UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-10529 |
The Investment House Funds |
(Exact name of registrant as specified in charter) |
300 Corporate Pointe, Suite 380 Culver City, CA | 90230 |
(Address of principal executive offices) | (Zip code) |
David Kahn
300 Corporate Pointe, Suite 380 Culver City, CA 90230 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (310) 873-3020 |
Date of fiscal year end: | July 31 | |
Date of reporting period: | July 1, 2019 – June 30, 2020 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Investment House Funds
By (Signature and Title)* | /s/ Timothy J. Wahl | ||
Timothy J. Wahl, President | |||
Date | August 14, 2020 |
* | Print the name and title of each signing officer under his or her signature. |
Investment Company Report
ALIBABA GROUP HOLDING LIMITED | |||||||||||
Security | 01609W102 | Meeting Type | Annual | ||||||||
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | ||||||||
ISIN | US01609W1027 | Agenda | 935052302 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | |||||||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | |||||||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | |||||||
2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | |||||||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | |||||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | |||||||
CONSTELLATION BRANDS, INC. | |||||||||||
Security | 21036P108 | Meeting Type | Annual | ||||||||
Ticker Symbol | STZ | Meeting Date | 16-Jul-2019 | ||||||||
ISIN | US21036P1084 | Agenda | 935039138 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Jennifer M. Daniels | For | For | ||||||||
2 | Jerry Fowden | For | For | ||||||||
3 | Ernesto M. Hernandez | For | For | ||||||||
4 | Susan S. Johnson | For | For | ||||||||
5 | James A. Locke III | For | For | ||||||||
6 | Daniel J. McCarthy | For | For | ||||||||
7 | William A. Newlands | For | For | ||||||||
8 | Richard Sands | For | For | ||||||||
9 | Robert Sands | For | For | ||||||||
10 | Judy A. Schmeling | For | For | ||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | For | For | |||||||
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | Management | For | For | |||||||
FIRST AMERICAN FUNDS, INC. | |||||||||||
Security | 31846V567 | Meeting Type | Special | ||||||||
Ticker Symbol | FGZXX | Meeting Date | 29-Aug-2019 | ||||||||
ISIN | US31846V5672 | Agenda | 935065246 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | David K. Baumgardner | For | For | ||||||||
2 | Mark E. Gaumond | For | For | ||||||||
3 | Roger A. Gibson | For | For | ||||||||
4 | Jennifer J. McPeek | For | For | ||||||||
5 | C. David Myers | For | For | ||||||||
6 | Richard K. Riederer | For | For | ||||||||
7 | P. Kelly Tompkins | For | For | ||||||||
FEDEX CORPORATION | |||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2019 | ||||||||
ISIN | US31428X1063 | Agenda | 935068761 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: John A. Edwardson | Management | For | For | |||||||
1B. | Election of Director: Marvin R. Ellison | Management | For | For | |||||||
1C. | Election of Director: Susan Patricia Griffith | Management | For | For | |||||||
1D. | Election of Director: John C. ("Chris") Inglis | Management | For | For | |||||||
1E. | Election of Director: Kimberly A. Jabal | Management | For | For | |||||||
1F. | Election of Director: Shirley Ann Jackson | Management | For | For | |||||||
1G. | Election of Director: R. Brad Martin | Management | For | For | |||||||
1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | |||||||
1I. | Election of Director: Susan C. Schwab | Management | For | For | |||||||
1J. | Election of Director: Frederick W. Smith | Management | For | For | |||||||
1K. | Election of Director: David P. Steiner | Management | For | For | |||||||
1L. | Election of Director: Paul S. Walsh | Management | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
3. | Approval of the FedEx Corporation 2019 Omnibus Stock Incentive Plan. | Management | For | For | |||||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | |||||||
5. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | For | |||||||
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Against | For | |||||||
PAYCHEX, INC. | |||||||||||
Security | 704326107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PAYX | Meeting Date | 17-Oct-2019 | ||||||||
ISIN | US7043261079 | Agenda | 935079550 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: B. Thomas Golisano | Management | For | For | |||||||
1B. | Election of Director: Thomas F. Bonadio | Management | For | For | |||||||
1C. | Election of Director: Joseph G. Doody | Management | For | For | |||||||
1D. | Election of Director: David J.S. Flaschen | Management | For | For | |||||||
1E. | Election of Director: Pamela A. Joseph | Management | For | For | |||||||
1F. | Election of Director: Martin Mucci | Management | For | For | |||||||
1G. | Election of Director: Joseph M. Tucci | Management | For | For | |||||||
1H. | Election of Director: Joseph M. Velli | Management | For | For | |||||||
1I. | Election of Director: Kara Wilson | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADP | Meeting Date | 12-Nov-2019 | ||||||||
ISIN | US0530151036 | Agenda | 935081579 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Peter Bisson | Management | For | For | |||||||
1B. | Election of Director: Richard T. Clark | Management | For | For | |||||||
1C. | Election of Director: R. Glenn Hubbard | Management | For | For | |||||||
1D. | Election of Director: John P. Jones | Management | For | For | |||||||
1E. | Election of Director: Francine S. Katsoudas | Management | For | For | |||||||
1F. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||
1G. | Election of Director: Scott F. Powers | Management | For | For | |||||||
1H. | Election of Director: William J. Ready | Management | For | For | |||||||
1I. | Election of Director: Carlos A. Rodriguez | Management | For | For | |||||||
1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | |||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||
3. | Ratification of the Appointment of Auditors. | Management | For | For | |||||||
THE CLOROX COMPANY | |||||||||||
Security | 189054109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLX | Meeting Date | 20-Nov-2019 | ||||||||
ISIN | US1890541097 | Agenda | 935087278 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Amy Banse | Management | For | For | |||||||
1B. | Election of Director: Richard H. Carmona | Management | For | For | |||||||
1C. | Election of Director: Benno Dorer | Management | For | For | |||||||
1D. | Election of Director: Spencer C. Fleischer | Management | For | For | |||||||
1E. | Election of Director: Esther Lee | Management | For | For | |||||||
1F. | Election of Director: A.D. David Mackay | Management | For | For | |||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||
1H. | Election of Director: Matthew J. Shattock | Management | For | For | |||||||
1I. | Election of Director: Pamela Thomas-Graham | Management | For | For | |||||||
1J. | Election of Director: Russell Weiner | Management | For | For | |||||||
1K. | Election of Director: Christopher J. Williams | Management | For | For | |||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||||
4. | Approval of the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provision. | Management | For | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | ||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: William H. Gates III | Management | For | For | |||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||
1E. | Election of Director: Satya Nadella | Management | For | For | |||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | |||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||
1J. | Election of Director: John W. Stanton | Management | For | For | |||||||
1K. | Election of Director: John W. Thompson | Management | For | For | |||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | |||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | |||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | |||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | For | |||||||
MEDTRONIC PLC | |||||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 | ||||||||
ISIN | IE00BTN1Y115 | Agenda | 935094336 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Richard H. Anderson | Management | For | For | |||||||
1B. | Election of Director: Craig Arnold | Management | For | For | |||||||
1C. | Election of Director: Scott C. Donnelly | Management | For | For | |||||||
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | |||||||
1E. | Election of Director: Randall J. Hogan, III | Management | For | For | |||||||
1F. | Election of Director: Omar Ishrak | Management | For | For | |||||||
1G. | Election of Director: Michael O. Leavitt | Management | For | For | |||||||
1H. | Election of Director: James T. Lenehan | Management | For | For | |||||||
1I. | Election of Director: Geoffrey S. Martha | Management | For | For | |||||||
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | |||||||
1K. | Election of Director: Denise M. O'Leary | Management | For | For | |||||||
1L. | Election of Director: Kendall J. Powell | Management | For | For | |||||||
2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | |||||||
3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | |||||||
4. | To renew the Board's authority to issue shares. | Management | For | For | |||||||
5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For | |||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | ||||||||
ISIN | US17275R1023 | Agenda | 935094920 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | |||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | |||||||
1C. | Election of Director: Michael D. Capellas | Management | For | For | |||||||
1D. | Election of Director: Mark Garrett | Management | For | For | |||||||
1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |||||||
1F. | Election of Director: Roderick C. McGeary | Management | For | For | |||||||
1G. | Election of Director: Charles H. Robbins | Management | For | For | |||||||
1H. | Election of Director: Arun Sarin | Management | For | For | |||||||
1I. | Election of Director: Brenton L. Saunders | Management | For | For | |||||||
1J. | Election of Director: Carol B. Tomé | Management | For | For | |||||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||
3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | |||||||
4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | For | |||||||
COSTCO WHOLESALE CORPORATION | |||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COST | Meeting Date | 22-Jan-2020 | ||||||||
ISIN | US22160K1051 | Agenda | 935114087 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Susan L. Decker | For | For | ||||||||
2 | Richard A. Galanti | For | For | ||||||||
3 | Sally Jewell | For | For | ||||||||
4 | Charles T. Munger | For | For | ||||||||
2. | Ratification of selection of independent auditors. | Management | For | For | |||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||
4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Management | For | For | |||||||
5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Against | For | |||||||
INTUIT INC. | |||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTU | Meeting Date | 23-Jan-2020 | ||||||||
ISIN | US4612021034 | Agenda | 935113693 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Eve Burton | Management | For | For | |||||||
1B. | Election of Director: Scott D. Cook | Management | For | For | |||||||
1C. | Election of Director: Richard L. Dalzell | Management | For | For | |||||||
1D. | Election of Director: Sasan K. Goodarzi | Management | For | For | |||||||
1E. | Election of Director: Deborah Liu | Management | For | For | |||||||
1F. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||
1G. | Election of Director: Dennis D. Powell | Management | For | For | |||||||
1H. | Election of Director: Brad D. Smith | Management | For | For | |||||||
1I. | Election of Director: Thomas Szkutak | Management | For | For | |||||||
1J. | Election of Director: Raul Vazquez | Management | For | For | |||||||
1K. | Election of Director: Jeff Weiner | Management | For | For | |||||||
2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Management | For | For | |||||||
3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | |||||||
4. | Stockholder proposal to adopt a mandatory arbitration bylaw. | Shareholder | Against | For | |||||||
THE SCOTTS MIRACLE-GRO COMPANY | |||||||||||
Security | 810186106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SMG | Meeting Date | 27-Jan-2020 | ||||||||
ISIN | US8101861065 | Agenda | 935115243 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | James Hagedorn | For | For | ||||||||
2 | Brian D. Finn | For | For | ||||||||
3 | Nancy G. Mistretta | For | For | ||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | |||||||
VISA INC. | |||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||
Ticker Symbol | V | Meeting Date | 28-Jan-2020 | ||||||||
ISIN | US92826C8394 | Agenda | 935113807 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Lloyd A. Carney | Management | For | For | |||||||
1B. | Election of Director: Mary B. Cranston | Management | For | For | |||||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | |||||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | |||||||
1E. | Election of Director: Ramon L. Laguarta | Management | For | For | |||||||
1F. | Election of Director: John F. Lundgren | Management | For | For | |||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||
1H. | Election of Director: Denise M. Morrison | Management | For | For | |||||||
1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||
1J. | Election of Director: John A. C. Swainson | Management | For | For | |||||||
1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | |||||||
ACCENTURE PLC | |||||||||||
Security | G1151C101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACN | Meeting Date | 30-Jan-2020 | ||||||||
ISIN | IE00B4BNMY34 | Agenda | 935116118 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | |||||||
1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | |||||||
1C. | Re-appointment of Director: Nancy McKinstry | Management | For | For | |||||||
1D. | Re-appointment of Director: Gilles C. Pélisson | Management | For | For | |||||||
1E. | Re-appointment of Director: Paula A. Price | Management | For | For | |||||||
1F. | Re-appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | |||||||
1G. | Re-appointment of Director: David Rowland | Management | For | For | |||||||
1H. | Re-appointment of Director: Arun Sarin | Management | For | For | |||||||
1I. | Re-appointment of Director: Julie Sweet | Management | For | For | |||||||
1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | |||||||
1K. | Re-appointment of Director: Tracey T. Travis | Management | For | For | |||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | |||||||
3. | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | Management | For | For | |||||||
4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | |||||||
5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | |||||||
6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | |||||||
7. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | |||||||
APPLE INC. | |||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | ||||||||
ISIN | US0378331005 | Agenda | 935121563 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: James Bell | Management | For | For | |||||||
1B. | Election of Director: Tim Cook | Management | For | For | |||||||
1C. | Election of Director: Al Gore | Management | For | For | |||||||
1D. | Election of Director: Andrea Jung | Management | For | For | |||||||
1E. | Election of Director: Art Levinson | Management | For | For | |||||||
1F. | Election of Director: Ron Sugar | Management | For | For | |||||||
1G. | Election of Director: Sue Wagner | Management | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation | Management | For | For | |||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | |||||||
5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | For | |||||||
6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Against | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 10-Mar-2020 | ||||||||
ISIN | US7475251036 | Agenda | 935123783 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mark Fields | Management | For | For | |||||||
1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||
1C. | Election of Director: Ann M. Livermore | Management | For | For | |||||||
1D. | Election of Director: Harish Manwani | Management | For | For | |||||||
1E. | Election of Director: Mark D. McLaughlin | Management | For | For | |||||||
1F. | Election of Director: Steve Mollenkopf | Management | For | For | |||||||
1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||
1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | |||||||
1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | |||||||
1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | For | For | |||||||
3. | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | For | For | |||||||
4. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |||||||
5. | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | |||||||
CARNIVAL CORPORATION | |||||||||||
Security | 143658300 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCL | Meeting Date | 06-Apr-2020 | ||||||||
ISIN | PA1436583006 | Agenda | 935131564 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
7. | To re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
8. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
9. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
10. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
11. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
12. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | |||||||
13. | To hold a (non-binding) advisory vote to approve the Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). | Management | For | For | |||||||
14. | To approve the Carnival plc Directors' Remuneration Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. | Management | For | For | |||||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||||
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||||
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | |||||||
21. | To approve the Carnival Corporation 2020 Stock Plan. | Management | For | For | |||||||
22. | To approve the Carnival plc UK Employee Share Purchase Plan. | Management | For | For | |||||||
ADOBE INC | |||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADBE | Meeting Date | 09-Apr-2020 | ||||||||
ISIN | US00724F1012 | Agenda | 935132580 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Amy Banse | Management | For | For | |||||||
1B. | Election of Director: Frank Calderoni | Management | For | For | |||||||
1C. | Election of Director: James Daley | Management | For | For | |||||||
1D. | Election of Director: Laura Desmond | Management | For | For | |||||||
1E. | Election of Director: Charles Geschke | Management | For | For | |||||||
1F. | Election of Director: Shantanu Narayen | Management | For | For | |||||||
1G. | Election of Director: Kathleen Oberg | Management | For | For | |||||||
1H. | Election of Director: Dheeraj Pandey | Management | For | For | |||||||
1I. | Election of Director: David Ricks | Management | For | For | |||||||
1J. | Election of Director: Daniel Rosensweig | Management | For | For | |||||||
1K. | Election of Director: John Warnock | Management | For | For | |||||||
2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | Management | For | For | |||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | Management | For | For | |||||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||
5. | Consider and vote upon one stockholder proposal. | Shareholder | Against | For | |||||||
TEXAS INSTRUMENTS INCORPORATED | |||||||||||
Security | 882508104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | ||||||||
ISIN | US8825081040 | Agenda | 935138722 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mark A. Blinn | Management | For | For | |||||||
1B. | Election of Director: Todd M. Bluedorn | Management | For | For | |||||||
1C. | Election of Director: Janet F. Clark | Management | For | For | |||||||
1D. | Election of Director: Carrie S. Cox | Management | For | For | |||||||
1E. | Election of Director: Martin S. Craighead | Management | For | For | |||||||
1F. | Election of Director: Jean M. Hobby | Management | For | For | |||||||
1G. | Election of Director: Michael D. Hsu | Management | For | For | |||||||
1H. | Election of Director: Ronald Kirk | Management | For | For | |||||||
1I. | Election of Director: Pamela H. Patsley | Management | For | For | |||||||
1J. | Election of Director: Robert E. Sanchez | Management | For | For | |||||||
1K. | Election of Director: Richard K. Templeton | Management | For | For | |||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | |||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||||
INTUITIVE SURGICAL, INC. | |||||||||||
Security | 46120E602 | Meeting Type | Annual | ||||||||
Ticker Symbol | ISRG | Meeting Date | 23-Apr-2020 | ||||||||
ISIN | US46120E6023 | Agenda | 935141717 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | |||||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | |||||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | |||||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | |||||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | |||||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | |||||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | |||||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | |||||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | |||||||
1J. | Election of Director: Mark J. Rubash | Management | For | For | |||||||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | |||||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | For | |||||||
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | Management | For | For | |||||||
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | Management | For | For | |||||||
CORNING INCORPORATED | |||||||||||
Security | 219350105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLW | Meeting Date | 30-Apr-2020 | ||||||||
ISIN | US2193501051 | Agenda | 935142721 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Donald W. Blair | Management | For | For | |||||||
1B. | Election of Director: Leslie A. Brun | Management | For | For | |||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | For | |||||||
1D. | Election of Director: Richard T. Clark | Management | For | For | |||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | |||||||
1F. | Election of Director: Deborah A. Henretta | Management | For | For | |||||||
1G. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |||||||
1H. | Election of Director: Kurt M. Landgraf | Management | For | For | |||||||
1I. | Election of Director: Kevin J. Martin | Management | For | For | |||||||
1J. | Election of Director: Deborah D. Rieman | Management | For | For | |||||||
1K. | Election of Director: Hansel E. Tookes, II | Management | For | For | |||||||
1L. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||
1M. | Election of Director: Mark S. Wrighton | Management | For | For | |||||||
2. | Advisory approval of the Company's executive compensation (Say on Pay). | Management | For | For | |||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
CHURCH & DWIGHT CO., INC. | |||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHD | Meeting Date | 30-Apr-2020 | ||||||||
ISIN | US1713401024 | Agenda | 935150223 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: James R. Craigie | Management | For | For | |||||||
1B. | Election of Director: Bradley C. Irwin | Management | For | For | |||||||
1C. | Election of Director: Penry W. Price | Management | For | For | |||||||
1D. | Election of Director: Janet S. Vergis | Management | For | For | |||||||
1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | |||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | |||||||
3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Management | For | For | |||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Management | For | For | |||||||
5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Management | For | For | |||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | |||||||
BAXTER INTERNATIONAL INC. | |||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAX | Meeting Date | 05-May-2020 | ||||||||
ISIN | US0718131099 | Agenda | 935147036 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: José (Joe) E. Almeida | Management | For | For | |||||||
1B. | Election of Director: Thomas F. Chen | Management | For | For | |||||||
1C. | Election of Director: John D. Forsyth | Management | For | For | |||||||
1D. | Election of Director: James R. Gavin III | Management | For | For | |||||||
1E. | Election of Director: Peter S. Hellman | Management | For | For | |||||||
1F. | Election of Director: Michael F. Mahoney | Management | For | For | |||||||
1G. | Election of Director: Patricia B. Morrison | Management | For | For | |||||||
1H. | Election of Director: Stephen N. Oesterle | Management | For | For | |||||||
1I. | Election of Director: Cathy R. Smith | Management | For | For | |||||||
1J. | Election of Director: Thomas T. Stallkamp | Management | For | For | |||||||
1K. | Election of Director: Albert P.L. Stroucken | Management | For | For | |||||||
1L. | Election of Director: Amy A. Wendell | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | |||||||
5. | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Against | For | |||||||
STRYKER CORPORATION | |||||||||||
Security | 863667101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SYK | Meeting Date | 05-May-2020 | ||||||||
ISIN | US8636671013 | Agenda | 935153673 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mary K. Brainerd | Management | For | For | |||||||
1B. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | |||||||
1C. | Election of Director: Roch Doliveux, DVM | Management | For | For | |||||||
1D. | Election of Director: Allan C. Golston(Lead Independent Director) | Management | For | For | |||||||
1E. | Election of Director: Kevin A. Lobo(Chairman of the Board) | Management | For | For | |||||||
1F. | Election of Director: Sherilyn S. McCoy | Management | For | For | |||||||
1G. | Election of Director: Andrew K. Silvernail | Management | For | For | |||||||
1H. | Election of Director: Lisa M. Skeete Tatum | Management | For | For | |||||||
1I. | Election of Director: Ronda E. Stryker | Management | For | For | |||||||
1J. | Election of Director: Rajeev Suri | Management | For | For | |||||||
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | |||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
4. | Non-management employee representation on the Board of Directors. | Shareholder | Against | For | |||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | |||||||||||
Security | 459506101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IFF | Meeting Date | 06-May-2020 | ||||||||
ISIN | US4595061015 | Agenda | 935153560 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Marcello V. Bottoli | Management | For | For | |||||||
1B. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Michael L. Ducker | Management | For | For | |||||||
1C. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: David R. Epstein | Management | For | For | |||||||
1D. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Roger W. Ferguson, Jr. | Management | For | For | |||||||
1E. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: John F. Ferraro | Management | For | For | |||||||
1F. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Andreas Fibig | Management | For | For | |||||||
1G. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Christina Gold | Management | For | For | |||||||
1H. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Katherine M. Hudson | Management | For | For | |||||||
1I. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Dale F. Morrison | Management | For | For | |||||||
1J. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Dr. Li-Huei Tsai | Management | For | For | |||||||
1K. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Stephen Williamson | Management | For | For | |||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | |||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers in 2019. | Management | For | For | |||||||
CHARLES RIVER LABORATORIES INTL., INC. | |||||||||||
Security | 159864107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRL | Meeting Date | 06-May-2020 | ||||||||
ISIN | US1598641074 | Agenda | 935159156 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: James C. Foster | Management | For | For | |||||||
1B. | Election of Director: Nancy C. Andrews | Management | For | For | |||||||
1C. | Election of Director: Robert J. Bertolini | Management | For | For | |||||||
1D. | Election of Director: Stephen D. Chubb | Management | For | For | |||||||
1E. | Election of Director: Deborah T. Kochevar | Management | For | For | |||||||
1F. | Election of Director: Martin W. MacKay | Management | For | For | |||||||
1G. | Election of Director: George E. Massaro | Management | For | For | |||||||
1H. | Election of Director: George M. Milne, Jr. | Management | For | For | |||||||
1I. | Election of Director: C. Richard Reese | Management | For | For | |||||||
1J. | Election of Director: Richard F. Wallman | Management | For | For | |||||||
1K. | Election of Director: Virginia M. Wilson | Management | For | For | |||||||
2. | Say on Pay - An advisory vote to approve our executive compensation. | Management | For | For | |||||||
3. | Proposal to Amend the 2018 Incentive Plan. | Management | For | For | |||||||
4. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 26, 2020 | Management | For | For | |||||||
ECOLAB INC. | |||||||||||
Security | 278865100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ECL | Meeting Date | 07-May-2020 | ||||||||
ISIN | US2788651006 | Agenda | 935147795 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | |||||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | |||||||
1D. | Election of Director: Jeffrey M. Ettinger | Management | For | For | |||||||
1E. | Election of Director: Arthur J. Higgins | Management | For | For | |||||||
1F. | Election of Director: Michael Larson | Management | For | For | |||||||
1G. | Election of Director: David W. MacLennan | Management | For | For | |||||||
1H. | Election of Director: Tracy B. McKibben | Management | For | For | |||||||
1I. | Election of Director: Lionel L. Nowell, III | Management | For | For | |||||||
1J. | Election of Director: Victoria J. Reich | Management | For | For | |||||||
1K. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |||||||
1L. | Election of Director: John J. Zillmer | Management | For | For | |||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2020. | Management | For | For | |||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | |||||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | For | |||||||
MOTOROLA SOLUTIONS, INC. | |||||||||||
Security | 620076307 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSI | Meeting Date | 11-May-2020 | ||||||||
ISIN | US6200763075 | Agenda | 935152227 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director for a One-Year Term: Gregory Q. Brown | Management | For | For | |||||||
1B. | Election of Director for a One-Year Term: Kenneth D. Denman | Management | For | For | |||||||
1C. | Election of Director for a One-Year Term: Egon P. Durban | Management | For | For | |||||||
1D. | Election of Director for a One-Year Term: Clayton M. Jones | Management | For | For | |||||||
1E. | Election of Director for a One-Year Term: Judy C. Lewent | Management | For | For | |||||||
1F. | Election of Director for a One-Year Term: Gregory K. Mondre | Management | For | For | |||||||
1G. | Election of Director for a One-Year Term: Anne R. Pramaggiore | Management | For | For | |||||||
1H. | Election of Director for a One-Year Term: Joseph M. Tucci | Management | For | For | |||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | |||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||
4. | Shareholder Proposal re: Political Spending Disclosure. | Shareholder | Against | For | |||||||
CUMMINS INC. | |||||||||||
Security | 231021106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMI | Meeting Date | 12-May-2020 | ||||||||
ISIN | US2310211063 | Agenda | 935149028 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | |||||||
2) | Election of Director: Robert J. Bernhard | Management | For | For | |||||||
3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | |||||||
4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | |||||||
5) | Election of Director: Stephen B. Dobbs | Management | For | For | |||||||
6) | Election of Director: Robert K. Herdman | Management | For | For | |||||||
7) | Election of Director: Alexis M. Herman | Management | For | For | |||||||
8) | Election of Director: Thomas J. Lynch | Management | For | For | |||||||
9) | Election of Director: William I. Miller | Management | For | For | |||||||
10) | Election of Director: Georgia R. Nelson | Management | For | For | |||||||
11) | Election of Director: Karen H. Quintos | Management | For | For | |||||||
12) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||
13) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Management | For | For | |||||||
14) | The shareholder proposal regarding by-law amendments. | Shareholder | Against | For | |||||||
WASTE MANAGEMENT, INC. | |||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WM | Meeting Date | 12-May-2020 | ||||||||
ISIN | US94106L1098 | Agenda | 935158445 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Frank M. Clark, Jr. | Management | For | For | |||||||
1B. | Election of Director: James C. Fish, Jr. | Management | For | For | |||||||
1C. | Election of Director: Andrés R. Gluski | Management | For | For | |||||||
1D. | Election of Director: Victoria M. Holt | Management | For | For | |||||||
1E. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||
1F. | Election of Director: William B. Plummer | Management | For | For | |||||||
1G. | Election of Director: John C. Pope | Management | For | For | |||||||
1H. | Election of Director: Thomas H. Weidemeyer | Management | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Management | For | For | |||||||
3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | |||||||
4. | Proposal to amend and restate our Employee Stock Purchase Plan to increase the number of shares authorized for issuance. | Management | For | For | |||||||
NORFOLK SOUTHERN CORPORATION | |||||||||||
Security | 655844108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NSC | Meeting Date | 14-May-2020 | ||||||||
ISIN | US6558441084 | Agenda | 935152025 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | |||||||
1B. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | |||||||
1C. | Election of Director: Marcela E. Donadio | Management | For | For | |||||||
1D. | Election of Director: John C. Huffard, Jr. | Management | For | For | |||||||
1E. | Election of Director: Christopher T. Jones | Management | For | For | |||||||
1F. | Election of Director: Thomas C. Kelleher | Management | For | For | |||||||
1G. | Election of Director: Steven F. Leer | Management | For | For | |||||||
1H. | Election of Director: Michael D. Lockhart | Management | For | For | |||||||
1I. | Election of Director: Amy E. Miles | Management | For | For | |||||||
1J. | Election of Director: Claude Mongeau | Management | For | For | |||||||
1K. | Election of Director: Jennifer F. Scanlon | Management | For | For | |||||||
1L. | Election of Director: James A. Squires | Management | For | For | |||||||
1M. | Election of Director: John R. Thompson | Management | For | For | |||||||
2A. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Amendment of voting standard to amend the Articles. | Management | For | For | |||||||
2B. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of simple majority voting standard to approve a merger, share exchange, conversion, sale, or dissolution of the Corporation. | Management | For | For | |||||||
2C. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of majority voting standard to approve re-domestication of the Corporation and affiliated transactions. | Management | For | For | |||||||
3. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2020. | Management | For | For | |||||||
4. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | |||||||
5. | A shareholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | |||||||
INTEL CORPORATION | |||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTC | Meeting Date | 14-May-2020 | ||||||||
ISIN | US4581401001 | Agenda | 935158635 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: James J. Goetz | Management | For | For | |||||||
1B. | Election of Director: Alyssa Henry | Management | For | For | |||||||
1C. | Election of Director: Omar Ishrak | Management | For | For | |||||||
1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||
1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | |||||||
1F. | Election of Director: Gregory D. Smith | Management | For | For | |||||||
1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | |||||||
1H. | Election of Director: Andrew Wilson | Management | For | For | |||||||
1I. | Election of Director: Frank D. Yeary | Management | For | For | |||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | |||||||
4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | For | For | |||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Against | For | |||||||
6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Against | For | |||||||
CVS HEALTH CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 14-May-2020 | ||||||||
ISIN | US1266501006 | Agenda | 935159322 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | |||||||
1B. | Election of Director: C. David Brown II | Management | For | For | |||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |||||||
1E. | Election of Director: David W. Dorman | Management | For | For | |||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | |||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | |||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | |||||||
1I. | Election of Director: Larry J. Merlo | Management | For | For | |||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||
1L. | Election of Director: William C. Weldon | Management | For | For | |||||||
1M. | Election of Director: Tony L. White | Management | For | For | |||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | |||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||
4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | |||||||
5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | |||||||
6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | |||||||
7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | |||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||
Security | 45866F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ICE | Meeting Date | 15-May-2020 | ||||||||
ISIN | US45866F1049 | Agenda | 935159447 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | |||||||
1B. | Election of Director: Charles R. Crisp | Management | For | For | |||||||
1C. | Election of Director: Duriya M. Farooqui | Management | For | For | |||||||
1D. | Election of Director: Jean-Marc Forneri | Management | For | For | |||||||
1E. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | |||||||
1F. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | |||||||
1G. | Election of Director: Thomas E. Noonan | Management | For | For | |||||||
1H. | Election of Director: Frederic V. Salerno | Management | For | For | |||||||
1I. | Election of Director: Jeffrey C. Sprecher | Management | For | For | |||||||
1J. | Election of Director: Judith A. Sprieser | Management | For | For | |||||||
1K. | Election of Director: Vincent Tese | Management | For | For | |||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | |||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
SAP SE | |||||||||||
Security | 803054204 | Meeting Type | Annual | ||||||||
Ticker Symbol | SAP | Meeting Date | 20-May-2020 | ||||||||
ISIN | US8030542042 | Agenda | 935198350 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2019 | Management | For | For | |||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2019 | Management | For | For | |||||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2019 | Management | For | For | |||||||
5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2020 | Management | For | For | |||||||
6A. | Resolution on the creation of new Authorized Capital I for the issuance of shares against contributions in cash, with the option to exclude the shareholders' subscription rights (in respect of fractional shares only), and on the corresponding amendment of Section 4 (5) of the Articles of Incorporation | Management | For | For | |||||||
6B. | Resolution on the creation of new Authorized Capital II for the issuance of shares against contributions in cash or in kind, with the option to exclude the shareholders' subscription rights, and on the corresponding amendment of Section 4 (6) of the Articles of Incorporation | Management | For | For | |||||||
7. | Resolution on the approval of the compensation system for the Executive Board members | Management | For | For | |||||||
8. | Resolution on the confirmation of the compensation of the Supervisory Board members | Management | For | For | |||||||
PAYPAL HOLDINGS, INC. | |||||||||||
Security | 70450Y103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PYPL | Meeting Date | 21-May-2020 | ||||||||
ISIN | US70450Y1038 | Agenda | 935170869 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Rodney C. Adkins | Management | For | For | |||||||
1B. | Election of Director: Jonathan Christodoro | Management | For | For | |||||||
1C. | Election of Director: John J. Donahoe | Management | For | For | |||||||
1D. | Election of Director: David W. Dorman | Management | For | For | |||||||
1E. | Election of Director: Belinda J. Johnson | Management | For | For | |||||||
1F. | Election of Director: Gail J. McGovern | Management | For | For | |||||||
1G. | Election of Director: Deborah M. Messemer | Management | For | For | |||||||
1H. | Election of Director: David M. Moffett | Management | For | For | |||||||
1I. | Election of Director: Ann M. Sarnoff | Management | For | For | |||||||
1J. | Election of Director: Daniel H. Schulman | Management | For | For | |||||||
1K. | Election of Director: Frank D. Yeary | Management | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Management | For | For | |||||||
4. | Stockholder Proposal - Stockholder right to act by written consent. | Shareholder | Against | For | |||||||
5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shareholder | Against | For | |||||||
EMERGENT BIOSOLUTIONS INC. | |||||||||||
Security | 29089Q105 | Meeting Type | Annual | ||||||||
Ticker Symbol | EBS | Meeting Date | 21-May-2020 | ||||||||
ISIN | US29089Q1058 | Agenda | 935174540 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: Zsolt Harsanyi, Ph.D. | Management | For | For | |||||||
1B. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: General George A. Joulwan | Management | For | For | |||||||
1C. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: Louis W. Sullivan, M.D. | Management | For | For | |||||||
2. | To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2020 | ||||||||
ISIN | US58933Y1055 | Agenda | 935176431 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | |||||||
1B. | Election of Director: Thomas R. Cech | Management | For | For | |||||||
1C. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||
1D. | Election of Director: Pamela J. Craig | Management | For | For | |||||||
1E. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||
1F. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||
1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||
1H. | Election of Director: Paul B. Rothman | Management | For | For | |||||||
1I. | Election of Director: Patricia F. Russo | Management | For | For | |||||||
1J. | Election of Director: Christine E. Seidman | Management | For | For | |||||||
1K. | Election of Director: Inge G. Thulin | Management | For | For | |||||||
1L. | Election of Director: Kathy J. Warden | Management | For | For | |||||||
1M. | Election of Director: Peter C. Wendell | Management | For | For | |||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||||
4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | For | |||||||
5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | For | |||||||
FACEBOOK, INC. | |||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FB | Meeting Date | 27-May-2020 | ||||||||
ISIN | US30303M1027 | Agenda | 935178221 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Peggy Alford | For | For | ||||||||
2 | Marc L. Andreessen | For | For | ||||||||
3 | Andrew W. Houston | For | For | ||||||||
4 | Nancy Killefer | For | For | ||||||||
5 | Robert M. Kimmitt | For | For | ||||||||
6 | Sheryl K. Sandberg | For | For | ||||||||
7 | Peter A. Thiel | For | For | ||||||||
8 | Tracey T. Travis | For | For | ||||||||
9 | Mark Zuckerberg | For | For | ||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
3. | To approve the director compensation policy. | Management | For | For | |||||||
4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | For | |||||||
5. | A stockholder proposal regarding an independent chair. | Shareholder | Against | For | |||||||
6. | A stockholder proposal regarding majority voting for directors. | Shareholder | Against | For | |||||||
7. | A stockholder proposal regarding political advertising. | Shareholder | Against | For | |||||||
8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Against | For | |||||||
9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Against | For | |||||||
10. | A stockholder proposal regarding child exploitation. | Shareholder | Against | For | |||||||
11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Against | For | |||||||
AMAZON.COM, INC. | |||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | ||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of director: Jeffrey P. Bezos | Management | For | For | |||||||
1B. | Election of director: Rosalind G. Brewer | Management | For | For | |||||||
1C. | Election of director: Jamie S. Gorelick | Management | For | For | |||||||
1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | |||||||
1E. | Election of director: Judith A. McGrath | Management | For | For | |||||||
1F. | Election of director: Indra K. Nooyi | Management | For | For | |||||||
1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | |||||||
1H. | Election of director: Thomas O. Ryder | Management | For | For | |||||||
1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | |||||||
1J. | Election of director: Wendell P. Weeks | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | For | |||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | For | |||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | For | |||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | For | |||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | For | |||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | For | |||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | For | |||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | For | |||||||
ALPHABET INC. | |||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US02079K3059 | Agenda | 935196762 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Larry Page | For | For | ||||||||
2 | Sergey Brin | For | For | ||||||||
3 | Sundar Pichai | For | For | ||||||||
4 | John L. Hennessy | For | For | ||||||||
5 | Frances H. Arnold | For | For | ||||||||
6 | L. John Doerr | For | For | ||||||||
7 | Roger W. Ferguson, Jr. | For | For | ||||||||
8 | Ann Mather | For | For | ||||||||
9 | Alan R. Mulally | For | For | ||||||||
10 | K. Ram Shriram | For | For | ||||||||
11 | Robin L. Washington | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | |||||||
4. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | |||||||
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Against | For | |||||||
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Against | For | |||||||
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | For | |||||||
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | For | |||||||
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | For | |||||||
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | For | |||||||
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Against | For | |||||||
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | For | |||||||
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Against | For | |||||||
VERTEX PHARMACEUTICALS INCORPORATED | |||||||||||
Security | 92532F100 | Meeting Type | Annual | ||||||||
Ticker Symbol | VRTX | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US92532F1003 | Agenda | 935199883 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Sangeeta Bhatia | Management | For | For | |||||||
1B. | Election of Director: Lloyd Carney | Management | For | For | |||||||
1C. | Election of Director: Alan Garber | Management | For | For | |||||||
1D. | Election of Director: Terrence Kearney | Management | For | For | |||||||
1E. | Election of Director: Reshma Kewalramani | Management | For | For | |||||||
1F. | Election of Director: Yuchun Lee | Management | For | For | |||||||
1G. | Election of Director: Jeffrey Leiden | Management | For | For | |||||||
1H. | Election of Director: Margaret McGlynn | Management | For | For | |||||||
1I. | Election of Director: Diana McKenzie | Management | For | For | |||||||
1J. | Election of Director: Bruce Sachs | Management | For | For | |||||||
2. | Ratification of Ernst & Young LLP as our independent Registered Public Accounting firm for the year ending December 31, 2020. | Management | For | For | |||||||
3. | Advisory vote on named executive officer compensation. | Management | For | For | |||||||
4. | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. | Shareholder | Against | For | |||||||
NVIDIA CORPORATION | |||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | ||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | |||||||
1B. | Election of Director: Tench Coxe | Management | For | For | |||||||
1C. | Election of Director: Persis S. Drell | Management | For | For | |||||||
1D. | Election of Director: Jen-Hsun Huang | Management | For | For | |||||||
1E. | Election of Director: Dawn Hudson | Management | For | For | |||||||
1F. | Election of Director: Harvey C. Jones | Management | For | For | |||||||
1G. | Election of Director: Michael G. McCaffery | Management | For | For | |||||||
1H. | Election of Director: Stephen C. Neal | Management | For | For | |||||||
1I. | Election of Director: Mark L. Perry | Management | For | For | |||||||
1J. | Election of Director: A. Brooke Seawell | Management | For | For | |||||||
1K. | Election of Director: Mark A. Stevens | Management | For | For | |||||||
2. | Approval of our executive compensation. | Management | For | For | |||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | |||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | |||||||
SQUARE, INC. | |||||||||||
Security | 852234103 | Meeting Type | Annual | ||||||||
Ticker Symbol | SQ | Meeting Date | 16-Jun-2020 | ||||||||
ISIN | US8522341036 | Agenda | 935197396 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Roelof Botha | For | For | ||||||||
2 | Amy Brooks | For | For | ||||||||
3 | James McKelvey | For | For | ||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO PREPARE A REPORT ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||
AUTODESK, INC. | |||||||||||
Security | 052769106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADSK | Meeting Date | 18-Jun-2020 | ||||||||
ISIN | US0527691069 | Agenda | 935210601 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Andrew Anagnost | Management | For | For | |||||||
1B. | Election of Director: Karen Blasing | Management | For | For | |||||||
1C. | Election of Director: Reid French | Management | For | For | |||||||
1D. | Election of Director: Dr. Ayanna Howard | Management | For | For | |||||||
1E. | Election of Director: Blake Irving | Management | For | For | |||||||
1F. | Election of Director: Mary T. McDowell | Management | For | For | |||||||
1G. | Election of Director: Stephen Milligan | Management | For | For | |||||||
1H. | Election of Director: Lorrie M. Norrington | Management | For | For | |||||||
1I. | Election of Director: Betsy Rafael | Management | For | For | |||||||
1J. | Election of Director: Stacy J. Smith | Management | For | For | |||||||
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | |||||||
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | For | For | |||||||