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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-10529 |
The Investment House Funds |
(Exact name of registrant as specified in charter) |
11100 Santa Monica Boulevard, Suite 270 Los Angeles, CA | 90025 |
(Address of principal executive offices) | (Zip code) |
David Kahn
11100 Santa Monica Boulevard, Suite 270 Los Angeles, CA 90025 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (310) 873-3020 |
Date of fiscal year end: | July 31 | |
Date of reporting period: | July 1, 2017 – June 30, 2018 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Investment House Funds
By (Signature and Title)* | /s/ Timothy J. Wahl | ||
Timothy J. Wahl, President | |||
Date | August 24, 2018 |
* | Print the name and title of each signing officer under his or her signature. |
Investment Company Report | ||||||||||||
PANERA BREAD COMPANY | ||||||||||||
Security | 69840W108 | Meeting Type | Special | |||||||||
Ticker Symbol | PNRA | Meeting Date | 11-Jul-2017 | |||||||||
ISIN | US69840W1080 | Agenda | 934645029 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 4, 2017, BY AND AMONG PANERA BREAD COMPANY, JAB HOLDINGS B.V., RYE PARENT CORP., AND RYE MERGER SUB, INC. | Management | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | ||||||||
MCKESSON CORPORATION | ||||||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||||||
Ticker Symbol | MCK | Meeting Date | 26-Jul-2017 | |||||||||
ISIN | US58155Q1031 | Agenda | 934648570 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
5. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS. | Shareholder | Against | For | ||||||||
FLEX LTD. | ||||||||||||
Security | Y2573F102 | Meeting Type | Annual | |||||||||
Ticker Symbol | FLEX | Meeting Date | 15-Aug-2017 | |||||||||
ISIN | SG9999000020 | Agenda | 934655498 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | RE-ELECTION OF MR. MICHAEL D. CAPELLAS AS A DIRECTOR OF FLEX. | Management | For | For | ||||||||
1B. | RE-ELECTION OF MR. MARC A. ONETTO AS A DIRECTOR OF FLEX. | Management | For | For | ||||||||
2. | TO APPROVE THE RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS FLEX'S INDEPENDENT AUDITORS FOR THE 2018 FISCAL YEAR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION. | Management | For | For | ||||||||
3. | TO APPROVE A GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEX TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For | ||||||||
4. | NON-BINDING, ADVISORY RESOLUTION. TO APPROVE THE COMPENSATION OF FLEX'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, SET FORTH IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND THE ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN FLEX'S PROXY STATEMENT RELATING TO ITS 2017 ANNUAL GENERAL MEETING. | Management | For | For | ||||||||
5. | NON-BINDING, ADVISORY RESOLUTION. TO RECOMMEND THAT A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF FLEX'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Management | 1 Year | For | ||||||||
6. | TO APPROVE THE ADOPTION OF THE FLEX LTD. 2017 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||
7. | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEX OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For | ||||||||
8. | TO APPROVE CHANGES IN THE CASH COMPENSATION PAYABLE TO OUR DIRECTORS. | Management | For | For | ||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||
Security | 46120E602 | Meeting Type | Special | |||||||||
Ticker Symbol | ISRG | Meeting Date | 22-Sep-2017 | |||||||||
ISIN | US46120E6023 | Agenda | 934674563 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | TO APPROVE THE ADOPTION OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM 100,000,000 SHARES TO 300,000,000 SHARES FOR THE PURPOSE OF EFFECTING A THREE-FOR- ONE SPLIT OF OUR ISSUED AND OUTSTANDING COMMON STOCK. | Management | For | For | ||||||||
FEDEX CORPORATION | ||||||||||||
Security | 31428X106 | Meeting Type | Annual | |||||||||
Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 | |||||||||
ISIN | US31428X1063 | Agenda | 934667760 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||||||
5. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
6. | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS REVISIONS. | Shareholder | Against | For | ||||||||
7. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. | Shareholder | Against | For | ||||||||
8. | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||
9. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | Against | For | ||||||||
PAYCHEX, INC. | ||||||||||||
Security | 704326107 | Meeting Type | Annual | |||||||||
Ticker Symbol | PAYX | Meeting Date | 11-Oct-2017 | |||||||||
ISIN | US7043261079 | Agenda | 934675969 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: THOMAS F. BONADIO | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH G. DOODY | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MARTIN MUCCI | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: KARA WILSON | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
ALIBABA GROUP HOLDING LIMITED | ||||||||||||
Security | 01609W102 | Meeting Type | Annual | |||||||||
Ticker Symbol | BABA | Meeting Date | 18-Oct-2017 | |||||||||
ISIN | US01609W1027 | Agenda | 934675476 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: MASAYOSHI SON ( TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: WALTER TEH MING KWAUK (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||
Security | 053015103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | ADP | Meeting Date | 07-Nov-2017 | |||||||||
ISIN | US0530151036 | Agenda | 934678535 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | PETER BISSON | For | For | |||||||||
2 | RICHARD T. CLARK | For | For | |||||||||
3 | ERIC C. FAST | For | For | |||||||||
4 | LINDA R. GOODEN | For | For | |||||||||
5 | MICHAEL P. GREGOIRE | For | For | |||||||||
6 | R. GLENN HUBBARD | For | For | |||||||||
7 | JOHN P. JONES | For | For | |||||||||
8 | WILLIAM J. READY | For | For | |||||||||
9 | CARLOS A. RODRIGUEZ | For | For | |||||||||
10 | SANDRA S. WIJNBERG | For | For | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | RATIFICATION OF THE APPOINTMENT OF AUDITORS. | Management | For | For | ||||||||
5. | IF PROPERLY PRESENTED AT THE ANNUAL MEETING, A STOCKHOLDER PROPOSAL REGARDING THE REPEAL OF CERTAIN BY-LAWS OF THE COMPANY. | Shareholder | Against | For | ||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||
Security | 053015103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | ADP | Meeting Date | 07-Nov-2017 | |||||||||
ISIN | US0530151036 | Agenda | 934678547 - Opposition | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | WILLIAM A. ACKMAN | N/A | ||||||||||
2 | VERONICA M. HAGEN | N/A | ||||||||||
3 | V. PAUL UNRUH | N/A | ||||||||||
4 | MGT NOM: PETER BISSON | N/A | ||||||||||
5 | MGT NOM: R.T. CLARK | N/A | ||||||||||
6 | MGT NOM: L.R. GOODEN | N/A | ||||||||||
7 | MGT NOM: M.P. GREGOIRE | N/A | ||||||||||
8 | MGT NOM: W.J. READY | N/A | ||||||||||
9 | MGT NOM: C.A. RODRIGUEZ | N/A | ||||||||||
10 | MGT NOM: S.S. WIJNBERG | N/A | ||||||||||
02 | TO APPROVE THE REPEAL OF EACH PROVISION OF OR AMENDMENT TO THE BY-LAWS OF THE COMPANY, AS AMENDED AND RESTATED AS OF AUGUST 2, 2016 (THE "BY-LAWS"), ADOPTED WITHOUT THE APPROVAL OF STOCKHOLDERS AFTER AUGUST 2, 2016 (THE DATE OF THE LAST PUBLICLY AVAILABLE BY-LAWS) AND UP TO AND INCLUDING THE DATE OF THE 2017 ANNUAL MEETING. | Management | N/A | |||||||||
03 | TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF DELOITTE AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. | Management | N/A | |||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Management | N/A | |||||||||
05 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2017 ANNUAL MEETING. | Management | N/A | |||||||||
INTUIT INC. | ||||||||||||
Security | 461202103 | Meeting Type | Annual | |||||||||
Ticker Symbol | INTU | Meeting Date | 18-Jan-2018 | |||||||||
ISIN | US4612021034 | Agenda | 934706865 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: EVE BURTON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. DALZELL | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DEBORAH LIU | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: THOMAS SZKUTAK | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: RAUL VAZQUEZ | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JEFF WEINER | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE INTUIT'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE INTUIT'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE INTUIT INC. SENIOR EXECUTIVE INCENTIVE PLAN. | Management | For | For | ||||||||
5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2018. | Management | For | For | ||||||||
THE SCOTTS MIRACLE-GRO CO. | ||||||||||||
Security | 810186106 | Meeting Type | Annual | |||||||||
Ticker Symbol | SMG | Meeting Date | 26-Jan-2018 | |||||||||
ISIN | US8101861065 | Agenda | 934713822 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | THOMAS N. KELLY JR. | For | For | |||||||||
2 | PETER E. SHUMLIN | For | For | |||||||||
3 | JOHN R. VINES | For | For | |||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. | Management | For | For | ||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE SCOTTS MIRACLE- GRO COMPANY DISCOUNTED STOCK PURCHASE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF COMMON SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Management | For | For | ||||||||
5. | APPROVAL, ON AN ADVISORY BASIS, REGARDING THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION WILL OCCUR. | Management | 1 Year | For | ||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||
Ticker Symbol | COST | Meeting Date | 30-Jan-2018 | |||||||||
ISIN | US22160K1051 | Agenda | 934711448 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | KENNETH D. DENMAN | For | For | |||||||||
2 | W. CRAIG JELINEK | For | For | |||||||||
3 | JEFFREY S. RAIKES | For | For | |||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. | Shareholder | For | Against | ||||||||
5. | SHAREHOLDER PROPOSAL REGARDING PRISON LABOR. | Shareholder | Against | For | ||||||||
VISA INC. | ||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||
Ticker Symbol | V | Meeting Date | 30-Jan-2018 | |||||||||
ISIN | US92826C8394 | Agenda | 934712161 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||
ACCENTURE PLC | ||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACN | Meeting Date | 07-Feb-2018 | |||||||||
ISIN | IE00B4BNMY34 | Agenda | 934714886 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||
1D. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||||||
1E. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | ||||||||
1F. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||
1G. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||
1H. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||
1I. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||
1J. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||
1K. | RE-APPOINTMENT OF DIRECTOR: TRACEY T. TRAVIS | Management | For | For | ||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN (THE "2010 SIP") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. | Management | For | For | ||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP ("KPMG") AS INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. | Management | For | For | ||||||||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||
8. | TO APPROVE AN INTERNAL MERGER TRANSACTION. | Management | For | For | ||||||||
9. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO NO LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN INTERNAL TRANSACTIONS. | Management | For | For | ||||||||
APPLE INC. | ||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||
Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||
ISIN | US0378331005 | Agenda | 934716068 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of director: James Bell | Management | For | For | ||||||||
1b. | Election of director: Tim Cook | Management | For | For | ||||||||
1c. | Election of director: Al Gore | Management | For | For | ||||||||
1d. | Election of director: Bob Iger | Management | For | For | ||||||||
1e. | Election of director: Andrea Jung | Management | For | For | ||||||||
1f. | Election of director: Art Levinson | Management | For | For | ||||||||
1g. | Election of director: Ron Sugar | Management | For | For | ||||||||
1h. | Election of director: Sue Wagner | Management | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 | Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
4. | Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan | Management | For | For | ||||||||
5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | ||||||||
6. | A shareholder proposal entitled "Human Rights Committee" | Shareholder | Against | For | ||||||||
CVS HEALTH CORPORATION | ||||||||||||
Security | 126650100 | Meeting Type | Special | |||||||||
Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 | |||||||||
ISIN | US1266501006 | Agenda | 934727972 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation, pursuant to the terms and conditions of the Agreement and Plan of Merger dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. | Management | For | For | ||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||||||
QUALCOMM INCORPORATED | ||||||||||||
Security | 747525103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||
ISIN | US7475251036 | Agenda | 934718632 - Opposition | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Samih Elhage | N/A | ||||||||||
2 | Raul J. Fernandez | N/A | ||||||||||
3 | Michael S. Geltzeiler | N/A | ||||||||||
4 | Stephen J. Girsky | N/A | ||||||||||
5 | David G. Golden | N/A | ||||||||||
6 | Veronica M. Hagen | N/A | ||||||||||
7 | Julie A. Hill | N/A | ||||||||||
8 | John H. Kispert | N/A | ||||||||||
9 | Gregorio Reyes | N/A | ||||||||||
10 | Thomas S. Volpe | N/A | ||||||||||
11 | Harry L. You | N/A | ||||||||||
2. | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | N/A | |||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | N/A | |||||||||
4. | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | N/A | |||||||||
5. | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | N/A | |||||||||
6. | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | N/A | |||||||||
7. | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | N/A | |||||||||
8. | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | N/A | |||||||||
QUALCOMM INCORPORATED | ||||||||||||
Security | 747525103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||
ISIN | US7475251036 | Agenda | 934719329 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | Barbara T. Alexander | For | For | |||||||||
2 | Jeffrey W. Henderson | For | For | |||||||||
3 | Thomas W. Horton | For | For | |||||||||
4 | Paul E. Jacobs | For | For | |||||||||
5 | Ann M. Livermore | For | For | |||||||||
6 | Harish Manwani | For | For | |||||||||
7 | Mark D. McLaughlin | For | For | |||||||||
8 | Steve Mollenkopf | For | For | |||||||||
9 | Clark T. Randt, Jr. | For | For | |||||||||
10 | Francisco Ros | For | For | |||||||||
11 | Anthony J. Vinciquerra | For | For | |||||||||
2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants. | Management | For | For | ||||||||
3 | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||||||
4 | To approve an amendment to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended, to increase the share reserve by 30,000,000 shares. | Management | For | For | ||||||||
5 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to removal of directors. | Management | For | For | ||||||||
6 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to amendments and obsolete provisions. | Management | For | For | ||||||||
7 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | For | ||||||||
8 | To vote on a stockholder proposal to undo amendments to the Company's Amended and Restated Bylaws adopted without stockholder approval. | Shareholder | Against | For | ||||||||
QUALCOMM INCORPORATED | ||||||||||||
Security | 747525103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||
ISIN | US7475251036 | Agenda | 934719331 - Opposition | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | Samih Elhage | N/A | ||||||||||
2 | Raul J. Fernandez | N/A | ||||||||||
3 | Michael S. Geltzeiler | N/A | ||||||||||
4 | Stephen J. Girsky | N/A | ||||||||||
5 | David G. Golden | N/A | ||||||||||
6 | Veronica M. Hagen | N/A | ||||||||||
7 | Julie A. Hill | N/A | ||||||||||
8 | John H. Kispert | N/A | ||||||||||
9 | Gregorio Reyes | N/A | ||||||||||
10 | Thomas S. Volpe | N/A | ||||||||||
11 | Harry L. You | N/A | ||||||||||
2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | N/A | |||||||||
3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | N/A | |||||||||
4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | N/A | |||||||||
5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | N/A | |||||||||
6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | N/A | |||||||||
7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | N/A | |||||||||
8 | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | N/A | |||||||||
QUALCOMM INCORPORATED | ||||||||||||
Security | 747525103 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||
ISIN | US7475251036 | Agenda | 934728188 - Opposition | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | Samih Elhage | N/A | ||||||||||
2 | David G. Golden | N/A | ||||||||||
3 | Veronica M. Hagen | N/A | ||||||||||
4 | Julie A. Hill | N/A | ||||||||||
5 | John H. Kispert | N/A | ||||||||||
6 | Harry L. You | N/A | ||||||||||
2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | N/A | |||||||||
3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | N/A | |||||||||
4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | N/A | |||||||||
5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | N/A | |||||||||
6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | N/A | |||||||||
7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | N/A | |||||||||
8 | To approve an amendment to the Certificate of Incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | N/A | |||||||||
CARNIVAL CORPORATION | ||||||||||||
Security | 143658300 | Meeting Type | Annual | |||||||||
Ticker Symbol | CCL | Meeting Date | 11-Apr-2018 | |||||||||
ISIN | PA1436583006 | Agenda | 934730575 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
3. | To elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
8. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
9. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
10. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
11. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||||||
12. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | ||||||||
13. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||||||
14. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporation. | Management | For | For | ||||||||
15. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||||||
16. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||||||
17. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||||||
18. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||||||
19. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | ||||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ADBE | Meeting Date | 12-Apr-2018 | |||||||||
ISIN | US00724F1012 | Agenda | 934730587 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||
1B. | Election of Director: Edward Barnholt | Management | For | For | ||||||||
1C. | Election of Director: Robert Burgess | Management | For | For | ||||||||
1D. | Election of Director: Frank Calderoni | Management | For | For | ||||||||
1E. | Election of Director: James Daley | Management | For | For | ||||||||
1F. | Election of Director: Laura Desmond | Management | For | For | ||||||||
1G. | Election of Director: Charles Geschke | Management | For | For | ||||||||
1H. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
1I. | Election of Director: Daniel Rosensweig | Management | For | For | ||||||||
1J. | Election of Director: John Warnock | Management | For | For | ||||||||
2. | Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 7.5 million shares. | Management | For | For | ||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending on November 30, 2018. | Management | For | For | ||||||||
4. | Approval on an advisory basis of the compensation of the named executive officers. | Management | For | For | ||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||
Security | 46120E602 | Meeting Type | Annual | |||||||||
Ticker Symbol | ISRG | Meeting Date | 19-Apr-2018 | |||||||||
ISIN | US46120E6023 | Agenda | 934735121 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||
1B. | Election of Director: Michael A. Friedman, M.D. | Management | For | For | ||||||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||
1E. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||
1F. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||
1G. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||
1H. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||
1I. | Election of Director: Lonnie M. Smith | Management | For | For | ||||||||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
APTIV PLC | ||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||
Ticker Symbol | APTV | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | JE00B783TY65 | Agenda | 934736224 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||
2. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||
3. | Election of Director: Frank J. Dellaquila | Management | For | For | ||||||||
4. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||
5. | Election of Director: Mark P. Frissora | Management | For | For | ||||||||
6. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||
7. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||
8. | Election of Director: Colin J. Parris | Management | For | For | ||||||||
9. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||
10. | Election of Director: Thomas W. Sidlik | Management | For | For | ||||||||
11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | ||||||||
12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||
13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||
14. | Say-When-on-Pay - To determine, by advisory vote, the frequency of shareholder votes on executive compensation. | Management | 1 Year | For | ||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||
Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | US8825081040 | Agenda | 934736957 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: R. W. Babb, Jr. | Management | For | For | ||||||||
1b. | Election of Director: M. A. Blinn | Management | For | For | ||||||||
1c. | Election of Director: T. M. Bluedorn | Management | For | For | ||||||||
1d. | Election of Director: D. A. Carp | Management | For | For | ||||||||
1e. | Election of Director: J. F. Clark | Management | For | For | ||||||||
1f. | Election of Director: C. S. Cox | Management | For | For | ||||||||
1g. | Election of Director: B. T. Crutcher | Management | For | For | ||||||||
1h. | Election of Director: J. M. Hobby | Management | For | For | ||||||||
1i. | Election of Director: R. Kirk | Management | For | For | ||||||||
1j. | Election of Director: P. H. Patsley | Management | For | For | ||||||||
1k. | Election of Director: R. E. Sanchez | Management | For | For | ||||||||
1l. | Election of Director: R. K. Templeton | Management | For | For | ||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
3. | Board proposal to approve the Texas Instruments 2018 Director Compensation Plan. | Management | For | For | ||||||||
4. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | ||||||||
DELPHI TECHNOLOGIES PLC | ||||||||||||
Security | G2709G107 | Meeting Type | Annual | |||||||||
Ticker Symbol | DLPH | Meeting Date | 26-Apr-2018 | |||||||||
ISIN | JE00BD85SC56 | Agenda | 934738002 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Election of Director: Robin J. Adams | Management | For | For | ||||||||
2. | Election of Director: Liam Butterworth | Management | For | For | ||||||||
3. | Election of Director: Joseph S. Cantie | Management | For | For | ||||||||
4. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||
5. | Election of Director: Gary L. Cowger | Management | For | For | ||||||||
6. | Election of Director: David S. Haffner | Management | For | For | ||||||||
7. | Election of Director: Helmut Leube | Management | For | For | ||||||||
8. | Election of Director: Timothy M. Manganello | Management | For | For | ||||||||
9. | Election of Director: Hari N. Nair | Management | For | For | ||||||||
10. | Election of Director: MaryAnn Wright | Management | For | For | ||||||||
11. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||
12. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||
13. | Frequency of Say-on-Pay Advisory Vote - To approve, by advisory vote, one of three alternatives or abstain with regard to the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
SIX FLAGS ENTERTAINMENT CORPORATION | ||||||||||||
Security | 83001A102 | Meeting Type | Annual | |||||||||
Ticker Symbol | SIX | Meeting Date | 02-May-2018 | |||||||||
ISIN | US83001A1025 | Agenda | 934740792 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Kurt M. Cellar | For | For | |||||||||
2 | Nancy A. Krejsa | For | For | |||||||||
3 | Jon L. Luther | For | For | |||||||||
4 | Usman Nabi | For | For | |||||||||
5 | Stephen D. Owens | For | For | |||||||||
6 | James Reid-Anderson | For | For | |||||||||
7 | Richard W. Roedel | For | For | |||||||||
2. | Approve the Amendment to the Restated Certificate of Incorporation. | Management | For | For | ||||||||
3. | Advisory vote to ratify the appointment of KPMG LLP as independent registered public accounting firm for 2018. | Management | For | For | ||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
STRYKER CORPORATION | ||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||
Ticker Symbol | SYK | Meeting Date | 02-May-2018 | |||||||||
ISIN | US8636671013 | Agenda | 934742001 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||
1b. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||
1c. | Election of Director: Roch Doliveux, DVM | Management | For | For | ||||||||
1d. | Election of Director: Louise L. Francesconi | Management | For | For | ||||||||
1e. | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | ||||||||
1f. | Election of Director: Kevin A. Lobo (Chairman of the Board) | Management | For | For | ||||||||
1g. | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||
1h. | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||
1i. | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||
1j. | Election of Director: Rajeev Suri | Management | For | For | ||||||||
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
DELUXE CORPORATION | ||||||||||||
Security | 248019101 | Meeting Type | Annual | |||||||||
Ticker Symbol | DLX | Meeting Date | 02-May-2018 | |||||||||
ISIN | US2480191012 | Agenda | 934742392 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Ronald C. Baldwin | For | For | |||||||||
2 | C.E. Mayberry McKissack | For | For | |||||||||
3 | Don J. McGrath | For | For | |||||||||
4 | Neil J. Metviner | For | For | |||||||||
5 | Stephen P. Nachtsheim | For | For | |||||||||
6 | Thomas J. Reddin | For | For | |||||||||
7 | Martyn R. Redgrave | For | For | |||||||||
8 | Lee J. Schram | For | For | |||||||||
9 | John L. Stauch | For | For | |||||||||
10 | Victoria A. Treyger | For | For | |||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation of our Named Executive Officers | Management | For | For | ||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||
ALLERGAN PLC | ||||||||||||
Security | G0177J108 | Meeting Type | Annual | |||||||||
Ticker Symbol | AGN | Meeting Date | 02-May-2018 | |||||||||
ISIN | IE00BY9D5467 | Agenda | 934748407 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | ||||||||
1b. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||
1c. | Election of Director: Joseph H. Boccuzi | Management | For | For | ||||||||
1d. | Election of Director: Christopher W. Bodine | Management | For | For | ||||||||
1e. | Election of Director: Adriane M. Brown | Management | For | For | ||||||||
1f. | Election of Director: Christopher J. Coughlin | Management | For | For | ||||||||
1g. | Election of Director: Carol Anthony (John) Davidson | Management | For | For | ||||||||
1h. | Election of Director: Catherine M. Klema | Management | For | For | ||||||||
1i. | Election of Director: Peter J. McDonnell, M.D. | Management | For | For | ||||||||
1j. | Election of Director: Patrick J. O'Sullivan | Management | For | For | ||||||||
1k. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||
1l. | Election of Director: Fred G. Weiss | Management | For | For | ||||||||
2. | To approve, in a non-binding vote, Named Executive Officer compensation. | Management | For | For | ||||||||
3. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2018 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. | Management | For | For | ||||||||
4. | To renew the authority of the directors of the Company (the "Directors") to issue shares. | Management | For | For | ||||||||
5A. | To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders. | Management | For | For | ||||||||
5B. | To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment. | Management | For | For | ||||||||
6. | To consider a shareholder proposal requiring an independent Board Chairman, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
ECOLAB INC. | ||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||
Ticker Symbol | ECL | Meeting Date | 03-May-2018 | |||||||||
ISIN | US2788651006 | Agenda | 934742378 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
1b. | Election of Director: Barbara J. Beck | Management | For | For | ||||||||
1c. | Election of Director: Leslie S. Biller | Management | For | For | ||||||||
1d. | Election of Director: Carl M. Casale | Management | For | For | ||||||||
1e. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
1f. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||||||
1g. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||
1h. | Election of Director: Michael Larson | Management | For | For | ||||||||
1i. | Election of Director: David W. MacLennan | Management | For | For | ||||||||
1j. | Election of Director: Tracy B. McKibben | Management | For | For | ||||||||
1k. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
1m. | Election of Director: John J. Zillmer | Management | For | For | ||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2018. | Management | For | For | ||||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||||||
4. | Stockholder proposal regarding the threshold to call special stockholder meetings, if properly presented. | Shareholder | For | Against | ||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||
Ticker Symbol | CHD | Meeting Date | 03-May-2018 | |||||||||
ISIN | US1713401024 | Agenda | 934744257 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Matthew T. Farrell | Management | For | For | ||||||||
1b. | Election of Director: Ravichandra K. Saligram | Management | For | For | ||||||||
1c. | Election of Director: Robert K. Shearer | Management | For | For | ||||||||
1d. | Election of Director: Laurie J. Yoler | Management | For | For | ||||||||
2. | Advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||
3. | Proposal to amend and restate our Amended and Restated Certificate of Incorporation to provide for the annual election of all directors and eliminate or update certain outdated provisions. | Management | For | For | ||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||
CUMMINS INC. | ||||||||||||
Security | 231021106 | Meeting Type | Annual | |||||||||
Ticker Symbol | CMI | Meeting Date | 08-May-2018 | |||||||||
ISIN | US2310211063 | Agenda | 934748154 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | ||||||||
2) | Election of Director: Richard J. Freeland | Management | For | For | ||||||||
3) | Election of Director: Robert J. Bernhard | Management | For | For | ||||||||
4) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | ||||||||
5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | ||||||||
6) | Election of Director: Stephen B. Dobbs | Management | For | For | ||||||||
7) | Election of Director: Robert K. Herdman | Management | For | For | ||||||||
8) | Election of Director: Alexis M. Herman | Management | For | For | ||||||||
9) | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||
10) | Election of Director: William I. Miller | Management | For | For | ||||||||
11) | Election of Director: Georgia R. Nelson | Management | For | For | ||||||||
12) | Election of Director: Karen H. Quintos | Management | For | For | ||||||||
13) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||
14) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2018. | Management | For | For | ||||||||
15) | Proposal to approve an amendment to our articles of incorporation to allow shareholders to unilaterally amend our by-laws. | Management | For | For | ||||||||
16) | The shareholder proposal regarding the threshold for shareholders to call special shareholder meetings. | Shareholder | For | Against | ||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||
Ticker Symbol | BAX | Meeting Date | 08-May-2018 | |||||||||
ISIN | US0718131099 | Agenda | 934754474 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Jose (Joe) E. Almeida | Management | For | For | ||||||||
1b. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||
1c. | Election of Director: John D. Forsyth | Management | For | For | ||||||||
1d. | Election of Director: James R. Gavin III | Management | For | For | ||||||||
1e. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||
1f. | Election of Director: Munib Islam | Management | For | For | ||||||||
1g. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||
1h. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||
1i. | Election of Director: Carole J. Shapazian | Management | For | For | ||||||||
1j. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||
1k. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||
1l. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||
5. | Stockholder Proposal- Right to Act by Written Consent | Shareholder | Against | For | ||||||||
CHARLES RIVER LABORATORIES INTL., INC. | ||||||||||||
Security | 159864107 | Meeting Type | Annual | |||||||||
Ticker Symbol | CRL | Meeting Date | 08-May-2018 | |||||||||
ISIN | US1598641074 | Agenda | 934762647 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: James C. Foster | Management | For | For | ||||||||
1B. | Election of Director: Robert J. Bertolini | Management | For | For | ||||||||
1C. | Election of Director: Stephen D. Chubb | Management | For | For | ||||||||
1D. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||
1E. | Election of Director: Martin W. MacKay | Management | For | For | ||||||||
1F. | Election of Director: Jean-Paul Mangeolle | Management | For | For | ||||||||
1G. | Election of Director: George E. Massaro | Management | For | For | ||||||||
1H. | Election of Director: George M. Milne, Jr. | Management | For | For | ||||||||
1I. | Election of Director: C. Richard Reese | Management | For | For | ||||||||
1J. | Election of Director: Craig B. Thompson | Management | For | For | ||||||||
1K. | Election of Director: Richard F. Wallman | Management | For | For | ||||||||
2. | Say on Pay - An advisory vote to approve our executive compensation. | Management | For | For | ||||||||
3. | Approval of 2018 Incentive Plan. | Management | For | For | ||||||||
4. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 29, 2018. | Management | For | For | ||||||||
GILEAD SCIENCES, INC. | ||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GILD | Meeting Date | 09-May-2018 | |||||||||
ISIN | US3755581036 | Agenda | 934752925 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | ||||||||
1b. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||
1c. | Election of Director: Kelly A. Kramer | Management | For | For | ||||||||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||
1e. | Election of Director: John C. Martin, Ph.D. | Management | For | For | ||||||||
1f. | Election of Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||
1g. | Election of Director: Richard J. Whitley, M.D. | Management | For | For | ||||||||
1h. | Election of Director: Gayle E. Wilson | Management | For | For | ||||||||
1i. | Election of Director: Per Wold-Olsen | Management | For | For | ||||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | ||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. | Shareholder | Against | For | ||||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. | Shareholder | Against | For | ||||||||
NORFOLK SOUTHERN CORPORATION | ||||||||||||
Security | 655844108 | Meeting Type | Annual | |||||||||
Ticker Symbol | NSC | Meeting Date | 10-May-2018 | |||||||||
ISIN | US6558441084 | Agenda | 934743990 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | ||||||||
1b. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | ||||||||
1d. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | ||||||||
1e. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||
1f. | Election of Director: Steven F. Leer | Management | For | For | ||||||||
1g. | Election of Director: Michael D. Lockhart | Management | For | For | ||||||||
1h. | Election of Director: Amy E. Miles | Management | For | For | ||||||||
1i. | Election of Director: Martin H. Nesbitt | Management | For | For | ||||||||
1j. | Election of Director: Jennifer F. Scanlon | Management | For | For | ||||||||
1k. | Election of Director: James A. Squires | Management | For | For | ||||||||
1l. | Election of Director: John R. Thompson | Management | For | For | ||||||||
2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2018. | Management | For | For | ||||||||
3. | Approval of advisory resolution on executive compensation, as disclosed in the proxy statement for the 2018 Annual Meeting of Shareholders. | Management | For | For | ||||||||
4. | If properly presented at the meeting, a shareholder proposal regarding right to act by written consent. | Shareholder | Against | For | ||||||||
WASTE MANAGEMENT, INC. | ||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||
Ticker Symbol | WM | Meeting Date | 14-May-2018 | |||||||||
ISIN | US94106L1098 | Agenda | 934754993 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Withdrawn from election | Management | No Action | |||||||||
1b. | Election of Director: Frank M. Clark, Jr. | Management | For | For | ||||||||
1c. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||
1d. | Election of Director: Andres R. Gluski | Management | For | For | ||||||||
1e. | Election of Director: Patrick W. Gross | Management | For | For | ||||||||
1f. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||
1g. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||
1h. | Election of Director: John C. Pope | Management | For | For | ||||||||
1i. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2018. | Management | For | For | ||||||||
3. | Approval of our executive compensation. | Management | For | For | ||||||||
4. | Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
FIRST AMERICAN FUNDS, INC. | ||||||||||||
Security | 31846V567 | Meeting Type | Special | |||||||||
Ticker Symbol | FGZXX | Meeting Date | 16-May-2018 | |||||||||
ISIN | US31846V5672 | Agenda | 934786611 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | David K. Baumgardner | For | For | |||||||||
2 | Mark E. Gaumond | For | For | |||||||||
3 | Roger A. Gibson | For | For | |||||||||
4 | Victoria J. Herget | For | For | |||||||||
5 | Richard K. Riederer | For | For | |||||||||
6 | James M. Wade | For | For | |||||||||
SAP SE | ||||||||||||
Security | 803054204 | Meeting Type | Annual | |||||||||
Ticker Symbol | SAP | Meeting Date | 17-May-2018 | |||||||||
ISIN | US8030542042 | Agenda | 934796042 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2017 | Management | For | For | ||||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2017 | Management | For | For | ||||||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2017 | Management | For | For | ||||||||
5. | Resolution on the approval of the system of Executive Board compensation | Management | For | For | ||||||||
6. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2018 | Management | For | For | ||||||||
7a. | By-elections of Supervisory Board member: Aicha Evans | Management | For | For | ||||||||
7b. | By-elections of Supervisory Board member: Dr. Friederike Rotsch | Management | For | For | ||||||||
7c. | By-elections of Supervisory Board member: Gerhard Oswald | Management | For | For | ||||||||
7d. | By-elections of Supervisory Board member: Diane Greene | Management | For | For | ||||||||
8. | Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 of the German Stock Corporation Act (Aktiengesetz; "AktG"), with possible exclusion of the shareholders' subscription rights and potential rights to offer shares and the possibility to redeem treasury shares while reducing the capital stock | Management | For | For | ||||||||
9. | Amendment to Article 10 of the Articles of Incorporation introducing flexibility regarding the term of office of Supervisory Board members | Management | For | For | ||||||||
XPO LOGISTICS INC | ||||||||||||
Security | 983793100 | Meeting Type | Annual | |||||||||
Ticker Symbol | XPO | Meeting Date | 17-May-2018 | |||||||||
ISIN | US9837931008 | Agenda | 934804445 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.1 | Election of Director: Bradley S. Jacobs | Management | For | For | ||||||||
1.2 | Election of Director: Gena L. Ashe | Management | For | For | ||||||||
1.3 | Election of Director: AnnaMaria DeSalva | Management | For | For | ||||||||
1.4 | Election of Director: Michael G. Jesselson | Management | For | For | ||||||||
1.5 | Election of Director: Adrian P. Kingshott | Management | For | For | ||||||||
1.6 | Election of Director: Jason D. Papastavrou | Management | For | For | ||||||||
1.7 | Election of Director: Oren G. Shaffer | Management | For | For | ||||||||
2. | Ratification of independent auditors. | Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
4. | Frequency of advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
5. | Stockholder proposal regarding sustainability reporting. | Shareholder | Against | For | ||||||||
6. | Stockholder proposal regarding compensation clawback policy | Shareholder | Against | For | ||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||
Ticker Symbol | ICE | Meeting Date | 18-May-2018 | |||||||||
ISIN | US45866F1049 | Agenda | 934767065 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | ||||||||
1b. | Election of Director: Ann M. Cairns | Management | For | For | ||||||||
1c. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||
1d. | Election of Director: Duriya M. Farooqui | Management | For | For | ||||||||
1e. | Election of Director: Jean-Marc Forneri | Management | For | For | ||||||||
1f. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||
1g. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | ||||||||
1h. | Election of Director: Thomas E. Noonan | Management | For | For | ||||||||
1i. | Election of Director: Frederic V. Salerno | Management | For | For | ||||||||
1j. | Election of Director: Jeffrey C. Sprecher | Management | For | For | ||||||||
1k. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||
1l. | Election of Director: Vincent Tese | Management | For | For | ||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | ||||||||
3. | To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan. | Management | For | For | ||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PYPL | Meeting Date | 23-May-2018 | |||||||||
ISIN | US70450Y1038 | Agenda | 934777787 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
1b. | Election of Director: Wences Casares | Management | For | For | ||||||||
1c. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
1d. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||
1f. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
1h. | Election of Director: David M. Moffett | Management | For | For | ||||||||
1i. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
1j. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
1k. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
3. | Approval of the PayPal Holdings, Inc. Amended and Restated 2015 Equity Incentive Award Plan. | Management | For | For | ||||||||
4. | Approval of the PayPal Holdings, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||||||
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2018. | Management | For | For | ||||||||
6. | Stockholder proposal regarding stockholder proxy access enhancement. | Shareholder | Against | For | ||||||||
7. | Stockholder proposal regarding political transparency. | Shareholder | Against | For | ||||||||
8. | Stockholder proposal regarding human and indigenous peoples' rights. | Shareholder | Against | For | ||||||||
AMAZON.COM, INC. | ||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMZN | Meeting Date | 30-May-2018 | |||||||||
ISIN | US0231351067 | Agenda | 934793224 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||
1b. | Election of Director: Tom A. Alberg | Management | For | For | ||||||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||
1f. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||
1g. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||
1h. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||
1i. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES | Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | For | Against | ||||||||
HENRY SCHEIN, INC. | ||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||
Ticker Symbol | HSIC | Meeting Date | 31-May-2018 | |||||||||
ISIN | US8064071025 | Agenda | 934789263 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||
1b. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||
1c. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||
1d. | Election of Director: James P. Breslawski | Management | For | For | ||||||||
1e. | Election of Director: Paul Brons | Management | For | For | ||||||||
1f. | Election of Director: Shira Goodman | Management | For | For | ||||||||
1g. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||
1h. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||
1i. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||
1j. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||
1k. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||
1l. | Election of Director: Steven Paladino | Management | For | For | ||||||||
1m. | Election of Director: Carol Raphael | Management | For | For | ||||||||
1n. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||
1o. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||
2. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of common stock from 240,000,000 to 480,000,000. | Management | For | For | ||||||||
3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as amended, to add a forum selection clause. | Management | For | For | ||||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation, as amended, to incorporate certain technical, administrative and updating changes as set forth in the Proxy Statement. | Management | For | For | ||||||||
5. | Proposal to approve, by non-binding vote, the 2017 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||
6. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2018. | Management | For | For | ||||||||
FACEBOOK, INC. | ||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||
Ticker Symbol | FB | Meeting Date | 31-May-2018 | |||||||||
ISIN | US30303M1027 | Agenda | 934793034 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Marc L. Andreessen | For | For | |||||||||
2 | Erskine B. Bowles | For | For | |||||||||
3 | Kenneth I. Chenault | For | For | |||||||||
4 | S. D. Desmond-Hellmann | For | For | |||||||||
5 | Reed Hastings | For | For | |||||||||
6 | Jan Koum | For | For | |||||||||
7 | Sheryl K. Sandberg | For | For | |||||||||
8 | Peter A. Thiel | For | For | |||||||||
9 | Mark Zuckerberg | For | For | |||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
3. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | For | ||||||||
4. | A stockholder proposal regarding a risk oversight committee. | Shareholder | Against | For | ||||||||
5. | A stockholder proposal regarding simple majority vote. | Shareholder | For | Against | ||||||||
6. | A stockholder proposal regarding a content governance report. | Shareholder | Against | For | ||||||||
7. | A stockholder proposal regarding median pay by gender. | Shareholder | Against | For | ||||||||
8. | A stockholder proposal regarding tax principles. | Shareholder | Against | For | ||||||||
CVS HEALTH CORPORATION | ||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 | |||||||||
ISIN | US1266501006 | Agenda | 934794973 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Richard M. Bracken | Management | For | For | ||||||||
1b. | Election of Director: C. David Brown II | Management | For | For | ||||||||
1c. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
1d. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||
1f. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
1g. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||
1h. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
1i. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
1j. | Election of Director: Richard J. Swift | Management | For | For | ||||||||
1k. | Election of Director: William C. Weldon | Management | For | For | ||||||||
1l. | Election of Director: Tony L. White | Management | For | For | ||||||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2018. | Management | For | For | ||||||||
3. | Say on Pay - an advisory vote on the approval of executive compensation. | Management | For | For | ||||||||
4. | Proposal to approve an amendment to the Company's Certificate of Incorporation to reduce the ownership threshold for our stockholders' right to call special meetings. | Management | For | For | ||||||||
5. | Stockholder proposal regarding executive pay confidential voting. | Shareholder | Against | For | ||||||||
ALPHABET INC. | ||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||
Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||
ISIN | US02079K3059 | Agenda | 934803188 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Larry Page | For | For | |||||||||
2 | Sergey Brin | For | For | |||||||||
3 | Eric E. Schmidt | For | For | |||||||||
4 | L. John Doerr | For | For | |||||||||
5 | Roger W. Ferguson, Jr. | For | For | |||||||||
6 | Diane B. Greene | For | For | |||||||||
7 | John L. Hennessy | For | For | |||||||||
8 | Ann Mather | For | For | |||||||||
9 | Alan R. Mulally | For | For | |||||||||
10 | Sundar Pichai | For | For | |||||||||
11 | K. Ram Shriram | For | For | |||||||||
2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | For | For | ||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
BOOKING HOLDINGS INC. | ||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||
Ticker Symbol | BKNG | Meeting Date | 07-Jun-2018 | |||||||||
ISIN | US09857L1089 | Agenda | 934800687 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||
2 | Jeffery H. Boyd | For | For | |||||||||
3 | Jeffrey E. Epstein | For | For | |||||||||
4 | Glenn D. Fogel | For | For | |||||||||
5 | Mirian Graddick-Weir | For | For | |||||||||
6 | James M. Guyette | For | For | |||||||||
7 | Robert J. Mylod, Jr. | For | For | |||||||||
8 | Charles H. Noski | For | For | |||||||||
9 | Nancy B. Peretsman | For | For | |||||||||
10 | Nicholas J. Read | For | For | |||||||||
11 | Thomas E. Rothman | For | For | |||||||||
12 | Craig W. Rydin | For | For | |||||||||
13 | Lynn M. Vojvodich | For | For | |||||||||
2. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
3. | Advisory Vote to Approve 2017 Executive Compensation. | Management | For | For | ||||||||
4. | Vote to Approve Amendments to the Company's 1999 Omnibus Plan. | Management | For | For | ||||||||
5. | Stockholder Proposal requesting that the Company adopt a policy that the Chairperson of the Board must be an independent director. | Shareholder | Against | For | ||||||||
AUTODESK, INC. | ||||||||||||
Security | 052769106 | Meeting Type | Annual | |||||||||
Ticker Symbol | ADSK | Meeting Date | 12-Jun-2018 | |||||||||
ISIN | US0527691069 | Agenda | 934810183 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Andrew Anagnost | Management | For | For | ||||||||
1b. | Election of Director: Crawford W. Beveridge | Management | For | For | ||||||||
1c. | Election of Director: Karen Blasing | Management | For | For | ||||||||
1d. | Election of Director: Reid French | Management | For | For | ||||||||
1e. | Election of Director: Mary T. McDowell | Management | For | For | ||||||||
1f. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||
1g. | Election of Director: Betsy Rafael | Management | For | For | ||||||||
1h. | Election of Director: Stacy J. Smith | Management | For | For | ||||||||
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2019. | Management | For | For | ||||||||
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | For | For | ||||||||
CELGENE CORPORATION | ||||||||||||
Security | 151020104 | Meeting Type | Annual | |||||||||
Ticker Symbol | CELG | Meeting Date | 13-Jun-2018 | |||||||||
ISIN | US1510201049 | Agenda | 934805637 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Mark J. Alles | For | For | |||||||||
2 | R W Barker, D.Phil, OBE | For | For | |||||||||
3 | Hans E. Bishop | For | For | |||||||||
4 | Michael W. Bonney | For | For | |||||||||
5 | Michael D. Casey | For | For | |||||||||
6 | Carrie S. Cox | For | For | |||||||||
7 | Michael A. Friedman, MD | For | For | |||||||||
8 | Julia A. Haller, M.D. | For | For | |||||||||
9 | P. A. Hemingway Hall | For | For | |||||||||
10 | James J. Loughlin | For | For | |||||||||
11 | Ernest Mario, Ph.D. | For | For | |||||||||
12 | John H. Weiland | For | For | |||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||
3. | Approval, by non-binding vote, of executive compensation of the Company's named executive officers. | Management | For | For | ||||||||
4. | Advisory vote on stockholder proposal to request the Company's Board of Directors to amend the Company's proxy access by-law provision to eliminate the limit on the number of stockholders that can aggregate their shares to achieve the holding requirement for nomination of directors, described in more detail in the proxy statement. | Shareholder | Against | For | ||||||||
5. | Advisory vote on stockholder proposal to request the Company's Board of Directors to adopt a policy and amend the Company's governing documents to require that the Chairman of the Board be an independent member, described in more detail in the proxy statement. | Shareholder | Against | For | ||||||||
SQUARE, INC. | ||||||||||||
Security | 852234103 | Meeting Type | Annual | |||||||||
Ticker Symbol | SQ | Meeting Date | 19-Jun-2018 | |||||||||
ISIN | US8522341036 | Agenda | 934810412 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Randy Garutti | For | For | |||||||||
2 | Mary Meeker | For | For | |||||||||
3 | Naveen Rao | For | For | |||||||||
4 | Lawrence Summers | For | For | |||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||
DELTA AIR LINES, INC. | ||||||||||||
Security | 247361702 | Meeting Type | Annual | |||||||||
Ticker Symbol | DAL | Meeting Date | 29-Jun-2018 | |||||||||
ISIN | US2473617023 | Agenda | 934822520 - Management | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | ||||||||
1b. | Election of Director: Francis S. Blake | Management | For | For | ||||||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | ||||||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | ||||||||
1e. | Election of Director: David G. DeWalt | Management | For | For | ||||||||
1f. | Election of Director: William H. Easter III | Management | For | For | ||||||||
1g. | Election of Director: Michael P. Huerta | Management | For | For | ||||||||
1h. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||||||
1i. | Election of Director: George N. Mattson | Management | For | For | ||||||||
1j. | Election of Director: Douglas R. Ralph | Management | For | For | ||||||||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | ||||||||
1l. | Election of Director: Kathy N. Waller | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2018. | Management | For | For |