2 | JEFFERY H. BOYD | For | For | |||||
3 | JAN L. DOCTER | For | For | |||||
4 | JEFFREY E. EPSTEIN | For | For | |||||
5 | JAMES M. GUYETTE | For | For | |||||
6 | CHARLES H. NOSKI | For | For | |||||
7 | NANCY B. PERETSMAN | For | For | |||||
8 | THOMAS E. ROTHMAN | For | For | |||||
9 | CRAIG W. RYDIN | For | For | |||||
10 | LYNN M. VOJVODICH | For | For | |||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||||||
Security | 018581108 | Meeting Type | Annual | |||||
Ticker Symbol | ADS | Meeting Date | 07-Jun-2016 | |||||
ISIN | US0185811082 | Agenda | 934395307 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: BRUCE K. ANDERSON | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ROGER H. BALLOU | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: D. KEITH COBB | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: E. LINN DRAPER, JR. | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: EDWARD J. HEFFERNAN | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: KENNETH R. JENSEN | Management | For | For | ||||
1.7 | ELECTION OF DIRECTOR: ROBERT A. MINICUCCI | Management | For | For | ||||
1.8 | ELECTION OF DIRECTOR: LAURIE A. TUCKER | Management | For | For | ||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO ELIMINATE RESTRICTIONS ON REMOVAL OF DIRECTORS. | Management | For | For | ||||
4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2016. | Management | For | For | ||||
ALPHABET INC | ||||||||
Security | 02079K305 | Meeting Type | Annual | |||||
Ticker Symbol | GOOGL | Meeting Date | 08-Jun-2016 | |||||
ISIN | US02079K3059 | Agenda | 934406667 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | LARRY PAGE | For | For | |||||
2 | SERGEY BRIN | For | For | |||||
3 | ERIC E. SCHMIDT | For | For | |||||
4 | L. JOHN DOERR | For | For | |||||
5 | DIANE B. GREENE | For | For | |||||
6 | JOHN L. HENNESSY | For | For | |||||
7 | ANN MATHER | For | For | |||||
8 | ALAN R. MULALLY | For | For | |||||
9 | PAUL S. OTELLINI | For | For | |||||
10 | K. RAM SHRIRAM | For | For | |||||
11 | SHIRLEY M. TILGHMAN | For | For | |||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||
4. | THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. | Management | For | For | ||||
5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
6. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
7. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
8. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | ||||
9. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
10. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
AMERICAN AIRLINES GROUP INC. | ||||||||
Security | 02376R102 | Meeting Type | Annual | |||||
Ticker Symbol | AAL | Meeting Date | 08-Jun-2016 | |||||
ISIN | US02376R1023 | Agenda | 934407948 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES F. ALBAUGH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. EMBLER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MATTHEW J. HART | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD C. KRAEMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUSAN D. KRONICK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: W. DOUGLAS PARKER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: RICHARD P. SCHIFTER | Management | For | For | ||||
2. | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AMERICAN AIRLINES GROUP INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF AMERICAN AIRLINES GROUP INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4. | A STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON LOBBYING ACTIVITIES AND EXPENDITURES. | Shareholder | Against | For | ||||
5. | A STOCKHOLDER PROPOSAL TO ADOPT A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN ON A PROSPECTIVE BASIS. | Shareholder | Against | For | ||||
6. | A STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | ||||
DELTA AIR LINES, INC. | ||||||||
Security | 247361702 | Meeting Type | Annual | |||||
Ticker Symbol | DAL | Meeting Date | 10-Jun-2016 | |||||
ISIN | US2473617023 | Agenda | 934402025 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS E. DONILON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF DELTA'S PERFORMANCE COMPENSATION PLAN. | Management | For | For | ||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
5. | A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | ||||
AUTODESK, INC. | ||||||||
Security | 052769106 | Meeting Type | Annual | |||||
Ticker Symbol | ADSK | Meeting Date | 15-Jun-2016 | |||||
ISIN | US0527691069 | Agenda | 934408128 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: CARL BASS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFF CLARKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT FERGUSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS GEORGENS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RICHARD S. HILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARY T. MCDOWELL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BETSY RAFAEL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STACY J. SMITH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2017. | Management | For | For | ||||
3. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
CELGENE CORPORATION | ||||||||
Security | 151020104 | Meeting Type | Annual | |||||
Ticker Symbol | CELG | Meeting Date | 15-Jun-2016 | |||||
ISIN | US1510201049 | Agenda | 934403419 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | ROBERT J. HUGIN | For | For | |||||
2 | MARK J. ALLES | For | For | |||||
3 | RICHARD W BARKER D PHIL | For | For | |||||
4 | MICHAEL W. BONNEY | For | For | |||||
5 | MICHAEL D. CASEY | For | For | |||||
6 | CARRIE S. COX | For | For | |||||
7 | JACQUALYN A. FOUSE, PHD | For | For | |||||
8 | MICHAEL A. FRIEDMAN, MD | For | For | |||||
9 | JULIA A. HALLER, M.D. | For | For | |||||
10 | GILLA S. KAPLAN, PH.D. | For | For | |||||
11 | JAMES J. LOUGHLIN | For | For | |||||
12 | ERNEST MARIO, PH.D. | For | For | |||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | ||||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | RATIFICATION OF AN AMENDMENT TO THE COMPANY'S BY-LAWS. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION GRANTING STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | For | Against | ||||
7. | STOCKHOLDER PROPOSAL TO REQUEST A PROXY ACCESS BY-LAW PROVISION, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||
FACEBOOK INC. | ||||||||
Security | 30303M102 | Meeting Type | Annual | |||||
Ticker Symbol | FB | Meeting Date | 20-Jun-2016 | |||||
ISIN | US30303M1027 | Agenda | 934444946 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | MARC L. ANDREESSEN | For | For | |||||
2 | ERSKINE B. BOWLES | For | For | |||||
3 | S.D. DESMOND-HELLMANN | For | For | |||||
4 | REED HASTINGS | For | For | |||||
5 | JAN KOUM | For | For | |||||
6 | SHERYL K. SANDBERG | For | For | |||||
7 | PETER A. THIEL | For | For | |||||
8 | MARK ZUCKERBERG | For | For | |||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Management | For | For | ||||
4. | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | ||||
5. | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. | Management | For | For | ||||
6. | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||
7A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | Management | For | For | ||||
7B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. | Management | For | For | ||||
7C. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. | Management | For | For | ||||
7D. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. | Management | For | For | ||||
8. | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
9. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||
10. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | ||||
11. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | For | ||||
12. | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. | Shareholder | Against | For | ||||
13. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For | ||||
SQUARE, INC. | ||||||||
Security | 852234103 | Meeting Type | Annual | |||||
Ticker Symbol | SQ | Meeting Date | 23-Jun-2016 | |||||
ISIN | US8522341036 | Agenda | 934416303 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | JACK DORSEY | For | For | |||||
2 | DIRECTOR WITHDRAWN | For | For | |||||
3 | DAVID VINIAR | For | For | |||||
4 | PAUL DEIGHTON | For | For | |||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||
4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
SQUARE, INC. | ||||||||
Security | 852234103 | Meeting Type | Annual | |||||
Ticker Symbol | SQ | Meeting Date | 23-Jun-2016 | |||||
ISIN | US8522341036 | Agenda | 934441750 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | JACK DORSEY | For | For | |||||
2 | DIRECTOR WITHDRAWN | For | For | |||||
3 | DAVID VINIAR | For | For | |||||
4 | PAUL DEIGHTON | For | For | |||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||
4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016 | Management | For | For |